TY 2021 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0047

2021

Open to Public Inspection

For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021

Name of foundation
THE WILLIAM AND ELAINE KAPLAN FAMILY
PRIVATE FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)CO PKFOD LLP 11 BALMVILLE ROAD
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
NEWBURGH, NY125502047

A Employer identification number

22-2470361

B Telephone number (see instructions)

(845) 565-5400

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$67,700,153J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments	320		320
4	Dividends and interest from securities...	1,145,428		1,098,553
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		13,094,895
b	Gross sales price for all assets on line 6a 46,184,081
7	Capital gain net income (from Part IV, line 2)...			13,308,994
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		30,441	29,689
12	Total. Add lines 1 through 11........	14,271,084		14,437,556
13	Compensation of officers, directors, trustees, etc.	77,500		0	77,500
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		87,340	0	87,340
b	Accounting fees (attach schedule).......		24,000	0	24,000
c	Other professional fees (attach schedule)....		311,918	291,518	20,400
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		60,000	0	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............	26,400		0	26,400
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		28,960	5	28,955
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	616,118		291,523	264,595
25	Contributions, gifts, grants paid.......	3,209,615			3,209,615
26	Total expenses and disbursements. Add lines 24 and 25	3,825,733		291,523	3,474,210
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	10,445,351
b	Net investment income (if negative, enter -0-)			14,146,033
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2021)

Form 990-PF (2021)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	648,477	799,098	799,098
	2	Savings and temporary cash investments.........	143,272	1,633,060	1,633,030
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	2,981,552	2,905,474	2,943,993
	b	Investments—corporate stock (attach schedule).......	882,629	16,877,550	18,674,619
	c	Investments—corporate bonds (attach schedule).......	5,680,480	5,133,949	5,231,678
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	39,260,065	32,692,695	38,417,735
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	49,596,475	60,041,826	67,700,153
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........	49,596,475	60,041,826
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	49,596,475	60,041,826
	30	Total liabilities and net assets/fund balances (see instructions).	49,596,475	60,041,826

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

49,596,475

Enter amount from Part I, line 27a .....................

10,445,351

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

60,041,826

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

60,041,826

Form 990-PF (2021)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation
1 a	PUBLICLY TRADED SECURITIES
b	GOLDENTREEE OFFSHORE LTD.	P
c	LIGHT STREET XENON LTD.	P
d	PSAM WORLD ARB FUND LIMITED	P
e	SCULPTOR OF II PRIVATE INVESTORS OFFSHORE LTD.	P
	YORK CREDIT OPPORTUNITIES UNIT TRUST	P
	AESSF III PRIVATE INVESTORS OFFSHORE, L.P.	P
	AIF VIII PRIVATE INVESTORS OFFSHORE, L.P.	P
	AP X PRIVATE INVESTORS OFFSHORE, L.P.	P
	APOLLO VII PRIVATE INVESTORS ONSHORE (TAX EXEMPT) LLC	P
	BCP VI PRIVATE INVESTORS OFFSHORE, LP	P
	BLACKSTONE GSO PRIVATE INVESTORS, L.P. (OFFSHORE)	P
	BSREP II (BROOKFIELD) PRIVATE INVESTORS OFFSHORE, L.P.	P
	CADUCEUS ASIA CPI PRIVATE INVESTORS OFFSHORE, L.P.	P
	CCMP III PRIVATE INVESTORS OFFSHORE, L.P.	P
	CERBERUS VI PRIVATE INVESTORS OFFSHORE, L.P.	P
	COATUE EARLY STAGE FUND PRIVATE INVESTORS (CAYMAN), L.P.	P
	GIF V PRIVATE INVESTORS OFFSHORE LP	P
	GSO PRIVATE INVESTORS OFFSHORE III	P
	HIGHBRIDGE MEZZANINE PARTNERS, L.P. (OFFSHORE)	P
	HPS - CORE SENIOR LENDING OFFSHORE FUND (PB), L.P.	P
	HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II L.P.	P
	HPS MEZZANINE PRIVATE INVESTORS OFFSHORE 2019 L.P.	P
	KKR ASIAN FUND PRIVATE INVESTORS OFFSHORE L.P.	P
	KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, L.P.	P
	LC ASIA 3 PRIVATE INVESTORS OFFSHORE	P
	LION CAPITAL II PRIVATE INVESTORS OFFSHORE, L.P.	P
	PEG DIGITAL GROWTH FUND OFFSHORE SPECIAL II LP	P
	PEG DIGITAL GROWTH FUND OFFSHORE LP	P
	PROVIDENCE VIII PRIVATE INVESTORS OFFSHORE, L.P.	P
	PROVIDENCE VII PRIVATE INVESTORS, LP (OFFSHORE)	P
	RIVERSTONE GLOBAL ENERGY AND POWER OFFSHORE IV, LP	P
	RIVERSTONE GLOBAL ENERGY AND POWER PRIVATE INVESTORS V, LP (OFFSHORE)	P
	SLA PRIVATE INVESTORS OFFSHORE	P
	STARWOOD SOF XI PRIVATE INVESTORS OFFSHORE 2, L.P.	P
	VINTAGE EUROPEAN OPPORTUNITY FUND OFFSHORE, LP	P
	JPM U.S. REAL ESTATE INCOME AND GROWTH DOMESTIC LP	P
	THRU SCHEDULE K-1'S	P
	CAPITAL GAINS DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	42,526,709	31,547,777	10,978,932
b	78,948	14,685	64,263
c	1,000,934	950,000	50,934
d	1,482,291	573,167	909,124
e	720,721	340,896	379,825
	117,054	116,445	609
			-1,353
			-9,550
			-1,471
			70,819
			109,483
			-170
			-44,658
			-1,934
			-10,930
			-14,340
			-761
			64,238
			-28,636
			-929
			-671
			33,939
			-12,384
			-844
			-2,377
			-1,291
			-592
			-1,852
			6,054
			-865
			135,702
			63,605
			-530
			-1,430
			-851
			-1
			39,661
			282,802
	257,424		257,424

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			10,978,932
b			64,263
c			50,934
d			909,124
e			379,825
			609
			-1,353
			-9,550
			-1,471
			70,819
			109,483
			-170
			-44,658
			-1,934
			-10,930
			-14,340
			-761
			64,238
			-28,636
			-929
			-671
			33,939
			-12,384
			-844
			-2,377
			-1,291
			-592
			-1,852
			6,054
			-865
			135,702
			63,605
			-530
			-1,430
			-851
			-1
			39,661
			282,802
			257,424

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	13,308,994
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Form 990-PF (2021)

Page 4

Part V

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	196,630
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	196,630
6	Credits/Payments:

a	2021 estimated tax payments and 2020 overpayment credited to 2021	6a	94,076
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	125,000
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	219,076
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	1,798
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	20,648
11	Enter the amount of line 10 to be: Credited to 2022 estimated tax20,648	Refunded	11	0

Part VI-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?.........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XIV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.

If "Yes," complete Part XIII .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2021)

Page 5

Part VI-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

DAVID MARKS TREASURER Telephone no. bullet

(845) 565-5400

Located at bullet

C/O PKFOD LLP 11 BALMVILLE ROADNEWBURGHNY ZIP+4 bullet

125502047

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........

1a(1)

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? ..............................

1a(2)

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........

1a(3)

Yes

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............

1a(4)

Yes

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? ......................

1a(5)

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.) ...............

1a(6)

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2021? .............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2021, did the foundation have any undistributed income (lines 6d

and 6e, Part XII) for tax year(s) beginning before 2021?....................

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? ..............................

If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2021.) .....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..

Form 990-PF (2021)

Page 6

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........

5a(1)

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive? ....................

5a(2)

(3) Provide a grant to an individual for travel, study, or other similar purposes? .............

5a(3)

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions ........................

5a(4)

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals? .............

5a(5)

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here ......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant? .................

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? .............................

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .........................

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
WILLIAM KAPLAN	DIRECTOR, CHAIRMAN 1.00	0
C/O PKFOD LLP 11 BALMVILLE RD NEWBURGH,NY12550	DIRECTOR, CHAIRMAN 1.00	0
JOAN P KAPLAN	DIRECTOR, PRESIDENT 8.00	77,500
C/O PKFOD LLP 11 BALMVILLE RD NEWBURGH,NY12550	DIRECTOR, PRESIDENT 8.00	77,500
AMY KAPLAN	DIRECTOR, VICE PRESIDENT 1.00	0
C/O PKFOD LLP 11 BALMVILLE RD NEWBURGH,NY12550	DIRECTOR, VICE PRESIDENT 1.00	0
DAVID MARKS	DIRECTOR, TREASURER 1.00	0
C/O PKFOD LLP 11 BALMVILLE RD NEWBURGH,NY12550	DIRECTOR, TREASURER 1.00	0
RICHARD J DRAKE ESQ	DIRECTOR 1.00	0
C/O PKFOD LLP 11 BALMVILLE RD NEWBURGH,NY12550	DIRECTOR 1.00	0
DR HAROLD KAPLAN	DIRECTOR 1.00	0
C/O PKFOD LLP 11 BALMVILLE RD NEWBURGH,NY12550	DIRECTOR 1.00	0
A VINCENT MAZZIE	DIRECTOR 1.00	0
C/O PKFOD LLP 11 BALMVILLE RD NEWBURGH,NY12550	DIRECTOR 1.00	0
JAMES O'DONNELL	DIRECTOR 1.00	0
C/O PKFOD LLP 11 BALMVILLE RD NEWBURGH,NY12550	DIRECTOR 1.00	0
JUSTIN RIDER	DIRECTOR 1.00	0
C/O PKFOD LLP 11 BALMVILLE RD NEWBURGH,NY12550	DIRECTOR 1.00	0
IAN RIEGER	DIRECTOR 1.00	0
C/O PKFOD LLP 11 BALMVILLE RD NEWBURGH,NY12550	DIRECTOR 1.00	0
GLEN L HELLER ESQ	SECRETARY 1.00	0
C/O PKFOD LLP 11 BALMVILLE RD NEWBURGH,NY12550	SECRETARY 1.00	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2021)

Page 7

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
UBS FINANCIAL SERVICES INC	INVESTMENT ADVISORY	291,518
299 PARK AVENUE 26TH FLOOR NEW YORK,NY10171	INVESTMENT ADVISORY	291,518

Total number of others receiving over $50,000 for professional services............. bullet

Part VIII-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part VIII-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2021)

Page 8

Part IX

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

63,574,958

Average of monthly cash balances.......................

