Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
The Charles A Dana Foundation Incorporated
 
Number and street (or P.O. box number if mail is not delivered to street address)1270 Avenue of the Americas STE 12t
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
New York, NY10020
A Employer identification number

06-6036761
B Telephone number (see instructions)

(212) 223-4040
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$279,707,393J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 429,986 842,913  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 6,912,243
b Gross sales price for all assets on line 6a 29,574,557
7 Capital gain net income (from Part IV, line 2)... 6,912,243
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 18,080,272 19,599,547  
12 Total. Add lines 1 through 11........ 25,422,501 27,354,703  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 940,520 187,050   765,470
14 Other employee salaries and wages...... 1,389,350 84,362   1,383,242
15 Pension plans, employee benefits....... 829,818 78,875   770,475
16a Legal fees (attach schedule)......... Click to see attachment 55,685 561   24,335
b Accounting fees (attach schedule)....... Click to see attachment 61,357 24,543   36,814
c Other professional fees (attach schedule).... Click to see attachment 998,461 668,871   344,530
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 407,989      
19 Depreciation (attach schedule) and depletion... Click to see attachment 16,704 1,671  
20 Occupancy.............. 484,437 48,444   466,620
21 Travel, conferences, and meetings....... 16,061     12,915
22 Printing and publications.......... 65,103     69,065
23 Other expenses (attach schedule)....... Click to see attachment 338,382 33,234   301,449
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 5,603,867 1,127,611   4,174,915
25 Contributions, gifts, grants paid....... 4,456,602 5,229,497
26 Total expenses and disbursements. Add lines 24 and 25 10,060,469 1,127,611   9,404,412
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 15,362,032
b Net investment income (if negative, enter -0-) 26,227,092
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 14,891,493 6,405,793 6,405,793
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet1,229
Less: allowance for doubtful accounts bullet   5,692 1,229 1,229
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 29,778,341 Click to see attachment38,409,765 38,409,765
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet410,438
Less: accumulated depreciation (attach schedule) bullet403,734 16,704    
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 203,175,303 Click to see attachment234,847,983 234,847,983
14 Land, buildings, and equipment: basis bullet410,438
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment389,800 Click to see attachment42,623 Click to see attachment42,623
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 248,257,333 279,707,393 279,707,393
Liabilities 17 Accounts payable and accrued expenses.......... 273,083 326,520
18 Grants payable................. 2,183,001 1,410,106
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment4,391,718 Click to see attachment4,532,445
23 Total liabilities (add lines 17 through 22)......... 6,847,802 6,269,071
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 241,409,531 273,438,322
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 241,409,531 273,438,322
30 Total liabilities and net assets/fund balances (see instructions). 248,257,333 279,707,393
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
241,409,531
2
Enter amount from Part I, line 27a .....................
2
15,362,032
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
16,891,759
4
Add lines 1, 2, and 3 ..........................
4
273,663,322
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
225,000
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
273,438,322
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a King Street LLP Distribution P 2008-06-30 2021-06-30
b Eagle Acct-see attached ST P    
c Eagle Acct-see attached LT P    
d Gold P 2012-06-30 2021-06-30
e Cantillon LLP P 2020-06-30 2021-08-11
Adamas Opp LLP-Distribution P 2001-06-30 2021-12-31
Abbott IV LP Distribution P 2001-06-30 2021-12-31
MISC P    
Vanguard Total World ETF P 2021-06-17 2021-11-22
Vanguard ST Treasury P 2021-01-11 2021-03-24
Vanguard Interm Treasury P 2019-06-30 2021-11-28
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 614,214     614,214
b 2,143,976   1,898,532 245,444
c 8,398,417   3,666,561 4,731,856
d 2,040,365   1,758,606 281,759
e 2,004,000   1,506,235 497,765
14,487     14,487
343,259     343,259
14,979     14,979
6,500,860   6,264,843 236,017
4,500,000   4,493,335 6,665
3,000,000   3,074,202 -74,202
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       614,214
b       245,444
c       4,731,856
d       281,759
e       497,765
      14,487
      343,259
      14,979
      236,017
      6,665
      -74,202
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 6,912,243
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 242,682
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 364,557
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 364,557
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 311,235
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c 175,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. Part VI Line 7 - Tax Paid with the Original Return: 486235 7 486,235
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 121,678
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet121,678 RefundedBullet 11  
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT, MD, NY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
    Yes
     
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.dana.org
    14
    The books are in care ofbulletGeraldine Amera Telephone no.bullet (212) 223-4040

