TY 2021 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0047

2021

Open to Public Inspection

For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021

Name of foundation
THE DALE AND MAX BERGER
FAMILY FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)MAX BERGER CO BLBG 1251 6TH AVENU
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10020

A Employer identification number

46-1612011

B Telephone number (see instructions)

(212) 840-3456

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$16,432,765J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	1,339,200
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	150,793		150,793
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		965,469
b	Gross sales price for all assets on line 6a 5,997,306
7	Capital gain net income (from Part IV, line 2)...			1,974,483
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		-37	-37
12	Total. Add lines 1 through 11........	2,455,425		2,125,239
13	Compensation of officers, directors, trustees, etc.	0		0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		20,000	10,000	10,000
c	Other professional fees (attach schedule)....		46,989	46,989	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		15,917	917	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		2,260	735	1,525
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	85,166		58,641	11,525
25	Contributions, gifts, grants paid.......	2,172,900			2,172,900
26	Total expenses and disbursements. Add lines 24 and 25	2,258,066		58,641	2,184,425
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	197,359
b	Net investment income (if negative, enter -0-)			2,066,598
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2021)

Form 990-PF (2021)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	1,123,969	1,576,701	1,576,701
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	5,591,001	5,486,415	6,744,809
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	5,728,259	5,596,298	8,111,255
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )	6,399	0	0
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	12,449,628	12,659,414	16,432,765
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )	0	12,427
	23	Total liabilities (add lines 17 through 22).........	0	12,427
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	0	0
	27	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	28	Retained earnings, accumulated income, endowment, or other funds	12,449,628	12,646,987
	29	Total net assets or fund balances (see instructions).....	12,449,628	12,646,987
	30	Total liabilities and net assets/fund balances (see instructions).	12,449,628	12,659,414

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

12,449,628

Enter amount from Part I, line 27a .....................

197,359

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

12,646,987

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

12,646,987

Form 990-PF (2021)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(d) Date sold (mo., day, yr.)
1 a	LTCG - PERSHING#1047 -DONATED SECURITIES	D	2021-12-31
b	LTCG - PERSHING#1047	P	2021-12-31
c	STCG NON-COVERED- BNY#1126	P	2021-12-31
d	LTCG - BNY#1126	P	2021-12-31
e	LTCG NON-COVERED- BNY#1126	P	2021-12-31
	STCG -BNY#1613	P	2021-12-31
	LTCG -BNY#1613	P	2021-12-31
	LTCG - BIOTECHNOLOGY FUND	P	2021-12-31
	JP MORGAN #6006	P	2021-12-31
	LTCG 1,695.37 SHS INSTITUTIONAL DIRECT LENDING FUND THREE LTD.	P	2021-12-31
	LTCG 531.3 SHS INSTITUTIONAL DISTRESSED OPPORTUNITIES FUND LTD.	P	2021-12-31

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	1,378,335	330,186	1,048,149
b	599,072	561,902	37,170
c	165,108	150,113	14,995
d	20,495	6,896	13,599
e	741,102	490,862	250,240
	1,214,437	1,005,530	208,907
	790,135	497,904	292,231
	16,447		16,447
	790,961	702,175	88,786
	208,343	223,080	-14,737
	72,871	54,175	18,696

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			1,048,149
b			37,170
c			14,995
d			13,599
e			250,240
			208,907
			292,231
			16,447
			88,786
			-14,737
			18,696

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	1,974,483
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Form 990-PF (2021)

Page 4

Part V

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	28,726
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	28,726
6	Credits/Payments:

a	2021 estimated tax payments and 2020 overpayment credited to 2021	6a	14,443
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	36,000
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	50,443
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	247
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	21,470
11	Enter the amount of line 10 to be: Credited to 2022 estimated tax21,470	Refunded	11	0

Part VI-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?.........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XIV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.

If "Yes," complete Part XIII .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2021)

Page 5

Part VI-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

ANCHIN BLOCK ANCHIN LLP Telephone no. bullet

(212) 840-3456

Located at bullet

1375 BROADWAYNEW YORKNY ZIP+4 bullet

10018

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........

1a(1)

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? ..............................

1a(2)

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........

1a(3)

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............

1a(4)

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? ......................

1a(5)

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.) ...............

1a(6)

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2021? .............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2021, did the foundation have any undistributed income (lines 6d

and 6e, Part XII) for tax year(s) beginning before 2021?....................

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? ..............................

If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2021.) .....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..

