Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
THE WAYNE AND ROBERTA MUSSER FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)1 WHITE OAK DR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LAFAYETTE, CA94549
A Employer identification number

68-0422083
B Telephone number (see instructions)

(925) 283-3326
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,007,564J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 73,416 73,416  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 669,828
b Gross sales price for all assets on line 6a 2,899,696
7 Capital gain net income (from Part IV, line 2)... 669,828
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 743,244 743,244  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 4,286 4,286   0
c Other professional fees (attach schedule).... Click to see attachment 14,923 14,923   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 185 185   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 19,394 19,394   0
25 Contributions, gifts, grants paid....... 100,000 100,000
26 Total expenses and disbursements. Add lines 24 and 25 119,394 19,394   100,000
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 623,850
b Net investment income (if negative, enter -0-) 723,850
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 175,700 107,654 107,654
2 Savings and temporary cash investments......... 4,900 4,906 4,906
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 70,572 Click to see attachment1,199,327 1,233,053
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 2,057,589 Click to see attachment1,689,032 1,661,951
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,308,761 3,000,919 3,007,564
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 2,308,761 3,000,919
29 Total net assets or fund balances (see instructions)..... 2,308,761 3,000,919
30 Total liabilities and net assets/fund balances (see instructions). 2,308,761 3,000,919
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
2,308,761
2
Enter amount from Part I, line 27a .....................
2
623,850
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
68,308
4
Add lines 1, 2, and 3 ..........................
4
3,000,919
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
3,000,919
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a COHEN & STEERS REALTY SHARES, CRSX, XXX-XX-XXXX   2021-02-22 2021-04-20
b COHEN & STEERS REALTY SHARES, CRSX, XXX-XX-XXXX   2021-02-17 2021-06-22
c COHEN & STEERS REALTY SHARES, CRSX, XXX-XX-XXXX   2021-02-22 2021-06-22
d EATON VANCE GLOBAL MACTO ABSLTE RT CL A, EAGMX, XXX-XX-XXXX   2021-02-17 2021-10-05
e FIDELITY SAI INFLATION FOCUSED FD, FIFGX, 31634R406   2021-04-20 2021-06-22
FIDELITY SAI INFLATION FOCUSED FD, FIFGX, 31634R406   2021-02-22 2021-07-27
FIDELITY SAI INFLATION FOCUSED FD, FIFGX, 31634R406   2021-04-20 2021-07-27
FIDELITY SAI INFLATION FOCUSED FD, FIFGX, 31634R406   2021-07-12 2021-07-27
FIDELITY SAI INFLATION FOCUSED FD, FIFGX, 31634R406   2021-02-22 2021-09-08
FIDELITY SAI INFLATION FOCUSED FD, FIFGX, 31634R406   2021-02-17 2021-10-05
FIDELITY SAI INFLATION FOCUSED FD, FIFGX, 31634R406   2021-02-22 2021-10-05
FIDELITY SAI US TREASURY BOND INDEX, FUTBX, 31635V786   2021-02-22 2021-10-05
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2020-02-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2020-03-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2020-04-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2020-05-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2020-06-26 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2020-07-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2020-08-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2020-09-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2020-10-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2020-11-25 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2020-12-16 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2020-12-16 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2020-12-16 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2021-01-28 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2020-12-16 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2020-12-16 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2020-12-16 2021-02-17
OAKMARK IX, XXX-XX-XXXX   2020-12-10 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2020-02-28 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2020-03-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2020-04-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2020-05-29 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2020-06-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2020-07-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2020-08-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2020-09-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2020-10-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2020-11-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2020-12-09 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2020-12-09 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2020-12-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2021-01-29 2021-02-17
STRATEGIC ADVISERS CORE INCOME FUND, FPCIX, 31635R884   2021-02-17 2021-10-05
STRATEGIC ADVISERS CORE INCOME FUND, FPCIX, 31635R884   2021-02-17 2021-12-10
STRATEGIC ADVISERS EMERGING MARKETS, FSAMX, 31635R801   2021-02-17 2021-09-08
STRATEGIC ADVISERS INCOME OPPORTUNITIES, FPIOX, 31635R876   2021-02-17 2021-05-25
STRATEGIC ADVISERS INCOME OPPORTUNITIES, FPIOX, 31635R876   2021-02-17 2021-06-22
STRATEGIC ADVISERS INCOME OPPORTUNITIES, FPIOX, 31635R876   2021-02-17 2021-07-27
STRATEGIC ADVISERS INCOME OPPORTUNITIES, FPIOX, 31635R876   2021-02-17 2021-09-08
STRATEGIC ADVISERS INCOME OPPORTUNITIES, FPIOX, 31635R876   2021-02-17 2021-10-05
STRATEGIC ADVISERS INCOME OPPORTUNITIES, FPIOX, 31635R876   2021-02-17 2021-11-12
STRATEGIC ADVISERS INTERNATIONAL FUND, FILFX, 31635R868   2021-02-17 2021-04-20
STRATEGIC ADVISERS INTERNATIONAL FUND, FILFX, 31635R868   2021-06-22 2021-09-08
STRATEGIC ADVISERS INTERNATIONAL FUND, FILFX, 31635R868   2021-05-25 2021-11-12
STRATEGIC ADVISERS INTERNATIONAL FUND, FILFX, 31635R868   2021-06-22 2021-11-12
STRATEGIC ADVISERS LARGE CAP FUND, FALCX, 31635R330   2021-02-17 2021-04-20
STRATEGIC ADVISERS LARGE CAP FUND, FALCX, 31635R330   2021-04-12 2021-04-20
STRATEGIC ADVISERS LARGE CAP FUND, FALCX, 31635R330   2021-02-17 2021-05-25
STRATEGIC ADVISERS LARGE CAP FUND, FALCX, 31635R330   2021-02-17 2021-06-22
STRATEGIC ADVISERS LARGE CAP FUND, FALCX, 31635R330   2021-07-12 2021-07-27
STRATEGIC ADVISERS LARGE CAP FUND, FALCX, 31635R330   2021-07-12 2021-09-08
STRATEGIC ADVISERS LARGE CAP FUND, FALCX, 31635R330   2021-02-17 2021-11-12
STRATEGIC ADVISERS LARGE CAP FUND, FALCX, 31635R330   2021-07-12 2021-11-12
STRATEGIC ADVISERS LARGE CAP FUND, FALCX, 31635R330   2021-10-05 2021-11-12
STRATEGIC ADVISERS LARGE CAP FUND, FALCX, 31635R330   2021-02-17 2021-12-10
STRATEGIC ADVISERS SHORT DURATION FUND, FAUDX, 31635R769   2021-02-22 2021-10-05
STRATEGIC ADVISERS SMALL-MID CAP FD, FSCFX, 31635R843   2021-02-17 2021-04-20
STRATEGIC ADVISERS SMALL-MID CAP FD, FSCFX, 31635R843   2021-02-17 2021-05-25
STRATEGIC ADVISERS SMALL-MID CAP FD, FSCFX, 31635R843   2021-02-17 2021-07-27
STRATEGIC ADVISERS SMALL-MID CAP FD, FSCFX, 31635R843   2021-02-17 2021-07-27
