Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
CHARLES K & ESTHER KRIEGER FOUNDATION
INC
Number and street (or P.O. box number if mail is not delivered to street address)CO J GROSS 75 LIVINGSTON AVE
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
ROSELAND, NJ07068
A Employer identification number

26-2680294
B Telephone number (see instructions)

(973) 325-7800
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$14,001,634
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 439,968 439,968  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 211,596
b Gross sales price for all assets on line 6a 710,735
7 Capital gain net income (from Part IV, line 2)... 214,995
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 1,836 1,836  
12 Total. Add lines 1 through 11........ 653,400 656,799  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 90,000 9,000   81,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... 10,369 1,037   9,332
b Accounting fees (attach schedule)....... 10,560 9,504   1,056
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... 3,546 3,546   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... 211 10   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 114,686 23,097   91,388
25 Contributions, gifts, grants paid....... 472,030 472,030
26 Total expenses and disbursements. Add lines 24 and 25 586,716 23,097   563,418
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 66,684
b Net investment income (if negative, enter -0-) 633,702
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 64,157 36,257 36,257
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 5,328,176 Click to see attachment5,157,752 7,528,843
c Investments—corporate bonds (attach schedule)....... 94,338 Click to see attachment94,338 102,600
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 5,738,031 Click to see attachment6,035,976 6,333,934
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 11,224,702 11,324,323 14,001,634
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 11,224,702 11,324,323
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 0 0
29 Total net assets or fund balances (see instructions)..... 11,224,702 11,324,323
30 Total liabilities and net assets/fund balances (see instructions). 11,224,702 11,324,323
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
11,224,702
2
Enter amount from Part I, line 27a .....................
2
66,684
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
32,937
4
Add lines 1, 2, and 3 ..........................
4
11,324,323
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
11,324,323
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES D    
b PUBLICLY TRADED SECURITIES P    
c CAPITAL GAIN THROUGH ALLIANCEBERNSTEIN HOLDING LP P    
d CAPITAL GAINS DIVIDENDS P    
e
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 394,042   346,925 47,117
b 140,786   148,815 -8,029
c 16     16
d 175,891     175,891
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       47,117
b       -8,029
c       16
d       175,891
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 214,995
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 8,808
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 8,808
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 6,000
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 10,500
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 16,500
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 7,692
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet7,692 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJONATHAN M GROSS Telephone no.bullet (973) 325-7800

