Form990
Click to see attachment
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
A For the 2020 calendar year, or tax year beginning 07-01-2020 , and ending 06-30-2021
BCheck if applicable:
CName of organization
JOHNS HOPKINS UNIVERSITY
 
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
3910 KESWICK ROAD NO N4327B
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BALTIMORE, MD21211
D Employer identification number

52-0595110
E Telephone number

G Gross receipts $ 14,018,200,000
F Name and address of principal officer:
RONALD J DANIELS
3910 KESWICK ROAD NO N4327B
BALTIMORE,MD21211
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.JHU.EDU
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet8238
K Form of organization:  
L Year of formation: 1867
M State of legal domicile: MD
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: TO EDUCATE STUDENTS, TO FOSTER INDEPENDENT & ORIGINAL RESEARCH, AND TO SHARE BENEFITS DISCOVERED.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 39
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 33
5 Total number of individuals employed in calendar year 2020 (Part V, line 2a) ...... 5 44,325
6 Total number of volunteers (estimate if necessary) ............. 6 8,307
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 22,236,000
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 2,460,226,000 2,050,159,000
9 Program service revenue (Part VIII, line 2g) ......... 4,771,257,000 4,894,300,000
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 236,190,000 581,179,000
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 38,218,000 48,409,000
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 7,505,891,000 7,574,047,000
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 905,318,000 929,871,000
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 3,884,402,000 4,017,039,000
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 1,133,000 895,000
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet75,339,000    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,752,966,000 1,739,024,000
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 6,543,819,000 6,686,829,000
19 Revenue less expenses. Subtract line 18 from line 12....... 962,072,000 887,218,000
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 14,563,899,000 17,948,815,000
21 Total liabilities (Part X, line 26)............. 4,557,331,000 4,520,748,000
22 Net assets or fund balances. Subtract line 21 from line 20..... 10,006,568,000 13,428,067,000
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2020)
Form 990 (2020)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: THE MISSION OF THE JOHNS HOPKINS UNIVERSITY IS TO EDUCATE ITS STUDENTS AND CULTIVATE THEIR CAPACITY FOR LIFE-LONG LEARNING, TO FOSTER INDEPENDENT AND ORIGINAL RESEARCH, AND TO BRING THE BENEFITS OF DISCOVERY TO THE WORLD.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 5,849,635,000 including grants of $ 929,871,000 ) (Revenue $ 4,813,599,000 )
INSTRUCTION, RESEARCH AND CLINICAL PRACTICE:EDUCATION AND RELATED SERVICES (E.G., ROOM AND BOARD) ARE PROVIDED TO OVER 29,000 STUDENTS INCLUDING APPROXIMATELY 15,000 FULL-TIME AND 14,000 PART-TIME STUDENTS. RESEARCH AND RELATED SERVICES (E.G., RESEARCH TRAINING) ARE PROVIDED THROUGH APPROXIMATELY 2,200 GOVERNMENT AND PRIVATE SPONSORS. THE UNIVERSITY REMAINS A LEADER AMONG THE NATION'S RESEARCH UNIVERSITIES. UNIVERSITY RESEARCH HIGHLIGHTS ARE AVAILABLE AT WWW.JHU.EDU. PROFESSIONAL MEDICAL SERVICES ARE PROVIDED BY MEMBERS OF THE UNIVERSITY'S FACULTY TO PATIENTS AT THE JOHNS HOPKINS HOSPITAL AND OTHER HOSPITALS AND OUTPATIENT CARE FACILITIES IN THE BALTIMORE AREA.
4b (Code:   ) (Expenses $ 144,136,000 including grants of $   ) (Revenue $   )
STUDENT SERVICES:INCLUDES ADMISSIONS AND REGISTAR OFFICES AND THOSE ACTIVITIES WHOSE PRIMARY PURPOSE IS TO CONTRIBUTE TO THE STUDENT'S EMOTIONAL AND PHYSICAL WELL-BEING AND TO HIS OR HER INTELLECTUAL, CULTURAL AND SOCIAL DEVELOPMENT OUTSIDE THE CONTEXT OF THE FORMAL INSTRUCTION PROGRAM. EXAMPLES INCLUDE: STUDENT SERVICES ADMINISTRATION, SOCIAL AND CULTURAL DEVELOPMENT, COUNSELING AND CAREER GUIDANCE, FINANCIAL AID ADMINISTRATION, STUDENT RECORDS AND STUDENT HEALTH SERVICES.
4c (Code:   ) (Expenses $ 96,734,000 including grants of $   ) (Revenue $ 58,549,000 )
AUXILIARY ENTERPRISES:INCLUDES SERVICES FURNISHED DIRECTLY OR INDIRECTLY TO STUDENTS, FACULTY AND STAFF AND CHARGES RELATED TO, BUT NOT NECESSARILY EQUAL TO THE COST OF SERVICES. TRADITIONALLY THESE SERVICES INCLUDE; FOOD SERVICES, STUDENT HOUSING AND BOOKSTORES. ALSO REFLECTED IN THIS CATEGORY ARE ACTIVITIES RELATED TO VENDING MACHINES, BUS SERVICE AND ATHLETIC CONCESSIONS. IN ADDITION, THE UNIVERSITY INCLUDES THE ACTIVITIES RELATED TO THE JOHNS HOPKINS UNIVERSITY PRESS FOR PUBLICATION AND DISTRIBUTION OF SCHOLARLY BOOKS, JOURNALS AND ON-LINE COLLECTIONS.
(Code:   ) (Expenses $ 50,773,000 including grants of $   ) (Revenue $   )
LIBRARIES
4d Other program services (Describe in Schedule O.)
(Expenses $ 50,773,000 including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet6,141,278,000
Form 990 (2020)
Form 990 (2020)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D,
Part IIIClick to see attachment..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part V......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D,
Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XII
Click to see attachment......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see attachment
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I .... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part IIClick to see attachment...........
26
Yes
 
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part IIIClick to see attachment.........................
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................Click to see attachment
28a
Yes
 
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....Click to see attachment
28b
Yes
 
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV.....................
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
40,552
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2020)
Form 990 (2020)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
44,325
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletBG , IV , ET , GH , GV , HK , IN , ID , IT , KE , LI , MI , MZ , NP , UG , UK , VM , CI , ML , SL , ZA , CG , BC , CM , IC , SW , PO , EZ , DA , PL , IS , GR , HU , BR , NO , SG , WZ , LH
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
No
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
Yes
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
Form 990 (2020)
Form 990 (2020)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
39
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
33
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
Yes
 
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
Yes
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
MA , MD , MI , MN , NH , NY , OR , PA , SC
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletSCOTT JONAS CONTROLLER3910 KESWICK ROAD SUITE N-5112   BALTIMORE,MD21211 (443) 997-8155
Form 990 (2020)
Form 990 (2020)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W-2/1099-MISC)
(E)
Reportable compensation from related organizations (W-2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) DANIELS RONALD J......................................................................
PRESIDENT, TRUSTEE
50.00
.................
 
X   X       1,646,872 0 1,004,319
(2) ROUGHEAD GARY......................................................................
TRUSTEE
3.00
.................
 
X           27,000 0 0
(3) FORSTER LOUIS......................................................................
CHAIR, TRUSTEE
3.00
.................
 
X   X       0 0 0
(4) ANDERSON A ANTHONY......................................................................
VICE CHAIR, TRUSTEE
3.00
.................
 
X   X       0 0 0
(5) O' HAGAN SARAH......................................................................
VICE CHAIR, TRUSTEE
3.00
.................
 
X   X       0 0 0
(6) CONWAY WILLIAM......................................................................
VICE CHAIR, TRUSTEE
3.00
.................
 
X   X       0 0 0
(7) ANDERSON JAMES......................................................................
TRUSTEE
3.00
.................
 
X           0 0 0
(8) ARONSON JEFFREY H......................................................................
TRUSTEE, FORMER CHAIR
3.00
.................
 
X           0 0 0
(9) BARBER JEFFREY......................................................................
TRUSTEE
3.00
.................
 
X           0 0 0
(10) CHEN CHAOMEI......................................................................
TRUSTEE
3.00
.................
 
X           0 0 0
(11) CHENAULT-FATTAH RENEE......................................................................
TRUSTEE
3.00
.................
 
X           0 0 0
(12) CLARVIT CHARLES......................................................................
TRUSTEE
3.00
.................
 
X           0 0 0
(13) COLES N ANTHONY......................................................................
TRUSTEE
3.00
.................
 
X           0 0 0
(14) CORDISH BLAKE......................................................................
TRUSTEE
3.00
.................
 
X           0 0 0
(15) DAIMLER SUSAN......................................................................
TRUSTEE
3.00
.................
 
X           0 0 0
(16) DICKSON MARY ANN......................................................................
TRUSTEE
3.00
.................
 
X           0 0 0
(17) DRACOPOULOS ANDREAS......................................................................
TRUSTEE
3.00
.................
 
X           0 0 0
Form 990 (2020)
Form 990 (2020)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W-2/1099-MISC)
(E)
Reportable compensation from related organizations (W-2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) FAXON ROGER........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(19) FLAHERTY PAMELA........................................................................
TRUSTEE, FORMER CHAIR
3.00
.......................  
X           0 0 0
(20) HANEX TAYLOR........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(21) HANKIN MICHAEL........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(22) HOMCY CHARLES........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(23) JALLAL BAHIJA........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(24) KUMIN SOLOMON........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(25) LEDER ETHAN........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(26) MARGOLIES ROSS........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(27) MILLER WILLIAM........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(28) MOORE STEPHEN........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(29) MURREN HEATHER........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(30) OFFIT MORRIS........................................................................
TRUSTEE, FORMER CHAIR
3.00
.......................  
X           0 0 0
(31) PEETZ KAREN........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(32) PENN ANIKA........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(33) ROSENBAUM MICHAEL........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(34) SCHARF CHARLES........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(35) SCHEELER CHARLES........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(36) SHATTUCK III MAYO........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(37) SHECHTEL ANDREW........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(38) STROMBERG WILLIAM........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(39) SUN CI-YING........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(40) ROTHMAN PAUL........................................................................
CEO & DEAN OF MEDICAL FACULTY
50.00
.......................  
    X       3,005,672 0 533,033
(41) PERLIONI JASON........................................................................
VP-INVESTMENTS & CIO
50.00
.......................  
    X       1,166,965 0 538,324
(42) SEMMEL RALPH........................................................................
DIRECTOR-APL
50.00
.......................  
    X       3,793,600 0 638,025
(43) SCHROEDER FREDERIC........................................................................
VP-DEVELOPMENT & ALUMNI RELATIONS
50.00
.......................  
    X       1,475,330 0 255,379
(44) ENNIS DANIEL G........................................................................
SR VP FIN & ADMIN
50.00
.......................  
    X       1,759,163 0 430,673
(45) KUMAR SUNIL........................................................................
SR.VP-ACADEMIC AFFAIRS & PROVOST
50.00
.......................  
    X       1,040,648 0 194,546
(46) ATES KATHERINE........................................................................
VP & CHIEF OF STAFF
50.00
.......................  
    X       573,258 0 240,439
(47) PINEAU PAUL........................................................................
VP AND GENERAL COUNSEL
50.00
.......................  
    X       836,142 0 117,781
(48) MARSH MAUREEN........................................................................
SECRETARY OF THE BOARD OF TRUSTEES
50.00
.......................  
    X       425,017 0 83,979
(49) MCLEAN ROBERT........................................................................
VP FOR FACILITIES & REAL ESTATE
50.00
.......................  
    X       360,293 0 40,254
(50) MILLER MARY........................................................................
INTERIM SR VP FIN & ADMIN
50.00
.......................  
    X       226,170 0 3
(51) CONWAY HEIDI........................................................................
VP-HUMAN RESOURCES
50.00
.......................  
    X       404,308 0 55,736
(52) GRADY HELENE........................................................................
VP - CFO & TREASURER
50.00
.......................  
    X       412,048 0 118,041
(53) GREEN ANDREW........................................................................
VP-COMMUNICATIONS
50.00
.......................  
    X       342,830 0 25,558
(54) LEWIS THOMAS........................................................................
VP-GOVERNMENT & COMMUNITY AFFAIRS
50.00
.......................  
    X       321,994 0 30,021
(55) SCHLEGEL JANE........................................................................
VP AND CHIEF ADMINISTRATION OFFICER
50.00
.......................  
    X       430,863 0 34,156
(56) BJORKLUND CYBELE........................................................................
VP-FEDERAL STRATEGY
50.00
.......................  
    X       369,125 0 27,113
(57) WILSON ALICIA........................................................................
VP-ECONOMIC DEVELOPMENT
50.00
.......................  
    X       345,270 0 30,468
(58) LAURENT HELLER........................................................................
SR. VP FIN & ADMIN
50.00
.......................  
    X       0 0 0
(59) REEL STEPHANIE........................................................................
VICE PROVOST FOR INFO. TECHNOLOGY
50.00
.......................  
      X     573,338 0 57,887
(60) RAUM DWIGHT........................................................................
INTERIM VICE PROVOST FOR INFO. TECHNOLOGY
50.00
.......................  
      X     533,351 0 49,876
(61) BREM HENRY........................................................................
PROFESSOR (SEE SCHED. O)
50.00
.......................  
        X   1,480,615 0 89,853
(62) SPONSELLER PAUL........................................................................
PROFESSOR (SEE SCHED. O)
50.00
.......................  
        X   1,372,250 0 51,347
(63) METTLER BRET........................................................................
PROFESSOR (SEE SCHED. O)
50.00
.......................  
        X   1,786,668 0 67,805
(64) LIM MICHAEL........................................................................
PROFESSOR (SEE SCHED. O)
50.00
.......................  
        X   1,353,741 0 30,978
(65) BYDON ALI........................................................................
PROFESSOR (SEE SCHED. O)
50.00
.......................  
        X   1,315,754 0 46,662
(66) SPECTOR PHILLIP........................................................................
FORMER VP-STRATEGIC INITIATIVES
25.00
.......................  
          X 146,013 0 0
(67) LIEBERMAN ROBERT........................................................................
FORMER SR. VP-ACADEMIC AFFAIRS & PROVOST
50.00
.......................  
          X 371,685 0 123,054
(68) STARK WALTER J........................................................................
FORMER PROFESSOR
0.00
.......................  
          X 2,670,478 0 0
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 30,566,461 0 4,915,310
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet11,143
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual
...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
WILEY EDUCATION LLC

1415 W 22ND ST 400
OAKBROOK,IL60523
ONLINE EDUCATION SERVICES 29,531,169
BROADWAY SERVICES INC

3709 E MONUMENT ST
BALTIMORE,MD21205
SECURITY, PARKING, SHUTTLE, FACILITY MAN 22,792,475
GILBANE BUILDING COMPANY

7 JACKSON WALKWAY
PROVIDENCE,RI02903
CONSTRUCTION SERVICES 19,215,725
WHITING TURNER CONTRACTING COMPANY

300 EAST JOPPA RD
BALTIMORE,MD21286
CONSTRUCTION SERVICES 16,356,775
SMITHGROUP

1700 NEW YORK AVE NW 100
WASHINGTON,DC20006
ARCHITECTURAL SERVICES 12,849,807
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet675
Form 990 (2020)
Form 990 (2020)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c  
d Related organizations1d 9,185,000
e Government grants (contributions)1e 1,073,023,000
f All other contributions, gifts, grants, and similar amounts not included above1f 967,951,000
g Noncash contributions included in lines 1a - 1f:$ 1g 90,059,000
h Total. Add lines 1a-1f.......MediumBullet 2,050,159,000
 Program Service RevenueAmt Business Code
2a CONTRACT REVENUE 541700 2,171,077,000 2,171,077,000    
b TUITION AND FEES 611310 1,135,172,000 1,135,172,000    
c CLINICAL SERVICES 541900 776,564,000 776,564,000    
d REIMB. FROM AFFILIATES 541900 630,497,000 630,497,000    
e SALES - AUXILIARY ENTP 721310 58,609,000 58,549,000 60,000  
f All other program service revenue. 122,381,000 100,289,000 22,092,000  
g Total. Add lines 2a–2f .....MediumBullet 4,894,300,000
 OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 77,289,000     77,289,000
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet 42,943,000     42,943,000
(ii) Personal (i) Real
6a Gross rents 84,000 5,382,000 6a
b Less: rental expenses 0 0 6b
c Rental income or (loss) 84,000 5,382,000 6c
d Net rental income or (loss).......MediumBullet 5,466,000   84,000 5,382,000
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 78,599,000 6,869,444,000 7a
b Less: cost or other basis and sales expenses 21,456,000 6,422,697,000 7b
c Gain or (loss) 57,143,000 446,747,000 7c
d Net gain or (loss).........MediumBullet 503,890,000     503,890,000
8a Gross income from fundraising events (not including $   of contributions reported on line 1c). See Part IV, line 18 ....
8a  
b Less: direct expenses ... 8b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a  
b Less: direct expenses ... 9b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
10a  
b Less: cost of goods sold .. 10b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet  
12 Total revenue. See instructions.....MediumBullet 7,574,047,000 4,872,148,000 22,236,000 629,504,000
Form 990 (2020)
Form 990 (2020)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 349,100,000 349,100,000
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 503,386,000 503,386,000
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 77,385,000 77,385,000
4 Benefits paid to or for members .......    
5 Compensation of current officers, directors, trustees, and key employees ........... 25,966,000 4,427,000 19,781,000 1,758,000
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ......... 2,259,000 2,163,000 96,000  
7 Other salaries and wages........ 3,033,112,000 2,824,850,000 169,570,000 38,692,000
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 275,994,000 264,745,000 8,812,000 2,437,000
9 Other employee benefits ....... 552,826,000 505,299,000 39,585,000 7,942,000
10 Payroll taxes ........... 126,882,000 116,837,000 8,163,000 1,882,000
11 Fees for services (non-employees):        
a Management ...... 42,641,000 35,179,000 7,187,000 275,000
b Legal ......... 7,012,000 1,980,000 5,031,000 1,000
c Accounting ........... 1,565,000   1,565,000  
d Lobbying ........... 799,000   799,000  
e Professional fundraising services. See Part IV, line 17 895,000 895,000
f Investment management fees ...... 18,040,000   18,040,000  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 554,336,000 457,523,000 90,800,000 6,013,000
12 Advertising and promotion .... 28,006,000 23,190,000 3,942,000 874,000
13 Office expenses ....... 107,910,000 93,219,000 11,897,000 2,794,000
14 Information technology ...... 52,783,000 44,753,000 7,731,000 299,000
15 Royalties .. 32,069,000 13,351,000 18,614,000 104,000
16 Occupancy ........... 113,250,000 98,478,000 12,729,000 2,043,000
17 Travel ............ 14,815,000 14,484,000 300,000 31,000
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings .... 8,526,000 8,177,000 273,000 76,000
20 Interest ........... 46,045,000 38,653,000 5,238,000 2,154,000
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 220,862,000 188,435,000 25,725,000 6,702,000
23 Insurance ... 116,227,000 103,115,000 12,980,000 132,000
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a RESEARCH/LAB EXPENSES 192,888,000 191,398,000 1,354,000 136,000
b OTHER MISCELLANEOUS EXP 181,250,000 181,151,000   99,000
c
d
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 6,686,829,000 6,141,278,000 470,212,000 75,339,000
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2020)
Form 990 (2020)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 28,588,000 1 31,937,000
2 Savings and temporary cash investments ......... 470,659,000 2 515,477,000
3 Pledges and grants receivable, net ...... 223,449,000 3 230,610,000
4 Accounts receivable, net ............. 690,695,000 4 707,664,000
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
625,000 5 500,000
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
  6  
7 Notes and loans receivable, net ...........   7  
8 Inventories for sale or use ............ 3,127,000 8 3,108,000
9 Prepaid expenses and deferred charges ...... 72,461,000 9 45,032,000
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 6,377,083,000
b Less: accumulated depreciation 10b 3,591,595,000 2,619,692,000 10c 2,785,488,000
11 Investments—publicly traded securities . 4,219,448,000 11 5,423,258,000
12 Investments—other securities. See Part IV, line 11 ..... 5,478,229,000 12 7,350,409,000
13 Investments—program-related. See Part IV, line 11 .. 23,191,000 13 20,967,000
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 733,735,000 15 834,365,000
16 Total assets. Add lines 1 through 15 (must equal line 33)... 14,563,899,000 16 17,948,815,000
Liabilities 17 Accounts payable and accrued expenses ..... 668,562,000 17 753,065,000
18 Grants payable ... 11,278,000 18 14,516,000
19 Deferred revenue ......... 513,777,000 19 564,958,000
20 Tax-exempt bond liabilities ......... 224,378,000 20 148,121,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D 614,149,000 21 817,469,000
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
  22  
23 Secured mortgages and notes payable to unrelated third parties .. 58,912,000 23 54,391,000
24 Unsecured notes and loans payable to unrelated third parties .. 1,460,232,000 24 1,313,511,000
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 1,006,043,000 25 854,717,000
26 Total liabilities. Add lines 17 through 25.. 4,557,331,000 26 4,520,748,000
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 2,939,664,000 27 3,797,314,000
28 Net assets with donor restrictions ........... 7,066,904,000 28 9,630,753,000
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 10,006,568,000 32 13,428,067,000
33 Total liabilities and net assets/fund balances ........ 14,563,899,000 33 17,948,815,000
Form 990 (2020)
Form 990 (2020)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
7,574,047,000
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
6,686,829,000
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
887,218,000
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
10,006,568,000
5
Net unrealized gains (losses) on investments ...............
5
2,292,113,000
6
Donated services and use of facilities .................
6
5,178,000
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
236,990,000
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
13,428,067,000
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2020)
Form 990 (2020)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 2,192,834,000 2,157,387,000 3,487,406,000 2,460,226,000 2,050,159,000 12,348,012,000
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 2,192,834,000 2,157,387,000 3,487,406,000 2,460,226,000 2,050,159,000 12,348,012,000
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 1,483,224,586
6 Public support. Subtract line 5 from line 4. 10,864,787,414
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
7 Amounts from line 4.. 2,192,834,000 2,157,387,000 3,487,406,000 2,460,226,000 2,050,159,000 12,348,012,000
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 108,891,000 117,993,000 202,314,000 117,235,000 125,614,000 672,047,000
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..            
11 Total support. Add lines 7 through 10 13,020,059,000
12
12
22,364,605,000
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
83.450 %
15
15
82.930 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) 2020 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in 11a above?
11b
 
 
c
A 35% controlled entity of a person described in line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2020

Schedule A (Form 990 or 990-EZ) 2020
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity
2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI
). See instructions
8  
9 Distributable amount for 2020 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions
(ii)
Underdistributions
Pre-2020
(iii)
Distributable
Amount for 2020
1 Distributable amount for 2020 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI).
See instructions.
 
3 Excess distributions carryover, if any, to 2020:
a From 2015.......  
b From 2016.......  
c From 2017.......  
d From 2018.......  
e From 2019.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2020 distributable amount  
i Carryover from 2015 not applied (see
instructions)
 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2020 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2020 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2020, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions.
 
6 Remaining underdistributions for 2020. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions.
 
7 Excess distributions carryover to 2021. Add lines
3j and 4c.
 
8 Breakdown of line 7:
a Excess from 2016.....  
b Excess from 2017.....  
c Excess from 2018.....  
d Excess from 2019.....  
e Excess from 2020.....  
Schedule A (Form 990 or 990-EZ) (2020)

Schedule A (Form 990 or 990-EZ) 2020
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
Name of organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 3
Name of organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
(a)
No. from Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(See instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Page 4
Name of organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2020

Schedule C (Form 990 or 990-EZ) 2020
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
organization's
totals
(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
   
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in)
(a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e))
 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))
 
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2020


Schedule C (Form 990 or 990-EZ) 2020
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
Yes
 
c
Media advertisements? ...................................................................................................
 
No
 
d
Mailings to members, legislators, or the public? .............................................................................
 
No
 
e
Publications, or published or broadcast statements? ...........................................................
 
No
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
1,758,005
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
No
 
i
Other activities? ...................................................................................................................
 
No
 
j
Total. Add lines 1c through 1i ....................................................................................................
1,758,005
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
PART II-B, LINE 1: THE JOHNS HOPKINS OFFICES OF FEDERAL STRATEGY AND GOVERNMENT AND COMMUNITY AFFAIRS SERVE AS A RESOURCE FOR POLICY MAKERS AND OTHER JOHNS HOPKINS OFFICIALS TO ADVANCE THE CONGRESSIONAL, STATE, AND LOCAL LEGISLATIVE AND REGULATORY INTERESTS OF JOHNS HOPKINS UNIVERSITY (JHU). IN FISCAL YEAR 2021, MEMBERS OF THE FEDERAL STRATEGY OFFICE LOBBIED FEDERAL GOVERNMENT OFFICIALS ON MULTIPLE ISSUES INCLUDING: BUDGETS AND APPROPRIATIONS; HIGHER EDUCATION; HEALTH CARE INCLUDING MEDICARE/MEDICAID AND PHARMACEUTICAL POLICY, PUBLIC HEALTH AND THE COVID-19 PANDEMIC; SCIENCE AND TECHNOLOGY; SECURITY; TAXATION; LABOR; WORKPLACE; ANTITRUST; IMMIGRATION; TRANSPORTATION; ECONOMIC DEVELOPMENT; NATIONAL DEFENSE; AND THE ENVIRONMENT. IN ADDITION TO THE ISSUES LISTED ABOVE, GOVERNMENT AND COMMUNITY AFFAIRS LOBBIED STATE AND LOCAL GOVERNMENT OFFICIALS ON MATTERS RELATED TO ECONOMIC AND COMMUNITY DEVELOPMENT, TECH TRANSFER, FISCAL MATTERS, LAND USE, ZONING AND PLANNING ISSUES, TRANSPORTATION, PEDESTRIAN SAFETY, PUBLIC SAFETY, CAMPUS POLICIES, STUDENT LIFE, PUBLIC POLICY ON HEALTH MATTERS, AND YOUTH AND RECREATION PROGRAMS. THE JOHNS HOPKINS OFFICES OF FEDERAL STRATEGY AND GOVERNMENT AND COMMUNITY AFFAIRS SERVE THE JOHNS HOPKINS UNIVERSITY (JHU) AND ALL ENTITIES WITHIN THE JOHNS HOPKINS HEALTH SYSTEM (JHHS). AS A UNIVERSITY DEPARTMENT, THE COSTS INCURRED BY THE FEDERAL STRATEGY AND GOVERNMENT AND COMMUNITY AFFAIRS OFFICES ARE PAID AND REPORTED IN FULL BY THE UNIVERSITY. THE HEALTH SYSTEM PROVIDES SUPPORT FOR A PORTION OF THESE COSTS BUT JHU REPORTS LOBBYING EXPENSES GROSS OF ANY REIMBURSEMENT IT RECEIVES FROM JHHS. IN ADDITION, DURING THE TAX YEAR EXPENSES WERE PAID TO AN OUTSIDE LOBBYING FIRM FOR THE PRIMARY PURPOSE OF ASSISTING JOHNS HOPKINS APPLIED PHYSICS LABORATORY (APL) WITH EXECUTING LEGISLATIVE STRATEGIES TO FURTHER STRENGTHEN JHU/APL'S ROLE IN NASA MISSIONS, PROJECTS AND PROGRAMS. IN THIS CAPACITY, THE OUTSIDE FIRM OCCASIONALLY INTERACTS WITH MEMBERS OF CONGRESS AND CONGRESSIONAL STAFFS ON JHU/APL'S BEHALF. ALTHOUGH THE FIRM IS AVAILABLE TO ASSIST WITH LEGISLATIVE AND/OR REGULATORY MATTERS IMPACTING JHU/APL'S ROLE IN OTHER SPONSORS' WORK, JHU/APL FOCUSED THE FIRM'S EFFORTS EXCLUSIVELY IN THE DOMAIN OF SPACE EXPLORATION DURING FISCAL YEAR 2021 AS WELL AS SOME FOCUS ON THE APPROPRIATIONS AND ARMED SERVICES COMMITTEES WITHIN THE U.S. CONGRESS.
Schedule C (Form 990 or 990EZ) 2020


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 2  
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year) 35,000  
4 Aggregate value at end of year ........ 173,146  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 6,750,092,000 6,275,939,000 4,190,520,000 3,744,751,000 3,306,987,000
b Contributions ... 216,272,000 574,033,000 2,095,842,000 298,290,000 230,445,000
c Net investment earnings, gains, and losses 2,693,570,000 224,432,000 186,347,000 330,965,000 405,542,000
d Grants or scholarships ... 116,377,000 109,958,000 30,735,000 29,754,000 27,683,000
e Other expenditures for facilities
and programs ...
164,765,000 153,910,000 128,533,000 118,923,000 137,656,000
f Administrative expenses .... 63,513,000 60,444,000 37,502,000 34,809,000 32,884,000
g End of year balance ...... 9,315,279,000 6,750,092,000 6,275,939,000 4,190,520,000 3,744,751,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet14.200 %
b
Permanent endowment SchDMd Bullet55.500 %
c
Term endowment SchDMd Bullet30.300 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .......................
3a(i)
Yes
 
(ii) Related organizations .......................
3a(ii)
 
No
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment)
(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   110,395,000 110,395,000
b Buildings ....   3,925,702,000 2,169,065,000 1,756,637,000
c Leasehold improvements   121,428,000 89,755,000 31,673,000
d Equipment ....   1,293,089,000 1,041,410,000 251,679,000
e Other .....   926,469,000 291,365,000 635,104,000
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 2,785,488,000
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) CASH AND EQUIVALENTS
192,347,000 F

