| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| TRAVELCENTERS 8.25% PFD OF AMERICA INC. | 31,280 | 31,962 |
| B. RILEY FINL. INC. 6.5% PFD | 26,872 | 26,440 |
| US CELLULAR 5.5% PFD | 26,166 | 25,550 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| AMERICAN ELECTRIC POWER INC. | 25,496 | 24,315 |
| APOLLO GLOBAL MGMT INC. | 24,348 | 35,390 |
| ARES CAPITAL CORP. | 32,066 | 40,520 |
| CVS HEALTH CORPORATION | 28,705 | 44,530 |
| GLADSTONE COMMERCIAL CORP. | 27,598 | 33,330 |
| STARWOOD PROPERTY TR. INC. | 27,748 | 31,200 |
| ALTRIA GROUP, INC. | 34,321 | 31,980 |
| DIGI INTERNATIONAL | 30,952 | 32,295 |
| INDUSTRIAL LOGISTICS PROPERTIES TR. | 26,317 | 22,160 |
| SOUTHERN COMPANY | 32,266 | 30,550 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| CARLYLE GROUP L.P. | AT COST | 16,716 | 41,018 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| RECEIVABLE | 79 | 0 | 0 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| PASSTHROUGH - BROOKFIELD PROP. PARTNERS, L.P. | 178 | 178 | 0 | 0 |
| PASSTHROUGH - ALLIANCEBERNSTEIN HOLDING, L.P. | 61 | 61 | 0 | 0 |
| NDE | 644 | 0 | 0 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| PASSTHROUGH -- ENTERPRISE PRODUCTS - ORDINARY INCOME/LOSS | -2,690 | -2,690 | |
| PASSTHROUGH -- ALLIANCEBERNSTEIN HOLDING, LP - ORDINARY INCOME/LOSS | 2,957 | 2,957 | |
| PASSTHROUGH -- BROOKFIELD PARTNERS, LP - OTHER INCOME/LOSS | 184 | 184 | |
| PASSTHROUGH -- ALLIANCEBERNSTEIN HOLDING, LP - OTHER INCOME/LOSS | 3 | 3 | |
| PASSTHROUGH -- ALLIANCEBERNSTEIN HOLDING, LP - OTHER PORTFOLIO INCOME/LOSS | 38 | 38 | |
| PASSTHROUGH -- ALLIANCEBERNSTEIN HOLDING, LP - SECTION 1256 GAIN/LOSS | -11 | -11 |