    Located atbullet75 LIVINGSTON AVENUEROSELANDNJ ZIP+4bullet07068
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JONATHAN M GROSS PRESIDENT
    5.00
    30,000 0 0
    348 ORENDA CIRCLE
    WESTFIELD,NJ07090
    ELLIOT BERKOWITZ VICE PRESIDENT
    5.00
    30,000 0 0
    110-55 72ND RD APT 410
    FOREST HILLS,NY11375
    ELAINE WEIDMANN SECRETARY/TREASURER
    5.00
    30,000 0 0
    5005 SANLO PLACE
    WOODLAND HILLS,CA91364
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    13,239,751
    b
    Average of monthly cash balances.......................
    1b
    96,844
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    13,336,595
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    13,336,595
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    200,049
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    13,136,546
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    656,827
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    656,827
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    8,808
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
    114
    c
    Add lines 2a and 2b............................
    2c
    8,922
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    647,905
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    647,905
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    647,905
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2020
    (c)
    2020
    (d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 647,905
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017...... 178,829
    c From 2018...... 122,291
    d From 2019...... 11,839
    e From 2020...... 35,235
    f Total of lines 3a through e ........ 348,194
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 563,418
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2021 distributable amount..... 563,418
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 84,487 84,487
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 263,707
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......
    263,707
    10 Analysis of line 9:
    a Excess from 2017.... 94,342
    b Excess from 2018.... 122,291
    c Excess from 2019.... 11,839
    d Excess from 2020.... 35,235
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    ROBERT WOOD JOHNSON HOSPITAL FOUNDATION
    PO BOX 156
    NEW BRUNSWICK,NJ08903
    N/A 501C3 GENERAL 2,000
    THE SCHOLARSHIP FUND FOR INNER-CITY CHILDREN
    171 CLIFTON AVENUE 2ND FLOOR
    NEWARK,NJ07104
    N/A 501C3 GENERAL 250
    NORTH SHORE ANIMAL LEAGUE AMERICA INC
    25 DAVIS AVENUE
    PORT WASHINGTON,NY11050
    N/A 501C3 GENERAL 1,000
    FURNITURE ASSIST INC
    24 COMMERCE STREET
    SPRINGFIELD,NJ070813004
    N/A 501C3 GENERAL 500
    YMCA OF NEWARK
    600 BROAD STREET
    NEWARK,NJ07102
    N/A 501C3 GENERAL 250
    KIDSAFE FOUNDATION
    4053 MANCHESTER LAKE DRIVE
    WELLINGTON,FL33449
    N/A 501C3 GENERAL 250
    CANCER HOPE NETWORK
    2 NORTH ROAD SUITE A
    CHESTER,NJ07930
    N/A 501C3 GENERAL 250
    KOL NIDRE APPEAL
    TEMPLE EMANU-EL OF WESTFIELD 756
    EAST BROAD STREET
    WESTFIELD,NJ07090
    N/A 501C3 GENERAL 180
    PEF ISRAEL ENDOWMENT FUNDS INC
    630 3RD AVE STE 1500
    NEW YORK,NY10017
    N/A 501C3 GENERAL 2,500
    EARLHAM COLLEGE
    701 NATIONAL ROAD W
    RICHMOND,IN47374
    N/A 501C3 GENERAL 10,000
    CAMP BRONX FUND INC
    341A EAST 76TH STREET
    NEW YORK,NY10021
    N/A 501C3 GENERAL 750
    JCA - JEWISH COMMUNITY OF AMHERST INC
    742 MAIN STREET
    AMHERST,MA01002
    N/A 501C3 GENERAL 750
    HADASSAH MEDICAL RELIEF ASSOCIATION
    40 WALL STREET
    NEW YORK,NY10005
    N/A 501C3 GENERAL 250,000
    HACKENSACK UMC FOUNDATION
    92 2ND STREET
    HACKENSACK,NJ07601
    N/A 501C4 GENERAL 1,000
    WORLD CENTRAL KITCHEN INC
    655 NEW YORK AVE NW 6TH FLOOR
    WASHINGTON,DC20001
    N/A 501C3 GENERAL 2,500
    UNITED STATES HOLOCAUST MUSEUM
    100 RAOUL WALLENBERG PALACE SW
    WASHINGTON,DC200242126
    N/A 501C3 GENERAL 10,000
    TEMPLE BETH -EL JERSEY CITY
    2419 KENNEDY BLVD
    JERSEY CITY,NJ07304
    N/A 501C3 GENERAL 72,000
    SAINT BARNABAS MEDICAL CENTER
    94 OLD SHORT HILLS ROAD
    WEST ORANGE,NJ07052
    N/A 501C3 GENERAL 500
    LITERACY NASSAU INC
    1 IVY LANE
    WANTAGH,NY11793
    N/A 501C3 GENERAL 1,000
    JEWISH WORLD WATCH
    5551 BALBOA BLVD
    ENCINO,CA91316
    N/A 501C3 GENERAL 2,500
    JEWISH FEDERATION OF GREATER METROWEST NJ
    PO BOX 929
    WHIPPANY,NJ079810929
    N/A 501C3 GENERAL 600
    JAFCO INC
    4200 N UNIVERSITY LANE
    SUNRISE,FL33351
    N/A 501C3 GENERAL 5,000
    I HAVE A DREAM FOUNDATION NJ
    60 PARK PALACE 601
    NEWARK,NJ07102
    N/A 501C3 GENERAL 250
    COMMUNITY FOODBANK OF NEW JERSEY
    PO BOX 1184
    PLEASANTVILLE,NJ082326184
    N/A 501C3 GENERAL 1,000
    CITY OF HOPE COMPREHENSIVE CANCER CENTER
    1500 EAST DUARTE ROAD
    DUARTE,CA91010
    N/A 501C3 GENERAL 2,500
    ASPCA
    PO BOX 96929
    WASHINGTON,DC200906929
    N/A 501C3 GENERAL 2,500
    AMERICAN COMMITTEE FOR SHAARE ZEDEK
    55 W 39TH STREET 4TH FLOOR
    NEW YORK,NY10018
    N/A 501C3 GENERAL 25,000
    AMERICAN BICYCLING EDUCATION ASSOCIATION INC
    PO BOX 2466
    ORLANDO,FL328022466
    N/A 501C3 GENERAL 1,500
    AMERICANS FOR BEN-GURION UNIVERSITY
    1001 AVENUE OF THE AMERICAS 19TH
    FLOOR
    NEW YORK,NY10018
    N/A 501C3 GENERAL 75,000
    ARIZONA HUMANE SOCIETY
    1521 W DOBBINS RD
    PHOENIX,AZ85041
    N/A 501C3 GENERAL 500
    Total .................................bullet 3a 472,030
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........
             
