Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
THEODORE W BATTERMAN
FAMILY FOUNDATION INC
Number and street (or P.O. box number if mail is not delivered to street address)833 EAST MICHIGAN ST SUITE 1800
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE, WI532025615
A Employer identification number

39-1688812
B Telephone number (see instructions)

(262) 369-9978
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$83,543,549J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 3,510,741
2 Check bullet.............
3 Interest on savings and temporary cash investments 11,675 11,675  
4 Dividends and interest from securities... 1,118,864 1,118,652  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 5,785,504
b Gross sales price for all assets on line 6a 22,611,079
7 Capital gain net income (from Part IV, line 2)... 5,785,504
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 38,915 -48,585  
12 Total. Add lines 1 through 11........ 10,465,699 6,867,246  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 38,939 0   38,939
b Accounting fees (attach schedule)....... Click to see attachment 38,561 19,281   19,280
c Other professional fees (attach schedule).... Click to see attachment 701,216 549,599   151,617
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 105,349 18,898   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 43,560 0   43,561
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 927,625 587,778   253,397
25 Contributions, gifts, grants paid....... 4,821,375 4,821,375
26 Total expenses and disbursements. Add lines 24 and 25 5,749,000 587,778   5,074,772
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 4,716,699
b Net investment income (if negative, enter -0-) 6,279,468
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 4,585,751 2,817,235 2,817,235
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 33,157,026 Click to see attachment42,299,968 62,209,965
c Investments—corporate bonds (attach schedule)....... 12,684,905 Click to see attachment9,158,952 9,230,731
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 5,720,435 Click to see attachment6,534,077 9,285,618
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 56,148,117 60,810,232 83,543,549
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 56,148,117 60,810,232
29 Total net assets or fund balances (see instructions)..... 56,148,117 60,810,232
30 Total liabilities and net assets/fund balances (see instructions). 56,148,117 60,810,232
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
56,148,117
2
Enter amount from Part I, line 27a .....................
2
4,716,699
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
60,864,816
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
54,584
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
60,810,232
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a NORTHERN TRUST COMPANY (0042)      
b NORTHERN TRUST COMPANY (1521)      
c NORTHERN TRUST COMPANY (1649)      
d NORTHERN TRUST COMPANY (1658)      
e NORTHERN TRUST COMPANY (1660)      
NORTHERN TRUST COMPANY (2038)      
NORTHERN TRUST COMPANY (2906)      
NORTHERN TRUST COMPANY (4715)      
NORTHERN TRUST COMPANY (5044)      
NORTHERN TRUST COMPANY (5411)      
NORTHERN TRUST COMPANY (5516)      
NORTHERN TRUST COMPANY (5571)      
NORTHERN TRUST COMPANY (6532)      
NORTHERN TRUST COMPANY (7168)      
K-1 - CARLYLE DIRECT ALT. OPPORTUNITIES      
K-1 - PRIVATE EQUITY STRATEGIC OPPS FUND VI, LP K-1      
K-1 - PRIVATE EQUITY FUND (QP) VII, LP K-1      
K-1 - PRIVATE EQUITY FUND (QP) VIII, LP K-1      
K-1 - PRIVATE EQUITY FUND (QP) VII, LP K-1      
K-1 - PRIVATE EQUITY FUND (QP) VIII, LP K-1      
K-1 - PRIVATE EQUITY STRATEGIC OPPS FUND VI, LP K-1      
K-1 - MREP GLOBAL VI, LP      
NORTHERN TRUST COMPANY (1649)      
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 5,021,319   4,960,749 60,570
b 689,337   719,999 -30,662
c 604     604
d 7,968,799   6,752,382 1,216,417
e 896,609   528,853 367,756
1,704,862   828,895 875,967
3,090     3,090
1,006,305   896,479 109,826
1,266,953   990,194 276,759
1,826,572   275,425 1,551,147
355,582     355,582
77,605     77,605
890,034   407,082 482,952
453,173   464,858 -11,685
29,197     29,197
73,176     73,176
20,210     20,210
74,120     74,120
231,992     231,992
1,582     1,582
39     39
19,919     19,919
    659 -659
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       60,570
b       -30,662
c       604
d       1,216,417
e       367,756
      875,967
      3,090
      109,826
      276,759
      1,551,147
      355,582
      77,605
      482,952
      -11,685
      29,197
      73,176
      20,210
      74,120
      231,992
      1,582
      39
      19,919
      -659
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 5,785,504
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 87,285
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 87,285
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 139,616
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 95,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 234,616
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 147,331
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet147,331 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletWI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletGODFREY KAHN SC Telephone no.bullet (414) 273-3500

