| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING/TAX FEES | 2,175 | 1,457 | 0 | 718 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| MERRILL LYNCH ACCT # 02036 | 990,568 | 1,789,047 |
| MERRILL LYNCH ACCT # 02003 | ||
| MASHBURN - NOTES | 94,083 | 186,621 |
| UBNC SUB DEBT | 800,000 | 776,000 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| MERRILL LYNCH ACCT # 02010 | ||
| MERRILL LYNCH ACCT # 02005 | 645,505 | 1,452,702 |
| MERRILL LYNCH ACCT # 02006 | 605,368 | 1,285,496 |
| MERRILL LYNCH ACCT # 02009 | 11,093 | 20 |
| MERRILL LYNCH ACCT # 02003 | ||
| HARVEY ENTERPRISES, INC. | ||
| FIDELITY 8376 | 1,926,541 | 10,759,343 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| TTV FUND IV | AT COST | 147,453 | 477,201 |
| TTV FUND V | AT COST | 124,710 | 249,964 |
| 46120-SG HOLDCO | AT COST | 152,391 | 148,180 |
| PLEXUS FUND V | AT COST | 153,312 | 181,768 |
| TTV GL OPPORTUNITY FUND | AT COST | 1,331,506 | 1,595,154 |
| ACM FINANCIAL TRUST | AT COST | 40,358 | 204,447 |
| TTV GL II OPP FUND | AT COST | 99 | 332,078 |
| SMALL B LLC | AT COST | 295,000 | 295,000 |
| CASTLE CREEK VIII | AT COST | 1,548 | |
| TTV SA OPP FUND | AT COST | 999,783 | 996,970 |
| MCVEAN TRADING | AT COST | 412,633 | 412,633 |
| FRANKLIN STREET PARTNERS TRUST | AT COST | 1,754,714 | 1,118,570 |
| TWEEDY BROWN INC | AT COST | 449,189 | 436,782 |
| KFBSF REAL ESTATE FUND I | AT COST | ||
| CALDWELL MILLS OPPORTUNITY FUND | AT COST | 316,137 | 428,233 |
| GLENEAGLES CREDIT PARTNERS II | AT COST | 318,012 | 350,728 |
| PLEXUS FUND IV | AT COST | 442,938 | 492,951 |
| HARBERT SENIORS HOUSING | AT COST | 264,888 | 396,660 |
| Description | Amount |
|---|---|
| MARKET VALUE TO TAX BASIS ADJUSTMENT | 430,624 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | 127,815 | 85,253 | 42,562 | |
| LICENSES & PERMITS | 1,890 | 1,266 | 624 | |
| SPEAKER FEES | 16,557 | 11,093 | 5,464 | |
| WIRE TRANSFER FEES | 60 | 40 | 20 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| 4612-SG HOLDCO LP | 13,690 | ||
| CALDWELL MILL OPPORTUNITY | 108,563 | ||
| CARDINAL SELF STORAGE L.P | 7,822 | ||
| CASTLE CREEK | -1,548 | ||
| FSP MANAGER OF MANAGERS L | 117,633 | ||
| GLENEAGLES CREDIT PARTNER | 93,826 | ||
| HARBERT SENIORS HOUSING | -5,195 | ||
| Other Investment Income | 279 | ||
| PLEXUS IV | 88,285 | ||
| PLEXUS V | 1,209 | ||
| TTV FUND IV | -3,382 | ||
| TTV FUND V | 72,907 | ||
| TTV GL OPPORTUNITY INV II | -99 | ||
| TTV GL OPPORTUNITY INVESTMENT FUND | -1,696 | ||
| TTV SA | -217 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ALISON PICKETT | 7,500 | 5,025 | 0 | 2,475 |
| CONSULTING | 12,500 | 8,375 | 0 | 4,125 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FOREIGN TAXES | 1,059 | 710 | 349 |