Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
ESTHER SIMON 1952 CHARITABLE TRUST XXXXX8006
 
Number and street (or P.O. box number if mail is not delivered to street address)10 S DEARBORN IL1-0111
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60603
A Employer identification number

23-6286763
B Telephone number (see instructions)

(800) 496-2583
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$9,414,382J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 253,275 253,106  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 493,681
b Gross sales price for all assets on line 6a 2,015,324
7 Capital gain net income (from Part IV, line 2)... 493,681
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 746,956 746,787  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 41,108 25,361   15,747
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 922 922   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 12,023 4,426   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 256 6   250
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 54,309 30,715 0 15,997
25 Contributions, gifts, grants paid....... 399,031 399,031
26 Total expenses and disbursements. Add lines 24 and 25 453,340 30,715 0 415,028
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 293,616
b Net investment income (if negative, enter -0-) 716,072
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 49,386 250,768 250,768
2 Savings and temporary cash investments......... 135,096 133,163 133,163
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 3,512,757 Click to see attachment3,587,128 5,443,382
c Investments—corporate bonds (attach schedule)....... 2,724,381 Click to see attachment2,764,283 2,740,566
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 499,995 Click to see attachment499,995 846,503
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 6,921,615 7,235,337 9,414,382
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 6,921,615 7,235,337
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 6,921,615 7,235,337
30 Total liabilities and net assets/fund balances (see instructions). 6,921,615 7,235,337
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
6,921,615
2
Enter amount from Part I, line 27a .....................
2
293,616
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
23,038
4
Add lines 1, 2, and 3 ..........................
4
7,238,269
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
2,932
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
7,235,337
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 15826.372 PIMCO INV GRD CRD BND-INST   2018-08-28 2021-01-22
b 200. SPDR TR UNIT SER 1     2021-01-22
c 7225.434 SIX CIRCLES US UNCONSTR EQ     2021-01-22
d 3. LILLY ELI & CO   2012-03-29 2021-01-25
e 560. ISHARES TR 20+ TREAS INDEX FD     2021-02-12
200. SPDR TR UNIT SER 1     2021-02-12
18. JOHNSON CONTROLS INTERNATIONAL PLC   2016-11-15 2021-03-12
. JPMORGAN BETABUILDERS CANADA     2021-04-15
10853.835 BLCKRCK HI YLD BND PORT-K   2020-05-07 2021-04-20
9632.721 BLCKRCK HI YLD BND PORT-K   2020-04-01 2021-04-20
15. ISHARES TR 20+ TREAS INDEX FD   2021-01-22 2021-04-20
394. ISHARES TR 20+ TREAS INDEX FD   2019-09-20 2021-04-20
776. ISHARES TR 20+ TREAS INDEX FD   2019-09-20 2021-04-20
330. SPDR TR UNIT SER 1     2021-04-20
4. J P MORGAN CHASE & CO     2021-04-27
3. TARGET CORP   2019-07-01 2021-04-27
11. JOHNSON CONTROLS INTERNATIONAL PLC   2016-11-15 2021-04-27
23292.241 BLCKRCK HI YLD BND PORT-K   2020-04-01 2021-05-12
7. ORGANON & CO   2012-03-29 2021-06-08
65. CORNING INC   2016-03-21 2021-06-14
4. MORGAN STANLEY DEAN WITTER & CO NEW   2020-05-11 2021-06-14
1. DIAGEO PLC SPONSORED ADR NEW   2012-03-29 2021-06-17
4. TARGET CORP   2019-07-01 2021-06-30
750. ISHARES TR 7-10 YR TREAS INDEX FD   2021-02-12 2021-07-22
7880.911 VANGUARD TTL BD MKT IDX-ADM   2019-02-04 2021-07-22
983. VANGUARD MORTGAGE-BACKED SEC   2020-10-28 2021-07-22
