Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
ALEX KATZ FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)A KOZAK 192 LEXINGTON AVE 1100
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10016
A Employer identification number

51-0529249
B Telephone number (see instructions)

(212) 889-6371
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$124,795,671J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 35,000,000
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,240 1,240 1,240
4 Dividends and interest from securities... 1,049,060 1,049,060 1,049,060
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 739,824
b Gross sales price for all assets on line 6a 10,981,850
7 Capital gain net income (from Part IV, line 2)... 739,824
8 Net short-term capital gain......... 607,947
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 36,790,124 1,790,124 1,658,247
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 300,000 0 0 300,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 17,514 13,135 13,135 4,379
c Other professional fees (attach schedule).... Click to see attachment 341,426 341,426 341,426 0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 31,513 1,513 1,513 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 22,044 86 86 21,958
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 712,497 356,160 356,160 326,337
25 Contributions, gifts, grants paid....... 2,348,600 2,348,600
26 Total expenses and disbursements. Add lines 24 and 25 3,061,097 356,160 356,160 2,674,937
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 33,729,027
b Net investment income (if negative, enter -0-) 1,433,964
c Adjusted net income (if negative, enter -0-)... 1,302,087
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. -127,090 126,551 126,551
2 Savings and temporary cash investments......... 16,650,388 28,743,843 28,743,843
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 4,894,470 Click to see attachment18,477,752 18,201,484
b Investments—corporate stock (attach schedule)....... 21,165,626 Click to see attachment29,603,222 41,416,483
c Investments—corporate bonds (attach schedule)....... 20,040,291 Click to see attachment23,091,638 22,908,754
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 14,067,220 Click to see attachment8,934,453 11,442,683
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment513,400 Click to see attachment1,955,873 Click to see attachment1,955,873
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 77,204,305 110,933,332 124,795,671
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 77,204,305 110,933,332
29 Total net assets or fund balances (see instructions)..... 77,204,305 110,933,332
30 Total liabilities and net assets/fund balances (see instructions). 77,204,305 110,933,332
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
77,204,305
2
Enter amount from Part I, line 27a .....................
2
33,729,027
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
110,933,332
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
110,933,332
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 3,600SHS VANGUARD 500 INDEX FUND ADMIRAL SHARES   2020-12-08 2021-02-02
b 3,200SHS VANGUARD 500 INDEX FUND ADMIRAL SHARES   2020-12-08 2021-02-26
c 2,900SHS VANGUARD 500 INDEX FUND ADMIRAL SHARES   2020-12-08 2021-03-16
d 2,720.166SHS VANGUARD 500 INDEX FUND ADMIRAL SHARES   2020-12-08 2021-03-25
e 3,000SHS VANGUARD 500 INDEX FUND ADMIRAL SHARES   2020-12-08 2021-07-30