2,162,220

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

65,737,178

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

65,737,178

Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see

instructions) .............................

986,058

Net value of noncharitable-use assets. Subtract line 4 from line 3. .......

64,751,120

Minimum investment return. Enter 5% (0.05) of line 5................

3,237,556

Part X

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part IX, line 6..................

3,237,556

Tax on investment income for 2021 from Part V, line 5.......

196,630

Income tax for 2021. (This does not include the tax from Part V.) ...

Add lines 2a and 2b............................

196,630

Distributable amount before adjustments. Subtract line 2c from line 1............

3,040,926

Recoveries of amounts treated as qualifying distributions................

750

Add lines 3 and 4............................

3,041,676

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...

3,041,676

Part XI

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part VIII-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.

Form 990-PF (2021)

Page 9

Part XII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2020	(c) 2020	(d) 2021
1 Distributable amount for 2021 from Part X, line 7					3,041,676
2 Undistributed income, if any, as of the end of 2021:
a Enter amount for 2020 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2021:
a From 2016......	1,476,497
b From 2017......	1,056,258
c From 2018......	63,018
d From 2019......
e From 2020......	523,133
f Total of lines 3a through e ........		3,118,906
4Qualifying distributions for 2021 from Part
XI, line 4: $ 3,474,210
a Applied to 2020, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2021 distributable amount.....					3,041,676
e Remaining amount distributed out of corpus		432,534
5 Excess distributions carryover applied to 2021.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		3,551,440
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2021. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2022 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2016 not applied on line 5 or line 7 (see instructions) ...		1,476,497
9 Excess distributions carryover to 2022. Subtract lines 7 and 8 from line 6a ......		2,074,943
10 Analysis of line 9:
a Excess from 2017....	1,056,258
b Excess from 2018....	63,018
c Excess from 2019....
d Excess from 2020....	523,133
e Excess from 2021....	432,534

Form 990-PF (2021)

Page 10

Part XIII

Private Operating Foundations (see instructions and Part VI-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section 4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2021	(b) 2020	(c) 2019	(d) 2018	(e) Total

b 85% (0.85) of line 2a .........
c Qualifying distributions from Part XI, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part IX, line 6 for each year listed ..
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XIV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2021)