    Located atbullet833 EAST MICHIGAN ST SUITE 1800MILWAUKEEWI ZIP+4bullet53202
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    CHRISTOPHER T BATTERMAN PRESIDENT/TREASURER
    1.00     		0 0 0
    833 EAST MICHIGAN ST SUITE 1800
    MILWAUKEE,WI53202
    JOAN D KLIMPEL ASSISTANT SECRETARY
    1.00     		0 0 0
    833 EAST MICHIGAN ST SUITE 1800
    MILWAUKEE,WI53202
    LAURA G BATTERMAN WILKINS VICE PRESIDENT/SECRETARY
    1.00     		0 0 0
    833 EAST MICHIGAN ST SUITE 1800
    MILWAUKEE,WI53202
    LINDA C BATTERMAN JOHNSON VICE PRESIDENT
    1.00     		0 0 0
    833 EAST MICHIGAN ST SUITE 1800
    MILWAUKEE,WI53202
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    REBECCA EMMONS MANAGEMENT SERVICES 83,939
    14885 WOODBRIDGE ROAD
    BROOKFIELD,WI53005
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    56,139,997
    b
    Average of monthly cash balances.......................
    1b
    5,763,504
    c
    Fair market value of all other assets (see instructions)................
    1c
    16,258,249
    d
    Total (add lines 1a, b, and c).........................
    1d
    78,161,750
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    78,161,750
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    1,172,426
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    76,989,324
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    3,849,466
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    3,849,466
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    87,285
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
    11,336
    c
    Add lines 2a and 2b............................
    2c
    98,621
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    3,750,845
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    4,157
    5
    Add lines 3 and 4............................
    5
    3,755,002
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    3,755,002
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 3,755,002
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 2,574,920
    b From 2017...... 3,047,898
    c From 2018...... 3,302,610
    d From 2019...... 2,508,957
    e From 2020...... 2,803,400
    f Total of lines 3a through e ........ 14,237,785
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 5,074,772
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 3,755,002
    e Remaining amount distributed out of corpus 1,319,770
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 15,557,555
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		2,574,920
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		12,982,635
    10 Analysis of line 9:
    a Excess from 2017.... 3,047,898
    b Excess from 2018.... 3,302,610
    c Excess from 2019.... 2,508,957
    d Excess from 2020.... 2,803,400
    e Excess from 2021.... 1,319,770
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALZHEIMER'S ASSOCIATION WISCONSIN CHAPTER
    2820 WALTON COMMONS SUITE 132
    MADISON,WI53718     		NONE PC SUPPORT OF ALZHEIMER'S ASSOCIATION--RESEARCH AND CARE AND SUPPORT 25,000
    AMERICAN BIBLE SOCIETY
    101 NORTH INDEPENDENCE MALL EAST
    FL8
    PHILADELPHIA,PA19106     		NONE PC MISSION SUPPORT 7,500
    AMERICAN RED CROSS
    431 18TH ST NW
    WASHINGTON,DC20006     		NONE PC MISSION SUPPORT 45,000
    AMERICARES FOUNDATION
    88 HAMILTON AVE
    STAMFORD,CT06902     		NONE PC MISSION SUPPORT 5,000
    BADGERLAND AFTERSCHOOL ENRICHMENT PROGRAM (BASE)
    734 MADISON AVE
    FORT ATKINSON,WI53538     		NONE PC BASE STEM PROGRAMMING 513,000
    BEHOLD ISRAEL
    PO BOX 689
    MONUMENT,CO80132     		NONE PC SCHOLARSHIPS FOR YOUNG ADULT ISRAEL TOURS 2,500
    BILLY GRAHAM EVANGELISTIC ASSOCIATION
    1 BILLY GRAHAM PARKWAY
    CHARLOTTE,NC28201     		NONE PC MISSION SUPPORT 7,500
    BOY SCOUTS OF AMERICA - GLACIER'S EDGE COUNCIL
    5846 MANUFACTURERS DRIVE
    MADISON,WI53704     		NONE PC PROGRAM SUPPORT 9,776
    CAMP LUTHER
    1889 KOUBENEC RD
    THREE LAKES,WI54562     		NONE PC CAMP LUTHER SERVANT LEADERSHIP EDUCATIONAL CENTER 100,000
