Attach to Form 990 or Form 990-EZ.
Go to
www.irs.gov/Form990 for instructions and the latest information.
| (i) Name of supported organization | (ii) EIN | (iii) Type of organization (described on lines 1- 10 above (see instructions)) | (iv) Is the organization listed in your governing document? | (v) Amount of monetary support (see instructions) | (vi) Amount of other support (see instructions) | |
|---|---|---|---|---|---|---|
| Yes | No | |||||
|
Total |
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Calendar year
(or fiscal year beginning in)
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(a) 2017 | (b) 2018 | (c) 2019 | (d) 2020 | (e) 2021 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 1 | Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. | 665,500 | 250,000 | 56,500 | 49,746 | 25,980 | 1,047,726 |
| 2 | Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.... | ||||||
| 3 | The value of services or facilities furnished by a governmental unit to the organization without charge.. | ||||||
| 4 | Total. Add lines 1 through 3 | 665,500 | 250,000 | 56,500 | 49,746 | 25,980 | 1,047,726 |
| 5 | The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f) .. | 722,674 | |||||
| 6 | Public support. Subtract line 5 from line 4. | 325,052 | |||||
Calendar year
(or fiscal year beginning in)
![]() |
(a) 2017 | (b) 2018 | (c) 2019 | (d) 2020 | (e) 2021 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 7 | Amounts from line 4.. | 665,500 | 250,000 | 56,500 | 49,746 | 25,980 | 1,047,726 |
| 8 | Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... | ||||||
| 9 | Net income from unrelated business activities, whether or not the business is regularly carried on.. | ||||||
| 10 | Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.).. | 771 | 32 | 803 | |||
| 11 | Total support. Add lines 7 through 10 | 1,048,529 | |||||
Calendar year (or fiscal year beginning in) ![]() |
(a) 2017 | (b) 2018 | (c) 2019 | (d) 2020 | (e) 2021 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 1 | Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") . | ||||||
| 2 | Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose | ||||||
| 3 | Gross receipts from activities that are not an unrelated trade or business under section 513 ..... | ||||||
| 4 | Tax revenues levied for the organization's benefit and either paid to or expended on its behalf... | ||||||
| 5 | The value of services or facilities furnished by a governmental unit to the organization without charge | ||||||
| 6 | Total. Add lines 1 through 5 | ||||||
| 7a | Amounts included on lines 1, 2, and 3 received from disqualified persons | ||||||
| b | Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year. | ||||||
| c | Add lines 7a and 7b.. | ||||||
| 8 | Public support. (Subtract line 7c from line 6.) | ||||||
Calendar year (or fiscal year beginning in) ![]() |
(a) 2017 | (b) 2018 | (c) 2019 | (d) 2020 | (e) 2021 | (f) Total | |
|---|---|---|---|---|---|---|---|
| 9 | Amounts from line 6... | ||||||
| 10a | Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. | ||||||
| b | Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975. | ||||||
| c | Add lines 10a and 10b. | ||||||
| 11 | Net income from unrelated business activities not included on line 10b, whether or not the business is regularly carried on. | ||||||
| 12 | Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) .. | ||||||
| 13 | Total support. (Add lines 9, 10c, 11, and 12.).. | ||||||
| Section A - Adjusted Net Income | (A) Prior Year |
(B) Current Year (optional) |
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| 1 | Net short-term capital gain | 1 | ||||
| 2 | Recoveries of prior-year distributions | 2 | ||||
| 3 | Other gross income (see instructions) | 3 | ||||
| 4 | Add lines 1 through 3 | 4 | ||||
| 5 | Depreciation and depletion | 5 | ||||
| 6 | Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) | 6 | ||||
| 7 | Other expenses (see instructions) | 7 | ||||
| 8 | Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) | 8 | ||||