Page 11

Part XIV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ACCESS SUPPORTS FOR LIVING FOUNDATION 15 FORTUNE RD WEST MIDDLETOWN,NY10941	N/A	PC	OPERATING SUPPORT	10,000
ACCESS SUPPORTS FOR LIVING FOUNDATION 15 FORTUNE RD WEST MIDDLETOWN,NY10941	N/A	PC	OPERATING SUPPORT	100,000
ALZHEIMER'S DISEASE AND RELATED DISORDERS ASSOCIATIONS INC 225 N MICHIGAN AVE FL 17 CHICAGO,IL60601	N/A	PC	OPERATING SUPPORT	1,000
AMERICAN CANCER SOCIETY INC 3380 CHASTAIN MEADOWS PKWY NW SUITE 200 KENNESAW,GA30144	N/A	PC	OPERATING SUPPORT	1,800
AMHERST CINEMA 28 AMITY STREET AMHERST,MA01002	N/A	PC	EDUCATIONAL PROGRAM	1,000
BETH JOSEPH SYNAGOGUE 121 PARK STREET TUPPER LAKE,NY12986	N/A	PC	BUILDING RESTORATION	18,000
BETHEL WOODS CENTER FOR THE ARTS 200 HURT ROAD BETHEL,NY12720	N/A	PC	OPERATING SUPPORT	7,000
CARE DIMENSIONS 75 SYLVAN STREET STE B-102 DANVERS,MA01923	N/A	PC	OPERATING SUPPORT	50,000
CATHOLIC CHARITIES OF ORANGE SULLIVAN 280 BROADWAY NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	10,000
CHABAD-LUBAVITCH OF BERKS COUNTY 2320 HAMPDEN BLVD READING,PA19604	N/A	PC	CARON TREATMENT CENTER	10,000
COLUMBIA SCHOOL OF SOCIAL WORK 1255 AMSTERDAM AVE NEW YORK,NY10027	N/A	PC	OPERATING SUPPORT	10,000
COMMUNITY FOUNDATION OF ORANGE & SULLIVAN 30 SCOTTS CORNERS DRIVE STE 230 MONTGOMERY,NY12549	N/A	PC	PRESIDENT'S CIRCLE	59,000
COMMUNITY FOUNDATION OF ORANGE & SULLIVAN 30 SCOTTS CORNERS DRIVE STE 230 MONTGOMERY,NY12549	N/A	PC	THE FORCE RECOVERY	1,800
COMMUNITY FOUNDATION OF ORANGE & SULLIVAN 30 SCOTTS CORNERS DRIVE STE 230 MONTGOMERY,NY12549	N/A	PC	SPINAL CORD RECOVERY	15,000
COMMUNITY FOUNDATION OF ORANGE & SULLIVAN 30 SCOTTS CORNERS DRIVE STE 230 MONTGOMERY,NY12549	N/A	PC	OPERATING SUPPORT	32,000
COMMUNITY FOUNDATION OF ORANGE & SULLIVAN 30 SCOTTS CORNERS DRIVE STE 230 MONTGOMERY,NY12549	N/A	PC	MOREH FUND	5,000
CONGREGATION AGUDAS ISRAEL 290 NORTH STREET NEWBURGH,NY12550	N/A	PC	COVID 19 RELIEF FUND	4,900
CONGREGATION AGUDAS ISRAEL 290 NORTH STREET NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	50,300
CONGREGATION AGUDAS ISRAEL 290 NORTH STREET NEWBURGH,NY12550	N/A	PC	RABBI UNVEILING	1,000
CORNERSTONE FAMILY HEALTHCARE 147 LAKE STREET NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	13,000
CORNERSTONE FAMILY HEALTHCARE 147 LAKE STREET NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	2,500
CORNERSTONE FAMILY HEALTHCARE 147 LAKE STREET NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	5,000
CRONOMER VALLEY FIRE DEPARTMENT 296 N PLAN RD NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	1,000
DOMINICAN SISTERS OF HOPE 299 N HIGHLAND AVE OSSINING,NY10562	N/A	PC	HONORING SISTER JOAN	11,800
DOWNING PARK PLANNING COMMITTEE PO POX 306 NEWBURGH,NY12551	N/A	PC	OPERATING SUPPORT	1,000
DUTCHESS DEBS 17 KENDELL DR WAPPINGERS FALLS,NY12590	N/A	PC	OPERATING SUPPORT	8,800
EDUCATION FOUNDATION OF OCCC 115 SOUTH STREET MIDDLETOWN,NY10940	N/A	PC	OPERATING SUPPORT	250,000
FIRST REFORMED CHURCH OF FISHKILL 1153 MAIN STREET FISHKILL FISHKILL,NY12524	N/A	PC	OPERATING SUPPORT	1,000
FOUNDATION FOR NEUROLOGIC DISEASE 10 STATE STREET NEWBURYPORT,NY01950	N/A	PC	OPERATING SUPPORT	100,000
GARRISON ART CENTER 23 GARRISONS LANDING GARRISON,NY10524	N/A	PC	OPERATING SUPPORT	500
GREATER NEWBURGH SYMPHONY ORCHESTRA 211 DUPONT AVENUE NEWBURGH,NY12550	N/A	PC	PRESENTING SEASON	11,000
HISTORICAL SOCIETY OF NEWBURGH BAY 189 MONTGOMERY ST NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	500
HOOK ELITE BOXING MINISTRY LIFE SKILLS 401 WASHINGTON ST NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	13,000
HOSPICE OF ORANGE & SULLIVAN COUNTIES 800 STONY BROOK COURT NEWBURGH,NY12550	N/A	PC	TEITELBAUM SILVER LEAF	1,000
HOSPICE OF ORANGE & SULLIVAN COUNTIES 800 STONY BROOK COURT NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	15,985
HOSPICE OF ORANGE & SULLIVAN COUNTIES 800 STONY BROOK COURT NEWBURGH,NY12550	N/A	PC	MEMORIAL - PATRICIA SERGI	6,000
HUDSON HIGHLANDS NATURE MUSEUM 120 MUSER DR CORNWALL,NY12518	N/A	PC	OPERATING SUPPORT	50,000
HUDSON HIGHLANDS NATURE MUSEUM 120 MUSER DR CORNWALL,NY12518	N/A	PC	NATURALIST MEMBERSHIP	500
JEWISH FEDERATION OF GREATER OC 292 NORTH STREET NEWBURGH,NY12550	N/A	PC	MEMORIAL OF CONNIE GART	3,600
KOL YISRAEL 429 MIDDLE NECK ROAD GREAT NECK,NY11023	N/A	PC	OPERATING SUPPORT	741
KOL YISRAEL 429 MIDDLE NECK ROAD GREAT NECK,NY11023	N/A	PC	ASBESTOS #3 OF 5	50,000
KOL YISRAEL 429 MIDDLE NECK ROAD GREAT NECK,NY11023	N/A	PC	GRANT INSTALLMENT	300,000
LEADERSHIP ORANGE PO BOX 26 ROCK TAVERN,NY12575	N/A	PC	OPERATING SUPPORT	36,000
LIBERTY SCIENCE CENTER 222 JERSEY CITY BLVD JERSEY CITY,NJ07305	N/A	PC	OPERATING SUPPORT	2,500
LOCAL 589 38B CHURCH ST PATCHOGUE,NY12550	N/A	PC	CITY OF NEWBURGH FIRE DEPARTMENT	2,500
LOVE FROM HEAVEN 65 PIN OAK DR NEW WINDSOR,NY12553	N/A	PC	MEMORIAL - ERIC GATSIK	1,000
MAC PARKMAN FOUNDATION FOR ADOLESCENT CONCUSSIVE TRAUMA INC PO BOX 1228 ANNA MARIA,FL34216	N/A	PC	WAXMAN FAMILY	1,000
MEALS ON WHEELS OF GREATER NEWBURGH 35 CERONE PLACE NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	10,000
MENTAL HEALTH ASSOC IN ORANGE COUNTY INC 73 JAMES P KELLY WAY NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	18,000
MOTORCYCLEPEDIA MUSEUM 250 LAKE STREET NEWBURGH,NY12550	N/A	PC	MEMORIAL	1,000
MOUNT SAINT MARY COLLEGE 330 POWELL AVE NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	1,000
MOUNT SAINT MARY COLLEGE 330 POWELL AVE NEWBURGH,NY12550	N/A	PC	DOMINICAN CENTER	125,000
MOUNT SAINT MARY COLLEGE 330 POWELL AVE NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	350
MOUNT SAINT MARY COLLEGE 330 POWELL AVE NEWBURGH,NY12550	N/A	PC	CMA/ ART STUDIO	9,600
MOUNT SAINT MARY COLLEGE 330 POWELL AVE NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	5,000
MOUNT SAINT MARY COLLEGE 330 POWELL AVE NEWBURGH,NY12550	N/A	PC	PSYCH	5,000
MOUNT SAINT MARY COLLEGE 330 POWELL AVE NEWBURGH,NY12550	N/A	PC	MST CENTER	150,000
NATIONAL PURPLE HEART HALL OF HONOR 374 TEMPLE HILL RD NEW WINDSOR,NY12553	N/A	PC	OPERATING SUPPORT	100,000
NEWBURGH ARMORY UNITY CENTER 321 SOUTH WILLIAM STREET NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	218,160
NEWBURGH ART SUPPLY LLC 5 GRAND STREET NEWBURGH,NY12550	N/A	PC	MEMORIAL FOR MARILYN HAUCK	1,000
NEWBURGH JEWISH COMMUNITY CENTER 290 NORTH STREET NEWBURGH,NY12550	N/A	PC	MEMORIAL - MARILYN HAUCK	1,800
NEWBURGH JEWISH COMMUNITY CENTER 290 NORTH STREET NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	12,871
NEWBURGH JEWISH COMMUNITY CENTER 290 NORTH STREET NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	950
NEWBURGH URBAN FARM & FOOD PO BOX 541 NEWBURGH,NY12551	N/A	PC	OPERATING SUPPORT	500
NEWBURGH ZION LIONS 180 SOUTH STREET NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	10,000
ORANGE COUNTY ARTS COUNCIL 23 WHITE OAK DRIVE CHESTER,NY10918	N/A	PC	HV CREATIVE IMPACT	1,000
ORANGE COUNTY ARTS COUNCIL 23 WHITE OAK DRIVE CHESTER,NY10918	N/A	PC	JARRETT MARKEL BRIT CAMP (ART SUPPLIES)	11,800
ORANGE COUNTY COMMUNITY COLLEGE - MIDDLETOWN CAMPUS 115 SOUTH STREET MIDDLETOWN,NY10940	N/A	PC	THE BRIDGES TO BRIDGES PROGRAM	1,500
ORANGE COUNTY COMMUNITY COLLEGE - MIDDLETOWN CAMPUS 115 SOUTH STREET MIDDLETOWN,NY10940	N/A	PC	OPERATING SUPPORT	10,025
PINE MEADOWS FARM ANIMAL SANCTUARY 79 ROCK CUT ROAD NEWBURGH,NY12550	N/A	PC	ANIMAL SANCTUARY	197,333
RECAP INC 40 SMITH STREET MIDDLETOWN,NY10940	N/A	PC	OPERATING SUPPORT	10,000
RUMSTOCK VETERANS FOUNDATION 5 HAMILTON AVE HIGHLAND,NY10930	N/A	PC	OPERATING SUPPORT	1,000
SACRED HEART - ST FRANCIS 301 ANN STREET NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	10,000
SAFE HARBORS OF THE HUDSON 111 BROADWAY NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	500
SCENIC HUDSON INC ONE CIVIC CENTER PLAZA SUITE 200 POUGHKEEPSIE,NY12601	N/A	PC	OPERATING SUPPORT	5,000
SISTER OF ST DOMINIC BLAUVELT NEW YORK 496 WESTERN HWY S BLAUVELT,NY10913	N/A	PC	OPERATING SUPPORT	5,000
SLCH FOUNDATION ONE CHILDRENS PLACE ST LOUIS,MO63110	N/A	PC	OPERATING SUPPORT	20,000
SLCH FOUNDATION ONE CHILDRENS PLACE ST LOUIS,MO63110	N/A	PC	OPERATING SUPPORT	10,000
SLCH FOUNDATION ONE CHILDRENS PLACE ST LOUIS,MO63110	N/A	PC	OPERATING SUPPORT	18,750
SPARROW'S NEST 946 NY 376 7 WAPPINTERS FALLS,NY12590	N/A	PC	OPERATING SUPPORT	75,000
ST LUKES CORNWALL HEALTH SYSTEM FOUNDATION INC 70 DUBOIS STREET NEWBURGH,NY12550	N/A	PC	NURSES WEEK	22,500
ST LUKES CORNWALL HEALTH SYSTEM FOUNDATION INC 70 DUBOIS STREET NEWBURGH,NY12550	N/A	PC	CARDIOVASCULAR CATH LAB	600,000
ST LUKES CORNWALL HEALTH SYSTEM FOUNDATION INC 70 DUBOIS STREET NEWBURGH,NY12550	N/A	PC	NURSING MENTAL HEALTH	12,000
ST LUKES CORNWALL HOSPITAL 70 DUBOIS ST NEWBURGH,NY12550	N/A	PC	NURSES WEEK	18,000
ST LUKES CORNWALL HOSPITAL 70 DUBOIS ST NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	10,000
ST NICHOLAS GREEK ORTHODOX CHURCH 19 FULLERTON AVE NEWBURGH,NY12550	N/A	PC	ANNUAL FUNDRAISER	1,200
STORM KING ART CENTER 1 MUSEUM ROAD NEW WINDSOR,NY12553	N/A	PC	CURATOR & DIRECTOR RENEWAL	27,500
STORM KING ART CENTER 1 MUSEUM ROAD NEW WINDSOR,NY12553	N/A	PC	OPERATING SUPPORT	25,000
STORM KING ART CENTER 1 MUSEUM ROAD NEW WINDSOR,NY12553	N/A	PC	PATRON PICNIC DINNER	5,000
STORM KING SCHOOL 314 MOUNTAIN ROAD CORNWALLONHUDSON,NY12520	N/A	PC	OPERATING SUPPORT	10,000
TEMPLE BETH JACOB 290 NORTH STREET NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	4,200
TEMPLE BETH JACOB 290 NORTH STREET NEWBURGH,NY12550	N/A	PC	HIGH HOLIDAY APPEAL	3,600
THE ARC OF SULLIVAN-ORANGE COUNTIES INC 249 BROADWAY NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	3,600
TOWN OF NEWBURGH 1496 ROUTE 300 NEWBURGH,NY12550	N/A	PC	FOR TOWN TO MAINTAIN LAND	100,000
VARIOUS INDIVIDUALS C/O PKFOD LLP 32 FOSTERTOWN RD NEWBURGH,NY12550	N/A	I	INDIGENT PERSONS - COVID-19 PANDEMIC GIFT TO 197 INDIVIDUALS	37,150
WALKWAY OVER THE HUDSON 87 HAVILAND ROAD HIGHLAND,NY12528	N/A	PC	STARRY NIGHT FUNDRAISER	2,500
YOUTH OPPORTUNITIES UNDERLINING RESILIENT SOLUTIONS INC C/O WRIGHT 140 ELGAR PLACE 33L BRONX,NY10475	N/A	PC	EMERGE-5 SCHOLARSHIP	2,500
Total ................................. 3a				3,209,615

bApproved for future payment
ACCESS SUPPORTS FOR LIVING FOUNDATION 15 FORTUNE RD WEST MIDDLETOWN,NY10941	N/A	PC	OPERATING SUPPORT	600,000
CARE DIMENSIONS 75 SYLVAN STREET STE B-102 DANVERS,MA01923	N/A	PC	OPERATING SUPPORT	100,000
CONGREGATION AGUDAS ISRAEL 290 NORTH STREET NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	100,000
FOUNDATION FOR NEUROLOGIC DISEASE 10 STATE STREET NEWBURYPORT,NY01950	N/A	PC	OPERATING SUPPORT	1,400,000
HABITAT FOR HUMANITY OF GREATER NEWBURGH 125 WASHINGTON STREET NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	200,000
KOL YISRAEL 429 MIDDLE NECK ROAD GREAT NECK,NY11023	N/A	PC	OPERATING SUPPORT	900,000
KOL YISRAEL 429 MIDDLE NECK ROAD GREAT NECK,NY11023	N/A	PC	ASBESTOS #4 OF 5	100,000
MEMORIAL SLOAN KETTERING CANCER CENTER PO BOX 27106 NEW YORK,NY10087	N/A	PC	OPERATING SUPPORT	50,000
MSMC - DOMINICAN CENTER 330 POWELL AVENUE NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	2,000,000
MSMC MATH SCI & TECH CTR 330 POWELL AVENUE NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	2,100,000
ORANGE COUNTY COMMUNITY COLLEGE - MIDDLETOWN CAMPUS 115 SOUTH STREET MIDDLETOWN,NY10940	N/A	PC	OPERATING SUPPORT	3,500,000
ST LUKES CORNWALL HEALTH SYSTEM FOUNDATION INC 70 DUBOIS STREET NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	3,400,000
TOWN OF NEWBURGH - DESMOND CAMPUS 6 ALBANY POST ROAD NEWBURGH,NY12550	N/A	PC	OPERATING SUPPORT	200,000
Total ................................. 3b				14,650,000

Form 990-PF (2021)

Page 12

Part XV-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments ....
3 Interest on savings and temporary cash investments ...........			14	320
4 Dividends and interest from securities ....
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income .....
8 Gain or (loss) from sales of assets other than inventory ............			18	13,094,895
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aRESCINDED GRANTS			01	750
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) ..		0		14,271,084	0

13Total. Add line 12, columns (b), (d), and (e)..................