720SHS PROCTER & GAMBLE CO.   2020-06-08 2021-02-10
720SHS PROCTER & GAMBLE CO.   2020-07-23 2021-02-10
720SHS PROCTER & GAMBLE CO.   2020-12-07 2021-02-10
$900M USTN 1.250% 03/31/21   2020-12-01 2021-02-25
$5000M USTN 1.250% 03/31/21   2020-12-01 2021-02-26
1,315SHS ABBOTT LABORATORIES   2020-05-22 2021-04-07
5,760SHS INFINEON TECHNOLOGIES AG   2020-05-22 2021-05-05
120.50SHS ORGANON & CO   2021-01-11 2021-06-04
253SHS ORGANON & CO   2021-02-10 2021-06-04
126.50SHS ORGANON & CO   2021-02-25 2021-06-04
565SHS ADOBE INC   2020-12-07 2021-06-15
235SHS ADOBE INC   2021-02-25 2021-06-15
1,500SHS NIKE INC   2020-09-09 2021-06-21
.207SHS BROOKFIELD ASSET MGMT REINSURANCE PARTNERS   2021-06-28 2021-06-28
30.552SHS BROOKFIELD ASSET MGMT REINSURANCE PARTNERS   2021-06-28 2021-07-22
15.448SHS BROOKFIELD ASSET MGMT REINSURANCE PARTNERS   2021-06-28 2021-07-22
1,715SHS QUALCOMM INC   2021-05-10 2021-10-14
360SHS UNION PACIFIC CORP   2020-12-07 2021-10-14
1,700SHS MONDELEZ INTERNATIONAL INC   2020-12-07 2021-10-14
1,150SHS CVS HEALTH CORP   2020-12-07 2021-10-14
$500M COCA-COLA CO 2.95% 03/25/25   2020-06-19 2021-05-20
725SHS UNION PACIFIC CORP   2020-05-22 2021-10-14
2,410SHS MONDELEZ INTERNATIONAL INC   2020-05-22 2021-10-14
1,000SHS MONDELEZ INTERNATIONAL INC   2020-07-23 2021-10-14
2,300SHS CVS HEALTH CORP   2020-07-23 2021-10-14
$1000M JOHNSON & JOHNSON 2.45% 12/05/21   2018-12-06 2021-12-06
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,272,611   1,233,650 38,961
b 1,128,103   1,096,578 31,525
c 1,063,898   993,774 70,124
d 981,357   932,148 49,209
e 1,218,210   1,028,042 190,168
92,242   84,688 7,554
92,242   91,535 707
92,242   98,663 -6,421
900,949   903,480 -2,531
500,439   501,933 -1,494
157,206   119,040 38,166
223,768   119,930 103,838
4,306   4,742 -436
9,041   8,969 72
4,521   4,451 70
311,820   275,512 36,308
129,695   109,742 19,953
193,493   169,866 23,627
11   11 0
1,558   1,579 -21
788   798 -10
220,091   222,438 -2,347
79,562   74,148 5,414
102,847   100,453 2,394
97,271   85,721 11,550
541,931   550,364 -8,433
160,230   118,800 41,430
145,801   118,578 27,223
60,498   55,271 5,227
194,542   148,166 46,376
1,000,000   988,956 11,044
577     577
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       38,961
b       31,525
c       70,124
d       49,209
e       190,168
      7,554
      707
      -6,421
      -2,531
      -1,494
      38,166
      103,838
      -436
      72
      70
      36,308
      19,953
      23,627
      0
      -21
      -10
      -2,347
      5,414
      2,394
      11,550
      -8,433
      41,430
      27,223
      5,227
      46,376
      11,044
      577
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 739,824
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 607,947
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 19,932
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 19,932
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 19,162
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 21,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 40,162
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 11
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 20,219
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet20,219 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE, NY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .Click to see attachment
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
    Yes
     