STRATEGIC ADVISERS SMALL-MID CAP FD, FSCFX, 31635R843   2021-02-17 2021-09-08
STRATEGIC ADVISERS SMALL-MID CAP FD, FSCFX, 31635R843   2021-02-17 2021-11-12
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2020-04-09 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2020-12-23 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2020-12-23 2021-02-17
ABBOTT LABORATORIES, ABT, XXX-XX-XXXX   2020-05-26 2021-02-17
ABBOTT LABORATORIES, ABT, XXX-XX-XXXX   2020-05-26 2021-02-17
ABBOTT LABORATORIES, ABT, XXX-XX-XXXX   2020-05-26 2021-02-17
ABBVIE INC COM USD0.01, ABBV, 00287Y109   2020-05-26 2021-02-17
ABBVIE INC COM USD0.01, ABBV, 00287Y109   2020-05-26 2021-02-17
ABBVIE INC COM USD0.01, ABBV, 00287Y109   2020-05-26 2021-02-17
ABBVIE INC COM USD0.01, ABBV, 00287Y109   2020-05-26 2021-02-17
ALLY FINANCIAL INC COM USD0.01, ALLY, 02005N100   2020-05-26 2021-02-17
ALPHABET INC CAP STKCL A, GOOGL, 02079K305   2020-05-26 2021-02-17
ALPHABET INC CAP STKCL C, GOOG, 02079K107   2020-05-26 2021-02-17
ALTRIA GROUP INC, MO, 02209S103   2020-05-26 2021-02-17
AMAZON.COM INC, AMZN, XXX-XX-XXXX   2020-05-26 2021-02-17
AMEREN CORP COM USD0.01, AEE, XXX-XX-XXXX   2020-05-26 2021-02-17
AMEREN CORP COM USD0.01, AEE, XXX-XX-XXXX   2020-05-26 2021-02-17
AMERICAN AIRLINES GROUP INC COM USD0.01, AAL, 02376R102   2020-05-26 2021-02-17
AMERICAN ELEC PWR COINC COM, AEP, XXX-XX-XXXX   2020-05-26 2021-02-17
AMERICAN TOWER CORP COM USD0.01, AMT, 03027X100   2020-05-26 2021-02-17
AMERISOURCEBERGEN CORPORATION COM USD0.0, ABC, 03073E105   2020-05-26 2021-02-17
AMERISOURCEBERGEN CORPORATION COM USD0.0, ABC, 03073E105   2020-05-26 2021-02-17
AMGEN INC, AMGN, XXX-XX-XXXX   2020-05-26 2021-02-17
AMGEN INC, AMGN, XXX-XX-XXXX   2020-05-26 2021-02-17
AON PLC SHS CL A COM USD0.01, AON, G0403H108   2020-05-26 2021-02-17
APACHE CORP COM USD0.625, XXX-XX-XXXX   2020-05-26 2021-02-17
APPLE INC COM USD0.00001, AAPL, XXX-XX-XXXX   2012-05-01 2021-02-17
APPLE INC COM USD0.00001, AAPL, XXX-XX-XXXX   2020-05-26 2021-02-17
APPLIED MATERIALS INC COM USD0.01, AMAT, XXX-XX-XXXX   2020-05-26 2021-02-17
AUTOMATIC DATA PROCESSING INC COM USD0.1, ADP, XXX-XX-XXXX   2020-05-26 2021-02-17
BAIRD AGGREGATE BONDFUND INSTL, BAGIX, XXX-XX-XXXX   2020-05-26 2021-02-17
BAIRD AGGREGATE BONDFUND INSTL, BAGIX, XXX-XX-XXXX   2020-05-26 2021-02-17
BAIRD AGGREGATE BONDFUND INSTL, BAGIX, XXX-XX-XXXX   2020-05-26 2021-02-17
BAIRD AGGREGATE BONDFUND INSTL, BAGIX, XXX-XX-XXXX   2020-05-26 2021-02-17
BAIRD AGGREGATE BONDFUND INSTL, BAGIX, XXX-XX-XXXX   2020-05-26 2021-02-17
BAIRD AGGREGATE BONDFUND INSTL, BAGIX, XXX-XX-XXXX   2020-05-26 2021-02-17
BAIRD AGGREGATE BONDFUND INSTL, BAGIX, XXX-XX-XXXX   2020-05-26 2021-02-17
BAIRD AGGREGATE BONDFUND INSTL, BAGIX, XXX-XX-XXXX   2020-05-26 2021-02-17
BAKER HUGHES COMPANYCL A, BKR, 05722G100   2020-05-26 2021-02-17
BANK OF NEW YORK MELLON CORP COM USD0.01, BK, XXX-XX-XXXX   2020-05-26 2021-02-17
BECTON DICKINSON &COCOM USD1.00, BDX, XXX-XX-XXXX   2020-05-26 2021-02-17
BECTON DICKINSON &COCOM USD1.00, BDX, XXX-XX-XXXX   2020-05-26 2021-02-17
BECTON DICKINSON &COCOM USD1.00, BDX, XXX-XX-XXXX   2020-05-26 2021-02-17
BERKSHIRE HATHAWAY INC COM USD0.0033 CLA, BRKB, XXX-XX-XXXX   2020-05-26 2021-02-17
BERKSHIRE HATHAWAY INC COM USD0.0033 CLA, BRKB, XXX-XX-XXXX   2020-05-26 2021-02-17
BIOGEN INC COM USD0.0005, BIIB, 09062X103   2020-05-26 2021-02-17
BIOGEN INC COM USD0.0005, BIIB, 09062X103   2020-05-26 2021-02-17
BIOGEN INC COM USD0.0005, BIIB, 09062X103   2020-05-26 2021-02-17
BIOGEN INC COM USD0.0005, BIIB, 09062X103   2020-05-26 2021-02-17
BK OF AMERICA CORP COM, BAC, XXX-XX-XXXX   2020-05-26 2021-02-17
BK OF AMERICA CORP COM, BAC, XXX-XX-XXXX   2020-05-26 2021-02-17
BOEING CO COM USD5.00, BA, XXX-XX-XXXX   2020-05-26 2021-02-17
BOOKING HOLDINGS INCCOM, BKNG, 09857L108   2020-05-26 2021-02-17
BRISTOL-MYERS SQUIBBCO COM, BMY, XXX-XX-XXXX   2020-05-26 2021-02-17
CARNIVAL CORP PAIREDCTF, CCL, XXX-XX-XXXX   2020-05-26 2021-02-17
CATERPILLAR INC COM, CAT, XXX-XX-XXXX   2020-05-26 2021-02-17
CHARTER COMMUNICATIONS INC NEW CL A, CHTR, 16119P108   2020-05-26 2021-02-17
CHARTER COMMUNICATIONS INC NEW CL A, CHTR, 16119P108   2020-05-26 2021-02-17
CHARTER COMMUNICATIONS INC NEW CL A, CHTR, 16119P108   2020-05-26 2021-02-17
CHARTER COMMUNICATIONS INC NEW CL A, CHTR, 16119P108   2020-05-26 2021-02-17
CHEVRON CORP NEW COM, CVX, XXX-XX-XXXX   2020-05-26 2021-02-17
CHUBB LIMITED COM NPV ISIN #CH0044328745, CB, H1467J104   2020-05-26 2021-02-17
CITIGROUP INC, C, XXX-XX-XXXX   2020-05-26 2021-02-17
CLOROX CO COM USD1.00, CLX, XXX-XX-XXXX   2020-05-26 2021-02-17
CME GROUP INC COM, CME, 12572Q105   2020-05-26 2021-02-17
COCA-COLA CO, KO, XXX-XX-XXXX   2020-05-26 2021-02-17
COMCAST CORP, CMCSA, 20030N101   2020-05-26 2021-02-17
COMCAST CORP, CMCSA, 20030N101   2020-05-26 2021-02-17
CONAGRA BRANDS INC, CAG, XXX-XX-XXXX   2020-05-26 2021-02-17
CONOCOPHILLIPS COM, COP, 20825C104   2020-05-26 2021-02-17
CORTEVA INC COM, CTVA, 22052L104   2020-05-26 2021-02-17
CORTEVA INC COM, CTVA, 22052L104   2020-05-26 2021-02-17
CORTEVA INC COM, CTVA, 22052L104   2020-05-26 2021-02-17
CORTEVA INC COM, CTVA, 22052L104   2020-05-26 2021-02-17
COSTCO WHOLESALE CORP COM USD0.01, COST, 22160K105   2020-05-26 2021-02-17
COSTCO WHOLESALE CORP COM USD0.01, COST, 22160K105   2020-05-26 2021-02-17
CVS HEALTH CORPORATION COM USD0.01, CVS, XXX-XX-XXXX   2020-05-26 2021-02-17
DARDEN RESTAURANTS INC, DRI, XXX-XX-XXXX   2020-05-26 2021-02-17
DIAMONDBACK ENERGY INC COM USD0.01, FANG, 25278X109   2020-05-26 2021-02-17
DISNEY WALT CO COM, DIS, XXX-XX-XXXX   2020-05-26 2021-02-17
DISNEY WALT CO COM, DIS, XXX-XX-XXXX   2020-05-26 2021-02-17
DOVER CORP COM USD1.00, DOV, 260003108   2020-05-26 2021-02-17
FACEBOOK INC-CLASS A, FB, 30303M102   2020-05-26 2021-02-17
FACEBOOK INC-CLASS A, FB, 30303M102   2020-05-26 2021-02-17
FIDELITY ADV INTL DISCOVERY-CL I, FIADX, XXX-XX-XXXX   2020-05-26 2021-02-17
FIDELITY DIVERSIFIED INTERNATIONAL, FDIVX, XXX-XX-XXXX   2020-05-26 2021-02-17
FIDELITY DIVERSIFIED INTERNATIONAL, FDIVX, XXX-XX-XXXX   2020-05-26 2021-02-17
FIDELITY INTL SMALL CAP OPP FUND, FSCOX, XXX-XX-XXXX   2020-05-26 2021-02-17
FIDELITY TOTAL BOND, FTBFX, 31617K881   2020-05-26 2021-02-17
FISERV INC, FISV, XXX-XX-XXXX   2020-05-26 2021-02-17
FISERV INC, FISV, XXX-XX-XXXX   2020-05-26 2021-02-17
FORD MTR CO DEL COM, F, XXX-XX-XXXX   2020-05-26 2021-02-17
FREEPORT-MCMORAN INCCOM USD0.10, FCX, 35671D857   2020-05-26 2021-02-17
GENERAL DYNAMICS CORP COM USD1.00, GD, XXX-XX-XXXX   2020-05-26 2021-02-17
GILEAD SCIENCES INC COM USD0.001, GILD, XXX-XX-XXXX   2020-05-26 2021-02-17
GRAHAM HLDGS CO COM CL B, GHC, XXX-XX-XXXX   2020-05-26 2021-02-17
GRAHAM HLDGS CO COM CL B, GHC, XXX-XX-XXXX   2020-05-26 2021-02-17
HALLIBURTON CO COM USD2.50, HAL, XXX-XX-XXXX   2020-05-26 2021-02-17
HEALTHPEAK PROPERTIES INC COM, PEAK, 42250P103   2020-05-26 2021-02-17
HESS CORPORATION COMUSD1.00, HES, 42809H107   2020-05-26 2021-02-17
HOME DEPOT INC, HD, XXX-XX-XXXX   2020-05-26 2021-02-17
HOME DEPOT INC, HD, XXX-XX-XXXX   2020-05-26 2021-02-17
HONEYWELL INTERNATIONAL INC COM USD1, HON, XXX-XX-XXXX   2020-05-26 2021-02-17
HONEYWELL INTERNATIONAL INC COM USD1, HON, XXX-XX-XXXX   2020-05-26 2021-02-17
INTEL CORP COM USD0.001, INTC, XXX-XX-XXXX   2020-05-26 2021-02-17
INTEL CORP COM USD0.001, INTC, XXX-XX-XXXX   2020-05-26 2021-02-17
INTEL CORP COM USD0.001, INTC, XXX-XX-XXXX   2020-05-26 2021-02-17
