Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
THE JOHN A HARTFORD FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)55 EAST 59TH STREET
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10022
A Employer identification number

13-1667057
B Telephone number (see instructions)

(212) 832-7788
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$722,012,839J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 5,895 5,895  
4 Dividends and interest from securities... 5,898,693 5,894,063  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 41,249,009
b Gross sales price for all assets on line 6a 140,664,881
7 Capital gain net income (from Part IV, line 2)... 41,249,009
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 10,511 0  
12 Total. Add lines 1 through 11........ 47,164,108 47,148,967  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 1,411,174 118,232   1,292,942
14 Other employee salaries and wages...... 1,648,225 44,920   1,603,305
15 Pension plans, employee benefits....... 1,195,341 66,214   1,117,463
16a Legal fees (attach schedule)......... Click to see attachment 2,984 0   2,984
b Accounting fees (attach schedule)....... Click to see attachment 38,000 19,000   19,000
c Other professional fees (attach schedule).... Click to see attachment 2,607,812 2,394,051   218,540
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 618,530 0   0
19 Depreciation (attach schedule) and depletion... Click to see attachment 45,615 0  
20 Occupancy.............. 215,419 9,694   205,144
21 Travel, conferences, and meetings....... 73,222 1,855   108,620
22 Printing and publications.......... 13,270 0   13,270
23 Other expenses (attach schedule)....... Click to see attachment 1,440,568 16,746   1,408,039
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 9,310,160 2,670,712   5,989,307
25 Contributions, gifts, grants paid....... 17,150,802 21,658,633
26 Total expenses and disbursements. Add lines 24 and 25 26,460,962 2,670,712   27,647,940
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 20,703,146
b Net investment income (if negative, enter -0-) 44,478,255
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 13,578,813 21,615,937 21,615,937
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 70,576 104,895 104,895
10a Investments—U.S. and state government obligations (attach schedule) 9,860,866 Click to see attachment20,111,432 20,111,432
b Investments—corporate stock (attach schedule)....... 213,904,971 Click to see attachment204,593,580 204,593,580
c Investments—corporate bonds (attach schedule)....... 94,416,035 Click to see attachment99,741,375 99,741,375
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 312,030,717 Click to see attachment375,526,761 375,526,761
14 Land, buildings, and equipment: basis bullet5,344,327
Less: accumulated depreciation (attach schedule) bullet5,114,511 227,181 Click to see attachment229,816 229,816
15 Other assets (describe bullet) Click to see attachment30,899 Click to see attachment89,043 Click to see attachment89,043
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 644,120,058 722,012,839 722,012,839
Liabilities 17 Accounts payable and accrued expenses.......... 735,569 852,554
18 Grants payable................. 23,378,188 18,870,357
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment2,740,536 Click to see attachment3,542,217
23 Total liabilities (add lines 17 through 22)......... 26,854,293 23,265,128
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 617,265,765 698,747,711
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 617,265,765 698,747,711
30 Total liabilities and net assets/fund balances (see instructions). 644,120,058 722,012,839
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
617,265,765
2
Enter amount from Part I, line 27a .....................
2
20,703,146
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
60,778,800
4
Add lines 1, 2, and 3 ..........................
4
698,747,711
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
698,747,711
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a STOCK & COMMINGLED FUNDS P    
b FIXED INCOME FUNDS P    
c PRIVATE EQUITY AND CREDIT FUNDS P    
d PRIVATE REAL ESTATE FUNDS P    
e OTHER CLASS ACTION P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 83,591,691   44,187,339 39,404,352
b 54,127,602   54,494,964 -367,362
c 2,941,221     2,941,221
d     733,569 -733,569
e 4,367     4,367
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       39,404,352
b       -367,362
c       2,941,221
d       -733,569
e       4,367
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 41,249,009
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 618,248
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 618,248
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 679,676
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 100,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 779,676
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 161,428
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet161,428 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructionsClick to see attachment.................
    12
    Yes
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.JOHNAHARTFORD.ORG
    14
    The books are in care ofbulletEVA CHENG Telephone no.bullet (212) 832-7788