    Located atbullet1270 Avenue of the Amer 12th FlNew YorkNY ZIP+4bullet10020
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
    Yes
     
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
    Yes
     
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
    No
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
    Yes
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Steven E Hyman Chairman
    002.00     		6,000    
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    Caroline Montojo President
    026.00     		394,453 73,037  
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    Barbara E Gill Retired
    000.00     		33,551 5,961  
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    Charles A Dana III Director
    002.00     		6,000    
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    Edward Bleier Director
    002.00     		6,000    
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    Wallace Cook Secretary Director
    002.00     		6,000    
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    Hildegarde Mahoney Director
    002.00     		6,000    
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    Ann McLaughlin Korologus Director
    002.00     		6,000    
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    Herbert J Siegel Director Retired
    000.00     		1,500    
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    Peter Nadosy Director
    002.00     		6,000    
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    Burton Mirsky President Emeritus
    026.00     		469,016 74,347  
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    Carolyn Asbury Retired
    035.00     		112,000 25,856  
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    James Rutt CIO
    024.00     		208,930 85,545  
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    Mary Lucas Grants Mgr
    024.00     		122,800 47,286  
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    Steven Protass Finc Analyst
    024.00     		99,900 50,111  
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    Bill Glovin Exec Editors
    032.00     		101,579 54,671  
    1270 Ave of the Amer 12th Fl
    New York,NY10020
    Total number of other employees paid over $50,000...................bullet 8
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Cambridge Assoc Investment Advice 470,408
    125 High Street
    Boston,MA021102112
    Eagle Management Advisors Investment Management 169,546
    700 Commodore Court Unit 2728
    Philadelphia,PA19146
    Spencer Stuart Personnel Search 98,630
    272 Park Ave 32nd Fl
    NY,NY10172
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 GRANTS ADMININISTRATION (see attached statement) 1,588,652
    2 OUTREACH (see attached statement) 1,189,235
    3 COMMUNICATION (see attached statement) 1,397,028
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 None  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    41,233,768
    b
    Average of monthly cash balances.......................
    1b
    7,620,000
    c
    Fair market value of all other assets (see instructions)................
    1c
    212,627,586
    d
    Total (add lines 1a, b, and c).........................
    1d
    261,481,354
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    261,481,354
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    3,922,220
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    257,559,134
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    12,877,957
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    12,877,957
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    364,557
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    364,557
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    12,513,400
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    12,513,400
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    12,513,400
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 12,513,400
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 2,405,195
    b From 2017...... 1,937,388
    c From 2018...... 2,923,051
    d From 2019...... 792,285
    e From 2020......  
    f Total of lines 3a through e ........ 8,057,919
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 9,404,412
    a Applied to 2020, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2021 distributable amount..... 9,404,412
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2021. 3,108,988 3,108,988
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 4,948,931
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		4,948,931
    10 Analysis of line 9:
    a Excess from 2017.... 1,233,595
    b Excess from 2018.... 2,923,051
    c Excess from 2019.... 792,285
    d Excess from 2020....  
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    None
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    None
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    Celina Sooksatan
    1270 Avenue of the Americas
    New York,NY10020
    (212) 223-4040
    csooksatandana.org
    bThe form in which applications should be submitted and information and materials they should include:
    A letter, fully describing the proposed request, including the proposed funding.
    cAny submission deadlines:
    None
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Grants are generally made under the Fndns neuroscience and society programs and Director grant rules. Recipients must be qualified orgs under the US tax laws.
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    See Attached Schedule
    1270 ave of americas
    nyc,NY10020     		    research 4,456,602
    Total .................................bullet 3a 4,456,602
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		      6,912,243  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aPartnership Investments     		      18,080,272  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) ..   25,422,501  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    25,422,501
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID: 21013554
    Software Version: 21.0.5.0
    Part VI Line 7 - Tax Paid with the Original Return: 486,235


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OConnor Davies et al 57,392 24,543   32,849
    Preferred Pension 3,965     3,965

    TY 2021 AppliedToPriorYearElection
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Election:
    The Dana Foundation hereby elects under Reg Sec 53-4942a-3d2 to apply the undistributed income of 2,405,195 from 2016 and 703,793 from 2017.