267. VANGUARD MORTGAGE-BACKED SEC   2020-10-28 2021-07-22
8. WELLTOWER INC   2012-03-29 2021-08-06
5. TARGET CORP   2019-01-25 2021-08-11
19. JOHNSON CONTROLS INTERNATIONAL PLC   2016-11-15 2021-08-11
9. MORGAN STANLEY DEAN WITTER & CO NEW   2020-05-11 2021-08-30
. CASH RECEIPT SECURITIES LITIGATION     2021-09-21
3000. ISHARES CORE MSCI EMERGING     2021-10-22
9. PFIZER INC   2020-11-24 2021-11-12
6. PFIZER INC   2014-06-13 2021-11-12
916.351 ARTISAN INTL VAL-INST   2012-08-07 2021-11-17
1434. ISHARES MISCI EAFE INDEX FUND     2021-11-17
344. JPMORGAN BETABUILDERS JAPAN ETF   2021-01-22 2021-11-17
2173.889 JPM LARGE CAP GROW FD - USD - R6 ISIN US48121L8413   2011-04-18 2021-11-17
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 176,622   159,912 16,710
b 76,572   39,226 37,346
c 100,000   82,934 17,066
d 627   120 507
e 82,373   87,889 -5,516
78,524   39,009 39,515
1,105   798 307
30     30
84,768   75,000 9,768
75,232   62,902 12,330
2,094   2,278 -184
55,014   55,645 -631
108,263   109,595 -1,332
136,011   64,007 72,004
602   336 266
614   260 354
698   488 210
181,912   152,098 29,814
204   127 77
2,689   1,309 1,380
364   159 205
194   97 97
965   347 618
88,040   88,354 -314
90,000   82,671 7,329
52,580   53,210 -630
14,282   14,453 -171
680   406 274
1,327   361 966
1,380   842 538
937   359 578
4     4
190,802   165,878 24,924
447   330 117
298   168 130
38,725   25,373 13,352
115,978   87,161 28,817
19,891   19,752 139
164,411   47,789 116,622
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
      70,065
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       16,710
b       37,346
c       17,066
d       507
e       -5,516
      39,515
      307
      30
      9,768
      12,330
      -184
      -631
      -1,332
      72,004
      266
      354
      210
      29,814
      77
      1,380
      205
      97
      618
      -314
      7,329
      -630
      -171
      274
      966
      538
      578
      4
      24,924
      117
      130
      13,352
      28,817
      139
      116,622
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 493,681
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 9,953
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 9,953
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 5,332
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 9,600
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 14,932
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 4,979
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet4,979 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletn/a
    14
    The books are in care ofbulletJP MORGAN CHASE BANK NA Telephone no.bullet (800) 496-2583

    Located atbullet10 S DEARBORN ST MC IL 1-0111CHICAGOIL ZIP+4bullet60603
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JP MORGAN CHASE BANK N A TRUSTEE
    10     		28,090    
    10 S DEARBORN ST MC IL 1-0111
    CHICAGO,IL60603
    BONNIE WARD SIMON TRUSTEE
    5     		13,018    
    262 CENTRAL PARK WEST NEW YORK NY
    CHICAGO,IL60603
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    9,013,774
    b
    Average of monthly cash balances.......................
    1b
    221,397
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    9,235,171
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    9,235,171
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    138,528
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    9,096,643
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    454,832
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    454,832
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    9,953
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    9,953
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    444,879
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    17,000
    5
    Add lines 3 and 4............................