(B) PRIVATE EQUITY AND VENTURE CAPITAL
2,378,710,000 F

(C) REAL PROPERTY ASSETS
1,100,796,000 F

(D) ABSOLUTE RETURN FUNDS
3,425,470,000 F

(E) INVESTMENTS IN AFFILIATES
253,086,000 F
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 7,350,409,000
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 854,717,000
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2020

Schedule D (Form 990) 2020
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 9,591,247,000
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a 2,292,113,000
b Donated services and use of facilities ......... 2b 5,178,000
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 251,064,000
e Add lines 2a through 2d ..................... 2e 2,548,355,000
3 Subtract line 2e from line 1.................. 3 7,042,892,000
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 18,040,000
b Other (Describe in Part XIII.) ........... 4b 513,115,000
c Add lines 4a and 4b.................... 4c 531,155,000
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 7,574,047,000
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 6,446,422,000
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 243,508,000
e Add lines 2a through 2d.................... 2e 243,508,000
3 Subtract line 2e from line 1................... 3 6,202,914,000
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 18,040,000
b Other (Describe in Part XIII.) ............ 4b 465,875,000
c Add lines 4a and 4b..................... 4c 483,915,000
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 6,686,829,000
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART III, LINE 1A: CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES AND SIMILAR ASSETS HELD AS PART OF COLLECTIONS ARE NOT RECOGNIZED OR CAPITALIZED.
PART III, LINE 4: THE SHERIDAN LIBRARIES' SPECIAL COLLECTIONS INCLUDE 400,000 RARE BOOKS AND PAMPHLETS AND MORE THAN 10,000 LINEAR FEET OF ARCHIVAL AND MANUSCRIPT MATERIAL. THE COLLECTION IS PARTICULARLY STRONG IN EARLY MAPS AND ATLASES; INCUNABLES (BOOKS FROM THE FIRST 50 YEARS OF PRINTING); TRAVEL LITERATURE; ARCHITECTURAL HISTORY; EARLY MODERN WORKS FOCUSING ON NATURAL HISTORY AND WUNDERKAMMERN (CABINETS OF CURIOSITY); THE COUNTER REFORMATION; ARTISTS' BOOKS; NINETEENTH CENTURY BALTIMORE IMPRINTS; H. L. MENCKEN; EZRA POUND; GERTRUDE STEIN; CLASSICS IN ECONOMIC HISTORY; 19TH AND 20TH CENTURY AVANT GARD AND PROTEST MOVEMENTS; FAKES AND FORGERIES; AND THE HISTORY OF SCIENCE AND TECHNOLOGY. THE ARTHUR FRIEDHEIM LIBRARY AT THE PEABODY INSTITUTE CONTAINS RARE BOOKS, SCORES, AND MANUSCRIPTS FROM AS EARLY AS THE 17TH CENTURY. HIGHLIGHTS INCLUDE BEETHOVEN'S MANUSCRIPT FOR "DA IST DAS WERK" (WOO 197), MUSIC AND CORRESPONDENCE WITH DIRECT LINKS TO BALTIMORE, AND LETTERS PENNED BY MENDELSSOHN, LISZT, LANDOWSKA, BLOCH, GRIEG, DICKENS, AND EMERSON. THE ARCHIVES OF THE LIBRARY HOLDS THE HISTORICAL RECORDS OF THE INSTITUTE DATING TO ITS FOUNDING IN 1857 AS WELL AS MORE THAN 200 SPECIAL COLLECTIONS RELATED TO MUSIC AND BALTIMORE HISTORY, INCLUDING RARE MATERIALS ON ROSA PONSELLE, ENRICO CARUSO, PHYLLIS BRYN-JULSON, LEON FLEISHER, CHARLIE BYRD, AND JOHN PENDLETON KENNEDY. THE PEABODY ARCHIVES, THE WILLIAM F. LUCAS & FAMILY PAPERS, THE PHYLLIS BRYN-JULSON COLLECTION, THE ANDREW S. POPE COLLECTION AND THE CHARLIE BYRD COLLECTION ARE ALL HOUSED AT THE PEABODY INSTITUTE OF THE JOHNS HOPKINS UNIVERSITY. THE UNIVERSITY'S EVERGREEN MUSEUM AND LIBRARY HAS FIVE LIBRARY SPACES THAT, TOGETHER, FORM THE JOHN WORK GARRETT LIBRARY OF THE UNIVERSITY'S SHERIDAN LIBRARIES AND CONTAINS COLLECTIONS OF RARE BOOKS, LITERARY WORKS, EARLY MANUSCRIPTS, PAINTINGS, DRAWINGS, ARTIFACTS AND ONE OF THE LARGEST PRIVATE COLLECTIONS OF INCUNABULA IN THE UNITED STATES (BOOKS PRINTED PRIOR TO 1501). THE APPROXIMATELY THIRTY PERIOD ROOMS CONTAIN FINE AND DECORATIVE ARTS REPRESENTING CIVIL WAR-ERA ROCOCO AND RENAISSANCE REVIVALS THROUGH TO THE 20TH CENTURY'S COLONIAL, ARTS & CRAFTS, AND EUROPEAN-BORN MODERNIST MOVEMENTS; THE ONLY EXTANT PRIVATE THEATRE IN BALTIMORE AND TWO ADDITIONAL INTERIORS DESIGNED BY BALLET RUSSES' TASTEMAKER AND CELEBRATED MODERNIST ARTIST L ON BAKST (1866-1924). THE UNIVERSITY'S HOMEWOOD MUSEUM, THE ONE-TIME COUNTRY HOME OF CHARLES CARROLL OF HOMEWOOD (1775-1825) AND HIS WIFE HARRIET CHEW CARROLL (1775-1861) HOUSES A DISTINGUISHED PERMANENT COLLECTION OF 19TH CENTURY FURNISHINGS AND DECORATIVE ARTS. THE MAJORITY OF THE COLLECTION IS AMERICAN, WITH A STRONG CONCENTRATION IN HIGH-QUALITY BALTIMORE FURNITURE OF THE PERIOD. ENGLISH CERAMICS, SILVER, AND FURNITURE, AS WELL AS ITEMS OF CHINESE AND FRENCH MANUFACTURE, ARE REFLECTIVE OF THE IMPORTS AVAILABLE IN EARLY-19TH CENTURY BALTIMORE. THE UNIVERSITY MAINTAINS OTHER SPECIALIZED COLLECTIONS IN MEDICINE, INTERNATIONAL AFFAIRS, MUSIC, AND EARTH AND SPACE SCIENCE THAT ARE LOCATED ACROSS ITS CAMPUSES. THE COLLECTIONS THAT HAVE BEEN DESCRIBED PROVIDE CULTURAL VALUE AND INVALUABLE RESOURCES TO BE USED FOR EDUCATION, RESEARCH, AND TEACHING WITHIN THE JOHNS HOPKINS UNIVERSITY COMMUNITY AS WELL AS ITS SURROUNDING ENVIRONMENT.
PART IV, LINE 2B: THE UNIVERSITY HAS ENTERED INTO SEPARATE AGREEMENTS WITH THE JOHNS HOPKINS HOSPITAL ENDOWMENT FUND, INC. (JHHEFI),THE EVERGREEN HOUSE FOUNDATION (EHF) AND THE ROBERT GARRETT FUND FOR SURGICAL TREATMENT OF CHILDREN (GARRETT) WHEREBY THOSE ENTITIES TRANSFERRED FUNDS TO THE UNIVERSITY TO INVEST IN THE UNIVERSITY'S ENDOWMENT INVESTMENT POOL (EIP); THE UNIVERSITY MANAGES THESE ASSETS ON THEIR BEHALF. THE FUNDS ARE INVESTED WITH OTHER UNIVERSITY ASSETS IN THE UNVERSITY'S NAME AND TITLE, AND IN ACCORDANCE WITH THE UNIVERSITY'S EIP INVESTMENT POLICIES AND OBJECTIVES. JHHEFI, EHF, AND GARRETT RECEIVE PAYOUTS AND MAY REQUEST WITHDRAWALS AS SPECIFIED IN THE AGREEMENTS. THE ASSETS ARE INCLUDED IN INVESTMENTS ON THE BALANCE SHEET.
PART V, LINE 4: THE INTENDED USE OF THE UNIVERSITY'S ENDOWMENT FUNDS INCLUDE FACULTY SUPPORT, RESEARCH & INSTRUCTION, SCHOLARSHIP SUPPORT AND PROGRAM SUPPORT. THE UNIVERSITY HAS ADOPTED INVESTMENT POLICIES FOR ITS ENDOWMENT, INCLUDING BOARD-DESIGNATED FUNDS, THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING IN SUPPORT OF THE OPERATING BUDGET, WHILE SEEKING TO PRESERVE THE REAL VALUE OF THE ENDOWMENT ASSETS OVER TIME. THE UNIVERSITY RELIES ON A TOTAL RETURN STRATEGY UNDER WHICH INVESTMENT RETURNS ARE ACHIEVED THROUGH BOTH APPRECIATION (REALIZED AND UNREALIZED) AND YIELD (INTEREST AND DIVIDENDS).
PART X, LINE 2: THE UNIVERSITY ANNUALLY REVIEWS ITS TAX POSITIONS AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS.
PART XI, LINE 2D - OTHER ADJUSTMENTS: AFFILIATE ACTIVITY NOT INCLUDED IN FORM 990 248,541,000. JOINT VENTURE INCOME 2,523,000.
PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 455,972,000. NET GAIN ON DISPOSAL OF ASSETS 57,143,000.
PART XII, LINE 2D - OTHER ADJUSTMENTS: LOSSES ON DISPOSALS OF ASSETS 501,000. AFFILIATE ACTIVITY NOT INCLUDED IN FORM 990 242,638,000. OTHER FIN-47 ASSET RETIREMENT OBLIGATIONS 369,000.
PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 455,972,000. OTHER NET PERIODIC BENEFIT COSTS 3,712,000. APL VEBA TRUST 4,054,000. OTHER NON-OPERATING EXPENSES 2,137,000.
SCHEDULE D, PART XI, LINE 1: RECONCILIATION OF TOTAL REVENUE PER AUDITED FINANCIAL STATEMENTS TOTAL OPERATING REVENUES $6,659,026,000 NON-OPERATING CONTRIBUTIONS 566,015,000 NON-OPERATING INVESTMENT RETURN 2,465,599,000 NET ASSETS RELEASED FROM RESTRICTION (99,393,000) -------------- TOTAL REVENUE [PART XI,LINE 1] $9,591,247,000
SCHEDULE D, PART XII, LINE 1: RECONCILIATION OF TOTAL EXPENSES PER AUDITED FINANCIAL STATEMENTS TOTAL OPERATING EXPENSES $6,446,422,000 -------------- TOTAL EXPENSES [PART XII, LINE 1] $6,446,422,000
Schedule D (Form 990) 2020


Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for the latest information.
OMB No. 1545-0047 2020Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy on its primary publicly accessible Internet homepage at
all times during its taxable year in a manner reasonably expected to be noticed by visitors to the homepage, or through
newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no
solicitation program, in a way that makes the policy known to all parts of the general community it serves? If "Yes," please
describe. If "No," please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . .
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) (2020)
Schedule E (Form 990 or 990EZ) (2020)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.
Return Reference Explanation
SCHEDULE E, PART I, LINE 3 THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE AND WORLDWIDE AND MEETS THE CRITERIA OF SECTION 4.03 2(B) OF REVENUE PROCEDURE 75-50, AS MODIFIED BY REVENUE PROCEDURE 2019-22. THE UNIVERSITY FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AND PUBLISHES ITS RACIALLY NONDISCRIMINATORY POLICY ON THE UNIVERSITY WEBSITE, IN EACH SCHOOL'S COURSE CATALOG AND IN UNIVERSITY BROCHURES.
SCHEDULE E, PART I, LINE 6 THE JOHNS HOPKINS UNIVERSITY RECEIVES NUMEROUS RESEARCH GRANTS AND CONTRACTS FROM VARIOUS GOVERNMENTAL AGENCIES AS WELL AS FUNDS FOR STUDENT AID.
Schedule E (Form 990 or 990-EZ) (2020)
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region
(f) Total expenditures
for and investments
in the region
CENTRAL AMERICA AND THE CARIBBEAN 0 7 PROGRAM SERVICES AND GRANTS INSTRUCTION & SPONSORED RESEARCH 1,054,332
CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS N/A 2,402,851,155
EAST ASIA AND THE PACIFIC 0 0 STUDENT LOANS N/A 564,967
EAST ASIA AND THE PACIFIC 5 77 PROGRAM SERVICES AND GRANTS INSTRUCTION & SPONSORED RESEARCH 7,054,923
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES PLANT OPERATIONS & MAINTENANCE 1,178,528
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 470,600
EAST ASIA AND THE PACIFIC 0 0 BUSINESS TRAVEL N/A 54,356
EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDENT SERVICES 36
EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS N/A 44,391,817
EUROPE (INCLUDING ICELAND & GREENLAND) 5 64 PROGRAM SERVICES AND GRANTS INSTRUCTION & SPONSORED RESEARCH 18,562,532
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 3,239,349
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES STUDENT SERVICES 988,027
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES PLANT OPERATIONS & MAINTENANCE 858,873
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES LIBRARIES 495,949
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 STUDENT LOANS N/A 2,032,485
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES STUDENT AID 49,865
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 BUSINESS TRAVEL N/A 10,117
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS N/A 143,649,927
MIDDLE EAST AND NORTH AFRICA 0 2 PROGRAM SERVICES AND GRANTS INSTRUCTION & SPONSORED RESEARCH 38,679
MIDDLE EAST AND NORTH AFRICA 0 0 BUSINESS TRAVEL N/A 11,688
NORTH AMERICA 0 13 PROGRAM SERVICES AND GRANTS INSTRUCTION & SPONSORED RESEARCH 2,940,324
NORTH AMERICA 0 0 BUSINESS TRAVEL N/A 13,988
NORTH AMERICA 0 0 INVESTMENTS N/A 20,934,991
RUSSIA AND NEIGHBORING STATES 2 27 PROGRAM SERVICES AND GRANTS INSTRUCTION & SPONSORED RESEARCH 535,531
SOUTH AMERICA 5 18 PROGRAM SERVICES AND GRANTS INSTRUCTION & SPONSORED RESEARCH 2,613,944
SOUTH AMERICA 0 0 BUSINESS TRAVEL N/A 22,452
SOUTH ASIA 10 237 PROGRAM SERVICES AND GRANTS INSTRUCTION & SPONSORED RESEARCH 10,618,785
SOUTH ASIA 0 0 BUSINESS TRAVEL N/A 2,121
SUB-SAHARAN AFRICA 40 596 PROGRAM SERVICES AND GRANTS INSTRUCTION & SPONSORED RESEARCH 69,471,003
SUB-SAHARAN AFRICA 0 0 BUSINESS TRAVEL N/A 63,872
SUB-SAHARAN AFRICA 0 0 INVESTMENTS N/A 48,527,705
3a Sub-total .... 5 84 2,413,228,897
b Total from continuation sheets to Part I ... 62 957 370,074,024
c Totals (add lines 3a and 3b) 67 1,041 2,783,302,921
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount
of noncash
assistance
(h) Description
of noncash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
CENTRAL AMERICA AND THE CARIBBEAN SPONSORED RESEARCH - SUB AWARD 150,000 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 706,307 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 348,481 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 322,087 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 287,827 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 272,010 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 227,522 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 217,803 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 160,246 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 159,469 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 153,132 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 147,636 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 139,122 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 108,652 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 90,155 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 76,390 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 75,968 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 66,815 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 59,143 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 37,679 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 34,546 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 33,520 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 31,957 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 30,654 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 28,216 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 28,156 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 24,698 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 22,611 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 10,789 WIRE TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH - SUB AWARD 9,995 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 12,748,669 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 931,453 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 463,675 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 355,416 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 348,511 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 312,561 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 283,061 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 204,187 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 181,453 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 134,397 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 125,726 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 99,592 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 99,534 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 95,020 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 94,375 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 77,682 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 60,786 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 55,457 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 50,000 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 49,830 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 45,988 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 42,350 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 39,262 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 29,007 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 24,858 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 23,617 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 21,648 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 21,469 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 16,525 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 12,601 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 12,500 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 8,110 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 7,843 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 6,600 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 6,600 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 6,446 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 5,750 WIRE TRANSFER 0 N/A N/A
EUROPE (INCLUDING ICELAND & GREENLAND) SPONSORED RESEARCH - SUB AWARD 5,438 WIRE TRANSFER 0 N/A N/A
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH - SUB AWARD 128,427 WIRE TRANSFER 0 N/A N/A
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH - SUB AWARD 26,992 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 2,144,426 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 911,005 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 211,723 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 189,691 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 170,791 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 143,780 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 105,449 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 99,628 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 91,596 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 79,860 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 75,000 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 65,467 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 59,152 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 47,267 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 40,883 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 33,333 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 27,666 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 21,233 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 20,500 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA SPONSORED RESEARCH - SUB AWARD 11,976 WIRE TRANSFER 0 N/A N/A
RUSSIA AND NEIGHBORING STATES SPONSORED RESEARCH - SUB AWARD 285,539 WIRE TRANSFER 0 N/A N/A
RUSSIA AND NEIGHBORING STATES SPONSORED RESEARCH - SUB AWARD 134,202 WIRE TRANSFER 0 N/A N/A
RUSSIA AND NEIGHBORING STATES SPONSORED RESEARCH - SUB AWARD 35,701 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 798,977 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 446,306 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 209,147 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 156,751 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 150,386 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 131,823 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 119,969 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 104,206 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 85,751 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 71,226 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 54,671 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 44,829 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 42,691 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 41,475 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 32,000 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 27,930 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 22,237 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 20,000 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SPONSORED RESEARCH - SUB AWARD 10,500 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 5,832,488 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 1,330,051 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 720,432 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 656,055 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 634,755 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 528,490 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 343,211 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 330,500 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 319,771 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 280,776 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 277,523 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 243,426 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 213,907 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 128,810 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 93,200 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 69,604 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 65,424 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 65,000 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 62,600 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 56,650 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 43,026 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 24,133 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 21,287 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 15,095 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 13,982 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 13,000 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 13,000 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 12,450 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 9,420 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SPONSORED RESEARCH - SUB AWARD 8,250 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 3,595,982 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 2,711,032 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 2,193,976 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,811,522 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,685,892 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,552,909 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,470,905 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,406,978 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 1,006,080 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 982,694 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 813,784 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 780,511 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 729,579 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 558,160 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 549,962 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 534,504 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 420,409 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 413,818 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 397,696 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 364,484 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 359,423 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 355,326 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 354,618 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 339,263 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 316,546 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 287,777 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 271,744 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 268,124 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 261,066 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 257,555 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 237,190 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 223,944 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 221,751 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 200,681 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 185,179 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 179,948 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 175,698 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 175,298 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 149,889 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 139,957 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 136,497 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 116,826 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 116,422 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 116,101 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 107,300 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 103,436 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 101,488 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 99,018 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 94,938 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 85,490 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 83,372 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 80,556 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 80,555 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 79,655 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 66,926 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 63,752 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 60,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 51,644 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 47,503 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 46,075 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 46,053 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 44,350 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 40,509 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 39,419 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 34,669 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 33,667 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 32,960 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 31,635 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 26,347 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 25,095 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 22,322 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 22,033 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 19,104 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 18,751 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 18,721 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 16,695 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 16,605 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 16,467 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 16,201 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 16,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 15,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 14,209 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 13,182 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 12,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 10,725 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 10,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 10,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 9,990 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 9,006 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 8,644 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SPONSORED RESEARCH - SUB AWARD 7,500 WIRE TRANSFER 0 N/A N/A
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
0
3 Enter total number of other organizations or entities .......................MediumBullet
233
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
noncash
assistance
(g) Description
of noncash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
HONORARIAM EAST ASIA AND THE PACIFIC 13 9,354 WIRE TRANSFER 0 N/A N/A
HONORARIAM EUROPE (INCLUDING ICELAND & GREENLAND) 58 59,229 WIRE TRANSFER 0 N/A N/A
HONORARIAM MIDDLE EAST AND NORTH AFRICA 4 3,700 WIRE TRANSFER 0 N/A N/A
HONORARIAM NORTH AMERICA 24 14,900 WIRE TRANSFER 0 N/A N/A
HONORARIAM SOUTH AMERICA 5 2,980 WIRE TRANSFER 0 N/A N/A
HONORARIAM SUB-SAHARAN AFRICA 4 2,150 WIRE TRANSFER 0 N/A N/A
FELLOWSHIP EAST ASIA AND THE PACIFIC 57 1,121,402 WIRE TRANSFER 0 N/A N/A
FELLOWSHIP EUROPE (INCLUDING ICELAND & GREENLAND) 13 142,323 WIRE TRANSFER 0 N/A N/A
FELLOWSHIP RUSSIA AND NEIGHBORING STATES 1 29,000 WIRE TRANSFER 0 N/A N/A
FELLOWSHIP SOUTH ASIA 17 231,010 WIRE TRANSFER 0 N/A N/A
FELLOWSHIP SUB-SAHARAN AFRICA 4 76,280 WIRE TRANSFER 0 N/A N/A
FELLOWSHIP MIDDLE EAST AND NORTH AFRICA 4 97,753 WIRE TRANSFER 0 N/A N/A
FELLOWSHIP NORTH AMERICA 5 120,078 WIRE TRANSFER 0 N/A N/A
FELLOWSHIP SOUTH AMERICA 2 34,041 WIRE TRANSFER 0 N/A N/A
AWARDS EAST ASIA AND THE PACIFIC 19 25,180 WIRE TRANSFER 0 N/A N/A
AWARDS EUROPE (INCLUDING ICELAND & GREENLAND) 9 17,700 WIRE TRANSFER 0 N/A N/A
AWARDS MIDDLE EAST AND NORTH AFRICA 2 800 WIRE TRANSFER 0 N/A N/A
AWARDS NORTH AMERICA 14 7,133 WIRE TRANSFER 0 N/A N/A
AWARDS SOUTH AMERICA 2 1,000 WIRE TRANSFER 0 N/A N/A
AWARDS SUB-SAHARAN AFRICA 6 22,150 WIRE TRANSFER 0 N/A N/A
SCHOLARSHIPS EUROPE (INCLUDING ICELAND & GREENLAND) 181 1,945,375 CREDIT TO STUDENT A/R 0 N/A N/A
SCHOLARSHIPS EAST ASIA AND THE PACIFIC 48 720,247 CREDIT TO STUDENT A/R 0 N/A N/A
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2020
Schedule F (Form 990) 2020
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
PART I, LINE 2: THE UNIVERSITY REQUIRES THAT WHEN APPROVING INVOICE PAYMENTS TO SUBRECIPIENTS OF GRANTS AWARDED TO THE UNIVERSITY, THE VALIDITY OF EXPENSES MUST BE VERIFIED ALONG WITH THE ACHIEVEMENT OF SCIENTIFIC AND TECHNICAL PROGRESS BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE ON THE INVOICE APPROVING THE PAYMENT. SUBRECIPIENT INVOICES SHOULD INCLUDE INFORMATION THAT CONFORMS TO THE ADMINISTRATIVE REQUIREMENTS PRESCRIBED IN 2 CFR 200, AS APPLICABLE. ALL SUBRECIPIENTS ARE REQUIRED TO MAKE THEIR FINANCIAL RECORDS AVAILABLE FOR REVIEW OR AUDIT BY THE FEDERAL AGENCIES OR PASS-THROUGH ENTITIES AS REQUESTED, UNDER THE TERMS AND CONDITIONS OF THEIR AGREEMENT.
PART I, LINE 3: THE FORM 990 IS BASED ON FINANCIAL STATEMENTS THAT ARE PREPARED USING AN ACCRUAL ACCOUNTING METHOD. TO IDENTIFY EXPENDITURES FOR FOREIGN ACTIVITIES, THE UNIVERSITY ADDED REPORTING ATTRIBUTES TO THE COST OBJECTS (OR ACCOUNTS) WHERE EXPENSE ACTIVITY IS RECORDED IN ORDER TO IDENTIFY THE IRS REGION AND ACTIVITY TYPE FOR EACH COST OBJECT. THE EXPENSES REPORTED ARE THE DIRECT EXPENSES FOR ACTIVITIES CONDUCTED IN THE REGION BASED ON THE ACCOUNTING RECORDS INCLUDING TRAVEL DIRECTLY CHARGED TO THE ACTIVITIES. FOR THE 2020 FORM 990, SCHEDULE F, PART I, THE UNIVERSITY IDENTIFIED CERTAIN BUSINESS TRAVEL BETWEEN THE U.S. AND FOREIGN REGIONS. THE AMOUNTS AVAILABLE FROM THE ACCOUNTING RECORDS ARE IDENTIFIED ON LINE 3 AS "BUSINESS TRAVEL AND INCLUDE EXPENSES FOR EMPLOYEES TO ATTEND AND SPEAK AT SEMINARS AND CONFERENCES IN OTHER COUNTRIES AS WELL AS EXPENSES FOR TRAVEL RELATED TO PROGRAM SERVICE ACTIVITIES. TRAVEL EXPENSES WHICH WERE DIRECT EXPENSES FOR PROGRAM SERVICES OR FUNDRAISING ACTIVITIES CONDUCTED IN REGIONS ARE INCLUDED IN THE AMOUNT REPORTED FOR PROGRAM SERVICE AND FUNDRAISING EXPENDITURES BY REGION.
PART III, COL (C): N/A
PART III ACCOUNTING METHOD:  
SCHEDULE F, PART I: GENERAL INFORMATION ON ACTIVITIES OUTSIDE THE U.S.: THE UNIVERSITY'S SCHOOL OF ADVANCED INTERNATIONAL STUDIES OFFERS GRADUATE EDUCATION IN 3 PRIMARY LOCATIONS: WASHINGTON, D.C, BOLOGNA, ITALY AND NANJING, CHINA. FOR SCHEDULE F REPORTING, FINANCIAL AID FOR STUDENTS ATTENDING SCHOOL AT THE BOLOGNA OR NANJING LOCATIONS ARE REPORTED BY REGION.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2020
Additional Data


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SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
 
RUFFALO NOEL LEVITZ
1025 KIRKWOOD PARKWAY SW
 
CEDAR RAPIDS, IA524063018
TELEMARKETING SERVICES FOR ANNUAL GIVING PROGRAMS   No 1,612,760 859,079 753,681
 
AMERGENT
9 CENTENIIAL DRIVE
 
PEABODY, MA01960
PREPARING & DISTRIBUTING FUNDRAISER MATERIALS   No 570,032 36,000 534,032
             
             
             
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow 2,182,792 895,079 1,287,713
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
MD, AL, AK, AR, AZ, CA, CT, CO, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MS, MO, MA, MI, MN, MT, NE, NV, NH, NM, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY, DC
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2020
Schedule G (Form 990 or 990-EZ) 2020
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.









VerticalRevenue
(a) Event #1

 
(event type)
(b) Event #2

 
(event type)
(c) Other events

0
(total number)
(d) Total events
(add col. (a) through col. (c))

1

Gross receipts . . . . .

 

 

 

 

2

Less: Contributions . . . .

 

 

 

 
3 Gross income (line 1 minus
line 2) . . . . . .

 

 

 

 



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . .        
6 Rent/facility costs . . . .        
7 Food and beverages . . .        
8 Entertainment . . . .        
9 Other direct expenses . . .        
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow  
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow  
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1

Gross revenue . . . . .

 

 

 

 
VerticalDirectExpenses

2

Cash prizes . . . . .

 

 

 

 

3

Noncash prizes . . . .

 

 

 

 

4

Rent/facility costs . . . .

 

 

 

 

5

Other direct expenses . . .

