Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 02-01-2021 , and ending 01-31-2022
Name of foundation
THE ENGELBERG FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)1050 NORTH LAKE WAY
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PALM BEACH, FL33480
A Employer identification number

06-1309603
B Telephone number (see instructions)

(332) 330-0540
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$16,981,252J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,247,731
2 Check bullet.............
3 Interest on savings and temporary cash investments 140,095 140,095  
4 Dividends and interest from securities... 271,338 271,338  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 365,432
b Gross sales price for all assets on line 6a 3,061,751
7 Capital gain net income (from Part IV, line 2)... 365,432
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 182,798 182,798  
12 Total. Add lines 1 through 11........ 2,207,394 959,663  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 29,828 241   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 32,209 25,914   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 62,037 26,155   0
25 Contributions, gifts, grants paid....... 39,600 39,600
26 Total expenses and disbursements. Add lines 24 and 25 101,637 26,155   39,600
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 2,105,757
b Net investment income (if negative, enter -0-) 933,508
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 3,915,222 880,617 880,617
2 Savings and temporary cash investments......... 503,518 261,250 261,250
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 0 Click to see attachment38,572 38,168
b Investments—corporate stock (attach schedule)....... 1,479,822 Click to see attachment3,042,792 3,456,835
c Investments—corporate bonds (attach schedule)....... 2,061,910 Click to see attachment1,806,501 1,781,021
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 5,535,612 Click to see attachment9,530,641 10,560,763
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment6,878 Click to see attachment2,598 Click to see attachment2,598
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 13,502,962 15,562,971 16,981,252
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment53,105 Click to see attachment7,357
23 Total liabilities (add lines 17 through 22)......... 53,105 7,357
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 5,000,000 5,000,000
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 8,449,857 10,555,614
29 Total net assets or fund balances (see instructions)..... 13,449,857 15,555,614
30 Total liabilities and net assets/fund balances (see instructions). 13,502,962 15,562,971
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
13,449,857
2
Enter amount from Part I, line 27a .....................
2
2,105,757
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
15,555,614
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
15,555,614
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a INSOLVE GLOBAL FEEDER FUND IV P 2018-02-01 2022-01-31
b INSOLVE GLOBAL CREDIT FEEDER FUND IV P 2018-02-01 2022-01-31
c CVS HEALTH P 2018-02-01 2021-03-09
d GOLDMAN SACHS GROUP INC P 2015-11-13 2021-02-05
e CITIGROUP INC P 2018-02-01 2021-02-16
MORGAN STANLEY P 2018-02-01 2021-04-15
US BK NA CINCINATTI P 2018-02-01 2021-04-08
AMERICAN EXPRESS P 2018-02-01 2021-04-08
APPLE INC - FIXED P 2018-02-01 2021-04-08
BANK OF AMERICA CORP P 2018-02-01 2021-04-08
BECTON DICKINSON & CO P 2018-02-01 2021-04-08
CITIGROUP INC P 2018-02-01 2021-04-08
CON EDISON CO P 2018-02-01 2021-04-08
DISNET (TWDC ENTERPRISES) P 2018-02-01 2021-04-08
DOMINION ENERGY (EAST ENERGY) P 2018-02-01 2001-04-08
EXXON MOBIL CORPORATION P 2018-02-01 2021-04-08
GENERAL DYNAMICS CORP P 2018-02-01 2021-04-08