    CARE NET PREGNANCY CENTER
    1350 MACARTHUR RD
    MADISON,WI53714     		NONE PC CARE COORDINATION 28,200
    CENTER FOR URBAN TEACHING
    2600 W WISCONSIN AVENUE
    MILWAUKEE,WI53233     		NONE PC 2019 & 2020 CENTER FOR URBAN TEACHING SUMMER SCHOOL PROGRAM 75,000
    CHAPLAINS IN SCHOOLS
    2225 N 1ST STREET
    MILWAUKEE,WI53212     		NONE PC CHAPLAIN TRAINING 15,000
    CHILD'S FIRST
    612 N RANDALL AVE
    JANESVILLE,WI53545     		NONE PC PLAYGROUND UPDATE 10,000
    CIRCLE OF HOPE INTERNATIONAL
    PO BOX 132
    WILMORE,KY40390     		NONE PC NEW IMPATIENT PEDIATRICS WARD 5,000
    CITY OF MILTON-PUBLIC LIBRARY
    710 S JANESVILLE ST
    MILTON,WI53563     		NONE GOV STORY GARDENS - WALKING PATH 10,000
    COMMUNITY FOUNDATION OF SOUTHERN WISCONSIN
    121 N PARKER DRIVE
    JANESVILLE,WI53545     		NONE PC THEODORE W. BATTERMAN FAMILY FOUNDATION SCHOLARSHIP, ADMINISTERED BY CFSW 247,500
    COMPASSION INTERNATIONAL
    12290 VOYAGER PARKWAY
    COLORADO SPRINGS,CO809213668     		NONE PC COMPASSIONS GLOBAL SURVIVAL INITIATIVES 100,000
    CONCORDIA UNIVERSITY WISCONSIN
    12800 N LAKE SHORE DRIVE
    MEQUON,WI53097     		NONE PC ERNA A. BATTERMAN SCHOLARSHIPS 152,500
    DISCOVERY WORLD LTD
    500 N HARBOR DRIVE
    MILWAUKEE,WI53202     		NONE PC DISCOVERY WORLD EDUCATIONAL OUTREACH TO BATTERMAN SCHOOLS OF CHOICE 50,000
    DIVINE REDEEMER LUTHERAN CHURCH AND SCHOOL
    31385 HILL ROAD
    HARTLAND,WI53029     		NONE PC WOMEN'S MINISTRY--MARILYN BATTERMAN MEMORIAL GIFT FUND 3,000
    ECHO INC
    65 S HIGH ST
    JANESVILLE,WI53548     		NONE PC FOOD PANTRY 15,000
    ELMBROOK CHURCH
    777 S BARKER RD
    BROOKFIELD,WI53045     		NONE PC JUST BETWEEN US WEB MINISTRY EXPANSION 35,000
    EVANS SCHOLARS FOUNDATION
    155 LANGDON STREET
    MADISON,WI53703     		NONE PC PROGRAM SUPPORT 500
    FEEDING AMERICA EASTERN WISCONSIN
    1700 W FOND DU LAC AVE
    MILWAUKEE,WI53205     		NONE PC FOOD SUPPORT PROGRAM 4,500
    FOCUS ON THE FAMILY
    88605 EXPLORER DRIVE
    COLORADO SPRINGS,CO80920     		NONE PC GIVE FAMILIES HOPE 2,000
    FOOD PANTRY OF WAUKESHA COUNTY INC
    1301 SENTRY DRIVE
    WAUKESHA,WI53186     		NONE PC PROGRAM SUPPORT 5,000
    FORT ATKINSON COMMUNITY FOUNDATION
    244 NORTH MAIN STREET
    FORT ATKINSON,WI53538     		NONE PC RENEWAL OF THE THEODORE W. BATTERMAN FAMILY FOUNDATION SCHOLARSHIP PROGRAM 51,000
    FORT ATKINSON FOOD PANTRY
    715 JONES AVENUE
    FORT ATKINSON,WI53538     		NONE PC PROGRAM SUPPORT 5,000
    FORT ATKINSON HISTORICAL SOCIETY
    401 WHITEWATER AVE
    FORT ATKINSON,WI53538     		NONE PC PROGRAM SUPPORT 10,000
    FORWARD FOUNDATION
    14 S JACKSON STREET NO 200
    JANESVILLE,WI53548     		NONE PC JANESVILLE TOWN SQUARE EAST SIDE KIOSK AND HERITAGE BRIDGE UNDERLIGHTING 42,500
    GLACIAL COMMUNITY YMCA
    1750 E VALLEY RD
    OCONOMOWOC,WI53066     		NONE PC SPIRITUAL DEVELOPMENT DIRECTOR ENDOWMENT 83,333
    HAROLD JOHNSON DELAVAN FOOD PANTRY
    714 E WALWORTH AVENUE
    DELAVAN,WI53115     		NONE PC FOOD PANTRY SUPPORT 5,000
    HARTLAND AREA FOOD PANTRY
    555 S INDUSTRIAL DR NO STE 7
    HARTLAND,WI53029     		NONE PC PROGRAM SUPPORT 5,000
    HARVEST CHRISTIAN FELLOWSHIP
    6612 S HOWELL AVENUE
    OAK CREEK,WI53154     		NONE PC OPERATING SUPPORT 2,000
    HOPE CENTER
    502 N EAST AVENUE
    WAUKESHA,WI53186     		NONE PC FOOD & CLOTHING FOR WAUKESHA COUNTY RESIDENTS IN NEED 20,000
    HOPE STREET MINISTRY
    2522 W CAPITOL DRIVE
    MILWAUKEE,WI53206     		NONE PC SHECHEM COMMUNITY CENTER BUILDING 5,000
    HUMANE ANIMAL WELFARE SOCIETY OF WAUKESHA COUNTY INC
    701 NORTHVIEW ROAD
    WAUKESHA,WI53188     		NONE PC WHERE NEEDED MOST AND ANIMAL SUPPORT 5,000
    ILLINOIS WESLEYAN UNIVERSITY
    1312 PARK ST
    BLOOMINGTON,IL61701     		NONE PC TITAN ATHLETIC FUND--MEN'S GOLF PROGRAM/TEAM 5,000
    INDIANA UNIVERSITY FOUNDATION
    PO BOX 500
    BLOOMINGTON,IN47402     		NONE PC ERIC D. BATTERMAN MEMORIAL SCHOLARSHIP 5,000
    JEFFERSON AREA FOOD PANTRY
    PO BOX 44