 

 

 

 


6


Volunteer labor . . . .
%
%
%


7

Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow

 

8

Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow

 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2020
Schedule G (Form 990 or 990-EZ) 2020
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
SCHEDULE G, PART I, LINE 2B, COLUMN (V) RUFFALO NOEL LEVITZ PROVIDES A TELEMARKETING SERVICE TO JHU IN WHICH THERE IS A STATED CONTRACT AMOUNT FOR THE FISCAL YEAR IN WHICH JHU AGREED TO MAKE EVEN QUARTERLY PAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES. OTHER FUNDRAISING EXPENSES ARE BILLED SEPARATELY DURING THE MONTH INCURRED. FOR FISCAL YEAR ENDED JUNE 30, 2021, THE UNIVERSITY PAID RUFFALO NOEL LEVITZ $859,079 FOR PROFESSIONAL FUNDRAISING SERVICES AND $11,447 FOR OTHER FUNDRAISING EXPENSES SUCH AS PRINTING, PAPER, AND POSTAGE. THE AGREEMENT AND ITEMIZED BILLS DISTINGUISH BETWEEN PAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES AND EXPENSE FOR REIMBURSEMENTS. SOME OF THE CONTRIBUTIONS AND RELATED COSTS REPORTED FOR RUFFALO NOEL LEVITZ ARE SHARED WITH JOHNS HOPKINS HEALTH SYSTEM AFFILIATES (JHHS AFFILIATES). THE UNIVERSITY REPORTS ACTVITY WITH THIS FUNDRAISER GROSS OF ANY SHARING WITH JHHS AFFILIATES. AMERGENT PROVIDES FUNDRAISING SERVICES RELATED TO PREPARING & DISTRIBUTING FUNDRAISER MATERIALS. JHU HAS AGREED TO MAKE EVEN MONTHLY PAYMENTS FOR THE FUNDRAISING SERVICES. OTHER FUNDRAISING EXPENSES ARE BILLED SEPARATELY DURING THE MONTH INCURRED. FOR FISCAL YEAR ENDED JUNE 30, 2021, THE UNIVERSITY PAID AMERGENT $36,000 FOR PROFESSIONAL FUNDRAISING SERVICES AND $313,457 FOR OTHER FUNDRAISING EXPENSES SUCH AS PRINTING, PAPER, AND POSTAGE. THE AGREEMENT AND ITEMIZED BILLS DISTINGUISH BETWEEN PAYMENT FOR PROFESSIONAL FUNDRAISING SERVICES AND EXPENSES FOR REIMBURSEMENTS.
Schedule G (Form 990 or 990-EZ) 2020
Additional Data