    Located atbullet55 EAST 59TH STREETNEW YORKNY ZIP+4bullet10022
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JOHN H ALLEN TRUSTEE
    1.50     		15,500 0 0
    55 E 59TH STREET
    NY,NY10022
    HUA EVA CHENG VICE PRES, FINANCE & CFO
    40.00     		248,200 86,899 0
    55 E 59TH STREET
    NY,NY10022
    TERESA T FULMER PRESIDENT
    40.00     		615,674 89,427 0
    55 E 59TH STREET
    NY,NY10022
    JENNIFER PHILLIPS CORPORATE SECRETARY & EXEC
    40.00     		108,000 46,440 0
    55 E 59TH STREET
    NY,NY10022
    MARGARET L WOLFF CHAIR
    2.90     		16,000 0 0
    55 E 59TH STREET
    NY,NY10022
    NIRAV R SHAH TRUSTEE
    1.40     		14,000 0 0
    55 E 59TH STREET
    NY,NY10022
    LIAM DONOHUE TRUSTEE
    1.40     		14,000 0 0
    55 E 59TH STREET
    NY,NY10022
    AUDREY A MCNIFF TRUSTEE
    1.20     		14,000 0 0
    55 E 59TH STREET
    NY,NY10022
    JOHN R MACH JR MD CO VICE-CHAIR
    1.70     		16,000 0 0
    55 E 59TH STREET
    NY,NY10022
    ELIZABETH A PALMER TRUSTEE
    1.50     		16,000 0 0
    55 E 59TH STREET
    NY,NY10022
    EARL A SAMSON III CO VICE-CHAIR
    1.70     		16,000 0 0
    55 E 59TH STREET
    NY,NY10022
    CHARLES M FARKAS TRUSTEE
    1.10     		13,500 0 0
    55 E 59TH STREET
    NY,NY10022
    RANI E SNYDER VICE PRESIDENT, PROGRAM
    40.00     		276,300 90,605 0
    55 E 59TH STREET
    NY,NY10022
    DAVID DI MARTINO TRUSTEE
    1.20     		14,000 0 0
    55 E 59TH STREET
    NY,NY10022
    TRIPLER PELL TRUSTEE
    1.20     		14,000 0 0
    55 E 59TH STREET
    NY,NY10022
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    MARCUS ESCOBEDO VP COMM, SR PROGRAM
    40.00     		200,000 64,551 0
    55 E 59TH STREET
    NY,NY10022
    AMY BERMAN SENIOR PROGRAM OFFIC
    40.00     		202,800 47,617 0
    55 E 59TH STREET
    NY,NY10022
    JANE CARMODY SENIOR PROGRAM OFFIC
    40.00     		172,700 69,262 0
    55 E 59TH STREET
    NY,NY10022
    NANCY WEXLER PROGRAM OFFICER
    40.00     		180,300 49,450 0
    55 E 59TH STREET
    NY,NY10022
    MARK BARREIRO SENIOR GRANTS OFFICE
    40.00     		138,200 38,061 0
    55 E 59TH STREET
    NY,NY10022
    Total number of other employees paid over $50,000...................bullet 8
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    GOLDMAN SACHS & COMPANY INVESTMENT ADVISOR & MANAGERS 1,556,343
    200 WEST STREET
    NEW YORK,NY10282
    NON-US EQUITY MANAGERS PORTFOLIO 4 INVESTMENT MANAGER 306,001
    200 WEST STREET
    NEW YORK,NY10282
    DE SHAW OCULUS OFFSHORE INVESTMENT MANAGER 259,735
    1166 AVENUE OF THE AMERICAS
    NEW YORK,NY10036
    CANTILLON CAPITAL MANAGEMENT INVESTMENT MANAGER 259,610
    400 WEST 5TH STREET
    NEW YORK,NY10019
    EAGLE DYNAMIC INVESTMENT MANAGER 229,449
    499 PARK AVE 17TH FL
    NEW YORK,NY10022
    Total number of others receiving over $50,000 for professional services.............bullet27
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 AGING AND HEALTH - COMMUNICATION & DISSEMINATION INITIATIVE RENEWAL 1,047,849
    2 AGING AND HEALTH MEETINGS - TO IDENTIFY COMMON INTERESTS AND ISSUES AMONG GRANTEES 100,000
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    677,251,465
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    677,251,465
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    677,251,465
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    10,158,772
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    667,092,693
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    33,354,635
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    33,354,635
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    618,248
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    618,248
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    32,736,387
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    10,511
    5
    Add lines 3 and 4............................
    5
    32,746,898
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    32,746,898
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 32,746,898
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 24,726,515
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018......  
    d From 2019......  
    e From 2020......  
    f Total of lines 3a through e ........ 0
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 27,677,884
    a Applied to 2020, but not more than line 2a 24,726,515
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 2,951,369
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		29,795,529
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    PRESIDENT THE JOHN A HARTFORD FOUND
    55 EAST 59TH STREET
    NEW YORK,NY10022
    (212) 832-7788
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICATIONS SHOULD BE MAILED TO THE PRESIDENT OF THE FOUNDATION AT THE ABOVE ADDRESS.
    cAny submission deadlines:
    NO DEADLINES
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GRANTS ONLY TO EXEMPT ORGANIZATIONS UNDER 501 (C)(3) OF THE IRS CODE, AND THAT ARE NOT PRIVATE FOUNDATIONS WITHIN THE MEANING OF SECTION 509 (A) OR A STATE OR POLITICAL SUBDIVISION THEREOF. NO GRANTS TO INDIVIDUALS. OUR PROGRAMMATIC AREAS OF EMPHASIS INCLUDE AGE-FRIENDLY HEALTH SYSTEM, FAMILY CAREGIVER SUPPORT AND SERIOUS ILLNESS/END OF LIFE.
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AcademyHealth
    1666 K Street NW Suite 1100
    Washington,DC20006     		  PC 2021 Health Datapalooza and National Health Policy Conference Support 10,000
    AcademyHealth
    1666 K Street NW Suite 1100
    Washington,DC20006     		  PC Annual Support 2,000
    Age Friendly Foundation Inc
    204 2nd Avenue
    Waltham,MA02451     		  PC Promoting an Age-Friendly Ecosystem: Harnessing Consumer Insights to Advance Age Friendly in Health Care and Across Settings 500,000
    Age Friendly Foundation Inc
    204 2nd Avenue
    Waltham,MA02451     		  PC Age-Friendly Ecosystems Event Series, Part 2 30,000
    Alosa Health Inc
    419 Boylston Street 6th Floor
    Boston,MA02116     		  PC Education Program on Aduhelm (aducanumab) for Health Care Professionals, Patients, and Families 40,000
    Alosa Health Inc
    419 Boylston Street 6th Floor