INTUITIVE SURGICAL INC, ISRG, 46120E602   2020-05-26 2021-02-17
INVESCO OPPENHEIMER INTL GROWTH R6, OIGIX, 00900W621   2020-05-26 2021-02-17
INVESCO OPPENHEIMER INTL GROWTH R6, OIGIX, 00900W621   2020-05-26 2021-02-17
ISHARES CORE US AGGREGATE BOND ETF, AGG, XXX-XX-XXXX   2020-05-26 2021-02-17
ISHARES RUSSELL 1000 VALUE ETF, IWD, XXX-XX-XXXX   2020-05-26 2021-02-17
ISHARES TR RUS MD CPGR ETF, IWP, XXX-XX-XXXX   2020-05-26 2021-02-17
ISHARES TR US TREAS BD ETF, GOVT, 46429B267   2020-05-26 2021-02-17
ISHARES TR US TREAS BD ETF, GOVT, 46429B267   2020-05-26 2021-02-17
JOHNSON &JOHNSON COMUSD1.00, JNJ, XXX-XX-XXXX   2002-01-02 2021-02-17
JOHNSON &JOHNSON COMUSD1.00, JNJ, XXX-XX-XXXX   2020-05-26 2021-02-17
JOHNSON &JOHNSON COMUSD1.00, JNJ, XXX-XX-XXXX   2020-05-26 2021-02-17
JP MORGAN MID CAP VALUE FUND CLASS I, JMVSX, XXX-XX-XXXX   2020-05-26 2021-02-17
JPMORGAN CHASE & CO, JPM, 46625H100   2020-05-26 2021-02-17
JPMORGAN CHASE & CO, JPM, 46625H100   2020-05-26 2021-02-17
KEYCORP COM, KEY, XXX-XX-XXXX   2020-05-26 2021-02-17
KRAFT HEINZ CO COM, KHC, XXX-XX-XXXX   2020-05-26 2021-02-17
KROGER CO COM USD1.00, KR, XXX-XX-XXXX   2020-05-26 2021-02-17
KROGER CO COM USD1.00, KR, XXX-XX-XXXX   2020-05-26 2021-02-17
LAMB WESTON HLDGS INC COM, LW, XXX-XX-XXXX   2020-05-26 2021-02-17
LAZARD EMERGING MKTSEQUITY OPEN CL SHRS, LZOEX, 52106N764   2020-05-26 2021-02-17
LINCOLN NATIONAL CORP COM NPV, LNC, XXX-XX-XXXX   2020-05-26 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2010-08-20 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2021-08-20 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2010-09-05 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2011-04-19 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2013-01-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2013-02-25 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2013-03-26 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2013-04-25 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2013-05-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2013-06-25 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2013-07-26 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2013-08-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2013-09-25 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2013-10-08 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2013-11-26 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2013-12-16 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2013-12-16 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2014-01-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2014-02-24 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2014-03-25 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2014-04-24 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2014-05-23 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2014-06-23 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2014-07-25 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2014-08-25 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2014-09-24 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2014-10-24 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2014-11-24 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2014-12-16 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2014-12-16 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2014-12-16 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2015-01-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2015-02-25 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2015-03-25 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2015-04-23 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2015-05-22 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2015-06-23 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2015-07-24 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2015-08-24 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2015-09-24 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2015-10-26 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2015-11-24 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2015-12-17 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2015-12-17 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2015-12-17 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2016-01-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2016-02-26 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2016-03-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2016-04-25 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2016-05-24 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2016-06-23 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2016-07-25 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2016-08-23 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2016-09-23 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2016-10-25 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2016-11-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2016-12-16 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2016-12-16 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2017-01-30 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2017-02-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2017-03-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2017-04-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2017-05-30 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2017-03-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2017-07-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2017-08-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2017-09-26 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2017-10-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2017-11-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2017-12-15 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2017-12-15 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2017-12-15 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2018-01-30 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2018-02-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2018-03-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2018-04-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2018-05-29 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2018-06-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2018-07-30 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2018-08-29 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2018-09-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2018-10-30 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2018-11-29 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2018-12-14 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2018-12-14 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2019-01-30 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2019-02-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2019-03-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2019-04-29 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2019-05-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2019-06-27 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2019-07-30 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2019-08-28 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2019-09-26 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2019-12-16 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2019-12-16 2021-02-17