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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC section
(if applicable)
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
noncash assistance
(h) Purpose of grant
or assistance
(1) 2 CIRCLE INC
22099 THREE NOTCH ROAD
LEXINGTON PARK,MD20653
45-3989137   432,440 0 N/A N/A SUB-AWARD
(2) 21ST CENTURY SYSTEMS AND SOFTWARE SOLUTIONS LLC
3791 RAISNER COURT
WHITE PLAINS,MD206953427
47-1334357   123,440 0 N/A N/A SUB-AWARD
(3) AAVID THERMACORE INC
780 EDEN RD
LANCASTER,PA17601
26-2443465   124,880 0 N/A N/A SUB-AWARD
(4) ABOR FOR AND ON BEHALF OF NORTHERN
PO BOX 4130
FLAGSTAFF,AZ860114130
74-2579628 501(C)(3) 58,980 0 N/A N/A SUB-AWARD
(5) ABT ASSOCIATES INC
10 FAWCETT ST
CAMBRIDGE,MA021381171
04-2347643   100,000 0 N/A N/A SUB-AWARD
(6) ACADEMYHEALTH
1150 17TH ST NW STE 600
WASHINGTON,DC20036
52-1260918 501(C)(3) 38,065 0 N/A N/A SUB-AWARD
(7) ACCELEVIR DIAGNOSTICS
701 E PRATT ST STE 4016
BALTIMORE,MD212023183
35-2538100   104,760 0 N/A N/A SUB-AWARD
(8) ACOUSTIC MEDSYSTEMS INC
206 N RANDOLPH ST STE 301
CHAMPAIGN,IL618203979
37-1365835   195,809 0 N/A N/A SUB-AWARD
(9) ADCOLE SPACE LLC
734 FOREST STREET SUITE 100
MARLBOROUGH,MA01752
82-0977698   70,250 0 N/A N/A SUB-AWARD
(10) ADVANCED CERAMIC FIBERS LLC
2300 N YELLOWSTONE HWY SUITE 21
IDAHO FALLS,ID83401
46-1369456   40,417 0 N/A N/A SUB-AWARD
(11) ADVANCED NEUROLOGY SPECIALISTS
400 15TH AVE S STE 206
GREAT FALLS,MT594054375
20-1821484   25,804 0 N/A N/A SUB-AWARD
(12) ADVANCED UNMANNED AEROSPACE
1414 S SANGRE ROAD SUITE 204
STILLWATER,OK74074
82-2679704   30,404 0 N/A N/A SUB-AWARD
(13) ADVOCATE CHARITABLE FOUNDATION
3075 HIGHLAND PARKWAY
DOWNERS GROVE,IL60515
36-3297360 501(C)(3) 29,524 0 N/A N/A SUB-AWARD
(14) AEGIS TECHNOLOGIES GROUP
410 JAN DAVIS DRIVE
HUNTSVILLE,AL35806
63-0985776   67,642 0 N/A N/A SUB-AWARD
(15) AEI SYSTEMS INC
2657 WINDMILL PKWY SUITE 1100
HENDERSON,NV89074
90-0854209   23,106 0 N/A N/A SUB-AWARD
(16) AEOLIS RESEARCH
333 N DOBSON ROAD UNIT 5
CHANDLER,AZ85224
47-5283823   28,203 0 N/A N/A SUB-AWARD
(17) AERODATA INC
4570 VENTURE DRIVE SUITE 100 B
ANN ARBOR,MI48108
38-3339832   293,400 0 N/A N/A SUB-AWARD
(18) AEROJET ROCKETDYNE INC
PO BOX 60000 - FILE 3414
SAN FRANCISCO,CA94160
95-1751500   1,867,311 0 N/A N/A SUB-AWARD
(19) AEROSPACE CORPORATION
PO BOX 92957
LOS ANGELES,CA900092957
95-2102389 501(C)(3) 136,872 0 N/A N/A SUB-AWARD
(20) AEROSPACE TECHNICAL SERVICES LLC
931 SANDPIPER LANE
PALO ALTO,CA94303
47-4363313   207,197 0 N/A N/A SUB-AWARD
(21) AEROTHREADS INC
5650 RIVERTECH COURT STE V
RIVERDALE,MD20737
46-4678344   110,183 0 N/A N/A SUB-AWARD
(22) AEROVIRONMENT INC
900 INNOVATORS WAY
SIMI VALLEY,CA93065
95-2705790   480,000 0 N/A N/A SUB-AWARD
(23) AKIN INC
1782 21ST AVENUE
SAN FRANCISCO,CA94122
38-4005385   29,975 0 N/A N/A SUB-AWARD
(24) ALASKA NATIVE TRIBAL HEALTH CONSORTIUM
4000 AMBASSADOR DR
ANCHORAGE,AK995085909
92-0162721 501(C)(3) 116,709 0 N/A N/A SUB-AWARD
(25) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVE
BRONX,NY10461
13-1624225 501(C)(3) 21,507 0 N/A N/A SUB-AWARD
(26) ALEXANDRA COURTNEY DBA FRONTIER DESIGN GROUP LLC
6420 WOOD HAVEN ROAD
ALEXANDRIA,VA22307
47-5110199   126,046 0 N/A N/A SUB-AWARD
(27) ALION SCIENCE & TECHNOLOGY CORPORATION
5365 ROBIN HOOD ROAD
NORFOLK,VA23513
54-2061691   18,255 0 N/A N/A SUB-AWARD
(28) ALLEGHENY SINGER RESEARCH INSTITUTE
PO BOX 951765
CLEVELAND,OH44193
25-1320493 501(C)(3) 79,451 0 N/A N/A SUB-AWARD
(29) ALLUVIONIC INC
3530 NORTH HARBOR CITY BOULEVARD
MELBOURNE,FL32935
46-1537656   17,654 0 N/A N/A SUB-AWARD
(30) AMERICAN ACADEMY OF ORTHOPEDIC
9400 W HIGGINS RD
ROSEMONT,IL60018
36-2110592 501(C)(3) 196,372 0 N/A N/A SUB-AWARD
(31) AMERICAN CANCER SOCIETY
250 WILLIAMS ST NW STE 400
ATLANTA,GA303031002
13-1788491 501(C)(3) 30,000 0 N/A N/A SUB-AWARD
(32) AMERICAN COLLEGE OF OBSTETRICIANS
409 12TH ST SW
WASHINGTON,DC20024
36-2217981 501(C)(6) 103,548 0 N/A N/A SUB-AWARD
(33) AMERICAN COLLEGE OF SURGEONS
633 N ST CLAIRE ST
CHICAGO,IL60611
36-2192800 501(C)(3) 1,513,004 0 N/A N/A SUB-AWARD
(34) AMERICAN INSTITUTES FOR RESEARCH
1000 THOMAS JEFFERSON ST NW
WASHINGTON,DC20007
25-0965219 501(C)(3) 17,004 0 N/A N/A SUB-AWARD
(35) AMERICAN PUBLIC HUMAN SERVICES ASSOCIATION
1133 19TH ST NW STE 400
WASHINGTON,DC20036
36-2166948 501(C)(3) 25,078 0 N/A N/A SUB-AWARD
(36) AMERICAN SYSTEMS CORPORATION
14151 PARK MEADOW DRIVE
CHANTILLY,VA20151
54-0962497   164,913 0 N/A N/A SUB-AWARD
(37) AMERICAN UNIVERSITY
4400 MASSACHUSETTS AVENUE NW
WASHINGTON,DC20016
53-0196549 501(C)(3) 83,458 0 N/A N/A SUB-AWARD
(38) ANALYTIC SERVICES INC
5275 LEESBURG PIKE
FALLS CHURCH,VA220413803
54-0695125   853,332 0 N/A N/A SUB-AWARD
(39) ANDERSON MATRIX CONSULTING
115 EMERALD CHASE CIRCLE
JOHNSON CITY,TN37615
26-2489155   213,199 0 N/A N/A SUB-AWARD
(40) ANN AND ROBERT H LURIE CHILDRENS
OFFICE OF SPONSORED PROJECTS
CHICAGO,IL606112605
36-2170833 501(C)(3) 620,425 0 N/A N/A SUB-AWARD
(41) ANNE ARUNDEL RESEARCH INSTITUTE INC
2000 MEDICAL PKWY
ANNAPOLIS,MD214013742
26-3038406 501(C)(3) 303,011 0 N/A N/A SUB-AWARD
(42) ANTHEM ENGINEERING LLC
8756 BLAZING BROOK WAY
ELKRIDGE,MD21075
46-2821408   3,401,897 0 N/A N/A SUB-AWARD
(43) APPLIED AEROSPACE STRUCTURES CORP
PO BOX 100081
PASADENA,CA911890081
36-4004211   814,090 0 N/A N/A SUB-AWARD
(44) APPLIED COHERENT TECHNOLOGY CORPORATION
112 ELDEN STREET
HERNDON,VA20170
54-1534159   581,315 0 N/A N/A SUB-AWARD
(45) APPLIED OCEAN SCIENCES LLC
11006 CLARA BARTON DRIVE
FAIRFAX STATION,VA22039
83-2711704   104,054 0 N/A N/A SUB-AWARD
(46) APPLIED PHYSICAL SCIENCES CORP
530 VIRGINIA RD
CONCORD,MA01742
01-0655626   321,724 0 N/A N/A SUB-AWARD
(47) AQUA LUNG AMERICA INC
2340 COUSTEAU COURT
VISTA,CA92081
33-0442552   75,000 0 N/A N/A SUB-AWARD
(48) AR CHILDRENS HOSPITAL RESEARCH INST
1 CHILDRENS WAY FINANCIAL SERVICES
LITTLE ROCK,AR722023591
71-0694931 501(C)(3) 891,275 0 N/A N/A SUB-AWARD
(49) ARCOS INC
5819 HIGHWAY 6
MISSOURI CITY,TX774594061
27-0284189   63,035 0 N/A N/A SUB-AWARD
(50) ARIZONA BOARD OF REGENTS UNIVERSITY OF ARIZONA
1303 E UNIVERSITY BLVD
TUCSON,AZ857210017
74-2652689 115 113,722 0 N/A N/A SUB-AWARD
(51) ARIZONA STATE UNIV
PO BOX 873503
TEMPE,AZ852873503
86-0196696 115 234,203 0 N/A N/A SUB-AWARD
(52) ARMTEC COUNTERMEASURES COMPANY
PO BOX 849169
LOS ANGELES,CA900849169
48-1266479   761,050 0 N/A N/A SUB-AWARD
(53) ASHLEY ADDICTION TREATMENT
800 TYDINGS LN
HAVRE DE GRACE,MD21078
52-1126145 501(C)(3) 21,412 0 N/A N/A SUB-AWARD
(54) ASPEN CREEK KENNELS
540 250TH STREET
WOODVILLE,WI54028
82-1613268   6,332 0 N/A N/A SUB-AWARD
(55) ASSOC OF UNIV FOR RESEARCH IN ASTRONOMY INC
3700 SAN MARTIN DR
BALTIMORE,MD21218
86-0138043 501(C)(3) 46,714 0 N/A N/A SUB-AWARD
(56) ASSOCIATED CATHOLIC CHARITIES INC
320 CATHEDRAL ST
BALTIMORE,MD21201
52-0591538 501(C)(3) 30,880 0 N/A N/A SUB-AWARD
(57) ASSOCIATION OF IMMUNIZATION MANAGER
533 ANDERSON AVE
ROCKVILLE,MD20850
52-2346043 501(C)(3) 21,708 0 N/A N/A SUB-AWARD
(58) ASSOCS IN TISSUE TECH
7300 NW 19TH ST STE 700
MIAMI,FL331261233
65-1116071   87,737 0 N/A N/A SUB-AWARD
(59) ATA ENGINEERING INC
13290 EVENING CREEK DRIVE SOUTH
SAN DIEGO,CA92128
33-0900801   9,455 0 N/A N/A SUB-AWARD
(60) AUBURN UNIVERSITY
115 QUAD COURT
AUBURN,AL36849
63-6000724 115 234,609 0 N/A N/A SUB-AWARD
(61) AUGSBURG UNIVERSITY
2211 RIVERSIDE AVENUE
MINNEAPOLIS,MN55454
41-0694721 501(C)(3) 20,348 0 N/A N/A SUB-AWARD
(62) AUGUSTA UNIV RESEARCH INSTITUTE INC
6400 BALTIMORE NATIONAL PIKE
ATLANTA,GA30394
58-1418202 501(C)(3) 597,879 0 N/A N/A SUB-AWARD
(63) AYON CYBERSECURITY INC
5155 KING ST
COCOA,FL32926
58-2424003   87,400 0 N/A N/A SUB-AWARD
(64) BALTIMORE MEDICAL SYSTEMS
3501 SINCLAIR LN
BALTIMORE,MD21213
52-1358241 501(C)(3) 27,790 0 N/A N/A SUB-AWARD
(65) BANNER GOOD SAMARITAN MEDICAL CENTER
1441 N 12TH ST
PHOENIX,AZ85006
27-0036499 501(C)(3) 15,992 0 N/A N/A SUB-AWARD
(66) BARBARA ANN KARMANOS CANCER CENTER
4100 JOHN R
DETROIT,MI48201
38-1613280 501(C)(3) 11,393 0 N/A N/A SUB-AWARD
(67) BATTELLE MEMORIAL INSTITUTE
505 KING AVENUE
COLOMBUS,OH43201
31-4379427 501(C)(3) 56,300 0 N/A N/A SUB-AWARD
(68) BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA BCM505
HOUSTON,TX77030
74-1613878 501(C)(3) 142,500 0 N/A N/A SUB-AWARD
(69) BAYLOR HEALTH CARE SYSTEM
3310 LIVE OAK
DALLAS,TX75204
75-1812652 501(C)(3) 1,840,059 0 N/A N/A SUB-AWARD
(70) BECKMAN RESEARCH INST OF CITY OF HO
1500 DUARTE RD
DUARTE,CA910103000
95-3432210 501(C)(3) 35,192 0 N/A N/A SUB-AWARD
(71) BEHAVIORAL IDEAS LAB INC
80 BROAD ST
NEW YORK,NY100042209
27-1678009 501(C)(3) 68,216 0 N/A N/A SUB-AWARD
(72) BETH ISRAEL DEACONESS MEDICAL CTR
300 LONGWOOD AVE
BOSTON,MA02115
04-3200113 501(C)(3) 1,303,645 0 N/A N/A SUB-AWARD
(73) BILLINGS CLINIC
2800 10TH AVE N
BILLINGS,MT59101
81-0231784 501(C)(3) 88,630 0 N/A N/A SUB-AWARD
(74) BIOMEDICAL RESEARCH INSTITUTE
12111 PARKLAWN DR
ROCKVILLE,MD20852
36-2229561 501(C)(3) 12,188 0 N/A N/A SUB-AWARD
(75) BLACK CLOUD INC
PO BOX 321499
COCOA BEACH,FL32932
23-2938240   613,007 0 N/A N/A SUB-AWARD
(76) BLACKSBURG NEUROLOGY PC
2955 MARKET ST SUITE B
CHRISTIANSBURG,VA24073
20-3002842   813,130 0 N/A N/A SUB-AWARD
(77) BLACKSKY AEROSPACE LLC
1448 T STREET NW
WASHINGTON,DC20009
81-2115233   34,727 0 N/A N/A SUB-AWARD
(78) BLOCK MEMS LLC
132 TURNPIKE ROAD SUITE 110
SOUTHBOROUGH,MA01772
42-1582318   155,256 0 N/A N/A SUB-AWARD
(79) BLUE CANYON TECHNOLOGIES INC
5330 AIRPORT BOULEVARD SUITE 100
BOULDER,CO80301
26-2692494   25,000 0 N/A N/A SUB-AWARD
(80) BOEING COMPANY
7700 BOSTON BLVD
SPRINGFIELD,VA22153
91-0425694   278,719 0 N/A N/A SUB-AWARD
(81) BOSTON UNIVERSITY
25 BUICK ST
BOSTON,MA02215
04-2103547 501(C)(3) 678,412 0 N/A N/A SUB-AWARD
(82) BOYCE THOMPSON INSTITUTE
533 TOWER ROAD
ITHACA,NY148531801
13-1739923   13,677 0 N/A N/A SUB-AWARD
(83) BREAKTHROUGH SOLUTIONS FOUNDRY INC DBA TRUSTED SOLUTIONS FOUNDRY INC
12127 RAGWEED STREET
SAN DIEGO,CA921294103
57-1230493   42,880 0 N/A N/A SUB-AWARD
(84) BRIGHAM AND WOMENS HOSPITAL INC
75 FRANCIS ST
BOSTON,MA02115
04-2312909 501(C)(3) 703,058 0 N/A N/A SUB-AWARD
(85) BRIGHAM YOUNG UNIV
A-278 ASB - PO BOX 21128
PROVO,UT846021128
87-0217280 501(C)(3) 24,972 0 N/A N/A SUB-AWARD
(86) BROAD INSTITUTE INC
415 MAIN STREET
CAMBRIDGE,MA02142
26-3428781 501(C)(3) 7,325 0 N/A N/A SUB-AWARD
(87) BRONX-LEBANON HOSPITAL CENTER
1276 FULTON AVE
BRONX,NY10456
13-1974191 501(C)(3) 132,478 0 N/A N/A SUB-AWARD
(88) BROWN UNIVERSITY
OFC RES ADMIN BOX 1929
PROVIDENCE,RI02912
05-0258809 501(C)(3) 252,075 0 N/A N/A SUB-AWARD
(89) BT CONSULTING LLC
880 DORCHESTER PLACE 103
CHARLOTTESVILLE,VA22911
61-1906189   248,170 0 N/A N/A SUB-AWARD
(90) BUCK INST
8001 REDWOOD BLVD
NOVATO,CA94947
94-3030609 501(C)(3) 161,244 0 N/A N/A SUB-AWARD
(91) BUSARA CENTER FOR BEHAVIORAL ECONOMICS
PO BOX 1340
PRINCETON,NJ085421340
46-2695042 501(C)(3) 398,641 0 N/A N/A SUB-AWARD
(92) BYDE STUDIO
1635 FOSTER DRIVE
LONGMONT,CO80501
84-2065120   105,684 0 N/A N/A SUB-AWARD
(93) CABARRUS HEALTH ALLIANCE
300 MOORESVILLE RD
KANNAPOLIS,NC280810304
56-2016594 501(C)(4) 5,322 0 N/A N/A SUB-AWARD
(94) CABOT CORPORATION
157 CONCORD RD
BILLERICA,MA018214600
04-2271897 501(C)(3) 12,387 0 N/A N/A SUB-AWARD
(95) CACI INC - FEDERAL
1100 N GLEBE ROAD
ARLINGTON,VA22201
54-1008371   88,609 0 N/A N/A SUB-AWARD
(96) CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CALIFORNIA BLVD
PASADENA,CA91125
95-1643307 501(C)(3) 1,193,562 0 N/A N/A SUB-AWARD
(97) CAMBER COLLECTIVE LLC
408 N 35TH ST STE A
SEATTLE,WA98103
27-1314359   598,081 0 N/A N/A SUB-AWARD
(98) CAMC HEALTH EDUCATION AND RESEARCH
3200 MACCORKLE AVE SE
CHARLESTON,WV253041227
55-0753754 501(C)(3) 5,222 0 N/A N/A SUB-AWARD
(99) CANTINA CONSULTING INC
PO BOX 960926
BOSTON,MA02196
26-0682485   29,298 0 N/A N/A SUB-AWARD
(100) CAPSULOMICS LLC
1104 ELM RD
HALETHORPE,MD212273936
83-3366180   141,644 0 N/A N/A SUB-AWARD
(101) CARNEGIE INSTITUTE OF WASHINGTON
5251 BROAD BRANCH ROAD NW
WASHINGTON,DC20015
53-0196523 501(C)(3) 109,850 0 N/A N/A SUB-AWARD
(102) CARNEGIE MELLON UNIVERSITY
5000 FORBES AVENUE
PITTSBURGH,PA152133890
25-0969449 501(C)(3) 388,562 0 N/A N/A SUB-AWARD
(103) CAROLINA UROLOGIC RESEARCH CENTER L
823 82ND PARKWAY SUITE B
MYRTLE BEACH,SC29572
56-1205333   27,136 0 N/A N/A SUB-AWARD
(104) CAROLINAS MEDICAL CENTER
1010 EDGEHILL RD N
CHARLOTTE,NC28207
56-0554229 GOVERNMENT 111,371 0 N/A N/A SUB-AWARD
(105) CASE WESTERN RESERVE UNIVERSITY
2500 METROHEALTH DR
CLEVELAND,OH44109
34-6004382 501(C)(3) 732,181 0 N/A N/A SUB-AWARD
(106) CATHOLIC UNIVERSITY OF AMERICA
620 MICHIGAN AVE NE
WASHINGTON,DC20064
53-0196583 501(C)(3) 65,299 0 N/A N/A SUB-AWARD
(107) CAUSASCI LLC
3847 ROSS ROAD
ELLICOTT CITY,MD210434940
20-3263417   296,744 0 N/A N/A SUB-AWARD
(108) CCD ARMY RESEARCH LABORATORY
6375 JOHNSON RD BLDG321 RM126
ABERDEEN PROVING GROUN,MD210055425
52-1299677 GOVERNMENT 79,280 0 N/A N/A SUB-AWARD
(109) CDC FOUNDATION
55 PARK PL
ATLANTA,GA30303
58-2106707 501(C)(3) 554,504 0 N/A N/A SUB-AWARD
(110) CEDARS SINAI MEDICAL CENTER
8700 BEVERLY BLVD
LOS ANGELES,CA90048
95-1644600 501(C)(3) 1,942,383 0 N/A N/A SUB-AWARD
(111) CENSEO INSIGHT INC
PO BOX 46189
SEATTLE,WA981460189
45-4195800   103,906 0 N/A N/A SUB-AWARD
(112) CHAPMAN UNIVERSITY
ONE UNIVERSITY DRIVE
ORANGE,CA92866
95-1643992 501(C)(3) 40,897 0 N/A N/A SUB-AWARD
(113) CHARLES STARK DRAPER LABORATORY INC
555 TECHNOLOGY SQUARE
CAMBRIDGE,MA021393563
04-2505372 501(C)(3) 8,834 0 N/A N/A SUB-AWARD
(114) CHESAPEAKE TECHNOLOGY INTERNATIONAL CORPORATION
44191 AIRPORT ROAD SUITE D
CALIFORNIA,MD20619
52-2105834   366,958 0 N/A N/A SUB-AWARD
(115) CHILD TRENDS INC
7315 WISCONSIN AVE STE 1200W
BETHESDA,MD208143666
13-2982969 501(C)(3) 372,621 0 N/A N/A SUB-AWARD
(116) CHILDRENS DIAGNOSTIC TREATMENT CTR
1401 S FEDERAL HWY
FORT LAUDERDALE,FL33316
65-1026739 501(C)(3) 108,767 0 N/A N/A SUB-AWARD
(117) CHILDREN'S HOSPITAL MEDICAL CENTER
3333 BURNET AVE
CINCINNATI,OH452293026
31-0833936 501(C)(3) 518,873 0 N/A N/A SUB-AWARD
(118) CHILDRENS HOSPITAL OF PHILADELPHIA
3615 CIVIC CTR BLVD
PHILADELPHIA,PA19104
23-1352166 501(C)(3) 1,040,439 0 N/A N/A SUB-AWARD
(119) CHILDRENS MERCY HOSPITAL
2401 GILLHAM RD
KANSAS CITY,MO641084619
44-0605373 501(C)(3) 69,156 0 N/A N/A SUB-AWARD
(120) CHILDRENS NATL MEDICAL CENTER
111 MICHIGAN AVE NW
WASHINGTON,DC200102916
52-1640403 501(C)(3) 168,107 0 N/A N/A SUB-AWARD
(121) CHILDRENS RESEARCH INST
111 MICHIGAN AVE NW
WASHINGTON,DC20010
52-1654453 501(C)(3) 297,213 0 N/A N/A SUB-AWARD
(122) CHRISTIANA CARE HEALTH SERVICES
PO BOX 2653
WILMINGTON,DE198050653
51-0103684 501(C)(3) 51,424 0 N/A N/A SUB-AWARD
(123) CIRCULOMICS INC
701 E PRATT ST
BALTIMORE,MD21202
26-4714689   86,722 0 N/A N/A SUB-AWARD
(124) CITY OF PHILADELPHIA TRUSTEE
840 WALNUT ST
PHILADELPHIA,PA191075109
23-6000204 501(C)(3) 12,550 0 N/A N/A SUB-AWARD
(125) CLEARPATH GLOBAL LLC
4803A EISENHOWER AVE
ALEXANDRIA,VA22304
26-2857758   48,283 0 N/A N/A SUB-AWARD
(126) CLEMSON UNIVERSITY
230 KAPPA STREET
CLEMSON,SC296345355
57-6000254 115 394,144 0 N/A N/A SUB-AWARD
(127) CLEVELAND VA MEDICAL RESEARCH AND
10701 EAST BOULEVARD VAMC 151C W
CLEVELAND,OH441061702
34-1710663 501(C)(3) 17,227 0 N/A N/A SUB-AWARD
(128) COLORADO STATE UNIV
1019 CAMPUS DELIVERY
FORT COLLINS,CO80523
84-6000545 115 41,499 0 N/A N/A SUB-AWARD
(129) COLUMBIA UNIVERSITY
500 WEST 120TH ST
NEW YORK,NY10027
13-5598093 501(C)(3) 1,065,699 0 N/A N/A SUB-AWARD
(130) COMBUSTION RESEARCH AND FLOW TECHNOLOGY
6210 KELLERS CHURCH RD
PIPERSVILLE,PA18947
23-2759059   79,632 0 N/A N/A SUB-AWARD
(131) COMMUNICATION TERMINAL SUBCONTRACTOR
ONE CHASE MANHATTAN PLAZA FLOOR 7
NEW YORK,NY100051401
  5,168 0 N/A N/A SUB-AWARD
(132) COMMUNITY CATALYST PARTNERS INC
589 NEW SWEDEN RD
WOODSTOCK,CT06281
85-2218333 501(C)(3) 20,000 0 N/A N/A SUB-AWARD
(133) COMMUNITY HEALTH PROJECT INC
39 W 19TH ST RM 602
NEW YORK,NY100114294
13-3409680 501(C)(3) 245,025 0 N/A N/A SUB-AWARD
(134) CONCORDIA UNIVERSITY INC
12800 N LAKE SHORE DR
MEQUON,WI53097
39-0833608 501(C)(3) 16,869 0 N/A N/A SUB-AWARD
(135) CONCURRENT TECHNOLOGIES CORP
100 CTC DRIVE
JOHNSTOWN,PA15904
25-1556708   20,285 0 N/A N/A SUB-AWARD
(136) CONSOLIDATED OCEAN TECHNOLOGIES INC
4835 COLT ST STE E
VENTURA,CA93003
83-1716567   490,412 0 N/A N/A SUB-AWARD
(137) CONSTELLATION AVIATION SOLUTIONS LLC
111 NORTH ORANGE AVENUE
ORLANDO,FL32801
57-1221374   27,992 0 N/A N/A SUB-AWARD
(138) CONTAINER RESEARCH CORPORATION
PO BOX 159
GLEN RIDDLE,PA19037
23-1496965   171,025 0 N/A N/A SUB-AWARD
(139) COORSTEK VISTA INC
2065 THIBODO RD
VISTA,CA92081
33-0114378   75,267 0 N/A N/A SUB-AWARD
(140) CORNELL UNIVERSITY
107 GATES HALL - ARXIV
ITHACA,NY14853
15-0532082 501(C)(3) 840,095 0 N/A N/A SUB-AWARD
(141) CORNERTURN LLC
2320 POMONA ROAD
CORONA,CA92880
84-1635707   856,876 0 N/A N/A SUB-AWARD
(142) CORVID TECHNOLOGIES
153 LANGTREE CAMPUS DRIVE SUITE 401
401
MOORESVILLE,NC28117
20-1572835   56,949 0 N/A N/A SUB-AWARD
(143) CREAN AND ASSOCIATES
201 MALABAR STREET
LAKEWAY,TX78734
33-0896459   20,700 0 N/A N/A SUB-AWARD
(144) CREATIVE DIGITAL SYSTEMS INTEGRATION INC
670 E EASY STREET
SIMI VALLEY,CA93065
51-0581645   746,562 0 N/A N/A SUB-AWARD
(145) CSRA LLC
3170 FAIRVIEW PARK DRIVE
FALLS CHURCH,VA22042
47-3093524   89,243 0 N/A N/A SUB-AWARD
(146) CUBIC DEFENSE APPLICATIONS INC
9333 BALBOA AVENUE
SAN DIEGO,CA92123
33-0248402   544,392 0 N/A N/A SUB-AWARD
(147) CUSP GROUP LLC
4440 SLEAFORD RD
ANNANDALE,VA220033925
45-3326966   16,900 0 N/A N/A SUB-AWARD
(148) CUSTOM ANALYTICAL ENGINEERING SYS INC
13000 TENSOR LANE NE
FLINTSTONE,MD21530
52-1483418   990,982 0 N/A N/A SUB-AWARD
(149) DANA FARBER CANCER INSTITUTE
450 BROOKLINE AVE
BOSTON,MA02215
04-2263040 501(C)(3) 494,835 0 N/A N/A SUB-AWARD
(150) DANBURY HOSPITAL
24 HOSPITAL AVE
DANBURY,CT06810
06-0646597 501(C)(3) 213,145 0 N/A N/A SUB-AWARD
(151) DARTMOUTH COLLEGE
11 ROPE FERRY RD
HANOVER,NH037551404
02-0222111 501(C)(3) 227,778 0 N/A N/A SUB-AWARD
(152) DARTMOUTH-HITCHCOCK CLINIC
1 MEDICAL CENTER DR
LEBANON,NH03756
22-2519596 501(C)(3) 55,499 0 N/A N/A SUB-AWARD
(153) DBV TECHNOLOGY LLC
161 WOODMIST WAY
NORTH KINGSTOWN,RI02852
26-2143724   37,975 0 N/A N/A SUB-AWARD
(154) DECIPHER TECHNOLOGY STUDIOS
110 SOUTH UNION STREET
ALEXANDRIA,VA22314
47-1177006   1,482,971 0 N/A N/A SUB-AWARD
(155) DEFENSE ARCHITECTURE SYSTEMS
11820 WEST MARKET PLACE SUITE P
FULTON,MD20759
80-0563038   569,614 0 N/A N/A SUB-AWARD
(156) DELOITTE FINANCIAL ADVISORY SERVICES LLP
PO BOX 844742
DALLAS,TX752844742
03-0520745   14,838 0 N/A N/A SUB-AWARD
(157) DELTA RESOURCES INC
3601 EISENHOWER AVENUE SUITE 220
ALEXANDRIA,VA22304
54-1969638   15,520 0 N/A N/A SUB-AWARD
(158) DEPLOYABLE SPACE SYSTEMS INC
460 WARD DRIVE
SANTA BARBARA,CA93117
27-1889503   4,567,432 0 N/A N/A SUB-AWARD
(159) DES MOINES UNIV
3200 GRAND AVE RYAN HALL 209
DES MOINES,IA503124104
42-0730347 501(C)(3) 13,041 0 N/A N/A SUB-AWARD
(160) DIGNITY HEALTH MEDICAL FOUNDATION
3400 DATA DR
RANCHO CORDOVA,CA956707956
68-0220314 501(C)(3) 5,326 0 N/A N/A SUB-AWARD
(161) DIMAGI INC
585 MASSACHUSETTS AVE STE 3
CAMBRIDGE,MA02139
83-0343298   58,100 0 N/A N/A SUB-AWARD
(162) DIVERSIFIED TECHNOLOGIES INC
35 WIGGINS AVENUE
BEDFORD,MA017302345
04-2992321   3,701,948 0 N/A N/A SUB-AWARD
(163) DNA SOFTWARE INC
334 E WASHINGTON STREET
ANN ARBOR,MI48104
38-3592679   231,488 0 N/A N/A SUB-AWARD
(164) DOCBOX INC
760 MAIN STREET 2-4
WALTHAM,MA02451
20-8919227   247,217 0 N/A N/A SUB-AWARD
(165) DREXEL UNIVERSITY
3141 CHESNUT ST
PHILADELPHIA,PA19104
23-1352630 501(C)(3) 128,907 0 N/A N/A SUB-AWARD
(166) DRS LAUREL TECHNOLOGIES
14463 COLLECTIONS CENTER DRIVE
JOHNSTOWN,PA15904
25-1722374   770,988 0 N/A N/A SUB-AWARD
(167) DUKE UNIVERSITY
2200 W MAIN ST STE 300
DURHAM,NC27705
56-0532129 501(C)(3) 1,143,859 0 N/A N/A SUB-AWARD
(168) EAST TENNESSEE STATE UNIV
PO BOX 70565
JOHNSON CITY,TN37614
62-6021046 115 13,157 0 N/A N/A SUB-AWARD
(169) EASTERN VIRGINIA MEDICAL SCHOOL
358 MOWBRAY ARCH
NORFOLK,VA23501
54-6055378 115 88,118 0 N/A N/A SUB-AWARD
(170) ELECTRIC BOAT CORPORATION
PO BOX 949
GROTON,CT063400949
51-0369496   123,625 0 N/A N/A SUB-AWARD
(171) ELECTRIC POWER RESEARCH INSTITUTE
3420 HILLVIEW AVE
PALO ALTO,CA94304
23-7175375 501(C)(3) 52,364 0 N/A N/A SUB-AWARD
(172) ELECTRO MAGNETIC APPLICATIONS INC
7655 W MISSISSIPPI AVE SUITE 300
LAKEWOOD,CO80226
85-0256426   163,813 0 N/A N/A SUB-AWARD
(173) ELITE DETECTION K9
1039 S ROCHESTER ROAD
ROCHESTER HILLS,MI48307
84-1803556   9,167 0 N/A N/A SUB-AWARD
(174) ELUCIDATION CONCEPTS LLC
5805 MARIETTA STATION DRIVE
GLENN DALE,MD20769
26-3081669   97,018 0 N/A N/A SUB-AWARD
(175) EMCUBE INC
1900 N BEAUREGARD STREET
ALEXANDRIA,VA22311
54-1685244   857,939 0 N/A N/A SUB-AWARD
(176) EMMES CORP
401N WASHINGTON ST STE 700
ROCKVILLE,MD20850
54-1058268   282,752 0 N/A N/A SUB-AWARD
(177) EMORY UNIVERSITY
101 WOODRUFF CIR STE 6107
ATLANTA,GA30322
58-0566256 501(C)(3) 2,491,451 0 N/A N/A SUB-AWARD
(178) ERIDAN COMMUNICATIONS INC
2450 SCOTT BOULEVARD
SANTA CLARA,CA95050
46-3888021   2,991,500 0 N/A N/A SUB-AWARD
(179) ERIE ENGINEERED PRODUCTS INC
3949 WALDEN AVENUE
LANCASTER,NY14086
16-1251086   190,094 0 N/A N/A SUB-AWARD
(180) ERIKSON INSTITUTE
3755 PAYSPHERE CIR
CHICAGO,IL60674
36-2593545 501(C)(3) 79,811 0 N/A N/A SUB-AWARD
(181) ETCH INC
3403 KENILWORTH DR
CHEVY CHASE,MD208154721
82-3682760   66,327 0 N/A N/A SUB-AWARD
(182) ETERNITY ONE LLC
1131 ROLAND HEIGHTS AVE
BALTIMORE,MD212111241
85-0998322   45,000 0 N/A N/A SUB-AWARD
(183) EXCENTIUM INC
1768 BUSINESS CENTER DRIVE SUITE
220
RESTON,VA20190
20-5872493   156,845 0 N/A N/A SUB-AWARD
(184) FAMILY HEALTH CENTERS
PO BOX 1340
OKANOGAN,WA98840
91-1275011 501(C)(3) 61,487 0 N/A N/A SUB-AWARD
(185) FAMILY HEALTH INTERNATIONAL
359 BLACKWELL ST STE 200
DURHAM,NC27701
23-7413005 501(C)(3) 3,666,334 0 N/A N/A SUB-AWARD
(186) FAMILY VOICES
3701 SAN MATEO BLVD STE 103
ALBUQUERQUE,NM87110
65-0430800 501(C)(3) 39,637 0 N/A N/A SUB-AWARD
(187) FEINSTEIN INST FOR MEDICAL RESEARCH
350 COMMUNITY DR
MANHASSET,NY11030
11-3418133 501(C)(3) 65,916 0 N/A N/A SUB-AWARD
(188) FENWAY COMMUNITY HEALTH CENTER INC
1340 BOYLSTON STREET
BOSTON,MA02215
04-2510564 501(C)(3) 545,761 0 N/A N/A SUB-AWARD
(189) FLORIDA DEPARTMENT OF HEALTH
8175 NW 12 ST ROM305
MIAMI,FL33126
59-3502843 GOVERNMENT 48,620 0 N/A N/A SUB-AWARD
(190) FLORIDA INTERNATIONAL UNIVERSITY
11200 SW 8TH ST
MIAMI,FL33199
65-0177616 501(C)(3) 8,784 0 N/A N/A SUB-AWARD
(191) FLORIDA STATE UNIVERSITY
97 S WOODWARD AVE
TALLAHASSEE,FL32306
59-3211153 501(C)(3) 30,033 0 N/A N/A SUB-AWARD
(192) FORCEPOINT FEDERAL LLC
10900-A STONELAKE BLVD
AUSTIN,TX78759
47-5289064   193,268 0 N/A N/A SUB-AWARD
(193) FORGOTTEN DISEASES RESEARCH FOUNDATION
604 MALARIN AVE
SANTA CLARA,CA95050
45-4470463 501(C)(3) 34,100 0 N/A N/A SUB-AWARD
(194) FOSS MARITIME COMPANY LLC
4195 SOLUTIONS CENTER DRIVE
CHICAGO,IL60677
91-1186367   94,139 0 N/A N/A SUB-AWARD
(195) FOX CHASE CANCER CENTER
333 COTTMAN AVE INSTITUTIONAL
ADVANCEMENT
PHILADELPHIA,PA19111
23-2003072 501(C)(3) 136,923 0 N/A N/A SUB-AWARD
(196) FRAMEWORKS INSTITUTE
1333 H ST NW STE 700 WEST
WASHINGTON,DC200054707
71-0891642 501(C)(3) 134,599 0 N/A N/A SUB-AWARD
(197) FRED HUTCHINSON CANCER RESEARCH CTR
1100 FAIRVIEW AVE N PO BOX 19024
SEATTLE,WA981091024
23-7156071 501(C)(3) 83,284 0 N/A N/A SUB-AWARD
(198) FRIENDS RESEARCH INST
505 BALTIMORE AVE
BALTIMORE,MD21204
52-0701445 501(C)(3) 151,609 0 N/A N/A SUB-AWARD
(199) FRONTIER SCIENCE AND TECH
4033 MAPLE RD
AMHERST,NY14226
16-1056814 501(C)(3) 2,605,570 0 N/A N/A SUB-AWARD
(200) FUNDAMENTAL TECHNOLOGIES LLC
2411 PONDEROSA DRIVE
LAWRENCE,KS660465057
74-2846959   76,245 0 N/A N/A SUB-AWARD
(201) FURMAN UNIVERSITY
3300 POINSETT HWY
GREENVILLE,SC296130002
57-1061363 501(C)(3) 9,618 0 N/A N/A SUB-AWARD
(202) GARNETT CORPORATION
PO BOX 0282
SAVAGE,MD20763
26-1118222   317,834 0 N/A N/A SUB-AWARD
(203) GBH GLOBAL MANAGEMENT LLC
1014 SOUTH CONGRESS AVE SUITE A
PALM SPRINGS,FL33406
84-4589361   23,737 0 N/A N/A SUB-AWARD
(204) GE RESEARCH AND DEV CTR
ONE RESEARCH CIR
NISKAYUNA,NY12309
14-0689340   638,313 0 N/A N/A SUB-AWARD
(205) GEISINGER CLINIC
100 N ACADEMY AVE
DANVILLE,PA178223069
23-6291113 501(C)(3) 216,117 0 N/A N/A SUB-AWARD
(206) GENERAL ATOMICS AERONAUTICAL SYSTEMS INC (GA-ASI)
701 B STREET SUITE 150
SAN DIEGO,CA92101
33-0581051   342,510 0 N/A N/A SUB-AWARD
(207) GENERAL DYNAMICS MISSION SYSTEMS INC
553 SOUTH STREET
QUINCY,MA02169
45-0484950   346,700 0 N/A N/A SUB-AWARD
(208) GENEVA FOUNDATION
PO BOX 98687
LAKEWOOD,WA98496
91-1593913 501(C)(3) 282,657 0 N/A N/A SUB-AWARD
(209) GEORGE MASON UNIVERSITY
4400 UNIV DR MS2E1
FAIRFAX,VA22030
54-0836354 115 179,823 0 N/A N/A SUB-AWARD
(210) GEORGE WASHINGTON UNIVERSITY
45155 RESEARCH PL STE 260
ASHBURN,VA20147
53-0196584 501(C)(3) 610,501 0 N/A N/A SUB-AWARD
(211) GEORGETOWN UNIV
2233 WISCONSIN AVE NW
WASHINGTON,DC20007
53-0196603 501(C)(3) 703,341 0 N/A N/A SUB-AWARD
(212) GEORGIA INSTITUTE OF TECHNOLOGY
225 NORTH AVE
ATLANTA,GA303320255
58-6002023 115 78,932 0 N/A N/A SUB-AWARD
(213) GEORGIA STATE UNIV
PO BOX 3965
ATLANTA,GA30302
47-1870516 501(C)(3) 24,697 0 N/A N/A SUB-AWARD
(214) GEORGIA TECH APPLIED RESEARCH CORPORATION
505 TENTH STREET NW
ATLANTA,GA303320420
58-2374837   35,885 0 N/A N/A SUB-AWARD
(215) GEORGIA TECH RESEARCH CORP
926 DALNEY ST NW
ATLANTA,GA30318
58-0603146 501(C)(3) 122,120 0 N/A N/A SUB-AWARD
(216) GLENWOOD LIFE CENTER
516 GLENWOOD AVE
BALTIMORE,MD21212
23-7121331 501(C)(3) 7,873 0 N/A N/A SUB-AWARD
(217) GLOBAL HEALTH STRATEGIES
38 E 32ND ST FLR 12
NEW YORK,NY100165559
22-3885564   760,447 0 N/A N/A SUB-AWARD
(218) GLOBAL WEATHER & CLIMATE SOLUTIONS INC (DBA PLANETIQ)
15000 W 6TH AVE SUITE 202
GOLDEN,CO80401
81-1237478   10,000 0 N/A N/A SUB-AWARD
(219) GRAF RESEARCH CORPORATION
2280 KRAFT DRIVE
BLACKSBURG,VA24060
47-4128747   909,206 0 N/A N/A SUB-AWARD
(220) GRAPHIKA INC
311 W 43RD ST
NEW YORK,NY10036
46-4386048   46,107 0 N/A N/A SUB-AWARD
(221) GRAY ROCK PROFESSIONAL ALLIANCE LLC
3612 GRAY ROCK DRIVE
ELLICOTT CITY,MD210423704
48-1290987   821,746 0 N/A N/A SUB-AWARD
(222) GSE SOFTWARE INC
7058 MIDDLESBURY RIDGE CIRCLE
WEST HILLS,CA91307
95-4711574   88,500 0 N/A N/A SUB-AWARD
(223) GUROO LLC
6036 LINCOLNIA ROAD
ALEXANDRIA,VA22312
27-3679643   871,815 0 N/A N/A SUB-AWARD
(224) H LEE MOFFITT CANCER CENTER AND
12902 MAGNOLIA DR
TAMPA,FL33612
59-3238634 501(C)(3) 32,593 0 N/A N/A SUB-AWARD
(225) HAMILTON SUNDSTRAND SPACE SYS INT (UTAS)
PO BOX 360951
PITTSBURGH,PA15251
06-1388006   652,708 0 N/A N/A SUB-AWARD
(226) HAMPTON UNIVERSITY
200 WILLIAM R HAVEY WAY
HAMPTON,VA23668
54-0505990 501(C)(3) 23,027 0 N/A N/A SUB-AWARD
(227) HARVARD PILGRIM HEALTH CARE
PO BOX 182
DEERFIELD,IL60015
05-0315604 501(C)(3) 16,988 0 N/A N/A SUB-AWARD
(228) HARVARD UNIVERSITY
665 HUNTINGTON AVE
BOSTON,MA02115
04-2103580 501(C)(3) 824,631 0 N/A N/A SUB-AWARD
(229) HDT EXPEDITIONARY SYSTEMS INC
415 WOLFE STREET
FREDERICKSBURG,VA22401
54-1251757   16,872 0 N/A N/A SUB-AWARD
(230) HEKTOEN INSTITUTE
2240 W OGDEN AVE 2ND FL
CHICAGO,IL60612
36-2244897 501(C)(3) 5,553 0 N/A N/A SUB-AWARD
(231) HENNEPIN HEALTHCARE RESEARCH INST
701 PARK AVE
MINNEAPOLIS,MN554151623
41-1677920 501(C)(3) 42,610 0 N/A N/A SUB-AWARD
(232) HENRY FORD HEALTH SYSTEM
2799 W GRAND BLVD
DETROIT,MI48202
38-1357020 501(C)(3) 200,070 0 N/A N/A SUB-AWARD
(233) HENRY M JACKSON FDTN
47 MAPLE ST STE 301
SUMMIT,NJ07901
20-4668648 501(C)(3) 424,642 0 N/A N/A SUB-AWARD
(234) HERON SYSTEMS INC
22685 THREE NOTCH ROAD SUITE B
CALIFORNIA,MD20619
52-1849417   29,542 0 N/A N/A SUB-AWARD
(235) HEXAGON US FEDERAL INC
PO BOX 824738
PHILADELPHIA,PA191824738
27-3064668   94,950 0 N/A N/A SUB-AWARD
(236) HODGES TRANSPORTATION INC
PO BOX 234
CARSON CITY,NV89702
88-0314954   131,391 0 N/A N/A SUB-AWARD
(237) HONEYBEE ROBOTICS LTD
460 WEST 34TH STREET
NEW YORK,NY10001
88-0193033   144,253 0 N/A N/A SUB-AWARD
(238) HONEYWELL INTERNATIONAL
300 S TRYON ST STE 500
CHARLOTTE,NC28202
22-2640650   181,314 0 N/A N/A SUB-AWARD
(239) HOOSIER CANCER RESEARCH NETWORK INC
351 W 10TH ST STE 330
INDIANAPOLIS,IN46202
26-0303542 501(C)(3) 177,246 0 N/A N/A SUB-AWARD
(240) HOUSE OF RUTH MARYLAND INC
2201 ARGONNE DR
BALTIMORE,MD212181627
52-1100236 501(C)(3) 6,666 0 N/A N/A SUB-AWARD
(241) HOWARD UNIV
2225 GEORGIA AVE NW 3RD FL
WASHINGTON,DC20059
53-0204707 501(C)(3) 1,072,722 0 N/A N/A SUB-AWARD
(242) HRL LABORATORIES LLC
3011 MALIBU CANYON ROAD
MALIBU,CA90265
95-4663143   573,199 0 N/A N/A SUB-AWARD
(243) HUALAPAI TRIBE
PO BOX 179
PEACH SPRINGS,AZ864340179
86-0092282   35,000 0 N/A N/A SUB-AWARD
(244) HUNTSMAN CANCER HOSPITAL
1950 CIRCLE OF HOPE STE 2900
SALT LAKE CITY,UT841125560
87-0541293 501(C)(3) 132,164 0 N/A N/A SUB-AWARD
(245) ICF INCORPORATED LLC
9300 LEE HWY
FAIRFAX,VA220316050
52-0893615   149,323 0 N/A N/A SUB-AWARD
(246) IDAHO STATE UNIVERSITY
921 S 8TH AVE STOP 8219
POCATELLO,ID83209
82-6000924 501(C)(3) 100,000 0 N/A N/A SUB-AWARD
(247) ILC DOVER LP
ONE MOONWALKER ROAD
FREDERICA,DE19946
51-0281422   119,109 0 N/A N/A SUB-AWARD
(248) IMSAR LLC
510 W 90 S
SALEM,UT84653
20-1852461   510,402 0 N/A N/A SUB-AWARD
(249) IN SILICO SOLUTIONS
2735 HARTLAND RD STE 301
FALLS CHURCH,VA22043
26-0755383   179,956 0 N/A N/A SUB-AWARD
(250) IN-DEPTH ENGINEERING CORPORATION
11350 RANDOM HILLS ROAD SUITE 110
FAIRFAX,VA22030
20-5228729   9,842 0 N/A N/A SUB-AWARD
(251) INDIANA UNIVERSITY
30 E KIRKWOOD AVE
BLOOMINGTON,IN474084003
35-6001673 115 854,473 0 N/A N/A SUB-AWARD
(252) INFINITE BIOMEDICAL TECHNOLOGIES LLC
1101 E 33RD ST STE E305
BALTIMORE,MD21218
52-2337593   38,225 0 N/A N/A SUB-AWARD
(253) INMARSAT GOVERNMENT
11600 SUNRISE VALLEY DRIVE SUITE
200
RESTON,VA20191
27-1426982   297,592 0 N/A N/A SUB-AWARD
(254) INNOPLEX LLC
7067 COLUMBIA GATEWAY DRIVE SUITE
280
COLUMBIA,MD21046
27-5033368   745,013 0 N/A N/A SUB-AWARD
(255) INNOVATIVE CONCEPTS ENGINEERING INC
6411 IVY LANE
GREENBELT,MD20770
20-4498382   449,147 0 N/A N/A SUB-AWARD
(256) INOVA HEALTH CARE SERVICES
3130 FAIRVIEW PARK DR STE 300
FALLS CHURCH,VA220424517
54-0620889 501(C)(3) 18,890 0 N/A N/A SUB-AWARD
(257) INSTITUTE FOR CLINICAL RESEARCH INC
50 IRVING ST NW
WASHINGTON,DC20422
52-1336656 501(C)(3) 13,581 0 N/A N/A SUB-AWARD
(258) INSTITUTE FOR SYSTEMS BIOLOGY
401 TERRY AVE N
SEATTLE,WA98109
91-2003593 501(C)(3) 13,937 0 N/A N/A SUB-AWARD
(259) INSTITUTE OF HEALTHCARE IMPROVEMENT
53 STATE ST FL 19
BOSTON,MA021092820
38-3017223 501(C)(3) 168,741 0 N/A N/A SUB-AWARD
(260) INSTITUTE OF WOMEN AND ETHNIC STUDI
2021 LAKESHORE DR STE 220
NEW ORLEANS,LA70122
72-1244155 501(C)(3) 18,530 0 N/A N/A SUB-AWARD
(261) INTEGRATED PROGRAM SOLUTIONS
22164 HANOVER WOODS CT
LEONARDTOWN,MD20650
26-4289157   185,752 0 N/A N/A SUB-AWARD
(262) INTEGRITY ISR
1411 FRONTIER
SPRING BRANCH,TX78070
46-3119707   5,040 0 N/A N/A SUB-AWARD
(263) INTELEHEALTH INC
3808 PALMETTO CT
ELLICOTT CITY,MD21042
81-2934607 501(C)(3) 13,300 0 N/A N/A SUB-AWARD
(264) INTERNAL BUSINESS MACHINES CORPORATION
1 NORTH CASTLE DR
ARMONK,NY105041725
13-0871985   250,778 0 N/A N/A SUB-AWARD
(265) INTERNATIONAL FOOD POLICY RESEARCH
1201 I ST NW
WASHINGTON,DC200055905
52-1041632 501(C)(3) 562,703 0 N/A N/A SUB-AWARD
(266) INTERNATIONAL MEDICAL CORPS
2156 1801 W OLYMPIC BLVD
PASADENA,CA91199
95-3949646 501(C)(3) 332,423 0 N/A N/A SUB-AWARD
(267) INTERNATIONAL YOUTH ALLIANCE FOR FAMILY PLANNING
1608 HOBART ST NW
WASHINGTON,DC20009
47-2790657 501(C)(3) 26,938 0 N/A N/A SUB-AWARD
(268) INTER-TRIBAL COUNCIL OF MICHIGAN I
2956 ASHMUN ST
SAULT SAINTE MARIE,MI497833720
38-1893519 501(C)(3) 16,960 0 N/A N/A SUB-AWARD
(269) INTRAHEALTH INTERNATIONAL INC
6340 QUADRANGLE DR STE 200
CHAPEL HILL,NC27517
55-0825466 501(C)(3) 1,054,314 0 N/A N/A SUB-AWARD
(270) INTREPID SOLUTIONS AND SERVICES LLC
45610 WOODLAND ROAD
STERLING,VA20166
26-3697206   374,822 0 N/A N/A SUB-AWARD
(271) INVICTUS K9
6209 SEVEN LAKES WEST
WEST END,NC27376
47-3135574   10,100 0 N/A N/A SUB-AWARD
(272) INVOCON INC
19221 I-45 SOUTH
CONROE,TX773858746
76-0315372   732,191 0 N/A N/A SUB-AWARD
(273) IQVIA INC
1 IMS DR
PLYMOUTH MEETING,PA194621722
06-1506026   59,040 0 N/A N/A SUB-AWARD
(274) IRIDIUM SATELLITE LLC
1750 TYSONS BOULEVARD SUITE 1400
MCLEAN,VA22102
54-2024156   1,009,032 0 N/A N/A SUB-AWARD
(275) J CRAIG VENTER INSTITUTE
9704 MEDICAL CENTER DRIVE
ROCKVILLE,MD20850
52-1842938 501(C)(3) 226,586 0 N/A N/A SUB-AWARD
(276) JACOBS TECHNOLOGY INC
7763 OLD TELEGRAPH ROAD
SEVERN,MD211441169
62-0510412   120,074 0 N/A N/A SUB-AWARD
(277) JAMES BELL ASSOCIATES
3033 WILSON BLVD
ARLINGTON,VA22201
52-1150061   547,637 0 N/A N/A SUB-AWARD
(278) JANUS COMMUNICATIONS
9 SHELBY
IRVINE,CA92602
35-2593727   70,779 0 N/A N/A SUB-AWARD
(279) JCTM LLC
16710 TULLOCH RD
CHARLOTTE,NC28278
47-3657946   2,087,929 0 N/A N/A SUB-AWARD
(280) JMC ENGINEERING LLC
576 DARTMOUTH AVE
SAN CARLOS,CA940701705
46-4805596   10,642 0 N/A N/A SUB-AWARD
(281) JOHNSON RESEARCH & DEVELOPMENT CO INC
275 DECATUR STREET
ATLANTA,GA30312
58-1973838   223,097 0 N/A N/A SUB-AWARD
(282) JOINT RESEARCH AND DEVELOPMENT INC
50 TECH PARKWAY
STAFFORD,VA22556
42-1633797   522,406 0 N/A N/A SUB-AWARD
(283) JSI RESEARCH AND TRAINING INSTITUTE
44 FARNSWORTH ST
BOSTON,MA02210
04-2679824 501(C)(3) 641,947 0 N/A N/A SUB-AWARD
(284) JTEC ENERGY INC
275 DECATUR ST SE
ATLANTA,GA30312
84-4527035   10,006 0 N/A N/A SUB-AWARD
(285) KAISER FOUNDATION RESEARCH
1800 HARRISON ST
OAKLAND,CA946123433
94-1105628 501(C)(3) 325,955 0 N/A N/A SUB-AWARD
(286) KBR WYLE SERVICES LLC
PO BOX 841223
DALLAS,TX752841223
80-0432031   9,808 0 N/A N/A SUB-AWARD
(287) KENNEDY KRIEGER INSTITUTE INC
1741 ASHLAND AVE
BALTIMORE,MD212051531
52-1524965 501(C)(3) 2,159,075 0 N/A N/A SUB-AWARD
(288) KINETX INC
2050 E ASU CIRCLE
TEMPE,AZ85284
77-0326085   186,545 0 N/A N/A SUB-AWARD
(289) KRANZE TECHNOLOGY SOLUTIONS INC
742 PINECREST DRIVE
PROSPECT HEIGHTS,IL60070
01-0839893   73,961 0 N/A N/A SUB-AWARD
(290) KSA INTEGRATION LLC
1000 CORPORATION DRIVE SUITE 420
STAFFORD,VA225544885
27-3853907   610,078 0 N/A N/A SUB-AWARD
(291) KU MEDICAL CENTER
3901 RAINBOW BLVE MAIL STOP 1039
KANSAS CITY,KS66160
48-1108830 501(C)(3) 25,554 0 N/A N/A SUB-AWARD
(292) KUTTA TECHNOLOGIES INC
2075 WEST PINNACLE PEAK ROAD SUITE
102
PHOENIX,AZ85027
86-1032281   362,786 0 N/A N/A SUB-AWARD
(293) L3 TECHNOLOGIES INC
NARDA MICROWAVE WEST
CHICAGO,IL606731220
13-3937436   4,769,816 0 N/A N/A SUB-AWARD
(294) L3HARRIS TECHNOLOGIES INC
400 INITITATIVE DRIVE
ROCHESTER,NY14606
34-0276860   915,976 0 N/A N/A SUB-AWARD
(295) LAN SERVICE GROUP OF PORTLAND
18250 S CLARK LN
OREGON CITY,OR97045
26-1546434   255,937 0 N/A N/A SUB-AWARD
(296) LATCHMOOR SERVICES INC
425 MILLER LN
ROCHESTER,NY146174310
85-0734846   7,371 0 N/A N/A SUB-AWARD
(297) LAWRENCE LIVERMORE NATIONAL SECURITY
2300 FIRST STREET SUITE 204
LIVERMORE,CA945506110
20-5624386   239,550 0 N/A N/A SUB-AWARD
(298) LEHIGH UNIVERSITY
526 BRODHEAD AVE
BETHLEHEM,PA180153008
24-0795445 501(C)(3) 259,635 0 N/A N/A SUB-AWARD
(299) LEIDOS INC
PO BOX 223058
PITTSBURGH,PA152512058
95-3630868   1,596,213 0 N/A N/A SUB-AWARD
(300) LIEBER INSTITUTE INC
855 N WOLFE ST STE 300
BALTIMORE,MD212051514
26-3690883 501(C)(3) 574,676 0 N/A N/A SUB-AWARD
(301) LIGHTSHED LLC
352 CARLTON AVE STE 1
BROOKLYN,NY11238
81-4355183   17,500 0 N/A N/A SUB-AWARD
(302) LIONBRIDGE GLOBAL SOURCING SOLUTIONS INC
2251 S DECATUR BLVD
LAS VEGAS,NV89102
04-3398462   242,315 0 N/A N/A SUB-AWARD
(303) LISA MOREN LLC
5909 EASTCLIFF DR
BALTIMORE,MD21209
84-4798036   40,000 0 N/A N/A SUB-AWARD
(304) LOCKHEED MARTIN CORPORATION
PO BOX 8048
PHILADELPHIA,PA19101
52-1893632   8,498,899 0 N/A N/A SUB-AWARD