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2021 DepreciationSchedule
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    Leasehold Improvements NYO 2010-01-01 410,438 393,734 various 0000000010.000000000000 16,704 1,671    

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Name of Stock End of Year Book Value End of Year Fair Market Value
    Eagle Acct Equities 14,229,555 14,229,555
    Vanguard Inter Term Treasury Fund 7,124,343 7,124,343
    Vanguard Short Term Treasury Fund 12,613,315 12,613,315
    Vanguard EFT 4,442,552 4,442,552

    TY 2021 InvestmentsLandSchedule2
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    Leasehold Improvements 410,438 403,734    

    TY 2021 InvestmentsOtherSchedule2
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    Adage Capital FMV 53,749,212 53,749,212
    Davidson Kempner FMV 14,596,772 14,596,772
    King Street Capital FMV 1,107,192 1,107,192
    Adamas Opportunities FMV 312,437 312,437
    Adamas Partners FMV 340,959 340,959
    Silchester FMV 7,229,081 7,229,081
    1607 Capital Partners FMV 9,952,159 9,952,159
    Abbott Capital Fund IV FMV 122,562 122,562
    Abbott Capital Fund V FMV 214,587 214,587
    Abbott Capital Fund VI FMV 2,594,352 2,594,352
    Commonfund PE VI FMV 427,039 427,039
    Commonfund PEVII FMV 2,420,838 2,420,838
    Commonfund Intl Ptrs VI FMV 1,111,902 1,111,902
    Commonfund Venture Ptrs VIII FMV 3,399,260 3,399,260
    Knightsbridge VC FMV 2,600,940 2,600,940
    Cantillon Global FMV 11,880,039 11,880,039
    Whale Rock Long Opp FMV 5,383,057 5,383,057
    Overlook Ptrs Fund FMV 5,317,738 5,317,738
    Diameter Offshore FMV 6,468,372 6,468,372
    Viking Global Opp FMV 10,572,066 10,572,066
    Rennaissance Ridge FMV 5,451,110 5,451,110
    TIFF Ptrs III FMV 57,557 57,557
    TIFF Ptrs IV FMV 19,221 19,221
    Aberdeen Real Assets FMV 300,467 300,467
    Commonfund NR IX FMV 2,082,757 2,082,757
    Dover Street IX FMV 1,578,707 1,578,707
    Dover Street X FMV 1,085,358 1,085,358
    Encap Flatrock Midstream V FMV 263,553 263,553
    Truebridge Cap V FMV 6,949,305 6,949,305
    Truebridge Cap VI FMV 3,097,086 3,097,086
    Kline Hill Ptrs II FMV 1,094,100 1,094,100
    Kline Hill Ptrs III FMV 1,181,006 1,181,006
    Kline Hill Ptrs Opp Fund III FMV 376,181 376,181
    Qiming VC FMV 1,622,388 1,622,388
    CA Resources-KPS Ptrs FMV 1,505,263 1,505,263
    Rubicon Tech Ptrs III FMV 2,413,895 2,413,895
    Lead Edge Cap V FMV 1,126,965 1,126,965
    Moonrise China Ptrs II FMV 672,250 672,250
    Warburg Pincus Global Growth FMV 3,739,164 3,739,164
    Warburg Pincus Global Growth Europa FMV 3,834,602 3,834,602
    Warburg Pincus Global Growth EP 2 FMV 219,956 219,956
    Himilaya Cap FMV 6,302,607 6,302,607
    Doddington Emerg Mkts FMV 7,156,841 7,156,841
    Arrowstreet ACWI FMV 9,416,698 9,416,698
    Elliot Fund FMV 4,140,182 4,140,182
    Gold Bullion FMV 11,627,582 11,627,582
    Blacl Light Power FMV 17,844 17,844
    Truebridge Capital VII FMV 131,835 131,835
    Rock Spring Capital Master Fund LP FMV 6,250,137 6,250,137
    Aspex Global Fund-Class B FMV 4,458,714 4,458,714
    ITE Rail FMV 4,445,334 4,445,334
    Accolade Blockchain II Feeder FMV 174,196 174,196
    Luminate Capital Ptrs III-A LP FMV 599,511 599,511
    One River Bitcoin FMV 1,655,047 1,655,047

    TY 2021 LandEtcSchedule2
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    Leasehold Improvements 410,438      


    TY 2021 LegalFeesSchedule
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Epstein Becker, Green 20,618     20,618
    CT Corp 1,434     1,434
    Robinson Cole 5,618 561   5,057
    Groom Law Group 28,015     28,015
    Cash to Accrual Adj       -30,789


    TY 2021 OtherAssetsSchedule
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    Prepaid Expenses 84,464 11,152 11,152
    Security Deposits 198,872 31,471 31,471
    Prepaid Taxes 106,464    