| Section B - Minimum Asset Amount | (A) Prior Year |
(B) Current Year (optional) |
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| 1 | Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): | 1 | ||||
| a | Average monthly value of securities | 1a | ||||
| b | Average monthly cash balances | 1b | ||||
| c | Fair market value of other non-exempt-use assets | 1c | ||||
| d | Total (add lines 1a, 1b, and 1c) | 1d | ||||
| e |
Discount claimed for blockage or other factors (explain in detail in Part VI): |
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| 2 | Acquisition indebtedness applicable to non-exempt use assets | 2 | ||||
| 3 | Subtract line 2 from line 1d | 3 | ||||
| 4 | Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). | 4 | ||||
| 5 | Net value of non-exempt-use assets (subtract line 4 from line 3) | 5 | ||||
| 6 | Multiply line 5 by 0.035 | 6 | ||||
| 7 | Recoveries of prior-year distributions | 7 | ||||
| 8 | Minimum Asset Amount (add line 7 to line 6) | 8 | ||||
| Section C - Distributable Amount | Current Year | |||||
| 1 | Adjusted net income for prior year (from Section A, line 8, Column A) | 1 | ||||
| 2 | Enter 85% of line 1 | 2 | ||||
| 3 | Minimum asset amount for prior year (from Section B, line 8, Column A) | 3 | ||||
| 4 | Enter greater of line 2 or line 3 | 4 | ||||
| 5 | Income tax imposed in prior year | 5 | ||||
| 6 | Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) | 6 | ||||
| Section D - Distributions | Current Year | |
|---|---|---|
| 1 Amounts paid to supported organizations to accomplish exempt purposes | 1 | |
|
2
Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity |
2 | |
| 3 Administrative expenses paid to accomplish exempt purposes of supported organizations | 3 | |
| 4 Amounts paid to acquire exempt-use assets | 4 | |
| 5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) | 5 | |
| 6 Other distributions (describe in Part VI). See instructions | 6 | |
| 7Total annual distributions. Add lines 1 through 6. | 7 | |
|
8
Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions |
8 | |
| 9 Distributable amount for 2021 from Section C, line 6 | 9 | |
| 10 Line 8 amount divided by Line 9 amount | 10 | |
| Section E - Distribution Allocations (see instructions) |
(i) Excess Distributions |
(ii) Underdistributions Pre-2021 |
(iii) Distributable Amount for 2021 |
|
|---|---|---|---|---|
| 1 Distributable amount for 2021 from Section C, line 6 | ||||
|
2
Underdistributions, if any, for years prior to 2021 (reasonable cause required-- explain in Part VI). See instructions. |
||||
| 3 Excess distributions carryover, if any, to 2021: | ||||
| a From 2016....... | ||||
| b From 2017....... | ||||
| c From 2018....... | ||||
| d From 2019....... | ||||
| e From 2020....... | ||||
| fTotal of lines 3a through e | ||||
| g Applied to underdistributions of prior years | ||||
| h Applied to 2021 distributable amount | ||||
|
i
Carryover from 2016 not applied (see instructions) |
||||
| j Remainder. Subtract lines 3g, 3h, and 3i from line 3f. | ||||
| 4Distributions for 2021 from Section D, line 7: | ||||
| $ | ||||
| a Applied to underdistributions of prior years | ||||
| b Applied to 2021 distributable amount | ||||
| c Remainder. Subtract lines 4a and 4b from line 4. | ||||
|
5
Remaining underdistributions for years prior to 2021, if any. Subtract lines 3g and 4a from line 2. If the amount is greater than zero, explain in Part VI. See instructions. |
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|
6
Remaining underdistributions for 2021. Subtract lines 3h and 4b from line 1. If the amount is greater than zero, explain in Part VI. See instructions. |
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|
7 Excess distributions carryover to 2022. Add lines 3j and 4c. |
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| 8 Breakdown of line 7: | ||||
| a Excess from 2017..... | ||||
| b Excess from 2018..... | ||||
| c Excess from 2019..... | ||||
| d Excess from 2020..... | ||||
| e Excess from 2021..... | ||||