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletVINCENT KATZ CO A KOZAK AND CO Telephone no.bullet (212) 889-6371

    Located atbullet192 LEXINGTON AVENUE SUITE 1100NEW YORKNY ZIP+4bullet10016
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ALEX KATZ PRESIDENT & DIRECTOR
    0.00     		0 0 0
    C/O A KOZAK 192 LEXINGTON AVE 1100
    NEW YORK,NY10016
    ADA KATZ VICE-PRES & DIRECTOR
    0.00     		0 0 0
    C/O A KOZAK 192 LEXINGTON AVE 1100
    NEW YORK,NY10016
    VINCENT KATZ TREASURER & DIRECTOR
    20.00     		150,000 0 0
    211 WEST 19TH STREET 5TH FL
    NEW YORK,NY10011
    VIVIEN BITTENCOURT KATZ SECRETARY & DIRECTOR
    20.00     		150,000 0 0
    211 WEST 19TH STREET 5TH FL
    NEW YORK,NY10011
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    FIRST MANHATTAN CO INVESTMENT ADVISORY 229,511
    399 PARK AVENUE
    NEW YORK,NY10022
    KLINGENSTEIN FIELDS & CO LLC INVESTMENT ADVISORY 111,915
    125 PARK AVENUE
    NEW YORK,NY10017
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - MARDSEN HARTLEY, LANDSCAPE NO. 20 - RESURRECTION, 1909 225,000
    2 FILM FORUM INCGENERAL CONTRIBUTION 200,000
    3 PAUL TAYLOR DANCE FOUNDATION INCGENERAL CONTRIBUTION 200,000
    4 THE WOOSTER GROUPGENERAL CONTRIBUTION 200,000
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    79,201,724
    b
    Average of monthly cash balances.......................
    1b
    11,018,943
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    90,220,667
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    90,220,667
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    1,353,310
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    88,867,357
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    4,443,368
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
     