    JEFFERSON,WI53549     		NONE PC ST. VINCENT DE PAUL RESOURCE CENTER 5,000
    JOURNEYS LUTHERAN SCHOOL
    5425 S 111TH STREET
    HALES CORNER,WI53130     		  PC CHAPEL RENOVATION 100,000
    JUDICIAL WATCH
    425 3RD STREET NW NO 800
    WASHINGTON,DC20024     		NONE PC OPERATING SUPPORT 5,000
    KINGDOM WORKERS
    N19W24075 RIVERWOOD DR STE 200
    WAUKESHA,WI53188     		NONE PC MALAWI DISABILITY MINISTRY 40,000
    LUTHERAN CHURCH MISSOURI SYNOD (LCMS)
    PO BOX 66861
    ST LOUIS,MO63166     		NONE PC JOINT SEMINARY FUND 98,000
    LUTHERAN COUNSELING AND FAMILY SERVICES OF WISCONSIN
    3800 N MAYFAIR ROAD
    WAUWATOSA,WI53222     		NONE PC IN SCHOOL COUNSELING FOR AT-RISK STUDENTS 50,000
    LUTHERAN HIGH SCHOOL ASSOCIATION OF GREATER MILWAUKEE
    10427 W LINCOLN AVENUE NO 1300
    WEST ALLIS,WI53227     		NONE PC COMPLETION OF PERFORMANCE SPACE AT LAKE COUNTRY LUTHERAN HIGH SCHOOL 314,040
    LUTHERAN HOUR MINISTRIES
    660 MASON RIDGE CENTER
    ST LOUIS,MO63141     		NONE PC EQUIPPING THE CHURCH FOR GOSPEL OUTREACH IN THE DIGITAL AGE 55,000
    LUTHERAN URBAN MISSION INITIATIVE
    8242 N GRANVILLE RD
    MILWAUKEE,WI53224     		NONE PC LUMIN SCHOOL'S DUAL APPROACH TO LEARNING THROUGH A PANDEMIC 40,000
    MADISON COLLEGE FOUNDATION
    3591 ANDERSON ST 203A
    MADISON,WI53704     		NONE PC MADISON COLLEGE SCHOLARSHIPS FOR FORT ATKINSON HIGH SCHOOL GRADUATES (E.G. SCHOLARS OF PROMISE) 50,000
    MEDICAL COLLEGE OF WISCONSIN
    9200 W WISCONSIN AVE
    MILWAUKEE,WI53226     		NONE PC ACCELERATING CLINICAL TRIALS AND HEALTH SERVICES RESEARCH FOR PANCREATIC CANCER 497,795
    MILWAUKEE CHRISTIAN CENTER
    807 S 14TH ST
    MILWAUKEE,WI53204     		NONE PC MILWAUKEE CHRISTIAN CENTER FOOD SECURITY PROGRAM 10,000
    MILWAUKEE PUBLIC MUSEUM
    800 W WELLS STREET
    MILWAUKEE,WI53233     		NONE PC MPM ON THE MOVE 15,000
    MILWAUKEE RESCUE MISSION
    830 NORTH 19TH STREET
    MILWAUKEE,WI53233     		NONE PC UPGRADE LIVING FACILITIES IN JOY HOUSE, EMERGENCY SHELTER FOR HOMELESS WOMEN AND CHILDREN 68,245
    MILWAUKEE SCHOOL OF ENGINEERING
    1025 NORTH BROADWAY STREET
    MILWAUKEE,WI53202     		NONE PC THE THEODORE W. BATTERMAN FAMILY FOUNDATION ANNUAL SCHOLARSHIP PROGRAM 108,210
    MILWAUKEE SYMPHONY ORCHESTRA
    1101 N MARKET STREET NO 100
    MILWAUKEE,WI53202     		NONE PC OPERATING SUPPORT 2,500
    OCONOMOWOC FOOD PANTRY
    PO BOX 832
    OCONOMOWOC,WI53066     		NONE PC GENERAL FUND 5,000
    ORANGE COUNTY RESCUE MISSION
    ONE HOPE DRIVE
    TRUSTIN,CA92782     		NONE PC VILLAGE OF HOPE 2,500
    PEWAUKEE INTER-CHURCH LAY COUNCIL
    W243N2312 SADDLE BROOK DR APT 111
    PEWAUKEE,WI53072     		NONE PC PROGRAM SUPPORT 5,000
    RACINE LUTHERAN HIGH SCHOOL
    251 LUEDTKE AVENUE
    RACINE,WI53405     		NONE PC RLHS TOP-TIER FACILITY EXPANSION PROJECT 100,000
    RIVERSIDE LIFE SERVICES
    3727 MCCRARY ST
    RIVERSIDE,CA92506     		NONE PC GENERAL FUND 2,000
    RONALD MCDONALD HOUSE CHARITIES OF MADISON
    2716 MARSHALL CT
    MADISON,WI53705     		NONE PC "BUILDING ON HOPE" THE COMMUNITY CAMPAIGN TO EXPAND THE RONALD MCDONALD HOUSE 100,000
    ROTARY GARDENS
    PO BOX 385
    DELAVAN,WI53115     		NONE PC PROGRAM SUPPORT 5,000
    SALTY EARTH PICTURES
    PO BOX 284
    LAKE MILLS,WI53551     		NONE PC SALTY EARTH PICTURES STUDIO POST PRODUCTION ON FEATURE FILM AND FAMILY PROGRAM 22,500
    SALVATION ARMY JANESVILLE
    514 SUTHERLAND AVE
    JANESVILLE,WI53545     		NONE PC MISSION SUPPORT 25,000
    SALVATION ARMY MILWAUKEE
    4129 W VILLARD AVENUE
    MILWAUKEE,WI53209     		NONE PC FOOD PANTRY SUPPORT 212,000
    SAMARITAN'S PURSE
    PO BOX 3000
    BOONE,NC28607     		NONE PC MISSION SUPPORT 160,000
    SHRINERS HOSPITAL FOR CHILDREN
    2900 N ROCKY POINT DR
    TAMPA,FL33607     		NONE PC PROGRAM SUPPORT 7,500
    SMILE TRAIN INC
    633 THIRD AVENUE SUITE 9TH FL
    NEW YORK,NY10017     		NONE PC PROGRAM SUPPORT 10,000
    ST JOHN'S LUTHERAN SCHOOL
    6802 W FOREST HOME AVENUE
    MILWAUKEE,WI53220     		NONE PC IMPACT--SCHOOL EXPANSION 32,000
    ST MARCUS CHURCH AND SCHOOL