| Facts And Circumstances Test |
|---|
| I. BACKGROUNDCENTER FOR OPEN DATA ENTERPRISE, INC. ("CODE") IS A NONPROFIT ORGANIZATION INCORPORATED IN THE DISTRICT OF COLUMBIA IN 2015. CODE'S MISSION IS TO MAXIMIZE THE VALUE OF OPEN AND SHARED DATA FOR THE PUBLIC GOOD, BY WORKING WITH GOVERNMENT AGENCIES, BUSINESSES, NONPROFITS, AND RESEARCHERS WHO ARE BOTH DATA PROVIDERS AND DATA USERS. THIS INCLUDES PROMOTING THE APPLICATION OF FULLY OPEN DATA - FREE, PUBLICLY AVAILABLE DATA THAT ANYONE CAN ACCESS AND USE, WITHOUT LIMITATION- AS WELL AS STRATEGIES FOR SHARING AND EXCHANGING DATA THAT REQUIRES PRIVACY OR SECURITY RESTRICTIONS. SINCE ITS INCEPTION IN 2015, CODE HAS HELD MORE THAN TWO DOZEN ROUNDTABLES AND WORKSHOPS WITH THE WHITE HOUSE AND FEDERAL AGENCIES FOCUSING ON TOPICS INCLUDING MEDICAL RESEARCH AND HEALTH CARE, ENERGY AND THE ENVIRONMENT, AND FEDERAL DATA STRATEGY. CODE HAS ALSO DEVELOPED INFORMATIONAL MATERIALS AND RECOMMENDATIONS TO PROMOTE THE USE OF GOVERNMENT DATA AND PUBLIC-PRIVATE COLLABORATION AROUND DATA SHARING AND APPLICATION. IN ADDITION TO WORKING WITH GOVERNMENT AGENCIES IN THE U.S. AND INTERNATIONALLY, CODE PARTNERS WITH PRIVATE SECTOR COMPANIES, FOUNDATIONS, AND OTHER NONPROFIT ORGANIZATIONS TO ACHIEVE ITS MISSION.II. ANALYSISCODE QUALIFIES AS A "PUBLICLY SUPPORTED ORGANIZATION DESCRIBED UNDER SECTION 170(B)(1)(A)(VI), AND THEREFORE, AS AN ORGANIZATION DESCRIBED IN SECTION 509(A)(1) BECAUSE IT SATISFIES THE "FACTS AND CIRCUMSTANCES TEST" SET FORTH IN SECTION 1.170A-9(E)(3) OF THE TREASURY REGULATIONS.A. THRESHOLD REQUIREMENTSCODE IS ELIGIBLE FOR A DETERMINATION OF PUBLIC SUPPORT UNDER THE FACTS AND CIRCUMSTANCES TEST BECAUSE IT MEETS THE TWO THRESHOLD REQUIREMENTS FOR CONSIDERATION. FIRST, THE PORTION OF CODE'S SUPPORT THAT QUALIFIES AS ELIGIBLE PUBLIC SUPPORT IS 31.00%, WHICH EXCEEDS THE 10% THRESHOLD REQUIRED UNDER TREASURY REGULATION SECTION 1.170A-9(E)(3)(I). SECOND, CODE'S OPERATIONS ENSURE THAT IT WILL CONTINUE TO ATTRACT NEW AND ADDITIONAL PUBLIC SUPPORT, AS REQUIRED BY TREASURY REGULATION SECTION 1.170A-9(E)(3)(II). CODE MAINTAINS (1) A CONTINUOUS AND BONA FIDE PROGRAM FOR SOLICITING FUNDS FROM THE GENERAL PUBLIC, COMMUNITY, AND FOUNDATIONS, AND GOVERNMENT AGENCIES AND (2) THE SOURCES OF SUPPORT PROVIDE SERVICES DIRECTLY FOR THE BENEFIT OF THE GENERAL PUBLIC ON A CONTINUING BASIS, THEREBY SATISFYING THE OTHER THRESHOLD REQUIREMENT FOR QUALIFYING AS PUBLICLY SUPPORTED UNDER THE FACTS AND CIRCUMSTANCES TEST.B. OTHER RELEVANT FACTORSIN DETERMINING WHETHER CODE MEETS THE "FACTS AND CIRCUMSTANCES TEST," THE TREASURY REGULATIONS ALSO PROVIDE A LIST OF FACTORS THAT SERVE AS INDICIA OF WHETHER AN ORGANIZATION QUALIFIES AS "PUBLICLY SUPPORTED." THESE ADDITIONAL FACTORS, DISCUSSED BELOW, PROVIDE FURTHER EVIDENCE THAT CODE SATISFIES THE FACTS AND CIRCUMSTANCES TEST.1. SOURCES OF SUPPORTCODE RECEIVES ITS PUBLIC SUPPORT FROM A WIDE VARIETY OF CONTRIBUTORS AND DOES NOT DEPEND ON A SINGLE FAMILY FOR CONTRIBUTIONS, TWO FACTS THAT PROVIDE FURTHER SUPPORT FOR CODE'S QUALIFICATION AS A "PUBLICLY SUPPORTED" ENTITY. THESE DONORS INCLUDE: TAX-EXEMPT ENTITIES, FOR-PROFIT CORPORATIONS, AND INDIVIDUALS. CODE PLANS TO CONTINUE REACHING OUT TO NEW DONORS IN THE COMING YEARS.2. REPRESENTATIVE GOVERNING BODYTHE REPRESENTATIVE NATURE OF AN ORGANIZATION'S GOVERNING BODY IS ALSO A FACTOR IN DETERMINING WHETHER IT QUALIFIES UNDER THE "FACTS AND CIRCUMSTANCES TEST." IN CONSIDERING WHETHER A BOARD IS REPRESENTATIVE, SUCH FACTORS AS THE MEMBERS' EXPERTISE IN THE RELEVANT FIELD, THEIR HISTORY OF LEADERSHIP IN THE COMMUNITY AND THEIR TRADITION OF PUBLIC SERVICE ARE RELEVANT. CODE'S BOARD OF DIRECTORS INCLUDES A VARIETY OF INDUSTRY LEADERS WITH A BROAD RANGE OF EXPERIENCE IN FIELDS RELEVANT TO CODE'S PUBLIC SERVICE ACTIVITIES, INCLUDING RESEARCH, DEVELOPING INFORMATION MATERIALS, AND WORKING WITH GOVERNMENT AGENCIES IN THE U.S. AND INTERNATIONALLY. THE FOLLOWING INDIVIDUALS SERVED ON CODE'S BOARD OF DIRECTORS IN 2021:JOEL GURIN, PRESIDENTINTERNATIONALLY RECOGNIZED EXPERT ON OPEN