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
     
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
     
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7  
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018......  
    d From 2019......  
    e From 2020......  
    f Total of lines 3a through e ........  
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$  
    a Applied to 2020, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2021 distributable amount.....  
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2021.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		 
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
    2005-02-28
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
    1,302,087 724,273 733,658 389,644 3,149,662
    b 85% (0.85) of line 2a ......... 1,106,774 615,632 623,609 331,197 2,677,213
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		4,057,410 4,407,713 2,315,134 3,192,451 13,972,708
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		0 0 0 0 0
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		4,057,410 4,407,713 2,315,134 3,192,451 13,972,708
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ...... 124,795,671 80,802,630 67,464,921 54,496,298 327,559,520
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		         0
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		2,962,245 2,132,573 1,875,114 1,584,469 8,554,401
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		        0
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		        0
    (3) Largest amount of support
    from an exempt organization    		         0
    (4) Gross investment income         0
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ALEX KATZ
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ARMAND HAMMER MUSEUM OF ART AND CULTURAL CENTER INC
    10899 WILSHIRE BLVD
    LOS ANGELES,CA90024     		N/A PC CONTRIBUTION OF ARTWORK - REGGIE BURROWS HODGES, FOR THE GREATER GOOD: WHITE GROUND, 2019 40,000
    BARYSHNIKOV ARTS CENTER
    450 WEST 37TH STREET
    NEW YORK,NY10018     		N/A PC GENERAL CONTRIBUTION 25,000
    BOWDOIN COLLEGE MUSEUM OF ART
    255 MAINE STREET
    BRUNSWICK,ME04011     		N/A PC CONTRIBUTION OF ARTWORK - MERLIN JAMES, FIGURE, 2019-2020 14,800
    BOWDOIN COLLEGE MUSEUM OF ART
    255 MAINE STREET
    BRUNSWICK,ME04011     		N/A PC CONTRIBUTION OF ARTWORK - JUSTIN ADIAN, CHERI, 2020 24,000
    BOWDOIN COLLEGE MUSEUM OF ART
    255 MAINE STREET
    BRUNSWICK,ME04011     		N/A PC CONTRIBUTION OF ARTWORK - JUSTEN LADDA, SKYLINE A, 66TH AND LEXINGTON, HORIZONTAL, 2020 6,000
    BOWDOIN COLLEGE MUSEUM OF ART
    255 MAINE STREET
    BRUNSWICK,ME04011     		N/A PC CONTRIBUTION OF ARTWORK - ARTHUR JAFA, VALENCIA, 2021 96,000
    BOWDOIN COLLEGE MUSEUM OF ART
    255 MAINE STREET
    BRUNSWICK,ME04011     		N/A PC CONTRIBUTION OF ARTWORK - DAVID ROW, CONCENTRIC BLUES, 2013 50,000
    BROOKLYN ACADEMY OF MUSIC
    30 LAFAYETTE AVE
    BROOKLYN,NY11217     		N/A PC GENERAL CONTRIBUTION 100,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PC CONTRIBUTION OF ARTWORK - REGGIE BURROWS HODGES, HURDLING: GREEN, 2020 32,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PC GENERAL CONTRIBUTION 25,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PC CONTRIBUTION OF ARTWORK - MARDSEN HARTLEY, LANDSCAPE NO. 20 - RESURRECTION, 1909 225,000
    COOPER UNION
    7 EAST 7TH STREET
    NEW YORK,NY10003     		N/A PC GENERAL CONTRIBUTION 200,000
    CU ART MUSEUM
    1085 18TH STREET
    BOULDER,CO803090459     		N/A PC CONTRIBUTION OF ARTWORK - JENNA GRIBBON, THE ARTIST EROTICIZED (ALINA), 2020 16,800
    CU ART MUSEUM
    1085 18TH STREET
    BOULDER,CO803090459     		N/A PC CONTRIBUTION OF ARTWORK - MARLEY FREEMAN, DO NOTHING, 2019 8,000
    CU ART MUSEUM
    1085 18TH STREET
    BOULDER,CO803090459     		N/A PC CONTRIBUTION OF ARTWORK - JAMES ENGLISH LEARY, CAMEO (04), 2020 4,800
    FILM FORUM INC
    209 WEST HOUSTON ST
    NEW YORK,NY10014     		N/A PC GENERAL CONTRIBUTION 50,000
    FILM FORUM INC
    209 WEST HOUSTON ST
    NEW YORK,NY10014     		N/A PC GENERAL CONTRIBUTION 200,000