    2215 NORTH PALMER ST
    MILWAUKEE,WI53212     		NONE PC HARAMBEE COMMUNITY SCHOOL RENOVATIONS, ADDITIONS, AND DEVELOPMENT 100,000
    ST PAUL OCONOMOWOC FOOD PANTRY LORD'S
    210 E PLEASANT STREET
    OCONOMOWOC,WI53066     		NONE PC GENERAL FOOD PANTRY SUPPORT 2,000
    ST PAUL'S LUTHERAN CHURCH AND SCHOOL JANESVILLE
    210 S RINGOLD STREET
    JANESVILLE,WI535454199     		NONE PC ST. PAUL'S PLAYGROUND 60,000
    ST VINCENT DE PAUL SOCIETY
    PO BOX 68
    NORTH LAKE,WI530640068     		NONE PC NORTH LAKE FOOD PANTRY 5,000
    SUCCESS INSTITUTE INC
    10722 ARROW ROUTE SUITE 808
    RANCHO CUCAMONGA,CA91730     		NONE PC ANNUAL SCHOLARSHIPS 1,000
    TEACHBEYOND
    PO BOX 610
    DOWNERS GROVE,IL60515     		NONE PC BELIZE CHRISTIAN ACADEMY "FAITH FOR THE FUTURE" 10,000
    THE BOX THEATRE COMPANY
    W359 N5920 BROWN ST UNIT 101
    OCONOMOWOC,WI53066     		NONE PC GENERAL BUDGET SUPPORT 2,000
    THIRST4JESUS
    1260 BROWN ST
    OCONOMOWOC,WI53066     		NONE PC THIRSTS CHURCH BUILDING CONSTRUCTION PROJECT 85,000
    UNIVERSITY OF WISCONSIN FOUNDATION
    1848 UNIVERSITY AVE
    MADISON,WI53726     		NONE PC THEODORE W. BATTERMAN FAMILY FOUNDATION RESEARCH FELLOW FUND 75,000
    WATERTOWN FOOD PANTRY INC
    204 N TENTH STREET
    WATERTOWN,WI53094     		NONE PC FOOD PANTRY SUPPORT 5,000
    WHEATON COLLEGE
    501 COLLEGE AVENUE
    WHEATON,IL60187     		NONE PC PROGRAM SUPPORT 5,000
    WHITEWATER UNIFIED SCHOOL DISTRICT - WHITEWATER
    534 SOUTH ELIZABETH ST
    WHITEWATER,WI53190     		NONE GOV PROGRAM FUNDING 10,000
    WISCONSIN ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES
    122 W WASHINGTON AVENUE SUITE 700
    MADISON,WI53703     		NONE PC WAICU NONPROFIT INTERNSHIP PROGRAM 102,000
    WISCONSIN CONSERVATORY OF MUSIC
    1584 N PROSPECT AVENUE
    MILWAUKEE,WI53202     		NONE PC GROWING MILWAUKEE'S JAZZ COMMUNITY: A NEW, EARLIER, AND MORE DIVERSE JAZZ EDUCATION PATHWAY 100,000
    WISCONSIN LUTHERAN HIGH SCHOOL
    330 NORTH GLENVIEW AVE
    MILWAUKEE,WI532133379     		NONE PC TUITION GAP FUNDING FOR ECONOMICALLY DISADVANTAGED STUDENTS 67,770
    WISCONSIN RIGHT TO LIFE EDUCATION FUND
    5317 N 118TH COURT
    MILWAUKEE,WI53225     		NONE PC VERITAS SOCIETY 16,667
    WISCONSIN YOUTH SYMPHONY ORCHESTRAS FOUNDATION INC
    PO BOX 258039
    MADISON,WI53725     		NONE PC WYSO PERCUSSION INSTRUMENT PURCHASE 63,000
    WLCFS - CHRISTIAN FAMILY SOLUTIONS
    4351 W COLLEGE AVENUE 410
    APPLETON,WI54914     		NONE PC URBAN SCHOOL COUNSELING PROGRAM 50,000
    WOODCREST CHRISTIAN SCHOOL SYSTEM
    18401 VAN BUREN BLVD
    RIVERSIDE,CA92508     		NONE PC GENERAL FUND 12,000
    WOODMEN VALLEY CHAPEL
    290 E WOODMAN ROAD
    COLORADO SPRINGS,CO80919     		NONE PC MONUMENT INITIATIVE 3,000
    WORLD VISION
    PO BOX 9716
    FEDERAL WAY,WA98063     		NONE PC WORLD VISION HONDURAS ECONOMIC EMPOWERMENT/THRIVE PROGRAM 100,000
    WYCLIFFE BIBLE TRANSLATORS
    11221 JOHN WYCLIFFE BLVD
    ORLANDO,FL32832     		NONE PC MORRIS AND WENDY JOHNSON MINISTRY PROJECT 49,000
    YMCA OF WATERTOWN
    415 S 8TH ST
    WATERTOWN,WI53094     		NONE PC MEMBERSHIP FOR ALL 5,000
    YOUNG AMERICA'S FOUNDATION
    11480 COMMERCE PARK DRIVE SIXTH
    FLOOR
    RESTON,VA20191     		NONE PC PROGRAM SUPPORT 5,000
    ZACHARIAH'S ACRES
    N74 W35911 SERVANTS WAY
    OCONOMOWOC,WI53066     		NONE PC PRODUCTION GREENHOUSE PROVIDING VOLUNTEER & EMPLOYMENT OPPORTUNITIES 5,000
    ZOOLOGICAL SOCIETY OF MILWAUKEE COUNTY
    10005 WEST BLUEMOUND ROAD
    MILWAUKEE,WI53226     		NONE PC ANIMAL AMBASSADOR CONTINUUM 18,339
    Total .................................bullet 3a 4,821,375
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 11,675  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 5,785,504  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 6,954,958 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    6,954,958
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2021
    Name of the organization
    THEODORE W BATTERMAN
    FAMILY FOUNDATION INC
    Employer identification number