14,271,084

(See worksheet in line 13 instructions to verify calculations.)

Part XV-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2021)

Page 13

Part XVI

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2021)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2021 AccountingFeesSchedule

Name:

THE WILLIAM AND ELAINE KAPLAN FAMILY

PRIVATE FOUNDATION

EIN:

22-2470361

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ACCOUNTING AND TAX RETURN PREPARATION	24,000	0		24,000

- TIN:

TY 2021 InvestmentsCorpBondsSchedule

Name:

THE WILLIAM AND ELAINE KAPLAN FAMILY

PRIVATE FOUNDATION

EIN:

22-2470361

Name of Bond	End of Year Book Value	End of Year Fair Market Value
ABB FIN USA INC 0BP 2.875% DUE 5/8/22 (30,000.000 QTY)	30,042	30,242
ABBVIE INC NTS B/E 3.200% DUE 11/6/22 (15,000.000 QTY)	15,117	15,254
AFLAC INC B/E 2.875% DUE 10/15/26 (15,000.000 QTY)	14,603	15,788
AIR LEASE CORP NTS B/E 3.000% DUE 9/15/23 (92,000.000 QTY)	95,338	94,427
ALABAMA POWER CO NTS B/E 2.450% DUE 3/30/22 (20,000.000 QTY)	19,984	20,064
ALTRIA GROUP INC B/E 2.950% DUE 5/2/23 (15,000.000 QTY)	14,676	15,374
AMERICAN EXPRESS CO NTS 2.500% DUE 8/1/22 (70,000.000 QTY)	68,237	70,721
AMERICAN HONDA FIN 2.150% DUE 9/10/24 (35,000.000 QTY)	34,990	35,874
AMERIPRISE FINANCIAL INC 2.875% DUE 9/15/26 (19,000.000 QTY)	18,980	20,012
AMERIPRISE FINANCIAL INC 3.700% DUE 10/15/24 (25,000.000 QTY)	25,340	26,692
APPLE INC B/E 3.250% DUE 2/23/26 (16,000.000 QTY)	16,216	17,112
APPLE INC NTS B/E 2.100% DUE 9/12/22 (15,000.000 QTY)	14,999	15,173
APPLE INC NTS B/E 3.450% DUE 5/6/24 (45,000.000 QTY)	45,792	47,601
ATMOS ENERGY CORP B/E 5BP 1.500% DUE 1/15/31 (20,000.000 QTY)	19,913	18,787
ATMOS ENERGY CORP NTS 2.625% DUE 9/15/29 (15,000.000 QTY)	14,991	15,436
AVALONBAY COMMUNITIES 3.200% DUE 1/15/28 (15,000.000 QTY)	14,940	16,045
AVALONBAY COMMUNITIES MED TERM NTS 3.450% DUE 6/1/25 (15,000.000 QTY)	14,551	15,926
BAKER HUGHES A GE CO LLC 2.773% DUE 12/15/22 (40,000.000 QTY)	39,823	40,794
BALTIMORE GAS & ELEC CO 2.400% DUE 8/15/26 (27,000.000 QTY)	27,062	27,704
BANK OF AMER CORP MED TERM NTS 3.300% DUE 1/11/23 (12,000.000 QTY)	12,063	12,329
BANK OF AMER CORP MED TERM NTS 4.200% DUE 8/26/24 (326,000.000 QTY)	354,173	349,511
BANK OF AMER CORP NTS 5BP FIX TO FLOA 3.366% DUE 1/23/26 (40,000.000 QTY)	41,179	42,096
BANK OF AMER CORP NTS B/E 3.500% DUE 4/19/26 (10,000.000 QTY)	9,660	10,778
BANK OF NOVA SCOTIA NTS B/E 3.400% DUE 2/11/24 (65,000.000 QTY)	66,269	68,210
BB&T CORP MED TERM NTS B/E 2.850% DUE 10/26/24 (60,000.000 QTY)	59,034	62,709
BERKSHIRE HATHAWAY INC 2.750% DUE 3/15/23 (45,000.000 QTY)	45,213	45,950
BK OF AMER CORP 2.816% DUE 7/21/23 (15,000.000 QTY)	15,003	15,166
BK OF AMER CORP 3.559% DUE 4/23/27 (75,000.000 QTY)	82,392	80,244
BK OF AMER CORP B/E MED TERM NTS 3.875% DUE 8/1/25 (15,000.000 QTY)	15,318	16,266
BK OF NY MELLON CORP NTS B/E 2.661% DUE 5/16/23 (20,000.000 QTY)	20,387	20,150
BLACKROCK INC B/E 1.900% DUE 1/28/31 (15,000.000 QTY)	15,002	14,798
BLACKROCK INC NTS B/E 3.500% DUE 3/15/24 (15,000.000 QTY)	15,238	15,854
BOEING CO DEBS 7.250% DUE 6/15/25 (10,000.000 QTY)	11,243	11,737
BROOKFIELD FIN LLC NTS 4.000% DUE 4/1/24 (15,000.000 QTY)	14,840	15,813
BURLINGTON NTHN SANTA FE 3.400% DUE 9/1/24 (15,000.000 QTY)	16,062	15,816
CAN IMPERIAL BANK NTS B/E 3.500% DUE 9/13/23 (15,000.000 QTY)	15,140	15,682
CANADIAN IMPERIAL BANK NTS B/E 2.250% DUE 1/28/25 (31,000.000 QTY)	30,997	31,682
CAPITAL ONE FINANCIAL CO NTS B/E 3.05% DUE 3/9/22 (15,000.000 QTY)	15,002	15,039
CHARLES SCHWAB CORP B/E 3.200% DUE 1/25/28 (10,000.000 QTY)	10,023	10,758
CHARTER COMM OPT LLC/CAP 4.908% DUE 7/23/25 (92,000.000 QTY)	101,289	101,247
CHUBB INA HLDGS INC NTS 5BP 1.375% DUE 9/15/30 (35,000.000 QTY)	34,922	33,002
CITIGROUP INC B/E 3.200% DUE 10/21/26 (95,000.000 QTY)	93,774	100,727
CITIGROUP INC DEP SHS 2.876% DUE 7/24/23 (15,000.000 QTY)	14,968	15,181
CITIGROUP INC NTS B/E 3.352% DUE 4/24/25 (30,000.000 QTY)	31,564	31,330
CME GROUP INC 3.000% DUE 3/15/25 (20,000.000 QTY)	19,878	21,003
COLUMBIA PIPELINE GROUP 4.500% DUE 6/1/25 (50,000.000 QTY)	53,202	53,947
COMCAST CORP B/E 2.350% DUE 1/15/27 (20,000.000 QTY)	18,314	20,725
COMCAST CORP B/E 3.150% DUE 3/1/26 (17,000.000 QTY)	17,199	18,134
COMCAST CORP NEW B/E 3.375% DUE 2/15/25 (20,000.000 QTY)	19,585	21,229
COMERICA INC NTS B/E 3.700% DUE 7/31/23 (45,000.000 QTY)	45,292	46,833
CONNECTICUT LIGHT & PWR 3.200% DUE 3/15/27 (15,000.000 QTY)	14,949	15,960
COSTCO WHSL CORP NTS B/E 5BP 1.375% DUE 6/20/27 (20,000.000 QTY)	19,955	19,859
DOMINION GAS HLDGS LLC 3.550% DUE 11/1/23 (15,000.000 QTY)	14,894	15,598
DUKE ENERGY FLORIDA LLC 2.500% DUE 12/1/29 (50,000.000 QTY)	49,974	51,433
ELI LILLY & CO B/E 3.375% DUE 3/15/29 (9,000.000 QTY)	8,986	9,931
ENTERGY ARK INC B/E 3.050% DUE 6/1/23 (13,000.000 QTY)	12,999	13,321
ERP OPERATING LP B/E 3.000% DUE 4/15/23 (45,000.000 QTY)	45,253	46,025
EXXON MOBIL CORP B/E 3.043% DUE 3/1/26 (14,000.000 QTY)	14,000	14,818
EXXON MOBIL CORP NTS B/E 2.019% DUE 8/16/24 (15,000.000 QTY)	15,509	15,373
GENL MOTORS FINL CO INC 4.350% DUE 1/17/27 (34,000.000 QTY)	37,579	37,476
GILEAD SCIENCES INC B/E 3.700% DUE 4/1/24 (45,000.000 QTY)	45,773	47,311
GILEAD SCIENCES INC NTS 3.250% DUE 9/1/22 (15,000.000 QTY)	15,206	15,202
GOLDMAN SACHS GROUP INC 3.850% DUE 1/26/27 (75,000.000 QTY)	77,558	80,648
HOME DEPOT INC B/E 2.125% DUE 9/15/26 (35,000.000 QTY)	32,497	36,118
HOME DEPOT INC NTS B/E 3.900% DUE 12/6/28 (15,000.000 QTY)	14,897	16,905
HSBC HLDGS PLC B/E 4.000% DUE 3/30/22 (42,000.000 QTY)	42,389	42,374
INDIANA MICH PWR CO NTS 3.850% DUE 5/15/28 (30,000.000 QTY)	29,906	32,984
INTEL CORP NTS B/E 2.450% DUE 11/15/29 (15,000.000 QTY)	14,980	15,532