(305) LOS ANGELES BIOMEDICAL RESEARCH
1124 W CARSON ST
TORRANCE,CA90502
95-2138184 501(C)(3) 57,346 0 N/A N/A SUB-AWARD
(306) LOUISIANA STATE UNIV
204 THOMAS BOYD HALL
BATON ROUGE,LA708030110
72-6000848 501(C)(3) 38,535 0 N/A N/A SUB-AWARD
(307) LOVELACE RESPIRATORY RESEARCH INST
2425 RIDGECREST SE
ALBUQUERQUE,NM87108
85-0110669 501(C)(3) 18,892 0 N/A N/A SUB-AWARD
(308) LOWELL OBSERVATORY
1400 WEST MARS HILL ROAD
FLAGSTAFF,AZ86001
86-0098918 501(C)(3) 63,494 0 N/A N/A SUB-AWARD
(309) LUMINIT GOVERNMENT SERVICES LLC
1850 W 205TH STREET
TORRANCE,CA90501
83-3177945   382,279 0 N/A N/A SUB-AWARD
(310) LYN AEROSPACE LLC
1490 HIGHWAY A1A
SATELLITE BEACH,FL32937
20-4893460   190,359 0 N/A N/A SUB-AWARD
(311) MAC INC
909 PROGRESS CIR STE 100
SALISBURY,MD21804
52-0992005 501(C)(3) 130,196 0 N/A N/A SUB-AWARD
(312) MACALESTER COLLEGE
1600 GRAND AVE
SAINT PAUL,MN551051801
41-0693962 501(C)(3) 24,990 0 N/A N/A SUB-AWARD
(313) MAGEE WOMENS RESEARCH INSTITUTE
3339 WARD ST
PITTSBURGH,PA15213
25-1462312 501(C)(3) 186,511 0 N/A N/A SUB-AWARD
(314) MAHONEY MANAGEMENT INC
2013A LORRAINE AVENUE
MCLEAN,VA22101
47-2448453   1,252,497 0 N/A N/A SUB-AWARD
(315) MALIN SPACE SCIENCE SYSTEMS INC
PO BOX 910148
SAN DIEGO,CA92191
93-1046372   182,408 0 N/A N/A SUB-AWARD
(316) MANDEX INC
4001 N 9TH ST
ARLINGTON,VA22203
95-2902232   252,848 0 N/A N/A SUB-AWARD
(317) MARIETTA COLLEGE
215 FIFTH STREET
MARIETTA,OH45750
31-4379584 501(C)(3) 9,778 0 N/A N/A SUB-AWARD
(318) MARINE ACOUSTICS INC
TWO CORPORATE PLACE
MIDDLETOWN,RI02842
04-2993452   1,742,940 0 N/A N/A SUB-AWARD
(319) MAROTTA CONTROLS INC
78 BOONTON AVE
MONTVILLE,NJ07045
22-1528122   227,765 0 N/A N/A SUB-AWARD
(320) MARTIN DEFENSE GROUP LLC
841 BISHOP STREET
HONOLULU,HI968133916
99-0178612   67,944 0 N/A N/A SUB-AWARD
(321) MARYLAND INSTITUTE COLLEGE OF ART
1300 W MOUNT ROYAL AVE
BALTIMORE,MD212174134
52-0591661 501(C)(3) 26,194 0 N/A N/A SUB-AWARD
(322) MARYLAND PATIENT SAFETY CENTER
6820 DEERPATH RD
ELKRIDGE,MD210756200
26-2188491 501(C)(3) 41,335 0 N/A N/A SUB-AWARD
(323) MARYLAND TREATMENT CENTER
3800 FREDERICK AVE
BALTIMORE,MD21229
52-1447757   12,618 0 N/A N/A SUB-AWARD
(324) MASSACHUSETTS GENERAL HOSPITAL
225 WARREN
BOSTON,MA02114
04-2697983 501(C)(3) 2,121,048 0 N/A N/A SUB-AWARD
(325) MASSACHUSETTS INSTITUTE OF TECHNOLOGY
500 TECHNOLOGY SQ
CAMBRIDGE,MA02139
04-2103594 501(C)(3) 965,035 0 N/A N/A SUB-AWARD
(326) MATERIALS RESEARCH & DESIGN INC
300 E SWEDESFORD RD
WAYNE,PA190871858
23-2839876   96,571 0 N/A N/A SUB-AWARD
(327) MATERION BRUSH INC
14710 WEST PORTAGE RIVER SOUTH ROAD
ELMORE,OH434169502
34-0119320   584,319 0 N/A N/A SUB-AWARD
(328) MATTHEWS MEDIA GROUP INC
700 KING FARM BOULEVARD SUITE 500
ROCKVILLE,MD20850
52-1586000   12,802 0 N/A N/A SUB-AWARD
(329) MAYO CLINIC
200 FIRST ST SW
ROCHESTER,MN55905
41-6011702 501(C)(3) 1,226,160 0 N/A N/A SUB-AWARD
(330) MAYO FOUNDATION
200 FIRST ST SW
ROCHESTER,MN55905
41-1937751 501(C)(3) 69,562 0 N/A N/A SUB-AWARD
(331) MCKESSON SPECIALTY HEALTH
401 MASON RD
LA VERGNE,TN37086
94-3183211   12,600 0 N/A N/A SUB-AWARD
(332) MCLEAN HOSPITAL CORPORATION
115 MILL ST
BELMONT,MA02478
04-2697981 501(C)(3) 139,274 0 N/A N/A SUB-AWARD
(333) MEDICAL COLLEGE OF WISCONSIN INC
8701 W WATERTOWN PLANK RD
MILWAUKEE,WI532263548
39-0806261 501(C)(3) 284,390 0 N/A N/A SUB-AWARD
(334) MEDICAL UNIV OF SOUTH CAROLINA
171 ASHLEY AVE
CHARLESTON,SC294253001
57-6000722 115 216,079 0 N/A N/A SUB-AWARD
(335) MEDSTAR HEALTH INC
5565 STERRETT PL 5TH FLR
COLUMBIA,MD21044
52-2087445 501(C)(3) 12,000 0 N/A N/A SUB-AWARD
(336) MEDSTAR HEALTH RESEARCH INST
6495 NEW HAMPSHIRE AVE STE 201
HYATTSVILLE,MD20783
52-6056274 501(C)(3) 1,086,680 0 N/A N/A SUB-AWARD
(337) MEMBER OF THE FAMILY LLC
670 RITCHIE HIGHWAY
SEVERNA PARK,MD21146
52-2174180   67,954 0 N/A N/A SUB-AWARD
(338) MEMORIAL HERMANN HEALTH SYSTEM
1333 MOURSUND ST
HOUSTON,TX77030
74-1152597 501(C)(3) 23,501 0 N/A N/A SUB-AWARD
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CAMPUS BOX 7205
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2085 FRONTIS PLAZA BLVD
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754 ELDEN STREET
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HERNDON,VA20171
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SANTA MONICA,CA90407
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1300 N 17TH ST
ARLINGTON,VA22209
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BOSTON,MA02112
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MOSCOW,ID83844
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WASHINGTON,DC20005
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6560 FANNIN STE 750
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22601 GATEWAY CENTER DRIVE
CLARKSBURG,MD20871
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GLASSBORO,NJ08028
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STRATFORD,NJ080841354
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313 WYMAN PARK DR
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(478) RUTGERS UNIVERSITY
675 HOES LANE WAY
PISCATAWAY,NJ08854
22-1775306 115 1,952,981 0 N/A N/A SUB-AWARD
(479) SAFT AMERICA INC
107 BEAVER COURT
COCKEYSVILLE,MD21030
58-2209171   33,884 0 N/A N/A SUB-AWARD
(480) SAINT JUDE CHILDRENS RESEARCH HOSP
332 N LAUDERDALE
MEMPHIS,TN38105
62-0646012 501(C)(3) 567,008 0 N/A N/A SUB-AWARD
(481) SAINT LOUIS UNIV
1438 S GRAND BLVD
ST LOUIS,MO63104
43-0654872 501(C)(3) 149,357 0 N/A N/A SUB-AWARD
(482) SAN CARLOS APACHE TRIBE
PO BOX 0
SAN CARLOS,AZ85550
86-0093307 501(C)(3) 39,000 0 N/A N/A SUB-AWARD
(483) SAN DIEGO STATE UNIVERSITY FOUNDATI
5500 CAMPANILE DR
SAN DIEGO,CA921821611
95-6042721 501(C)(3) 332,685 0 N/A N/A SUB-AWARD
(484) SANTA BARBARA INFRARED INC
30 S CALLE CESAR CHAVEZ
SANTA BARBARA,CA93103
77-0111325   24,666 0 N/A N/A SUB-AWARD
(485) SAVE THE CHILDREN
54 WILTON RD
WESTPORT,CT06880
06-0726487 501(C)(3) 8,126,794 0 N/A N/A SUB-AWARD
(486) SEA LARK LLC
10523 MEADOW BRIDGE LANE
FAIRFAX,VA220303923
52-0595111   48,471 0 N/A N/A SUB-AWARD
(487) SEATTLE CHILDRENS HOSPITAL
PO BOX 5371 7G3
SEATTLE,WA981050371
91-0564748 501(C)(3) 217,201 0 N/A N/A SUB-AWARD
(488) SECOND SIGHT MEDICAL PRODUCTS INC
12744 SAN FERNANDO ROAD SUITE 400
SYLMAR,CA91342
02-0692322   17,071 0 N/A N/A SUB-AWARD
(489) SECOTEC INC
4935 CENTRUY ST
HUNTSVILLE,AL35816
63-1099844   68,100 0 N/A N/A SUB-AWARD
(490) SEDNA DIGITAL SOLUTIONS LLC
10611 BALLS FORD ROAD
MANASSAS,VA201092378
11-3722762   318,772 0 N/A N/A SUB-AWARD
(491) SEED VISION EST89 LLC
223 BEDFORD AVE STE A 2014
BROOKLYN,NY112113239
85-1326899   15,000 0 N/A N/A SUB-AWARD
(492) SETI INSTITUTE
189 BERNARDO AVE SUITE 200
MOUNTAIN VIEW,CA94043
94-2951356 501(C)(3) 16,749 0 N/A N/A SUB-AWARD
(493) SETON HALL UNIVERSITY
400 S ORANGE AVE
SOUTH ORANGE,NJ070792646
22-1500645 501(C)(3) 94,787 0 N/A N/A SUB-AWARD
(494) SEVENSTORIES
2113 AMSTERDAM AVE
NEW YORK,NY10032
38-3713884 501(C)(3) 18,000 0 N/A N/A SUB-AWARD
(495) SGT LLC
7701 GREENBELT ROAD
GREENBELT,MD207706521
52-1568810   61,059 0 N/A N/A SUB-AWARD
(496) SHARED SPECTRUM COMPANY
1593 SPRING HILL ROAD
VIENNA,VA22182
31-1749371   185,274 0 N/A N/A SUB-AWARD
(497) SHEPPARD PRATT HEALTH SYSTEM
PO BOX 6815 6501 N CHARLES ST
TOWSON,MD212856815
52-0591684 501(C)(3) 38,195 0 N/A N/A SUB-AWARD
(498) SIEMENS CORPORATION CORPORATE TECHNOLOGY
755 COLLEGE ROAD EAST
PRINCETON,NJ08540
13-2623356   465,066 0 N/A N/A SUB-AWARD
(499) SIEMENS MEDICAL SOLUTIONS USA INC
755 COLLEGE RD E
MALVERN,PA19355
22-2417778   185,998 0 N/A N/A SUB-AWARD
(500) SIERRA NEVADA CORPORATION
11551 EAST ARAPAHOE ROAD
CENTENNIAL,CO80112
88-0094415   678,386 0 N/A N/A SUB-AWARD
(501) SIMULATION SYSTEMS TECHNOLOGIES INC
703 WHITE HORSE RD
VOORHEES,NJ08043
22-2818966   916,482 0 N/A N/A SUB-AWARD
(502) SINAI HOSPITAL
2401 W BELVEDERE AVE
BALTIMORE,MD21215
52-0486540 501(C)(3) 165,337 0 N/A N/A SUB-AWARD
(503) SIX POINT PICTURES
208 S PULASKI ST
BALTIMORE,MD21223
46-3561126   40,000 0 N/A N/A SUB-AWARD
(504) SKAION CORPORATION
51 MIDDLESEX ST
NORTH CHELMSFORD,MA01863
04-3420459   167,332 0 N/A N/A SUB-AWARD
(505) SKYLINE TECHNOLOGY SOLUTIONS LLC
6200 C GEORGETOWN BLVD
ELDERSBURG,MD21784
37-1494684   56,888 0 N/A N/A SUB-AWARD
(506) SLOAN-KETTERING INST
1275 YORK AVE
NEW YORK,NY10021
13-1624082 501(C)(3) 407,295 0 N/A N/A SUB-AWARD
(507) SMITHSONIAN INSTITUTION
PO BOX 37012-MRC 321
WASHINGTON,DC200137012
53-0206027 501(C)(3) 3,584,998 0 N/A N/A SUB-AWARD
(508) SOAR TECHNOLOGY INC
3600 GREEN COURT SUITE 600
ANN ARBOR,MI48105
38-3382261   117,466 0 N/A N/A SUB-AWARD
(509) SOCIETY TO IMPROVE DIAGNOSIS IN MED
3000 OLD ALABAMA RD STE 119 478
ALPHARETTA,GA30022
45-2670824 501(C)(3) 10,411 0 N/A N/A SUB-AWARD
(510) SOGNEF INC
4400 PARK BROOKE TRCE
ALPHARETTA,GA30022
83-3612316   94,188 0 N/A N/A SUB-AWARD
(511) SOLAERO TECHNOLOGIES CORP
10420 RESEARCH ROAD SE
ALBUQERQUE,NM871233452
47-1941203   104,570 0 N/A N/A SUB-AWARD
(512) SOLIPSYS CORPORATION DBA RAYTHEON SOLIPSYS
6100 CHEVY CHASE DR
LAUREL,MD20707
52-1963350   700,711 0 N/A N/A SUB-AWARD
(513) SOLUTE INC
1660 HOTEL CIRCLE NORTH STE 600
SAN DIEGO,CA92108
03-0471683   635,556 0 N/A N/A SUB-AWARD
(514) SONALYSTS INC
PO BOX 280
WATERFORD,CT063850280
06-0902362   543,819 0 N/A N/A SUB-AWARD
(515) SONIC CONCEPTS INC
18916 N CREEK PKWY STE 115
BOTHELL,WA98011
91-1635176   166,333 0 N/A N/A SUB-AWARD
(516) SOPHEON CORPORATION
3001 METRO DRIVE SUITE 460
BLOOMINGTON,MN55425
41-1967943   50,000 0 N/A N/A SUB-AWARD
(517) SOUTHERN CALIFORNIA PERMANENTE MED
100 S LOS ROBLES AVE FL 2
PASADENA,CA911012453
95-1750445   34,779 0 N/A N/A SUB-AWARD
(518) SOUTHERN COMPANY SERVICES INC
600 18TH ST N
BIRMINGHAM,AL352032206
63-0274273   28,022 0 N/A N/A SUB-AWARD
(519) SOUTHERN METHODIST UNIVERSITY INC
PO BOX 750100
DALLAS,TX752750001
75-0800689 501(C)(3) 88,171 0 N/A N/A SUB-AWARD
(520) SOUTHWEST RESEARCH INSTITUTE
PO DRAWER 28510
SAN ANTONIO,TX782280510
74-1070544 501(C)(3) 9,873,819 0 N/A N/A SUB-AWARD
(521) SPACE POWER ELECTRONICS INC
99 SOUTHSHORE COURT
BONAIRE,GA31005
52-2058211   140,223 0 N/A N/A SUB-AWARD
(522) SPACE TELESCOPE SCIENCE INST
3700 SAN MARTIN DR
BALTIMORE,MD21218
84-1374681   45,107 0 N/A N/A SUB-AWARD
(523) SPATIAL INTEGRATED SYSTEMS INC
PO BOX 8634
GAITHERSBURG,MD20898
31-1508233   246,859 0 N/A N/A SUB-AWARD
(524) SPECIAL AEROSPACE SERVICES LLC
3005 30TH ST STE 593
BOULDER,CO80301
20-5848882   25,331 0 N/A N/A SUB-AWARD
(525) SPECIFICA INC
1512 PACHECO ST UNIT A203
SANTA FE,NM87505
81-2783778   93,288 0 N/A N/A SUB-AWARD
(526) SPIRE MANUFACTURING SOLUTIONS LLC
1440 N NEWPORT ROAD
COLORADO SPRINGS,CO80916
45-3507596   588,699 0 N/A N/A SUB-AWARD
(527) SRI INTERNATIONAL
PO BOX 2767
MENLO PARK,CA940252767
94-1160950 501(C)(3) 2,993,094 0 N/A N/A SUB-AWARD
(528) SSC SPACE US INC
417A CAREDEAN DRIVE
HORSHAM,PA19044
33-0719451   51,975 0 N/A N/A SUB-AWARD
(529) ST JOSEPH HOSPITAL AND MEDICAL CTR
CHW ST JOSEPH HOSPITAL AZ
LOS ANGELES,CA90074
95-1675600 501(C)(3) 21,433 0 N/A N/A SUB-AWARD
(530) ST ONGE COMPANY
1400 WILLIAMS ROAD
YORK,PA17402
23-2255227   9,198 0 N/A N/A SUB-AWARD
(531) STANFORD UNIVERSITY
651 SERRA ST
STANFORD,CA94305
94-1156365 501(C)(3) 1,934,946 0 N/A N/A SUB-AWARD
(532) STARGATES INC
1100 N GLEBE ROAD
ARLINGTON,VA22203
54-1876344   791,202 0 N/A N/A SUB-AWARD
(533) STATE OF SOUTH DAKOTA
501 E SAINT JOSEPH ST
RAPID CITY,SD57701
46-6000364 115 47,345 0 N/A N/A SUB-AWARD
(534) STELLAR SOLUTIONS INC
250 CAMBRIDGE AVENUE
PALO ALTO,CA94306
94-3218045   174,295 0 N/A N/A SUB-AWARD
(535) STOCASTIC LLC
307 WASHINGTON AVE STE 220 A/B
TOWSON,MD212044715
47-5278167   7,147 0 N/A N/A SUB-AWARD
(536) STONY BROOK UNIVERSITY
HSC L3-086
STONY BROOK,NY117948036
11-2558775 115 430,382 0 N/A N/A SUB-AWARD
(537) STRATEGIC SOLUTIONS INTEGRATED INC
900 N STUART STREET
ARLINGTON,VA22203
27-4618833   129,839 0 N/A N/A SUB-AWARD
(538) STRATEGOS CONSULTING LLC
6780 MIRAMAR ROAD SUITE 202
SAN DIEGO,CA92121
26-2058795   11,681 0 N/A N/A SUB-AWARD
(539) SUNY UPSTATE
750 E ADAMS ST CAB326
SYRACUSE,NY13210
16-1068101 501(C)(3) 408,844 0 N/A N/A SUB-AWARD
(540) SURFACE OPTICS CORPORATION
11555 RANCHO BERNARDO ROAD
SAN DIEGO,CA92127
95-3245616   196,246 0 N/A N/A SUB-AWARD
(541) SWEDISH HEALTH SERVICES
747 BROADWAY
SEATTLE,WA981224307
91-0433740 501(C)(3) 78,513 0 N/A N/A SUB-AWARD
(542) SYNTEK TECHNOLOGIES INC
4301 N FAIRFAX DR
ARLINGTON,VA22203
54-1712251   9,635 0 N/A N/A SUB-AWARD
(543) SYRACUSE UNIV
113 BOWNE HALE
SYRACUSE,NY132441200
15-0532081 501(C)(3) 38,545 0 N/A N/A SUB-AWARD
(544) SYSTEMS & TECHNOLOGY RESEARCH
600 WEST CUMMINGS PARK
WOBURN,MA01801
27-3556936   344,256 0 N/A N/A SUB-AWARD
(545) SYSTEMS ENGINEERING ASSOCIATES CORP DBA SEACORP
62 JOHNNY CAKE HILL
MIDDLETOWN,RI02842
05-0392482   65,506 0 N/A N/A SUB-AWARD
(546) SYSTEMS PLANNING & ANALYSIS INC
5111 LEESBURG PK
FALLS CHURCH,VA22041
52-0956951   662,692 0 N/A N/A SUB-AWARD
(547) SYZYGY INTEGRATION LLC
100 NORTH 22ND STREET
PHILADALPHIA,PA19103
81-3093763   25,305 0 N/A N/A SUB-AWARD
(548) TA FISCHER LLC
9110 HAMILTON DRIVE
FAIRFAX,VA22031
59-3830087   30,456 0 N/A N/A SUB-AWARD
(549) TAG CYBER LLC
9 CAMELOT DRIVE
ANDOVER,NJ07821
81-1549893   24,000 0 N/A N/A SUB-AWARD
(550) TAILORED SOLUTIONS AND CONSULTING INC DBA SECURE HALO
962 WAYNE AVE STE 310
SILVER SPRING,MD20910
45-3968550   31,842 0 N/A N/A SUB-AWARD
(551) TALON CONCEPTS GROUP LLC
PO BOX 37
CATHARPIN,VA201430037
82-4204859   371,656 0 N/A N/A SUB-AWARD
(552) TECH INNOVATIONS LLC
14821 BURNTWOODS ROAD
GLENWOOD,MD21738
14-1998504   185,931 0 N/A N/A SUB-AWARD
(553) TECHNOMICS INC
1225 SOUTH CLARK STREET SUITE 1500
ARLINGTON,VA22202
77-0023801   29,572 0 N/A N/A SUB-AWARD
(554) TELEMUS GROUP LLC
6723 WHITTIER AVENUE
MCLEAN,VA22101
81-2120095   177,854 0 N/A N/A SUB-AWARD
(555) TEMPLE UNIVERSITY
3400 N BROAD ST
PHILADELPHIA,PA19140
23-1365971 501(C)(3) 161,954 0 N/A N/A SUB-AWARD
(556) TEQUIENT LLC
18 CHEVERLY CIRCLE
CHEVERLY,MD20785
81-1477865   292,640 0 N/A N/A SUB-AWARD
(557) TETRACORE INC
9901 BELWARD CAMPUS DR
ROCKVILLE,MD20850
52-2112478   22,536 0 N/A N/A SUB-AWARD
(558) TEXAS A AND M RESEARCH FOUNDATION
400 HARVEY PKWY S STE 100
COLLEGE STATION,TX77845
74-2245072 501(C)(3) 1,169,802 0 N/A N/A SUB-AWARD
(559) TEXAS A&M UNIVERSITY
PO BOX 30018
COLLEGE STATION,TX778423018
74-6000531 115 21,137 0 N/A N/A SUB-AWARD
(560) TEXAS AM ENGINEERING
400 HARVEY MITCHELL PKWY S STE 300
COLLEGE STATION,TX778454375
74-1974733 115 57,237 0 N/A N/A SUB-AWARD
(561) TEXAS STATE UNIVERSITY
601 UNIVERSITY DR 6
SAN MARCOS,TX78666
23-7209746 501(C)(3) 40,000 0 N/A N/A SUB-AWARD
(562) THALES COMPONENTS CORPORATION
140 CENTENNIAL AVE
PISCATAWAY,NJ088543908
22-2676541   843,776 0 N/A N/A SUB-AWARD
(563) THE CENTER FOR IDEAS EQUITY AND TRANSFORMATIVE CHANGE
1443 KIMWOOD DR
JACKSON,MS39211
84-2045603 501(C)(3) 7,771 0 N/A N/A SUB-AWARD
(564) THE CLEVELAND CLINIC FOUNDATION
PO BOX 931517
CLEVELAND,OH44193
34-0714585 501(C)(3) 254,144 0 N/A N/A SUB-AWARD
(565) THE COLLEGE OF NEW JERSEY
PO BOX 7718
EWING,NJ08628
22-2448189 501(C)(3) 46,281 0 N/A N/A SUB-AWARD
(566) THE GASTON AND PORTER HEALTH
8612 TIMBER HILL LN
POTOMAC,MD20854
03-0455203 501(C)(3) 151,514 0 N/A N/A SUB-AWARD
(567) THE GENERAL HOSPITAL CORPORATION
55 FRUIT ST
BOSTON,MA02114
04-2697983 501(C)(3) 455,419 0 N/A N/A SUB-AWARD
(568) THE HARD YARDS LLC
3100 CLARENDON BLVD SUITE 200
ARLINGTON,VA22201
46-5116297   73,359 0 N/A N/A SUB-AWARD
(569) THE KEYW CORPORATION
7740 MILESTONE PARKWAY SUITE 400
HANOVER,MD21076
26-2620786   203,544 0 N/A N/A SUB-AWARD
(570) THE PARKER GROUP INC
PO BOX 1132
KEKAHA,HI967521132
73-1533250   14,221 0 N/A N/A SUB-AWARD
(571) THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO
1855 FOLSOM STREET BOX 0815
SAN FRANCISCO,CA94143
94-6036493 115 47,241 0 N/A N/A SUB-AWARD
(572) THE UNIVERSITY OF TEXAS AT AUSTIN
100 WEST DEAN KEETON STREET
AUSTIN,TX78712
74-6000203 115 508,463 0 N/A N/A SUB-AWARD
(573) THE URBAN INSTITUTE
2100 M ST NW - 5TH FLOOR
WASHINGTON,DC20037
52-0880375 501(C)(3) 193,596 0 N/A N/A SUB-AWARD
(574) THERMOCHEM RECOVERY INTERNATIONAL INC
3700 KOPPERS STREETS
BALTIMORE,MD21227
52-1997837   471,330 0 N/A N/A SUB-AWARD
(575) THINKACTION INC
111 MARKET PL STE 3010
BALTIMORE,MD212024035
82-2503953   967,431 0 N/A N/A SUB-AWARD
(576) THINK-A-MOVE LTD
23307 COMMERCE PARK
BEACHWOOD,OH44122
34-1905083   194,231 0 N/A N/A SUB-AWARD
(577) THOMAS JEFFERSON UNIV
1020 WALNUT ST
PHILADELPHIA,PA19107
23-1352651 501(C)(3) 35,878 0 N/A N/A SUB-AWARD
(578) TIER TECH INTERNATIONAL INC
1340-1272 N GREAT NECK ROAD
VIRGINIA BEACH,VA23454
20-0426303   564,511 0 N/A N/A SUB-AWARD
(579) TMSOLUTION INC
PO BOX 217
AUBURN,MA01501
20-5646201   15,000 0 N/A N/A SUB-AWARD
(580) TOMAHAWK ROBOTICS
2420 IRWIN STREET
MELBOURNE,FL32901
82-3905852   3,478,955 0 N/A N/A SUB-AWARD
(581) TOTAL HEALTH CARE INC
1501 DIVISION ST
BALTIMORE,MD21217
23-7267007 501(C)(3) 200,300 0 N/A N/A SUB-AWARD
(582) TOVA COMMUNITY HEALTH INC
4011 N MARKET ST
WILMINGTON,DE19802
35-2419176 501(C)(3) 32,538 0 N/A N/A SUB-AWARD
(583) TOYON RESEARCH CORPORATION
6800 CORTONA DRIVE
GOLETA,CA931173021
95-3526665   162,529 0 N/A N/A SUB-AWARD
(584) TRANSFORMCARE INC
25714 RIDGE ROAD
DAMASCUS,MD20872
82-1263209   17,997 0 N/A N/A SUB-AWARD
(585) TRI MODELS INC
5191 OCEANUS DRIVE
HUNTINGTON BEACH,CA92649
95-2814319   364,002 0 N/A N/A SUB-AWARD
(586) TRIDENT DATA SERVICES INC
888 NORTH WAKONDA STREET
FLAGSTAFF,AZ86004
83-2211702   52,068 0 N/A N/A SUB-AWARD
(587) TRUSTEES OF HAMILTON COLLEGE
198 COLLEGE HILL RD
CLINTON,NY13323
15-0532200 501(C)(3) 35,461 0 N/A N/A SUB-AWARD
(588) TRUTH INITIATIVE FOUNDATION
1724 MASSACHUSSETS AVE NW
WASHINGTON,DC200363306
91-1956621 501(C)(3) 70,152 0 N/A N/A SUB-AWARD
(589) TUFTS UNIVERSITY
169 HOLLAND ST
SUMERVILLE,MA02144
04-2103634 501(C)(3) 1,521,756 0 N/A N/A SUB-AWARD
(590) TULANE UNIVERSITY
800 E COMMERCE RD STE 203
HARAHAN,LA70123
72-0423889 501(C)(3) 375,351 0 N/A N/A SUB-AWARD
(591) UMDNJ NEW JERSEY MEDICAL
30 BERGEN ST
NEWARK,NJ07107
23-7313160 115 301,125 0 N/A N/A SUB-AWARD
(592) UNDERSEA SENSOR SYSTEMS INC
PO BOX 405325
ATLANTA,GA303845325
35-2062560   1,793,718 0 N/A N/A SUB-AWARD
(593) UNITED STATES NAVAL ACADEMY
247 KING GEORGE ST
ANNAPOLIS,MD214021306
52-0548411 501(C)(3) 200,436 0 N/A N/A SUB-AWARD
(594) UNIV AT BUFFALO
402 CROFTS HALL
BUFFALO,NY14260
14-6013200 501(C)(3) 73,249 0 N/A N/A SUB-AWARD
(595) UNIV OF CALIFORNIA DAVIS
202 COUSTEAU PL STE 185
DAVIS,CA95618
94-6036494 501(C)(3) 371,348 0 N/A N/A SUB-AWARD
(596) UNIV OF CALIFORNIA-SANTA CRUZ
1156 HIGH STREET
SANTA CRUZ,CA95064
94-1539563 501(C)(3) 29,799 0 N/A N/A SUB-AWARD
(597) UNIV OF CINCINNATI
260 STETSON ST STE 2200
CINCINNATI,OH452670574
31-6000989 115 544,570 0 N/A N/A SUB-AWARD
(598) UNIV OF COLORADO
MAIL STOP F428 ANSCHUTZ MED CAMPUS
AURORA,CO800450508
84-6000555 115 5,305,805 0 N/A N/A SUB-AWARD
(599) UNIV OF GEORGIA RESEARCH FOUNDATION
324 BUSINESS SRVCS 456 E BROAD ST
ATHENS,GA30602
58-1353149 501(C)(3) 153,429 0 N/A N/A SUB-AWARD
(600) UNIV OF HOUSTON
316 E CULLEN
HOUSTON,TX972042015
23-7281200 501(C)(3) 190,526 0 N/A N/A SUB-AWARD
(601) UNIV OF KENTUCKY
S LIMESTONE ROAD
LEXINGTON,KY40506
61-6033693 501(C)(3) 72,169 0 N/A N/A SUB-AWARD
(602) UNIV OF LOUISIANA AT LAFAYETTE
104 EUNIVERSITY CIRCLE
LAFAYETTE,LA70503
72-6023836 501(C)(3) 171,915 0 N/A N/A SUB-AWARD
(603) UNIV OF MASSACHUSETTS
OFFICE OF RESEARCH
WORCHESTER,MA01655
04-3167352 115 424,882 0 N/A N/A SUB-AWARD
(604) UNIV OF MISSISSIPPI
PO BOX 1848
UNIVERSITY,MS38677
31-1813143 501(C)(3) 1,360,522 0 N/A N/A SUB-AWARD
(605) UNIV OF MISSOURI COLUMBIA
310 JESSE HALL
COLUMBIA,MO65211
43-6006309 115 116,210 0 N/A N/A SUB-AWARD
(606) UNIV OF MONTANA
32 CAMPUS DRIVE
MISSOULA,MT59812
81-0362989 501(C)(3) 19,805 0 N/A N/A SUB-AWARD
(607) UNIV OF NEBRASKA MEDICAL CENTER
987835 NEBRASKA MEDICAL CTR
OMAHA,NE681985100
47-0049123 501(C)(3) 38,744 0 N/A N/A SUB-AWARD
(608) UNIV OF NEW MEXICO
2500 CAMPUS BLVD NE
ALBUQUERQUE,NM87131
51-0204461 501(C)(3) 160,297 0 N/A N/A SUB-AWARD
(609) UNIV OF OKLAHOMA HEALTH SCIENCE CTR
865 RESEARCH PKWY STE 530
OKLAHOMA CITY,OK73104
73-0762267 501(C)(3) 43,459 0 N/A N/A SUB-AWARD
(610) UNIV OF TEXAS AT DALLAS
PO BOX 830688
RICHARDSON,TX750830688
75-2801470 115 40,935 0 N/A N/A SUB-AWARD
(611) UNIV OF TEXAS HEALTH SCIENCE CENTER
7000 FANNIN ST
HOUSTON,TX77030
74-1761309 115 1,043,547 0 N/A N/A SUB-AWARD
(612) UNIV OF TEXAS SOUTHWESTERN MEDICAL
6363 FOREST PARK RD TOWER II
DALLAS,TX75390
75-6002868 115 1,086,893 0 N/A N/A SUB-AWARD
(613) UNIVERISTY OF RHODE ISLAND
75 LOWER COLLEGE RD
KINGSTON,RI02881
36-4644408 501(C)(3) 37,772 0 N/A N/A SUB-AWARD
(614) UNIVERSIDAD CENTRAL DEL CARIBE
PO BOX 60327 BAYAMON
PUERTO RICO,PR009606032
66-0349669 501(C)(3) 83,889 0 N/A N/A SUB-AWARD
(615) UNIVERSITIES SPACE RESEARCH ASSOCIATION
3600 BAY AREA BLVD
HOUSTON,TX77058
52-0892064 501(C)(3) 16,300 0 N/A N/A SUB-AWARD
(616) UNIVERSITY CORPORATION FOR ATMOSPHE
3090 CENTER GREEN DR
BOULDER,CO80301
84-0412668 501(C)(3) 163,804 0 N/A N/A SUB-AWARD
(617) UNIVERSITY HOSPITALS CLEVELAND
11100 EUCLID AVE
CLEVELAND,OH44106
34-1567805 501(C)(3) 259,013 0 N/A N/A SUB-AWARD
(618) UNIVERSITY OF ALABAMA
PO BOX 870104
TUSCALOOSA,AL345870104
63-6063964 115 2,249,433 0 N/A N/A SUB-AWARD
(619) UNIVERSITY OF ARIZONA
PO BOX 3308
TUCSON,AZ857223308
86-6050388 115 208,315 0 N/A N/A SUB-AWARD
(620) UNIVERSITY OF ARKANSAS
4301 W MARKHAM ST SLOT 545
LITTLE ROCK,AR72205
71-6003252 115 24,208 0 N/A N/A SUB-AWARD
(621) UNIVERSITY OF CALIFORNIA BERKELEY
2150 SHATTUCK AVE
BERKELEY,CA974045940
94-6002123 115 3,232,114 0 N/A N/A SUB-AWARD
(622) UNIVERSITY OF CALIFORNIA IRVINE
115 ADMINISTRATION BLDG
IRVINE,CA926971875
95-2540117 115 157,122 0 N/A N/A SUB-AWARD
(623) UNIVERSITY OF CALIFORNIA LOS ANGELE
PO BOX 951406
LOS ANGELES,CA90095
95-6006143 501(C)(3) 2,415,004 0 N/A N/A SUB-AWARD
(624) UNIVERSITY OF CALIFORNIA RIVERSIDE
900 UNIVERSITY AVE
RIVERSIDE,CA92521
95-6006142 501(C)(3) 352,259 0 N/A N/A SUB-AWARD
(625) UNIVERSITY OF CALIFORNIA SAN DIEGO
9500 GILMAN DR
LA JOLLA,CA920930934
94-3067788 115 2,092,833 0 N/A N/A SUB-AWARD
(626) UNIVERSITY OF CALIFORNIA SAN FRANCI
3333 CALIFORNIA ST
SAN FRANCISCO,CA94118
68-0000845 115 2,638,343 0 N/A N/A SUB-AWARD
(627) UNIVERSITY OF CALIFORNIA SANTA BARB
3227 CHEADLE HALL
SANTA BARBARA,CA93106
96-1792262 115 153,310 0 N/A N/A SUB-AWARD
(628) UNIVERSITY OF CENTRAL FLORIDA
PO BOX 160114
ORLANDO,FL32816
59-2924021 115 32,708 0 N/A N/A SUB-AWARD
(629) UNIVERSITY OF CHICAGO
6030 S ELLIS AVE
CHICAGO,IL60637
36-2177139 501(C)(3) 326,361 0 N/A N/A SUB-AWARD
(630) UNIVERSITY OF CONNECTICUT
263 FARMINGTON AVE UNIT MC5335
FARMINGTON,CT06030
23-7187838 115 85,301 0 N/A N/A SUB-AWARD
(631) UNIVERSITY OF DELAWARE
224 HULLIHEN HALL
NEWARK,DE19716
51-6000297 501(C)(3) 1,996,384 0 N/A N/A SUB-AWARD
(632) UNIVERSITY OF FLORIDA
ACCT 25065
GAINESVILLE,FL32610
59-6002052 115 937,597 0 N/A N/A SUB-AWARD
(633) UNIVERSITY OF HAWAII
2530 DOLE ST OFFICE RESEARCH
SERVICES
HONOLULU,HI96822
99-0085260 115 484,174 0 N/A N/A SUB-AWARD
(634) UNIVERSITY OF ILLINOIS
901 WEST ILLINOIS STREET
URBANA,IL61801
37-6006007 501(C)(3) 796,095 0 N/A N/A SUB-AWARD
(635) UNIVERSITY OF IOWA
ROOM B5 JESSUP HALL
IOWA CITY,IA52242
42-0796760 115 1,440,485 0 N/A N/A SUB-AWARD
(636) UNIVERSITY OF KENTUCKY
1 BIG RED WAY
BOWLING GREEN,KY421013576
61-6001218 115 105,167 0 N/A N/A SUB-AWARD
(637) UNIVERSITY OF MARYLAND
OFFICE RES AND DEV
BALTIMORE,MD21201
52-6002033 115 6,670,132 0 N/A N/A SUB-AWARD
(638) UNIVERSITY OF MASSACHUSETTS AMHERST
333 SOUTH ST STE 450
SHREWSBURY,MA010039304
04-3167652 115 56,584 0 N/A N/A SUB-AWARD
(639) UNIVERSITY OF MIAMI
1638 NW 10TH AVE
MIAMI,FL33136
59-0624458 501(C)(3) 845,462 0 N/A N/A SUB-AWARD
(640) UNIVERSITY OF MICHIGAN
3003 S STATE ST
ANN ARBOR,MI48109
38-6006309 115 3,469,196 0 N/A N/A SUB-AWARD
(641) UNIVERSITY OF MINNESOTA
200 OAK ST SE
MINNEAPOLIS,MN554552070
41-1843943 115 2,762,665 0 N/A N/A SUB-AWARD
(642) UNIVERSITY OF NEVADA SCHOOL OF MED
10580 N MCCARRAN BLVD STE 115 403
RENO,NV89503
46-3851186 501(C)(3) 8,505 0 N/A N/A SUB-AWARD
(643) UNIVERSITY OF NORTH CAROLINA
400 W FRANKLIN ST
CHAPEL HILL,NC27599
56-6001393 115 3,428,249 0 N/A N/A SUB-AWARD
(644) UNIVERSITY OF NORTH TEXAS HEALTH
3500 CAMP BOWIE BLVD
FORT WORTH,TX76107
71-0986983 501(C)(3) 9,015 0 N/A N/A SUB-AWARD
(645) UNIVERSITY OF OREGON
5219 UNIVERSITY OF OREGON
EUGENE,OR974035219
46-4727800 115 48,176 0 N/A N/A SUB-AWARD
(646) UNIVERSITY OF PENNSYLVANIA
125 S 31ST ST STE 2000
PHILADELPHIA,PA19104
23-1352685 501(C)(3) 2,784,044 0 N/A N/A SUB-AWARD
(647) UNIVERSITY OF PITTSBURGH
130 DESOTO ST A428 CRABTREE HALL
PITTSBURGH,PA15261
25-0965591 501(C)(3) 2,336,515 0 N/A N/A SUB-AWARD
(648) UNIVERSITY OF ROCHESTER
HYLAND BLDG 518
ROCHESTER,NY14627
16-0743209 501(C)(3) 855,054 0 N/A N/A SUB-AWARD
(649) UNIVERSITY OF SOUTH ALABAMA
650 CLINIC DRIVE TRP III SUITE 1300
MOBILE,AL36688
63-0477348 501(C)(3) 9,100 0 N/A N/A SUB-AWARD
(650) UNIVERSITY OF SOUTH CAROLINA
915 GREENE ST STE 241 2
COLUMBIA,MD29208
56-6001153 115 460,052 0 N/A N/A SUB-AWARD
(651) UNIVERSITY OF SOUTH FLORIDA
3650 SPECTRUM BLVD
TAMPA,FL336129446
59-3102112 115 205,326 0 N/A N/A SUB-AWARD
(652) UNIVERSITY OF SOUTHERN CALIFORNIA
2250 ALCAZAR ST
LOS ANGELES,CA90033
95-1642394 501(C)(3) 507,882 0 N/A N/A SUB-AWARD
(653) UNIVERSITY OF TENNESSEE
411 B H GOETHERT AVE
TULLAHOMA,TN37388
62-6001636 115 18,225 0 N/A N/A SUB-AWARD
(654) UNIVERSITY OF TEXAS AT EL PASO
500 W UNIVERSITY AVENUE
EL PASO,TX79968
74-6000813 115 58,363 0 N/A N/A SUB-AWARD
(655) UNIVERSITY OF TEXAS MD ANDERSON
PO BOX 4461
HOUSTON,TX772104461
74-6001118 501(C)(3) 15,080 0 N/A N/A SUB-AWARD
(656) UNIVERSITY OF UTAH
175 NORTH MEDICAL DR 3RD FL
SALT LAKE CITY,UT84132
87-6000525 115 965,526 0 N/A N/A SUB-AWARD
(657) UNIVERSITY OF VERMONT
231 ROWELL BLDG
BURLINGTON,VT05405
03-0179440 115 478,170 0 N/A N/A SUB-AWARD
(658) UNIVERSITY OF VIRGINIA
PO BOX 400195
CHARLOTTESVILLE,VA229044195
54-6001796 501(C)(3) 1,238,963 0 N/A N/A SUB-AWARD
(659) UNIVERSITY OF WASHINGTON
2815 EASTLAKE AVE E STE 200
SEATTLE,WA98102
91-6001537 115 3,095,192 0 N/A N/A SUB-AWARD
(660) UNIVERSITY OF WISCONSIN
21 N PARK ST STE 601
MADISON,WI537151218
39-1805963 115 854,825 0 N/A N/A SUB-AWARD
(661) UNIVERSITY OF WYOMING
1000 E UNIVERSITY AVE DEPT 3355
LARAMI,WY82071
83-6000331 115 121,499 0 N/A N/A SUB-AWARD
(662) UNIVERSITY SYSTEM OF NEW HAMPSHIRE
25 CONCORD RD
LEE,NH03861
02-6000937 115 6,004,852 0 N/A N/A SUB-AWARD
(663) USDA ARS MWA
PO BOX 979099 COD COLLECTIONS
ST LOUIS,MO631799000
72-0564834 GOVERNMENT 132,669 0 N/A N/A SUB-AWARD
(664) UTAH STATE UNIVERSITY SPACE DYNAMICS LABORATORY
1695 NORTH RESEARCH PARK WAY
NORTH LOGAN,UT84341
87-0276385 115 32,317 0 N/A N/A SUB-AWARD
(665) UT-BATTELLE LLC
ONE BETHEL VALLEY ROAD
OAK RIDGE,TN37831
62-1788235   45,000 0 N/A N/A SUB-AWARD
(666) VA POLYTECHNIC INSTITUTE & STATE UNIV
800 WASHINGTON STREET SW
BLACKSBURG,VA24061
54-6001805 115 298,728 0 N/A N/A SUB-AWARD
(667) VALVETECH INC
1391 PHELPS JUNCTION ROAD
PHELPS,NY14532
16-1313126   60,049 0 N/A N/A SUB-AWARD
(668) VAN ANDEL INST
333 BOSTWICK AVE NE
GRAND RAPIDS,MI49503
52-2000820 501(C)(3) 94,093 0 N/A N/A SUB-AWARD
(669) VANDERBILT UNIV
3319 W END AVE
NASHVILLE,TN372036840
62-0476822 501(C)(3) 1,317,620 0 N/A N/A SUB-AWARD
(670) VANGOD ENTERTAINMENT
4107 ORCHARD RIDGE BLVD
BALTIMORE,MD212132175
82-4626786   7,500 0 N/A N/A SUB-AWARD
(671) VANTAGE SYSTEMS INC
10210 GREENBELT ROAD
LANHAM,MD20706
52-1795685   746,353 0 N/A N/A SUB-AWARD
(672) VASSAR BROTHERS MEDICAL CENTER
45 READE PL
POUGHKEEPSIE,NY12601
14-1338586 501(C)(3) 106,768 0 N/A N/A SUB-AWARD
(673) VECTECH LLC
3600 CLIPPER MILL RD STE 205
BALTIMORE,MD212111955
84-1788833   20,000 0 N/A N/A SUB-AWARD
(674) VECTOR ENGINEERING INC
32111 DEWBERRY LANE
SORRENTO,FL32776
59-3352315   11,315 0 N/A N/A SUB-AWARD
(675) VENTUS EXECUTIVE SOLUTIONS LLC DBA VES
8116 ARLINGTON BOULEVARD
FALLS CHURCH,VA22042
27-2771768   956,586 0 N/A N/A SUB-AWARD
(676) VERTEX AEROSPACE LLC
208 BELLE POINT DRIVE
QUEENSTOWN,MD216581103
27-3640566   290,974 0 N/A N/A SUB-AWARD
(677) VIRGINIA COMMONWEALTH UNIV
1200 E BROAD ST PO BOX 980631
RICHMOND,VA23298
54-6001758 115 297,636 0 N/A N/A SUB-AWARD
(678) VISITING NURSE SERVICE OF NEW YORK
107 E 70TH ST
NEW YORK,NY100214990
13-3189926 501(C)(3) 520,060 0 N/A N/A SUB-AWARD
(679) VULNERABILITY ANALYTICS INTERNATIONAL
3124 ST CHARLES PLACE
ELLICOTT CITY,MD21042
46-3549020   287,840 0 N/A N/A SUB-AWARD
(680) WAKE FOREST UNIVERSITY HEALTH SCIENCES
MEDICAL CENTER BOULEVARD
WINSTONSALEM,NC27157
22-3849199 501(C)(3) 1,398,436 0 N/A N/A SUB-AWARD
(681) WASHINGTON STATE UNIV
PO BOX 641039
PULLMAN,WA991641039
91-1075542 115 169,071 0 N/A N/A SUB-AWARD
(682) WASHINGTON UNIVERSITY
ONE BROOKINGS DRIVE
ST LOUIS,MO631304899
43-0653611 115 116,733 0 N/A N/A SUB-AWARD
(683) WAYNE STATE UNIVERSITY
5057 WOODWARD AVENUE
DETROIT,MI48202
38-6028429 501(C)(3) 778,152 0 N/A N/A SUB-AWARD
(684) WESTAT CORP
1650 RESEARCH BLVD
ROCKVILLE,MD20850
84-0529566   6,846,805 0 N/A N/A SUB-AWARD
(685) WESTED
730 HARRISON STREET
SAN FRANCISCO,CA941071271
94-3233542 501(C)(3) 857,377 0 N/A N/A SUB-AWARD
(686) WHEATON COLLEGE
26 EAST MAIN STREET
NORTON,MA02766
04-2103638 501(C)(3) 28,954 0 N/A N/A SUB-AWARD
(687) WHEELS FOR HUMANITY
9509 VASSAR AVE STE A
CHATSWORTH,CA91311
95-4581144 501(C)(3) 101,901 0 N/A N/A SUB-AWARD
(688) WHITMAN WALKER CLINIC INC
1701 14TH ST
WASHINGTON,DC20009
52-1122122 501(C)(3) 820,108 0 N/A N/A SUB-AWARD
(689) WHITMAN-WALKER INSTITUTE INC
1377 R ST NW STE 200
WASHINGTON,DC20009
82-3871397 501(C)(3) 96,641 0 N/A N/A SUB-AWARD
(690) WI-HER LLC
8212 OLD COURTHOUSE RD
VIENNA,VA22182
26-3355555   297,707 0 N/A N/A SUB-AWARD
(691) WILLIAM J SIMONE INC
5917 PHOEBENEST DRIVE
LITHIA,FL335471787
27-1682081 501(C)(3) 45,407 0 N/A N/A SUB-AWARD
(692) WISTAR INST
3601 SPRUCE ST
PHILADELPHIA,PA191044205
23-6434390 501(C)(3) 389,073 0 N/A N/A SUB-AWARD
(693) WOODS HOLE OCEANOGRAPHIC INSTITUTION
183 OYSTER POND ROAD
WOODS HOLE,MA02543
04-2105850 501(C)(3) 177,354 0 N/A N/A SUB-AWARD
(694) WORCESTER POLYTECHNIC INSTITUTE
100 INSTITUTE RD
WORCESTER,MA01609
04-2121659 501(C)(3) 16,638 0 N/A N/A SUB-AWARD
(695) WORLD VISION
PO BOX 9716 MS 216
FEDERAL WAY,WA98063
95-1922279 501(C)(3) 268,516 0 N/A N/A SUB-AWARD
(696) YALE UNIVERSITY
2 WHITNEY AVE 6TH FL
NEW HAVEN,CT06510
06-0646973 501(C)(3) 1,064,321 0 N/A N/A SUB-AWARD
(697) YAVAPAI COUNTY
1090 COMMERCE DR
PRESCOTT,AZ863053700
86-6000561 GOVERNMENT 39,328 0 N/A N/A SUB-AWARD
(698) YMCA OF CENTRAL MARYLAND
303 W CHESAPEAKE AVE
BALTIMORE,MD212044406
52-0591699 501(C)(3) 38,053 0 N/A N/A SUB-AWARD
(699) YUKON-KUSKOKWIM HEALTH CORPORATION
PO BOX 528
BETHEL,AK99559
92-0041414 501(C)(3) 226,710 0 N/A N/A SUB-AWARD
(700) ZTI SOLUTIONS LLC
994 BARBERSHOP ROAD
EDINBURG,VA228242945
26-0580166   364,453 0 N/A N/A SUB-AWARD
(701) ASSOC OF BALTIMORE AREA GRANTMAKERS
1600 W 41ST STREET
BALTIMORE,MD212111504
52-1326863 501(C)(3) 13,320 0 N/A N/A CONTRIBUTIONS
(702) ASSOCIATED BLACK CHARITIES
VILLEGE OF CROSS KEYS
BALTIMORE,MD212101816
52-1427774 501(C)(3) 25,000 0 N/A N/A CONTRIBUTIONS
(703) BALTIMORE AREA COUNC
BOY SCOUTS OF AMERICA
BALTIMORE,MD21211
52-0780207 501(C)(3) 15,000 0 N/A N/A CONTRIBUTIONS
(704) BALTIMORE SPORTS TOURISM DEVELOPMENT
400 E PRATT ST FL 10
BALTIMORE,MD212023116
84-2934333 501(C)(3) 10,000 0 N/A N/A CONTRIBUTIONS
(705) BANNER NEIGHBORHOODS COMMUNITY CORP
2911 PULASKI HWY
BALTIMORE,MD21224
52-1336621 501(C)(3) 100,000 0 N/A N/A CONTRIBUTIONS
(706) CENTRAL BALTIMORE PARTNERSHIP INC
25 E 20TH ST
BALTIMORE,MD212186033
26-2842736 501(C)(3) 80,000 0 N/A N/A CONTRIBUTIONS
(707) CHARLES VILLAGE CIVIC ASSOCIATION
206 E 32ND ST
BALTIMORE,MD212183332
23-7259456 501(C)(4) 7,350 0 N/A N/A CONTRIBUTIONS
(708) CHARLES VILLAGE COMMUNITY BENEFITS
2434 ST PAUL STREET
BALTIMORE,MD21218
52-1924284 501(C)(3) 68,340 0 N/A N/A CONTRIBUTIONS
(709) CHASE BREXTON HEALTH SERVICES INC
1111 N CHARLES ST
BALTIMORE,MD212015505
52-1638592 501(C)(3) 12,500 0 N/A N/A CONTRIBUTIONS
(710) COLLEGEBOUND FOUNDATION INC
2601 S HOWARD STREET SUITE 210
BALTIMORE,MD21218
52-1598921 501(C)(3) 10,000 0 N/A N/A CONTRIBUTIONS
(711) COMMUNITY MEDIATION PROGRAM INC
3333 GREENMOUNT AVE
BALTIMORE,MD21218
52-2086670 501(C)(3) 10,000 0 N/A N/A CONTRIBUTIONS
(712) EAST BALTIMORE COMMUNITY SCHOOL
2800 N CHARLES STREET
BALTIMORE,MD21218
26-4739632 501(C)(3) 728,832 2,977,853 FMV MIDDLE SCHOOL RENOVATIONS CONTRIBUTIONS
(713) EAST BALTIMORE DEVEOPMENT INC
1731 EAST CHASE STREET
BALTIMORE,MD21213
27-0037508 501(C)(3) 990,512 0 N/A N/A CONTRIBUTIONS
(714) ELIJAH CUMMINGS YOUTH PROGRAM
5750 PARK HEIGHTS AVE
BALTIMORE,MD21215
52-2136761 501(C)(3) 13,000 0 N/A N/A CONTRIBUTIONS
(715) HEALTH CARE FOR THE HOMELESS INC
421 FALLSWAY
BALTIMORE,MD21202
52-1576404 501(C)(3) 36,000 0 N/A N/A CONTRIBUTIONS
(716) JDRF GREATER CHESAPEAKE AND POTOMAC
891 ELKRIDGE LANDING RD STE 150
LINTHICUM,MD21090
23-1907729 501(C)(3) 10,000 0 N/A N/A CONTRIBUTIONS
(717) LIVE BALTIMORE HOME CENTER
343 N CHARLES ST 1ST FLR
BALTIMORE,MD21201
04-3627393 501(C)(3) 10,000 0 N/A N/A CONTRIBUTIONS
(718) MARIAN HOUSE INC
949 GORSUCH AVE
BALTIMORE,MD21218
52-1243849 501(C)(3) 6,000 0 N/A N/A CONTRIBUTIONS
(719) MARYLAND ACADEMY OF SCIENCES
601 LIGHT ST
BALTIMORE,MD212303803
52-0668166 501(C)(3) 250,000 0 N/A N/A CONTRIBUTIONS
(720) MARYLAND ASSOCIATION OF NONPROFIT
1500 UNION AVE STE 2500
BALTIMORE,MD21211
52-1749231 501(C)(3) 12,500 0 N/A N/A CONTRIBUTIONS
(721) MARYLAND CHAMBER OF COMMERCE
60 WEST STREET
ANNAPOLIS,MD214012479
52-1784310 501(C)(6) 10,000 0 N/A N/A CONTRIBUTIONS
(722) MARYLAND TECHNOLOGY DEVELOPMENT
7021 COLUMBIA GATEWAY DR STE 200
COLUMBIA,MD21046
52-2177960 GOVERNMENT 200,000 0 N/A N/A CONTRIBUTIONS
(723) MARYLAND WASHINGTON MINORITY CONTRACTORS ASSOCIATION
PO BOX 29602
BALTIMORE,MD21216
11-3692711   15,000 0 N/A N/A CONTRIBUTIONS
(724) MIDTOWN COMMUNITY BENEFITS DISTRICT
1120 N CHARLES ST STE 220
BALTIMORE,MD21201
52-1922216 501(C)(4) 7,500 0 N/A N/A CONTRIBUTIONS
(725) MONTGOMERY COUNTY CHAMBER
51 MONROE ST STE 1800
ROCKVILLE,MD20850
52-0735621 501(C)(3) 7,500 0 N/A N/A CONTRIBUTIONS
(726) NATIONAL ACADEMY OF SCIENCES
500 FIFTH ST NW RM 836
WASHINGTON,DC20001
53-0196932 501(C)(3) 25,000 0 N/A N/A CONTRIBUTIONS
(727) RESEARCH AMERICA
241 18TH ST S STE 501
ARLINGTON,VA222023415
52-1609875 501(C)(3) 10,000 0 N/A N/A CONTRIBUTIONS
(728) RONALD MCDONALD HOUSE
1 AISQUITH ST
BALTIMORE,MD212024855
52-1184957 501(C)(3) 25,000 0 N/A N/A CONTRIBUTIONS
(729) SOUTHEAST COMMUNITY DEVELOPMENT
3323 EASTERN AVE STE 200
BALTIMORE,MD212244109
52-1034466 501(C)(3) 150,000 0 N/A N/A CONTRIBUTIONS
(730) STRONG CITY BALTIMORE INC
2101 E BIDDLE ST STE 1100
BALTIMORE,MD212133314
52-0897806 501(C)(3) 70,000 0 N/A N/A CONTRIBUTIONS
(731) THE INGENUITY PROJECT INC
1400 W COLD SPRING LN
BALTIMORE,MD21209
52-1942495 501(C)(3) 33,333 0 N/A N/A CONTRIBUTIONS
(732) VELLORE CHRISTIAN MEDICAL COLLEGE F
475 RIVERSIDE DR STE 725
NEW YORK,NY101150071
13-2735359 501(C)(3) 12,687 0 N/A N/A CONTRIBUTIONS
(733) DIFFERENTREGARD CO
841 N HOWARD ST
BALTIMORE,MD21201
81-4846948   7,500 0 N/A N/A AWARD
(734) PORTLAND STATE UNIVERSITY
724 SOUTHWEST HARRISON STREET
PORTLAND,OR97201
94-3139220 115 28,000 0 N/A N/A SUB-AWARD
(735) TOWSON UNIVERSITY
8000 YORK ROAD
BALTIMORE,MD21252
52-0939453 115 26,189 0 N/A N/A SUB-AWARD
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
411
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
325
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2020