    39-1688812
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990) (2021)
    Schedule B (Form 990) (2021) Page 2
    Name of organization
    THEODORE W BATTERMAN
    FAMILY FOUNDATION INC         		Employer identification number
    39-1688812
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    LINDA C BATTERMAN JOHNSON
    625 WALNUT RIDGE DRIVE
     
    HARTLAND, WI53029

    		$ 100,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    MARILYN BATTERMAN TRUST
     
    833 E MICHIGAN STREET SUITE 1800
     
    MILWAUKEE, WI53202

    		$ 23,643


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
    THEODORE AND MARILYN BATTERMAN ESTATE
     
    833 E MICHIGAN STREET SUITE 1800
     
    MILWAUKEE, WI53202

    		$ 3,129,901


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
    THEODORE AND MARILYN BATTERMAN ESTATE
     
    833 E MICHIGAN STREET SUITE 1800
     
    MILWAUKEE, WI53202

    		$ 257,198


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 3
    Name of organization
    THEODORE W BATTERMAN
    FAMILY FOUNDATION INC         		Employer identification number

    39-1688812
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    3
    		 PUBLICLY TRADED SECURITIES $ 3,129,901 2021-12-31
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 4
    Name of organization
    THEODORE W BATTERMAN
    FAMILY FOUNDATION INC         		Employer identification number

    39-1688812
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990) (2021)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2021 AccountingFeesSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 38,561 19,281   19,280

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Name of Bond End of Year Book Value End of Year Fair Market Value
    MFO BLACKROCK FDS V HIGH YIELD BD PORT INSTLCL 2,798,513 2,788,442
    MFO DOUBLELINE CORE FIXED INCOME FUND I 1,880,124 1,920,372
    MFO PIMCO FDS PAC INVT MGMT SER HIGH 975,000 1,063,569
    MFC FLEXSHARES TR TR IBOXX 3 YR TARGET DURATION TIPS INDEX 1,504,135 1,499,433
    MFC ISHARES TR 1-5 YR INVT GRADE CORPORATE BD ETF 2,001,180 1,958,915