DATAJOEL GURIN IS THE PRESIDENT AND FOUNDER OF CODE AND AN INTERNATIONALLY RECOGNIZED EXPERT ON OPEN DATA. HIS BOOK OPEN DATA NOW (MCGRAW-HILL), WRITTEN FOR A GENERAL AUDIENCE, IS CONSIDERED A BENCHMARK PUBLICATION THAT HELPED DEFINE THIS EMERGING FIELD. BEFORE LAUNCHING CODE IN JANUARY 2015 HE CONCEPTUALIZED AND LED THE DEVELOPMENT TEAM FOR THE GOVLAB'S OPEN DATA 500 PROJECT, THE FIRST THOROUGH STUDY OF THE USE OF OPEN GOVERNMENT DATA BY THE PRIVATE SECTOR. JOEL'S BACKGROUND INCLUDES GOVERNMENT, JOURNALISM, NONPROFIT LEADERSHIP, AND CONSUMER ISSUES. HE SERVED AS CHAIR OF THE WHITE HOUSE TASK FORCE ON SMART DISCLOSURE, WHICH STUDIED HOW OPEN GOVERNMENT DATA CAN IMPROVE CONSUMER MARKETS, AND AS CHIEF OF THE CONSUMER AND GOVERNMENTAL AFFAIRS BUREAU OF THE U.S. FEDERAL COMMUNICATIONS COMMISSION. FOR MORE THAN A DECADE HE WAS EDITORIAL DIRECTOR AND THEN EXECUTIVE VICE PRESIDENT OF CONSUMER REPORTS, WHERE HE DIRECTED THE LAUNCH AND DEVELOPMENT OF CONSUMERREPORTS.ORG, THE WORLD'S LARGEST PAID-SUBSCRIPTION INFORMATION-BASED WEBSITE. HE IS A GRADUATE OF HARVARD UNIVERSITY WITH AN A.B. IN BIOCHEMICAL SCIENCES, MAGNA CUM LAUDE, PHI BETA KAPPA. SHAIDA BADIEE, CHAIRMANAGING DIRECTOR OF OPEN DATA WATCHSHAIDA BADIEE IS MANAGING DIRECTOR OF OPEN DATA WATCH, AN NGO FOCUSED ON MONITORING AND PROMOTING OPEN DATA IN NATIONAL STATISTICAL OFFICES. SHE HAS BEEN AN ACTIVE MEMBER OF THE UN SECRETARY GENERAL'S ADVISORY GROUP ON DATA REVOLUTION, CO-CHAIRS THE SUSTAINABLE DEVELOPMENT SOLUTIONS NETWORK (SDSN) DATA NETWORK, AND HAS PLAYED A KEY ROLE IN THE STARTUP OF THE GLOBAL PARTNERSHIP FOR SUSTAINABLE DEVELOPMENT DATA. AS SENIOR ADVISOR, SHAIDA WORKS CLOSELY WITH THEDATA2X TEAM FOCUSED ON KNOWLEDGE CREATION AND ADVOCACY FOR CLOSING GENDER DATA GAPS. SHE BRINGS 36 YEARS OF EXPERIENCE IN MANAGING GLOBAL DEVELOPMENT STATISTICS AT THE WORLD BANK AND AS THE LONG-TIME DIRECTOR OF THE DEVELOPMENT DATA GROUP. DURING HER TENURE, FLAGSHIP GLOBAL STATISTICAL PRODUCTS WERE LAUNCHED SUCH AS THE WORLD DEVELOPMENT INDICATORS, GLOBAL DEVELOPMENT FINANCE, AND THE ATLAS OF GLOBAL DEVELOPMENT. IN 2010, SHE LED THE WORLD BANK'S OPEN DATA INITIATIVE, A GROUND-BREAKING PROGRAM TO PROVIDE FULL AND FREE ACCESS TO THE WORLDBANK'S EXTENSIVE STATISTICAL DATABASES.THERESA A. PARDO, PH.D., TREASURERASSOCIATE VP FOR RESEARCH, UNIVERSITY AT ALBANY, SUNY.THERESA A. PARDO, PH.D. SERVES AS ASSOCIATE VICE PRESIDENT FOR RESEARCH AND SPECIAL ASSISTANT TO THE PRESIDENT AT THE UNIVERSITY AT ALBANY, STATE UNIVERSITY OF NEW YORK (SUNY). SHE ALSO SERVES AS A SENIOR FELLOW AT THE CENTER FOR TECHNOLOGY IN GOVERNMENT (CTG UALBANY), A FULL RESEARCH PROFESSOR IN PUBLIC ADMINISTRATION AND POLICY, ROCKEFELLER COLLEGE, AND AN AFFILIATE FACULTY AT THE COLLEGE OF EMERGENCY PREPAREDNESS, HOMELAND SECURITY AND CYBERSECURITY. AS ASSOCIATE VICE PRESIDENT FOR RESEARCH, DR. PARDO IS RESPONSIBLE FOR THE UNIVERSITY'S RESEARCH INSTITUTES, CENTERS AND LABORATORIES AND RESEARCH DATA GOVERNANCE, AMONG OTHER STRATEGIC PRIORITIES OF THE UNIVERSITY. AS SPECIAL ASSISTANT TO THE PRESIDENT, DR. PARDO IS LEADING THE CREATION AND OPERATION OF A NOVEL MULTI-SECTOR, MULTI-INSTITUTIONAL, AND INTERDISCIPLINARY RESEARCH AND COLLABORATION NETWORK FOCUSED ON THE DIFFERENTIAL IMPACTS OF COVID-19 ON MINORITY COMMUNITIES IN NEW YORK AND THE FORMATION OF A NEW UNIVERSITY-WIDE INSTITUTE FOR THE ACHIEVEMENT OF SOCIAL AND HEALTH EQUITY. DR. PARDO IS A FELLOW OF THE NATIONAL ACADEMY OF PUBLIC ADMINISTRATION WHERE SHE IS VICE-CHAIR OF THE TECHNOLOGY LEADERSHIP PANEL AND IS A PAST PRESIDENT OF THE DIGITAL GOVERNMENT SOCIETY. IN 2018 AND 2019, DR. PARDO WAS NAMED A TOP 100 INFLUENCER IN DIGITAL GOVERNMENT GLOBALLY. SHE HOLDS A DOCTORATE IN INFORMATION SCIENCE FROM THE UNIVERSITY AT ALBANY, SUNY. |
| Return Reference | Explanation |
|---|---|
| SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: | MISCELLANEOUS - 2017 AMOUNT: $ 771. 2018 AMOUNT: $ 0. 2019 AMOUNT: $ 32. 2020 AMOUNT: $ 0. 2021 AMOUNT: $ 0. |
| Software ID: | |
| Software Version: |
Attach to Form 990 or 990-EZ.