INTUIT INC NTS B/E 0BP 0.950% DUE 7/15/25 (30,000.000 QTY)	29,976	29,582
INVESCO FIN PLC B/E 4.000% DUE 1/30/24 (30,000.000 QTY)	30,286	31,680
JOHN DEERE CAPITAL CORP MED TERM NTS 2.750% DUE 3/15/22 (27,000.000 QTY)	26,981	27,132
JOHN DEERE CPTL CORP MED TERM NTS 2.700% DUE 1/6/23 (15,000.000 QTY)	14,507	15,299
LINCOLN NATL CORP B/E 4.000% DUE 9/1/23 (20,000.000 QTY)	20,162	20,968
LOCKHEED MARTIN CORP B/E 1.850% DUE 6/15/30 (35,000.000 QTY)	36,306	34,410
MARSH & MCLENNAN COS INC NTS B/E 3.300% DUE 3/14/23 (15,000.000 QTY)	15,012	15,395
MEAD JOHNSON NUTRITION 4.125% DUE 11/15/25 (50,000.000 QTY)	52,083	54,499
MEDTRONIC INC B/E 3.500% DUE 3/15/25 (11,000.000 QTY)	11,078	11,716
METLIFE INC B/E 4.368% DUE 9/15/23 (30,000.000 QTY)	30,833	31,739
MICROSOFT CORP B/E 3.300% DUE 2/6/27 (15,000.000 QTY)	16,860	16,356
MITSUBISHI UFJ FIN GRP NTS B/E 3.741% DUE 3/7/29 (75,000.000 QTY)	84,647	82,004
MITSUBISHI UFJ FINL GROUP INC 2.998% DUE 2/22/22 (20,000.000 QTY)	20,013	20,071
MORGAN STANLEY B/E 4.000% DUE 7/23/25 (25,000.000 QTY)	27,608	27,106
MORGAN STANLEY NTS B/E 3.700% DUE 10/23/24 (60,000.000 QTY)	59,364	63,911
MORGAN STANLEY NTS B/E 3.875% DUE 1/27/26 (45,000.000 QTY)	45,341	48,684
NATL RURAL UTILS COOP 3.900% DUE 11/1/28 (30,000.000 QTY)	30,766	33,518
NORTHERN TRUST CORP NTS B/E 1.950% DUE 5/1/30 (15,000.000 QTY)	14,943	14,868
NTHN STATES PWR CO B/E 2.600% DUE 5/15/23 (15,000.000 QTY)	15,005	15,223
NUCOR CORP B/E 4.125% DUE 9/15/22 (15,000.000 QTY)	15,160	15,245
ONCOR ELEC DELIVERY NTS 2.950% DUE 4/1/25 (30,000.000 QTY)	29,552	31,322
ONE GAS INC NTS B/E 2.000% DUE 5/15/30 (5,000.000 QTY)	4,974	4,868
ORACLE CORP NTS B/E 2.400% DUE 9/15/23 (45,000.000 QTY)	44,989	45,895
ORIX CORP NTS 2.900% DUE 7/18/22 (15,000.000 QTY)	15,017	15,173
ORIX CORP NTS B/E 3.700% DUE /18/27 (30,000.000 QTY)	29,861	32,587
PACIFIC GAS & ELEC NTS 1.750% DUE 6/16/22 (392,000.000 QTY)	391,996	392,000
PACIFIC GAS & ELEC NTS 2.100% DUE 8/1/27 (72,000.000 QTY)	70,040	69,560
PFIZER & CO INC B/E 2.5BP 3.450% DUE 3/15/29 (15,000.000 QTY)	14,965	16,521
PHILIP MORRIS INTL INC NTS B/E 2.125% DUE 5/10/23 (20,000.000 QTY)	19,780	20,301
PINNACLE WEST CPTL CORP 5BP 1.300% DUE 6/15/25 (23,000.000 QTY)	23,356	22,632
PLAINS ALL AMER PIPELINE 3.600% DUE 11/1/24 (392,000.000 QTY)	416,877	409,860
PLAINS ALL AMER PIPELINE 4.650% DUE 10/15/25 (46,000.000 QTY)	50,142	50,193
PNC FINL SERV GRP INC WT EXP B/E 3.450% DUE 4/23/29 (30,000.000 QTY)	34,054	32,694
POTOMAC ELEC PWR CO B/E 3.600% DUE 3/15/24 (15,000.000 QTY)	15,234	15,692
PRECISION CASTPARTS CORP 3.250% DUE 6/15/25 (15,000.000 QTY)	15,012	15,908
PRINCIPAL FINANCIAL GROUP 3.125% DUE 5/15/23 (13,000.000 QTY)	12,982	13,363
PRUDENTIAL FINL INC 3.878% DUE 3/27/28 (10,000.000 QTY)	10,000	11,097
PRUDENTIAL FINL INC NTS 1.500% DUE 3/10/26 (15,000.000 QTY)	15,173	15,015
PUBLIC STORAGE B/E 3.385% DUE 5/1/29 (10,000.000 QTY)	9,981	10,903
QUALCOMM INC NTS B/E 3.250% DUE 5/20/27 (19,000.000 QTY)	18,950	20,514
RABOBK NEDERL&MED TERM NTS 3.875% DUE 2/8/22 (70,000.000 QTY)	70,062	70,232
REALTY INCOME CORP B/E 3.000% DUE 1/15/27 (15,000.000 QTY)	13,970	15,833
REALTY INCOME CORP B/E 3.650% DUE 1/15/28 (15,000.000 QTY)	14,975	16,352
REALTY INCOME CORP B/E 3.875% DUE 7/15/24 (15,000.000 QTY)	14,993	15,914
S&P GLOB INC B/E 2.50BP 2.500% DUE 12/1/29 (15,000.000 QTY)	14,975	15,506
SAN DIEGO GAS & ELEC NTS 2.500% DUE 5/15/26 (14,000.000 QTY)	13,955	14,483
SCHLUMBERGER FIN CANADA 0BP 1.400% DUE 9/17/25 (15,000.000 QTY)	14,982	14,951
SHELL INTL FIN NTS B/E 0BP 3.250% DUE 5/11/25 (40,000.000 QTY)	40,114	42,588
SIERRA PAC POWER CO B/E 3.375% DUE 8/15/23 (30,000.000 QTY)	30,779	30,979
SIMON PPTY GROUP LP B/E 3.375% DUE 10/1/24 (20,000.000 QTY)	19,804	21,041
SIMON PPTY GROUP LP NTS 3.750% DUE 2/1/24 (25,000.000 QTY)	25,361	26,178
STATE STREET CORP B/E 3.550% DUE 8/18/25 (25,000.000 QTY)	25,690	26,944
STATE STREET CORP NTS 2.653% DUE 5/15/23 (20,000.000 QTY)	19,393	20,145
SUMITOMO MITSUI FINL GRP NTS B/E 2.784% DUE 7/12/22 (15,000.000 QTY)	15,004	15,184
SUMITOMO MITSUI FINL GRP NTS B/E 3.102% DUE 1.17/23 (50,000.000 QTY)	49,171	51,189
SUNTRUST BANK NTS B/E 3.200% DUE 4/1/24 (30,000.000 QTY)	30,092	31,408
TEXAS INSTRUMENTS INC 1.750% DUE 5/4/30 (15,000.000 QTY)	15,039	14,725
TJX COS INC B/E 2.250% DUE 9/5/26 (15,000.000 QTY)	15,870	15,494
TORONTO-DOMINION BANK 0BP 0.750% DUE 9/11/25 (20,000.000 QTY)	19,954	19,474
TOTAL CAPITAL INTL SA 3.750% DUE 4/10/24 (15,000.000 QTY)	15,318	15,921
TOTAL CAPITAL INTL SA 5BP 3.455% DUE 2/19/29 (15,000.000 QTY)	15,000	16,263
TOYOTA MOTOR CRDT CORP 0BP 1.800% DUE 2/13/25 (35,000.000 QTY)	36,148	35,538
UNITED HEALTH GROUP INC 1.250% DUE 1/15/26 (15,000.000 QTY)	14,942	14,951
UNITEDHEALTH GROUP INC 2.950% DUE 10/15/27 (12,000.000 QTY)	11,900	12,806
US BANCORP B/E 3.000% DUE 7/30/29 (15,000.000 QTY)	14,999	15,856
US BANCORP NTS B/E 1.450% DUE 5/12/25 (57,000.000 QTY)	56,934	57,259
VIRGINIA ELEC & POWER CO 3.450% DUE 2/15/24 (14,000.000 QTY)	14,090	14,591
WALT DISNEY COMPANY/THE 0BP 2.55% DUE 2/15/22 (40,000.000 QTY)	39,318	40,104
WELLPOINT INC NTS B/E 3.300% DUE 1/15/23 (15,000.000 QTY)	15,112	15,391
WELLS FARGO & CO 3.750% DUE 12/4/24 (35,000.000 QTY)	35,817	36,779
WELLS FARGO & CO 5BP NTS 2.406% DUE 10/30/25 (35,000.000 QTY)	35,000	35,862
WELLS FARGO & CO MED TERM NTS 4.100% DUE 6/3/26 (30,000.000 QTY)	30,169	32,714
WELLS FARGO & CO NTS B/E 3.069% DUE 1/24/23 (35,000.000 QTY)	35,088	35,047
WELLS FARGO & CO NTS B/E 3.450% DUE 2/13/23 (30,000.000 QTY)	29,991	30,868
WESTPAC BANKING CORP B/E 2.850% DUE 5/13/26 (30,000.000 QTY)	27,846	31,612
WESTPAC BANKING CORP NTS B/E 2.350% DUE 3/19/25 (35,000.000 QTY)	35,105	36,152