    5
    461,879
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    461,879
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 461,879
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 382,031
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 0
    b From 2017...... 0
    c From 2018...... 0
    d From 2019...... 0
    e From 2020...... 0
    f Total of lines 3a through e ........ 0
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 415,028
    a Applied to 2020, but not more than line 2a 382,031
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 32,997
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		428,882
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2017.... 0
    b Excess from 2018.... 0
    c Excess from 2019.... 0
    d Excess from 2020.... 0
    e Excess from 2021.... 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    BONNIE W SIMON CO JPMORGAN CHASE B
    270 PARK AVENUE
    NEW YORK,NY10017
    (212) 464-2765
    N/A
    bThe form in which applications should be submitted and information and materials they should include:
    NO FORMAL APPLICATION. SEND A LETTER WITH A REASON FOR THE REQUESTED GRANT
    cAny submission deadlines:
    CONTACT FOR DETAILS
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    CONTACT FOR DETAILS
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    NEW YORK HISTORICAL SOCIETY
    170 CENTRAL PARK WEST
    NEW YORK,NY10024     		NONE PC GENERAL 1,000
    PARK AVENUE ARMORY
    643 PARK AVENUE
    NEW YORK,NY10065     		NONE PC GENERAL 1,000
    THE PUBLIC THEATER
    425 LAFAYETTE STREET
    NEW YORK,NY10003     		NONE PC GENERAL 10,000
    VIKTOR KALABIS & ZUZANA RUZICKOVA
    FOUNDATION
    2000 P STREET NW 408
    WASHINGTON,DC20036     		NONE PC GENERAL 1,000
    FOOD FOR FREE
    11 INMAN STREET
    CAMBRIDGE,MA02139     		NONE PC GENERAL 5,000
    THE GREATER BOSTON FOOD BANK
    70 SOUTH BAY AVENUE
    BOSTON,MA02118     		NONE PC GENERAL 5,000
    NATIONAL PHILANTHROPIC TRUST
    165 TOWNSHIP LINE ROAD SUITE 1200
    JENKINTOWN,PA19046     		NONE PC GENERAL 55,531
    AMERICAN FRIENDS OF THE LEIPZIG
    BACH ARCHIVE
    11A MOUNT AUBURN ST
    CAMBRIDGE,MA02138     		NONE PC GENERAL 2,500
    WOODWELL CLIMATE RESEARCH CENTER
    149 WOODS HOLE ROAD
    FALMOUTH,MA02540     		NONE PC GENERAL 1,000
    AMERICAN BALLET THEATRE
    890 BROADWAY 3RD FLOOR
    NEW YORK,NY10003     		NONE PC GENERAL 1,000
    CENTRAL PARK CONSERVANCY INC
    ATTN SHERYL L JARVIS
    14 EAST 60TH STREET 8TH FLOOR
    NEW YORK,NY10022     		NONE PC GENERAL 10,000
    GSAS COLUMBIA UNIVERSITY
    622 WEST 113TH STREET MC 4523
    NEW YORK,NY10025     		NONE PC GENERAL 5,000
    AMERICAN CIVIL LIBERTIES UNION
    FOUNDATION
    125 BROAD STREET 18TH FLOOR
    NEW YORK,NY10004     		NONE PC GENERAL 2,500
    CHAMBER MUSIC SOCIETY
    70 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		NONE PC GENERAL 2,500
    HABITAT FOR HUMANITY