Go to www.irs.gov/Form990 for the latest information.
| Return Reference | Explanation |
|---|---|
| FORM 990, PART VI, SECTION B, LINE 11B | CODE HIRES AN INDEPENDENT ACCOUNTING FIRM TO PREPARE THE FEDERAL FORM 990. UPON SUBMISSION, THE DRAFT FORM 990 IS REVIEWED BY THE PRESIDENT AND BOARD OF DIRECTORS BEFORE FILING WITH THE IRS. |
| FORM 990, PART VI, SECTION B, LINE 12C | ALL CODE STAFF AND CONTRACTORS ARE REQUIRED TO DISCLOSE TO THE PRESIDENT ANY POTENTIAL CONFLICTS OF INTEREST THAT COULD IMPACT, OR POTENTIALLY APPEAR TO IMPACT, THEIR ABILITY TO CONTRIBUTE TO CODE'S WORK OVERALL, OR TO SPECIFIC PROJECTS, IMPARTIALLY AND IN THE BEST INTERESTS OF THE ORGANIZATION. POTENTIAL CONFLICTS MAY ALSO INCLUDE SITUATIONS IN WHICH THE STAFF OR CONTRACTOR STANDS TO BENEFIT FROM THEIR ASSOCIATION WITH CODE IN WAYS THAT EXCEED THEIR COMPENSATION FROM CODE. THESE POTENTIAL CONFLICTS MUST BE DISCLOSED IMMEDIATELY TO THE PRESIDENT, IN WRITING, IF AND WHEN THEY ARISE. SUCH CONFLICTS CAN INCLUDE BUT ARE NOT LIMITED TO: 1) CONSULTING FEES OR HONORARIA FROM THIRD PARTIES WHOSE WORK RELATES TO AREAS IN WHICH CODE OPERATES. THESE CAN INCLUDE FEES OR IN-KIND COMPENSATION FOR CONSULTING, LECTURING, BOARD SERVICE, TEACHING, OR OTHER ACTIVITIES. 2) EQUITY INTERESTS OR STOCK OPTIONS IN COMPANIES OPERATING IN THE DATA AND TECHNOLOGY SPACE. 3) CONSULTING FEES FROM COMPANIES, OTHER NONPROFITS, GOVERNMENT ENTITIES, OR OTHER THIRD PARTIES. 4) ROYALTY INCOME. 6) PERSONAL CONNECTION WITH A POTENTIAL CODE FUNDER. BASED ON THESE DISCLOSURES, THE PRESIDENT WILL DECIDE WHETHER STAFF/CONTRACTOR CONFLICTS OF INTEREST EXIST AND HOW TO RESOLVE THEM IF SO. THE PRESIDENT WILL DISCLOSE ANY OF HIS/HER POTENTIAL CONFLICTS TO THE BOARD CHAIR, WHO WILL ASSESS HOW TO RESOLVE THEM IF NECESSARY AND WHETHER POTENTIAL CONFLICTS NEED TO BE DISCLOSED TO THE FULL BOARD FOR DISCUSSION. ANY BOARD MEMBER WILL DISCLOSE HIS/HER POTENTIAL CONFLICTS TO THE BOARD CHAIR AND THE PRESIDENT, WHO WILL WORK WITH THE BOARD MEMBER TO DETERMINE HOW TO RESOLVE THEM IF NECESSARY. REMEDIES FOR REAL OR APPARENT CONFLICTS OF INTEREST MAY INCLUDE: 1) APPROPRIATE DISCLOSURE IN CODE MATERIALS PUBLISHED IN PRINT OR ONLINE. 2) DECISION NOT TO PURSUE AN OPPORTUNITY WITH A THIRD PARTY THAT MAY CAUSE A CONFLICT. 3) STAFF OR BOARD MEMBER RECUSAL FROM WORK OR DECISIONS RELATING TO THE AREA OF CONFLICT. |
| FORM 990, PART VI, SECTION C, LINE 19 | CODE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. |