    TY 2021 OtherDecreasesSchedule
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Description Amount
    Change in Deferred Excise Taxes 225,000


    TY 2021 OtherExpensesSchedule
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Insurance 83,824 8,382   75,442
    Computers 132,060 13,206   118,854
    Dues/Subscription 3,480     3,480
    Copiers 19,750 1,975   17,775
    Prof Devel 4,913 491   4,422
    Office Expense 5,759 576   5,183
    Miscellaneous 8,640 864   7,776
    Telephone-Fax 17,487 1,749   15,738
    Cash To Accrual Adj,       -3,699
    FedEx Postage 1,352 135   1,217
    Filing Fees 2,560     2,560
    Moving 58,557 5,856   52,701


    TY 2021 OtherIncomeSchedule2
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Knightsbridge VC 1,150,399 1,174,971  
    Abbott Cap Fund IV   -49,942  
    Abbott Cap Fund V -449,035 128,060  
    Abbott Cap Fund VI   931,276  
    Adamas Opp 139,703 138,703  
    Adamas Ptrs 313,440 310,946  
    Davidson Kempner 1,205,564 1,205,564  
    TIFF Ptrs III -941 -32,633  
    TIFF Ptrs IV -454    
    Silchester 630,967 630,967  
    Commonfund PE VI -10,113 -10,122  
    Commonfund PE VII 310,288 310,253  
    Commonfund Intl. Ptrs 179,423 179,423  
    Commonfund Venture Ptrs VIII 1,467,145 1,467,145  
    Adage Capital 11,332,800 11,332,800  
    1607 Ptrs 1,025,880 1,122,563  
    Aberdeen Realty -229,643 -686,128  
    Commonfund Natural Resources IX -69,501 -69,501  
    Truebridge Capital VII -18,165 -31,486  
    Truebridge Capital V -40,199 742,025  
    Encap Flatrock Midstream IV 118,703 118,703  
    Warburg Pincus -83,572 -83,568  
    Kline Hill II 67,777 105,800  
    Doddington Emerging Mkts -321,869 -321,869  
    Arrowstreet ACWI -270,563 1,075,808  
    Truebridge Capital VI -26,774 -51,104  
    Renisassance Ridge 55,322 55,322  
    Kline Hill III 26,858 87,683  
    Kline Hill Opport 25,056 47,835  
    Rubicon Technologies -37,518 -37,518  
    Qiming Venture Ptr VII -27,502 -27,502  
    Moonrise Ptrs II -12,278 -30,099  
    Lead Edge Capital V 84,564 84,564  
    Overlook Ptrs 402,121 402,121  
    Warburg Pincus EP2 -15,940 -15,940  
    P/Y Adj of F/S Partnership Inc to Inc 2020 K-1s 1,485,684    
    Abbott IV Gain Adj for Proper Tax Basis-reported in Book Inc   -343,259  
    UBIT Loss add back Per K-1s   55,850  
    KPS Ptrs -5,791 3,439  
    ITE Rail -288,025 -288,064  
    Luminate Capital -33,539 -33,539  


    TY 2021 OtherIncreasesSchedule
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Description Amount
    Change in Net Unrealized Appreciation in Investment Assets 16,891,759


    TY 2021 OtherLiabilitiesSchedule
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Description Beginning of Year - Book Value End of Year - Book Value
    Deferred Taxes 675,000 900,000
    Deferred Rent 28,801  
    Post Retirement Benefit Obligation 3,687,917 3,587,445
    Taxes Payable   45,000


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Dr Blakemore 50,000     50,000
    Dr Magistetti 35,000     35,000
    Eagle Management Advisors 169,546 169,546    
    PWC 15,000     15,000
    Cambridge Assoc 470,408 470,408    
    JP Morgan Chase 12,323 12,323    
    Sterling Info 1,479     1,479
    Wellington 7,844 7,844    
    Spencer Stuart 98,630     98,630
    Misc Honoraria 41 people2,500 47,950     47,950
    HighTower 36,966     36,966
    Great Western 1,675     1,675
    Impact Architecture 12,890     12,890
    CEC 30,000     30,000
    Doddington 8,750 8,750    
    Cash to Accrual Adjustment       14,940


    TY 2021 TaxesSchedule
    Name:
    The Charles A Dana Foundation Incorporated
    EIN:
    06-6036761
    Software ID:
    21013554
    Software Version:
    21.0.5.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    US Excise Tax 381,655      
    US UBiT 20,976      
    NYS Tax 5,358