    111 JOHN STREET
    NEW YORK,NY10038     		NONE PC GENERAL 5,000
    AMERICAN FRIENDS SERVICE COMMITTEE
    1501 CHERRY STREET
    PHILADELPHIA,PA19102     		NONE PC GENERAL 1,500
    CHURCH OF THE RESURRECTION
    119 EAST 74TH STREET
    NEW YORK,NY10021     		NONE PC GENERAL 1,000
    HISTORIC HIGHFIELD
    ATTN DIRECTOR OF DEVELOPMENT
    56 HIGHFIELD DRIVE
    FALMOUTH,MA02541     		NONE PC GENERAL 1,000
    CITY HARVEST INC
    6 EAST 32ND STREET 5TH FLOOR
    NEW YORK,NY10016     		NONE PC GENERAL 5,000
    ASPEN PUBLIC RADIO
    110 EAST HALLAM STREET SUITE 134
    ASPEN,CO816111467     		NONE PC GENERAL 1,000
    LINCOLN CENTER FOR THE PERFORMING ARTS
    70 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		NONE PC GENERAL 5,000
    BOSTON CRUSADERS DRUM & BUGLE CORPS IN
    PO BOX 51391
    BOSTON,MA02205     		NONE PC GENERAL 5,000
    COMPASSION & CHOICES
    PO BOX 10810
    DENVER,CO80250     		NONE PC GENERAL 1,000
    MARINE BIOLOGICAL LABORATORY
    7 MBL STREET
    WOODS HOLE,MA02543     		NONE PC GENERAL 1,000
    BUZZARDS BAY COALITION INC
    114 FRONT STREET
    NEW BEDFORD,MA02740     		NONE PC GENERAL 1,000
    DOCTORS WITHOUT BORDERS USA INC
    333 SEVENTH AVENUE 2ND FLOOR
    NEW YORK,NY10001     		NONE PC GENERAL 2,500
    METROPOLITAN MUSEUM OF ART
    MS NINA DIEFENBACH
    1000 FIFTH AVENUE
    NEW YORK,NY10028     		NONE PC GENERAL 10,000
    CAPE COD HEALTHCARE INC
    PO BOX 370
    HYANNIS,MA02601     		NONE PC GENERAL 5,000
    FOOD BANK FOR NEW YORK
    PO BOX 1125
    NEW YORK,NY10277     		NONE PC GENERAL 15,000
    METROPOLITAN OPERA ASSN INC
    70 LINCOLN CENTER
    NEW YORK,NY10023     		NONE PC GENERAL 20,000
    CAPE COD THEATRE PROJECT INC
    PO BOX 410
    FALMOUTH,MA02541     		NONE PC GENERAL 1,000
    MINNESOTA STATE UNIVERSITY AT MOORHEAD
    COLLEGE OF HUMANITIES & SOCIAL SCIENCES
    1104 7TH AVENUE SOUTH
    MOORHEAD,MN56563     		NONE PC GENERAL 5,000
    CARNEGIE HALL SOCIETY INC
    881 SEVENTH AVENUE
    NEW YORK,NY10019     		NONE PC GENERAL 5,000
    MUSEUM OF MODERN ART
    11 WEST 53RD STREET
    NEW YORK,NY10019     		NONE PC GENERAL 5,000
    PLANNED PARENTHOOD OF NEW YORK CITY
    26 BLEEKER STREET
    NEW YORK,NY10012     		NONE PC GENERAL 10,000
    NARAL PRO-CHOICE AMERICA FOUNDATION
    1156 15TH STREET SUITE 700
    WASHINGTON,DC20005     		NONE PC GENERAL 5,000
    QUISSETT HARBOR PRESERVATION TRUST
    PO BOX 197
    FALMOUTH,MA02541     		NONE PC GENERAL 1,000
    THE NEW YORK PUBLIC LIBRARY
    476 FIFTH AVENUE
    NEW YORK,NY10018     		NONE PC GENERAL 10,000
    NATIONAL PARK FOUNDATION
    1110 VERMONT AVENUE NW
    WASHINGTON,DC20005     		NONE PC GENERAL 5,000
    SIERRA CLUB FOUNDATION
    2101 WEBSTER ST SUITE 1300
    OAKLAND,CA94612     		NONE PC GENERAL 2,500
    THE SALVATION ARMY
    120 WEST 14TH STREET
    NEW YORK,NY10011     		NONE PC GENERAL 5,000
    SOLOMON R GUGGENHEIM FOUNDATION