| FORM 990, SCHEDULE A, SECTION C, LINE 17A: | PATRICIA CUMMENS GOVERNMENT STRATEGIST AT ENVIRONMENTAL SYSTEMS RESEARCH INSTITUTE (ESRI). PAT CUMMENS SERVES AS THE GOVERNMENT STRATEGIST AT ENVIRONMENTAL SYSTEMS RESEARCH INSTITUTE (ESRI). SHE JOINED ESRI IN 1998, WHERE SHE PROVIDES SENIOR-LEVEL MANAGEMENT AND GUIDANCE ON STATE AND NATIONAL GOVERNMENT INITIATIVES, EMERGING POLICY ISSUES AND EXECUTIVE OUTREACH. PRIOR TO THAT SHE SPENT 15 YEARS IN STATE GOVERNMENT, SERVING AS THE GIS DIRECTOR FOR THE NEW JERSEY DEPARTMENT OF ENVIRONMENTAL PROTECTION FOR 11 YEARS AFTER STARTING HER CAREER WITH THE STATE OF MINNESOTA. SHE HAS DEVELOPED SKILLS TO BRIDGE THE GAP BETWEEN POLICY AND TECHNOLOGY, AND WORKS WITH EXECUTIVES INCLUDING GOVERNORS' OFFICES, THE WHITE HOUSE, AND U.S. CONGRESS TO HELP THEM UNDERSTAND THE VALUE GEOSPATIAL DATA AND GIS TECHNOLOGY BRING TO DATA-DRIVEN DECISION MAKING AND REALIZING EFFICIENT, SMART GOVERNMENT. MUCH OF HER EFFORT IS FOCUSED ON BUILDING AWARENESS OF LOCATION INTELLIGENCE OUTSIDE THE TRADITIONAL GIS COMMUNITY. SHE HOLDS A BACHELOR'S DEGREE IN LANDSCAPE ARCHITECTURE FROM THE UNIVERSITY OF MINNESOTA. MARC DACOSTA CO-FOUNDER AND CHAIRMAN OF ENIGMA. MARC DACOSTA IS THE CO-FOUNDER AND CHAIRMAN OF ENIGMA, A DATA TECHNOLOGY COMPANY THAT MARRIES PUBLIC AND PRIVATE DATA TO PROVIDE ACTIONABLE, OPERATIONAL INSIGHT FOR FORTUNE 500 COMPANIES. MARC HAS DEEP EXPERTISE IN THE TECHNICAL AND CULTURAL ASPECTS OF HARNESSING DATA TO TRANSFORM ORGANIZATIONAL OPERATIONS. HE HOLDS A PH.D. IN CULTURAL ANTHROPOLOGY FROM THE UNIVERSITY OF CALIFORNIA AND HAS HELD FELLOWSHIPS AT THE NATIONAL SCIENCE FOUNDATION, INTEL LABS AND THE COLUMBIA JOURNALISM SCHOOL. MARC IS ALSO A TERM MEMBER AT THE COUNCIL ON FOREIGN RELATIONS. ELIZABETH LEE GROSSMAN FORMER DIRECTOR OF STRATEGIC PARTNERSHIPS, MICROSOFT CITIES TEAM/MICROSOFT PHILANTHROPIES. ELIZABETH GROSSMAN ENGAGES IN DESIGNING AND COORDINATING STRATEGIC NATIONAL AND LOCAL PARTNERSHIPS WITH NONPROFITS, FOUNDATIONS, GOVERNMENTS, AND BUSINESSES. SHE HAS WORKED WITH COMMUNITY AND CIVIC LEADERS ON THE APPLICATION OF TECHNOLOGY AND DATA TO ADDRESS PUBLIC CHALLENGES SUCH AS ECONOMIC DEVELOPMENT AND INNOVATION, CRIMINAL JUSTICE REFORM, SUSTAINABILITY, ACCESSIBILITY, AND TRANSPORTATION. BEFORE JOINING MICROSOFT, SHE WORKED ON SCIENCE AND TECH POLICY FOR UNIVERSITIES, ASSOCIATIONS, AND THE U.S. HOUSE OF REPRESENTATIVES. ELIZABETH RECEIVED A B.A. IN PHYSICS AND MATHEMATICS FROM SWARTHMORE COLLEGE AND A MASTERS AND PH.D. IN COMPUTATIONAL PHYSICS FROM THE UNIVERSITY OF CHICAGO. NATALIE EVANS HARRIS EXECUTIVE DIRECTOR, BLACK WEALTH DATA CENTER (CURRENT TITLE; LEFT CODE BOARD IN OCTOBER 2021). NATALIE EVANS HARRIS HOLDS NEARLY 20 YEARS OF EXPERIENCE ADVANCING THE PUBLIC SECTOR'S STRATEGIC USE OF DATA, INCLUDING A 16-YEAR CAREER AT THE NATIONAL SECURITY AGENCY AND 18 MONTHS WITH THE OBAMA ADMINISTRATION. SHE IS KNOWN FOR WORKING WITH A BROAD NETWORK OF ACADEMIC INSTITUTIONS, DATA SCIENCE ORGANIZATIONS, APPLICATION DEVELOPERS, AND FOUNDATIONS TO ADVANCE