GENERAL MILLS INC P 2015-11-13 2021-04-08
GOLDMAN SACHS GROUP INC P 2015-11-13 2021-04-08
INTEL CORP - FIXED P 2015-11-13 2021-04-08
KEY BANK NA P 2018-02-01 2021-04-08
MORGAN STANLEY P 2018-02-01 2021-04-08
PEPSICO - FIXED P 2018-02-01 2021-04-08
UNITED PARCEL SERVICE P 2018-02-01 2021-04-08
US BANCORP MTN P 2018-02-01 2021-04-08
WELLS FARGO & COMPANY P 2016-02-16 2021-04-08
BANK OF AMERICA CORP P 2016-02-16 2021-04-09
CAPITAL ONE P 2016-02-16 2021-04-09
CITIGROUP INC P 2016-02-16 2021-04-09
CITIGROUP INC P 2016-02-16 2021-05-20
GOLDMAN SACHS GROUP INC P 2021-04-09 2021-05-20
SVB FINANCIAL P 2021-04-09 2021-10-28
SVB FINANCIAL P 2021-04-09 2021-10-28
EQUITRANS MIDSTREAM CORP P 2016-06-06 2021-08-12
MAINGATE MLP FUND P 2016-06-06 2021-09-16
DIGITAL RTY P 2021-04-08 2021-05-28
US BANCORP MTN P 2021-05-26 2021-07-02
NOVARTIS P 2021-04-08 2021-07-06
SYSCO CORP COM P 2021-04-08 2021-07-06
AT&T COM P 2021-04-08 2021-08-23
PROLOGIS INC COM P 2021-04-08 2021-08-23
ARCH CAPITAL GROUP PREF P 2021-04-06 2021-09-30
THE OSTERWEISS STATEGIC INCOME P 2021-04-07 2021-10-14
INTERNATIONAL BUSINESS MACHINES P 2021-04-08 2021-10-15
BP PLC ADR P 2021-04-08 2021-11-22
BP PLC ADR P 2021-08-12 2021-11-22
BROADCOM INC P 2021-04-08 2021-11-22
KYNDRYL HOLDINGS (SPIN OFF IBM) P 2021-11-08 2021-11-22
KINDER MORGAN INC COM P 2021-04-08 2021-12-14
KINDER MORGAN INC COM P 2021-08-12 2021-12-14
WESTERN UNION CO COM P 2021-04-07 2022-01-14
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 116,710     116,710
b 234,495     234,495
c 25,000   24,686 314
d 300,000   300,172 -172
e 93,000   94,613 -1,613
300,000   307,013 -7,013
10,000   9,640 360
35,170   35,046 124
40,145   40,090 55
30,156   30,134 22
32,276   32,109 167
30,468   30,292 176
20,001   20,008 -7
45,110   45,042 68
26,016   26,021 -5
30,092   29,446 646
29,984   30,005 -21
32,988   33,009 -21
32,925   32,481 444
30,088   30,010 78
40,117   40,075 42
30,499   30,224 275
35,096   35,029 67
30,089   30,020 69
15,047   15,019 28
30,456   30,228 228
160,720   150,665 10,055
300,090   308,797 -8,707
137,356   115,977 21,379
70,000   71,214 -1,214
68,743   70,054 -1,311
67,665   69,868 -2,203
24,563   25,936 -1,373
12,817   13,495 -678
200,000   192,033 7,967
53,096   50,312 2,784
8,455   8,205 250
20,765   19,725 1,040
32,879   34,976 -2,097
26,405   29,420 -3,015
32,568   26,331 6,237
23,925   24,621 -696
1,391   1,381 10
141   134 7
13,122   11,991 1,131
4,329   4,106 223
21,827   18,394 3,433
2,041   3,643 -1,602
54,696   57,110 -2,414
17,335   18,640 -1,305
30,894   38,879 -7,985
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       116,710
b       234,495
c       314
d       -172
e       -1,613
      -7,013
      360
      124
      55
      22
      167
      176
      -7
      68
      -5
      646
      -21
      -21
      444
      78
      42
      275
      67
      69
      28
      228
      10,055
      -8,707
      21,379
      -1,214
      -1,311
      -2,203
      -1,373
      -678
      7,967
      2,784
      250
      1,040
      -2,097
      -3,015
      6,237
      -696
      10
      7
      1,131
      223
      3,433
      -1,602
      -2,414
      -1,305
      -7,985
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 365,432
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 12,976
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 12,976
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 15,574
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 14,426
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 30,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 17,024
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet17,024 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletKEITH KRAMERCPA Telephone no.bullet (332) 330-0540