- TIN:

TY 2021 InvestmentsCorpStockSchedule

Name:

THE WILLIAM AND ELAINE KAPLAN FAMILY

PRIVATE FOUNDATION

EIN:

22-2470361

Name of Stock	End of Year Book Value	End of Year Fair Market Value
ABBOTT LABS (ABT) 988.000 SHARES	112,160	139,051
ACADIA REALTY TRUST SBI (AKR) 362.000 SHARES	8,002	7,902
ACCENTURE PLC IRELAND CL A (ACN) 280.000 SHARES	77,847	116,074
ADAPTIVE BIOTECHNOLOGIES CORP (ADPT) 144.000 SHARES	5,460	4,041
ADOBE INC (ADBE) 162.000 SHARES	80,090	91,864
ADOBE INC (ADBE) 216.000 SHARES	109,285	122,485
ALCON INC CHF (ALC) 723.000 SHARES	50,256	62,988
ALLEGION PLC (ALLE) 868.000 SHARES	119,402	114,958
ALLEGRO MICROSYSTEMS INC DEL (ALGM) 484.000 SHARES	13,038	17,511
ALPHABET INC CL A (GOOGL) 160.000 SHARES	380,909	463,526
AMAZON.COM INC (AMZN) 145.000 SHARES	472,087	483,479
AMER ELECTRIC POWER CO (AEP) 649.000 SHARES	55,457	57,742
AMERICAN TOWER CORP REIT (AMT) 300.000 SHARES	77,042	87,750
AMERIPRISE FINANCIAL INC (AMP) 210.000 SHARES	55,194	63,349
AMERIPRISE FINANCIAL INC (AMP) 436.000 SHARES	112,384	131,524
AMGEN INC (AMGN) 254.000 SHARES	59,590	57,142
AMGEN INC (AMGN) 598.000 SHARES	140,806	134,532
ANALOG DEVICES INC (ADI) 926.000 SHARES	153,024	162,763
ANSYS INC (ANSS) 228.000 SHARES	76,754	91,455
ANSYS INC (ANSS) 231.000 SHARES	76,473	92,659
APPLE INC (AAPL) 2,090.000 SHARES	261,908	371,121
APPLIED MATERIALS INC (AMAT) 756.000 SHARES	102,188	118,964
ASPEN TECHNOLOGY INC (AZPN) 667.000 SHARES	90,962	101,517
AUTOMATIC DATA PROCESSNG INC (ADP) 490.000 SHARES	97,823	120,824
AVISTA CORP (AVA) 188.000 SHARES	8,386	7,988
AZENTA INC (AZTA) 113.000 SHARES	10,432	11,651
BENTLEY SYSTEMS INC CL B (BSY) 2,512.000 SHARES	150,272	121,405
BERKLEY W R CORP (WRB) 1,670.000 SHARES	129,047	137,591
BJ'S RESTAURANTS INC (BJRI) 351.000 SHARES	16,369	12,127
BJS WHSL CLUB HLDGS INC (BJ) 317.000 SHARES	14,932	21,229
BLACKBAUD INC (BLKB) 181.000 SHARES	13,181	14,295
BLACKROCK INC (BLK) 159.000 SHARES	139,291	145,574
BOOKING HLDGS INC (BKNG) 29.000 SHARES	65,132	69,578
BOSTON SCIENTIFIC CORP (BSX) 2,344.000 SHARES	98,736	99,573
BRIGHT HORIZONS FAMILY SOLUTIONS INC (BFAM) 111.000 SHARES	16,075	13,973
BRIGHT HORIZONS FAMILY SOLUTIONS INC (BFAM) 693.000 SHARES	96,438	87,235
BROADCOM INC (AVGO) 265.000 SHARES	136,750	176,334
BURLINGTON STORES INC (BURL) 56.000 SHARES	16,928	16,325
CAMDEN PPTY TR SBI (CPT) 97.000 SHARES	12,635	17,332
CAPITAL ONE FINCL CORP (COF) 498.000 SHARES	83,047	72,255
CDW CORP (CDW) 826.000 SHARES	136,836	169,148
CHARLES RIVER LABORATORIES (CRL) 560.000 SHARES	185,361	210,997
CHEMED CORP NEW (CHE) 175.000 SHARES	87,075	92,582
CHUBB LTD CHF (CB) 238.000 SHARES	40,769	46,008
CHUBB LTD CHF (CB) 798.000 SHARES	137,271	154,261
CHURCH & DWIGHT CO INC (CHD) 117.000 SHARES	10,053	11,993
CINN FINANCIAL CORP (CINF) 442.000 SHARES	53,948	50,357
CISCO SYSTEMS INC (CSCO) 3,055.000 SHARES	161,716	193,595
COCA COLA CO COM (KO) 3,191.000 SHARES	176,335	188,939
COCA COLA CO COM (KO) 906.000 SHARES	50,215	53,644
COMCAST CORP NEW CL A (CMCSA) 3,536.000 SHARES	196,177	177,967
COMMERCE BANCSHARES (CBSH) 485.000 SHARES	35,955	33,339
CONSTELLATION BRANDS INC CL A (STZ) 185.000 SHARES	40,514	46,429
COOPER COMPANIES INC NEW (COO) 348.000 SHARES	132,883	145,791
COPART INC (CPRT) 941.000 SHARES	116,477	142,674
CORTEVA INC (CTVA) 1,577.000 SHARES	71,698	74,561
COSTCO WHOLESALE CORP (COST) 195.000 SHARES	74,765	110,702
COTERRA ENERGY INC (CTRA) 2,262.000 SHARES	38,452	42,978
CROWN CASTLE INTL CORP REIT (CCI) 334.000 SHARES	64,860	69,719
CULLEN FROST BANKERS INC (CFR) 343.000 SHARES	41,867	43,242
CYBER-ARK SOFTWARE LTD ILS (CYBR) 74.000 SHARES	12,324	12,823
DANAHER CORP (DHR) 231.000 SHARES	59,934	76,001
DANAHER CORP (DHR) 352.000 SHARES	85,687	115,812
DECKERS OUTDOOR CORP (DECK) 66.000 SHARES	21,432	24,176
DIAGEO PLC NEW GB SPON ADR (DEO) 715.000 SHARES	137,030	157,400
DISCOVER FINANCIAL SERVICES (DFS) 863.000 SHARES	105,628	99,728
DOLLAR GEN CORP NEW (DG) 366.000 SHARES	74,862	86,314
DUCK CREEK TECHNOLOGIES INC (DCT) 1,586.000 SHARES	62,806	47,754
EAST WEST BANCORP INC (EWBC) 337.000 SHARES	24,975	26,515
EASTGROUP PROPERTIES INC (EGP) 85.000 SHARES	14,132	19,367
ECOLAB INC (ECL) 273.000 SHARES	58,238	64,043
ELANCO ANIMAL HEALTH INC (ELAN) 1,284.000 SHARES	45,537	36,440
ELANCO ANIMAL HEALTH INC (ELAN) 2,826.000 SHARES	100,337	80,202
EOG RESOURCES INC (EOG) 1,611.000 SHARES	135,422	143,105
EQUIFAX INC (EFX) 554.000 SHARES	127,496	162,206
EQUITY LIFESTYLE PROPERTIES INC REIT (ELS) 331.000 SHARES	23,975	29,015
ESSENTIAL UTILS INC (WTRG) 162.000 SHARES	7,699	8,698
EXPONENT INC (EXPO) 722.000 SHARES	63,389	84,279
FAIR ISAAC CORP (FICO) 140.000 SHARES	67,399	60,714
FIDELITY NATL INFORMATION SVCS (FIS) 939.000 SHARES	134,193	102,492
FIRST SOLAR INC (FSLR) 113.000 SHARES	8,532	9,849
FRESHPET INC (FRPT) 58.000 SHARES	7,462	5,526
GENL DYNAMICS CORP (GD) 214.000 SHARES	40,733	44,613
HANESBRANDS INC (HBI) 573.000 SHARES	11,200	9,581
HANNON ARMSTRONG SUS INFRASTRUCTURE CAP INC (HASI) 137.000 SHARES	7,542	7,277
HANOVER INSURANCE GROUP INC (THG) 124.000 SHARES	17,236	16,251
HENRY JACK & ASSOC INC (JKHY) 456.000 SHARES	71,233	76,147
HEXCEL CORP NEW (HXL) 227.000 SHARES	13,920	11,759
HOME DEPOT INC (HD) 275.000 SHARES	85,489	114,128
HOME DEPOT INC (HD) 360.000 SHARES	113,514	149,404
HONEYWELL INTL INC (HON) 267.000 SHARES	62,476	55,672
HONEYWELL INTL INC (HON) 327.000 SHARES	75,387	68,183
HORACE MANN EDUCATORS CORP NEW (HMN) 261.000 SHARES	10,317	10,101
HOST HOTELS & RESORTS INC (HST) 327.000 SHARES	5,829	5,687
HUNT J B TRANS SVCS INC (JBHT) 125.000 SHARES	20,448	25,550
INGEVITY CORP (NGVT) 166.000 SHARES	13,932	11,902
INTERACTIVE BROKERS GROUP INC CL A (IBKR) 1,517.000 SHARES	104,482	120,480
INTERCONTINENTALEXCHANGE GROUP (ICE) 625.000 SHARES	70,297	85,481
IPG PHOTONICS CORP (IPGP) 113.000 SHARES	22,345	19,452
JOHNSON & JOHNSON COM (JNJ) 1,375.000 SHARES	228,881	235,221
JOHNSON CTLS INTL PLC (JCI) 933.000 SHARES	62,128	75,862
JONES LANG LASALLE INC (JLL) 84.000 SHARES	17,351	22,625
JPMORGAN CHASE & CO (JPM) 1,257.000 SHARES	209,087	199,046
LAMB WESTON HLDGS INC (LW) 231.000 SHARES	19,337	14,641
LAUDER ESTEE COS CL A (EL) 173.000 SHARES	52,899	64,045