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBOTT LAB COM 161,369 282,465
    ACCENTURE PLC SHS CL A NEW 325,924 657,476
    ACTIVISION BLIZZARD INC COM STK 65,141 80,634
    ADOBE SYS INC COM 40,578 285,798
    ADR ABB LTD SPONSORED ADR 129,119 206,729
    ADR ADIDAS AG 115,241 131,616
    ADR ADYEN N V 273,941 279,571
    ADR AIA GROUP LTD 168,423 174,363
    ADR AMADEUS IT GROUP S A ADS 124,105 114,853
    ADR ASML HLDG NV NY REG 2012 139,054 485,645
    ADR ASTRAZENECA PLC 124,264 138,635
    ADR ATLAS COPCO AB 97,896 159,552
    ADR CSL LTD 156,131 184,938
    ADR DSV A/S ADR 109,627 223,257
    ADR EVOLUTION AB 125,575 94,782
    ADR HDFC BK LTD 116,147 179,593
    ADR JD COM INC 129,473 139,860
    ADR LASERTEC CORP 142,733 211,872
    ADR LI NING CO LTD 92,414 88,421
    ADR LONZA GROUP AG 125,902 170,090
    ADR LVMH MOET HENNESSY LOUIS VUITTON 163,675 374,196
    ADR NESTLE S A 217,299 292,812
    ADR NICE LTD 83,087 191,875
    ADR NOVO-NORDISK 103,912 183,232
    ADR PERNOD RICARD S A 80,904 113,589
    ADR RIO TINTO PLC 163,455 131,872
    ADR SHENZHOU INTL GROUP HLDGS LTD 110,224 85,882
    ADR SONY GROUP CORPORATION 104,110 224,486
    ADR TAIWAN SEMICONDUCTOR MANUFACTURING 215,182 413,505
    ADR TERNIUM S A 165,498 185,221
    ADR WNS HLDGS LTD 127,790 209,258
    ADR WUXI BIOLOGICS CAYMAN INC 115,982 91,908
    AGILENT TECHNOLOGIES INC COM 51,772 139,055
    AIR LEASE CORP CL A CL A 79,456 87,177
    AIRBNB INC CL A COM 133,563 148,343
    AKAMAI TECHNOLOGIES INC COM STK 70,249 86,258
    ALBEMARLE CORP COM 53,297 135,820
    ALCON AG COM 111,967 159,691
    ALEXANDRIA REAL ESTATE EQUITIES INC COM 96,274 116,831
    ALIGN TECHNOLOGY INC COM 10,285 93,320
    ALPHABET INC CAP STK 127,898 570,217
    AMAZON COM INC COM 457,307 456,805
    AMERICAN TOWER CORP 24,158 26,618
    AMERICOLD RLTY TR COM 97,025 94,566
    AMERISOURCEBERGEN CORP COM 55,954 69,900
    ANSYS INC COM 63,675 161,651
    AON PLC 80,506 117,820
    APPLIED MATERIALS INC COM 30,393 120,066
    ARROW ELECTR INC COM 67,616 107,685
    ATLASSIAN CORPORATION PLC COM 164,364 283,680
    AUTODESK INC COM 109,031 172,651
    BIO RAD LABS INC CL A 46,399 131,469
    BLACK KNIGHT INC COM 53,681 88,609
    BROADRIDGE FINL SOLUTIONS INC COM 85,666 92,873
    BSTN PPTYS INC 75,909 88,573
    CANADIAN PAC RY LTD COM NPV 248,948 355,743
    CBRE GROUP INC CL A CL A 66,805 184,684
    CDK GLOBAL INC COM 110,867 87,237
    CMC MATLS INC COM 105,177 146,259
    CONTINENTAL RES INC COM 57,301 111,005
    COPA HOLDINGS SA COM STK 141,973 162,675
    COTERRA ENERGY INC COM 69,106 114,627
    CSX CORP COM STK 39,089 101,069
    CUMMINS INC 53,956 78,530
    D R HORTON INC COM 68,323 188,811
    DARDEN RESTAURANTS INC COM 65,156 144,916
    DENTSPLY SIRONA INC COM 62,399 73,754
    DOCUSIGN INC COM 30,707 30,614
    DOUGLAS EMMETT INC COM REIT 39,726 38,190
    DOVER CORP COM 38,156 98,972
    DUKE RLTY CORP COM NEW REIT 62,519 85,726
    EASTMAN CHEM CO COM 48,784 76,657
    EPAM SYS INC COM STK 112,262 155,749
    EQTY LIFESTYLE PPTYS INC REIT 71,798 83,540
    ESSEX PPTY TR REIT 78,502 89,819
    EXPERIAN PLC 142,693 222,339
    FERRARI N V FERRARI N V 130,008 174,704
    GARTNER INC COM 39,972 155,793
    GATX CORP COM 38,349 73,454
    GENERAL DYNAMICS CORP COM 62,038 85,264
    GLOBAL PMTS INC COM 58,344 86,786
    GLOBANT SA 61,440 197,877
    HILTON WORLDWIDE HLDGS INC COM NEW COM 62,116 77,683
    HOULIHAN LOKEY INC CL A CL A 49,951 98,344
    ICON PLC COM 193,727 405,707
    ILLUMINA INC COM 80,920 93,969
    INTERCONTINENTAL EXCHANGE INC COM 56,145 137,317
    INTUITIVE SURGICAL INC COM NEW STK 77,532 115,335
    INVITATION HOMES INC COM 68,040 79,209
    JOHNSON CTLS INTL PLC COM 109,136 207,340
    JONES LANG LASALLE INC COM STK 67,703 77,301
    KEYCORP NEW COM 67,173 101,217
    KEYSIGHT TECHNOLOGIES INC COM 45,328 185,652
    LAB CORP AMER HLDGS COM NEW 43,358 94,263
    LIFE STORAGE INC COM 58,287 74,752
    LINDE PLC COM 164,527 197,465
    LULULEMON ATHLETICA INC COM 235,283 363,657
    MAGNA INTERNATIONAL INC COMMON STOCK 165,672 136,789
    MASCO CORP COM 59,307 119,304
    MASTERCARD INC CL A 143,164 257,273
    MERCADOLIBRE INC COM STK 67,069 153,718
    META PLATFORMS INC 107,630 317,514
    METTLER-TOLEDO INTL INC COM 87,801 169,721
    MFB NORTHERN FUNDS SMALL CAP INDEX FD 2,666,991 3,513,192
    MFB NORTHERN MULTI MANAGER GLOBAL LISTEDINFRASTRUCTURE 899,302 961,733
    MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX 1,480,036 1,520,365
    MFC ISHARES TR RUSSELL 1000 VALUE ETF 2,498,534 2,608,792
    MFC SPDR S&P 500 ETF 16,497,388 20,688,783
    MFO ADVISORS INNER CIRCLE FD EDGEWOOD GROWTH FD INSTL CL 1,051,252 5,662,534
    MFO VANGUARD DEVELOPED MARKETS INDEX 2,406,562 3,214,731
    MGM GROWTH PPTYS LLC CL A COM CL A COM 56,621 63,277
    MICROSOFT CORP COM 63,843 292,598
    MSCI INC COMMON 30,761 80,875
    NATIONAL RETAIL PPTYS INC COM STK 68,631 69,653
    NETFLIX INC COM STK 130,381 146,393
    NIKE INC CL B 38,756 114,002
    PACKAGING CORP AMER COM 37,745 66,850
    PARK HOTELS & RESORTS INC COM 67,339 68,572
    PAYPAL HLDGS INC COM 50,269 111,828
    PROGRESSIVE CORP OH COM 54,453 115,584
    PROLOGIS INC COM 139,654 193,446
    RADIUS GLOBAL INFRASTRUCTURE INC CL A CLA 23,731 23,426
    RAYMOND JAMES FNCL INC COM STK 50,100 121,384
    REINSURANCE GROUP AMER INC COM NEW STK 48,691 58,358
    RENAISSANCE RE HLDGS LTD COM 72,216 85,850
    REPUBLIC SVCS INC COM 65,116 166,503
    RESMED INC COM 129,425 194,839
    REXFORD INDL RLTY INC COM 43,882 60,589
    SALESFORCE COM INC COM 173,234 242,694
    SBA COMMUNICATIONS CORP 111,134 151,329
    SCOTTS MIRACLE-GRO CLASS A COM NPV 41,051 71,967
    SEALED AIR CORP NEW COM STK 76,875 114,901
    SENSATA TECHNOLOGIES B V HOLDING 88,998 119,555
    SERVICENOW INC COM 77,882 191,487
    SHOPIFY INC CL A SHOPIFY INC 72,696 155,645
    SIGNET JEWELERS LTD ORD 176,402 179,978
    SIKA AG ADR 88,623 167,653
    SKYWORKS SOLUTIONS INC COM 87,945 134,506
    SNAP-ON INC COM 63,898 88,306
    SOLAREDGE TECHNOLOGIES INC COM 71,645 143,091
    SPIRIT REALTY CAPITAL INC COM 86,752 85,634
    STARBUCKS CORP COM 67,187 132,761
    STERICYCLE INC COM 80,346 76,041
    STERIS PLC ORD 206,460 347,103
    STIFEL FINL CORP COM 53,239 108,024
    SUN COMMUNITIES INC COM 102,073 122,412
    SYNEOS HEALTH INC COM 45,179 101,961
    SYNOPSYS INC COM 17,208 126,395
    SYSCO CORP COM 54,262 77,764
    TJX COS INC COM NEW 32,732 73,263
    TRANE TECHNOLOGIES PLC COM 58,852 177,382
    TRITON INTL LTD COM 154,950 191,531
    UBS GROUP AG 167,321 198,107
    UDR INC COM STK 81,949 97,484
    UNITEDHEALTH GROUP INC COM 106,730 176,251
    VENTAS INC REIT 74,653 67,990
    VICI PPTYS INC COM 52,069 50,193
    VISA INC COM CL A STK 74,344 200,457
    WEC ENERGY GROUP INC COM 55,350 81,830
    WOODWARD INC COM 44,560 81,110
    XILINX INC COM 23,152 118,949
    YUM CHINA HLDGS INC COM 115,462 119,118
    ZOETIS INC COM 68,189 226,948