LOOMIS SAYLES BOND RETAIL SHARES, LSBRX, XXX-XX-XXXX   2020-01-29 2021-02-17
LOWES COMPANIES INC COM USD0.50, LOW, XXX-XX-XXXX   2020-05-26 2021-02-17
L3HARRIS TECHNOLOGIES INC COM, LHX, XXX-XX-XXXX   2020-05-26 2021-02-17
L3HARRIS TECHNOLOGIES INC COM, LHX, XXX-XX-XXXX   2020-05-26 2021-02-17
L3HARRIS TECHNOLOGIES INC COM, LHX, XXX-XX-XXXX   2020-05-26 2021-02-17
MARATHON PETROLEUM CORP COM USD0.01, MPC, 56585A102   2020-05-26 2021-02-17
MASTERCARD INCORPORATED CL A, MA, 57636Q104   2020-05-26 2021-02-17
MASTERCARD INCORPORATED CL A, MA, 57636Q104   2020-05-26 2021-02-17
MASTERCARD INCORPORATED CL A, MA, 57636Q104   2020-05-26 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2010-08-20 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2010-09-16 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2013-12-12 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2013-12-12 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2013-12-12 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2014-12-11 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2014-12-11 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2014-12-11 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2015-12-10 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2015-12-10 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2016-12-07 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2016-12-07 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2016-12-07 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2017-12-06 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2017-12-06 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2017-12-06 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2017-12-28 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2018-12-12 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2018-12-12 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2018-12-12 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2019-12-17 2021-02-17
MATTHEWS PACIFIC TIGER FUND, MAPTX, XXX-XX-XXXX   2019-12-17 2021-02-17
MERCK &CO. INC COM, MRK, 58933Y105   2020-05-26 2021-02-17
MERCK &CO. INC COM, MRK, 58933Y105   2020-05-26 2021-02-17
MFS INTERNATIONAL INTRINSIC VALUE CL A, MGIAX, 55273E301   2020-05-26 2021-02-17
MGM RESORTS INTERNATIONAL COM USD0.01, MGM, XXX-XX-XXXX   2020-05-26 2021-02-17
MICROSOFT CORP, MSFT, XXX-XX-XXXX   2020-05-26 2021-02-17
MICROSOFT CORP, MSFT, XXX-XX-XXXX   2020-05-26 2021-02-17
MOLSON COORS BEVERAGE CO CL B, TAP, 60871R209   2020-05-26 2021-02-17
MONDELEZ INTL INC COM NPV, MDLZ, XXX-XX-XXXX   2020-05-26 2021-02-17
MORGAN STANLEY GROWTH PORTFOLIO A, MSEGX, 61744J564   2020-05-26 2021-02-17
NETFLIX INC, NFLX, 64110L106   2020-05-26 2021-02-17
NETFLIX INC, NFLX, 64110L106   2020-05-26 2021-02-17
NEWMONT CORP COM ISIN #US6516391066 SEDO, NEM, XXX-XX-XXXX   2020-05-26 2021-02-17
NEXTERA ENERGY INC COM USD0.01, NEE, 65339F101   2020-05-26 2021-02-17
NEXTERA ENERGY INC COM USD0.01, NEE, 65339F101   2020-05-26 2021-02-17
NEXTERA ENERGY INC COM USD0.01, NEE, 65339F101   2020-05-26 2021-02-17
NIKE INC CLASS B COMNPV, NKE, XXX-XX-XXXX   2020-05-26 2021-02-17
NIKE INC CLASS B COMNPV, NKE, XXX-XX-XXXX   2020-05-26 2021-02-17
NORWEGIAN CRUISE LINE HLDG LTD SHS, NCLH, G66721104   2020-05-26 2021-02-17
NOVO NORDISK A/S ADR-EACH CNV INTO 1 CLA, NVO, XXX-XX-XXXX   2012-11-06 2021-02-17
NRG ENERGY INC, NRG, XXX-XX-XXXX   2020-05-26 2021-02-17
NVIDIA CORPORATION COM, NVDA, 67066G104   2020-05-26 2021-02-17
OAKMARK INTL INVESTOR CL, OAKIX, XXX-XX-XXXX   2010-09-16 2021-02-17
OAKMARK INTL INVESTOR CL, OAKIX, XXX-XX-XXXX   2013-12-19 2021-02-17
OAKMARK INTL INVESTOR CL, OAKIX, XXX-XX-XXXX   2013-12-19 2021-02-17
OAKMARK INTL INVESTOR CL, OAKIX, XXX-XX-XXXX   2014-12-18 2021-02-17
OAKMARK INTL INVESTOR CL, OAKIX, XXX-XX-XXXX   2014-12-18 2021-02-17
OAKMARK INTL INVESTOR CL, OAKIX, XXX-XX-XXXX   2014-12-18 2021-02-17
OAKMARK INTL INVESTOR CL, OAKIX, XXX-XX-XXXX   2015-12-17 2021-02-17
OAKMARK INTL INVESTOR CL, OAKIX, XXX-XX-XXXX   2015-12-17 2021-02-17
OAKMARK INTL INVESTOR CL, OAKIX, XXX-XX-XXXX   2019-11-28 2021-02-17
OAKMARK INTL INVESTOR CL, OAKIX, XXX-XX-XXXX   2017-12-14 2021-02-17
OAKMARK INTL INVESTOR CL, OAKIX, XXX-XX-XXXX   2017-12-14 2021-02-17
OAKMARK INTL INVESTOR CL, OAKIX, XXX-XX-XXXX   2018-12-13 2021-02-17
OAKMARK INTL INVESTOR CL, OAKIX, XXX-XX-XXXX   2018-12-13 2021-02-17
OAKMARK INTL INVESTOR CL, OAKIX, XXX-XX-XXXX   2019-12-12 2021-02-17
ONEOK INC COM USD0.01, OKE, XXX-XX-XXXX   2020-05-26 2021-02-17
ORACLE CORP, ORCL, 68389X105   2020-05-26 2021-02-17
PEPSICO INC, PEP, XXX-XX-XXXX   2020-05-26 2021-02-17
PEPSICO INC, PEP, XXX-XX-XXXX   2020-05-26 2021-02-17
PEPSICO INC, PEP, XXX-XX-XXXX   2020-05-26 2021-02-17
PHILLIPS 66 COM, PSX, XXX-XX-XXXX   2020-05-26 2021-02-17
PIMCO TOTAL RETURN CLASS A, PTTAX, XXX-XX-XXXX   2020-05-26 2021-02-17
PIMCO TOTAL RETURN CLASS A, PTTAX, XXX-XX-XXXX   2020-05-26 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2010-08-20 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2010-08-20 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2010-09-07 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2010-09-19 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2011-04-19 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2012-12-27 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2012-12-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2013-01-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2013-02-28 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2013-03-28 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2013-04-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2013-05-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2013-06-28 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2013-07-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2013-08-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2013-09-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2013-10-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2013-11-29 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2013-12-11 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2013-12-11 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2013-12-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2014-01-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2014-02-28 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2014-03-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2014-04-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2014-05-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2014-06-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2014-07-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2014-08-29 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2014-09-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2014-10-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2014-11-28 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2014-12-10 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2014-12-29 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2014-12-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2015-01-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2015-02-27 