    Located atbullet462 SEVENTH AVE-ROOM 1600NEW YORKNY ZIP+4bullet10018
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ALFRED B ENGELBERG TRUSTEE
    10.00     		0 0 0
    1050 NORTH LAKE WAY
    PALM BEACH,FL33480
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    13,376,493
    b
    Average of monthly cash balances.......................
    1b
    2,870,920
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    16,247,413
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    16,247,413
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    243,711
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    16,003,702
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    800,185
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    800,185
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    12,976
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    12,976
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    787,209
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    787,209
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    787,209
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 787,209
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017...... 2,052,003
    c From 2018...... 3,217,026
    d From 2019...... 2,092,295
    e From 2020...... 1,976,569
    f Total of lines 3a through e ........ 9,337,893
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 39,600
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 39,600
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 747,609 747,609
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 8,590,284
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		8,590,284
    10 Analysis of line 9:
    a Excess from 2017.... 1,304,394
    b Excess from 2018.... 3,217,026
    c Excess from 2019.... 2,092,295
    d Excess from 2020.... 1,976,569
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ALFRED B ENGELBERG
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ASPEN JUNIOR GOLF
    4 TRUSCOTT PLACE
    ASPEN,CO81612     		NONE 501 (C) 3 UNRESTRICTED 800
    ASPEN MUSIC FESTIVAL AND SCHOOL
    275 MUSIC SCHOOL ROAD
    ASPEN,CO81611     		NONE 501 (C) 3 UNRESTRICTED 6,800
    COALITION FOR THE HOMELESS
    129 FULTON STREET
    NEW YORK,NY10038     		NONE 501 (C) 3 UNRESTRICTED 15,000
    MICHAEL J FOX FOUNDATION
    111 W 33RD STREET
    NEW YORK,NY10120     		NONE 501 (C) 3 UNRESTRICTED 500
    MOMA
    11 W 53RD STREET
    NEW YORK,NY10019     		NONE 501 (C) 3 UNRESTRICTED 1,500
    NORTON MUSEUAM OF ART
    1450 S DIXIE HWY
    WEST PALM BEACH,FL33401     		NONE 501 (C) 3 UNRESTRICTED 9,500
    PALM BEACH POLICE AND FIRE
    139 N COUNTY RD SUITE 26
    PALM BEACH,FL33480     		NONE 501 (C) 3 UNRESTRICTED 2,500
    RYAN LICHT SANG BIPOLAR FOUNDATION
    875 MICHIGAN AVE SUITE 3100
    CHICAGO,IL60611     		NONE 501 (C) 3 UNRESTRICTED 1,000
    SOUTH FLORIDA PBS
    3401 S CONGRESS AVE
    BOYNTON BEACH,FL33426     		NONE 501 (C) 3 UNRESTRICTED 2,000
    Total .................................bullet 3a 39,600
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 140,095  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 365,432  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 959,663 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    959,663
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2021
    Name of the organization
    THE ENGELBERG FOUNDATION
     
    Employer identification number

    06-1309603
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990) (2021)
    Schedule B (Form 990) (2021) Page 2
    Name of organization
    THE ENGELBERG FOUNDATION
          		Employer identification number
    06-1309603
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ALFRED ENGELBERG
     
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$ 837,580


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    ALFRED ENGELBERG
     
    1050 NORTH LAKE WAY
     
    PALM BEACH, FL33480

    		$ 410,151


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 3
    Name of organization
    THE ENGELBERG FOUNDATION
          		Employer identification number

    06-1309603
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    2
    		 SECURITIES $ 410,151 2021-12-15
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 4
    Name of organization
    THE ENGELBERG FOUNDATION
          		Employer identification number