    TY 2021 InvestmentsOtherSchedule2
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ARCLINE TOPS AT COST 1,124,998 1,268,987
    PRIVATE EQUITY CORE FUND (QP) VII LP AT COST 1,261,685 2,741,320
    PRIVATE EQUITY CORE FUND (QP) VIII LP AT COST 899,280 1,409,163
    CARLYLE DIRECT ALTERNATIVE OPPORTUNITIES AT COST 2,611,671 3,230,995
    PRIVATE EQUITY STRATEGIC OPPORTUNITIES FUND IV LP AT COST 125,868 352,497
    BLACKSTONE COF IV FEEDER FUND 5-C LP AT COST 346,103 75,637
    MREP GLOBAL VI LLP AT COST 164,472 207,019

    TY 2021 LegalFeesSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 38,939 0   38,939


    TY 2021 OtherDecreasesSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Description Amount
    TIMING DIFFERENCES 54,584


    TY 2021 OtherExpensesSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DUES AND SUBSCRIPTIONS 4,880 0   4,880
    MISCELLANEOUS EXPENSE 38,680 0   38,681


    TY 2021 OtherIncomeSchedule2
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    K-1 - BLACKSTONE COF IV FEEDER FUND 5-C, LP 5,667 5,667 5,667
    K-1 - CARLYLE DIRECT ALT. OPPORTUNITIES -318 -318 -318
    K-1 - CARLYLE DIRECT ALT. OPPORTUNITIES 12 12 12
    K1 - MREP GLOBAL VI 1,101 1,101 1,101
    K-1 - PRIVATE EQUITY FUND (QP) VII, LP K-1 720 720 720
    K-1 - PRIVATE EQUITY FUND (QP) VIII, LP K-1 3,596 3,596 3,596
    K-1 - PRIVATE EQUITY STRATEGIC OPPS FUND VI, LP K-1 15,325 15,325 15,325
    NORTHERN TRUST COMPANY (0042) 1,132 1,132 1,132
    NORTHERN TRUST COMPANY (5044) 2,696 2,696 2,696
    NORTHERN TRUST COMPANY (5411) 1,880 1,880 1,880
    NORTHERN TRUST COMPANY (7923) 7,104 7,104 7,104
    K-1 - METROPOLIAN REAL ESTATE PARTNERS GLOBAL (QP) VII, LP UBTI 0 -514 0
    K-1 - PRIVATE EQUITY FUND (QP) VII, LP K-1 UBTI 0 -28,834 0
    K-1 - PRIVATE EQUITY FUND (QP) VIII, LP K-1 UBTI 0 -19,510 0
    K-1 - PRIVATE EQUITY STRATEGIC OPPS FUND VI, LP K-1 UBTI 0 -42,235 0
    K-1 - CARLYLE DIRECT ALT. OPPORTUNITIES UBTI 0 2,893 0
    K-1 - CARLYLE DIRECT ALT. OPPORTUNITIES UBTI 0 700 0


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 401,447 401,447   0
    AGENCY FEES 299,769 148,152   151,617


    TY 2021 TaxesSchedule
    Name:
    THEODORE W BATTERMAN
     
    FAMILY FOUNDATION INC
    EIN:
    39-1688812
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX 86,451 0   0
    FOREIGN TAXES 18,898 18,898   0