    MALDEN PUBLIC LIBRARY
    36 SALEM ST
    MALDEN,MA02148     		N/A PC CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, THE COVE, 2021 19,200
    NEW YORK LIVE ARTS INC
    219 W 19TH STREET
    NEW YORK,NY10011     		N/A PC GENERAL CONTRIBUTION 100,000
    NEW YORK LIVE ARTS INC
    219 W 19TH STREET
    NEW YORK,NY10011     		N/A PC GENERAL CONTRIBUTION 100,000
    NEW YORK STUDIO SCHOOL OF DRAWING PAINTING & SCULPTURE
    8 W 8TH STREET
    NEW YORK,NY10011     		N/A PC GENERAL CONTRIBUTION 25,000
    PAUL TAYLOR DANCE FOUNDATION INC
    551 GRAND STREET LOBBY A
    NEW YORK,NY10002     		N/A PC GENERAL CONTRIBUTION 200,000
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PC CONTRIBUTION OF ARTWORK - JEREMY DEPREZ, EWWWTF, 2020 8,800
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PC CONTRIBUTION OF ARTWORK - RED GROOMS, THE FUNNY PLACE, 2005 60,000
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PC CONTRIBUTION OF ARTWORK - ALEX EAGLETON, FREAK 4 LIFE, 2021 9,600
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PC CONTRIBUTION OF ARTWORK - KAMROOZ ARAM, UNTITLED (ARABESQUE COMPOSITION), 2020 20,000
    SAN ANTONIO MUSEUM OF ART
    200 WEST JONES AVE
    SAN ANTONIO,TX78215     		N/A PC CONTRIBUTION OF ARTWORK - MARCUS LESLIE SINGLETON, MAN PLAYING TRUMPET, 2020 7,200
    SAN ANTONIO MUSEUM OF ART
    200 WEST JONES AVE
    SAN ANTONIO,TX78215     		N/A PC CONTRIBUTION OF ARTWORK - MARLEY FREEMAN, MILKWEED, 2020 11,200
    SAN ANTONIO MUSEUM OF ART
    200 WEST JONES AVE
    SAN ANTONIO,TX78215     		N/A PC CONTRIBUTION OF ARTWORK - MERLIN JAMES, NIGHT WINDOW, 2017-18 14,800
    SAN ANTONIO MUSEUM OF ART
    200 WEST JONES AVE
    SAN ANTONIO,TX78215     		N/A PC CONTRIBUTION OF ARTWORK - JUSTIN ADIAN, DIPPING, 2020 19,200
    SAN ANTONIO MUSEUM OF ART
    200 WEST JONES AVE
    SAN ANTONIO,TX78215     		N/A PC CONTRIBUTION OF ARTWORK - TAMARA GONZALES, HAWK MOTH, 2021 19,200
    SAN ANTONIO MUSEUM OF ART
    200 WEST JONES AVE
    SAN ANTONIO,TX78215     		N/A PC CONTRIBUTION OF ARTWORK - KAREN KILIMNIK, THE WORLD AT WAR, 2018 44,000
    SHELDON MUSEUM OF ART
    PO BOX 880300
    LINCOLN,NE685880300     		N/A PC CONTRIBUTION OF ARTWORK - SPENCER SWEENEY, HANGED MAN #2, 2020 20,000
    SHELDON MUSEUM OF ART
    PO BOX 880300
    LINCOLN,NE685880300     		N/A PC CONTRIBUTION OF ARTWORK - ZACH BRUDER, MADE READY, 2020 8,000
    SHELDON MUSEUM OF ART
    PO BOX 880300
    LINCOLN,NE685880300     		N/A PC CONTRIBUTION OF ARTWORK - MARLEY FREEMAN, DREAMS OF INVERSION, 2019 12,800
    SHELDON MUSEUM OF ART
    PO BOX 880300
    LINCOLN,NE685880300     		N/A PC CONTRIBUTION OF ARTWORK - SHAWN KURUNERU, RED BLUE II, 2020 2,400
    SHELDON MUSEUM OF ART
    PO BOX 880300
    LINCOLN,NE685880300     		N/A PC CONTRIBUTION OF ARTWORK - JAMES ENGLISH LEARY, CAMEO (06), 2020 4,800
    SKOWHEGAN SCHOOL OF PAINTING AND SCULTURE
    136 WEST 22ND STREET
    NEW YORK,NY10011     		N/A PC GENERAL CONTRIBUTION 50,000
    THE BROOKLYN RAIL INC
    253 36TH ST C304
    BROOKLYN,NY11232     		N/A PC GENERAL CONTRIBUTION 10,000
    THE HOUSE FOUNDATION FOR THE ARTS
    260 WEST BROADWAY SUITE 2
    NEW YORK,NY10013     		N/A PC GENERAL CONTRIBUTION 75,000
    THE POETRY PROJECT LTD
    131 E 10TH STREET
    NEW YORK,NY10003     		N/A PC GENERAL CONTRIBUTION 50,000
    THE WOOSTER GROUP
    33 WOOSTER STREET
    NEW YORK,NY10013     		N/A PC GENERAL CONTRIBUTION 200,000
    WHITNEY MUSEUM OF AMERICAN ART
    99 GANSEVOORT STREET
    NEW YORK,NY10014     		N/A PC GENERAL CONTRIBUTION 100,000
    WHITNEY MUSEUM OF AMERICAN ART
    99 GANSEVOORT STREET
    NEW YORK,NY10014     		N/A PC GENERAL CONTRIBUTION 40,000
    Total .................................bullet 3a 2,348,600
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,240  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 739,824  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 1,790,124 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,790,124
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2021
    Name of the organization
    ALEX KATZ FOUNDATION INC
     