    06-1309603
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990) (2021)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    THE ENGELBERG FOUNDATION
    EIN:
    06-1309603
    Name of Bond End of Year Book Value End of Year Fair Market Value
    BANK OF AMERICA CORP 108,224 107,075
    CITIGROUP INC 94,453 89,863
    CONS EDISON CO 36,922 42,188
    EXXON MOBIL CORPORATION 52,101 64,946
    GOLDMAN SACHS GROUP INC 97,973 93,005
    MORGAN STANLEY 134,657 128,726
    PEPSICO INC - FIXED 38,849 45,983
    PENNANTPARK FLOATING RATE CA 89,390 97,902
    US BANCORP MTN 38,594 35,612
    WELLS FARGO & CO 81,637 79,236
    AMERICAN EXPRESS 96,698 90,963
    BANK OF NEW YORK MELLON 94,715 90,623
    CITIZENS FINL GROUP 96,583 92,235
    FIFTH THIRD BANCORP 96,728 91,670
    HUNTINGTON BANCSHARES INC 72,665 72,000
    JP MORGAN CHASE 138,904 133,975
    PNC FINL SVCS GROUP 69,228 68,477
    SCHWAB CHARLES CORP 96,078 92,364
    STATE STREET CORP 78,333 75,552
    SVB FINL GROUP 97,000 95,485
    TRUST FINL CORP 96,769 93,141

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    THE ENGELBERG FOUNDATION
    EIN:
    06-1309603
    Name of Stock End of Year Book Value End of Year Fair Market Value
    MAINGATE MLP FUND 1,076,926 1,341,635
    PENNANTPARK INVESTMENT CORP 95,569 98,280
    ANTERO MIDSTEAM CORP 6,224 14,676
    TARGA RES CORP 45,768 140,315
    PEMBRINA PIPELINE CORP 36,023 38,037
    CROWN CASTLE INTL 37,274 38,327
    HEALTHPEAK 45,429 49,058
    IRON MOUNTAIN INC COM 31,831 37,379
    PROLOGIS INC COM 44,417 59,748
    UDR COMMON 25,189 30,921
    ABBVIE INC COM 48,171 56,809
    BROADCOM INC 47,366 57,416
    CHEVRON CORP 50,091 63,695
    CISCO SYSTEMS 50,332 53,109
    CITIZENS FINANCIAL GROUP 47,104 54,146
    EMERSON ELECTRIC 52,105 50,756
    GENUINE PARTS CO COM 46,131 51,427
    IBM 73,567 75,467
    LOCKHEED MARTIN CORP 41,973 43,583
    LYONDELLBADDEL INDUSTRIES 68,005 62,681
    MERCK & CO INC 36,832 41,392
    OMNICOM GROUP INC 43,093 42,277
    VERIZON COMMUNICATIONS INC COM 40,181 36,835
    WILLIAMS COS INC COM 35,958 46,197
    PORTLAND GEN ELEC CO COM 46,270 49,913
    ALLSTATE CORP 97,611 92,360
    AT&T PREF 97,627 92,459
    METLIFE 96,751 91,001
    NORTHERN TRUST CORP 96,450 89,233
    REGIONS FINANCIAL CORP 147,891 138,498
    CAPITAL ONE FINANCIAL 55,051 52,045
    CMS ENERGY CORP 51,602 46,841
    DTE ENERGY CO 40,831 39,130
    INVESCO RXCHANGE PREFERRED 46,475 44,097
    ISHARES 51,894 50,376
    SL GREEN RLTY CORP - PREF 17,712 17,898
    SOUTHERN CO SER 220A 37,282 35,447
    VORNADO REALTY 33,786 33,371

    TY 2021 InvestmentsGovtObligationsSch
    Name:
    THE ENGELBERG FOUNDATION
    EIN:
    06-1309603
    US Government Securities - End of Year Book Value:

    0
    US Government Securities - End of Year Fair Market Value:

    0
    State & Local Government Securities - End of Year Book Value:


    38,572
    State & Local Government Securities - End of Year Fair Market Value:


    38,168


    TY 2021 InvestmentsOtherSchedule2
    Name:
    THE ENGELBERG FOUNDATION
    EIN:
    06-1309603
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    DECATHLON ALPHA, LP AT COST 37,611 9,541
    HPS - CORE SENIOR LENDING OFFSHORE AT COST 901,301 887,324
    FARALLON INSTITUTIONAL PARTNERS LP AT COST 17,542 17,542
    TALON 303 RIVER AT COST 978,471 1,000,000
    WOODSON CAPITAL OFFSHORE FUND AT COST 1,000,000 1,798,515
    INSOLVE GLOBAL FEEDER AT COST 321,578 437,761
    INSOLVE GLOBAL FEEDER IV AT COST 1,520,369 1,637,054
    GACP I LP AT COST 0 34,948
    GACP II LP AT COST 502,860 499,284
    VANGUARD INTL FD FTSE AT COST 112,773 110,060
    VANGUARD INTL EQUITY INDEX AT COST 37,501 35,365
    ENLINK MIDSTREAM LLC AT COST 36,149 73,033
    MPLX LP COM AT COST 97,003 139,485
    WESTERN MIDSTREAM PARTNERS LP AT COST 82,951 115,624
    SPDR S&P 500 ETF AT COST 450,872 500,300
    SPDR SER TR S&P DIVID EFT AT COST 156,505 156,649
    VANGUARD INDEX VALUE AT COST 149,315 145,530
    VANGUARD INDEX MID-CAP AT COST 121,940 117,345
    VANGUARD SCOTTSDALE AT COST 45,033 40,191
    EAGLE SELECT HEDGE STRATEGIES OFFSHORE AT COST 2,000,000 2,000,000
    PIMCO INCOME FUND INSTITUTIONAL AT COST 106,411 104,333
    FEDERATED HERMES INST HIGH YIELD AT COST 91,805 88,750
    THE OSTERWEIS STRATEGIC INCOME AT COST 101,038 99,959
    VIRTUS SIEX FLOATING RATE AT COST 129,430 129,622
    INSOLVE GLOBAL FEEDER V AT COST 390,127 382,548
    STEP UP IN BASIS OF DOANTED ASSETS AT COST 142,056 0

    TY 2021 OtherAssetsSchedule
    Name:
    THE ENGELBERG FOUNDATION
    EIN:
    06-1309603
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    PREPAID EXCISE TAX 6,878 2,598 2,598


    TY 2021 OtherExpensesSchedule
    Name:
    THE ENGELBERG FOUNDATION
    EIN:
    06-1309603
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MANAGEMENT FEES 25,914 25,914   0
    REVALUATION KOSS 6,295 0   0


    TY 2021 OtherIncomeSchedule2
    Name:
    THE ENGELBERG FOUNDATION
    EIN:
    06-1309603
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FARALLON CAPITAL INSTITUTIONAL PARTNERS -4 -4 -4
    GACP I LP -13,811 -13,811 -13,811
    GACP II LP 39,319 39,319 39,319
    TALON 303 RIVER LLC 48,528 48,528 48,528
    INSOLVE GLOBAL FEEDER 108,766 108,766 108,766


    TY 2021 OtherLiabilitiesSchedule
    Name:
    THE ENGELBERG FOUNDATION
    EIN:
    06-1309603
    Description Beginning of Year - Book Value End of Year - Book Value
    UBTI TAX PAYABLE 53,105 2,120
    PUBLICLY TRADED PARTNERSHIPS WITH NEGAGTIVE BASIS 0 5,237


    TY 2021 SubstantialContributorsSch
    Name:
    THE ENGELBERG FOUNDATION
    EIN:
    06-1309603
    Name Address
    ALFRED ENGELBERG 1050 NORTH LAKE WAY
    PALM BEACH,FL33480


    TY 2021 TaxesSchedule
    Name:
    THE ENGELBERG FOUNDATION
    EIN:
    06-1309603
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 241 241   0
    CT UBTI TAX 1,766 0   0
    UBTI TAX 6,658 0   0
    EXCISE TAXES 21,163 0   0