    1071 FIFTH AVENUE
    NEW YORK,NY10128     		NONE PC GENERAL 1,000
    THE SOUTHERN POVERTY LAW CENTER
    400 WASHINGTON AVENUE
    MONTGOMERY,AL36104     		NONE PC GENERAL 2,500
    NATIONAL TRUMPET COMPETITION
    3500 N THIRD STREE
    ARLINGTON,VA22201     		NONE PC GENERAL 2,500
    STEPPINGSTONE FOUNDATION INC
    ONE APPLETON STREET
    BOSTON,MA02116     		NONE PC GENERAL 2,000
    VASSAR COLLEGE
    BOX 14 124 RAYMOND AVENUE
    POUGHKEEPSIE,NY10014     		NONE PC GENERAL 5,000
    NEW YORK CITY BALLET INC
    NEW YORK STATE THEATER
    20 LINCOLN CENTER
    NEW YORK,NY10065     		NONE PC GENERAL 1,000
    WHITNEY MUSEUM OF AMERICAN ART
    99 GANSEVOORT STREET
    NEW YORK,NY10014     		NONE PC GENERAL 1,000
    THE 300 COMMITTEE LAND TRUST INC
    157 LOCUST STREET
    FALMOUTH,MA02540     		NONE PC GENERAL 2,500
    WNETCHANNEL 13
    825 EIGHTH AVENUE
    NEW YORK,NY10019     		NONE PC GENERAL 10,000
    THE NEW YORK TIMES NEEDIEST CASES FUND
    4 CHASE METROTECH CENTER 7TH FLOOR
    LOCKBOX,NY11245     		NONE PC GENERAL 10,000
    WNYC
    PO BOX 1550
    NEW YORK,NY10116     		NONE PC GENERAL 10,000
    OBERLIN COLLEGE
    OFFICE OF DEVELOPMENT
    50 WEST LORAIN STREET
    OBERLIN,OH44074     		NONE PC GENERAL 10,000
    THE DOE FUND
    232 EAST 84TH STREET
    NEW YORK,NY10028     		NONE PC GENERAL 1,000
    WOODS HOLE COMMUNITY ASSOCIATION
    PO BOX 327
    WOODS HOLE,MA02543     		NONE PC GENERAL 1,000
    PHILHARMONIC-SYMPHONY SOCIETY OF NY
    10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		NONE PC GENERAL 5,000
    THE FALMOUTH SERVICE CENTER
    611 GIFFORD STREET
    FALMOUTH,MA02540     		NONE PC GENERAL 2,500
    WOODS HOLE FOUNDATION
    PO BOX 603
    WOODS HOLE,MA02543     		NONE PC GENERAL 1,000
    WOODS HOLE HISTORICAL SOCIETY
    PO BOX 185
    WOODS HOLE,MA02543     		NONE PC GENERAL 1,500
    COLLEGE LIGHT OPERA COMPANY INC
    PO BOX 906
    FALMOUTH,MA02541     		NONE PC GENERAL 1,000
    YOUNG CONCERT ARTISTS
    250 WEST 57TH STREET
    NEW YORK,NY10107     		NONE PC GENERAL 2,500
    COMMUNITY HEALTH CENTER OF CAPE COD INC
    107 COMMERCIAL STREET
    MASHPEE,MA02649     		NONE PC GENERAL 1,000
    THE FRIENDS OF NOBSKA LIGHT INC
    PO BOX 183
    FALMOUTH,MA02541     		NONE PC GENERAL 1,000
    FALMOUTH ACADEMY INC
    7 HIGHFIELD DRIVE
    FALMOUTH,MA02540     		NONE PC GENERAL 45,000
    Weill Cornell Medicine
    850 THIRD AVENUE 12TH FLOOR
    New York,NY10022     		NONE PC GENERAL 5,000
    MANHATTAN THEATRE CLUB INC
    311 WEST 43RD STREET 9
    NEW YORK,NY10036     		NONE PC GENERAL 2,500
    WOODS HOLE OCEANOGRAPHIC INSTITUTION
    266 WOODS HOLE ROAD
    WOODS HOLE,MA02543     		NONE PC GENERAL 1,000
    ARCHIVES OF AMERICAN ART
    750 9TH ST NW STE 2200
    WASHINGTON,DC20001     		NONE PC GENERAL 2,500
    SALZBURG FESTIVAL SOCIETY INC
    509 MADISON AVENUE ROOM 1710
    NEW YORK,NY10022     		NONE PC GENERAL 5,000
    CHURCH OF THE MESSIAH