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 211,596  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 653,400 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    653,400
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    CHARLES K & ESTHER KRIEGER FOUNDATION
     
    INC
    EIN:
    26-2680294
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING AND BOOKKEEPING FEES 10,560 9,504   1,056

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    CHARLES K & ESTHER KRIEGER FOUNDATION
     
    INC
    EIN:
    26-2680294
    Name of Bond End of Year Book Value End of Year Fair Market Value
    GOLDMAN SACHS GRP INC NOTES MEDIUM TERM NOTES CLLB 94,338 102,600

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    CHARLES K & ESTHER KRIEGER FOUNDATION
     
    INC
    EIN:
    26-2680294
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ALLIANCEBERNSTEIN HLDG LP LD PARTNERSHIP INTERESTS 28,548 35,409
    ALTRIA GROUP INC 97,715 71,085
    AMERICAN ELECTRIC POWER INC 66,120 88,970
    AMERICAN EXPRESS COMPANY 69,059 137,915
    AMERICAN STATES WTR CO 53,868 124,128
    AMERIPRISE FINANCIAL INC 91,310 205,129
    ANNALY CAPITAL MANAGEMENT INC REIT 10,910 7,820
    AT&T INC 76,520 49,200
    BERKSHIRE HATHAWAY INC SERIES B NEW 113,463 179,400
    BLACKROCK INC 27,847 64,089
    BLACKSTONE MORTGAGE TRUST INC 123,258 122,480
    BP PLC SPONS ADR 54,768 42,608
    CELANESE CORPORATION SERIES A 55,071 102,517
    CISCO SYSTEMS INC 49,240 63,370
    CITIGROUP INC NEW 61,540 60,390
    CMS ENERGY INC 66,195 97,575
    COCA COLA COMPANY 45,407 59,210
    CONOCOPHILLIPS COP 64,718 72,180
    CONSOLIDATED EDISION INC 72,371 81,054
    CSX CORP 73,815 169,200
    CUMMINS INC 50,441 71,986
    CVS HEALTH CORPORATION 53,288 77,370
    DEERE & CO 76,170 171,445
    DEVON ENERGY CORP 44,630 44,050
    DIAGEO PLC SPONSORED ADR NEW 23,313 45,129
    DISNEY WALT COMPANY 55,520 77,445
    DOMINION ENERGY INC 76,250 78,560
    DOW INC 58,110 56,720
    EATON CORP PLC 78,316 172,820
    ENBRIDGE INC 40,511 38,455
    EVERGY INC 57,814 82,058
    EVERSOURCE ENERGY 60,784 90,980
    EXXON MOBILE XOM 78,320 61,190
    FIFTH THIRD BANCORP 27,212 43,550
    FIRSTENERGY CORP 94,680 124,770
    GENERAL ELECTRIC COMPANY 60,380 23,618
    GENERAL MILLS INC 58,780 67,380
    GILEAD SCIENCES INC 74,165 72,610
    GOLDMAN SACHS GROUP INC 55,134 91,812
    HAWAIIAN ELEC INDS INC 33,440 41,500
    HSBC HOLDINGS PLC-SPON ADR 28,588 21,105
    I SHARES SILVER TR ETF 16,759 21,510
    INTEL CORP 97,417 103,000
    ISHARES ETF PFD & INCOME SECS 57,600 59,145
    ISHARES ETF RUSSELL 2000 GROWTH IWO 50,542 90,846
    ISHARES IBOXX & ETF INVESTMENT GRADE CORP BD 106,208 106,016
    ISHARES MSCI ETF EMERGING MARKETS 61,882 78,355
    JOHNSON & JOHNSON 28,368 34,214
    JPMORGAN CHASE & CO 71,216 113,220
    MANULIFE FINL CORP 28,272 29,559
    MEDTRONIC PLC 98,484 124,140
    MERCK & CO INC NEW 24,829 28,740
    MICROSOFT CORP 81,250 336,320
    MONDELEZ INTL INC 41,805 66,310
    NESTLE S A REG ADR 38,295 70,185
    NEW JERSEY RES CORP 88,221 91,359
    NEXTERA ENERGY INC 65,999 190,454
    NORTHROP GRUMMAN CORP NEW 184,448 290,303
    ORGANON & CO OGN 871 1,127
    PFIZER INCORPORATED 45,108 59,050
    PROCTER & GAMBLE CO 131,779 245,370
    PUBLIC SVC ENTERPRISE GROUP INC 67,359 100,095
    ROYAL DUTCH SHELL PLC ADR CL A 70,977 56,420
    SCHLUMBERGER LTD 105,945 59,900
    SOUTHERN COMPANY 100,602 137,160
    SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF 95,540 165,920
    SPDR GOLD TRUST ETF 59,530 85,480
    SUNCOR ENERGY INC NEW 58,750 47,056
    TARGET CORP 72,864 231,440
    TENNECO INC 20,290 5,650
    THERMO FISHER SCIENTIFIC INC 37,558 156,801
    TJX COS INC NEW 24,319 47,070
    TOTALENERGIES SE ADR TTE 52,028 49,460
    UNION PACIFIC CORP 68,268 156,197
    UNITED PARCEL SERVICE-B 43,930 85,736
    UNITEDHEALTH GROUP INC 33,588 100,428
    VANGUARD INDEX FDS ETF REAL ESTATE INDEX FD VNQ 46,833 58,005
    VANGUARD INTERMEDIATE ETF TERM CORP BOND 90,445 92,760
    VANGUARD INTL EQUITY ETF INDEX FDS FTSE EMERGING MKTS ETF 61,638 77,553
    VERIZON COMMUNICATIONS COM 106,229 103,920
    VIAD CORPORATION (NEW) 6,032 5,434
    VIATRIS INC 0 1,678
    WEC ENERGY GROUP INC 59,832 77,656
    XCEL ENERGY INC 68,253 99,519