    Employer identification number

    51-0529249
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990) (2021)
    Schedule B (Form 990) (2021) Page 2
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number
    51-0529249
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ALEX KATZ
    C/O A KOZAK CO 192 LEXINGTON AVE 11
     
    NEW YORK, NY10016

    		$ 35,000,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 3
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number

    51-0529249
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 4
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number

    51-0529249
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990) (2021)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2021 AccountingFeesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 17,514 13,135 13,135 4,379

    TY 2021 ExplnOfNonFilingWithAGStmt
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Statement:
    THE ORGANIZATION IS NOT REQUIRED TO FURNISH A COPY OF FORM 990-PF TO THE ATTORNEY GENERAL OF DELAWARE.

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Name of Bond End of Year Book Value End of Year Fair Market Value
    $1000M BERKSHIRE HATHAWAY 3% 05/15/22 993,006 1,009,390
    $1000M MICROSOFT CORP 2.375% 02/12/22 980,906 1,000,420
    $1750M WAL-MART INC 2.35% 12/15/22 1,733,540 1,779,050
    $2000M APPLE INC 2.50% 02/09/22 2,019,813 2,000,640
    $700M BERKSHIRE HATHAWAY 2.75% 03/15/23 707,942 714,770
    $500M EXXON MOBIL CORP 2.397% 03/06/22 507,673 500,030
    $1000M EXXON MOBIL CORP 3.176% 03/15/24 1,025,007 1,045,160
    $2000M INTL BUSINESS MACHINES CORP 3.0% 05/15/24 2,068,200 2,089,600
    $500M INTEL CORP 2.7% 12/15/22 513,949 510,345
    $2000M MERCK & CO 2.35% 02/10/22 2,031,643 2,004,560
    $1000M MICROSOFT CORP 2.40% 02/06/22 1,016,358 1,000,120
    $1000M 3M COMPANY 2% 02/14/25 1,055,806 1,023,380
    $1000M APPLE INC 1.125% 05/11/25 1,021,947 997,290
    $200M BERKSHIRE HATHAWAY 3.125% 03/15/26 226,671 214,164
    $1500M CHEVRON CORP 1.554% 05/11/25 1,545,224 1,513,350
    $500M EXXON MOBIL CORP 2.019% 08/16/24 525,351 512,440
    $500M MERCK & CO 0.75% 02/24/26 500,006 490,340
    $1000M WALT DISNEY CO 1.75% 01/13/26 1,049,296 1,010,930
    $1000M COCA-COLA CO 1.45% 06/01/27 1,028,832 994,820
    $1000M INTEL CORP 1.6% 12/08/28 1,005,416 988,760
    $1000M LELAND STANFOR JUNIOR UNIV 1.289% 06/01/27 1,007,346 985,420
    $500M MERCK & CO 2.75% 02/10/25 527,706 523,775

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Name of Stock End of Year Book Value End of Year Fair Market Value
    6,600 SHS BERKSHIRE HATHAWAY CL B 1,391,256 1,973,400
    6,700 SHS BROOKFIELD ASSET MGMT 224,635 404,546
    6,200 SHS DANAHER CORP 1,087,149 2,039,862
    1,590 SHS HONEYWELL INTERNATIONAL INC 280,404 331,531
    21,200 SHS MONDELEZ INTERNATIONAL INC 1,135,512 1,405,772
    960 SHS ALPHABET INC CL C 1,445,339 2,777,846
    3,000 SHS THERMO FISHER SCIENTIFIC INC 1,080,175 2,001,720
    20,150 SHS FORTIVE CORP 1,308,026 1,537,244
    7,205 SHS MICROSOFT CORP 1,422,534 2,423,402
    485 SHS AMAZON.COM INC 1,571,686 1,617,155
    840 SHS BROADCOM LIMITED 316,307 558,944
    24,000 SHS COCA-COLA CO 1,111,031 1,421,040
    5,100 SHS COMCAST CORP 235,911 256,683
    1,285 SHS CONSTELLATION BRANDS INC 250,343 322,496
    3,000 SHS FIDELITY NATIONAL INFORMATION SERVICES INC 430,817 327,450
    660 SHS GOLDMAN SACHS GROUP INC 118,951 252,483
    1,500 SHS HOME DEPOT INC 392,476 622,515
    1,970 SHS JPMORGAN CHASE & CO 197,986 311,950
    725 SHS PALO ALTO NETWORKS INC 189,623 403,651
    7,785 SHS PFIZER INC 267,473 459,704
    1,230 SHS SALESFORCE.COM INC 261,982 312,580
    2,775 SHS STARBUCKS CORP 244,196 324,592
    1,200 SHS UNITED PARCEL SERVICE INC CL B 152,851 257,208
    1,530 SHS VULCAN MATERIALS CO 236,920 317,597
    2,500 SHS WALT DISNEY CO 365,226 387,225
    1,215 SHS AMERICAN TOWER REIT 295,660 355,388
    2,970 SHS APPLE INC 343,700 527,383
    740 SHS COSTCO WHOLESALE CORP 277,316 420,098
    3,980 SHS DUPONT DE NEMOURS INC 247,415 321,504
    4,155 SHS META PLATFORMS INC 1,144,458 1,384,080
    5,750 SHS MCDONALD'S CORP 1,109,988 1,541,403
    10,400 SHS NIKE INC 1,374,275 1,733,368
    2,600 SHS O'REILLY AUTOMOTIVE INC 1,212,872 1,836,198
    4,500 SHS PROLOGIS INC 442,239 757,620
    7,000 SHS RAYTHEON TECHNOLOGIES CORP 444,027 602,420
    6,995 SHS VISA INC CL A 1,392,674 1,515,886
    6,500 SHS BROOKFIELD RENEWABLE CORP 252,431 239,395
    2,900 SHS DOMINO'S PIZZA INC 1,062,441 1,636,557
    2,230 SHS EATON CORP PLC 319,367 385,389
    870 SHS INTUITIVE SURGICAL INC 299,682 312,591
    7,000 SHS LOWES COMPANIES INC 1,128,737 1,809,360
    610 SHS MASTERCARD INC 202,331 219,185
    5,000 SHS MERCK & CO INC 367,706 383,200
    2,850 SHS NEXTERA ENERGY PARTNERS LP 216,771 240,540
    17,500 SHS ORACLE CORP 1,100,539 1,526,175
    16,800 SHS PALANTIR TECHNOLOGIES INC 360,488 305,928
    1,175 SHS STRYKER CORP 289,296 314,219