Form 990-PF (2021)

Page 6

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........

5a(1)

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive? ....................

5a(2)

(3) Provide a grant to an individual for travel, study, or other similar purposes? .............

5a(3)

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions ........................

5a(4)

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals? .............

5a(5)

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here ......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant? .................

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? .............................

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .........................

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
MAX W BERGER	TRUSTEE 5.00	0	0	0
C/O BLBG 1285 6TH AVE 38TH FLOOR NEW YORK,NY10019	TRUSTEE 5.00	0	0	0
DALE BERGER	TRUSTEE 10.00	0	0	0
C/O BLBG 1285 6TH AVE 38TH FLOOR NEW YORK,NE10019	TRUSTEE 10.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2021)

Page 7

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part VIII-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part VIII-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2021)

Page 8

Part IX

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

6,960,191

Average of monthly cash balances.......................

731,310

Fair market value of all other assets (see instructions)................

8,111,255

Total (add lines 1a, b, and c).........................

15,802,756

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

15,802,756

Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see

instructions) .............................

237,041

Net value of noncharitable-use assets. Subtract line 4 from line 3. .......

15,565,715

Minimum investment return. Enter 5% (0.05) of line 5................

778,286

Part X

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part IX, line 6..................

778,286

Tax on investment income for 2021 from Part V, line 5.......

28,726

Income tax for 2021. (This does not include the tax from Part V.) ...

Add lines 2a and 2b............................

28,726

Distributable amount before adjustments. Subtract line 2c from line 1............

749,560

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

749,560

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...

749,560

Part XI

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part VIII-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.

Form 990-PF (2021)

Page 9

Part XII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2020	(c) 2020	(d) 2021
1 Distributable amount for 2021 from Part X, line 7					749,560
2 Undistributed income, if any, as of the end of 2021:
a Enter amount for 2020 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2021:
a From 2016......	275,775
b From 2017......	663,205
c From 2018......
d From 2019......	511,680
e From 2020......
f Total of lines 3a through e ........		1,450,660
4Qualifying distributions for 2021 from Part
XI, line 4: $ 2,184,425
a Applied to 2020, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2021 distributable amount.....					749,560
e Remaining amount distributed out of corpus		1,434,865
5 Excess distributions carryover applied to 2021.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		2,885,525
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2021. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2022 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2016 not applied on line 5 or line 7 (see instructions) ...		275,775
9 Excess distributions carryover to 2022. Subtract lines 7 and 8 from line 6a ......		2,609,750
10 Analysis of line 9:
a Excess from 2017....	663,205
b Excess from 2018....
c Excess from 2019....	511,680
d Excess from 2020....
e Excess from 2021....	1,434,865

Form 990-PF (2021)

Page 10

Part XIII

Private Operating Foundations (see instructions and Part VI-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section 4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2021	(b) 2020	(c) 2019	(d) 2018	(e) Total

b 85% (0.85) of line 2a .........
c Qualifying distributions from Part XI, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part IX, line 6 for each year listed ..
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XIV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2021)