    TY 2021 InvestmentsOtherSchedule2
    Name:
    CHARLES K & ESTHER KRIEGER FOUNDATION
     
    INC
    EIN:
    26-2680294
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AAM GNMA ADVANTAGE INCOME PORT SER 14 CASH AT COST 9,237 7,331
    AB CAP FD INC RELATIVE VALUE FD AT COST 83,921 95,996
    ADVISORS ASSET MGMT GNMA ADVANTAGE ICOME PORT SER 11 CASH AT COST 41,719 25,315
    ALABAMA PWR CO 5% CUM PERP MATURITY CALL 10/01/22 @ 25 AT COST 49,741 47,804
    AQUILA HIGH INCOME CLASS A AT COST 188,996 189,896
    AQUILA OPPORTUNITY GROWTH FUND CLASS A AT COST 151,976 143,931
    AT&T INC 5% CALL 12/12/24 @ 25 AT COST 25,167 24,120
    BANK AMER CORP 5.375% PFD KK NON CUM PERP MTY AT COST 53,839 53,640
    BLACKROCK FUNDS GLOBAL LONG/SHORT CR FD INSTITUTIONAL AT COST 234,136 228,115
    BNY MELLON INTL BOND AT COST 59,014 53,501
    BOND FUND OF AMERICA CL A AT COST 75,014 71,306
    CALAMOS INVT TR NEW CONVERTIBLE FD CL A AT COST 73,580 96,282
    CALAMOS STRATEGIC TOTAL RETURN FUND AT COST 187,856 289,350
    CALVERT GLOBAL WATER FUND CL A AT COST 102,921 170,117
    COHEN & STEERS PFD SECS & INCOME FD INC CLASS A AT COST 230,540 231,096
    DAVIS REAL ESTATE FUND CL A AT COST 156,720 220,122
    DIAMOND HILL LONG SHORT FUND INVESTOR CLASS SHARES AT COST 63,595 67,250
    DUKE ENERGY 5.625% PFD JR SUB NOTES 09/15/2078 AT COST 51,956 53,340
    EATON VANCE ADV SR FLTNG RT ADVANTAGE FUND CLASS A AT COST 290,419 282,677
    EATON VANCE FUNDS TAX MANAGED DIVERSIFIED EQUITY AT COST 22,180 30,100
    EATON VANCE TAX ADVANTAG GLOBAL DIVIDEND INCOME AT COST 57,757 84,101
    FIRST TRUST CORP HIGH INCOME PORT SER 23 CASH AT COST 93,644 70,386
    FIRST TRUST INVESTMENT GRADE MUTLI-ASSET INCM PRT LT 25 C AT COST 90,819 109,020
    GNMA II PASS THRU POOL 1884 AT COST 124 50
    GNMA II PASS THRU POOL 1922 AT COST 27 14
    GNMA II PASS THRU POOL 3458 AT COST 1,284 894
    GNMA II PASS THRU POOL 381322 AT COST 720 536
    GUGGENHEIM FDS TR MACRO OPPORTUNITIES FD CS A AT COST 100,098 99,508
    HARTFORD MUT FDS INC AT COST 30,007 28,298
    HUNTINGTON 4.5% PFD BANCSHARES NON CUM PERP AT COST 49,906 49,275
    INVESCO ENERGY PORTFOLIO 2019-2 AT COST 7,066 7,273
    JOHN HANCOCK REGIONAL BANK CLASS A AT COST 159,383 192,563
    JPMORGAN DIVERSIFIED FUND CL A JDVAX AT COST 168,517 163,578
    KAYNE ANDERSON ENERGY DEVELOPMENT CO AT COST 40,487 14,965
    KEYCORP NEW 5.625% NON CUM SER G PERP MTY AT COST 30,185 30,759
    LEGG MASON PARTNERS EQUITY TRUST BRANDYWINE GLOBAL CORP CR FD AT COST 50,007 48,189
    LORD ABBETT BD-DEB A AT COST 255,833 259,481
    LORD ABBETT INVT TR FLOATING RATE FD CLASS A AT COST 130,007 117,293
    LORD ABBETT INVT TR INFLATION FOCUSED FD CLASS A AT COST 25,007 25,141
    MAINSTAY MACKAY CONVERTIBLE FUND AT COST 40,007 42,802
    MORGAN STANLEY 6.375% PFD SER I FIX/FLTG PERP MTY CALL 10/15/ AT COST 50,040 50,760
    NEXTERA ENERGY 5.65% AT COST 40,371 41,655
    NUVEEN FLEXIBLE INCOME FD CLASS A-3 AT COST 100,007 98,331
    PGIM FLOATING RATE INCOME CL A AT COST 73,783 71,026
    PGIM HIGH YIELD CL A AT COST 267,361 261,369
    PIMCO FUNDS PIMCO INCOME FD CLASS A AT COST 71,065 92,918
    PIMCO INTERNATIONAL BOND FUND US DOLLAR HEDGED INSTL AT COST 108,099 80,782
    PIMCO REAL ESTATE REAL RETURN STRATEGY CL A AT COST 204,864 205,439
    PIONEER FUND CLASS A SHARES AT COST 211,674 254,627
    PRINCIPAL INV FUND REAL ESTATE SECS FD CL INSTL AT COST 194,384 284,563
    PRINCIPAL INVS FD REAL ESTATE SECS FD AT COST 75,014 89,294
    PRUDENTIAL 4.125% PFD JR SUB NOTES DUE 9/1/60 AT COST 81,838 82,026
    PS BUS PARKS 5.25% PFD PERPETUAL SER X CUM AT COST 26,160 25,790
    PUTNAM FDS TR FLTG RATE INCOME FD CLASS Y AT COST 114,176 109,751
    PUTNAM FLOATING RATE INCOME FD CL A AT COST 231,990 222,719
    PUTNAM FOCUSED EQUITY FD CL A AT COST 31,832 34,686
    RMB MENDON FINL LONG/SHORT FD CL A AT COST 176,874 139,587
    RYDEX SERIES FUNDS BIOTECHNOLOGY FD CL A AT COST 200,202 190,251
    TEMPLETON GLOBAL BOND FUND CL A AT COST 100,007 68,210
    VIRTUS FUNDS AT COST 63,502 77,976
    WEBSTER FINL CRP5.25%PFD NON-CUM PERP MTY SER F AT COST 26,959 25,910
    WESTERN ASSET FDS INC BD FD CLASS A AT COST 50,988 46,369
    WR BERKLEY CO 5.10% PFD SUB NOTES MTY 12/30/59 CALL 12/30/24 @ 25 AT COST 51,374 54,480