    Boston,MA02116     		  PC Education Program on Aduhelm (aducanumab) for Health Care Professionals, Patients, and Families 36,189
    American Academy of Home Care Medicine Inc
    307 South Eaton Street
    Baltimore,MD21224     		  PC Moving and Scaling Home-Based Primary Care Phase II: Quality, Training and Advocacy 135,250
    American College of Surgeons
    633 N Saint Clair Street
    Chicago,IL606113295     		  PC Geriatric Surgery Verification (GSV) Phase II: Evaluation and Improvement 620,894
    American Federation for Aging Research Inc
    55 West 39th Street 16th Floor
    New York,NY10018     		  PC Paul B. Beeson Career Development Awards in Aging Research Partnership Renewal 288,424
    American Geriatrics Society Inc
    40 Fulton Street 18th Floor
    New York,NY10038     		  PC Geriatrics Workforce Enhancement Program (GWEP) Coordinating Center, Phase II 761,042
    American Geriatrics Society Inc
    40 Fulton Street 18th Floor
    New York,NY10038     		  PC Catalyzing Emergency Department Enhancements for Older Adults: Geriatric Emergency Department Collaborative (GEDC 2.0), Phase 2 100,033
    American Society on Aging
    605 Market Street Suite 1111
    San Francisco,CA94105     		  PC Advancing Equity in Aging 125,344
    American Telemedicine Association
    901 N Glebe Road Suite 850
    Arlington,VA22203     		  PC Next Steps Campaign 25,000
    Benjamin Rose Institute on Aging
    11890 Fairhill Road
    Cleveland,OH44120     		  PC Best Practice Caregiving Phase III: Consumer Version 236,204
    Benjamin Rose Institute on Aging
    11890 Fairhill Road
    Cleveland,OH44120     		  PC Dissemination of Best Practice Caregiving: Guiding Organizations to Dementia Programs for Family Caregivers 132,945
    Beth Israel Deaconess Medical Center Inc
    330 Brookline Avenue BR 259
    Boston,MA022155491     		  PC Engaging Family Caregivers through Shared Access to the Electronic Health Record 481,536
    Brandeis University
    415 South Street MS 085 Heller-Brow
    Building 214
    Waltham,MA02453     		  PC The Impact of COVID-19 on the Long-Term Care Workforce 10,000
    Bright Focus Foundation
    22512 Gateway Center Drive
    Clarksburg,MD20871     		  PC Gene Wilder Documentary 50,000
    Case Western Reserve University
    10900 Euclid Avenue
    Cleveland,OH441067015     		  PC Age-Friendly Health Systems: Ambulatory Care Continuum Implementation 804,500
    Center for Health Care Strategies Inc
    200 American Metro Boulevard Suite
    119
    Hamilton,NJ08619     		  PC Development of the Better Care Playbook, Phase V 102,805
    Center for Health Care Strategies Inc
    200 American Metro Boulevard Suite
    119
    Hamilton,NJ08619     		  PC Development of the Better Care Playbook, Phase VI 100,000
    Center for Health Policy Development National Academy for State Health Po
    2 Monument Square Suite 910
    Portland,ME20036     		  PC The RAISE Act Family Caregiver Resource and Dissemination Center 694,491
    Center for Health Policy Development National Academy for State Health Po
    2 Monument Square Suite 910
    Portland,ME20036     		  PC Expanding and Sustaining the Continuum of Care: A Resource Hub for State Policymakers 249,479
    Connected Foundation Inc
    21 Wellesley College Road Unit 3115
    Wellesley,MA02481     		  PC Health Advocacy Series for Older Adults 10,000
    Convergence Center for Policy Resolution
    1133 19th Street NW Suite 410
    Washington,DC20036     		  PC Convergence Dialogue on Reimagining Care for Older Adults 435,777
    Convergence Center for Policy Resolution
    1133 19th Street NW Suite 410
    Washington,DC20036     		  PC Outreach Strategy to Promote Rethinking Care of Older Adults, Phase I to Media and Key Influencers 15,000
    Diverse Elders Coalition (Fiscal Sponsor SAGE)
    305 Seventh Avenue 15th Floor
    New York,NY10001     		  PC Strengthening Training and Advocacy Capacity to Support Diverse Family Caregivers 457,394
    Diverse Elders Coalition (Fiscal Sponsor SAGE)
    305 Seventh Avenue 15th Floor
    New York,NY10001     		  PC Addressing Unmet Family Caregiving Needs in Diverse Older Communities 592,295
    Documentary Educational Resources Inc
    108 Water Street 5A
    Watertown,MA02472     		  PC Public Radio Documentary Series: Aging at Home, Stories of Transition and Dignity 10,000
    Duke University
    Duke University
    Durham,NC277080001     		  PC Leveraging Payment Reforms to Transform and Expand Home-Based Care for People with Complex Health Needs 20,000
    Education Development Center Inc
    43 Foundry Avenue
    Waltham,MA02458     		  PC National Collaboratory to Address Elder Mistreatment 439,265
    Education Development Center Inc
    43 Foundry Avenue
    Waltham,MA02458     		  PC National Collaboratory to Address Elder Mistreatment Phase III: Expanding the Impact of the Elder Mistreatment Emergency Department Toolkit 581,799
    Education Development Center Inc
    43 Foundry Avenue
    Waltham,MA02458     		  PC Implement a Cross-Sector Consensus Building Process to Design and Produce an Age-Friendly Ecosystem Framework 7,961
    FAIR Health Inc
    530 Fifth Avenue 18th Floor
    New York,NY10036     		  PC A National Initiative to Advance Cost Information in Shared Decision-Making for Serious Health Conditions 165,784
    Foundation of New York State Nurses Inc
    2113 Western Avenue
    Guilderland,NY12084     		  PC 2022 Nightingale Gala 10,000
    Gerontological Society of America
    1220 L Street NW Suite 901
    Washington,DC20005     		  PC Sustaining the Reframing Aging Initiative 200,000
    Gerontological Society of America
    1220 L Street NW Suite 901
    Washington,DC20005     		  PC Annual Scientific Meeting Sponsorship 15,000
    Grantmakers In Aging
    C/O CliftonLarsonAllen LLP 901
    North Glebe Road Suite 200
    Arlington,VA22203     		  PC Core Support Renewal: Developing the Lens in Philanthropy and Beyond 78,283
    Grantmakers In Aging
    C/O CliftonLarsonAllen LLP 901
    North Glebe Road Suite 200
    Arlington,VA22203     		  PC Annual Conference Sponsorship 25,000
    Grantmakers In Aging
    C/O CliftonLarsonAllen LLP 901
    North Glebe Road Suite 200
    Arlington,VA22203     		  PC Annual Support 10,000