    TY 2021 InvestmentsGovtObligationsSch
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    US Government Securities - End of Year Book Value:

    1,995,223
    US Government Securities - End of Year Fair Market Value:

    1,987,960
    State & Local Government Securities - End of Year Book Value:


    16,482,529
    State & Local Government Securities - End of Year Fair Market Value:


    16,213,524


    TY 2021 InvestmentsOtherSchedule2
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    26,016.149 SHS VANGUARD 500 INDEX FUND ADMIRAL SHARES AT COST 8,934,453 11,442,683

    TY 2021 OtherAssetsSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ARTWORK - MARTHA DIAMOND, CENTRAL CHARACTER, 1983 45,000 45,000 45,000
    ARTWORK - PIERRE BONNARD, L'ARC-EN-CIEL, LA ROULOTTE, 1909 100,000 100,000 100,000
    ARTWORK - MARTHA DIAMOND, NEW YORK WITH PURPLE NO. 4, 2000 40,000 40,000 40,000
    ARTWORK - ROBERT BORDO, CRACKUP #15 (MONSTER MASH), 2019 32,000 32,000 32,000
    ARTWORK - KAREN KILIMNIK, THE WORLD AT WAR, 2018 44,000 0 0
    ARTWORK - THADDEUS MOSLEY, ENCLOSURE, 2006 100,000 100,000 100,000
    ARTWORK - ANNE NEELY, FODDER, 2017 3,600 3,600 3,600
    ARTWORK - MARCUS LESLIE SINGLETON, MAN PLAYING TRUMPET, 2020 7,200 0 0
    ARTWORK - SPENCER SWEENEY, HANGED MAN #6, 2020 20,000 0 0
    ARTWORK - DAN MCCARTHY, HERMOSA BEACH SKATER, 2019 12,800 12,800 12,800
    ARTWORK - JENNA GRIBBON. THE ARTIST EROTICIZED (ALINA), 2020 16,800 0 0
    ARTWORK - ZACH BRUDER, MADE READY, 2020 8,000 0 0
    ARTWORK - MERLIN JAMES, NIGHT WINDOW, 2017-18 14,800 0 0
    ARTWORK - MERLIN JAMES, FIGURE, 2019-2020 14,800 0 0
    ARTWORK - ANA BENAROYA, EMMA AT THE PIANO, 2020 22,400 22,400 22,400
    ARTWORK - MARLEY FREEMAN, DREAMS OF INVERSION, 2019 12,800 0 0
    ARTWORK - MARLEY FREEMAN, DO NOTHING, 2019 8,000 0 0
    ARTWORK - MARLEY FREEMAN, MILKWEED, 2020 11,200 0 0
    ARTWORK - RUDY BURCKHARDT, SUBWAY, 1985 0 6,000 6,000
    ARTWORK - RUDY BURCKHARDT, 53RD AND 5TH AVENUE 0 6,000 6,000
    ARTWORK - RUDY BURCKHARDT, V-BACK, NEW YORK, 1985 0 6,000 6,000
    ARTWORK - RUDY BURCKHARDT, 5:15 P.M., 53RD AND 5TH AVENUE, NEW YORK, 1983 0 6,000 6,000
    ARTWORK - RUDY BURCKHARDT, UNTITLED, NEW YORK (COUPLE WALKING IN THE STREET 0 6,000 6,000
    ARTWORK - RUDY BURCKHARDT, JOE DIMAGGIO, NEW YORK (SUBWAY SERIES), 1975 0 2,800 2,800