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2015-03-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2015-04-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2015-05-29 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2015-06-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2015-07-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2015-08-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2015-09-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2015-10-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2015-11-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2015-12-16 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2015-12-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2016-01-29 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2016-02-29 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2016-03-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2016-04-29 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2016-05-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2016-06-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2000-01-07 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2016-08-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2016-09-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2016-10-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2016-11-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2016-12-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2017-01-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2017-02-28 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2017-03-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2017-04-28 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2017-05-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2017-06-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2017-07-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2017-08-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2017-09-29 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2017-10-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2017-11-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2017-12-29 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2018-01-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2018-02-28 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2018-03-29 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2018-04-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2018-05-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2018-06-29 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2018-07-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2018-08-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2018-09-28 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2018-10-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2018-11-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2018-12-26 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2018-12-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2019-01-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2019-02-28 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2019-03-29 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2019-04-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2019-05-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2019-06-28 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2019-07-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2019-08-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2019-09-30 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2019-12-26 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2019-12-31 2021-02-17
PIMCO TOTAL RETURN INSTL, PTTRX, XXX-XX-XXXX   2020-01-31 2021-02-17
PINNACLE WEST CAPITAL CORP COM NPV, PNW, XXX-XX-XXXX   2020-05-26 2021-02-17
PINNACLE WEST CAPITAL CORP COM NPV, PNW, XXX-XX-XXXX   2020-05-26 2021-02-17
PNC FINANCIAL SERVICES GROUP COM USD5, PNC, XXX-XX-XXXX   2020-05-26 2021-02-17
PNC FINANCIAL SERVICES GROUP COM USD5, PNC, XXX-XX-XXXX   2020-05-26 2021-02-17
PNC FINANCIAL SERVICES GROUP COM USD5, PNC, XXX-XX-XXXX   2020-05-26 2021-02-17
PPG INDUSTRIES INC COM USD1.666, PPG, XXX-XX-XXXX   2020-05-26 2021-02-17
PROCTER AND GAMBLE CO COM, PG, XXX-XX-XXXX   2020-05-26 2021-02-17
PROCTER AND GAMBLE CO COM, PG, XXX-XX-XXXX   2020-05-26 2021-02-17
PROCTER AND GAMBLE CO COM, PG, XXX-XX-XXXX   2020-05-26 2021-02-17
PROCTER AND GAMBLE CO COM, PG, XXX-XX-XXXX   2020-05-26 2021-02-17
ROYAL CARIBBEAN GROUP COM USD0.01, RCL, V7780T103   2020-05-26 2021-02-17
ROYCE OPPORTUNITY FUND INVEST CLASS, RYPNX, XXX-XX-XXXX   2010-09-16 2021-02-17
ROYCE OPPORTUNITY FUND INVEST CLASS, RYPNX, XXX-XX-XXXX   2013-12-05 2021-02-17
ROYCE OPPORTUNITY FUND INVEST CLASS, RYPNX, XXX-XX-XXXX   2013-12-05 2021-02-17
ROYCE OPPORTUNITY FUND INVEST CLASS, RYPNX, XXX-XX-XXXX   2014-12-17 2021-02-17
ROYCE OPPORTUNITY FUND INVEST CLASS, RYPNX, XXX-XX-XXXX   2014-12-17 2021-02-17
ROYCE OPPORTUNITY FUND INVEST CLASS, RYPNX, XXX-XX-XXXX   2015-12-17 2021-02-17
ROYCE OPPORTUNITY FUND INVEST CLASS, RYPNX, XXX-XX-XXXX   2016-12-15 2021-02-17
ROYCE OPPORTUNITY FUND INVEST CLASS, RYPNX, XXX-XX-XXXX   2017-12-14 2021-02-17
ROYCE OPPORTUNITY FUND INVEST CLASS, RYPNX, XXX-XX-XXXX   2017-12-14 2021-02-17
ROYCE OPPORTUNITY FUND INVEST CLASS, RYPNX, XXX-XX-XXXX   2018-12-13 2021-02-17
ROYCE OPPORTUNITY FUND INVEST CLASS, RYPNX, XXX-XX-XXXX   2018-12-13 2021-02-17
ROYCE OPPORTUNITY FUND INVEST CLASS, RYPNX, XXX-XX-XXXX   2019-12-12 2021-02-17
SCHLUMBERGER LIMITEDCOM USD0.01, SLB, XXX-XX-XXXX   2020-05-26 2021-02-17
SIMON PROPERTY GROUPINC, SPG, XXX-XX-XXXX   2020-05-26 2021-02-17
STARBUCKS CORP COM USD0.001, SBUX, XXX-XX-XXXX   2020-05-26 2021-02-17
STARBUCKS CORP COM USD0.001, SBUX, XXX-XX-XXXX   2020-05-26 2021-02-17
SYSCO CORP, SYY, XXX-XX-XXXX   2020-05-26 2021-02-17
T ROWE PRICE EMERG MARKETS STOCK FUND I, PRZIX, 77956H484   2020-05-26 2021-02-17
T ROWE PRICE EMERG MARKETS STOCK FUND I, PRZIX, 77956H484   2020-05-26 2021-02-17
TARGET CORP, TGT, 87612E106   2008-12-09 2021-02-17
TEXAS INSTRUMENTS INC COM USD1.00, TXN, XXX-XX-XXXX   2020-05-26 2021-02-17
TEXAS INSTRUMENTS INC COM USD1.00, TXN, XXX-XX-XXXX   2020-05-26 2021-02-17
TEXAS INSTRUMENTS INC COM USD1.00, TXN, XXX-XX-XXXX   2020-05-26 2021-02-17
TEXAS INSTRUMENTS INC COM USD1.00, TXN, XXX-XX-XXXX   2020-05-26 2021-02-17
THERMO FISHER SCIENTIFIC INC, TMO, XXX-XX-XXXX   2020-05-26 2021-02-17
THERMO FISHER SCIENTIFIC INC, TMO, XXX-XX-XXXX   2020-05-26 2021-02-17
THERMO FISHER SCIENTIFIC INC, TMO, XXX-XX-XXXX   2020-05-26 2021-02-17
TRANSAMERICA INTL EQUITY CL I, TSWIX, XXX-XX-XXXX   2020-05-26 2021-02-17
TYSON FOODS INC, TSN, XXX-XX-XXXX   2020-05-26 2021-02-17
U.S. BANCORP, USB, XXX-XX-XXXX   2012-08-29 2021-02-17
UNION PAC CORP COM, UNP, XXX-XX-XXXX   2012-09-20 2021-02-17
UNION PAC CORP COM, UNP, XXX-XX-XXXX   2020-05-26 2021-02-17
UNITED AIRLS HLDGS INC COM, UAL, XXX-XX-XXXX   2020-05-26 2021-02-17
UNITEDHEALTH GROUP INC, UNH, 91324P102   2020-05-26 2021-02-17
VALERO ENERGY CORP COM, VLO, 91913Y100   2020-05-26 2021-02-17