THE RESPONSIBLE USE OF DATA STANDARDS, APIS, AND ETHICAL ALGORITHMS TO DIRECTLY BENEFIT PEOPLE. SHE FOUNDED THE COMMUNITY-DRIVEN PRINCIPLES FOR ETHICAL DATA SHARING (CPEDS) COMMUNITY OF PRACTICE WITH OVER 1200 ACTIVE MEMBERS FOCUSED ON STRENGTHENING ETHICAL PRACTICES IN THE DATA SCIENCE COMMUNITY THROUGH CROWDSOURCING OF A DATA SCIENCE CODE OF ETHICS. SHE SERVES AS A STRATEGIC ADVISOR TO THE PROJECT, NOW KNOWN AS THE GLOBAL DATA ETHICS PROJECT (GDEP), TO ADVANCE THE ADOPTION OF TOOLS, TECHNIQUES, AND PRACTICES DEVELOPED BY THE COMMUNITY. AS A SENIOR POLICY ADVISOR TO THE U.S. CHIEF TECHNOLOGY OFFICER IN THE OBAMA ADMINISTRATION, SHE FOUNDED THE DATA CABINET, A FEDERAL DATA SCIENCE COMMUNITY OF PRACTICE WITH OVER 200 ACTIVE MEMBERS ACROSS MORE THAN 40 FEDERAL AGENCIES. HEATHER JOSEPH EXECUTIVE DIRECTOR FOR THE SCHOLARLY PUBLISHING AND ACADEMIC RESOURCES COALITION (SPARC). HEATHER JOSEPH SERVES AS EXECUTIVE DIRECTOR FOR THE SCHOLARLY PUBLISHING AND ACADEMIC RESOURCES COALITION (SPARC). IN THAT ROLE SHE HAS FOCUSED SPARC'S EFFORTS ON SUPPORTING NEW MODELS FOR THE OPEN SHARING OF DIGITAL ARTICLES, DATA AND EDUCATIONAL RESOURCES. A FIRM BELIEVER IN COLLECTIVE ACTION, SHE HAS BOLSTERED SPARC'S MISSION THROUGH THE DEVELOPMENT AND LEADERSHIP OF EFFECTIVE COALITIONS. SHE CONVENES THE ALLIANCE FOR TAXPAYER ACCESS AND THE OPEN ACCESS WORKING GROUP, BROAD COALITIONS OF UNIVERSITY, LIBRARY, ADVOCACY, AND CONSUMER GROUPS THAT SERVE AS LEADING VOICES ON U.S. OPEN ACCESS POLICIES, INCLUDING THE LANDMARK NATIONAL INSTITUTES FOR HEALTH (NIH) PUBLIC ACCESS POLICY AND A RECENT WHITE HOUSE DIRECTIVE. SHE IS ALSO THE FOUNDER OF BIOONE, A COLLABORATIVE PUBLISHING ORGANIZATION DESIGNED TO KEEP NON-PROFIT PUBLISHERS OPERATING INDEPENDENTLY. HEATHER IS AN ACTIVE PARTICIPANT ON COMMITTEES AND PROJECTS AT SEVERAL U.S. FEDERAL AGENCIES. IN 2015, SHE WAS APPOINTED TO THE NEWLY FORMED COMMERCE DATA ADVISORY COUNCIL AND TASKED WITH PROVIDING INPUT TO THE SECRETARY OF COMMERCE ON ISSUES SURROUNDING OPEN DATA. SHE SERVES ON THE BOARD OF DIRECTORS OF KEY NONPROFIT ORGANIZATIONS SUPPORTING THE OPEN SHARING OF KNOWLEDGE, INCLUDING DURASPACE AND IMPACTSTORY. DENICE ROSS U.S. CHIEF DATA SCIENTIST (CURRENT TITLE; LEFT CODE BOARD IN OCTOBER 2021). DENICE ROSS IS THE U.S. CHIEF DATA SCIENTIST IN THE WHITE HOUSE OFFICE OF SCIENCE AND TECHNOLOGY POLICY. BEFORE THAT SHE WAS A FELLOW IN RESIDENCE AT GEORGETOWN UNIVERSITY'S BEECK CENTER, WHERE SHE SUPPORTS THE SCHMIDT FUTURES DATA COLLABORATIVE PORTFOLIO AROUND ISSUES SUCH AS DISASTERS, OPIOIDS/ADDICTION, CENSUS 2020, CLIMATE CHANGE, POLICING, AND WORKFORCE. SHE WAS RECENTLY A PUBLIC INTEREST TECH FELLOW AT NEW AMERICA, WHERE SHE STUDIED THE POWER OF NETWORKS TO ADVANCE PROGRESS ON BIG CHALLENGES. AS