    ARTWORK - RUDY BURCKHARDT, UNTITLED, NEW YORK (GIRL AND YOUNG BOY SEATED 0 2,800 2,800
    ARTWORK - RUDY BURCKHARDT, UNTITLED, NEW YORK (COUPLE WALKING), C. 1985 0 6,000 6,000
    ARTWORK - RUDY BURCKHARDT, UNTITLED, NEW YORK (WOMAN IN WHITE SWEATER, TRU 0 6,000 6,000
    ARTWORK - RUDY BURCKHARDT, 34TH STREET, NEW YORK, 1978 0 6,000 6,000
    ARTWORK - MARTHA DIAMOND, ORANGE LIGHT, 1983 0 43,200 43,200
    ARTWORK - MARTHA DIAMOND, 3, C. 1980S 0 3,840 3,840
    ARTWORK - FEDERICO FRANCESCO, DE CAPO ARIA 1, 2021 0 6,400 6,400
    ARTWORK - BRIAN KOKOSKA, DUSK AT ACRA POINT, 2020 0 3,600 3,600
    ARTWORK - SHAWN KURUNERU, RED BLUE I, 2020 0 2,400 2,400
    ARTWORK - CHLOE SEIBERT, UNTITLED (MASK 4), 2021 0 3,600 3,600
    ARTWORK - RED GROOMS, CHEZ RED, 2004 0 140,000 140,000
    ARTWORK - ROSE WYLIE, BLACK PETE, BLACKBIRD AND LIZARD, 2020 0 200,000 200,000
    ARTWORK - ERNST LUDWIG KIRCHNER, HOCKENDE FRANZI 0 63,573 63,573
    ARTWORK - JUSTEN LADDA, SKYLINE B, 66TH AND LEXINGTON, VERTICAL, 2020 0 6,000 6,000
    ARTWORK - TREVOR SHIMIZU, SUNSET THROUGH TREES AND DIRT ROAD, 2020 0 60,000 60,000
    ARTWORK - DAVID SALLE, TREE OF LIFE #16 0 320,000 320,000
    ARTWORK - LOIS DODD, NEIGHBOR'S HOUSE IN SNOW, 1979 0 108,000 108,000
    ARTWORK - PAUL THEK, UNTITLED (BLUE ZIG-ZAGS), 1988 0 100,000 100,000
    ARTWORK - DARRYL WESTLY, TAHOE, 2021 0 13,200 13,200
    ARTWORK - OLIVER CLEGG, DENNIS, 2021 0 12,000 12,000
    ARTWORK - ERNST LUDWIG KIRCHNER, ZWEI AKTE 0 20,160 20,160
    ARTWORK - PHILIP GUSTON, LEAF III, 1969 0 312,500 312,500
    ARTWORK - JAN MULLER, CHURCH HANGING PIECE, C. 1957 0 68,000 68,000
    DUE FROM ART GALLERY 0 60,000 60,000


    TY 2021 OtherExpensesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    REGISTERED AGENT & FILING FEES 3,190 0 0 3,190
    BANK FEES 116 86 86 30
    OUTSIDE SERVICES 4,440 0 0 4,440
    SHIPPING & FREIGHT 11,798 0 0 11,798
    MISCELLANEOUS 2,500 0 0 2,500


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 341,426 341,426 341,426 0


    TY 2021 SubstantialContributorsSch
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Name Address
    ALEX KATZ AKOZAK CO 192 LEXINGTON AVE 1100
    NEW YORK,NY10016


    TY 2021 TaxesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN:
    51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL NET INVEST INCOME TAX 30,000 0 0 0
    FOREIGN TAX PAID 1,513 1,513 1,513 0