VANGUARD SPECIALIZEDFUNDS DIV APP ETF, VIG, XXX-XX-XXXX   2012-05-23 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2010-09-16 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2012-12-24 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2012-12-24 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2012-12-24 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2013-04-10 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2013-04-10 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2013-12-23 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2013-12-23 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2013-12-23 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2014-04-09 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2014-04-09 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2014-12-23 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2014-12-23 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2015-04-09 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2015-04-09 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2015-12-24 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2015-12-24 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2015-12-24 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2019-04-08 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2016-04-08 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2016-04-08 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2016-12-23 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2017-12-22 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2017-12-22 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2018-04-11 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2018-12-21 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2018-12-21 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2016-04-11 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2019-12-23 2021-02-17
VAUGHAN NELSON MID CAP FUND Y, VNVYX, 63872T828   2019-12-23 2021-02-17
VISA INC, V, 92826C839   2020-05-26 2021-02-17
VISA INC, V, 92826C839   2020-05-26 2021-02-17
VISA INC, V, 92826C839   2020-05-26 2021-02-17
VOYA INTERMEDIATE BOND CLASS I, IICIX, 92913L684   2020-05-26 2021-02-17
VOYA INTERMEDIATE BOND CLASS I, IICIX, 92913L684   2020-05-26 2021-02-17
VOYA INTERMEDIATE BOND CLASS I, IICIX, 92913L684   2020-05-26 2021-02-17
VOYA INTERMEDIATE BOND CLASS I, IICIX, 92913L684   2020-05-26 2021-02-17
VOYA INTERMEDIATE BOND CLASS I, IICIX, 92913L684   2020-05-26 2021-02-17
WALGREENS BOOTS ALLIANCE INC, WBA, XXX-XX-XXXX   2020-05-26 2021-02-17
WALMART INC COM, WMT, XXX-XX-XXXX   2020-05-26 2021-02-17
WELLTOWER INC COM, WELL, 95040Q104   2020-05-26 2021-02-17
WESTERN ASSET CORE BOND FUND CL I, WATFX, XXX-XX-XXXX   2020-05-26 2021-02-17
WESTERN ASSET CORE BOND FUND CL I, WATFX, XXX-XX-XXXX   2020-05-26 2021-02-17
WESTERN ASSET CORE BOND FUND CL I, WATFX, XXX-XX-XXXX   2020-05-26 2021-02-17
WESTERN ASSET CORE BOND FUND CL I, WATFX, XXX-XX-XXXX   2020-05-26 2021-02-17
WESTERN ASSET CORE PLUS BOND FUND INSTL, WACPX, XXX-XX-XXXX   2020-05-26 2021-02-17
WESTERN ASSET CORE PLUS BOND FUND INSTL, WACPX, XXX-XX-XXXX   2020-05-26 2021-02-17
WILLIAM BLAIR INTERNAT'L GROWTH I, BIGIX, 093001774   2020-05-26 2021-02-17
WILLIAMS COS INC COM, WMB, XXX-XX-XXXX   2020-05-26 2021-02-17
WYNN RESORTS LTD, WYNN, XXX-XX-XXXX   2020-05-26 2021-02-17
3M CO, MMM, 88579Y101   2020-05-26 2021-02-17
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 3,029   2,774 255
b 2,835   2,414 421
c 55   48 7
d 5,126   5,197 -71
e 2,908   2,728 180
1,643   1,436 207
4,902   4,354 548
3,007   2,936 71
4,000   4,407 -407
6,716   6,741 -25
1,518   1,549 -31
14,170   14,254 -84
81   86 -5
76   80 -4
90   95 -5
66   70 -4
55   58 -3
103   109 -6
86   90 -4
91   96 -5
121   128 -7
82   86 -4
55   58 -3
138   146 -8
149   157 -8
90   95 -5
61   35 26
317   183 134
1,110   640 470
67   46 21
82   86 -4
96   99 -3
79   82 -3
78   80 -2
76   79 -3
76   79 -3
67   69 -2
69   71 -2
79   82 -3
66   68 -2
352   365 -13
1,014   1,051 -37
79   82 -3
65   67 -2
10,825   11,014 -189
7,488   7,722 -234
3,338   3,645 -307
4,755   4,760 -5
4,235   4,213 22
6,627   6,580 47
6,463   6,390 73
10,775   10,687 88
2,981   2,966 15
8,480   8,593 -113
8,823   8,588 235
4,325   4,201 124
4,674   4,547 127
24,861   23,622 1,239
2,849   2,851 -2
14,192   13,217 975
8,984   8,250 734
24,165   24,145 20
6,132   5,987 145
17,983   15,830 2,153
8,087   7,550 537
13,040   12,091 949
2,987   2,640 347
3,988   3,996 -8
2,820   2,958 -138
2,859   2,976 -117
2,904   2,975 -71
16   16 0
2,952   2,951 1
5,658   5,318 340
940   625 315
112   75 37
2,522   1,678 844
4,326   3,102 1,224
509   365 144
1,018   730 288
3,154   2,758 396
421   368 53
841   736 105
210   184 26
170   67 103
10,535   7,161 3,374
10,590   7,133 3,457
2,558   2,270 288
23,013   17,066 5,947
1,523   1,497 26
580   570 10
493   301 192
3,692   3,762 -70
6,303   6,843 -540
2,602   2,320 282
208   186 22
3,043   2,926 117
1,638   1,575 63
7,514   6,470 1,044
668   455 213
73,911   11,765 62,146
191,112   115,974 75,138
15,475   7,482 7,993
1,818   1,519 299
17   17 0
44,891   45,085 -194
90,325   90,714 -389
58,323   58,575 -252
17,256   17,330 -74
1,359   1,365 -6
21,490   21,583 -93
2,200   2,209 -9
140   95 45
977   842 135
3,318   3,086 232
1,276   1,187 89
255   237 18
3,191   2,342 849
5,155   3,784 1,371
1,952   2,114 -162
558   604 -46
279   302 -23
279   302 -23
5,657   4,031 1,626
1,558   1,110 448
3,412   2,308 1,104
2,189   1,729 460
717   730 -13
575   420 155
1,413   821 592
2,795   2,308 487
1,956   1,616 340
559   462 97
279   231 48
1,050   1,025 25
38,948   28,535 10,413
1,143   854 289
367   394 -27
944   914 30
451   418 33
3,158   2,386 772
2,000   1,510 490
135   132 3
684   620 64
128   74 54
540   311 229
45   26 19
89   51 38
1,412   1,221 191
1,412   1,221 191
710   650 60
2,804   1,747 1,057
1,027   669 358
5,903   3,887 2,016
2,767   1,822 945
73,294   56,915 16,379
10,906   9,451 1,455
545   473 72
20,002   14,694 5,308
42,665   31,773 10,892
26,139   19,466 6,673
15,376   11,459 3,917
19,681   19,663 18
6,261   6,019 242
1,318   1,267 51
23   12 11
7,765   2,160 5,605
4,697   4,185 512
2,457   2,787 -330
1,197   721 476
598   361 237
1,779   1,039 740
1,107   940 167
679   537 142
7,232   6,374 858
2,225   1,961 264
3,618   2,607 1,011
1,005   724 281
62   63 -1
1,354   1,389 -35
185   189 -4
23,596   4,784 18,812
30,007   24,612 5,395
7,819   6,413 1,406
4,534   4,576 -42
20,634   16,105 4,529
26,330   18,226 8,104
58,559   61,049 -2,490
7,075   7,376 -301
57,712   20,383 37,329
2,473   2,181 292
5,441   4,797 644
6,838   5,426 1,412
9,753   6,464 3,289
2,438   1,616 822
2,161   1,289 872
463   396 67
2,711   2,547 164
102   96 6
75   60 15
7,382   5,321 2,061
598   425 173
2,651   2,803 -152
155   164 -9
80   84 -4
18,234   19,275 -1,041
109   123 -14
122   138 -16
121   136 -15
116   132 -16
136   154 -18
119   135 -16
125   132 -7
138   146 -8
110   116 -6
123   130 -7
121   128 -7
248   262 -14
152   160 -8
101   107 -6
100   105 -5
106   112 -6
96   102 -6
112   118 -6
98   103 -5
105   112 -7
102   108 -6
95   100 -5
104   110 -6
115   121 -6
2   2 0
240   254 -14
976   1,032 -56
113   120 -7
107   113 -6
57   60 -3
68   72 -4
74   79 -5
68   71 -3
73   78 -5
81   85 -4
46   48 -2
50   53 -3
47   50 -3
20   21 -1
340   360 -20
1,435   1,517 -82
42   44 -2
34   36 -2
54   57 -3
36   38 -2
58   61 -3
36   38 -2
37   39 -2
21   23 -2
2   2 0
102   107 -5
100   106 -6
224   237 -13
411   434 -23
105   111 -6
79   83 -4
72   76 -4
77   81 -4
80   85 -5
62   66 -4
83   88 -5
94   99 -5
85   90 -5
113   119 -6
98   104 -6
9   9 0
458   484 -26
887   938 -51
122   129 -7
89   94 -5
95   101 -6
115   122 -7
119   126 -7
94   99 -5
107   113 -6