Page 11

Part XIV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ANTI-DEFAMATION LEAGUE FOUNDATION 605 THIRD AVENUE NEW YORK,NY10158	NONE	PC	GENERAL SUPPORT	25,000
BARUCH COLLEGE 55 LEXINGTON AVE NEW YORK,NY10010	NONE	PC	GENERAL SUPPORT	570,000
BRENNAN CENTER FOR JUSTICE 120 BROADWAY SUITE 1750 NEW YORK,NY10271	NONE	PC	GENERAL SUPPORT	5,000
BUTTERFLIES USA CHILDREN'S CHARITY PO BOX 272 NEW YORK,NY10159	NONE	PC	GENERAL SUPPORT	5,000
CITY YEAR NY 20 W 22ND ST 3RD FLOOR NEW YORK,NY10010	NONE	PC	GENERAL SUPPORT	10,000
COLUMBIA LAW SCHOOL 435 WEST 116TH STREET NEW YORK,NY10027	NONE	PC	GENERAL SUPPORT	1,150,000
EARTHJUSTICE 50 CALIFORNIA STREET SUITE 500 SAN FRANCISCO,CA94111	NONE	PC	GENERAL SUPPORT	5,000
EAST BAY COMMUNITY LAW CENTER 2921 ADELINE STREET BERKELY,CA94703	NONE	PC	GENERAL SUPPORT	2,500
GETTING OUT AND STAYING OUT 75TH E 116TH ST NEW YORK,NY10029	NONE	PC	GENERAL SUPPORT	5,000
HER JUSTICE 100 BROADWAY 10TH FLOOR NEW YORK,NY10005	NONE	PC	GENERAL SUPPORT	35,000
MEDIA MATTERS FOR AMERICA 455 MASSACHUSETTS AVE NW NO 6TH WASHINGTON,DC20001	NONE	PC	GENERAL SUPPORT	25,000
MEMORIAL SLOAN KETTERING 885 SECOND AVENUE 7TH FL NEW YORK,NY10017	NONE	PC	GENERAL SUPPORT	10,000
NEW ALTERNATIVES FOR CHILDREN 37 WEST 26TH ST NEW YORK,NY10010	NONE	PC	GENERAL SUPPORT	15,000
PARK AVENUE SYNAGOGUE 50 EAST 87TH STREET NEW YORK,NY10128	NONE	PC	GENERAL SUPPORT	5,400
SKIDMORE COLLEGE 815 NORTH BROADWAY SARATOGA SPRINGS,NY12866	NONE	PC	GENERAL SUPPORT	25,000
SOUTHERN POVERTY LAW CENTER 400 WASHINGTON AVENUE MONTGOMERY,AL36104	NONE	PC	GENERAL SUPPORT	5,000
THE ANDREW GOODMAN FOUNDATION INC 270 MADISON AVE NO 16 FL NEW YORK,NY10016	NONE	PC	GENERAL SUPPORT	75,000
UJA FEDERATION 130 E 59TH STREET NEW YORK,NY10022	NONE	PC	GENERAL SUPPORT	100,000
WOMEN FOR WOMEN 2000 M STREET NW SUITE 200 WASHINGTON,DC20036	NONE	PC	GENERAL SUPPORT	100,000
Total ................................. 3a				2,172,900

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2021)

Page 12

Part XV-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments ....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities ....
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income .....
8 Gain or (loss) from sales of assets other than inventory ............			18	965,469
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aOTHER INCOME/LOSS - PARTNERSHIP			14	-60
bMISCELLANEOUS INCOME			14	23
c
d
e
12 Subtotal. Add columns (b), (d), and (e) ..		0		1,116,225	0

13Total. Add line 12, columns (b), (d), and (e)..................

1,116,225

(See worksheet in line 13 instructions to verify calculations.)

Part XV-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2021)

Page 13

Part XVI

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2021)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

Schedule B
(Form 990)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2021

Name of the organization

THE DALE AND MAX BERGER
FAMILY FOUNDATION

Employer identification number

46-1612011

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or other property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.

Special Rules

For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year ......... Arrow Bullet

Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990) (2021)

Schedule B (Form 990) (2021) Page 2

Name of organization THE DALE AND MAX BERGER FAMILY FOUNDATION

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	MAX W BERGER & DALE G BERGER 181 EAST 65TH STREET NEW YORK, NY10065	$ 1,339,200	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990) (2021)

Schedule B (Form 990) (2021)

Page 3

Name of organization THE DALE AND MAX BERGER FAMILY FOUNDATION		Employer identification number 46-1612011

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
1	10,000 SHS ADVANCED MICRO DEVICES INC COM	$ 1,339,200	2021-12-14
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990) (2021)

Schedule B (Form 990) (2021)

Page 4


Name of organization THE DALE AND MAX BERGER FAMILY FOUNDATION			Employer identification number 46-1612011
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990) (2021)

Additional Data

Software ID:
Software Version:

- TIN:

TY 2021 AccountingFeesSchedule

Name:

THE DALE AND MAX BERGER

FAMILY FOUNDATION

EIN:

46-1612011

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ACCOUNTING FEES	20,000	10,000		10,000

- TIN:

TY 2021 InvestmentsCorpStockSchedule

Name:

THE DALE AND MAX BERGER

FAMILY FOUNDATION

EIN:

46-1612011

Name of Stock	End of Year Book Value	End of Year Fair Market Value
BNY UMF 1126 - ADVANCED DRAIN SYS INC DEL COM - 408 SHS	34,272	55,541
BNY UMF 1126 - AMERICAN EAGLE OUTFITTERS INC NEW COM - 2433 SHS	77,599	61,604
BNY UMF 1126 - AMPHENOL CORP NEW CL A - 832 SHS	32,373	72,767
BNY UMF 1126 - AVERY DENNISON CORP COM - 221 SHS	42,779	47,862
BNY UMF 1126 - BROWN & BROWN INC - 1934 SHS	71,992	135,922
BNY UMF 1126 - CDW CORP COM - 643 SHS	67,764	131,674
BNY UMF 1126 - CERIDIAN HCM HLDG INC COM - 1165 SHS	84,184	121,696
BNY UMF 1126 - CINCINNATI FINL CORP COM - 389 SHS	24,797	44,319
BNY UMF 1126 - CLARIVATE PLC SHS - 1589 SHS	27,029	37,373
BNY UMF 1126 - CORE & MAIN INC COM CL A - 840 SHS	20,492	25,486
BNY UMF 1126 - COUPA SOFTWARE INC COM - 172 SHS	31,985	27,185
BNY UMF 1126 - DUCKHORN PORTFOLIO INC COM - 540 SHS	11,070	12,604
BNY UMF 1126 - ENTEGRIS INC COM - 687 SHS	53,768	95,204
BNY UMF 1126 - EVERBRIDGE INC COM - 492 SHS	47,248	33,126
BNY UMF 1126 - FIRST REP BK SAN FRANCISCO CALIF NEW COM - 322 SHS	23,771	66,496
BNY UMF 1126 - GODADDY INC CL A - 715 SHS	38,057	60,675
BNY UMF 1126 - JACOBS ENGR GROUP INC COM - 492 SHS	34,227	68,501
BNY UMF 1126 - LIVE NATION ENTMT INC COM - 539 SHS	39,180	64,513
BNY UMF 1126 - MARAVAI LIFESCIENCES HLDGS INC CL A - 2019 SHS	77,181	84,596
BNY UMF 1126 - MARTIN MARIETTA MATLS INC COM - 327 SHS	78,079	144,050
BNY UMF 1126 - MORNINGSTAR INC COM - 488 SHS	110,018	166,891
BNY UMF 1126 - PAYCHEX INC COM - 423 SHS	23,723	57,740
BNY UMF 1126 - PERKINELMER INC COM - 358 SHS	24,825	71,979
BNY UMF 1126 - POOL CORP COM - 88 SHS	28,108	49,808
BNY UMF 1126 - POWERSCHOOL HLDGS INC CL A COM - 1071 SHS	24,675	17,639
BNY UMF 1126 - REPLIGEN CORP COM - 104 SHS	12,892	27,543
BNY UMF 1126 - SAIA INC COM - 114 SHS	23,326	38,421
BNY UMF 1126 - SERVICE CORP INTL - 377 SHS	12,850	26,763
BNY UMF 1126 - SS&C TECHNOLOGIES HLDGS INC COM - 1653 SHS	95,802	135,513
BNY UMF 1126 - STERIS PLC REGISTERED SHS - 269 SHS	41,889	65,477
BNY UMF 1126 - TELEDYNE TECHNOLOGIES INC COM - 210 SHS	91,092	91,747
BNY UMF 1126 - TORO CO - 482 SHS	31,062	48,157
BNY UMF 1126 - TRACTOR SUPPLY CO COM - 233 SHS	27,078	55,594
BNY UMF 1126 - TRANSUNION COM - 643 SHS	61,328	76,247
BNY UMF 1126 - ULTA SALON COSMETICS & FRAGRANCE INC - 30 SHS	9,115	12,370
BNY UMF 1126 - WILLIAMS SONOMA INC COM - 294 SHS	19,033	49,724
BNY UMF 1613 - ACTIVISION BLIZZARD INC COM - 1775 SHS	139,414	118,091
BNY UMF 1613 - ALPHABET INC CAP STK CL C - 40 SHS	70,225	115,744
BNY UMF 1613 - APPLE INC COM - 175 SHS	21,711	31,075
BNY UMF 1613 - BEST BUY INC COM - 1175 SHS	134,037	119,380
BNY UMF 1613 - COCA COLA COMPANY - 1700 SHS	84,993	100,657
BNY UMF 1613 - CONSTELLATION BRANDS INC CL A - 515 SHS	117,814	129,250
BNY UMF 1613 - DIAGEO PLC SPONSORED ADR NEW - 225 SHS	30,298	49,532
BNY UMF 1613 - DICKS SPORTING GOODS INC COM - 200 SHS	20,509	22,998
BNY UMF 1613 - DOMINOS PIZZA INC COM - 80 SHS	32,533	45,146
BNY UMF 1613 - KELLOGG CO COM - 1800 SHS	113,413	115,956
BNY UMF 1613 - MCDONALDS CORP - 220 SHS	42,706	58,975
BNY UMF 1613 - META PLATFORMS INC CL A - 375 SHS	103,460	126,131
BNY UMF 1613 - MICROSOFT CORP COM - 200 SHS	42,885	67,264
BNY UMF 1613 - NESTLE SA CHAM ET VEVEY SHS COM NEW - 650 SHS	60,184	90,929
BNY UMF 1613 - PEPSICO INC COM - 800 SHS	107,617	138,968
BNY UMF 1613 - PROCTER & GAMBLE CO COM - 600 SHS	75,469	98,148
BNY UMF 1613 - QUALCOMM INC - 825 SHS	106,499	150,868
BNY UMF 1613 - RALPH LAUREN CORP CL A - 1300 SHS	149,788	154,518
BNY UMF 1613 - SONOS INC COM - 1475 SHS	46,459	43,955
BNY UMF 1613 - STARBUCKS CORP COM - 300 SHS	32,208	35,091
BNY UMF 1613 - TARGET CORP COM - 445 SHS	69,210	102,991
BNY UMF 1613 - UNITED PARCEL SVC INC CL B - 725 SHS	123,973	155,397
BNY UMF 1613 - VISA INC COM CL A - 580 SHS	122,086	125,692
BNY UMF 1613 - WALMART INC COM - 1050 SHS	139,117	151,925
BNY UMF 1613 - WILLIAMS SONOMA INC COM - 600 SHS	76,589	101,478
PERSHING, LLC #1047 - BLACKSTONE MTG TR INC COM CL A - 18606.334 SHS	542,922	569,726
PERSHING, LLC #1047 - PIMCO TOTAL RETURN FUND INSTITUTIONAL - 130683.291 SHS	1,325,633	1,342,117