    TY 2021 LegalFeesSchedule
    Name:
    CHARLES K & ESTHER KRIEGER FOUNDATION
     
    INC
    EIN:
    26-2680294
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 10,369 1,037   9,332


    TY 2021 OtherExpensesSchedule
    Name:
    CHARLES K & ESTHER KRIEGER FOUNDATION
     
    INC
    EIN:
    26-2680294
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT EXPENSE 10 10   0
    NON-DEDUCTIBLE EXPENSE FROM ALLIANCEBERNSTEIN HOLDING LP K-1 201 0   0


    TY 2021 OtherIncomeSchedule2
    Name:
    CHARLES K & ESTHER KRIEGER FOUNDATION
     
    INC
    EIN:
    26-2680294
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME FROM BROKERAGE 1,094 1,094 1,094
    ORDINARY INCOME FROM ALLIANCEBERNSTEIN HOLDING LP 742 742 742


    TY 2021 OtherIncreasesSchedule
    Name:
    CHARLES K & ESTHER KRIEGER FOUNDATION
     
    INC
    EIN:
    26-2680294
    Description Amount
    BOOK BASIS ADJUSTMENT 32,937


    TY 2021 TaxesSchedule
    Name:
    CHARLES K & ESTHER KRIEGER FOUNDATION
     
    INC
    EIN:
    26-2680294
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX WITHHELD 3,546 3,546   0