LENNAR CORP CL A (LEN) 717.000 SHARES	69,355	83,287
LENNOX INTL INC (LII) 366.000 SHARES	125,482	118,716
LHC GROUP INC (LHCG) 104.000 SHARES	20,703	14,272
LINCOLN ELEC HOLDINGS NEW (LECO) 155.000 SHARES	19,995	21,618
LINDE PLC EUR (LIN) 544.000 SHARES	161,349	188,458
LKQ CORP NEW (LKQ) 330.000 SHARES	16,334	19,810
LOCKHEED MARTIN CORP (LMT) 319.000 SHARES	122,725	113,376
LOWES COMPANIES INC (LOW) 577.000 SHARES	113,828	149,143
LPL FINL HLDGS INC COM (LPLA) 146.000 SHARES	20,653	23,373
LPL FINL HLDGS INC COM (LPLA) 790.000 SHARES	115,624	126,471
LTC PROPERTIES INC REAL ESTATE INVESTMNT TR (LTC) 190.000 SHARES	7,492	6,487
MANPOWERGROUP INC (MAN) 110.000 SHARES	13,360	10,706
MARSH & MCLENNAN COS INC (MMC) 719.000 SHARES	99,862	124,977
MARTIN MARIETTA MATERIALS INC (MLM) 181.000 SHARES	64,761	79,734
MCDONALDS CORP (MCD) 685.000 SHARES	160,034	183,628
MEDTRONIC PLC (MDT) 1,550.000 SHARES	190,030	160,348
MEDTRONIC PLC (MDT) 463.000 SHARES	57,387	47,897
MERITAGE HOMES CORP (MTH) 149.000 SHARES	15,544	18,187
META PLATFORMS INC CL A (FB) 865.000 SHARES	285,108	290,943
MICHELIN COMPAGNIE GENERALE ADR (MGDDY) 1,742.000 SHARES	55,276	57,120
MICROCHIP TECHNOLOGY INC (MCHP) 902.000 SHARES	69,887	78,528
MICROSOFT CORP (MSFT) 1,346.000 SHARES	327,854	452,687
MICROSOFT CORP (MSFT) 2,171.000 SHARES	551,612	730,151
MICROSOFT CORP (MSFT) 360.000 SHARES	88,659	121,075
MIDDLEBY CORP DELA (MIDD) 101.000 SHARES	17,183	19,873
MINERALS TECHNOLOGIES INC (MTX) 259.000 SHARES	22,350	18,946
MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR (MUFG) 4,507.000 SHARES	26,311	24,608
MORGAN STANLEY (MS) 946.000 SHARES	96,739	92,859
MSA SAFETY INC COM (MSA) 80.000 SHARES	13,171	12,077
MSCI INC (MSCI) 297.000 SHARES	138,081	181,969
N Y TIMES CO CL A (NYT) 386.000 SHARES	16,373	18,644
NANOSTRING TECHNOLOGIES INC (NSTG) 99.000 SHARES	5,560	4,181
NEXTERA ENERGY INC COM (NEE) 773.000 SHARES	55,931	72,167
NIKE INC CL B (NKE) 439.000 SHARES	64,206	73,168
NORDSON CORP (NDSN) 597.000 SHARES	131,910	152,396
NOVARTIS AG SPON ADR (NVS) 966.000 SHARES	85,984	84,496
O REILLY AUTOMOTIVE INC (ORLY) 190.000 SHARES	101,327	134,184
OMNICELL INC (OMCL) 165.000 SHARES	23,096	29,773
ORMAT TECHNOLOGIES INC (ORA) 174.000 SHARES	12,008	13,798
OSHKOSH CORP (OSK) 359.000 SHARES	38,170	40,463
PARKER HANNIFIN CORP (PH) 215.000 SHARES	66,955	68,396
PARKER HANNIFIN CORP (PH) 381.000 SHARES	117,232	121,204
PAYLOCITY HLDG CORP (PCTY) 51.000 SHARES	12,593	12,044
PAYPAL HOLDINGS INC (PYPL) 219.000 SHARES	57,478	41,299
PENUMBRA INC (PEN) 36.000 SHARES	9,984	10,344
PHILLIPS 66 (PSX) 1,216.000 SHARES	109,571	88,111
PHILLIPS 66 (PSX) 404.000 SHARES	36,168	29,274
PNC FINANCIAL SERVICES GROUP (PNC) 319.000 SHARES	62,478	63,966
POOL CORP (POOL) 389.000 SHARES	171,018	220,174
PROCTER & GAMBLE CO (PG) 356.000 SHARES	47,411	58,234
PROCTER & GAMBLE CO (PG) 985.000 SHARES	132,230	161,126
QUALCOMM INC (QCOM) 409.000 SHARES	54,650	74,794
QUANTA SERVICES INC (PWR) 235.000 SHARES	21,623	26,945
RAYTHEON TECHNOLOGIES CORP (RTX) 2,119.000 SHARES	187,109	182,361
REINSURANCE GROUP AMER INC NEW (RGA) 96.000 SHARES	12,202	10,511
REPUBLIC SERVICES INC (RSG) 790.000 SHARES	85,739	110,166
ROCKWELL AUTOMATION INC NEW (ROK) 172.000 SHARES	44,859	60,002
ROCKWELL AUTOMATION INC NEW (ROK) 294.000 SHARES	79,859	102,562
ROGERS CORP (ROG) 74.000 SHARES	14,178	20,202
ROLLINS INC (ROL) 1,965.000 SHARES	64,905	67,223
RPM INTL INC (DELA) (RPM) 558.000 SHARES	52,747	56,358
S&P GLOBAL INC (SPGI) 127.000 SHARES	48,509	59,935
SALESFORCE.COM INC (CRM) 553.000 SHARES	132,444	140,534
SANDY SPRING BANCORP INC (SASR) 212.000 SHARES	10,813	10,193
SCOTTS MIRACLE-GRO CO CL A (SMG) 1,128.000 SHARES	227,606	181,608
SENSIENT TECHNOLOGIES CORP (SXT) 109.000 SHARES	11,492	10,907
SHERWIN WILLIAMS CO (SHW) 316.000 SHARES	90,095	111,283
SITEONE LANDSCAPE SUPPLY INC (SITE) 877.000 SHARES	145,703	212,480
SMITH A O CORP (AOS) 144.000 SHARES	9,814	12,362
SONOCO PRODUCTS CO (SON) 212.000 SHARES	14,134	12,273
SONY GROUP CORP SPONSORED ADR (SONY) 685.000 SHARES	66,959	86,584
STARBUCKS CORP (SBUX) 955.000 SHARES	106,058	111,706
STERLING BANCORP DEL COM (STL) 513.000 SHARES	13,548	13,230
STIFEL FINANCIAL CORP (SF) 174.000 SHARES	11,436	12,253
STITCH FIX INC CL A (SFIX) 352.000 SHARES	18,785	6,660
SUN COMMUNITIES INC (SUI) 141.000 SHARES	24,039	29,606
SYNEOS HEALTH INC CL A (SYNH) 287.000 SHARES	23,229	29,469
TELEDYNE TECHNOLOGIES INC (TDY) 126.000 SHARES	53,025	55,048
TERADYNE INC (TER) 1,197.000 SHARES	154,496	195,745
TETRA TECH INC NEW (TTEK) 137.000 SHARES	16,463	23,263
TEXAS INSTRUMENTS (TXN) 588.000 SHARES	110,437	110,820
TEXAS INSTRUMENTS (TXN) 801.000 SHARES	149,050	150,964
THERMO FISHER SCIENTIFIC INC (TMO) 104.000 SHARES	49,509	69,393
THOR INDUSTRIES INC (THO) 1,215.000 SHARES	141,851	126,081
TJX COS INC NEW (TJX) 2,282.000 SHARES	153,808	173,249
TRACTOR SUPPLY COMPANY (TSCO) 116.000 SHARES	20,904	27,678
TREX CO INC (TREX) 81.000 SHARES	7,863	10,937
TRIMBLE INC COM (TRMB) 189.000 SHARES	14,770	16,479
TRUIST FINL CORP (TFC) 2,737.000 SHARES	166,244	160,251
TWITTER INC (TWTR) 947.000 SHARES	53,813	40,929
TYSON FOODS INC CL A (TSN) 503.000 SHARES	40,718	43,841
UMPQUA HOLDINGS CORP OR (UMPQ) 744.000 SHARES	14,350	14,315
UNION PACIFIC CORP (UNP) 492.000 SHARES	110,297	123,950
UNION PACIFIC CORP (UNP) 549.000 SHARES	121,342	138,310
UNITED PARCEL SERVICE INC CL B (UPS) 735.000 SHARES	152,815	157,540
UNITEDHEALTH GROUP INC (UNH) 234.000 SHARES	97,089	117,501
UNITEDHEALTH GROUP INC (UNH) 246.000 SHARES	113,477	123,526
VF CORP (VFC) 1,573.000 SHARES	123,701	115,175
VISA INC CL A (V) 982.000 SHARES	222,204	212,809
WABTEC INC (WAB) 279.000 SHARES	22,969	25,699
WALGREENS BOOTS ALLIANCE INC (WBA) 492.000 SHARES	26,350	25,663
WEBSTER FINANCIAL CORP WATERBURY CONN (WBS) 312.000 SHARES	17,870	17,422
WEST PHARMACEUTICAL SERVICES INC (WST) 23.000 SHARES	7,662	10,787
WOLFSPEED INC (WOLF) 235.000 SHARES	22,143	26,266
XYLEM INC (XYL) 125.000 SHARES	14,861	14,990
XYLEM INC (XYL) 503.000 SHARES	59,746	60,320
ZEBRA TECHNOLOGIES CORP CL A (ZBRA) 417.000 SHARES	210,383	248,198
ZENDESK INC (ZEN) 214.000 SHARES	26,802	22,318