94   99 -5
80   85 -5
141   149 -8
121   128 -7
145   153 -8
150   159 -9
162   172 -10
115   122 -7
122   129 -7
154   163 -9
116   123 -7
101   107 -6
156   165 -9
111   117 -6
100   106 -6
45   47 -2
148   157 -9
92   97 -5
1,921   1,370 551
2,792   2,803 -11
1,411   1,416 -5
941   944 -3
924   667 257
6,765   6,069 696
3,382   3,035 347
3,382   3,035 347
9,583   5,526 4,057
9,079   5,235 3,844
117   68 49
119   68 51
1   1 0
877   506 371
1     1
94   54 40
359   207 152
1,906   1,099 807
50   29 21
119   69 50
393   227 166
32   18 14
112   64 48
137   79 58
20   12 8
177   102 75
270   156 114
652   376 276
126   72 54
712   410 302
451   467 -16
1,353   1,400 -47
42,464   35,508 6,956
413   208 205
27,623   20,953 6,670
10,904   8,271 2,633
399   334 65
3,501   3,196 305
23,822   14,134 9,688
2,203   1,683 520
1,101   842 259
453   483 -30
4,821   3,542 1,279
1,928   1,417 511
964   708 256
5,336   3,661 1,675
2,528   1,734 794
372   236 136
18,740   7,318 11,422
1,766   1,563 203
604   357 247
15,210   10,429 4,781
260   178 82
175   120 55
335   230 105
99   68 31
609   418 191
390   268 122
459   315 144
271   186 85
245   168 77
306   210 96
380   261 119
892   612 280
364   250 114
3,142   2,440 702
40,328   34,717 5,611
2,017   1,961 56
672   654 18
538   523 15
160   159 1
23,308   23,842 -534
15,907   16,272 -365
7,597   7,878 -281
109   113 -4
104   107 -3
30   31 -1
19,053   19,756 -703
332   351 -19
22   23 -1
56   59 -3
63   66 -3
80   85 -5
94   100 -6
80   85 -5
10   10 0
70   73 -3
76   78 -2
58   60 -2
65   67 -2
62   65 -3
188   195 -7
36   37 -1
46   48 -2
46   48 -2
50   52 -2
59   61 -2
62   64 -2
79   82 -3
64   66 -2
71   74 -3
67   70 -3
52   54 -2
55   57 -2
61   63 -2
268   278 -10
678   703 -25
84   87 -3
36   38 -2
39   41 -2
44   46 -2
89   92 -3
99   102 -3
85   88 -3
132   136 -4
110   115 -5
106   110 -4
103   107 -4
95   99 -4
1,314   1,362 -48
120   124 -4
81   84 -3
86   89 -3
97   100 -3
92   95 -3
104   107 -3
106   110 -4
116   120 -4
103   107 -4
70   72 -2
87   90 -3
106   110 -4
100   104 -4
82   85 -3
89   92 -3
113   117 -4
96   99 -3
93   97 -4
91   95 -4
77   80 -3
82   85 -3
85   88 -3
78   81 -3
81   84 -3
80   83 -3
75   78 -3
74   76 -2
88   91 -3
83   86 -3
90   93 -3
95   99 -4
91   94 -3
105   109 -4
85   88 -3
96   100 -4
119   123 -4
144   149 -5
127   132 -5
119   124 -5
113   117 -4
121   125 -4
121   125 -4
137   142 -5
126   131 -5
119   124 -5
113   117 -4
106   109 -3
169   176 -7
101   105 -4
92   96 -4
1,672   1,641 31
228   224 4
3,020   1,985 1,035
1,342   882 460
671   441 230
73,006   53,947 19,059
894   790 104
255   226 29
1,149   1,016 133
128   113 15
514   340 174
19,875   11,444 8,431
2,027   1,167 860
29   17 12
189   109 80
3,078   1,773 1,305
2,536   1,460 1,076
1,892   1,089 803
298   172 126
4,243   2,443 1,800
713   410 303
2,555   1,471 1,084
594   342 252
1,144   792 352
1,087   582 505
3,355   2,520 835
1,048   787 261
151   109 42
64,359   41,301 23,058
10,876   6,979 3,897
56,771   11,630 45,141
6,234   4,080 2,154
2,316   1,515 801
712   466 246
356   233 123
7,965   5,434 2,531
2,987   2,038 949
1,494   1,019 475
15,440   11,374 4,066
460   429 31
4,833   3,367 1,466
10,634   3,009 7,625
79,967   63,787 16,180
540   344 196
8,466   7,664 802
67   69 -2
21,322   8,316 13,006
18,298   12,170 6,128
154   105 49
209   143 66
278   190 88
37   25 12
104   71 33
9   6 3
159   106 53
834   555 279
52   35 17
133   89 44
174   115 59
1,129   751 378
16   10 6
108   72 36
58   38 20
70   46 24
286   190 96
1   1 0
2   1 1
651   433 218
139   93 46
248   165 83
373   248 125
305   203 102
288   192 96
1,672   1,112 560
2   1 1
75   50 25
198   132 66
6,602   6,224 378
4,126   3,890 236
5,983   5,641 342
21,001   20,947 54
167,605   167,179 426
8,527   8,505 22
3,421   3,412 9
9,176   9,153 23
538   455 83
4,205   3,613 592
198   155 43
63,277   63,135 142
46,211   46,108 103
22,040   21,991 49
5,745   5,733 12
34,168   33,641 527
29,681   29,223 458
30,078   20,085 9,993
687   571 116
121   84 37
703   604 99
86,706     86,706
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       255
b       421
c       7
d       -71
e       180
      207
      548
      71
      -407
      -25
      -31
      -84
      -5
      -4
      -5
      -4
      -3
      -6
      -4
      -5
      -7
      -4
      -3
      -8
      -8
      -5
      26
      134
      470
      21
      -4
      -3
      -3
      -2
      -3
      -3
      -2
      -2
      -3
      -2
      -13
      -37
      -3
      -2
      -189
      -234
      -307
      -5
      22
      47
      73
      88
      15
      -113
      235
      124
      127
      1,239
      -2
      975
      734
      20
      145
      2,153
      537
      949
      347
      -8
      -138
      -117
      -71
      0
      1
      340
      315
      37
      844
      1,224
      144
      288
      396
      53
      105
      26
      103
      3,374
      3,457
      288
      5,947
      26
      10
      192
      -70
      -540
      282
      22
      117
      63
      1,044
      213
      62,146
      75,138
      7,993
      299
      0
      -194
      -389
      -252
      -74
      -6
      -93
      -9
      45
      135
      232
      89
      18
      849
      1,371
      -162
      -46
      -23
      -23
      1,626
      448
      1,104
      460
      -13
      155
      592
      487
      340
      97
      48
      25
      10,413
      289
      -27
      30
      33
      772
      490
      3
      64
      54
      229
      19
      38
      191
      191
      60
      1,057
      358
      2,016
      945
      16,379
      1,455
      72
      5,308
      10,892
      6,673
      3,917
      18
      242
      51
      11
      5,605
      512
      -330
      476
      237
      740
      167
      142
      858
      264
      1,011
      281
      -1
      -35
      -4
      18,812
      5,395
      1,406
      -42
      4,529
      8,104
      -2,490
      -301
      37,329
      292
      644
      1,412
      3,289
      822
      872
      67
      164
      6
      15
      2,061
      173
      -152
      -9
      -4
      -1,041
      -14
      -16
      -15
      -16
      -18
      -16
      -7
      -8
      -6
      -7
      -7
      -14
      -8
      -6
      -5
      -6
      -6
      -6
      -5
      -7
      -6
      -5
      -6
      -6
      0
      -14
      -56
      -7
      -6
      -3
      -4
      -5
      -3
      -5
      -4
      -2
      -3
      -3
      -1
      -20
      -82
      -2
      -2
      -3
      -2
      -3
      -2
      -2
      -2
      0
      -5
      -6
      -13
      -23
      -6
      -4
      -4
      -4
      -5
      -4
      -5
      -5
      -5
      -6
      -6
      0
      -26
      -51
      -7
      -5
      -6
      -7
      -7
      -5
      -6
      -5
      -5
      -8
      -7
      -8
      -9
      -10
      -7
      -7
      -9
      -7
      -6
      -9
      -6
      -6
      -2
      -9
      -5
      551
      -11
      -5
      -3
      257
      696
      347
      347
      4,057
      3,844
      49
      51
      0
      371
      1
      40
      152
      807
      21
      50
      166
      14
      48
      58
      8
      75
      114
      276
      54
      302
      -16
      -47
      6,956
      205
      6,670
      2,633
