| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 9,272 | 4,636 | 4,636 |
| Grantee's Name | Grantee's Address | Grant Date | Grant Amount | Grant Purpose | Amount Expended By Grantee | Any Diversion By Grantee? | Dates of Reports By Grantee | Date of Verification | Results of Verification |
|---|---|---|---|---|---|---|---|---|---|
|
WOMEN'S ASSOCIATION FOR THAILAND SOCIAL CREATIVITY |
65/8 M5 VICHITSONGKRAM ROAD T VICHIT MUANG PHUKET83000 TH |
2021-08-10 | 12,840 | TUITION FOR CHILDREN IN NEED. | 12,840 | 12/31/21 | 2021-12-31 |
| Identifier | Return Reference | Explanation |
|---|---|---|
| FORM 990-PF, PART VI-B, LINES 1A(3) AND 1B | PART VI-B, LINE 1A(3) HAS BEEN ANSWERED "YES" BECAUSE HERBERT SIMON IS A SUBSTANTIAL CONTRIBUTOR TO THIS FOUNDATION AND THEREFORE IS CONSIDERED A DISQUALIFIED PERSON. HE PROVIDES "SERVICE" TO ANGELS WINGS FOUNDATION INTERNATIONAL, INC. BY KEEPING ITS BOOKS AND SERVING ON ITS BOARD. LINE 1B IS ANSWERED "NO" BECAUSE THESE ARE VOLUNTARY, UNCOMPENSATED SERVICES, ACTS EXCEPTED BY THE REGULATIONS UNDER SECTION 4941. |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 1/100 BERKSHIRE HATHAWAY | 615,990 | 901,324 |
| ALIBABA GROUP | 149,024 | 95,032 |
| ALPHABET INC. | 232,708 | 598,973 |
| AMAZON | 145,738 | 333,434 |
| ARK INNOVATION ETF | 99,550 | 85,604 |
| BROADMARK REALTY CAP INC | 404,380 | 388,827 |
| CALAMOS MARKET NEUTRAL | 489,784 | 538,043 |
| CATERPILLAR INC. | 54,943 | 175,729 |
| CISCO SYSTEMS, INC. | 133,900 | 329,524 |
| COHEN & STEERS INST (CSRIX) | 150,015 | 151,179 |
| COHEN & STEERS PREFERRED (CPXIX) | 134,020 | 172,513 |
| CVS HEALTH CORP | 171,303 | 275,644 |
| INTERNATIONAL PAPER | 165,591 | 210,236 |
| NESTLE S A | 182,839 | 401,458 |
| NEWMONT GOLDCORP CORP | 48,739 | 86,828 |
| NOVAGOLD RES INC | 74,413 | 119,364 |
| PARAMETRIC (EIEMX) | 128,572 | 157,081 |
| PFIZER INC | 113,190 | 230,295 |
| PROCTOR & GAMBLE | 78,040 | 196,296 |
| SPDR GOLD SHARES ETF | 120,415 | 170,960 |
| SYLVAMO CORP | 9,306 | 11,323 |
| VANECK VECTORS GOLD ETF (GDX) | 198,608 | 281,864 |
| VANECK VECTORS JUNIOR ETF (GDXJ) | 98,992 | 129,983 |
| VANGUARD 500 INDEX (VFIAX) | 128,855 | 331,093 |
| VANGUARD MID CAP INDEX (VIMAX) | 151,774 | 306,815 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| EQUINOX CONSERVATIVE FUND | FMV | 590,434 | 590,434 |
| GOLUB CAPITAL PARTNERS INTERNATIONAL 11, LP | FMV | 875,000 | 899,458 |
| GOLUB CAPITAL PARTNERS INTERNATIONAL 12, LP | FMV | 550,000 | 461,837 |
| GREENBACKER RENEWABLE ENERGY | FMV | 372,409 | 499,603 |
| IRRADIANT RENEWABLE OPPS PARTNERS | FMV | 45,159 | 61,865 |
| KAYNE ANDERSON REAL ESTATE DEBT II | FMV | 255,917 | 269,622 |
| KAYNE ANDERSON RENEWABLE INFRASTRUCTURE | FMV | 449,149 | 691,181 |
| KAYNE LIQUID CREDIT FUND | FMV | 446,319 | 444,885 |
| KAYNE SENIOR CREDIT III OFFSHORE FUND, LP | FMV | 865,319 | 562,864 |
| STRUCTURAL CAPITAL INVESTMENTS III | FMV | 416,801 | 408,453 |
| STRUCTURAL CAPITAL INVESTORS II | FMV | 36,920 | 118,947 |
| SUNDANCE DEBT PARTNERS | FMV | 598,167 | 588,108 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 1,262 | 631 | 631 |
| Description | Amount |
|---|---|
| COST BASIS ADJUSTMENTS | 663,101 |
| FOREIGN CURRENCY ADJUSTMENT | 931 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| OFFICE EXPENSES | 9,329 | 0 | 0 | |
| WEBSITE EXPENSE | 984 | 0 | 0 | |
| AWARDS CEREMONY EXPENSE | 13,598 | 0 | 6,799 | |
| FROM K-1S: MISC AND NDES | 2 | 2 | 0 | |
| CA STATE FILING FEE | 75 | 0 | 0 | |
| WIRE FEES | 336 | 336 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| FROM K_1: SCI III | 7 | 0 | 7 |
| FROM K-1: EQUINOX CONSERVATIVE FUND | -24,607 | -1,157 | -24,607 |
| FROM K-1: KARIP | -1,280 | 0 | -1,280 |
| FROM K-1: KARIP | 15,288 | 15,288 | 15,288 |
| FROM K-1: KLCF | 7,218 | 7,218 | 7,218 |
| FROM K-1: KROPTE | -156 | 0 | -156 |
| FROM K-1: SCI II | 3,580 | 3,580 | 3,580 |
| FROM K-1: SCI III | 26,749 | 0 | 26,749 |
| FROM K-1: SUNDANCE DEBT PARTNERS | 46 | 46 | 46 |
| REFUNDED SCHOLARSHIP | 26,534 | 26,534 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| BROKERAGE ADVISORY FEES | 81,408 | 81,408 | 0 | |
| CONSULTING FEES | 24,000 | 0 | 12,000 | |
| FROM K-1S: INVESTMENT FEES | 41,828 | 41,828 | 0 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAX PAID | 3,159 | 3,159 | 0 | |
| PAYROLL TAX PAID | 20,732 | 0 | 20,732 | |
| FEDERAL TAX PAID | 147 | 0 | 0 | |
| IN STATE TAX PAID | 153 | 0 | 0 |