- TIN:

TY 2021 InvestmentsGovtObligationsSch

Name:

THE WILLIAM AND ELAINE KAPLAN FAMILY

PRIVATE FOUNDATION

EIN:

22-2470361

US Government Securities - End of Year Book Value:

2,905,474

US Government Securities - End of Year Fair Market Value:

2,943,993

State & Local Government Securities - End of Year Book Value:

State & Local Government Securities - End of Year Fair Market Value:

- TIN:

TY 2021 InvestmentsOtherSchedule2

Name:

THE WILLIAM AND ELAINE KAPLAN FAMILY

PRIVATE FOUNDATION

EIN:

22-2470361

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
AESSF III PRIVATE INVESTORS OFFSHORE, LP	AT COST	187,272	341,503
AIF (APOLLO) VIII PRIVATE INVESTORS OFFSHORE, LP	AT COST	6,446	569,083
AMER FUNDS NEW WORLD FUND (NFFFX) 11,537.532 SHARES	AT COST	1,066,578	989,228
AP X PRIVATE INVESTORS OFFSHORE, LP	AT COST	481,828	536,549
APOLLO VII PRIVATE INVESTORS ONSHORE (TAX EXEMPT), LLC	AT COST	0	14,066
BANK OF NOVA SCOTIA 50,000.000 SHARES	AT COST	500,000	503,850
BARCLAYS BANK PLC 50,000.000 SHARES	AT COST	500,000	492,000
BCP VI PRIVATE INVESTORS, LP	AT COST	0	229,082
BLACKSTONE GSO PRIVATE INVESTORS, LP (OFFSHORE)	AT COST	0	12,671
BLACKSTONE PRIVATE CREDIT FUND 118,296.530 SHARES	AT COST	3,030,000	3,065,063
BLACKSTONE REAL ESTATE INCOME TRUST INC 163,532.085 SHARES	AT COST	2,056,515	2,300,079
BOFA FINANCE LLC 44,000.000 SHARES	AT COST	440,000	426,360
BSREP II (BROOKFIELD) PRIVATE INVESTORS OFFSHORE, LP	AT COST	374,515	668,851
CADUCEUS ASIA CPI PRIVATE INVESTORS OFFSHORE, LP	AT COST	16,389	230,543
CANADIAN IMPERIAL BANK 50,000.000 SHARES	AT COST	500,000	493,400
CCMP III PRIVATE INVESTORS OFFSHORE, LP	AT COST	2,611	450,211
CERBERUS VI PRIVATE INVESTORS OFFSHORE, LP	AT COST	556,029	865,116
CLOVER PCO ORIGINATION (LEVERED) II FEEDER, LP 500,716.000 SHARES	AT COST	500,000	500,716
CLOVER PCO SECONDARY (LEVERED) II FEEDER, LP 186,782.000 SHARES	AT COST	210,000	186,782
COATUE EARLY STAGE FUND PRIVATE INVESTORS (CAYMAN), LP	AT COST	749,999	1,274,738
COHEN & STEERS LOW DUR PREF INC FUND (LPXIX) 20,755.087 SHARES	AT COST	210,169	206,306
COLUMBIA MORTGAGE OPPS FUND INSTL (CLMZX) 94,700.041 SHARES	AT COST	1,028,654	990,562
EDGEWOOD GROWTH FUND INST (EGFIX) 20,199.130 SHARES	AT COST	947,058	1,221,845
GIF V PRIVATE INVESTORS OFFSHORE, LP	AT COST	0	164,911
GOLDENTREE OFFSHORE FUND, LTD.	AT COST	2,035	17,955
GRAHAM ABSOLUTE RETURN LTD 1,790.882 SHARES	AT COST	1,010,000	985,442
GSO PRIVATE INVESTORS OFFSHORE III SICAV-RAIF S.C.S	AT COST	104,499	123,545
GUGGENHEIM MACRO OPPS FUND INSTL (GIOIX) 37,180.769 SHARES	AT COST	1,018,648	1,008,342
HIGHBRIDGE MEZZANINE PARTNERS, LP (OFFSHORE)	AT COST	0	117,754
HPS - CORE SENIOR LENDING OFFSHORE FUND (PB), LP	AT COST	540,160	665,493
HPS MEZZANINE PRIVATE INVESTORS OFFSHORE 2019, LP	AT COST	570,618	672,336
HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II, LP	AT COST	0	172,193
JPM U.S. REAL ESTATE INCOME AND GROWTH DOMESTIC, LP	AT COST	1,244,784	1,010,941
JPM US I&G DOMESTIC GROWTH REIT INC.	AT COST	1,000	1,000
KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, LP	AT COST	124,373	398,222
KKR ASIAN FUND PRIVATE INVESTORS OFFSHORE, LP	AT COST	0	1,839
LC ASIA3 PRIVATE INVESTORS OFFSHORE, LP	AT COST	484,713	462,838
LIGHT STREET XENON, LTD. SERIES A2	AT COST	28,500	30,957
LION CAPITAL II PRIVATE INVESTORS OFFSHORE, LP	AT COST	203,430	22,920
MORGAN STANLEY INST INTL OPP FUND (MIOIX) 48,438.031 SHARES	AT COST	2,038,872	1,861,958
NEUBERGER BERMAN NEXT GENERATION CON FD INC (NBXG) 12,500.000 SHARES	AT COST	250,000	216,250
NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD	AT COST	1,010,000	1,000,686
PEG DIGITAL GROWTH FUND OFFSHORE SPECIAL II, LP	AT COST	587,572	143,498
PEG DIGITAL GROWTH FUND OFFSHORE, LP	AT COST	0	29,873
PIMCO DYNAMIC INC OPPORTUNITY FUND (PDO) 150,000.000 SHARES	AT COST	3,000,000	2,934,000
PROVIDENCE VII PRIVATE INVESTORS, LP (OFFSHORE)	AT COST	106	491,019
PROVIDENCE VIII PRIVATE INVESTORS OFFSHORE, LP	AT COST	446,295	568,825
PSAM WORLD ARB FUND LIMITED	AT COST	28,658	78,016
RIVERSTONE GLOBAL ENERGY AND POWER OFFSHORE IV, LP	AT COST	0	8,263
RIVERSTONE GLOBAL ENERGY AND POWER PRIVATE INVESTORS V, LP	AT COST	719,796	414,216
SCULPTOR OF II PRIVATE INVESTORS OFFSHORE LTD.	AT COST	10,227	22,290
SLA PRIVATE INVESTORS OFFSHORE, LP	AT COST	856,446	1,155,575
SPDR S&P 500 ETF (SPY) 5,017.000 SHARES	AT COST	1,066,066	2,382,874
STARWOOD SOF XI PRIVATE INVESTORS OFFSHORE 2, LP	AT COST	362,646	461,621
STRAT PARTNERS OFFSHORE IX (CAPITAL), LP 231,911.000 SHARES	AT COST	300,000	231,911
VINTAGE EUROPEAN OPPORTUNITY FUND OFFSHORE, LP	AT COST	146,068	379,251
WCM FOCUSED INTL GROWTH FUND (WCMIX) 76,455.964 SHARES	AT COST	1,599,315	2,116,301
WISDOMETREE INTL DIVID EX-FIN FD (DOO) 33,945.000 SHARES	AT COST	1,502,381	1,420,734
YORK CREDIT OPPORTUNITIES UNIT TRUST CLASS B	AT COST	71,424	75,282

- TIN:

TY 2021 LegalFeesSchedule

Name:

THE WILLIAM AND ELAINE KAPLAN FAMILY

PRIVATE FOUNDATION

EIN:

22-2470361

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
GENERAL AND ADMINISTRATIVE LEGAL COUNSEL	87,340	0		87,340

- TIN:

TY 2021 OtherExpensesSchedule

Name:

THE WILLIAM AND ELAINE KAPLAN FAMILY

PRIVATE FOUNDATION

EIN:

22-2470361

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
BANK FEES	5	5	0
FILING FEES	1,500	0	1,500
DUES AND SUBSCRIPTIONS	930	0	930
PROGRAM EXPENSES	26,525	0	26,525

- TIN:

TY 2021 OtherIncomeSchedule2

Name:

THE WILLIAM AND ELAINE KAPLAN FAMILY

PRIVATE FOUNDATION

EIN:

22-2470361

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
OTHER INCOME THRU SCHEDULE K-1'S		-2
OTHER INCOME	29,691	29,691	29,691
RESCINDED GRANTS	750		750

- TIN:

TY 2021 OtherProfessionalFeesSchedule

Name:

THE WILLIAM AND ELAINE KAPLAN FAMILY

PRIVATE FOUNDATION

EIN:

22-2470361

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ADMINISTRATIVE SERVICES	20,400	0		20,400
INVESTMENT MANAGEMENT AND ADVISORY	291,518	291,518		0

- TIN:

TY 2021 TaxesSchedule

Name:

THE WILLIAM AND ELAINE KAPLAN FAMILY

PRIVATE FOUNDATION

EIN:

22-2470361

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FEDERAL EXCISE TAX PAID	60,000	0		0