Schedule I (Form 990) 2020
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients
(c) Amount of
cash grant
(d) Amount of
noncash assistance
(e) Method of valuation (book,
FMV, appraisal, other)
(f) Description of noncash assistance
(1) FELLOWSHIPS 2448 45,622,285   N/A N/A
(2) HONORARIAMS 2585 2,344,145   N/A N/A
(3) ACADEMIC AWARDS 1114 1,549,543   N/A N/A
(4) SCHOLARSHIPS 25144 453,869,836   N/A N/A
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
PART I, LINE 2: DESCRIBE ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN THE U.S. THE UNIVERSITY REQUIRES THAT WHEN APPROVING INVOICE PAYMENTS TO SUBRECIPIENTS, THE VALIDITY OF EXPENSES MUST BE VERIFIED ALONG WITH THE ACHIEVEMENT OF SCIENTIFIC AND TECHNICAL PROGRESS BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE. THIS VERIFICATION INCLUDES SIGN OFF BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE ON THE INVOICE APPROVING IT FOR PAYMENT. SUBRECIPIENT INVOICES SHOULD INCLUDE INFORMATION THAT CONFORMS TO THE ADMINISTRATIVE REQUIREMENTS AS PRESCRIBED IN 2 CFR 200, AS APPLICABLE. ALL SUBRECIPIENTS ARE REQUIRED TO MAKE THEIR FINANCIAL RECORDS AVAILABLE FOR REVIEW OR AUDIT BY FEDERAL AGENCIES OR PASS-THRU ENTITIES AS REQUESTED, UNDER THE TERMS AND CONDITIONS OF THEIR AGREEMENT.
Schedule I (Form 990) 2020



Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
Graphic Arrow Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
Graphic Arrow Attach to Form 990.
Graphic Arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
 
No
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
Yes
 
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
Yes
 
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
Yes
 
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation
(ii) Bonus & incentive
compensation
(iii) Other reportable compensation
1SEMMEL RALPH
DIRECTOR-APL
(i)

(ii)
1,089,542
-------------
0
197,460
-------------
0
2,506,598
-------------
0
636,575
-------------
0
1,450
-------------
0
4,431,625
-------------
0
2,415,154
-------------
0
2ROTHMAN PAUL
CEO & DEAN OF MEDICAL FACULTY
(i)

(ii)
1,478,965
-------------
0
575,211
-------------
0
951,496
-------------
0
494,391
-------------
0
38,642
-------------
0
3,538,705
-------------
0
951,496
-------------
0
3STARK WALTER J
FORMER PROFESSOR
(i)

(ii)
0
-------------
0
0
-------------
0
2,670,478
-------------
0
0
-------------
0
0
-------------
0
2,670,478
-------------
0
2,670,478
-------------
0
4DANIELS RONALD J
PRESIDENT, TRUSTEE
(i)

(ii)
1,292,940
-------------
0
0
-------------
0
353,932
-------------
0
918,720
-------------
0
85,599
-------------
0
2,651,191
-------------
0
0
-------------
0
5ENNIS DANIEL G
SR VP FIN & ADMIN
(i)

(ii)
587,448
-------------
0
181,488
-------------
0
990,227
-------------
0
403,617
-------------
0
27,056
-------------
0
2,189,836
-------------
0
983,713
-------------
0
6METTLER BRET
PROFESSOR (SEE SCHED. O)
(i)

(ii)
775,887
-------------
0
971,795
-------------
0
38,986
-------------
0
40,000
-------------
0
27,805
-------------
0
1,854,473
-------------
0
0
-------------
0
7SCHROEDER FREDERIC
VP-DEVELOPMENT & ALUMNI RELATIONS
(i)

(ii)
681,722
-------------
0
99,225
-------------
0
694,383
-------------
0
211,725
-------------
0
43,654
-------------
0
1,730,709
-------------
0
688,449
-------------
0
8PERLIONI JASON
VP-INVESTMENTS & CIO
(i)

(ii)
699,759
-------------
0
467,206
-------------
0
0
-------------
0
512,206
-------------
0
26,118
-------------
0
1,705,289
-------------
0
0
-------------
0
9BREM HENRY
PROFESSOR (SEE SCHED. O)
(i)

(ii)
1,143,115
-------------
0
337,000
-------------
0
500
-------------
0
69,111
-------------
0
20,742
-------------
0
1,570,468
-------------
0
0
-------------
0
10SPONSELLER PAUL
PROFESSOR (SEE SCHED. O)
(i)

(ii)
388,632
-------------
0
925,161
-------------
0
58,457
-------------
0
24,147
-------------
0
27,200
-------------
0
1,423,597
-------------
0
50,315
-------------
0
11LIM MICHAEL
PROFESSOR (SEE SCHED. O)
(i)

(ii)
194,115
-------------
0
1,145,794
-------------
0
13,832
-------------
0
18,212
-------------
0
12,766
-------------
0
1,384,719
-------------
0
13,162
-------------
0
12BYDON ALI
PROFESSOR (SEE SCHED. O)
(i)

(ii)
288,464
-------------
0
1,023,008
-------------
0
4,282
-------------
0
18,212
-------------
0
28,450
-------------
0
1,362,416
-------------
0
0
-------------
0
13KUMAR SUNIL
SR.VP-ACADEMIC AFFAIRS & PROVOST
(i)

(ii)
701,864
-------------
0
90,854
-------------
0
247,930
-------------
0
168,819
-------------
0
25,727
-------------
0
1,235,194
-------------
0
244,118
-------------
0
14PINEAU PAUL
VP AND GENERAL COUNSEL
(i)

(ii)
628,091
-------------
0
75,846
-------------
0
132,205
-------------
0
115,649
-------------
0
2,132
-------------
0
953,923
-------------
0
129,718
-------------
0
15ATES KATHERINE
VP & CHIEF OF STAFF
(i)

(ii)
461,866
-------------
0
108,864
-------------
0
2,528
-------------
0
206,162
-------------
0
34,277
-------------
0
813,697
-------------
0
0
-------------
0
16REEL STEPHANIE
VICE PROVOST FOR INFO. TECHNOLOGY
(i)

(ii)
375,023
-------------
0
0
-------------
0
198,315
-------------
0
40,154
-------------
0
17,733
-------------
0
631,225
-------------
0
47,738
-------------
0
17RAUM DWIGHT
INTERIM VICE PROVOST FOR INFO. TECHN
(i)

(ii)
391,797
-------------
0
0
-------------
0
141,554
-------------
0
24,243
-------------
0
25,633
-------------
0
583,227
-------------
0
0
-------------
0
18GRADY HELENE
VP - CFO & TREASURER
(i)

(ii)
351,528
-------------
0
60,520
-------------
0
0
-------------
0
65,563
-------------
0
52,478
-------------
0
530,089
-------------
0
0
-------------
0
19MARSH MAUREEN
SECRETARY OF THE BOARD OF TRUSTEES
(i)

(ii)
374,605
-------------
0
50,412
-------------
0
0
-------------
0
74,262
-------------
0
9,717
-------------
0
508,996
-------------
0
0
-------------
0
20LIEBERMAN ROBERT
FORMER SR. VP-ACADEMIC AFFAIRS & PRO
(i)

(ii)
365,288
-------------
0
0
-------------
0
6,397
-------------
0
22,372
-------------
0
100,682
-------------
0
494,739
-------------
0
0
-------------
0
21SCHLEGEL JANE
VP AND CHIEF ADMINISTRATION OFFICER
(i)

(ii)
397,603
-------------
0
33,260
-------------
0
0
-------------
0
23,801
-------------
0
10,355
-------------
0
465,019
-------------
0
0
-------------
0
22CONWAY HEIDI
VP-HUMAN RESOURCES
(i)

(ii)
347,956
-------------
0
52,153
-------------
0
4,199
-------------
0
23,179
-------------
0
32,557
-------------
0
460,044
-------------
0
0
-------------
0
23MCLEAN ROBERT
VP FOR FACILITIES & REAL ESTATE
(i)

(ii)
352,600
-------------
0
0
-------------
0
7,693
-------------
0
22,793
-------------
0
17,461
-------------
0
400,547
-------------
0
0
-------------
0
24BJORKLUND CYBELE
VP-FEDERAL STRATEGY
(i)

(ii)
337,345
-------------
0
18,000
-------------
0
13,780
-------------
0
21,630
-------------
0
5,483
-------------
0
396,238
-------------
0
0
-------------
0
25WILSON ALICIA
VP-ECONOMIC DEVELOPMENT
(i)

(ii)
329,520
-------------
0
15,750
-------------
0
0
-------------
0
21,000
-------------
0
9,468
-------------
0
375,738
-------------
0
0
-------------
0
26GREEN ANDREW
VP-COMMUNICATIONS
(i)

(ii)
326,972
-------------
0
15,525
-------------
0
333
-------------
0
22,650
-------------
0
2,908
-------------
0
368,388
-------------
0
0
-------------
0
27LEWIS THOMAS
VP-GOVERNMENT & COMMUNITY AFFAIRS
(i)

(ii)
307,900
-------------
0
9,000
-------------
0
5,094
-------------
0
19,873
-------------
0
10,148
-------------
0
352,015
-------------
0
0
-------------
0
28MILLER MARY
INTERIM SR VP FIN & ADMIN
(i)

(ii)
226,023
-------------
0
0
-------------
0
147
-------------
0
0
-------------
0
3
-------------
0
226,173
-------------
0
0
-------------
0
29SPECTOR PHILLIP
FORMER VP-STRATEGIC INITIATIVES
(i)

(ii)
146,013
-------------
0
0
-------------
0
0
-------------
0
0
-------------
0
0
-------------
0
146,013
-------------
0
0
-------------
0
Schedule J (Form 990) 2020

Schedule J (Form 990) 2020
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 1A FIRST CLASS OR CHARTER TRAVEL: THE UNIVERSITY TRAVEL POLICY REQUIRES AIR TRAVEL ACCOMMODATIONS FOR ALL EMPLOYEES TO BE AT THE LOWEST COACH CLASS FARE AVAILABLE THAT MEETS BUSINESS NEEDS. THE POLICY DOES ALLOW FOR BUSINESS CLASS AIRFARE ON INTERNATIONAL FLIGHTS, BUT FIRST CLASS OR CHARTER TRAVEL IS ONLY ALLOWED IN LIMITED CIRCUMSTANCES WITH APPROPRIATE REVIEW AND APPROVAL AND WHERE THERE IS A BONA FIDE BUSINESS PURPOSE TO JUSTIFY THE ADDITIONAL COST. DURING THE TAX YEAR ONE OFFICER TRAVELED FIRST CLASS ON LIMITED OCCASION. THESE TRAVEL EXPENSES WERE INCURRED FOR UNIVERSITY BUSINESS PURPOSES AND THEREFORE WERE NOT TREATED AS COMPENSATION TO THE LISTED INDIVIDUALS. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: THE UNIVERSITY WILL PROVIDE TAX GROSS-UP PAYMENTS IN CERTAIN CIRCUMSTANCES WITH THE APPROPRIATE LEVELS OF REVIEW AND APPROVAL. DURING THE TAX YEAR, TWO OFFICERS AND ONE FORMER OFFICER RECEIVED A GROSS-UP PAYMENT. THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE: THE UNIVERSITY PROVIDES THE PRESIDENT WITH AN ON-CAMPUS RESIDENCE (THE "NICHOLS HOUSE") AND REQUIRES THE PRESIDENT TO USE THE HOUSE AS A PRIMARY RESIDENCE THROUGHOUT THE TERM OF OFFICE. THE PRESIDENT'S USE OF THE NICHOLS HOUSE IS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, THEREFORE IT IS EXEMPT FROM TAXATION UNDER INTERNAL REVENUE CODE SECTION 119. HEALTH OR SOCIAL CLUB DUES: UNIVERSITY POLICY ALLOWS FOR CORPORATE SOCIAL CLUB MEMBERSHIPS, BUT SUCH MEMBERSHIPS ARE FOR STRICT BUSINESS USE. SUCH DEPARTMENTAL OR DIVISIONAL MEMBERSHIPS CANNOT BE USED FOR ANY PERSONAL USE. AS SUCH, USE OF SUCH MEMBERSHIPS FOR UNIVERSITY BUSINESS IS NOT TREATED AS TAXABLE COMPENSATION. INDIVIDUAL SOCIAL CLUB MEMBERSHIPS PAID FOR BY THE UNIVERSITY, EVEN IF USED PRIMARILY FOR UNIVERSITY BUSINESS, ARE TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUAL. PERSONAL SERVICES: THE UNIVERSITY EMPLOYS A HOUSEKEEPER TO CLEAN THE NICHOLS HOUSE AND ALSO PROVIDES THE PRESIDENT WITH A UNIVERSITY EMPLOYED DRIVER TO ACCOMMODATE HIS FREQUENT TRAVEL. THE PERSONAL AND BUSINESS TIME FOR BOTH THE HOUSEKEEPER AND THE DRIVER ARE LOGGED AND ANY PERSONAL USE IS TREATED AS TAXABLE COMPENSATION TO THE PRESIDENT.
PART I, LINE 1B WRITTEN POLICIES FOR PAYMENT OR REIMBURSEMENT OR PROVISION OF EXPENSES FOR ITEMS CHECKED IN 1A: IN GENERAL UNIVERSITY POLICY AND PROCEDURES OR CONTRACTUAL OBLIGATIONS ARE FOLLOWED IN PROVIDING THE ABOVE LISTED BENEFITS TO THE LISTED EMPLOYEES. THE UNIVERSITY DOES NOT HAVE A WRITTEN POLICY FOR GROSS-UP PAYMENTS. THERE ARE NO WRITTEN POLICIES FOR THE PROVISION OF THE PRESIDENT'S HOUSING AND RELATED PERSONAL SERVICES; HOWEVER, THE PROVISIONS ARE INCLUDED IN THE EMPLOYMENT AGREEMENT WITH THE PRESIDENT. THE PRESIDENT'S RESIDENCE IS LOCATED ON CAMPUS AND IT IS INCLUDED IN HIS EMPLOYMENT AGREEMENT THAT HE MUST LIVE THERE, SO IT IS EXEMPT FROM TAXATION UNDER INTERNAL REVENUE CODE SECTION 119 AND NOT INCLUDED IN THE W-2. THE UNIVERSITY HAS ESTABLISHED WRITTEN POLICIES AND PROCEDURES GOVERNING THE TRAVEL AND BUSINESS EXPENSES. THE POLICIES AND PROCEDURES INCLUDE REQUIREMENTS TO MEET THE IRS ACCOUNTABLE PLAN RULES. IT IS THE RESPONSIBILITY OF THE OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES TO COMPLY WITH THE WRITTEN POLICIES AND PROCEDURES AND TO EXERCISE GOOD JUDGEMENT IN DETERMINING THE BUSINESS PURPOSE. TRAVEL AND BUSINESS EXPENSES FOR OFFICERS AND DEANS ARE REVIEWED AND APPROVED BY THE OFFICE OF THE PROVOST AND SENIOR VICE PRESIDENT FOR ACADEMIC AFFAIRS OR THE OFFICE OF THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. THE PRESIDENT'S OFFICE REVIEWS AND APPROVES TRAVEL AND BUSINESS EXPENSES OF THE DEAN OF THE SCHOOL OF MEDICINE AND SENIOR VICE PRESIDENTS. THE CHAIR OF THE BOARD OF TRUSTEES REVIEWS AND APPROVES THE PRESIDENT'S TRAVEL AND BUSINESS EXPENSES; FOR THE DIRECTOR OF THE APPLIED PHYSICS LAB, TRAVEL AND BUSINESS EXPENSES ARE REVIEWED BY THE HEAD, BUSINESS, CONSTRUCTION AND FACILITIES; CHIEF FINANCIAL OFFICER AND REPORTED OUT ON A QUARTERLY BASIS TO THE CHAIR OF THE APL BOARD OF MANAGERS.
PART I, LINE 4B PART I, QUESTION 4B: THE FOLLOWING AMOUNTS REPRESENT DISTRIBUTIONS MADE TO THE RESPECTIVE INDIVIDUALS FROM A NON-QUALIFIED DEFERRED COMPENSATION PLAN. ALL OF THESE AMOUNTS ARE REPORTED ON THE RESPECTIVE INDIVIDUALS W-2, BOX 11. PAYEE NON-QUALIFIED PLAN ------------------- ------------------ ENNIS, DENNIS $ 983,713 KUMAR, SUNIL $ 244,118 LIM, MICHAEL $ 13,162 PINEAU, ARTHUR $ 129,718 REEL, STEPHANIE $ 47,738 ROTHMAN, PAUL $ 951,496 SCHROEDER, FREDERIC $ 688,449 SEMMEL, RALPH $ 2,415,154 SPONSELLER, PAUL $ 50,315 STARK, WALTER $ 2,670,478 THE FOLLOWING REPRESENT AMOUNTS CONTRIBUTED TO NON-QUALIFIED 457(F) DEFERRED COMPENSATION PLANS FOR THE RESPECTIVE OFFICERS, KEY EMPLOYEES AND HIGHLY COMPENSATED EMPLOYEES. PAYEE NON-QUALIFIED PLAN ------------------- ------------------ ATES, KATHERINE $ 189,062 BJORKLUND, CYBELE $ 4,530 BREM, HENRY $ 52,011 BYDON, ALI $ 1,112 CONWAY, HEIDI $ 6,079 DANIELS, RONALD $ 918,720 ENNIS, DANIEL $ 386,517 GRADY, HELENE $ 48,463 GREEN, ANDREW $ 5,550 KUMAR, SUNIL $ 151,719 LEWIS, THOMAS $ 2,773 LIEBERMAN, ROBERT $ 5,272 LIM, MICHAEL $ 1,112 MARSH, MAUREEN $ 57,162 MCLEAN, ROBERT $ 5,693 METTLER, BRET $ 25,750 PERLIONI, JASON $ 495,106 PINEAU, ARTHUR $ 98,549 RAUM, DWIGHT $ 7,143 REEL, STEPHANIE $ 23,054 ROTHMAN, PAUL $ 477,291 SCHLEGEL, JANE $ 6,701 SCHROEDER, FREDERIC $ 194,625 SEMMEL, RALPH $ 606,650 SPONSELLER, PAUL $ 7,047 WILSON, ALICIA $ 3,900
PART I, LINES 5A, 6A AND 7: THE SCHOOL OF MEDICINE OFFERS PERFORMANCE SUPPLEMENTS FOR CLINICAL FACULTY, DEPARTMENTAL CHAIRS, AND VICE DEANS. PERFORMANCE SUPPLEMENTS ARE RECOMMENDED BY THE DEAN OF THE SCHOOL OF MEDICINE. PERFORMANCE SUPPLEMENTS ARE INCENTIVE OPPORTUNITIES TIED TO PERFORMANCE OF DEPARTMENTAL, INSTITUTIONAL AND DISCRETIONARY GOALS INCLUDING RETENTION. PERFORMANCE INDICATORS MEASURE BUDGETARY (INCLUDING PROFITABILITY/EARNINGS), SAFETY, AND SERVICE EXCELLENCE PERFORMANCE. THE UNIVERSITY HAS IMPLEMENTED AN INCENTIVE PROGRAM FOR DEANS, KEY EMPLOYEES, AND PRINCIPAL ADMINISTRATIVE OFFICERS WITH THE EXCEPTION OF THE PRESIDENT. THE INCENTIVES RANGE FROM 3% TO 21% OF BASE SALARY. THE INCENTIVE PROGRAM WAS DEVELOPED AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD WITH INPUT TO THE PROGRAM'S STRUCTURE AND ADMINISTRATION PROVIDED TO THE COMMITTEE BY THE PRESIDENT, SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION AND THE VICE PRESIDENT FOR HUMAN RESOURCES. IT IS ADMINISTERED BY THE COMPENSATION COMMITTEE OF THE BOARD. ANNUALLY, THE INCENTIVE AWARDS ARE RECOMMENDED BY THE PRESIDENT AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD. IN ADDITION, THE VICE PRESIDENT OF INVESTMENTS AND CHIEF INVESTMENT OFFICER IS ELIGIBLE FOR PERFORMANCE SUPPLEMENTS. THESE SUPPLEMENTS ARE INCENTIVE OPPORTUNITIES DETERMINED USING BOTH QUALITATIVE AND QUANTITATIVE PERFORMANCE COMPONENTS. AFTER CONSULTATION WITH THE INVESTMENT COMMITTEE, THESE SUPPLEMENTS ARE APPROVED BY THE BOARD OF TRUSTEES COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE APPROVED PAYMENT OF PERFORMANCE SUPPLEMENTS TO THE VICE PRESIDENT OF INVESTMENTS AND CHIEF INVESTMENT OFFICER IN DECEMBER 2020. THE JOHNS HOPKINS APPLIED PHYSICS LABORATORY (JHU/APL) IMPLEMENTED AN INCENTIVE COMPENSATION PROGRAM FOR THE JHU/APL DIRECTOR. THE PROGRAM DESIGN AND STRUCTURE WERE APPROVED BY THE COMPENSATION COMMITTEE OF THE JHU/APL BOARD OF MANAGERS (BOM). THE ANNUAL INCENTIVE FOR THE JHU/APL DIRECTOR RANGES FROM 0% TO 20% OF BASE PAY. OVERSIGHT OF THIS PROGRAM IS PROVIDED BY THE COMPENSATION COMMITTEE OF THE BOM WITH SUPPORT PROVIDED BY THE JHU/APL DIRECTOR OF TALENT SERVICES. THE SIZE OF THE ANNUAL INCENTIVES AWARDED TO THE JHU/APL DIRECTOR IS BASED UPON HIM MEETING SPECIFIC OBJECTIVES APPROVED AT THE BEGINNING OF THE CALENDAR YEAR BY THE COMPENSATION COMMITTEE OF THE BOM. IN NOVEMBER OF EACH YEAR, THE BOM COMPENSATION COMMITTEE REVIEWS THE PROGRESS TOWARDS THE GOALS ACHIEVED BY THE JHU/APL DIRECTOR AND DETERMINES AND APPROVES THE PERCENTAGE OF THE INCENTIVE EARNED BY THE JHU/APL DIRECTOR.
PART I, LINE 8: THERE WAS ONE OFFICER WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INTITIAL CONTRACT EXCEPTION DESCRIBED IN REG. SECTION 53.4958-4(A)(3). THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REG. SECTION 53.4958-6(C).
Schedule J (Form 990) 2020

Additional Data


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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part , line 24a. Provide descriptions,
explanations, and any additional information in Part .
SchKMediumBullet Attach to Form 990.

SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2005A BONDS
 
52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA 2013B BONDS
 
52-0936091 574218PS6 06-20-2013 99,625,000 SEE SCHEDULE K, PART VI   X   X   X
Part
Proceeds
A B C D
1 Amount of bonds retired ..................   17,185,000    
2 Amount of bonds legally defeased ..............        
3 Total proceeds of issue .................. 71,399,299 108,078,992    
4 Gross proceeds in reserve funds .............        
5 Capitalized interest from proceeds ............. 2,671,827      
6 Proceeds in refunding escrows ...............        
7 Issuance costs from proceeds ............... 826,570      
8 Credit enhancement from proceeds .............        
9 Working capital expenditures from proceeds .............        
10 Capital expenditures from proceeds ............. 67,900,902      
11 Other spent proceeds .............   108,078,992    
12 Other unspent proceeds .............        
13 Year of substantial completion ............. 2007
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2019, a current refunding issue)? ........
  X X          
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2019, an advance refunding issue)? ........
  X X          
16 Has the final allocation of proceeds been made? .......... X   X          
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X          
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 2
Part
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X        
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X          
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X          
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X          
c Are there any research agreements that may result in private business use of bond-financed property? .............   X X          
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?       X        
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 1.100 %    
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 %    
6 Total of lines 4 and 5 ............. 0 % 1.100 %    
7 Does the bond issue meet the private security or payment test? ...   X   X        
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X        
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........
X   X          
Part
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X        
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X        
b Exception to rebate? ........ X   X          
c No rebate due? .........   X   X        
If "Yes" to line 2c, provide in Part the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X     X        
Schedule K (Form 990) 2020

Schedule K (Form 990) 2020
Page 3
Part
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X        
b Name of provider ..........  
 
 
 
 
 
 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X        
b Name of provider ..........  
 
 
 
 
 
 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X        
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X          
Part
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X          
Part
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SCHEDULE K, PART I ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA).
SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MMHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/20/2013 2013B - TO REFINANCE THE 2001B AND 2004A BONDS. (ISSUE DATES 8/30/01 & 4/21/04, RESPECTIVELY)
RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO PROCEEDS IN PART II 2005A BONDS 2013B BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $99,625,000 INTEREST EARNINGS $2,134,299 $8,453,992 _____________ _____________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $108,078,992 ============ ============
ADDITIONAL EXPLANATION FOR PART III PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. THE UNIVERSITY UTILIZES AN ANNUAL "USE OF FACILITIES" QUESTIONNAIRE TO ENSURE THAT THE DATABASE OF USE OF SPACE REMAINS ACCURATE AND CURRENT. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVERSITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
Schedule K (Form 990) 2020

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
(1) RONALD DANIELS OFFICER RETENTION   X 1,000,000 500,000   No Yes   Yes  
Total ...............Small Bullet $ 500,000
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
(1)  
 
  25,780 SCHOLARSHIP NEED BASED SCHOLARSHIP
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2020
Schedule L (Form 990 or 990-EZ) 2020
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) CENTERBRIDGE PARTNERS LP & AFFILIATED ENTITIES
 
GREATER THAN 35% OWNER IS A TRUSTEE 3,667,965 INVESTMENT FEES   No
(2) DAVID C HODGSON FORMER TRUSTEE 2,145,000 AN EDUCATIONAL PROGRAM THROUGH THE SCHOOL OF MEDICINE WAS ESTABLISHED TO PROVIDE FULL-TIME, HOME-BASED, EDUCATIONAL SERVICES TO A TRUSTEE'S FAMILY MEMBER. THE FAMILY REIMBURSES THE UNIVERSITY FOR ALL THE EXPENSES ASSOCIATED WITH THIS EDUCATIONAL PROGRAM.   No
(3) CHRISTOPHER ABULARRAGE FAMILY MEMBER OF OFFICER 587,599 CHRISTOPHER ABULARRAGE IS EMPLOYED BY THE UNIVERSITY AS AN ASSOCIATE PROFESSOR OF VASCULAR SURGERY AND ENDOVASCULAR THERAPY AT THE SCHOOL OF MEDICINE   No
(4) LAUREN OSBORNE FAMILY MEMBER OF FORMER OFFICER 222,617 LAUREN OSBORNE IS EMPLOYED BY THE UNIVERSITY AS AN ASSOCIATE PROFESSOR OF PSYCHIATRY & BEHAVIORAL SCIENCES AT THE SCHOOL OF MEDICINE.   No
(5) ARIEL GREEN FAMILY MEMBER OF OFFICER 202,367 ARIEL GREEN IS EMPLOYED BY THE UNIVERSITY AS AN ASSISTANT PROFESSOR OF GERIATRIC MEDICINE IN THE SCHOOL OF MEDICINE   No
(6) JOANNE ROSEN FAMILY MEMBER OF TRUSTEE/OFFICER 203,908 JOANNE D. ROSEN IS EMPLOYED BY THE UNIVERSITY AS A SENIOR LECTURER AT THE BLOOMBERG SCHOOL OF PUBLIC HEALTH.   No
(7) NATALIE HENDLER FAMILY MEMBER OF FORMER TRUSTEE 188,935 NATALIE HENDLER IS EMPLOYED BY THE UNIVERSITY AS A SENIOR PROGRAM OFFICER FOR JHPIEGO.   No
(8) SUMATI MURLI FAMILY MEMBER OF OFFICER 172,658 SUMATI MURLI IS EMPLOYED BY THE UNIVERSITY AS A CLINICAL RESEARCH PROJECTS DIRECTOR AT THE SCHOOL OF MEDICINE.   No
(9) FRANCES MEYER FAMILY MEMBER OF OFFICER 46,743 FRANCES MEYER IS EMPLOYED BY THE UNIVERSITY AS AN ASSISTANT PROFESSOR OF GASTROENTEROLOGY IN THE SCHOOL OF MEDICINE   No
(10) CORDISH POWER PLANT NUMBER TWO LLC
 
GREATER THAN 35% OWNER IS A TRUSTEE 625,152 THE UNIVERSITY RENTS PROPERTY FROM THE LLC.   No
(11) A COMPANY THAT IS MAJORITY-OWNED BY A SUBSTANTIAL CONTRIBUTOR
 
ENTITY MORE THAN 35% OWNED BY A SUBSTANTIAL CONTRIBUTOR 478,973 ORDINARY COURSE AND OTHER SOFTWARE SUBSCRIPTIONS   No
(12) CATALYTE INC
 