    13 CHURCH STREET
    WOODS HOLE,MA02543     		NONE PC GENERAL 1,000
    SYMPHONY SPACE
    2537 BROADWAY AT 95TH ST
    NEW YORK,NY100256990     		NONE PC GENERAL 1,000
    FRIENDS OF THE MUSE D'ORSAY
    PO BOX 4233
    NEW YORK,NY10163     		NONE PC GENERAL 2,500
    WIKIMEDIA FOUNDATION INC
    1 MONTGOMERY ST STE 1600
    SAN FRANCISCO,CA94104     		NONE PC GENERAL 1,000
    THE MORGAN LIBRARY & MUSEUM
    225 MADISON AVENUE
    NEW YORK,NY10016     		NONE PC GENERAL 15,000
    CITY MEALS ON WHEELS
    355 LEXINGTON AVENUE
    NEW YORK,NY10017     		NONE PC GENERAL 5,000
    Total .................................bullet 3a 399,031
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 493,681  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) ..   746,956  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    746,956
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    ESTHER SIMON 1952 CHARITABLE TRUST XXXXX8006
    EIN:
    23-6286763
    Name of Bond End of Year Book Value End of Year Fair Market Value
    92203J308 VANGUARD TTL INTL BN 734,029 737,467
    722005816 PIMCO INV GRD CRD BN    
    09260B614 BLCKRCK HI YLD BND P    
    83002G108 SIX CIRCLES ULTR SHR 89,120 88,625
    464287432 ISHARES 20+ YEAR TRE    
    921937603 VANGUARD TOT BD MKT 94,233 100,521
    83002G702 SIX CIRCLES GLOBAL B 963,915 934,616
    83002G884 SIX CIRCLES CREDIT O 186,614 188,664
    92206C771 VANGUARD MORTGAGE-BA 94,728 92,470
    46429B267 ISHARES US TREASURY 264,139 266,800
    921937827 VANGUARD SHORT-TERM 337,505 331,403

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    ESTHER SIMON 1952 CHARITABLE TRUST XXXXX8006
    EIN:
    23-6286763
    Name of Stock End of Year Book Value End of Year Fair Market Value
    166764100 CHEVRON CORP 7,406 8,215
    219350105 CORNING INC    
    372460105 GENUINE PARTS CO 2,814 6,309
    458140100 INTEL CORP 4,419 6,438
    464287465 ISHARES MSCI EAFE ET 63,596 90,167
    478160104 JOHNSON & JOHNSON 3,277 8,554
    494368103 KIMBERLY-CLARK CORP 3,189 6,431
    532457108 ELI LILLY & CO 839 5,801
    594918104 MICROSOFT CORP 483 5,045
    717081103 PFIZER INC 3,523 7,440
    718172109 PHILIP MORRIS INTERN 5,836 6,650
    00206R102 AT&T INC 6,573 5,166
    02209S103 ALTRIA GROUP INC 2,849 3,839
    05534B760 BCE INC 7,367 8,847
    17275R102 CISCO SYSTEMS INC 2,015 6,527
    20825C104 CONOCOPHILLIPS 4,377 5,630
    25243Q205 DIAGEO PLC-SPONSORED 2,709 6,164
    30231G102 EXXON MOBIL CORP 5,504 4,589
    46625H100 JPMORGAN CHASE & CO 2,693 9,343
    58933Y105 MERCK & CO. INC. 3,237 6,055
    65339F101 NEXTERA ENERGY INC 1,697 10,456
    66987V109 NOVARTIS AG-SPONSORE 5,004 6,648
    78462F103 SPDR S&P 500 ETF TRU 241,904 688,692
    88579Y101 3M CO 4,224 5,862
    95040Q104 WELLTOWER INC 3,354 5,661
    G51502105 JOHNSON CONTROLS INT 4,761 9,839
    H1467J104 CHUBB LTD 5,595 10,632
    04314H857 ARTISAN INTL VAL-INS 60,770 93,012
    48121L841 JPM LARGE CAP GROW F    
    826197501 SIEMENS AG-SPONS ADR 6,219 7,881
    89417E109 TRAVELERS COS INC/TH 1,584 4,224
    315911750 FIDELITY 500 INDEX-I 1,050,000 1,815,704
    931427108 WALGREENS BOOTS ALLI 4,805 4,016
    46641Q696 JPMORGAN BETABUILDER    
    46641Q712 JPMORGAN BETABUILDER    
    83002G306 SIX CIRCLES US UNCON 592,066 864,330
    83002G405 SIX CIRCLES INTL UNC 656,865 753,603
    060505104 BANK OF AMERICA CORP 5,801 9,120
    260557103 DOW INC 3,428 4,254
    42250P103 HEALTHPEAK PROPERTIE 5,515 6,316
    87612E106 TARGET CORP 2,512 8,100
    89832Q109 TRUIST FINANCIAL COR 6,118 7,143
    11135F101 BROADCOM INC 4,525 8,650
    172967424 CITIGROUP INC 5,590 4,227
    26441C204 DUKE ENERGY CORP 4,664 5,665
    369550108 GENERAL DYNAMICS COR 4,221 5,212
    46434G103 ISHARES CORE MSCI EM    
    46641Q720 JPMORGAN BETABUILDER    
    548661107 LOWE'S COS INC 2,344 6,979
    617446448 MORGAN STANLEY 3,783 9,325
    75513E101 RAYTHEON TECHNOLOGIE 2,470 6,971
    904767704 UNILEVER PLC-SPONSOR 3,371 5,379
    911312106 UNITED PARCEL SERVIC 6,033 7,716
    G5960L103 MEDTRONIC PLC 5,288 5,586
    46641Q191 JPMORGAN BETABUILDER 217,935 246,428
    46641Q217 JPMORGAN BETABUILDER 239,690 263,337
    46641Q225 JPMORGAN BETABUILDER 159,458 218,669
    46641Q233 JPM BTABLDRS DEV ASI 127,876 121,748
    925652109 VICI PROPERTIES INC 4,952 4,787

    TY 2021 InvestmentsOtherSchedule2
    Name:
    ESTHER SIMON 1952 CHARITABLE TRUST XXXXX8006
    EIN:
    23-6286763
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    HEBLAAAK6 BLACKSTONE PARTNERS AT COST 499,995 846,503

    TY 2021 OtherDecreasesSchedule
    Name:
    ESTHER SIMON 1952 CHARITABLE TRUST XXXXX8006
    EIN:
    23-6286763
    Description Amount
    2021 TRANSACTIONS POSTED IN 2022 2,889
    RETURN OF CAPITAL ADJUSTMENT 41
    COST BASIS ADJUSTMENT 2


    TY 2021 OtherExpensesSchedule
    Name:
    ESTHER SIMON 1952 CHARITABLE TRUST XXXXX8006
    EIN:
    23-6286763
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ATTORNEY GENERAL FEE 250 0   250
    OTHER EXPENSE (NON-DEDUCTIBLE 6 6   0


    TY 2021 OtherIncreasesSchedule
    Name:
    ESTHER SIMON 1952 CHARITABLE TRUST XXXXX8006
    EIN:
    23-6286763
    Description Amount
    2020 TRANSACTIONS POSTED IN 2021 5,974
    ROUNDING 7
    RECOVERY OF PRIOR YEARS GRANTS 17,000
    ADJUSTMENT TO INCOME 57


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    ESTHER SIMON 1952 CHARITABLE TRUST XXXXX8006
    EIN:
    23-6286763
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMNT MNGMNT FEES (NON-DED 922 922    


    TY 2021 TaxesSchedule
    Name:
    ESTHER SIMON 1952 CHARITABLE TRUST XXXXX8006
    EIN:
    23-6286763
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 321 321   0
    FEDERAL TAX PAYMENT - PRIOR YE 2,265 0   0
    FEDERAL ESTIMATES - INCOME 5,332 0   0
    FOREIGN TAXES ON QUALIFIED FOR 3,315 3,315   0
    FOREIGN TAXES ON NONQUALIFIED 790 790   0