    Grantmakers In Health
    1100 Connecticut Avenue NW Suite
    1100
    Washington,DC20036     		  PC GIH Palliative Care Programming, 2021-2023 17,500
    Grantmakers In Health
    1100 Connecticut Avenue NW Suite
    1100
    Washington,DC20036     		  PC Annual Support 17,000
    Health Careers Futures
    EQT Tower 625 Liberty Avenue Suite
    2500
    Pittsburgh,PA15222     		  PC Revisiting the Teaching Nursing Home 291,174
    Health Research and Educational Trust
    155 North Wacker Suite 400
    Chicago,IL60606     		  PC Next Generation Leaders Transformation Institute: 1) Developing Age-Friendly Health Systems Leadership; 2) Transforming HRETs HIIN Hospitals to Become More Age-Friendly 441,964
    Hebrew Home for the Aged at Riverdale Foundation
    5901 Palisade Avenue
    Riverdale,NY10471     		  PC There's No Place Like Home 103rd Annual Gala 14,000
    Henry J Kaiser Family Foundation
    185 Berry Street Suite 2000
    San Francisco,CA94107     		  PC Highlighting Aging & Health: The Older Adult Reporting Project 871,804
    Hispanics in Philanthropy
    414 13th Street Suite 200
    Oakland,CA94612     		  PC Annual Support 5,000
    Home Centered Care Institute
    1900 East Golf Road Suite 480
    Schaumburg,IL60173     		  PC Moving and Scaling Home-Based Primary Care, Phase II: Quality, Training and Advocacy 151,250
    Icahn School of Medicine at Mount Sinai
    One Gustave L Levy Place
    New York,NY10029     		  PC The Center to Advance Palliative Care (CAPC): Improving Access to Quality Palliative Care 585,649
    Institute for Healthcare Improvement
    53 State Street 19th Floor
    Boston,MA02109     		  PC Age-Friendly Health Systems Initiative, Phase II 891,506
    Johns Hopkins University
    School of Medicine 1650 Orleans Rd
    Baltimore,MD21231     		  PC Engaging Family Caregivers through Shared Access to the Electronic Health Record: Planning for Transformational Change 136,991
    LeadingAge Inc
    2519 Connecticut Avenue NW
    Washington,DC20008     		  PC Nurse Management in Long-Term Services and Supports Meeting 20,000
    LeadingAge Inc
    2519 Connecticut Avenue NW
    Washington,DC20008     		  PC Annual Support 1,100
    Massachusetts General Hospital
    55 Fruit Street
    Boston,MA02114     		  PC Moving and Scaling Home-Based Primary Care, Phase II: Quality, Training and Advocacy 322,955
    Medicare Rights Center Inc
    266 West 37th Street 3rd Floor
    New York,NY10018     		  PC Annual Awards Virtual Event 6,000
    Milken Institute
    1250 Fourth Street 2nd Floor
    Santa Monica,CA90401     		  PC Alliance to Improve Dementia Cares Steering Committee Membership 25,000
    National Academy of Sciences
    500 Fifth Street NW
    Washington,DC20001     		  PC The Quality of Care in Nursing Homes: Getting Ahead of the Crises 545,455
    National Academy of Sciences
    500 Fifth Street NW
    Washington,DC20001     		  PC Roundtable on Quality Care for People with Serious Illness, Phase II 83,333
    National Academy of Sciences
    500 Fifth Street NW
    Washington,DC20001     		  PC 2021 Forum on Aging, Disability and Independence 25,000
    National Association of Area Agencies on Aging Inc
    1100 New Jersey Avenue SE Suite 350
    Washington,DC20003     		  PC Aging and Disability Business Institute, Phase 2: Advancing Integration, Partnerships and Payment Models Between Social Services and Health Systems 1,003,405
    National Committee for Quality Assurance
    1100 13th Street NW 3rd Floor
    Washington,DC20005     		  PC Supporting Age-Friendly Health Systems: Implementing and Disseminating Person-Driven Outcome Measures 625,951
    National Council of Young Men's Christian Associations of the United States
    101 N Wacker Drive 16th Floor
    Chicago,IL60606     		  PC Older Adult Healthy Living - Learning Continuation 50,000
    National Investment Center for Seniors Housing & Care Inc
    1 Park Place Suite 450
    Annapolis,MD21401     		  PC National Study on the Impact of COVID-19 in Senior Living, Phase 2 100,000
    National Medical Association Inc
    8403 Colesville Road Suite 820
    Silver Spring,MD209103397     		  PC Annual Convention and Scientific Assembly Premium Exhibitor Support 7,500
    National PACE Association
    675 North Washington Street Suite
    300
    Alexandria,VA22314     		  PC PACE 2.0 Growth Strategy Implementation 285,416
    Neighbor to Neighbor Massachusetts Education Fund Inc
    15 Court Square Suite 345
    Boston,MA02108     		  PC The John A. Hartford Foundation Trustee Award honoring Donald Berwick 20,000
    New York Academy of Medicine
    1216 Fifth Avenue
    New York,NY100295293     		  PC Annual Fund 10,000
    New York Academy of Medicine
    1216 Fifth Avenue
    New York,NY100295293     		  PC New York Age-Friendly Ecosystem Summit 20,000
    Philanthropy New York Inc
    320 East 43rd Street
    New York,NY10017     		  PC Annual Support 19,750
    Project HOPE - The People-to-People Health Foundation Inc
    7500 Old Georgetown Road Suite 600
    Bethesda,MD20814     		  PC Publishing and Disseminating Lessons on Innovations in Health Care to Support Age-Friendly Health 249,652
    Regents of the University of California Los Angeles
    10889 Wilshire Boulevard Suite 820
    Los Angeles,CA900951406     		  PC UCLA Alzheimers and Dementia Care Program: Creating a Sustainable Health Systems Model for National Dissemination 698,084
    Regents of the University of California Los Angeles
    10889 Wilshire Boulevard Suite 820
    Los Angeles,CA900951406     		  PC Dissemination of the UCLA Alzheimers and Dementia Care Program 482,825
    Regents of the University of California San Francisco
    550 16th Street 7th Floor
    San Francisco,CA94143     		  PC Implementation, Scaling and Impact of the 4Ms in an IT-enabled Health Care System 554,461
    Research Foundation for Mental Hygiene Inc
    Riverview Center 150 Broadway Suite
    301
    Menands,NY12204     		  PC Health and Aging Policy Fellows Program 595,261
    Services & Advocacy for Gay Lesbian Bisexual & Transgender Elders Inc (SA
    305 Seventh Avenue 15th Floor
    New York,NY10001     		  PC Feasibility Study for a PACE Program Focused on LGBT+ Older Adults 20,000
    Services & Advocacy for Gay Lesbian Bisexual & Transgender Elders Inc (SA
    305 Seventh Avenue 15th Floor
    New York,NY10001     		  PC Annual Support 5,000
    Trust for America's Health
    1730 M Street NW Suite 900
    Washington,DC20036     		  PC Ensuring Access to the COVID-19 Vaccine for Homebound Older Adults and Individuals with Disabilities 75,000
    Trust for America's Health
    1730 M Street NW Suite 900
    Washington,DC20036     		  PC Ensuring Access to the COVID-19 Vaccine for Homebound Older Adults and Individuals with Disabilities 75,000
    Trust for America's Health
    1730 M Street NW Suite 900
    Washington,DC20036     		  PC Expanding Age-Friendly Public Health Systems, Phase II 745,243
    United Hospital Fund of New York
    1411 Broadway 12th Floor
    New York,NY100183496     		  PC Virtual Gala 1,000
    United Hospital Fund of New York
    1411 Broadway 12th Floor
    New York,NY100183496     		  PC Development of a Book on Health Policy 10,000
    University of North Carolina at Chapel Hill
    Office of Sponsored Research CB1350
    104 Airport Drive Suite 2200
    Chapel Hill,NC275991350     		  PC Geriatrics Emergency Department Collaborative (GEDC) 3.0: Expanding Dissemination and Enhancing Evaluation 460,885
    University of Washington
    Grant and Contract Services 3935
    University Way NE
    Seattle,WA981046613     		  PC Building Public Engagement and Access to Palliative & End-of-Life Care for Persons Living with Serious Illness 875,083
    Various Discretionary Grants
    55 East 59th Street
    New York,NY10022     		  PC General Support 456,510
    Various Matching Grants
    55 East 59th Street
    New York,NY10022     		  PC General Support 70,250
    Yale University
    PO Box 208229
    New Haven,CT065208229     		  PC Patient Priorities Care: Dissemination and Scaling 749,857
    Yale University
    PO Box 208229
    New Haven,CT065208229     		  PC Geriatrics Emergency Department Collaborative (GEDC) 3.0: Expanding Dissemination and Enhancing Evaluation 330,125
    Total .................................bullet 3a 21,658,633
    bApproved for future payment
    AcademyHealth
    1666 K Street NW Suite 1100
    Washington,DC20006     		  PC 2021 Health Datapalooza and National Health Policy Conference Support 10,000
    AcademyHealth
    1666 K Street NW Suite 1100
    Washington,DC20006     		  PC Annual Support 2,000
    Age Friendly Foundation Inc
    204 2nd Avenue
    Waltham,MA02451     		  PC Promoting an Age-Friendly Ecosystem: Harnessing Consumer Insights to Advance Age Friendly in Health Care and Across Settings 1,500,000
    Age Friendly Foundation Inc
    204 2nd Avenue
    Waltham,MA02451     		  PC Age-Friendly Ecosystems Event Series, Part 2 30,000
    Alosa Health Inc
    419 Boylston Street 6th Floor
    Boston,MA02116     		  PC Education Program on Aduhelm (aducanumab) for Health Care Professionals, Patients, and Families 36,189
    Alosa Health Inc
    419 Boylston Street 6th Floor
    Boston,MA02116     		  PC Education Program on Aduhelm (aducanumab) for Health Care Professionals, Patients, and Families 40,000
    American College of Surgeons
    633 N Saint Clair Street
    Chicago,IL606113295     		  PC Geriatric Surgery Verification (GSV) Phase II: Evaluation and Improvement 1,987,215
    American Society on Aging
    605 Market Street Suite 1111
    San Francisco,CA94105     		  PC Advancing Equity in Aging 341,725
    American Telemedicine Association
    901 N Glebe Road Suite 850
    Arlington,VA22203     		  PC Next Steps Campaign 25,000
    Benjamin Rose Institute on Aging
    11890 Fairhill Road
    Cleveland,OH44120     		  PC Best Practice Caregiving Phase III: Consumer Version 450,000
    Beth Israel Deaconess Medical Center Inc
    330 Brookline Avenue BR 259
    Boston,MA022155491     		  PC Engaging Family Caregivers through Shared Access to the Electronic Health Record 1,476,784
    Brandeis University
    415 South Street MS 085
    Waltham,MA02453     		  PC The Impact of COVID-19 on the Long-Term Care Workforce 10,000
    Bright Focus Foundation
    22512 Gateway Center Drive
    Clarksburg,MD20871     		  PC Gene Wilder Documentary 50,000
    Center for Health Care Strategies Inc
    200 American Metro Boulevard
    Suite119
    Hamilton,NJ08619     		  PC Development of the Better Care Playbook, Phase VI 200,000
    Connected Foundation Inc
    21 Wellesley College Road Unit 3115
    Wellesley,MA02481     		  PC Health Advocacy Series for Older Adults 10,000
    Convergence Center For Policy Resolution
    1133 19th Street NW Suite 410
    Washington,DC20036     		  PC Convergence Dialogue on Reimagining Care for Older Adults 453,777
    Convergence Center For Policy Resolution
    1133 19th Street NW Suite 410
    Washington,DC20036     		  PC Outreach Strategy to Promote Rethinking Care of Older Adults, Phase I to Media and Key Influencers 15,000
    Documentary Educational Resources Inc
    108 Water Street 5A
    Watertown,MA02472     		  PC Public Radio Documentary Series: Aging at Home, Stories of Transition and Dignity 10,000
    Duke University
    Duke University
    Durham,NC277080001     		  PC Leveraging Payment Reforms to Transform and Expand Home-Based Care for People with Complex Health Needs 20,000
    Education Development Center Inc
    43 Foundry Avenue
    Waltham,MA02458     		  PC National Collaboratory to Address Elder Mistreatment Phase III: Expanding the Impact of the Elder Mistreatment Emergency Department Toolkit 1,650,000
    Education Development Center Inc
    43 Foundry Avenue
    Waltham,MA02458     		  PC Implement a Cross-Sector Consensus Building Process to Design and Produce an Age-Friendly Ecosystem Framework 7,961
    Fair Health
    530 Fifth Avenue 18th Floor
    New York,NY10036     		  PC A National Initiative to Advance Cost Information in Shared Decision-Making for Serious Health Conditions 233,022
    Fiscal Sponsor for Diverse Elders Coalition Services & Advocacy for Gay Le
    305 Seventh Avenue 15th Floor
    New York,NY10001     		  PC Strengthening Training and Advocacy Capacity to Support Diverse Family Caregivers 1,350,000
    Foundation of New York State Nurses Inc
    2113 Western Avenue
    Guilderland,NY12084     		  PC 2022 Nightingale Gala 10,000
    Gerontological Society of America
    1220 L Street NW Suite 901
    Washington,DC20005     		  PC Annual Scientific Meeting Sponsorship 15,000
    Grantmakers In Aging
    C/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Annual Conference Sponsorship 25,000
    Grantmakers In Aging
    C/O CliftonLarsonAllen LLP
    Arlington,VA22203     		  PC Annual Support 10,000
    Grantmakers In Health
    1100 Connecticut Avenue NW Suite
    1100
    Washington,DC20036     		  PC GIH Palliative Care Programming, 2021-2023 17,500
    Grantmakers In Health
    1100 Connecticut Avenue NW Suite
    1100
    Washington,DC20036     		  PC Annual Support 17,000
    Health Careers Futures
    EQT Tower 625 Liberty Avenue Suite
    2500
    Pittsburgh,PA15222     		  PC Revisiting the Teaching Nursing Home 594,110
    Hebrew Home for the Aged at Riverdale Foundation
    5901 Palisade Avenue
    Riverdale,NY10471     		  PC There's No Place Like Home 103rd Annual Gala 14,000
    Hispanics in Philanthropy
    414 13th Street Suite 200
    Oakland,CA94612     		  PC Annual Support 5,000
    LeadingAge Inc
    2519 Connecticut Avenue NW
    Washington,DC20008     		  PC Nurse Management in Long-Term Services and Supports Meeting 20,000
    LeadingAge Inc
    2519 Connecticut Avenue NW
    Washington,DC20008     		  PC Annual Support 1,100
    Medicare Rights Center Inc
    266 West 37th Street 3rd Floor
    New York,NY10018     		  PC Annual Awards Virtual Event 6,000
    Milken Institute
    1250 Fourth Street 2nd Floor
    Santa Monica,CA90401     		  PC Alliance to Improve Dementia Cares Steering Committee Membership 25,000
    National Academy of Sciences
    500 Fifth Street NW
    Washington,DC20001     		  PC Advancing Diagnostic Excellence: A Workshop Series 100,000
    National Academy of Sciences
    500 Fifth Street NW
    Washington,DC20001     		  PC National Academy of Medicine Scholars in Diagnostic Excellence 55,000
    National Academy of Sciences
    500 Fifth Street NW
    Washington,DC20001     		  PC 2021 Forum on Aging, Disability and Independence 25,000
    National Committee for Quality Assurance
    1100 13th Street NW 3rd Floor
    Washington,DC20005     		  PC Supporting Age-Friendly Health Systems: Implementing and Disseminating Person-Driven Outcome Measures 1,459,243
    National Council of Young Men's Christian Associations of the United States
    101 N Wacker Drive 16th Floor
    Chicago,IL60606     		  PC Older Adult Healthy Living - Learning Continuation 50,000
    National Investment Center for Seniors Housing & Care Inc
    1 Park Place Suite 450
    Annapolis,MD21401     		  PC National Study on the Impact of COVID-19 in Senior Living, Phase 2 100,000
    National Medical Association Inc
    8403 Colesville Road Suite 820
    Silver Spring,MD209103397     		  PC Annual Convention and Scientific Assembly Premium Exhibitor Support 7,500
    Neighbor to Neighbor Massachusetts Education Fund Inc
    15 Court Square Suite 345
    Boston,MA02108     		  PC The John A. Hartford Foundation Trustee Award honoring Donald Berwick 20,000
    New York Academy of Medicine
    1216 Fifth Avenue
    New York,NY100295293     		  PC Annual Fund 10,000
    New York Academy of Medicine
    1216 Fifth Avenue
    New York,NY100295293     		  PC New York Age-Friendly Ecosystem Summit 20,000
    Philanthropy New York Inc
    320 East 43rd Street
    New York,NY10017     		  PC Annual Support 19,750
    Regents of the University of California Los Angles
    UCLA Extramural Fund Management
    Los Angeles,CA900951406     		  PC UCLA Alzheimers and Dementia Care Program: Creating a Sustainable Health Systems Model for National Dissemination 2,093,074
    Services & Advocacy for Gay Lesbian Bisexual & Transgender Elders Inc (SA
    305 Seventh Avenue 15th Floor
    New York,NY10001     		  PC Feasibility Study for a PACE Program Focused on LGBT+ Older Adults 20,000
    Services & Advocacy for Gay Lesbian Bisexual & Transgender Elders Inc (SA
    305 Seventh Avenue 15th Floor
    New York,NY10001     		  PC Annual Support 5,000
    Society to Improve Diagnosis in Medicine Inc
    1501 Hinman Avenue
    Evanston,IL60201     		  PC Diagnostic Excellence Small Grants Program 60,000
    Society to Improve Diagnosis in Medicine Inc
    1501 Hinman Avenue
    Evanston,IL60201     		  PC Fellowship in Diagnostic Excellence Program 55,000
    Trust for America's Health
    1730 M Street NW Suite 900
    Washington,DC20036     		  PC Ensuring Access to the COVID-19 Vaccine for Homebound Older Adults and Individuals with Disabilities 150,000
    United Hospital Fund of New York
    1411 Broadway 12th Floor
    New York,NY100183496     		  PC Virtual Gala 1,000
    United Hospital Fund of New York
    1411 Broadway 12th Floor
    New York,NY100183496     		  PC Development of a Book on Health Policy 10,000
    University of North Carolina at Chapel Hill
    Office of Sponsored Research
    Chapel Hill,NC275991350     		  PC Geriatrics Emergency Department Collaborative (GEDC) 3.0: Expanding Dissemination and Enhancing Evaluation 925,268
    Various Discretionary Grants
    55 East 59th Street
    New York,NY10022     		  PC General Support 456,511
    Various Matching Grants
    55 East 59th Street
    New York,NY10022     		  PC General Support 70,250
    Yale University
    PO Box 208229
    New Haven,CT065208229     		  PC Geriatrics Emergency Department Collaborative (GEDC) 3.0: Expanding Dissemination and Enhancing Evaluation 680,803
    Total .................................bullet 3b 17,061,782
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 5,895  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 41,249,009  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aGRANT REFUNDS     		        10,511
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 4,630 47,148,967 10,511
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    47,164,108
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    11 GRANT REFUNDS/CANCELLATIONS
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 38,000 19,000   19,000

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2021 DepreciationSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    OFFICE CONDOMINIUM 1998-01-01 4,653,359 4,524,545 SL 20.000000000000 6,396 0    
    FURNITURE AND EQUIPMENT 2018-01-01 690,968 544,351 SL 5.000000000000 39,219 0    

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Name of Bond End of Year Book Value End of Year Fair Market Value
    EATON VANCE INC FD BSTN-IN 11,326,749 11,326,749
    PACIFIC FUNDS FLOATING RATE INCOME I 22,923,413 22,923,413
    ROWE T PRICE INSTL INCOME FDS INC HIGH YIELD 11,311,673 11,311,673
    SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF 20,205,045 20,205,045
    VANGUARD TOTAL BOND MARKET ETF 33,974,495 33,974,495

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ACI WORLDWIDE INC COM STK 516,024 516,024
    AERCAP HOLDINGS N.V. 379,828 379,828
    AGREE RLTY CORP COM 146,288 146,288
    ALAMO GROUP INC COM 208,407 208,407
    ALLEGIANT TRAVEL CO COM 158,984 158,984
    ALPHABET INC CAP STK USD0.001 CL C 2,578,189 2,578,189
    ALPHABET INC CAPITAL STOCK 614,172 614,172
    AMAZON COM INC COM 1,980,598 1,980,598
    AMERIS BANCORP COM 245,419 245,419
    AMERISAFE INC COM 118,318 118,318
    AON PLC 1,298,118 1,298,118
    ARCHAEA ENERGY INC CL A 73,175 73,175
    ARTIVION INC COM 112,739 112,739
    ATKORE INC 101,405 101,405
    ATRICURE INC COM STK 210,884 210,884
    AVIENT CORPORATION 346,274 346,274
    AZENTA INC COM US 216,531 216,531
    BALCHEM CORP COM 169,949 169,949
    BGC PARTNERS INC CL A 272,662 272,662
    BOOT BARN HLDGS INC 259,881 259,881
    BWX TECHNOLOGIES INC 312,800 312,800
    CAPITAL ONE FINL CORP 452,100 452,100
    CASTLE BIOSCIENCES INC 82,525 82,525
    CATHAY GENERAL BANCORP INC 208,115 208,115
    CBIZ INC COM 654,047 654,047
    CENT GARDEN & PET CO CL A 217,048 217,048
    CERENCE INC COM 153,280 153,280
    CHEMOCENTRYX INC COM STK 80,102 80,102
    CHURCHILL DOWNS INC COM 230,060 230,060
    CHUYS HOLDINGS INC COM USD 73,402 73,402
    CIRCOR INTL INC COM 276,910 276,910
    CITIGROUP INC COM 1,382,629 1,382,629
    COGNYTE SOFTWARE LTD COM NPV WI 118,857 118,857
    COHEN & STEERS INC COM 222,487 222,487
    COLFAX REVERSE SPLIT ENOVIS 621,606 621,606
    COLUMBIA BKG SYS INC COM 377,000 377,000
    COMCAST CORP NEW-CL A 1,237,011 1,237,011
    COMMUNITY HEALTHCARE TR INC REIT 316,804 316,804
    COVETRUS INC COM 136,235 136,235
    CRYOPORT INC COM 177,037 177,037
    DESCARTES SYS GROUP INC COM 221,913 221,913
    DISH NETWORK CORP CL A COM STK 510,508 510,508
    ELEVANCE HEALTH, INC 1,010,517 1,010,517
    ENDAVA PLC ADS 267,664 267,664
    ESCO TECHNOLOGIES INC 165,942 165,942
    EVERI HLDGS INC COM 98,851 98,851
    FB FINL CORP COM 498,102 498,102
    FIRST MERCHANTS CORP COM 559,567 559,567
    FIVE BELOW INC COM USD0.01 136,754 136,754
    FORWARD AIR CORP COM 484,481 484,481
    FULLER H B CO COM 368,469 368,469
    GEN MTRS CO COM 613,035 613,035
    GENERAL ELECTRIC CO 1,172,562 1,172,562
    GLACIER BANCORP INC NEW COM 245,795 245,795
    GLOBUS MED INC CL A NEW COM STK 254,144 254,144
    GQG PARTNER EM EQUITY 9,643,548 9,643,548
    GRAND CANYON ED INC COM STK 180,248 180,248
    HALOZYME THERAPEUTICS INC COM 251,313 251,313
    HEALTHEQUITY INC COM 136,480 136,480
    HEARTLAND EXPRESS INC COM 59,980 59,980
    HELEN TROY LTD COM STK 137,881 137,881
    HELIOS TECHNOLOGIES INC 292,793 292,793
    HILTON WORLDWIDE HLDGS INC 1,014,247 1,014,247
    HORACE MANN EDUCATORS CORP COM 163,275 163,275
    HOSTESS BRANDS INC CL A 118,313 118,313
    HOULIHAN LOKEY INC CL A 245,032 245,032
    HOWARD HUGHES CORP COM 323,660 323,660
    ICF INTL INC COM STK 191,461 191,461
    ICU MED INC COM 103,718 103,718
    IDACORP INC COM 173,818 173,818
    INDEPENDENT BK CORP MASS COM 108,353 108,353
    INTEGRA LIFESCIENCES HLDG CORP COM 187,706 187,706
    INTRA-CELLULAR THERAPIES INC COM 60,191 60,191
    ISHARES MSCI EAFE INTERNATIONAL K 32,048,396 32,048,396
    KAMAN CORP COM 229,083 229,083
    KAR AUCTION SVCS INC COM STK 359,479 359,479
    LHC GROUP INC COM 173,733 173,733
    LIBERTY BROADBAND CORP COM SER C COM SERC 1,499,036 1,499,036
    LIGAND PHARMACEUTICALS INCORPORATED CL B 95,765 95,765
    LITHIA MTRS INC COM CL A 577,865 577,865
    LYONDELLBASELL IND N V COM USD0.01 CL 'A' 247,545 247,545
    MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC COM STK 336,690 336,690
    MAGNOLIA OIL & GAS CORP CL A CL A 546,437 546,437
    MARRIOTT INTL INC NEW COM STK CL A 1,335,470 1,335,470
    MATADOR RES CO COM 188,292 188,292
    MEDICAL PPTYS TR INC COM REIT 260,686 260,686
    MEDPACE HLDGS INC COM 279,667 279,667
    META PLATFORMS INC 2,073,261 2,073,261
    MICROSOFT CORP COM 2,947,172 2,947,172
    MINERALS TECHNOLOGIES INC COM 207,746 207,746
    MLP RATTLER MIDSTREAM LP COM NPV 165,886 165,886
    MODIVCARE INC COM 399,790 399,790
    MORGAN STANLEY COM STK 1,495,958 1,495,958
    NASPERS SPON ADR EACH REP 116,250 116,250
    NATIONAL HEALTH INVS INC COM 115,860 115,860
    NETFLIX INC COM STK 1,424,168 1,424,168
    NEWMARK GROUP INC CL A 423,574 423,574
    NEXSTAR MEDIA GROUP INC CL A 601,504 601,504
    NORTHWESTERN CORP COM 196,973 196,973
    NOVANTA INC NOVANTA INC 274,722 274,722
    OCEANFIRST FINL CORP COM 163,081 163,081
    OLLIES BARGAIN OUTLET HLDGS INC COM 94,702 94,702
    OPEN LENDING CORP CL A CL A 52,828 52,828
    OSI SYS INC COM 237,660 237,660
    OXFORD INDS INC COM 495,012 495,012
    PAC PREMIER BANCORP COM 790,833 790,833
    PACWEST BANCORP DEL COM 735,864 735,864
    PATRICK INDS INC COM 237,067 237,067
    PAYCOR HCM INC COM 135,004 135,004
    PAYLOCITY HLDG CORP COM 203,806 203,806
    PERFORMANCE FOOD GROUP CO COM 273,046 273,046
    PHREESIA INC COM 236,337 236,337
    PRIMORIS SVCS CORP COM 159,947 159,947
    PROGYNY INC COM 174,916 174,916
    PROSUS N.V. ADR NASPERS NEWCO 279,065 279,065
    RAPID7 INC COM 290,694 290,694
    RBC BEARINGS INC COM 252,664 252,664
    REVOLVE GROUP INC CL A 86,862 86,862
    RITCHIE BROS AUCTIONEERS INC COM 203,829 203,829
    RUTHS HOSPITALITY GROUP INC 184,791 184,791
    RYMAN HOSPITALITY PPTYS INC COM 174,724 174,724
    SAFRAN ADR 420,460 420,460
    SEACOAST BKG CORP FLA COM NEW COM NEW 240,723 240,723
    SHYFT GROUP INC COM 169,548 169,548
    SILGAN HLDGS INC COM 627,135 627,135
    SILICON LABORATORIES INC COM 248,736 248,736
    SILICON MOTION TECHNOLOGY CORP 683,076 683,076
    SKYLINE CHAMPION CORPORATION COM 411,091 411,091
    SPECTRUM BRANDS HLDGS INC COM USD0.01 437,294 437,294
    SPX CORP COM 225,173 225,173
    STAG INDL INC COM 333,802 333,802
    STARWOOD PROPERTY TRUST INC COM REIT 496,498 496,498
    STIFEL FINL CORP COM 226,541 226,541
    SUPERNUS PHARMACEUTICALS INC COM STK 197,792 197,792
    SYNEOS HEALTH INC COM 304,446 304,446
    TEREX CORP NEW COM 107,678 107,678
    TEXAS ROADHOUSE INC COMMON STOCK 307,570 307,570
    TRINITY IND INC COM 167,791 167,791
    UFP INDUSTRIES INC COM 291,488 291,488
    UNITEDHEALTH GROUP INC COM 1,341,718 1,341,718
    US ECOLOGY CASH MERGER US ECOLOGY 81,223 81,223
    VANGUARD INDEX FUNDS S&P 500 ETF SHSNEW 100,622,400 100,622,400
    VERACYTE INC COM 129,327 129,327
    VERINT SYS INC COM 422,495 422,495
    VERRA MOBILITY CORP 401,026 401,026
    VIAVI SOLUTIONS INC COM 228,179 228,179
    VIPER ENERGY PARTNERS LP COM 293,098 293,098
    VISA INC COM CL A STK 336,767 336,767
    WALT DISNEY CO 489,762 489,762
    WELLS FARGO & CO NEW COM STK 1,095,815 1,095,815
    WIDEOPENWEST INC COM 171,235 171,235
    WILEY JOHN & SONS INC CL A 369,220 369,220
    WILLIS TOWERS WATSON PLC COM USD0.000115 422,257 422,257
    WOLVERINE WORLD WIDE INC COM 118,841 118,841
    WOODWARD INC COM 181,704 181,704
    ZIFF DAVIS INC COM USD0.001 569,710 569,710

    TY 2021 InvestmentsGovtObligationsSch
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    US Government Securities - End of Year Book Value:

    20,111,432
    US Government Securities - End of Year Fair Market Value:

    20,111,432
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2021 InvestmentsOtherSchedule2
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AG ASIA REALTY HOLDINGS LP FMV 191,387 191,387
    AG REALTY FUND VII (TE), LP FMV 105,690 105,690
    VINTAGE VI OFFSHORE LP FMV 6,934,407 6,934,407
    PRIVATE EQUITY MANAGERS (2020) OFFSHORE SCSP FMV 5,779,954 5,779,954
    PRIVATE EQUITY MANAGERS 2013 OFFSHORE FMV 8,776,298 8,776,298
    PRIVATE EQUITY MANAGERS 2014 OFFSHORE LP FMV 7,267,916 7,267,916
    PRIVATE EQUITY MANAGERS 2015 OFFSHORE LP FMV 7,620,380 7,620,380
    PRIVATE EQUITY MANAGERS 2016 OFFSHORE FMV 8,804,729 8,804,729
    PRIVATE EQUITY MANAGERS 2017 OFFSHORE SCSP FMV 25,471,648 25,471,648
    PRIVATE EQUITY MANAGERS 2018 OFFSHORE SCSP FMV 15,098,878 15,098,878
    PRIVATE EQUITY MANAGERS 2019 OFFSHORE FMV 15,733,619 15,733,619
    PRIVATE EQUITY MANAGERS 2021 OFFSHORE SCSP FMV 306,670 306,670
    BRENTWOOD ASSOCIATES PRIVATE EQUITY IV LP FMV 4,828,989 4,828,989
    PRIVATE CREDIT MANAGERS II OFFSHORE LP FMV 9,386,433 9,386,433
    PRIVATE CREDIT MANAGERS III OFFSHORE LP FMV 9,239,593 9,239,593
    CF ARROWSTREET CAPITAL GLOBAL EQUITY LONG/SHORT FUND LTD FMV 8,966,629 8,966,629
    CF ARTISAN FOCUS DYNAMIC EQUITY SELECT LTD FMV 15,259,323 15,259,323
    CF CANDLESTICK CAYMAN FEEDER LTD CL A FMV 7,098,505 7,098,505
    CF CANTILLON GLOBAL EQTY FD FMV 20,630,090 20,630,090
    CF CANUTE OFFSHORE, LTD FMV 10,319,677 10,319,677
    CF CRABEL SPC LTD A FEE 1 SER 261 FD FMV 4,076,863 4,076,863
    CF DES O HOLDINGS OFFSHORE LTD CLASS NIE-SER8 FMV 11,298,114 11,298,114
    CF EGERTON LG SHORT FD (USD) LTD FMV 8,402,233 8,402,233
    CF EMPYREAN CAPITAL OS ERISA FD LTD FMV 6,143,266 6,143,266
    CF GS ARTISAN DYNAMIC EQUITY ( GLOBAL EQUITY) OFFSHORE LP FMV 18,459,153 18,459,153
    CF GS ONON US EQTY MANGERS PORTFOLIO 4 OFFSHORE LP FMV 54,510,253 54,510,253
    CF HG VORA SPECIAL OPPORTUNITIES FUND, LTD CL A FMV 9,783,496 9,783,496
    CF HH ASIA LTD FMV 3,932,995 3,932,995
    CF HOLOCENE ADVISORS OFFSHORE FUND LTD. CLASS A FMV 7,710,986 7,710,986
    CF MCDONALD DYNAMIC EQUITY SERIE OFFSHORE LP FMV 24,619,272 24,619,272
    CF OAKTREE EMERGING MARKETS EQUITY FUND FMV 13,926,129 13,926,129
    CF ROKOS GBL MACRO FD LTD CLASS B FMV 3,675,149 3,675,149
    CF SILVER POINT CAPITAL OFFSHORE LTD CL FMV 8,780,375 8,780,375
    CF SYSTEMATICA DIVERSIFIED LTD CL A FMV 3,870,926 3,870,926
    CF TWO SIGMA ABSOLUTE RETURN ENHANCED CAYMAN LTD FMV 8,516,736 8,516,736

    TY 2021 LandEtcSchedule2
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    OFFICE CONDOMINIUM 4,653,359 4,530,941 122,418  
    FURNITURE AND EQUIPMENT 690,968 583,570 107,398  


    TY 2021 LegalFeesSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 2,984 0   2,984


    TY 2021 OtherAssetsSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    INTEREST AND DIVIDENDS RECEIVABLE 30,899 27,626 27,626
    PREPAID TAXES   61,417 61,417


    TY 2021 OtherExpensesSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INSURANCE 72,089 9,751   63,062
    OFFICE COPIER MAILING AND FAX 10,794 486   10,438
    OFFICE & COMPUTER SUPPLIES 140,836 6,509   128,695
    GRANT RELATED EXPENSES 69,000 0   69,000
    DIRECT CHARITABLE 1,147,849 0   1,136,844


    TY 2021 OtherIncomeSchedule2
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    GRANT REFUNDS 10,511   10,511


    TY 2021 OtherIncreasesSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Description Amount
    NET CHANGE IN UNREALIZED GAIN ON SECURITIES (NET OF DEFERRED TAX) 60,778,800


    TY 2021 OtherLiabilitiesSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED FEDERAL EXCISE TAX PAYABLE 2,685,483 3,542,217
    CURRENT FEDERAL EXCISE TAX PAYABLE 55,053 0


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGERS FEES 805,757 805,757   0
    CUSTODIAN BANK FEES 147,751 147,751   0
    CONSULTING & EMPLOYMENT FEES 213,761 0   218,540
    INVESTMENT ADVISORY FEES 1,440,543 1,440,543   0


    TY 2021 TaxesSchedule
    Name:
    THE JOHN A HARTFORD FOUNDATION INC
    EIN:
    13-1667057
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE AND UNRELATED BUSINESS INCOME TAXES 618,530 0   0