A PRESIDENTIAL INNOVATION FELLOW IN THE OBAMA ADMINISTRATION, SHE CO-FOUNDED THE WHITE HOUSE POLICE DATA INITIATIVE TO INCREASE TRANSPARENCY AND ACCOUNTABILITY IN THE WAKE OF FERGUSON, AND WORKED WITH THE DEPARTMENT OF ENERGY ON CROWDSOURCING PRIVATE-SECTOR DATA TO IMPROVE COMMUNITY RESILIENCE IN DISASTER-IMPACTED AREAS. BEFORE MOVING TO THE DC AREA, SHE SERVED AS DIRECTOR OF ENTERPRISE INFORMATION FOR THE CITY OF NEW ORLEANS, WHERE SHE ESTABLISHED THEIR OPEN DATA INITIATIVE, NOW RECOGNIZED AS ONE OF THE MOST SUCCESSFUL IN THE COUNTRY. PRIOR TO GOVERNMENT, DENICE CO-DIRECTED THE DATA CENTER, A NON-PROFIT DATA INTERMEDIARY THAT ORGANIZED CENSUS AND OTHER DATA INTO NEIGHBORHOODS TO BE USED BY NONPROFITS AND COMMUNITY ORGANIZATIONS. DENICE HOLDS A BACHELOR OF SCIENCE FROM THE UNIVERSITY OF ARIZONA, WHERE SHE WAS A GOLDWATER SCHOLAR. BRIAN SCARPELLI SENIOR POLICY COUNSEL AT ACT | THE APP ASSOCIATION. BRIAN SCARPELLI IS SENIOR POLICY COUNSEL AT ACT | THE APP ASSOCIATION, A NOT-FOR-PROFIT TRADE ASSOCIATION REPRESENTING SMALL BUSINESS SOFTWARE DEVELOPMENT AND HIGH TECH COMPANIES. PREVIOUS TO JOINING ACT, BRIAN WORKED FOR OVER FIVE YEARS AT THE TELECOMMUNICATIONS INDUSTRY ASSOCIATION, A TRADE ASSOCIATION REPRESENTING TELECOMMUNICATIONS EQUIPMENT MANUFACTURERS AND VENDORS THAT IS ALSO A STANDARDS DEVELOPMENT ORGANIZATION. HE HAS ALSO WORKED AT THE FEDERAL COMMUNICATIONS COMMISSION, THE DISTRICT OF COLUMBIA PUBLIC SERVICE COMMISSION, AND THE ALLIANCE FOR TELECOMMUNICATIONS INDUSTRY SOLUTIONS. 3. PUBLIC PARTICIPATION IN PROGRAMS UNDER SECTION 1.170A-9(E)(3)(VI)(C)(1) OF THE TREASURY REGULATIONS, ONE FACTOR INDICATING THAT AN ORGANIZATION QUALIFIES AS "PUBLICLY SUPPORTED" UNDER THE FACTS AND CIRCUMSTANCES TEST IS THAT "MEMBERS OF THE PUBLIC HAVING SPECIALIZED KNOWLEDGE OR EXPERTISE, PUBLIC OFFICIALS, OR CIVIC OR COMMUNITY LEADERS" PARTICIPATE IN, OR SPONSOR, THE ORGANIZATION'S PROGRAMS. AS DISCUSSED ABOVE, CODE'S DIRECTORS ARE EXPERTS AND LEADERS IN DATA USE AND DEVELOPMENT. III. CONCLUSION IN SUMMARY, CODE HAS THE CHARACTERISTICS OF A "PUBLICLY SUPPORTED ORGANIZATION, BASED ON THE FACTS AND CIRCUMSTANCES TEST DESCRIBED IN SECTION 1.170A-9(E)(3) OF THE TREASURY REGULATIONS. SPECIFICALLY, A SMALL NUMBER OF DONORS DO NOT CONTROL CODE; RATHER CODE IS A GROWING INSTITUTION THAT BEARS MANY OF THE INDICIA OF A "PUBLICLY SUPPORTED ORGANIZATION, INCLUDING PUBLIC SUPPORT FROM A WIDE CROSS-SECTION OF DONORS, WITH A REPRESENTATIVE GOVERNING BODY. MOREOVER, CODE IS CONTINUING TO SEEK NEW SOURCES OF SUPPORT FROM THE GENERAL PUBLIC AS WELL AS OTHER ORGANIZATIONS. ACCORDINGLY, CODE QUALIFIES AS A "PUBLICLY SUPPORTED ORGANIZATION DESCRIBED IN SECTION 170(B)(1)(A)(VI). |
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