- TIN:

TY 2021 InvestmentsOtherSchedule2

Name:

THE DALE AND MAX BERGER

FAMILY FOUNDATION

EIN:

46-1612011

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
BIOTECHONOLOGY FUND	AT COST	132,020	11,384
EP ABSOLUTE RETURN STRATEGIES TWO LTD.	AT COST	2,237,965	3,222,210
EP HEDGED EQUITY STRATEGIES LTD.	AT COST	1,397,290	2,235,009
EP LIFE SCIENCES LTD	AT COST	495,154	793,408
INSTITUTIONAL DIRECT LENDING FUND III LTD.	AT COST	469,749	632,762
INSTITUTIONAL DISTRESSED OPPORTUNITIES FUND	AT COST	864,120	1,216,482

- TIN:

TY 2021 OtherAssetsSchedule

Name:

THE DALE AND MAX BERGER

FAMILY FOUNDATION

EIN:

46-1612011

Description	Beginning of Year - Book Value	End of Year - Book Value	End of Year - Fair Market Value
DUE FROM/TO BROKER	6,399	0	0

- TIN:

TY 2021 OtherExpensesSchedule

Name:

THE DALE AND MAX BERGER

FAMILY FOUNDATION

EIN:

46-1612011

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
CUSTODY FEE	727	727	0
ADR FEES	8	8	0
NYS FILING FEES	1,525	0	1,525

- TIN:

TY 2021 OtherIncomeSchedule2

Name:

THE DALE AND MAX BERGER

FAMILY FOUNDATION

EIN:

46-1612011

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
OTHER INCOME/LOSS - PARTNERSHIP	-60	-60	-60
MISCELLANEOUS INCOME	23	23	23

- TIN:

TY 2021 OtherLiabilitiesSchedule

Name:

THE DALE AND MAX BERGER

FAMILY FOUNDATION

EIN:

46-1612011

Description	Beginning of Year - Book Value	End of Year - Book Value
DUE FROM/TO BROKER	0	8,243
BIOTECHNOLOGY -REDEMPTIONS PAYABLE	0	4,184

- TIN:

TY 2021 OtherProfessionalFeesSchedule

Name:

THE DALE AND MAX BERGER

FAMILY FOUNDATION

EIN:

46-1612011

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
INVESTMENT FEES	46,989	46,989		0

- TIN:

TY 2021 TaxesSchedule

Name:

THE DALE AND MAX BERGER

FAMILY FOUNDATION

EIN:

46-1612011

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FOREIGN TAXES	917	917		0
FEDERAL EXCISE TAX	15,000	0		0