GREATER THAN 35% OWNER IS A TRUSTEE 125,905 SOFTWARE DESIGN, DEVELOPMENT, TESTING, PROJECT MANAGEMENT AND CONSULTING SERVICES   No
(13) LEYLA HERBST FAMILY MEMBER OF TRUSTEE 44,440 LEYLA HERBST IS A RESEARCH PROGRAM COORDINATOR AT THE SCHOOL OF MEDICINE.   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Types of Property
(a)
Check if applicable
(b)
Number of contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 6    
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods .......
     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 521 89,610,190 AVG. OF HIGH/LOW @ TRANS
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
X 5 448,362 PROCEEDS RECEIVED
12 Securities—Miscellaneous .. X 2    
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 2    
19 Food inventory ... X 10    
20 Drugs and medical supplies . X 150    
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( OTHER EQUIP. ) X 3 0  
26 Other Right pointing arrow large image ( MUSICAL INSTRUMENTS ) X 4 0  
27 Other Right pointing arrow large image ( OTHER ) X 27 0  
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
15
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2020)
Schedule M (Form 990) (2020)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
PART I, COLUMN (B): THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS IN COLUMN (B) OF PART I
PART I, LINE 32B: THE JOHNS HOPKINS UNIVERSITY UTILIZED BROKERAGE FIRMS TO LIQUIDATE OUTRIGHT GIFTS OF SECURITIES; REALTORS TO LIQUIDATE REAL ESTATE; APPRAISERS FOR GIFTS-IN-KIND AND REAL ESTATE AS NECESSARY; AND OUTSIDE FIRMS THAT MANAGE ASSETS AND MAKE PAYMENTS AND TAX REPORTS TO LIFE INCOME DONORS.
PART I, LINE 33: CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES AND SIMILAR ASSETS HELD AS PART OF COLLECTIONS ARE NOT RECOGNIZED OR CAPITALIZED. OTHER NONCASH CONTRIBUTIONS THAT ARE DEEMED IMMATERIAL ARE NOT RECOGNIZED OR CAPITALIZED FOR FINANCIAL STATEMENT PURPOSES. THEREFORE SUCH AMOUNTS ARE NOT REPORTED IN COLUMN C.
Schedule M (Form 990) (2020)

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2020
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Return Reference Explanation
PART I, LINE 6: VOLUNTEERS THE 8,307 VOLUNTEERS REPORTED IN PART I OF FORM 990 INCLUDE AN ESTIMATE OF THE NUMBER OF TRUSTEES, ADVISORY COUNCIL MEMBERS, MEMBERS OF THE ALUMNI COUNCIL, MEMBERS OF THE HOPKINS PARENTS COUNCIL, ALUMNI AND OTHER LEADERS WHO PLAY A SIGNIFICANT VOLUNTEER ROLE ON BEHALF OF THE UNIVERSITY.
FORM 990, PART VI, SECTION A, LINE 1 THE BY-LAWS PROVIDE THAT BETWEEN MEETINGS OF THE BOARD, THE EXECUTIVE COMMITTEE MAY EXERCISE "ALL OF THE POWERS OF THE BOARD OF TRUSTEES NOT HEREIN SPECIFICALLY RESERVED TO THE BOARD." THE EXECUTIVE COMMITTEE REPORTS ITS ACTIONS TO THE FULL BOARD AT ITS NEXT MEETING. THE EXECUTIVE COMMITTEE MAY NOT REVERSE ANY ACTION OF THE BOARD. THE EXECUTIVE COMMITTEE SHALL HAVE NO FEWER THAN ELEVEN MEMBERS OF THE BOARD OF TRUSTEES, INCLUDING THE PRESIDENT OF THE UNIVERSITY AND THE CHAIR AND VICE CHAIRS OF THE BOARD OF TRUSTEES, WHO ARE MEMBERS EX OFFICIO. THE CHAIRS OF THE STANDING COMMITTEES ARE MEMBERS OF THE EXECUTIVE COMMITTEE.
FORM 990, PART VI, SECTION A, LINE 2 WILLIAM CONWAY AND MIKE HANKIN HAVE A BUSINESS RELATIONSHIP. RONALD DANIELS AND CHARLES HOMCY HAVE A BUSINESS RELATIONSHIP. RONALD DANIELS AND WILLIAM STROMBERG HAVE A BUSINESS RELATIONSHIP. ROSS MARGOLIES AND JEFFREY ARONSON HAVE A BUSINESS RELATIONSHIP. CHARLES SCHEELER AND STEPHANIE REEL HAVE A BUSINESS RELATIONSHIP. CHARLES SCHEELER AND ALICIA WILSON HAVE A BUSINESS RELATIONSHIP.
FORM 990, PART VI, SECTION A, LINE 4 THE UNIVERSITY'S BYLAWS WERE AMENDED TO CLARIFY THAT THE UNIVERSITY'S PRESIDENT IS AUTHORIZED, IN THE EVENT OF A VACANCY AND IN CONSULTATION WITH THE CHAIR OF THE BOARD, TO APPOINT AN INDIVIDUAL, ON AN INTERIM BASIS, UNTIL SUCH TIME AS THE BOARD IS ABLE TO ELECT FULL-TIME SUCCESSORS IN ANY OF THE OFFICER POSITIONS AT THE UNIVERSITY IN THE EVENT OF A VACANCY IN THE OFFICE OF THE PRESIDENT, THE BOARD SHALL APPOINT AN INDIVIDUAL TO FILL THE VACANCY ON AN INTERIM BASIS AND UNTIL SUCH TIME AS A FULL-TIME SUCCESSOR IS IDENTIFIED AND ELECTED BY THE BOARD.
FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE UNIVERSITY'S TAX OFFICE IN CONJUNCTION WITH VARIOUS OFFICES INCLUDING GENERAL ACCOUNTING, INVESTMENT MANAGEMENT, DEVELOPMENT, ACCOUNTS PAYABLE, GOVERNMENT AFFAIRS AND HUMAN RESOURCES. THE FORM 990 WAS REVIEWED BY THE CONTROLLER, THE CHIEF FINANCIAL OFFICER, THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION, GENERAL COUNSEL AND THE EXTERNAL AUDITS SUB-COMMITTEE OF THE BOARD OF TRUSTEES. A FULL COPY OF THE FORM 990 WAS PROVIDED TO THE BOARD OF TRUSTEES BEFORE IT WAS FILED.
FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS A POLICY OF THE BOARD OF TRUSTEES REGARDING CONFLICTS OF INTEREST THAT APPLIES TO ALL BOARD MEMBERS, INCLUDING THE FINANCIAL INTERESTS OF THEIR FAMILY MEMBERS. THE POLICY REQUIRES DISCLOSURE OF ANY POSSIBLE CONFLICT OF INTEREST AT THE EARLIEST PRACTICAL TIME. IF A BOARD MEMBER IS UNCERTAIN AS TO WHETHER A CONFLICT EXISTS, A FINAL DETERMINATION MAY BE MADE BY MAJORITY VOTE OF THE BOARD OF TRUSTEES. BOARD MEMBERS ARE PROHIBITED FROM VOTING ON ANY MATTER IN WHICH SUCH MEMBER HAS A POSSIBLE CONFLICT OF INTEREST, AND THE BOARD MEMBER IS NOT COUNTED IN DETERMINING A QUORUM. THE DISCLOSURE AND ABSTENTION ARE REFLECTED IN THE MINUTES. THE UNIVERSITY HAS A POLICY ON CONFLICT OF INTEREST AND CONFLICT OF COMMITMENT THAT APPLIES TO ALL EMPLOYEES OF THE UNIVERSITY. THE POLICY REQUIRES EVERY EMPLOYEE TO SUBMIT A WRITTEN REPORT TO HIS OR HER SUPERVISOR WHENEVER A POSSIBLE CONFLICT OF INTEREST ARISES FROM A PROPOSED ACTIVITY OF THE EMPLOYEE. THE EMPLOYEE MAY NOT UNDERTAKE THE ACTIVITY UNLESS AND UNTIL APPROVED BY THE SUPERVISOR. THE UNIVERSITY HAS A POLICY ON INSTITUTIONAL CONFLICT OF INTEREST THAT APPLIES TO CERTAIN FINANCIAL INTERESTS OF UNIVERSITY OFFICERS, DEANS, PROVOSTS, OTHER INSTITUTIONAL OFFICIALS. THESE INDIVIDUALS MAKE ANNUAL DISCLOSURES OF THEIR FINANCIAL INTERESTS AND FIDUCIARY ROLES AS DEFINED IN THE POLICY AND MUST UPDATE THEIR REPORTS WITHIN A REASONABLE PERIOD OF TIME AFTER THEY LEARN THAT THEIR FINANCIAL INTERESTS HAVE CHANGED. THE UNIVERSITY HAS A STATEMENT OF ETHICAL STANDARDS THAT REQUIRES FACULTY AND STAFF TO ABIDE BY ITS CONFLICT OF INTEREST POLICIES. THIS STATEMENT ALSO PROHIBITS ACCEPTANCE OF GIFTS AND ENTERTAINMENT IN CERTAIN INSTANCES. THE UNIVERSITY HAS AN INTERMEDIATE SANCTIONS POLICY THAT APPLIES TO BOTH CURRENT AND FORMER MEMBERS OF THE BOARD OF TRUSTEES, UNIVERSITY OFFICERS, KEY EMPLOYEES AND FAMILY MEMBERS OF THESE INDIVIDUALS. TRUSTEES AND OFFICIALS MAKE AN ANNUAL DISCLOSURE OF CERTAIN FINANCIAL INTERESTS. IF A POSSIBLE CONFLICT OF INTEREST IS IDENTIFIED, THE INTEREST IS REVIEWED BY THE INTERMEDIATE SANCTIONS COMMITTEE OF THE BOARD. THE UNIVERSITY HAS CONFLICT OF INTEREST POLICIES IN SPECIFIC AREAS. FOR EXAMPLE, THE UNIVERSITY HAS A PROCUREMENT CODE OF CONDUCT THAT DISSUADES EMPLOYEES FROM HAVING PERSONAL INTERESTS IN SUGGESTING OR SPECIFYING VENDORS. THE UNIVERSITY ALSO HAS A POLICY THAT REQUIRES FINANCIAL AID OFFICERS ANNUALLY TO DISCLOSE CERTAIN FINANCIAL INTERESTS. THE SCHOOL OF MEDICINE HAS A POLICY ON INTERACTION WITH INDUSTRY THAT APPLIES TO CERTAIN FINANCIAL RELATIONSHIPS WITH THE MEDICAL INDUSTRY. VARIOUS DIVISIONS OF THE UNIVERSITY HAVE CONFLICT OF INTEREST POLICIES THAT IMPOSE ADDITIONAL RESTRICTIONS. FOR EXAMPLE, THERE ARE DIVISIONAL CONFLICT OF INTEREST POLICIES RELATING TO RESEARCH. POSSIBLE CONFLICTS IDENTIFIED UNDER THESE POLICIES MAY BE REVIEWED BY A COMMITTEE WHICH MAKES RECOMMENDATIONS TO A DEAN. CONFLICTS ARE MANAGED IN VARIOUS WAYS, WHICH MAY INCLUDE PROHIBITION OF THE RESEARCH, PUBLIC DISCLOSURE OF THE INTEREST, DIVESTITURE OF FINANCIAL INTERESTS AND OTHER RESTRICTIONS AND CONDITIONS.
FORM 990, PART VI, SECTION B, LINE 15 THE UNIVERSITY'S BOARD OF TRUSTEES HAS A COMPENSATION COMMITTEE THAT ANNUALLY REVIEWS COMPENSATION FOR OFFICERS AND DEANS, WITH THE EXCEPTION OF THE DIRECTOR OF THE APPLIED PHYSICS LABORATORY (APL). THE COMMITTEE IS ADVISED BY A COMPENSATION SURVEY PERFORMED EACH YEAR BY AN INDEPENDENT CONSULTING COMPANY WHICH GATHERS COMPARABLE DATA FROM A GROUP OF PEER INSTITUTIONS. MINUTES OF THE COMPENSATION COMMITTEE AND SUPPORTING MATERIALS PROVIDE SUBSTANTIATION OF THE DECISIONS WHICH INCLUDES APPROVAL OF THE COMPENSATION FOR ALL OFFICERS AND DEANS EXCEPT THE PRESIDENT. THE COMPENSATION COMMITTEE REPORTS ITS ACTIONS TO THE FULL BOARD. THE FULL BOARD, AFTER REVIEW BY THE COMPENSATION COMMITTEE, REVIEWS AND APPROVES THE PRESIDENT'S COMPENSATION. THE APL BOARD OF MANAGERS APPROVES THE COMPENSATION FOR THE DIRECTOR. THE APL BOARD OF MANAGERS IS APPOINTED BY THE UNIVERSITY'S BOARD OF TRUSTEE COMMITTEE ON THE APPLIED PHYSICS LABORATORY. THE COMPENSATION COMMITTEE OF THE BOARD OF MANAGERS RELIES ON THE ASSISTANCE AND GUIDANCE OF AN EXECUTIVE COMPENSATION CONSULTANT. THE COMPENSATION CONSULTANT IS CONTRACTED TO APL TO PROVIDE EXTERNAL BENCHMARKING AND EXECUTIVE COMPENSATION EXPERTISE AND ANALYSIS TO ASSIST THE COMPENSATION COMMITTEE TO DETERMINE THE COMPENSATION FOR APL'S DIRECTOR
FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE UNIVERSITY'S WEBSITE AND UPON REQUEST. CERTAIN GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE TO THE PUBLIC ON REQUEST OR, IN SOME CASES, ON THE WEBSITE.
FORM 990, PART VII, SECTION A, COLUMN A: THE FOLLOWING INDIVIDUALS HAVE ADDITIONAL APPOINTMENTS WHICH IMPACT THEIR COMPENSATION: HENRY BREM HARVEY CUSHING PROFESSOR OF NEUROSURGERY DIRECTOR, DEPARTMENT OF NEUROSURGERY PROFESSOR OF NEUROSURGERY, OPHTHALMOLOGY, ONCOLOGY AND BIOMEDICAL ENGINEERING NEUROSURGEON-IN-CHIEF, JOHNS HOPKINS MEDICAL INSTITUTIONS DIRECTOR, HUNTERIAN NEUROSURGICAL RESEARCH CENTER CO-DIRECTOR, BRAIN PROGRAM, SIDNEY KIMMEL CANCER CENTER HENRY BREM PROFESSOR OF NEUROSURGERY PAUL SPONSELLER PROFESSOR OF ORTHOPEDIC SURGERY AND PEDIATRIC ORTHOPEDICS CHIEF, DIVISION OF PEDIATRIC ORTHOPEDICS ALI BYDON DIRECTOR OF NEUROSURGERY UNDERGRADUATE STUDENT EDUCATION DIRECTOR OF SPINAL OUTCOMES AND BIOMECHANICS LABORATORY PROFESSOR OF NEUROSURGERY MICHAEL LIM PROFESSOR - NEURO SURGERY NEUROLOGICAL ONCOLOGY PROFESSOR - NEUROLOGY SURGERY - BRAIN TUMOR ACTING STAFF FULL TIME - NEUROLOGICAL SURGERY PROFESSOR OF ONCOLOGY AND RADIATION ONCOLOGY BRET METTLER ASSOCIATE PROFESSOR, CARDIAC SURGERY ASSOCIATE PROFESSOR, PEDIATRIC CARDIAC SURGERY
FORM 990, PART XI, LINE 9: NET UNREALIZED GAINS FROM SWAPS - MARK TO MARKET 9,474,000. CHANGE IN BENEFIT PLAN FUNDED STATUS 227,516,000.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2020


Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2020
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income


(e)
End-of-year assets


(f)
Direct controlling
entity

(1) 11101 JOHNS HOPKINS ROAD BUSINESS TRUST
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595111
HOLDS TITLE TO REAL ESTATE MD 0 54,198,776 APPLIED PHYSICS LABORATORY LLC
 
(2) 2733 NORTH CHARLES LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
HOLDS TITLE TO REAL ESTATE MD 64,719 595,000 JOHNS HOPKINS UNIVERSITY
 
(3) JOHNS HOPKINS APPLIED PHYSICS LABORATORY LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595111
RESEARCH MD 1,893,960,017 1,414,747,319 JOHNS HOPKINS UNIVERSITY
 
(4) CHARLES & BLACKSTONE APARTMENTS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1990969
HOLDS TITLE TO REAL ESTATE MD 1,130,336 17,391,846 JOHNS HOPKINS UNIVERSITY
 
(5) FREDERICK NEONATAL SERVICES LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
CLINICAL SERVICES MD 1,677,414 403,896 JOHNS HOPKINS UNIVERSITY
 
(6) JHU CLINICAL BILLING LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
BILLING SERVICES MD 463,572   JOHNS HOPKINS UNIVERSITY
 
(7) JHU-CHARLES COMMONS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
HOLDS TITLE TO REAL ESTATE MD 75,000 37,198,984 JOHNS HOPKINS UNIVERSITY
 
(8) JOHNS HOPKINS SETON PROPERTIES LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
HOLDS TITLE TO REAL ESTATE MD   4,699,462 JOHNS HOPKINS UNIVERSITY
 
(9) THE JOHNS HOPKINS UNIVERSITY (USA) FOUNDATION LIMITED
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
PROMOTES EDUCATION UK 517,525 46,331 JOHNS HOPKINS UNIVERSITY
 
(10) MT WASHINGTON CAMPUS NORTH BUSINESS TRUST
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
41-6517144
BUSINESS TRUST - REAL ESTATE AND RELATED SERVICES MD 8,645,073 25,540,890 JOHNS HOPKINS UNIVERSITY
 
(11) MT WASHINGTON CAMPUS SOUTH BUSINESS TRUST
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
51-6539776
BUSINESS TRUST - REAL ESTATE AND RELATED SERVICES MD 9,728,316 21,474,281 JOHNS HOPKINS UNIVERSITY
 
(12) STAFFORD APARTMENTS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
HOLDS TITLE TO REAL ESTATE MD     JOHNS HOPKINS UNIVERSITY
 
(13) 3111 NORTH CHARLES INVESTMENT LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
HOLDS TITLE TO REAL ESTATE MD 236,674 107,027 JOHNS HOPKINS UNIVERSITY
 
(14) JOHNS HOPKINS GLOBAL II LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
83-1519934
RESEARCH AND INTERNATIONAL EDUCATION MD   12,683 JOHNS HOPKINS UNIVERSITY
 
(15) HACKERMAN CHARITABLE HOLDINGS LLC
300 EAST JOPPA ROAD SUITE PL-6
BALTIMORE,MD21286
52-0595110
INVESTMENT DE 516,385   JOHNS HOPKINS UNIVERSITY
 
(16) 63019 HOLDINGS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
83-3939444
INVESTMENT DE 186,226,193 3,126,035,021 JOHNS HOPKINS UNIVERSITY
 
(17) 1876 HOLDINGS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
INVESTMENT MD 342,073 789,764 JOHNS HOPKINS UNIVERSITY
 
(18) THE JHU 2018 BLK TRUST
400 HOWARD STREET
SAN FRANCISCO,CA94105
83-6584875
INVESTMENT CA 216,626,009 562,243,836 JOHNS HOPKINS UNIVERSITY
 
Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section


(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled entity?
Yes No
(1)EVERGREEN HOUSE FOUNDATION INC
4545 NORTH CHARLES STREET

BALTIMORE,MD212102693
52-0627782
SUPPORT CULTURAL/EDUC FACILITY MD   LINE 12C, III-FI N/A
 
No
(2)JOHNS HOPKINS UNIVERSITY CENTER FOR COMMUNICATION PROGRAMS (TZ) LIMITED
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
SOCIAL AWARENESS AND COMMUNICATIONS FOR PUBLIC HEALTH TZ   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(3)JOHNS HOPKINS BANGLADESH LIMITED
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
COMMUNICATIONS PROGRAMS FOR PUBLIC HEALTH BG   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(4)JOHNS HOPKINS PEDIATRICS AT HOME INC
5901 HOLABIRD AVE STE A

BALTIMORE,MD21224
52-1803773
HOME HEALTH SERVICES MD 501(C)(3) LINE 11 JOHNS HOPKINS UNIVERSITY
 
Yes
 
(5)JOHNS HOPKINS PEDIATRICS AT HOME INC
5901 HOLABIRD AVE STE A

BALTIMORE,MD21224
52-1803773
HOME HEALTH SERVICES MD 501(C)(3) LINE 11 JOHNS HOPKINS HOME HEALTH CARE GROUP INC
 
Yes
 
(6)JOHNS HOPKINS PUBLIC HEALTH IN NIGERIA INITIATIVE
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
COMMUNICATIONS PROGRAMS FOR PUBLIC HEALTH NI   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(7)JOHNS HOPKINS UNIVERSITY HONG KONG LTD
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
EDUCATION HK   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(8)JOHNS HOPKINS UNIVERSITY RETIREE MEDICAL BENEFITS TRUST
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
52-6644093
INVESTMENT TRUST MD 501(C)(3) LINE 12B, II JOHNS HOPKINS UNIVERSITY
 
Yes
 
(9)THE BOLOGNA CENTER OF THE JOHNS HOPKINS UNIVERSITY CHARITABLE TRUST
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
ADVANCEMENT OF EDUCATION UK   N/A JOHNS HOPKINS UNIVERSITY
 
 
No
(10)JOHNS HOPKINS UNIVERSITY (GUYANA) INC
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
COMMUNICATIONS PROGRAMS FOR PUBLIC HEALTH GY   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(11)JOHNS HOPKINS INDIA FOUNDATION
C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
RESEARCH AND EDUCATION IN   N/A JOHNS HOPKINS GLOBAL III
 
Yes
 
(12)RICHARD TELINDE TCHAR
285 DELAWARE AVENUE 3RD FLOOR

BUFFALO,NY14202
52-6458357
SUPPORT JHU SCHOOL OF MEDICINE NY 501(C)(3) LINE 12D, III-O N/A
 
No
(13)HOSPITAL FOR CONSUMPTIVES OF MD-EUDOWOOD
SEVEN ST PAUL STREET

BALTIMORE,MD21203
52-0608017
SUPPORT JHU SCHOOL OF MEDICINE MD 501(C)(3) LINE 12D, III-O N/A
 
No
(14)HARRIET LANE HOME FOUNDATION
4851 HOLABIRD AVENUE

BALTIMORE,MD21224
52-6035784
SUPPORT JHU SCHOOL OF MEDICINE MD 501(C)(3) LINE 12C, III-FI N/A
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No
(1) ASTHMA CENTER LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1542228
REAL ESTATE MD N/A
EXCLUDED -8,493 -485,951   No   Yes   1.000 %
(2) ASTHMA CENTER LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1542228
REAL ESTATE MD N/A
EXCLUDED -628,518 3,648,004   No     No 74.000 %
(3) JHMI UTILITIES LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-2814243
UTILITIES SERVICES TO MEMBERS MD N/A
RELATED 3,691,145 167,094,706   No 5,797 Yes   50.000 %
(4) JOHNS HOPKINS HEALTHCARE LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1899357
MEDICAL SERVICES MD N/A
RELATED 20,977,970 167,116,755   No -2,068,294 Yes   50.000 %
(5) JOHNS HOPKINS MEDICINE INTERNATIONAL LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-2144849
INTERNATIONAL HEALTH CARE, EDUCATION MD N/A
RELATED 4,379,108 50,367,050   No -1,971,757 Yes   50.000 %
(6) HOWARD COUNTY NEONATAL SERVICES LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-2239401
CLINICAL SERVICES MD N/A
RELATED -89,942 -553,355   No   Yes   50.000 %
(7) JOHNS HOPKINS BROADWAY ACQUISITION AND DEVELOPMENT SERIES

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-2284576
LAND HOLDING AND DEVELOPMENT MD N/A
EXCLUDED 156,082 7,535,582   No   Yes   50.000 %
(8) JOHNS HOPKINS MEDICINE ALLIANCE FOR PATIENTS LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
46-2866692
MEDICAL SERVICES MD N/A
RELATED       No   Yes   50.000 %
(9) JOHNS HOPKINS SURGERY CENTER SERIES LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-8707724
CLINICAL SERVICES MD N/A
RELATED -1,120,328 17,910,373   No   Yes   50.000 %
(10) NEPHROLOGY INVESTMENTS OF ABERDEEN LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-8645333
INVESTMENT HOLDING MD N/A
UNRELATED 384,410 337,401   No 386,449 Yes   60.220 %
(11) JOHNS HOPKINS HEALTH CARE AND SURGERY CENTER DEVELOPMENT LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
82-1388814
REAL ESTATE MD N/A
EXCLUDED 879,133 22,663,924   No   Yes   50.000 %
(12) 320 W 29TH STREET LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
46-5373756
REAL ESTATE MD N/A
EXCLUDED 31,249 960,999   No   Yes   50.000 %
(13) REMINGTON 29TH STREET LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
83-3917703
REAL ESTATE MD N/A
EXCLUDED -35,774 2,059,467   No   Yes   99.900 %
(14) CCA2-H LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
82-5305108
INVESTING DE N/A
EXCLUDED 23,655,659 355,283,213   No     No 99.860 %
(15) SKYKNIGHT RAIL HOLDINGS II LP - SERIES 1

ONE LETTERMAN DR BLDG C SUITE 3-950
SAN FRANCISCO,CA94129
61-1815868
TRANSPORTATION DE N/A
EXCLUDED 373,586 12,014,470   No 365,187   No 99.020 %
(16) SKYKNIGHT RAIL HOLDINGS II LP - SERIES 5

ONE LETTERMAN DR BLDG C SUITE 3-950
SAN FRANCISCO,CA94129
81-5237145
TRANSPORTATION DE N/A
EXCLUDED -169,046 4,736,963   No -173,585   No 99.020 %
(17) 550 BROADWAY LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1794353
N/A MD N/A
        No   Yes    
(18) C&C SALT LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
13-4025085
MINING NY N/A
UNRELATED 204,376 4,487,015   No 256,957   No 53.060 %
(19) SP STREET OWNER LLC

2701 N CHARLES STREET
BALTIMORE,MD21218
85-4380833
REAL ESTATE MD N/A
EXCLUDED   1,972,405   No   Yes   90.000 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes No
(1) CHARITABLE REMAINDER TRUSTS (104 TRUSTS)

C/O 3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
INVESTMENTS MD N/A
T   75,949,861     No
(2) JOHNS HOPKINS INDIA PRIVATE LIMITED

C/O 3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
RESEARCH & PROJECT MANAGEMENT IN JOHNS HOPKINS GLOBAL II LLC
 
C 1,110,944 430,371 99.990 % Yes  
(3) 63019 HOLDINGS II LLC

C/O 3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
98-1485660
INVESTMENTS CJ 63019 HOLDINGS LLC
 
C 9,074,944 6,844,933 100.000 % Yes  
(4) POOLED INCOME FUNDS (2 FUNDS)

C/O 3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
INVESTMENTS MD N/A
T   1,594,830     No






Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) ............................
1d
Yes
 
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
Yes
 
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
Yes
 
o Sharing of paid employees with related organization(s) ............................
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
Yes
 
r Other transfer of cash or property to related organization(s) ............................
1r
Yes
 
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1) ASTHMA CENTER LP

K 375,307 LEASE AGREEMENT
(2) JH UNIVERSITY CENTER FOR COMMUNICATIONS PROGRAMS - TANZANIA COMPANY

B 1,473,592 COST REIMBURSEMENT
(3) JOHNS HOPKINS PUBLIC HEALTH IN NIGERIA INITIATIVE

B 12,495,139 COST REIMBURSEMENT
(4) JOHNS HOPKINS UNIVERSITY (GUYANA) INC

B 274,671 COST REIMBURSEMENT
(5) JOHNS HOPKINS HEALTHCARE LLC

S 8,872,000 PARTNERSHIP DISTRIBUTION
(6) JOHNS HOPKINS MEDICINE INTERNATIONAL LLC

S 11,000,000 PARTNERSHIP DISTRIBUTION
(7) HOWARD COUNTY NEONATAL SERVICES

B 105,856 PARTNERSHIP CONTRIBUTION
(8) JOHNS HOPKINS BROADWAY ACQUISITION AND DEVELOPMENT SERIES

S 150,000 PARTNERSHIP DISTRIBUTION
(9) NEPHROLOGY INVESTMENTS OF ABERDEEN INC

S 372,115 PARTNERSHIP DISTRIBUTION
(10) JOHNS HOPKINS HEALTH CARE AND SURGERY CENTER DEVELOPMENT LLC

S 1,383,421 PARTNERSHIP DISTRIBUTION
(11) REMINGTON 29TH ST LLC

B 326,868 PARTNERSHIP CONTRIBUTION
(12) CCA2-H LP

B 56,643 PARTNERSHIP CONTRIBUTION
(13) CCA2-H LP

S 12,000,000 PARTNERSHIP DISTRIBUTION
(14) SKYKNIGHT RAIL HOLDINGS II LP - SERIES 1

B 133,033 PARTNERSHIP CONTRIBUTION
(15) C&C SALT LLC

S 688,911 PARTNERSHIP DISTRIBUTION
(16) 63019 HOLDINGS II LLC

S 14,682,000 CAPITAL DISTRIBUTION
(17) SP STREET OWNER LLC

B 1,972,405 PARTNERSHIP CONTRIBUTION
(18) JOHNS HOPKINS UNIVERSITY HONG KONG LTD

B 130,873 CHARITABLE CONTRIBUTION
(19) JOHNS HOPKINS UNIVERSITY HONG KONG LTD

B 134,212 COST REIMBURSEMENT
(20) JHPIEGO CORPORATION

Q 7,233,000 COST REIMBURSEMENT
Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income




(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership


Yes No Yes No Yes No






























Schedule R (Form 990) 2020
Schedule R (Form 990) 2020
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
RELATED TAX-EXEMPT ENTITIES LIST OF ENTITIES INCLUDED IN THE UNIVERSITY'S GROUP EXEMPTION: * JHPIEGO CORPORATION [EIN: 23-7424444] * JOHNS HOPKINS GLOBAL, INC. [EIN: 47-5649093] * JOHNS HOPKINS GLOBAL III, INC. [EIN: 83-1496989] * PEABODY INSTITUTE OF THE CITY OF BALTIMORE [EIN: 52-0591627]
Schedule R (Form 990) 2020

Additional Data


Software ID:  
Software Version: