Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 07-01-2020 , and ending 06-30-2021
Name of foundation
V KANN RASMUSSEN FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)475 RIVERSIDE DRIVE NO 900
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10115
A Employer identification number

46-2283123
B Telephone number (see instructions)

C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$114,406,258
J Accounting method:
modified cash
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 5,562,450
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 385,119 1,099,588  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,926,347
b Gross sales price for all assets on line 6a 11,978,768
7 Capital gain net income (from Part IV, line 2)... 6,017,120
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 6,470 -13,875  
12 Total. Add lines 1 through 11........ 8,880,386 7,102,833  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 60,150 0   60,150
14 Other employee salaries and wages...... 322,478 0   322,478
15 Pension plans, employee benefits....... 71,453 0   71,453
16a Legal fees (attach schedule)......... 8,081 0   8,081
b Accounting fees (attach schedule)....... 89,345 0   89,345
c Other professional fees (attach schedule).... 253,773 213,958   39,815
17 Interest...............   29,353    
18 Taxes (attach schedule) (see instructions)... 105,034 58,676   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 89,556 0   89,556
21 Travel, conferences, and meetings....... 20,633 0   20,633
22 Printing and publications.......... 661 0   661
23 Other expenses (attach schedule)....... 79,260 1,486,142   79,260
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,100,424 1,788,129   781,432
25 Contributions, gifts, grants paid....... 5,535,745 5,535,745
26 Total expenses and disbursements. Add lines 24 and 25 6,636,169 1,788,129   6,317,177
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 2,244,217
b Net investment income (if negative, enter -0-) 5,314,704
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 30,292 3,494,647 3,494,647
2 Savings and temporary cash investments......... 3,512,589 3,035,211 3,035,211
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet200,000
Less: allowance for doubtful accounts bullet0 200,000 200,000 200,000
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 3,927,999 Click to see attachment5,990,605 5,990,605
b Investments—corporate stock (attach schedule)....... 12,874,904 Click to see attachment13,923,182 13,923,182
c Investments—corporate bonds (attach schedule)....... 3,805,370 Click to see attachment5,746,021 5,746,021
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 65,706,988 Click to see attachment82,016,592 82,016,592
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 90,058,142 114,406,258 114,406,258
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 90,058,142 109,105,052
25 Net assets with donor restrictions............   5,301,206
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 90,058,142 114,406,258
30 Total liabilities and net assets/fund balances (see instructions). 90,058,142 114,406,258
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
90,058,142
2
Enter amount from Part I, line 27a .....................
2
2,244,217
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
22,103,899
4
Add lines 1, 2, and 3 ..........................
4
114,406,258
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
114,406,258
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a SALES OF PUBLICLY TRADED SECURITIES P    
b GENERATION IM CLIMATE SOLUTIONS FUND II P    
c BOSTON COMMON INTL SUSTAINABLE CLIMATE FUND P    
d CAMDEN PRIVATE CAPITAL III, LLC P    
e DLB PARTNERS III LP P    
ECOSYSTEM INVESTMENT PARTNERS II, LP P    
GENERATION IM GLOBAL EQUITY FUND, LLC P    
METROPOLITAN REAL ESTATE PARTNERS INTL III, LP P    
METROPOLITAN REAL ESTATE PARTNERS VI, LP P    
MORGAN CREEK PARTNERS II, L.P. P    
PARTNERS CAPITAL CONDOR FUND II, L.P. P    
SJF VENTURES III, LP P    
SJF VENTURES IV, LP P    
SONEN CAPITAL GLOBAL SUSTAINABLE REAL ASSETS FUND I P    
LYME FOREST IV P    
OWNERSHIP CAPITAL GLOBAL EQUITY FUND P    
ECOSYSTEM INVESTMENT PARTNERS III P    
MONDRIAN IEQ ESG P    
VISION RIDGE SUSTAINABLE ASSET FUND II P    
THE LYME FOREST FUND V, TE LP P    
NEW ENERGY INVESTORS III P    
RENEWAL4 US LIMITED PARTNERSHIP P    
STEWART INVESTORS GEMSL FUND (DST) P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 11,978,768   10,072,514 1,906,254
b       1,032,018
c       41,871
d       23,946
e       -19,035
      -762
      1,493,887
      -3,682
      -22,593
      130,055
      3,817
      26,003
      142,812
      12,124
      13,457
      938,193
      -2,561
      33,695
      -32,151
      -287
      283,926
      65,858
      -49,725
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       1,906,254
b       1,032,018
c       41,871
d       23,946
e       -19,035
      -762
      1,493,887
      -3,682
      -22,593
      130,055
      3,817
      26,003
      142,812
      12,124
      13,457
      938,193
      -2,561
      33,695
      -32,151
      -287
      283,926
      65,858
      -49,725
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 6,017,120
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved
(b)
Reserved
(c)
Reserved
(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 73,874
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 73,874
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 73,874
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 165,241
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 165,241
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 91,367
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet91,367 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE, NY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.VKRF.ORG
    14
    The books are in care ofbulletIRENE KRARUP Telephone no.bullet (212) 812-4268

    Located atbullet475 RIVERSIDE DRIVE STE 900NEW YORKNY ZIP+4bullet10115
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ASTRID KANN-RASMUSSEN TRUSTEE AND BOARD CHAIRMAN
    2.00
    10,000 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    HANS KANN RASMUSSEN TRUSTEE AND VICE CHAIRMAN
    1.00
    10,000 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    KRISTIAN KANN RASMUSSEN TRUSTEE
    1.00
    10,000 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    DR LOIS EH SMITH PORTER TRUSTEE AND TREASURER
    2.00
    20,000 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    ANDREW BOWMAN TRUSTEE
    1.00
    10,150 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    IRENE KRARUP EXECUTIVE DIRECTOR
    40.00
    287,172 75,941 0
    475 RIVERSIDE DRIVE NO 900
    NEW YORK,NY10115
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    CAMBRIDGE ASSOCIATES INVESTMENT ADVISORY 148,420
    4100 NORTH FAIRFAX DR
    ARLINGTON,VA22203
    PKF O'CONNOR DAVIES LLP AUDIT & TAX SERVICES 68,075
    20 COMMERCE DRIVE SUITE 301
    CRANDFORD,NJ07016
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    97,813,310
    b
    Average of monthly cash balances.......................
    1b
    4,777,198
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    102,590,508
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    102,590,508
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,538,858
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    101,051,650
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    5,052,583
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    5,052,583
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    73,874
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    73,874
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    4,978,709
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    4,978,709
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    4,978,709
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    6,317,177
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    6,317,177
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    6,317,177
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2019
    (c)
    2019
    (d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 4,978,709
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016...... 2,218,806
    c From 2017...... 1,624,799
    d From 2018......  
    e From 2019...... 2,000,690
    fTotal of lines 3a through e........ 5,844,295
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 6,317,177
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2020 distributable amount..... 4,978,709
    e Remaining amount distributed out of corpus 1,338,468
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 7,182,763
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......
    7,182,763
    10 Analysis of line 9:
    a Excess from 2016.... 2,218,806
    b Excess from 2017.... 1,624,799
    c Excess from 2018....  
    d Excess from 2019.... 2,000,690
    e Excess from 2020.... 1,338,468
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    V KANN RASMUSSEN FOUNDATION INC
    475 RIVERSIDE DRIVE NO 900
    NEW YORK,NY10115
    (212) 812-4271
    bThe form in which applications should be submitted and information and materials they should include:
    SEE STATEMENT 13
    cAny submission deadlines:
    SEE STATEMENT 13
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SEE STATEMENT 13
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    350ORG
    PO BOX 843004
    BOSTON,MA02284
    N/A PC CORE FUNDING 150,000
    ADRIENNE ARSHT-ROCKEFELLER FOUNDATION RESILIENCE CENTER SCOWCROFT CENTER FO
    1030 15TH ST NW 12TH FLOOR
    WASHINGTON,DC20005
    N/A PC IN SUPPORT OF THE VIRTUAL REALITY PROJECT 499,240
    BIODIVERSITY FUNDERS GROUP (BFG)
    POST OFFICE BOX 29361
    SAN FRANCISCO,CA94129
    N/A PC MEMBERSHIP DUES 2020-2021 10,000
    CARNEGIE COUNCIL FUND
    170 EAST 64TH STREET
    NEW YORK,NY10065
    N/A PC IN SUPPORT OF THE C2G2 GEOENGINEERING GOVERNANCE PROGRAM 800,000
    CARNEGIE COUNCIL FUND
    170 EAST 64TH STREET
    NEW YORK,NY10065
    N/A PC IN SUPPORT OF AN EVALUATION OF THE CARNEGIE CLIMATE GOVERNANCE INITIATIVE (C2G) 60,000
    CARNEGIE COUNCIL FUND
    170 EAST 64TH STREET
    NEW YORK,NY10065
    N/A PC SUPPORT FUNDRAISER 157,426
    CLIMATEWORKS FOUNDATION
    235 MONTGOMERY STREET SUITE 1300
    SAN FRANCISCO,CA94104
    N/A PC IN SUPPORT OF THE OPERATION OF THE FUNDERS TABLE 50,000
    CONFLUENCE PHILANTHROPY
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    N/A PC MEMBERSHIP DUES FOR 2020-2021 5,000
    THE COUNCIL ON STRATEGIC RISKS
    1025 CONNECTICUT AVE NQ STE 1000
    WASHINGTON,DC20036
    N/A PC IN SUPPORT OF THE COLLABORATIVE PLAN OF ACTION FOR ECOLOGICAL SECURITY PROJECT 275,000
    ENVIRONMENTAL GRANTMAKERS ASSOCIATION
    475 RIVERSIDE DRIVE SUITE 960
    NEW YORK,NY10115
    N/A PC MEMBERSHIP DUES FOR 2020-2021 28,618
    EXPONENT PHILANTHROPY
    PO BOX 65607
    WASHINGTON,DC20035
    N/A PC TWO-YEAR MEMBERSHIP RENEWAL 3,640
    LUND UNIVERSITY
    JOHN ERICSSONS VAG 3
      LUND222 63
    SW
    N/A GOV COVID RELIEF ADDITION TO 2020 GRANT IN SUPPORT OF RFP 4 _ POWER MAP "MAPPING POWER STRUCTURES" 60,000
    LUND UNIVERSITY
    JOHN ERICSSONS VAG 3
      LUND222 63
    SW
    N/A GOV COVID RELIEF ADDITION TO 2020 GRANT IN SUPPORT OF RFP I - LITERATURE REVIEW 9,800
    KLIMABEVAEGELSEN
    RENTEMESTERVEJ 80 FORHUSET
      COPENHAGEN2100
    DA
    N/A PC CORE FUNDING 80,000
    MERIDIAN INSTITUTE
    PO BOX 1829
    DILLION,CO80435
    N/A PC IN SUPPORT OF THE GLOBAL ALLIANCE FOR THE FUTURE OF FOOD'S MEMBERSHIP DUES 40,000
    NEW VENTURE FUND
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036
    N/A PC IN SUPPORT OF CLIMATE INTERACTIVE 150,000
    POST CARBON INSTITUTE
    800 SW WASHINGTON AVENUE SUITE 5
    CORVALLIS,OR97333
    N/A PC IN SUPPORT OF PHASE ONE OF THE COHORT 2040 PROJECT 40,000
    ROCKEFELLER PHILANTHROPY ADVISORS
    6 WEST 48TH STREET 10TH FLOOR
    NEW YORK,NY10016
    N/A PC IN SUPPORT OF THE WORK OF CLIMATE NEXUS ON CLIMATE SCIENCE COMMUNICATION 200,000
    ROCKEFELLER PHILANTHROPY ADVISORS
    6 WEST 48TH STREET 10TH FLOOR
    NEW YORK,NY10001
    N/A PC CORE FUNDING ADDITION OF COVID RELIEF IN SUPPORT OF THE WORK OF CLIMATE NEXUS 48,000
    PRESENCING INSTITUTE
    1770 MASSACHUSETTS AVE 221
    CAMBRIDGE,MA02140
    N/A PC IN SUPPORT OF THE U.SCHOOL FOR TRANSFORMATION 150,000
    RESILIENCE ALLIANCE
    PO BOX 875502
    TEMPE,AZ85287
    N/A PC IN SUPPORT OF THE STRENGTHENING THE THEORETICAL BASIS OF RESILIENCE IN PRACTICE PROJECT 94,875
    THE SCHUMACHER INSTITUTE
    CREATE CENTRE SMEATON ROAD
      BRISTOLBS1 6XN
    UK
    N/A PC IN SUPPORT OF THE "RAISING GLOBAL DIALOGUE ON COLLAPSE ANTICIPATION" PROJECT 90,522
    EVOLUTION INSTITUTE
    10627 MACHRIHANISH CIRCLE
    SAN ANTONIO,FL33576
    N/A PC IN SUPPORT OF THE CONSEQUENCES OF CRISIS PROJECT; SESHAT GLOBAL HISTORY DATABANK 126,730
    STOCKHOLM RESILIENCE CENTRE STOCKHOLM UNIVERSITY
    KRAFTRIKET 2B
      STOCKHOLMSE-10691
    SW
    N/A GOV IN SUPPORT OF THE STOCKHOLM RESILIENCE CENTER, MAPPING THE IMPACTS OF ECOLOGICAL TIPPING POINTS PROJECT 90,751
    UNIVERSITY OF CAMBRIDGE
    16 MILL LANE
      CAMBRIDGECB2 1SB
    UK
    N/A PC IN SUPPORT OF THE LARGER "NARRATING THE ECOLOGICAL META-CRISIS" PROJECT 134,397
    UNIVERSITY OF CAMBRIDGE
    TRUMPINGTON STREET
      CAMBRIDGECB2 1PZ
    UK
    N/A PC COVID RELIEF ADDITION TO 2020 GRANT IN SUPPORT OF THE C-THRU PROPOSAL 124,000
    UNIVERSITY OF CAMBRIDGE
    TRUMPINGTON STREET
      CAMBRIDGECB2 1PZ
    UK
    N/A PC IN SUPPORT OF THE C-THRU PROPOSAL 1,369,616
    US CLIMATE ACTION NETWORK
    50 F STREET NW 8TH FLOOR
    WASHINGTON,DC20001
    N/A PC CORE FUNDING & COVID RELIEF FUNDS 57,500
    US CLIMATE ACTION NETWORK
    50 F STREET NW 8TH FLOOR
    WASHINGTON,DC20001
    N/A PC IN SUPPORT OF US CAN'S STRATEGY DEVELOPMENT WORK 25,000
    UNIVERSITY OF COLORADO FUTURE EARTH US GLOBAL HUB
    1800 GRANT ST UNIT 800
    DENVER,CO80203
    N/A PC IN SUPPORT OF ANTHROPOCENE MAGAZINE'S CLIMATE PARABLES PROJECT 144,386
    UNIVERSITY OF COPENHAGEN
    NORREGADE 10
      COPENHAGENDK-1017
    DA
    N/A PC IN SUPPORT OF THE CENTER FOR APPLIED ECOLOGY 261,244
    THE UNIVERSITY OF SYDNEY
    RESEARCH OFFICE LEVEL 3 F23
    ADMINISTRATION BUILDING
      CAMPERDOWNNSW 2050
    AS
    N/A PC IN SUPPORT OF ELEMENTS OF THE "TRANSFORMING FUTURE IMAGINARIES FROM THE GROUND UP" PROJECT 200,000
    Total .................................bullet 3a 5,535,745
    bApproved for future payment
    350ORG
    PO BOX 843004
    BOSTON,MA02284
    N/A PC CORE FUNDING 150,000
    CARNEGIE COUNCIL FUND
    170 EAST 64TH STREET
    NEW YORK,NY10065
    N/A PC CORE FUNDING FOR C2G 300,000
    CARNEGIE COUNCIL FUND
    170 EAST 64TH STREET
    NEW YORK,NY10065
    N/A PC SUPPORT FUNDRAISER 276,413
    LUND UNIVERSITY
    JOHN ERICSSONS VAG 3
      LUND222 63
    SW
    N/A GOV IN SUPPORT OF RFP 4 _ POWER MAP "MAPPING POWER STRUCTURES" 667,289
    INSTITUTE FOR PUBLIC POLICY RESEARCH
    14 BUCKINGHAM STREET GROUND FLOOR
    LONDON   WC2N 6DF
    UK
    N/A PC IN SUPPORT OF CONTINUED FUNDING FOR THE COHORT 2040 PROJECT AS DESCRIBED IN THE PROPOSAL SUBMITTED BY LAURIE-LAYBOURN-LANGTON AS OF NOVEMBER 2020 210,000
    PRESENCING INSTITUTE
    1770 MASSACHUSETTS AVE 221
    CAMBRIDGE,MA02140
    N/A PC IN SUPPORT OF THE U.SCHOOL FOR TRANSFORMATION 150,000
    RESILIENCE ALLIANCE
    PO BOX 875502
    TEMPE,AZ85287
    N/A PC IN SUPPORT OF THE STRENGTHENING THE THEORETICAL BASIS OF RESILIENCE IN PRACTICE PROJECT 202,102
    THE SCHUMACHER INSTITUTE
    CREATE CENTRE SMEATON ROAD
      BRISTOLBS1 6XN
    UK
    N/A PC IN SUPPORT OF THE "RAISING GLOBAL DIALOGUE ON COLLAPSE ANTICIPATION" PROJECT 71,385
    EVOLUTION INSTITUTE
    10627 MACHRIHANISH CIRCLE
    SAN ANTONIO,FL33576
    N/A PC IN SUPPORT OF THE CONSEQUENCES OF CRISIS PROJECT; SESHAT GLOBAL HISTORY DATABANK 135,252
    STOCKHOLM RESILIENCE CENTRE STOCKHOLM UNIVERSITY
    KRAFTRIKET 2B
      STOCKHOLMSE-10691
    SW
    N/A GOV IN SUPPORT OF THE STOCKHOLM RESILIENCE CENTER, MAPPING THE IMPACTS OF ECOLOGICAL TIPPING POINTS PROJECT 206,384
    THE COUNCIL ON STRATEGIC RISKS
    1025 CONNECTICUT AVE NW STE 1000
    WASHINGTON,DC20036
    N/A PC IN SUPPORT OF THE COLLABORATIVE PLAN OF ACTION FOR ECOLOGICAL SECURITY PROJECT 550,000
    GLOBAL ECOVILLAGE NETWORK INTERNATIONAL
    THE PARK FORRES MORAY
      SCOTLANDIV36 3TZ
    UK
    N/A PC IN SUPPORT OF THE ECOVILLAGES 2.5+ PROJECT 531,909
    PLAYERS PHILANTHROPY FUND
    1122 KENILWORTH DRIVE ROOM 201
    TOWSON,MD21204
    N/A PC IN SUPPORT OF FACULTY FOR THE FUTURE 1,009,387
    TMP PUBLIC CIC
    15 THIRSK ROAD
      BICESTEROX261ED
    UK
    N/A PC IN SUPPORT OF THE CLIMATE RISK AND CRISIS IN THE VERY NEAR FUTURE PROJECT 673,000
    UNIVERSITY OF CAMBRIDGE
    16 MILL LANE
      CAMBRIDGECB2 1SB
    UK
    N/A PC IN SUPPORT OF THE LARGER "NARRATING THE ECOLOGICAL META-CRISIS" PROJECT 72,367
    UNIVERSITY OF CAMBRIDGE
    TRUMPINGTON STREET
      CAMBRIDGECB2 1SB
    UK
    N/A PC IN SUPPORT OF THE C-THRU PROPOSAL 1,399,466
    UNIVERSITY OF COLORADO FUTURE EARTH US GLOBAL HUB
    1800 GRANT ST UNIT 800
    DENVER,CO80203
    N/A PC IN SUPPORT OF ANTHROPOCENE MAGAZINE'S CLIMATE PARABLES PROJECT 144,386
    UNIVERSITY OF COPENHAGEN
    NORREGADE 10
      COPENHAGENDK-1017
    DA
    N/A PC IN SUPPORT OF THE CENTER FOR APPLIED ECOLOGY 5,248,559
    Total .................................bullet 3b 11,997,899
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........
             
    4 Dividends and interest from securities.... 525990 6,834 14 378,285  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 6,470  
    8 Gain or (loss) from sales of assets other than
    inventory ............
    525990 45,338 18 2,881,009  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOTHER INCOME THROUGH K-1
    525990 -100,373 14 100,373  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. -48,201 3,366,137 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    3,317,936
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    350ORGPO BOX 843004
    BOSTON,MA02284
    N/A PC CORE FUNDING 150,000
    ADRIENNE ARSHT-ROCKEFELLER FOUNDATION RESILIENCE CENTER SCOWCROFT CENTER FO1030 15TH ST NW 12TH FLOOR
    WASHINGTON,DC20005
    N/A PC IN SUPPORT OF THE VIRTUAL REALITY PROJECT 499,240
    BIODIVERSITY FUNDERS GROUP (BFG)POST OFFICE BOX 29361
    SAN FRANCISCO,CA94129
    N/A PC MEMBERSHIP DUES 2020-2021 10,000
    CARNEGIE COUNCIL FUND170 EAST 64TH STREET
    NEW YORK,NY10065
    N/A PC IN SUPPORT OF THE C2G2 GEOENGINEERING GOVERNANCE PROGRAM 800,000
    CARNEGIE COUNCIL FUND170 EAST 64TH STREET
    NEW YORK,NY10065
    N/A PC IN SUPPORT OF AN EVALUATION OF THE CARNEGIE CLIMATE GOVERNANCE INITIATIVE (C2G) 60,000
    CARNEGIE COUNCIL FUND170 EAST 64TH STREET
    NEW YORK,NY10065
    N/A PC SUPPORT FUNDRAISER 157,426
    CLIMATEWORKS FOUNDATION235 MONTGOMERY STREET SUITE 1300
    SAN FRANCISCO,CA94104
    N/A PC IN SUPPORT OF THE OPERATION OF THE FUNDERS TABLE 50,000
    CONFLUENCE PHILANTHROPY475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    N/A PC MEMBERSHIP DUES FOR 2020-2021 5,000
    THE COUNCIL ON STRATEGIC RISKS1025 CONNECTICUT AVE NQ STE 1000
    WASHINGTON,DC20036
    N/A PC IN SUPPORT OF THE COLLABORATIVE PLAN OF ACTION FOR ECOLOGICAL SECURITY PROJECT 275,000
    ENVIRONMENTAL GRANTMAKERS ASSOCIATION475 RIVERSIDE DRIVE SUITE 960
    NEW YORK,NY10115
    N/A PC MEMBERSHIP DUES FOR 2020-2021 28,618
    EXPONENT PHILANTHROPYPO BOX 65607
    WASHINGTON,DC20035
    N/A PC TWO-YEAR MEMBERSHIP RENEWAL 3,640
    LUND UNIVERSITYJOHN ERICSSONS VAG 3
      LUND222 63
    SW
    N/A GOV COVID RELIEF ADDITION TO 2020 GRANT IN SUPPORT OF RFP 4 _ POWER MAP "MAPPING POWER STRUCTURES" 60,000
    LUND UNIVERSITYJOHN ERICSSONS VAG 3
      LUND222 63
    SW
    N/A GOV COVID RELIEF ADDITION TO 2020 GRANT IN SUPPORT OF RFP I - LITERATURE REVIEW 9,800
    KLIMABEVAEGELSENRENTEMESTERVEJ 80 FORHUSET
      COPENHAGEN2100
    DA
    N/A PC CORE FUNDING 80,000
    MERIDIAN INSTITUTEPO BOX 1829
    DILLION,CO80435
    N/A PC IN SUPPORT OF THE GLOBAL ALLIANCE FOR THE FUTURE OF FOOD'S MEMBERSHIP DUES 40,000
    NEW VENTURE FUND1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036
    N/A PC IN SUPPORT OF CLIMATE INTERACTIVE 150,000
    POST CARBON INSTITUTE800 SW WASHINGTON AVENUE SUITE 5
    CORVALLIS,OR97333
    N/A PC IN SUPPORT OF PHASE ONE OF THE COHORT 2040 PROJECT 40,000
    ROCKEFELLER PHILANTHROPY ADVISORS6 WEST 48TH STREET 10TH FLOOR
    NEW YORK,NY10016
    N/A PC IN SUPPORT OF THE WORK OF CLIMATE NEXUS ON CLIMATE SCIENCE COMMUNICATION 200,000
    ROCKEFELLER PHILANTHROPY ADVISORS6 WEST 48TH STREET 10TH FLOOR
    NEW YORK,NY10001
    N/A PC CORE FUNDING ADDITION OF COVID RELIEF IN SUPPORT OF THE WORK OF CLIMATE NEXUS 48,000
    PRESENCING INSTITUTE1770 MASSACHUSETTS AVE 221
    CAMBRIDGE,MA02140
    N/A PC IN SUPPORT OF THE U.SCHOOL FOR TRANSFORMATION 150,000
    RESILIENCE ALLIANCEPO BOX 875502
    TEMPE,AZ85287
    N/A PC IN SUPPORT OF THE STRENGTHENING THE THEORETICAL BASIS OF RESILIENCE IN PRACTICE PROJECT 94,875
    THE SCHUMACHER INSTITUTECREATE CENTRE SMEATON ROAD
      BRISTOLBS1 6XN
    UK
    N/A PC IN SUPPORT OF THE "RAISING GLOBAL DIALOGUE ON COLLAPSE ANTICIPATION" PROJECT 90,522
    EVOLUTION INSTITUTE10627 MACHRIHANISH CIRCLE
    SAN ANTONIO,FL33576
    N/A PC IN SUPPORT OF THE CONSEQUENCES OF CRISIS PROJECT; SESHAT GLOBAL HISTORY DATABANK 126,730
    STOCKHOLM RESILIENCE CENTRE STOCKHOLM UNIVERSITYKRAFTRIKET 2B
      STOCKHOLMSE-10691
    SW
    N/A GOV IN SUPPORT OF THE STOCKHOLM RESILIENCE CENTER, MAPPING THE IMPACTS OF ECOLOGICAL TIPPING POINTS PROJECT 90,751
    UNIVERSITY OF CAMBRIDGE16 MILL LANE
      CAMBRIDGECB2 1SB
    UK
    N/A PC IN SUPPORT OF THE LARGER "NARRATING THE ECOLOGICAL META-CRISIS" PROJECT 134,397
    UNIVERSITY OF CAMBRIDGETRUMPINGTON STREET
      CAMBRIDGECB2 1PZ
    UK
    N/A PC COVID RELIEF ADDITION TO 2020 GRANT IN SUPPORT OF THE C-THRU PROPOSAL 124,000
    UNIVERSITY OF CAMBRIDGETRUMPINGTON STREET
      CAMBRIDGECB2 1PZ
    UK
    N/A PC IN SUPPORT OF THE C-THRU PROPOSAL 1,369,616
    US CLIMATE ACTION NETWORK50 F STREET NW 8TH FLOOR
    WASHINGTON,DC20001
    N/A PC CORE FUNDING & COVID RELIEF FUNDS 57,500
    US CLIMATE ACTION NETWORK50 F STREET NW 8TH FLOOR
    WASHINGTON,DC20001
    N/A PC IN SUPPORT OF US CAN'S STRATEGY DEVELOPMENT WORK 25,000
    UNIVERSITY OF COLORADO FUTURE EARTH US GLOBAL HUB1800 GRANT ST UNIT 800
    DENVER,CO80203
    N/A PC IN SUPPORT OF ANTHROPOCENE MAGAZINE'S CLIMATE PARABLES PROJECT 144,386
    UNIVERSITY OF COPENHAGENNORREGADE 10
      COPENHAGENDK-1017
    DA
    N/A PC IN SUPPORT OF THE CENTER FOR APPLIED ECOLOGY 261,244
    THE UNIVERSITY OF SYDNEYRESEARCH OFFICE LEVEL 3 F23
    ADMINISTRATION BUILDING
      CAMPERDOWNNSW 2050
    AS
    N/A PC IN SUPPORT OF ELEMENTS OF THE "TRANSFORMING FUTURE IMAGINARIES FROM THE GROUND UP" PROJECT 200,000
    Total ...............................bullet 3a 5,535,745
    bApproved for future payment
    350ORGPO BOX 843004
    BOSTON,MA02284
    N/A PC CORE FUNDING 150,000
    CARNEGIE COUNCIL FUND170 EAST 64TH STREET
    NEW YORK,NY10065
    N/A PC CORE FUNDING FOR C2G 300,000
    CARNEGIE COUNCIL FUND170 EAST 64TH STREET
    NEW YORK,NY10065
    N/A PC SUPPORT FUNDRAISER 276,413
    LUND UNIVERSITYJOHN ERICSSONS VAG 3
      LUND222 63
    SW
    N/A GOV IN SUPPORT OF RFP 4 _ POWER MAP "MAPPING POWER STRUCTURES" 667,289
    INSTITUTE FOR PUBLIC POLICY RESEARCH14 BUCKINGHAM STREET GROUND FLOOR
    LONDON   WC2N 6DF
    UK
    N/A PC IN SUPPORT OF CONTINUED FUNDING FOR THE COHORT 2040 PROJECT AS DESCRIBED IN THE PROPOSAL SUBMITTED BY LAURIE-LAYBOURN-LANGTON AS OF NOVEMBER 2020 210,000
    PRESENCING INSTITUTE1770 MASSACHUSETTS AVE 221
    CAMBRIDGE,MA02140
    N/A PC IN SUPPORT OF THE U.SCHOOL FOR TRANSFORMATION 150,000
    RESILIENCE ALLIANCEPO BOX 875502
    TEMPE,AZ85287
    N/A PC IN SUPPORT OF THE STRENGTHENING THE THEORETICAL BASIS OF RESILIENCE IN PRACTICE PROJECT 202,102
    THE SCHUMACHER INSTITUTECREATE CENTRE SMEATON ROAD
      BRISTOLBS1 6XN
    UK
    N/A PC IN SUPPORT OF THE "RAISING GLOBAL DIALOGUE ON COLLAPSE ANTICIPATION" PROJECT 71,385
    EVOLUTION INSTITUTE10627 MACHRIHANISH CIRCLE
    SAN ANTONIO,FL33576
    N/A PC IN SUPPORT OF THE CONSEQUENCES OF CRISIS PROJECT; SESHAT GLOBAL HISTORY DATABANK 135,252
    STOCKHOLM RESILIENCE CENTRE STOCKHOLM UNIVERSITYKRAFTRIKET 2B
      STOCKHOLMSE-10691
    SW
    N/A GOV IN SUPPORT OF THE STOCKHOLM RESILIENCE CENTER, MAPPING THE IMPACTS OF ECOLOGICAL TIPPING POINTS PROJECT 206,384
    THE COUNCIL ON STRATEGIC RISKS1025 CONNECTICUT AVE NW STE 1000
    WASHINGTON,DC20036
    N/A PC IN SUPPORT OF THE COLLABORATIVE PLAN OF ACTION FOR ECOLOGICAL SECURITY PROJECT 550,000
    GLOBAL ECOVILLAGE NETWORK INTERNATIONALTHE PARK FORRES MORAY
      SCOTLANDIV36 3TZ
    UK
    N/A PC IN SUPPORT OF THE ECOVILLAGES 2.5+ PROJECT 531,909
    PLAYERS PHILANTHROPY FUND1122 KENILWORTH DRIVE ROOM 201
    TOWSON,MD21204
    N/A PC IN SUPPORT OF FACULTY FOR THE FUTURE 1,009,387
    TMP PUBLIC CIC15 THIRSK ROAD
      BICESTEROX261ED
    UK
    N/A PC IN SUPPORT OF THE CLIMATE RISK AND CRISIS IN THE VERY NEAR FUTURE PROJECT 673,000
    UNIVERSITY OF CAMBRIDGE16 MILL LANE
      CAMBRIDGECB2 1SB
    UK
    N/A PC IN SUPPORT OF THE LARGER "NARRATING THE ECOLOGICAL META-CRISIS" PROJECT 72,367
    UNIVERSITY OF CAMBRIDGETRUMPINGTON STREET
      CAMBRIDGECB2 1SB
    UK
    N/A PC IN SUPPORT OF THE C-THRU PROPOSAL 1,399,466
    UNIVERSITY OF COLORADO FUTURE EARTH US GLOBAL HUB1800 GRANT ST UNIT 800
    DENVER,CO80203
    N/A PC IN SUPPORT OF ANTHROPOCENE MAGAZINE'S CLIMATE PARABLES PROJECT 144,386
    UNIVERSITY OF COPENHAGENNORREGADE 10
      COPENHAGENDK-1017
    DA
    N/A PC IN SUPPORT OF THE CENTER FOR APPLIED ECOLOGY 5,248,559
    Total ................................bullet 3b 11,997,899
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    V KANN RASMUSSEN FOUNDATION
     
    Employer identification number

    46-2283123
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    V KANN RASMUSSEN FOUNDATION
     
    Employer identification number
    46-2283123
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    1
    VILLIUM FONDEN
     
    TOBAKSVEJEN 10
     
    SOBORG,     DA

    $ 5,562,450


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    V KANN RASMUSSEN FOUNDATION
     
    Employer identification number

    46-2283123
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    V KANN RASMUSSEN FOUNDATION
     
    Employer identification number

    46-2283123
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2020 AccountingFeesSchedule
    Name:
    V KANN RASMUSSEN FOUNDATION
    EIN:
    46-2283123
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DEMASCO, SENA & JAHELKA - BOOKKEEPING 20,829 0   20,829
    PKF O'CONNOR DAVIES LLP - AUDIT AND TAX 68,075 0   68,075
    MISCELLANEOUS ACCOUNTING FEES 441 0   441

    TY 2020 GeneralExplanationAttachment
    Name:
    V KANN RASMUSSEN FOUNDATION
    EIN:
    46-2283123
    Identifier Return Reference Explanation
    SUPPLEMENTARY INFORMATION FORM 990-PF, PART XV, LINE 2 OUR CURRENT PROGRAM AREAS:THE URGENCY OF DEALING WITH CLIMATE CHANGE, UNSUSTAINABLE CONSUMPTION, AND LOSS OF BIODIVERSITY ARE THE OVERALL THEMES FOR THE V. KANN RASMUSSEN FOUNDATION. WE PRIMARILY WORK IN THE UNITED STATES, BUT ONLY ON NATIONAL AND INTERNATIONAL LEVEL ISSUES. ANY NON-US FUNDING MUST BE MULTINATIONAL IN SCOPE AND NOT FOCUS ON ANY SPECIFIC COUNTRY, REGION, OR CONTINENT.WE FAVOR PROJECTS THAT:-TAKE STOCK OF THE SCALE OF ENVIRONMENTAL PROBLEMS-USE A SYSTEMS APPROACH TO ACHIEVE CHANGE-LINK POLICY, ADVOCACY, AND PRACTICAL SOLUTION-HAVE INTERNATIONAL SIGNIFICANCE AND PERSPECTIVE, EVEN IF US BASED-ARE BASED ON ORIGINAL THINKING AND CREATIVE IDEASOUR TYPICAL GRANTEES ARE SMALL OR MIDSIZE ORGANIZATIONS WITH DEMONSTRATED LEADERSHIP IN DEVELOPING STRATEGY, COMMUNICATING VISION, AND WITH EFFECTIVE PROJECT PERFORMANCE. WE DO NOT PROVIDE CORE FUNDING. CURRENTLY, WE ONLY EVALUATE PROJECTS THAT FALL WITHIN ONE OF THE FOLLOWING CATEGORIES:CULTURAL RESILIENCE AND GLOBAL LEADERSHIP UNDER THE CONDITIONS OF ENVIRONMENTAL BREAKDOWN-DEVELOPMENT OF SYSTEMS-LEVEL RESPONSES TO ECOLOGICAL, ECONOMIC, AND SOCIAL STRESSES/DESTABILIZATION/COLLAPSE-FURTHERANCE OF RESEARCH RELATED TO OUR PSYCHOLOGICAL AND SOCIAL CAPACITIES FOR DEALING WITH SERIOUS CLIMATE CHANGE, TIPPING POINTS, AND THE COLLAPSE OF NATURAL SYSTEMS-EXPLORATION OF SOCIOCULTURAL TRANSFORMATIONS AND STRATEGIC PLANNING FRAMEWORKS THAT CAN ENHANCE MITIGATION UNDER THE CONDITIONS OF ENVIRONMENTAL BREAKDOWN-DEVELOPMENT OF LEADERSHIP TOOLS AND PRACTICES THAT CAN BE WIDELY AND RAPIDLY ADOPTED UNDER THE CONDITIONS OF ENVIRONMENTAL BREAKDOWNINFRASTRUCTURE AND COMMUNICATIONS SUPPORT TO THE CLIMATE MOVEMENT-SUPPORT OF YOUNG ADVOCATES TO BECOME FUTURE MOVEMENT LEADERS-NETWORK-BUILDING, COORDINATION, AND KNOWLEDGE SHARING ACROSS DISCIPLINES AND MOVEMENTS-TOOLS TO ENSURE THE WIDEST PUBLIC COMMUNICATION AND UNDERSTANDING OF CLIMATE SCIENCEPETROCHEMICALS AND CLIMATE -ANALYSIS OF DATA AND AUDITING OF LIFE-CYCLE GREENHOUSE GAS EMISSIONS ORIGINATING FROM THE PRODUCTION OF PETROCHEMICALS AND THE MANUFACTURING OF PRODUCTS FROM THEMTHE NEED FOR GOVERNANCE OF CLIMATE GEOENGINEERING IN ADDITION, THE FOUNDATION HAS A NUMBER OF ONGOING MULTIYEAR GRANTS THAT RELATE TO THE URGENT NEED FOR GOVERNANCE AND LEGAL FRAMEWORKS RELATED TO RESEARCH AND DEPLOYMENT OF CLIMATE GEOENGINEERING.VKRF DOES NOT FUND:- FOR-PROFIT ORGANIZATIONS- GENERAL OPERATIONS OF WELL-ESTABLISHED NGO PROGRAMS- LARGE MEMBERSHIP ORGANIZATIONS- CANDIDATES FOR POLITICAL OFFICE- US PROJECTS WITH A SPECIFIC LOCAL, STATE, OR REGIONAL FOCUS (EXCEPTION: GREENWOOD AREA, SC)- NON-US PROJECTS FOCUSED ON SINGLE COUNTRIES OR SPECIFIC CONTINENTS.- CONSERVATIVE PROJECTS FOCUSED ON ONE SINGLE SPECIES- GOVERNMENT ORGANIZATIONS- INDIVIDUAL SCHOLARSHIPS OR OTHER INDIVIDUAL SUPPORT- BOOK OR MAGAZINE PUBLISHING- FILM, TV, RADIO, OR VIDEO PROJECTS- MEDICAL RESEARCH- HEALTH CARE- LARGE UNIVERSITY RESEARCH PROGRAMS- ORGANIZATIONS WHOSE JOB IT IS TO RE-GRANT FUNDING RECEIVED- CAPITAL CONSTRUCTION OR ENDOWMENT CAMPAIGNS- BENEFITS OR ANNUAL FUND-RAISING CAMPAIGNSGUIDELINES FOR SUBMITTING LETTERS OF INQUIRY:VKRF NORMALLY HAS TWO ANNUAL OPEN SUBMISSIONS FOR A TWO-PAGE LETTER OF INQUIRY (LOI), SUPPLEMENTED BY A MAXIMUM TWO-PAGE BUDGET AND A COPY OF APPLICANT'S 501(C)3 CERTIFICATION. BASED ON THE BOARD'S EVALUATION OF LOIS, A VERY LIMITED NUMBER OF APPLICANTS WILL BE INVITED TO SEND IN A FULL PROPOSAL. THE REVIEW PROCESS IS COMPLETED EIGHT TO TEN WEEKS FROM THE DEADLINE.VKRF TYPICALLY RECEIVES UP TO 100+ LOIS BY THE SUBMISSION DEADLINE. OF THESE, ONLY TEN TO TWENTY CAN BE INVITED TO SUBMIT A FULL PROPOSAL. UNFORTUNATELY, THIS MEANS THAT MANY WORTHY PROJECTS WILL NOT RECEIVE FUNDING IN ANY GIVEN ROUND. DUE TO THE VOLUME OF LOIS RECEIVED, THE VKRF STAFF MEMBERS DO NOT HAVE THE ABILITY TO OFFER FEEDBACK EXCEPT FOR THOSE INVITED TO SUBMIT A FULL PROPOSAL. PLEASE BE AWARE THAT EACH APPLICANT IS LIMITED TO SUBMITTING A MAXIMUM OF TWO LOIS. ALL APPLICANTS MUST HAVE A US 501(C)(3) CERTIFICATION AND AUDITED FINANCIAL STATEMENTS. IN CERTAIN CASES, VKRF WILL ACCEPT A FISCAL AGENT READY TO TAKE FULL FINANCIAL RESPONSIBILITY FOR A PROJECT. DO NOT APPLY IF YOU OR YOUR FISCAL AGENT DO NOT HAVE THE 501(C)(3) STATUS OR AUDITED FINANCIAL STATEMENTS. BE SURE TO SCROLL DOWN ON THE VERTICAL BAR ON THE RIGHT SIDE OF THIS SCREEN TO READ ALL OF THE APPLICATION REQUIREMENTS LISTED BELOW.THE TWO-PAGE LETTER OF INQUIRY MUST INCLUDE THE FOLLOWING:1. ORGANIZATION NAME, PROJECT TITLE, A CONTACT NAME, MAILING ADDRESS, TELEPHONE, FAX, E-MAIL, AND WEBSITE ADDRESS2. A 100-WORD ABSTRACT OF THE PROPOSAL (WHAT IS THIS ABOUT, WHY IS THIS IMPORTANT)3. A DESCRIPTION OF THE PROJECT: BACKGROUND, SPECIFIC OBJECTIVES, APPROACH, AND ANTICIPATED RESULTS WITH APPROPRIATE CITATIONS OF SCHOLARLY LITERATURE, REPORTS, AND CASE STUDIES TO JUSTIFY ANY ASSUMPTIONS. PLEASE DO NOT INCLUDE HYPERLINKS. IF NECESSARY, WE PREFER REFERENCE TO A URL.LIST OF REFERENCES CITED ARE OUTSIDE OF THE PAGE LIMIT. REFERENCES (FULL COPIES OF PAPERS, REPORTS, PRESS MENTIONS, CASE STUDIES CITED, LIST OF MEMBERS, ETC.) SHOULD BE AVAILABLE AS PDFS ON REQUEST.IN ADDITION, PLEASE INCLUDE (MAXIMUM OF 3 PAGES TOTAL):1. A SIMPLE LINE ITEM BUDGET, WITH PROJECTED BUDGET FOR THE WHOLE ORGANIZATION AND FOR THE SPECIFIC PROJECT;2. A COMPLETE LIST OF SECURED AND POTENTIAL FUNDING SOURCES FOR THE ORGANIZATION AND PROJECT (GRANTS RECEIVED, REQUESTS PENDING, PLANNED PROPOSAL SUBMISSIONS, EARNED INCOME, ETC.)3. A COPY OF THE APPLICANT OR FISCAL SPONSOR'S 501(C)(3) DETERMINATION LETTER FROM THE IRS. PLEASE NOTE: IF THE APPLICANT IS A 501(C)(3) BUT WILL NOT BE ABLE TO PROVIDE RECENT AUDITED FINANCIALS, A FISCAL SPONSOR SHOULD BE USED. CONTACT A VKRF STAFF MEMBER FOR GUIDANCE AND/OR A COPY OF THE REQUIRED FISCAL SPONSOR AGREEMENT.NO ADDITIONAL MATERIALS OR INFORMATION SHOULD BE INCLUDED.PLEASE ADHERE TO THE PAGE LIMITS AS DESCRIBED.PLEASE FORWARD THE LOI AS ONE DOCUMENT IN LETTER PAPER FORMAT (8.5 X11") WITH MINIMUM MARGINS OF 0.8 INCHES USING NO LESS THAN 11 POINT FONT TO GRANTS@VKRF.ORG. THE 501(C)(3) LETTER MAY BE A SEPARATE FILE ATTACHED TO THE SAME EMAIL. DOCUMENT FILE NAMES AND EMAIL SUBJECT LINES SHOULD INCLUDE THE NAME OF YOUR ORGANIZATION. DO NOT FORWARD TO INDIVIDUAL STAFF MEMBERS.LOIS THAT DO NOT FOLLOW THIS FORMAT WILL NOT BE CONSIDERED.

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    V KANN RASMUSSEN FOUNDATION
    EIN:
    46-2283123
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABBOTT LABORATORIES (002824BB5) 110,000 UNITS 118,256 118,256
    ABBVIE INC (00287YBX6) 110,000 UNITS 119,464 119,464
    AFRICAN DEVELOPMENT BANK (008281BC0) 110,000 UNITS 110,872 110,872
    AIR PRODUCTS & CHEMICALS (009158AY2) 45,000 UNITS 46,224 46,224
    ALEXANDRIA REAL ESTATE (015271AU3) 45,000 UNITS 54,821 54,821
    AMERICAN EXPRESS CO (025816CG2) 120,000 UNITS 126,437 126,437
    AMERICAN HONDA FINANCE MEDIUM TERM NOTE (02665WDC2) 50,000 UNITS 51,315 51,315
    AMERICAN TOWER CORP (03027XAM2) 45,000 UNITS 48,277 48,277
    AMERICAN TOWER CORP (03027XBL3) 12,000 UNITS 12,127 12,127
    AON CORP (037389BE2) 110,000 UNITS 115,480 115,480
    APPLE INC (037833BU3) 135,000 UNITS 140,203 140,203
    AT&T INC (00206RCT7) 100,000 UNITS 112,399 112,399
    BANK OF AMERICA CORP MEDIUM TERM NOTE (06051GJF7) 190,000 UNITS 184,728 184,728
    BANK OF MONTREAL (06368EA36 ) 180,000 UNITS 180,648 180,648
    BANK OF NOVA SCOTIA CONVERTIBLE (064159YM2) 150,000 UNITS 150,315 150,315
    BNY MELLON CORP MEDIUM TERM NOTE (06406RAL1) 170,000 UNITS 178,145 178,145
    BOSTON PROPERTIES LP (10112RAY0) 45,000 UNITS 48,056 48,056
    CITIGROUP INC (172967LP4) 110,000 UNITS 121,317 121,317
    COMCAST CORP (20030NCT6) 125,000 UNITS 144,695 144,695
    CVS HEALTH CORP (126650CX6) 100,000 UNITS 114,891 114,891
    DTE ELECTRIC CO (23338VAK2) 60,000 UNITS 61,519 61,519
    EVERSOURCE ENERGY (30040WAK4) 120,000 UNITS 114,846 114,846
    GOLDMAN SACHS GROUP INC (38141GWL4) 105,000 UNITS 115,932 115,932
    HOME DEPOT INC (437076BM3) 115,000 UNITS 125,372 125,372
    JPMORGAN CHASE & CO (46647PCC8) 169,000 UNITS 173,451 173,451
    LINCOLN NATIONAL CORP (534187BJ7) 30,000 UNITS 32,020 32,020
    LOWE'S COS INC (548661DM6) 90,000 UNITS 95,476 95,476
    MASTERCARD INC (57636QAR5) 130,000 UNITS 143,797 143,797
    MERCK & CO INC (58933YAX3) 125,000 UNITS 140,085 140,085
    MICROSOFT CORP (594918BX1) 220,000 UNITS 232,654 232,654
    MORGAN STANLEY MEDIUM TERM NOTE (61744YAH1) 85,000 UNITS 86,896 86,896
    NEXTERA ENERGY CAPITAL (65339KBG4) 110,000 UNITS 116,912 116,912
    NIKE INC (654106AJ2) 135,000 UNITS 145,504 145,504
    NORTHERN STATES PWR-MINN (665772CK3) 100,000 UNITS 103,089 103,089
    NOVARTIS CAPITAL CORP (66989HAJ7) 100,000 UNITS 108,454 108,454
    PRUDENTIAL FINANCIAL INC MEDIUM TERM NOTE (74432QBZ7) 100,000 UNITS 108,290 108,290
    PUBLIC SERVICE ENTERPRISE GROUP (744573AN6) 90,000 UNITS 95,426 95,426
    ROYAL BANK OF CANADA MEDIUM TERM NOTE (78015K7D0) 175,000 UNITS 179,342 179,342
    SEMPRA ENERGY (816851BA6) 110,000 UNITS 119,319 119,319
    SIMON PROPERTY GROUP LP (CUSIP: 828807CS4) 125,000 UNITS 134,486 134,486
    STARBUCKS CORP (855244AK5) 75,000 UNITS 78,929 78,929
    TARGET CORP (87612EBL9) 110,000 UNITS 115,555 115,555
    THERMO FISHER SCIENTIFIC (883556CF7) 105,000 UNITS 116,416 116,416
    TORONTO-DOMINION BANK MEDIUM TERM NOTE (89114QCJ5) 150,000 UNITS 150,153 150,153
    UNION PACIFIC CORP (907818FB9) 85,000 UNITS 95,663 95,663
    UNITED PARCEL SERVICE INC (911312BR6) 125,000 UNITS 140,411 140,411
    UNITEDHEALTH GROUP INC (91324PCP5) 155,000 UNITS 171,985 171,985
    VERIZON COMMUNICATIONS INC (92343VFL3) 100,000 UNITS 95,548 95,548
    WALT DISNEY COMPANY (254687FL5) 168,000 UNITS 169,821 169,821

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    V KANN RASMUSSEN FOUNDATION
    EIN:
    46-2283123
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBOTT LABORATORIES (ABT) 389 SHARES 45,097 45,097
    ABBVIE INC (ABBV) 632 SHARES 71,188 71,188
    ACCENTURE PLC CLA (ACN) 349 SHARES 102,882 102,882
    ACCENTURE PLC CLASS A (CAN) 189 SHARES 55,719 55,719
    ACUITY BRANDS HOLDING COMPANY INC (AYI) 169 SHARES 31,608 31,608
    ADOBE INC (ADBE) 206 SHARES 120,642 120,642
    ADOBE INC (ADBE) 450 SHARES 263,538 263,538
    ADVANCED MICRO DEVICES INC COM (AMD) 210 SHARES 19,725 19,725
    AECOM (ACM) 105 SHARES 6,649 6,649
    AFLAC INCORPORATED (AFL) 1,538 SHARES 82,529 82,529
    AGCO CORPORATION (AGCO) 52 SHARES 6,780 6,780
    AIR LEASE CORPORATION (AL) 310 SHARES 12,939 12,939
    ALEXANDRIA REAL ESTATE EQUITIES INC (ARE) 140 SHARES 25,472 25,472
    ALEXION PHARMACEUTICALS INC COM (ALXN) 20 SHARES 3,674 3,674
    ALLSTATE CORP (ALL) 1,027 SHARES 133,962 133,962
    ALPHABET INC CL A (GOOGL) 122 SHARES 297,898 297,898
    ALPHABET INC CL A (GOOGL) 75 SHARES 183,134 183,134
    ALPHABET INC CL C (GOOG) 64 SHARES 160,404 160,404
    AMAZON.COM INC (AMZN) 71 SHARES 244,251 244,251
    AMAZON.COM INC (AMZN) 89 SHARES 306,174 306,174
    AMERICAN TOWER CORP (AMT) 1,001 SHARES 270,410 270,410
    AMERICAN WATER WORKS COMPANY INC (AWK) 123 SHARES 18,958 18,958
    AMGEN INC COM (AMGN) 176 SHARES 42,900 42,900
    ANALOG DEVICES INC (ADI) 44 SHARES 7,575 7,575
    ANALOG DEVICES INC (ADI) 988 SHARES 170,094 170,094
    ANTHEM INC (ANTM) 117 SHARES 44,671 44,671
    APPLE INC (AAPL) 2,766 SHARES 378,831 378,831
    ARROW ELECTRICS COMMON (ARW) 620 SHARES 70,575 70,575
    AT&T INC (T) 1,028 SHARES 29,586 29,586
    ATHENE HOLDING LTD CL A (ATH) 725 SHARES 48,938 48,938
    AUTODESK COM (ADSK) 56 SHARES 16,346 16,346
    AUTODESK COM (ADSK) 617 SHARES 180,102 180,102
    BANK OF AMERICA CORPORATION (BAC) 2,504 SHARES 103,240 103,240
    BANK OF NEW YORK MELLON CORPORATION (BK) 967 SHARES 49,539 49,539
    BECTON DICKINSON & CO COM (BDX) 63 SHARES 15,321 15,321
    BEST BUY COMPANY INC (BBY) 96 SHARES 11,038 11,038
    BIO RAD LABORATORIES INC CLASS A (BIO) 289 SHARES 186,200 186,200
    BIO RAD LABORATORIES INC CLASS A (BIO) 73 SHARES 47,033 47,033
    BIOGEN INC (BIIB) 112 SHARES 38,782 38,782
    BLOCK INC CL A (SQ) 703 SHARES 171,391 171,391
    BORG WARNER INC COM (BWA) 141 SHARES 6,844 6,844
    BRISTOL-MYERS SQUIBB CO (BMY) 761 SHARES 50,850 50,850
    CADENCE DESIGN SYSTEM INC (CDNS) 1,463 SHARES 200,168 200,168
    CAPITAL ONE FINANCIAL CORP (COF) 246 SHARES 38,054 38,054
    CBRE GROUP INC (CBRE) 66 SHARES 5,658 5,658
    CHEGG INC (CHGG) 1,211 SHARES 100,646 100,646
    CHUBB LTD (CB) 223 SHARES 35,444 35,444
    CHURCH & DWIGHT CO INC (CHD) 483 SHARES 41,161 41,161
    CIGNA CORP (CI) 542 SHARES 128,492 128,492
    CISCO SYSTEMS INC (CSCO) 1,867 SHARES 98,951 98,951
    CITIGROUP INC (C) 1,281 SHARES 90,631 90,631
    CITRIX SYSTEMS INC COM (CTXS) 135 SHARES 15,831 15,831
    COGNIZANT TECHNOLOGY SOLUTIONS CORP (CTSH) 127 SHARES 8,796 8,796
    COMCAST CORP CLASS A (CMCSA) 1,320 SHARES 75,266 75,266
    CONAGRA BRANDS INC. (CAG) 979 SHARES 35,616 35,616
    CONSOLIDATED EDISON INCORPORATED (ED) 136 SHARES 9,754 9,754
    CONSTELLATION BRANDS INC CL A (STZ) 42 SHARES 9,823 9,823
    CUMMINS INC COM (CMI) 316 SHARES 77,044 77,044
    CVS HEALTH CORPORATION (CVS) 902 SHARES 75,263 75,263
    DANAHER CORP COM (DHR) 1,028 SHARES 275,874 275,874
    DANAHER CORP COM (DHR) 86 SHARES 23,079 23,079
    DARLING INGREDIENTS INC (DAR) 478 SHARES 32,265 32,265
    DEERE & CO COMMON (DE) 19 SHARES 6,701 6,701
    DELL TECHNOLOGIES INC CL C (DELL) 476 SHARES 47,443 47,443
    DYNATRACE INC (DT) 3,866 SHARES 225,852 225,852
    EBAY INC COM (EBAY) 509 SHARES 35,737 35,737
    ECOLAB INC COM (ECL) 593 SHARES 122,140 122,140
    EDWARDS LIFESCIENCES CORP COM (EW) 1,540 SHARES 159,498 159,498
    EDWARDS LIFESCIENCES CORP COM (EW) 98 SARES 10,150 10,150
    ENPHASE ENERGY INC (ENPH) 49 SHARES 8,998 8,998
    EQUITABLE HOLDINGS INC (EQH) 137 SHARES 4,172 4,172
    ESSENTIAL UTILITIES INC (WTRG) 408 SHARES 18,646 18,646
    ETSY INC (ETSY) 10 SHARES 2,058 2,058
    ETSY INC (ETSY) 753 SHARES 154,998 154,998
    EVEREST RE GROUP LTD COM (RE) 27 SHARES 6,804 6,804
    EXPEDITORS INTL WASH INC COM (EXPD) 254 SHARES 32,156 32,156
    FIFTH THIRD BANCORP COM (FITB) 183 SHARES 6,996 6,996
    FIRST AMERICAN FINANCIAL CORPORATION (FAF) 60 SHARES 3,741 3,741
    FIRST SOLAR INC (FSLR) 322 SHARES 29,144 29,144
    FISERV INC (FISV) 276 SHARES 29,502 29,502
    FMC CORPORATION COMMON NEW (FMC) 382 SHARES 41,332 41,332
    FORTIVE CORP (FTV) 2,429 SHARES 169,398 169,398
    GENERAL DYNAMICS CORP COM (GD) 91 SHARES 17,132 17,132
    GENERAL MILLS INC (GIS) 862 SHARES 52,522 52,522
    GENERAL MOTORS COMPANY (GM) 654 SHARES 38,697 38,697
    GENWORTH FINANCIAL INC CLASS A (GNW) 1,807 SHARES 7,047 7,047
    GILEAD SCIENCES INC COM (GILD) 60 SHARES 4,132 4,132
    GOLDMAN SACHS GROUP INC COM (GS) 249 SHARES 94,503 94,503
    HARTFORD FINANCIAL SERVICES GROUP INCORPORATED (HIG) 281 SHARES 17,414 17,414
    HEWLETT PACKARD ENTERPRISE COMPANY (HPE) 4,735 SHARES 69,036 69,036
    HOLOGIC INC COM (HOLX) 251 SHARES 16,747 16,747
    HOME DEPOT INC COM (HD) 479 SHARES 152,748 152,748
    HP INC (HPQ) 1,100 SHARES 33,209 33,209
    HUNTSMAN CORPORATION (HUN) 615 SHARES 16,310 16,310
    IDEXX LABS COMMON (IDXX) 464 SHARES 293,039 293,039
    INTEL CORP COM (INTC) 1,975 SHARES 110,877 110,877
    INTERNATIONAL BUSINESS MACHINES CORP (IBM) 435 SHARES 63,767 63,767
    INTUIT INC COM (INTU) 594 SHARES 291,161 291,161
    INTUIT INC COM (INTU) 72 SHARES 35,292 35,292
    INVESCO LIMITED (IVZ) 350 SHARES 9,356 9,356
    JABIL INC (JBL) 130 SHARES 7,556 7,556
    JACOBS ENGINEERING GROUP INC COM (J) 84 SHARES 11,207 11,207
    JOHNSON & JOHNSON (JNJ) 830 SHARES 136,734 136,734
    JONES LANG LASALLE INC COM (JLL) 82 SHARES 16,028 16,028
    JPMORGAN CHASE & CO (JPM) 238 SHARES 37,019 37,019
    JUNIPER NETWORKS INC (JNPR) 25 SHARES 684 684
    KB HOME COM (KBH) 1,686 SHARES 68,654 68,654
    KEURIG DR PEPPER INC (KDP) 662 SHARES 23,329 23,329
    KNIGHT-SWIFT TRANSPORTATION HOLDINGS (KNX) 521 SHARES 23,685 23,685
    KROGER COMPANY COMMON (KR) 1,257 SHARES 48,156 48,156
    L3 HARRIS TECHNOLOGIES INC (LHX) 162 SHARES 35,016 35,016
    LEIDOS HOLDINGS, INC (LDOS) 115 SHARES 11,627 11,627
    LINCOLN NATIONAL CORP COMMON (LNC) 423 SHARES 26,581 26,581
    LOCKHEED MARTIN CORPORATION COM (LMT) 10 SHARES 3,784 3,784
    LOUISIANA PAC CORP (LPX) 87 SHARES 5,245 5,245
    MARVELL TECHNOLOGY INC (MRVL) 3,749 SHARES 218,679 218,679
    MARVELL TECHNOLOGY INC (MRVL) 567 SHARES 33,073 33,073
    MASTERCARD INC CLASS A (MA) 27 SHARES 9,857 9,857
    MEDTRONIC PLC (MDT) 470 SHARES 58,341 58,341
    MERCK & COMPANY INC (MRK) 1,455 SHARES 113,155 113,155
    META PLATFORMS, INC-A (FB) 503 SHARES 174,898 174,898
    METLIFE INCORPORATED (MET) 848 SHARES 50,753 50,753
    MICRON TECHNOLOGY INC COM (MU) 178 SHARES 15,126 15,126
    MICROSOFT CORP (MSFT) 1,254 SHARES 339,709 339,709
    MICROSOFT CORP (MSFT) 1,676 SHARES 454,028 454,028
    MINERAL TECH INC COM (MTX) 74 SHARES 5,822 5,822
    MODERNA INC (MRNA) 40 SHARES 9,399 9,399
    MONDELEZ INTERNATIONAL INC (MDLZ) 124 SHARES 7,743 7,743
    MONOLITHIC POWER SYSTEMS INC (MPWR) 482 SHARES 180,003 180,003
    MORGAN STANLEY GROUP INC (MS) 488 SHARES 44,745 44,745
    MSCI INC CLASS A (MSCI) 351 SHARES 187,111 187,111
    NAVIENT CORP (NAVI) 670 SHARES 12,951 12,951
    NETFLIX INC. (NFLX) 18 SHARES 9,508 9,508
    NEXSTAR MEDIA GROUP, INC. (NXST) 46 SHARES 6,802 6,802
    NIKE INC CL B (NKE) 1,259 SHARES 194,503 194,503
    NVIDIA CORP COM (NVDA) 183 SHARES 146,418 146,418
    NVIDIA CORP COM (NVDA) 251 SHARES 200,825 200,825
    ORACLE CORPORATION COM (ORCL) 761 SHARES 59,236 59,236
    ORGANON & CO (OGN) 145 SHARES 4,388 4,388
    PACCAR INC COM (PCAR) 32 SHARES 2,856 2,856
    PAYPAL HOLDINGS INC (PYPL) 281 SHARES 81,906 81,906
    PERKINELMER INC COM (PKI) 49 SHARES 7,566 7,566
    PFIZER INC (PFE) 611 SHARES 23,927 23,927
    PPG INDUSTRIES COMMON (PPG) 41 SHARES 6,961 6,961
    PRINCIPAL FINANCIAL GROUP COMMON (PFG) 318 SHARES 20,094 20,094
    PROCTER & GAMBLE CO COM (PG) 67 SHARES 9,040 9,040
    PROLOGIS INCORPORATED (PLD) 46 SHARES 5,498 5,498
    QUALCOMM INC COM (QCOM) 179 SHARES 25,584 25,584
    QUANTA SERVICES INC COM (PWR) 190 SHARES 17,208 17,208
    QUIDEL CORPORATION (QDEL) 40 SHARES 5,125 5,125
    QURATE RETAIL, INC. SERIES A (QRTEA) 1,488 SHARES 19,478 19,478
    RAYTHEON TECHNOLOGIES CORP (RTX) 149 SHARES 12,711 12,711
    REGENERON PHARMACEUTICALS INC (REGN) 101 SHARES 56,413 56,413
    SALESFORCE.COM INC (CRM) 347 SHARES 84,762 84,762
    SERVICENOW INC (NOW) 390 SHARES 214,325 214,325
    SERVICENOW INC (NOW) 91 SHARES 50,009 50,009
    SHERWIN WILLIAMS CO COM (SHW) 33 SHARES 8,991 8,991
    SLM CORP COM (SLM) 1,563 SHARES 32,729 32,729
    SOLAREDGE TECHNOLOGIES INC (SEDG) 22 SHARES 6,080 6,080
    STANLEY BLACK & DECKER INC (SWK) 53 SHARES 10,864 10,864
    STARBUCKS CORP COM (SBUX) 1,233 SHARES 137,862 137,862
    STATE STREET CORP (STT) 644 SHARES 52,988 52,988
    SUNRUN INC (RUN) 168 SHARES 9,371 9,371
    T ROWE PRICE GROUP INC COMMON (TROW) 76 SHARES 15,046 15,046
    TARGET CORP COM (TGT) 217 SHARES 52,458 52,458
    TAYLOR MORRISON HOME CORP (TMHC) 220 SHARES 5,812 5,812
    TD SYNNEX CORPORATION (SNX) 169 SHARES 20,577 20,577
    TESLA INC. (TSLA) 174 SHARES 118,268 118,268
    THE J M SMUCKER COMPANY (SJM) 515 SHARES 66,729 66,729
    THE TRAVELERS COMPANIES INC (TRV) 388 SHARES 58,087 58,087
    THERMO FISHER SCIENTIFIC INC (TMO) 105 SHARES 52,969 52,969
    THERMO FISHER SCIENTIFIC INC (TMO) 434 SHARES 218,940 218,940
    U S BANCORP DEL COM NEW (USB) 123 SHARES 7,007 7,007
    UGI CORP NEW COMMON (UGI) 301 SHARES 13,939 13,939
    UNITED RENTALS INC COM (URI) 30 SHARES 9,570 9,570
    UNITEDHEALTH GROUP INC (UNH) 686 SHARES 274,702 274,702
    UNIVERSAL DISPLAY CORP (OLED) 39 SHARES 8,671 8,671
    UNUM GROUP (UNM) 3,046 SHARES 86,506 86,506
    VERISK ANALYTICS, INC. COMMON STOCK (VRSK) 1,128 SHARES 197,084 197,084
    VERIZON COMMUNICATIONS COM (VZ) 1,601 SHARES 89,704 89,704
    VIACOMCBS INC CL B (VIAC) 50 SHARES 2,260 2,260
    VIATRIS INC (VTRS) 684 SHARES 9,774 9,774
    VISA INCORPORATED (V) 1,174 SHARES 274,505 274,505
    VISA INCORPORATED (V) 169 SHARES 39,516 39,516
    VMWARE INCORPORATED (VMW) 317 SHARES 50,710 50,710
    WABTEC CORP COM (WAB) 121 SHARES 9,958 9,958
    WALGREENS BOOTS ALLIANCE INC (WBA) 135 SHARES 7,102 7,102
    WALMART INC. (WMT) 263 SHARES 37,088 37,088
    WALT DISNEY CO (DIS) 171 SHARES 30,057 30,057
    WELLS FARGO & CO (WFC) 197 SHARES 8,922 8,922
    WERNER ENTERPRISES INC (WERN) 513 SHARES 22,839 22,839
    WESCO INTERNATIONAL INCORPORATED (WCC) 72 SHARES 7,403 7,403
    WEST PHARMACEUTICAL SERVICES INC (WST) 595 SHARES 213,665 213,665
    XYLEM INC-W/I (XYL) 506 SHARES 60,700 60,700
    ZOOM VIDEO COMMUNICATIONS INC CL A (ZM) 21 SHARES 8,128 8,128

    TY 2020 InvestmentsGovtObligationsSch
    Name:
    V KANN RASMUSSEN FOUNDATION
    EIN:
    46-2283123
    US Government Securities - End of Year Book Value:

    3,795,244
    US Government Securities - End of Year Fair Market Value:

    3,795,244
    State & Local Government Securities - End of Year Book Value:


    2,195,361
    State & Local Government Securities - End of Year Fair Market Value:


    2,195,361


    TY 2020 InvestmentsOtherSchedule2
    Name:
    V KANN RASMUSSEN FOUNDATION
    EIN:
    46-2283123
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    BOSTON COMMON SUSTAINABLE CLIMATE FUND FMV 6,364,858 6,364,858
    BOSTON PROPERTIES INC REAL ESTATE INVESTMENT TRUST (BXP) 87 SHARES FMV 9,969 9,969
    BRANDYWINE REALTY TRUST REAL ESTATE INVESTMENT TRUST (BDN) 5,473 SHARES FMV 75,035 75,035
    CAMDEN PRIVATE CAPITAL III FMV 390,167 390,167
    CAPRICORN TECHNOLOGY IMPACT FUND FMV 4,281,658 4,281,658
    CONTROLLED ENVIRONMENT FOOD FUND II, LLC FMV 598,167 598,167
    COUSINS PROPERTIES INC REAL ESTATE INVESTMENT TRUST (CUZ) 431 SHARES FMV 15,852 15,852
    DBL PARTNERS III LP FMV 538,177 538,177
    ECOSYSTEM INTEGRITY FUND IV FMV 853,323 853,323
    ECOSYSTEM INVESTMENT PARTNERS II, LP FMV 404,184 404,184
    ECOSYSTEM INVESTMENT PARTNERS III, LP FMV 347,027 347,027
    ENERGY CAP INFRASTRUCTURE CREDIT FMV 1,641,875 1,641,875
    G2VP FMV 5,125,830 5,125,830
    GENERATION GLOBAL EQUITY FMV 9,671,966 9,671,966
    GENERATION IM CLIMATE SOLUTIONS FUND II FMV 2,066,486 2,066,486
    GLOBAL RENEWABLE POWER II FMV 2,025,498 2,025,498
    HALL CAPITAL FMV 925,547 925,547
    HIGHWOODS PROPERTIES REAL ESTATE INVESTMENT TRUST (HIW) 640 SHARES FMV 28,909 28,909
    INCLUSIVE CAPITAL PARTNERS (VALUEACT SPRING INTERNATIONAL) FMV 3,740,180 3,740,180
    KILROY REALTY CORPORATION REAL ESTATE INVESTMENT TRUST (KRC) 668 SHARES FMV 46,520 46,520
    LANSDOWNE CLEAN ENERGY FUND LP FMV 2,078,780 2,078,780
    LYME FOREST FUND IV FMV 494,652 494,652
    MEDIA GENERAL INC (CUSIP: 584CVR997) 850 SHARES FMV 1,454 1,454
    MONDRIAN IEQ FMV 5,228,716 5,228,716
    MORGAN CREEK PARTNERS II, LP FMV 616,414 616,414
    MREP INTERNATIONAL III FMV 59,990 59,990
    MREP VI FMV 35,003 35,003
    NEW ENERGY INVESTORS III FMV 1,740,237 1,740,237
    OWNERSHIP CAPITAL GLOBAL EQUITY FUND FMV 8,202,594 8,202,594
    PAINE SCHWARTZ FOOD CHAIN FUND V B LP FMV 940,397 940,397
    PARAMOUNT GROUP INC REAL ESTATE INVESTMENT TRUST (PGRE) 2,646 SHARES FMV 26,645 26,645
    PARTNERS CAP CONDOR FD II, LP FMV 42,963 42,963
    RENEWAL4 US LIMITED PARTNERSHIP FMV 1,529,997 1,529,997
    SAFER MADE LP FMV 122,097 122,097
    SJF VENTURES III, LP FMV 460,662 460,662
    SJF VENTURES IV, LP FMV 726,478 726,478
    SONEN PRIVATE EQUITY FMV 3,386,232 3,386,232
    STEWART GEM SUSTAINABILITY LEADERS FUND FMV 2,808,729 2,808,729
    SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES FUND FMV 6,935,008 6,935,008
    THE LYME FOREST FUND III TE, LP FMV 228,372 228,372
    THE LYME FOREST FUND V FMV 2,531,192 2,531,192
    VANGUARD SHORT-TERM BOND INDEX FUND (VBIRX) 27,737.773 SHARES FMV 298,735 298,735
    VISION RIDGE SUSTAINABLE ASSET FUND II FMV 2,405,485 2,405,485
    VORNADO REALTY TRUST REAL ESTATE INVESTMENT TRUST (VNO) 1,126 SHARES FMV 52,550 52,550
    WAVE EQUITY FUND II FMV 1,911,982 1,911,982

    TY 2020 LegalFeesSchedule
    Name:
    V KANN RASMUSSEN FOUNDATION
    EIN:
    46-2283123
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    WITHERS BERGMAN LP 6,345 0   6,345
    HORTEN 1,736 0   1,736


    TY 2020 OtherExpensesSchedule
    Name:
    V KANN RASMUSSEN FOUNDATION
    EIN:
    46-2283123
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE REGISTRATION FEES 139 0   139
    INSURANCE 25,156 0   25,156
    BANK SERVICE CHARGES 2,737 0   2,737
    PAYROLL PROCESSING FEES 10,340 0   10,340
    WEBSITE 7,780 0   7,780
    OFFICE EQUIPMENT AND COMPUTERS 4,936 0   4,936
    OFFICE SUPPLIES 2,302 0   2,302
    POSTAGE AND DELIVERY 897 0   897
    MISCELLANEOUS EXPENSES 597 0   597
    TELEPHONE 6,201 0   6,201
    ACCOUNTING SOFTWARE FEES 559 0   559
    PARTNERSHIP EXPENSES 0 1,486,142   0
    SUBSCRIPTIONS 1,629 0   1,629
    PROGRAM EXPENSES 12,006 0   12,006
    IT RELATED COSTS 981 0   981
    STATE FILING FEES 3,000 0   3,000


    TY 2020 OtherIncomeSchedule2
    Name:
    V KANN RASMUSSEN FOUNDATION
    EIN:
    46-2283123
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME THRU K-1S 0 -20,345 0
    FOREIGN EXCHANGE GAIN/LOSS -493 -493 -493
    SECURITY LITIGATION PROCEEDS 6,963 6,963 6,963


    TY 2020 OtherIncreasesSchedule
    Name:
    V KANN RASMUSSEN FOUNDATION
    EIN:
    46-2283123
    Description Amount
    UNREALIZED GAIN ON INVESTMENTS 22,103,899


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    V KANN RASMUSSEN FOUNDATION
    EIN:
    46-2283123
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT AND CUSTODIAL FEES 65,538 65,538   0
    OTHER CONSULTING FEES 1,392 0   1,392
    CAMBRIDGE ASSOCIATES - INVESTMENT ADVISORY FEES 148,420 148,420   0
    BOARD DEVELOPMENT CONSULTING FEES 2,000 0   2,000
    PROGRAMMATIC CONSULTANTS 36,423 0   36,423


    TY 2020 TaxesSchedule
    Name:
    V KANN RASMUSSEN FOUNDATION
    EIN:
    46-2283123
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAXES PAID 90,000 0   0
    STATE UBI TAXES PAID 6,434 0   0
    FOREIGN TAX WITHHELD 0 58,676   0
    FEDERAL UBI TAXES PAID 8,600 0   0