      65
      305
      9,688
      520
      259
      -30
      1,279
      511
      256
      1,675
      794
      136
      11,422
      203
      247
      4,781
      82
      55
      105
      31
      191
      122
      144
      85
      77
      96
      119
      280
      114
      702
      5,611
      56
      18
      15
      1
      -534
      -365
      -281
      -4
      -3
      -1
      -703
      -19
      -1
      -3
      -3
      -5
      -6
      -5
      0
      -3
      -2
      -2
      -2
      -3
      -7
      -1
      -2
      -2
      -2
      -2
      -2
      -3
      -2
      -3
      -3
      -2
      -2
      -2
      -10
      -25
      -3
      -2
      -2
      -2
      -3
      -3
      -3
      -4
      -5
      -4
      -4
      -4
      -48
      -4
      -3
      -3
      -3
      -3
      -3
      -4
      -4
      -4
      -2
      -3
      -4
      -4
      -3
      -3
      -4
      -3
      -4
      -4
      -3
      -3
      -3
      -3
      -3
      -3
      -3
      -2
      -3
      -3
      -3
      -4
      -3
      -4
      -3
      -4
      -4
      -5
      -5
      -5
      -4
      -4
      -4
      -5
      -5
      -5
      -4
      -3
      -7
      -4
      -4
      31
      4
      1,035
      460
      230
      19,059
      104
      29
      133
      15
      174
      8,431
      860
      12
      80
      1,305
      1,076
      803
      126
      1,800
      303
      1,084
      252
      352
      505
      835
      261
      42
      23,058
      3,897
      45,141
      2,154
      801
      246
      123
      2,531
      949
      475
      4,066
      31
      1,466
      7,625
      16,180
      196
      802
      -2
      13,006
      6,128
      49
      66
      88
      12
      33
      3
      53
      279
      17
      44
      59
      378
      6
      36
      20
      24
      96
      0
      1
      218
      46
      83
      125
      102
      96
      560
      1
      25
      66
      378
      236
      342
      54
      426
      22
      9
      23
      83
      592
      43
      142
      103
      49
      12
      527
      458
      9,993
      116
      37
      99
      86,706
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 669,828
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 10,062
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 10,062
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 289
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 15,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 15,289
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 5,227
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet5,227 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJANET GOVAN Telephone no.bullet (925) 283-3326

    Located atbullet1 WHITE OAK DRLAFAYETTECA ZIP+4bullet94549
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JANET GOVAN CFO
    1.00     		0 0 0
    1 WHITE OAK DR
    LAFAYETTE,CA94549
    WAYNE EUGENE MUSSER JR PRESIDENT
    1.00     		0 0 0
    1 WHITE OAK DR
    LAFAYETTE,CA94549
    ANNE SCHROEDER SECRETARY
    1.00     		0 0 0
    1 WHITE OAK DR
    LAFAYETTE,CA94549
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,805,040
    b
    Average of monthly cash balances.......................
    1b
    132,580
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,937,620
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,937,620
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    44,064
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    2,893,556
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    144,678
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    144,678
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    10,062
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    10,062
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    134,616
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    134,616
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    134,616
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 134,616
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 2,294
    b From 2017...... 3,524
    c From 2018...... 1,529
    d From 2019...... 7,347
    e From 2020...... 5,177
    f Total of lines 3a through e ........ 19,871
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 100,000
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 100,000
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 19,871 19,871
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		14,745
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    PETALUMA EDUCATIONAL FOUNDATION
    200 DOUGLAS ST
    PETALUMA,CA94952     		NONE PUBLIC CHARITY OPERATIONAL ASSISTANCE 15,000
    PETALUMA PEOPLE SERVICES CENTER
    1500 S PETALUMA BLVD
    PETALUMA,CA94952     		NONE PUBLIC CHARITY OPERATIONAL ASSISTANCE 20,000
    REDWOOD EMPIRE FOOD BANK
    3990 BRICKWAY BLVD
    SANTA ROSA,CA95403     		NONE PUBLIC CHARITY OPERATIONAL ASSISTANCE 15,000
    SALVATION ARMY
    5701 REDWOOD DRIVE
    ROHNERT PARK,CA94928     		NONE PUBLIC CHARITY OPERATIONAL ASSISTANCE 15,000
    PETALUMA BOYS AND GIRLS CLUB
    203 MARIA DR
    PETALUMA,CA94954     		NONE PUBLIC CHARITY OPERATIONAL ASSISTANCE 10,000
    SONOMA LAND TRUST
    822 5TH ST
    SANTA ROSA,CA95404     		NONE PUBLIC CHARITY OPERATIONAL ASSISTANCE 25,000
    Total .................................bullet 3a 100,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 669,828  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 743,244 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    743,244
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    THE WAYNE AND ROBERTA MUSSER FOUNDATION
    EIN:
    68-0422083
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 4,286 4,286   0

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    THE WAYNE AND ROBERTA MUSSER FOUNDATION
    EIN:
    68-0422083
    Name of Stock End of Year Book Value End of Year Fair Market Value
    STRATEGIC ADVISERS LARGE CAP 629,016 691,575
    STRATEGIC ADVISERS EMERGING MARKETS 135,544 116,116
    STRATEGIC ADVISERS SMALL-MID CAP 120,560 112,617
    STRATEGIC ADVISERS INTERNATIONAL FUND 290,501 281,497
    COHEN & STEERS EARLY SHARES 23,706 31,248

    TY 2021 InvestmentsOtherSchedule2
    Name:
    THE WAYNE AND ROBERTA MUSSER FOUNDATION
    EIN:
    68-0422083
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    STRATEGIC ADVISERS SHORT DURATION FUND AT COST 331,777 330,703
    STRATEGIC ADVISERS INCOME OPPORTUNITIES AT COST 66,149 65,968
    STRATEGIC ADVISERS CORE INCOME FUND AT COST 1,240,120 1,213,468
    FID SAI LOMG TERM TREASURY BOND INDEX AT COST 37,769 38,898
    EATON VANCE GLOBAL MACRO ABSLTE AT COST 13,217 12,914

    TY 2021 OtherIncreasesSchedule
    Name:
    THE WAYNE AND ROBERTA MUSSER FOUNDATION
    EIN:
    68-0422083
    Description Amount
    ADJUSTMENT TO PRIOR YEAR STOCK CONTRIBUTION BASIS 68,308


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    THE WAYNE AND ROBERTA MUSSER FOUNDATION
    EIN:
    68-0422083
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MANAGEMENT FEES 14,923 14,923   0


    TY 2021 TaxesSchedule
    Name:
    THE WAYNE AND ROBERTA MUSSER FOUNDATION
    EIN:
    68-0422083
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 35 35   0
    FRANCHISE TAX 150 150   0