TY 2021 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0047

2021

Open to Public Inspection

For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021

Name of foundation
CARIS CHARITABLE TRUST II DTD 09162004

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 803878
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60680

A Employer identification number

82-3380217

B Telephone number (see instructions)

(312) 630-6000

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$43,347,941J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	4,954,688
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	946,682		825,816
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		1,541,514
b	Gross sales price for all assets on line 6a 14,523,574
7	Capital gain net income (from Part IV, line 2)...			1,541,514
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......			-39,456
12	Total. Add lines 1 through 11........	7,442,884		2,327,874
13	Compensation of officers, directors, trustees, etc.	419,839		42,132		377,708
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........		11,147	0	0	11,147
b	Accounting fees (attach schedule).......		2,500	1,250	0	1,250
c	Other professional fees (attach schedule)....		21,997	21,997		0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		10,813	8,720		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		302	287		15
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	466,598		74,386	0	390,120
25	Contributions, gifts, grants paid.......	2,856,635				2,856,635
26	Total expenses and disbursements. Add lines 24 and 25	3,323,233		74,386	0	3,246,755
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	4,119,651
b	Net investment income (if negative, enter -0-)			2,253,488
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2021)

Form 990-PF (2021)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	1,171,976	870,562	870,562
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	30,918,014	18,469,100	25,940,114
	c	Investments—corporate bonds (attach schedule).......		10,797,513	11,095,585
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	390,785	4,747,858	5,441,680
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	32,480,775	34,885,033	43,347,941
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	32,480,775	34,885,033
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	32,480,775	34,885,033
	30	Total liabilities and net assets/fund balances (see instructions).	32,480,775	34,885,033

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

32,480,775

Enter amount from Part I, line 27a .....................

4,119,651

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

36,600,426

Decreases not included in line 2 (itemize) bullet

1,715,393

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

34,885,033

Form 990-PF (2021)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	37. ADR AIA GROUP LTD SPONSORED ADR		2020-03-13	2021-06-02
b	4632.11 MFO AQR INTERNATIONAL MOMENTUM STYLE-R6		2016-08-09	2021-11-17
c	5000. AIR LEASE CORP 2.75% 01-15-2023		2018-03-26	2021-08-03
d	15000. AIR LEASE CORP 2.5% 03-01-2021		2019-11-01	2021-03-01
e	12000. AMERICAN HOMES 4 RENT L P SR NT 2.375% 07-15-2031		2021-07-12	2021-09-28
	22. ADR ATLAS COPCO AB SPONSORED ADR NEW REPSTG COM CLASS A		2020-03-13	2021-10-05
	78. AUTOMATIC DATA PROCESSING INC		2016-08-09	2021-11-17
	10000. BA CR CARD TR 2019-1 NT CL A 1.74% DUE 01-15-2025 REG		2021-02-24	2021-11-02
	60000. BA CR CARD TR 2019-1 NT CL A 1.74% DUE 01-15-2025 REG		2019-09-16	2021-11-02
	15000. BB&T CORP SR MEDIUM TERM NTS BOOK ENTRY TRANCHE # TR 00033 2.2%		2019-09-17	2021-08-06
	8000. BANK AMER CORP 4.3% DUE 12-31-2049		2020-02-27	2021-09-16
	10000. BANK OF AMERICA CORP 3.55% 03-05-2024		2020-08-06	2021-08-06
	27000. BANK OF AMERICA CORP 3.55% 03-05-2024		2019-11-25	2021-08-06
	14. BLACKROCK INC CL A		2016-08-09	2021-11-17
	33713.99 MFO BLACKROCK FDS V HIGH YIELD BD PORT INSTLCL		2016-08-09	2021-02-17
	25429.38 MFO BLACKROCK FDS V HIGH YIELD BD PORT INSTLCL		2016-08-09	2021-08-17
	9566.33 MFO BLACKROCK FDS V HIGH YIELD BD PORT INSTLCL		2016-08-09	2021-11-17
	1. ADR CSL LTD SPONSORED ADR		2020-03-13	2021-06-02
	13. ADR CSL LTD SPONSORED ADR		2020-03-13	2021-06-03
	36. CANADIAN PACIFIC RAILWAY LTD COM		2020-03-13	2021-06-02
	7000. CAPITAL ONE FINL CORP 4.2% DUE 10-29-2025/09-29-2025 REG		2019-10-01	2021-11-02
	15000. CAPITAL ONE FINL CORP 3.2% 30 JAN 2023		2019-09-11	2021-08-06
	35000. CAPITAL ONE MULTI-ASSET EXECUTION TR 2016-5 CARD SER NT CL A 1.		2018-12-07	2021-08-16
	11000. CARE CAP PPTYS LP 5.125% DUE 08-15-2026/02-08-2017 REG		2021-05-24	2021-11-17
	625.55 CARMAX AUTO OWNER TR SER 2019-3 CL A3 2.18% 08-15-2024 REG		2019-07-24	2021-06-15
	1900.35 CARMAX AUTO OWNER TR SER 2019-3 CL A3 2.18% 08-15-2024 REG		2019-07-24	2021-07-15
	1707.52 CARMAX AUTO OWNER TR SER 2019-3 CL A3 2.18% 08-15-2024 REG		2019-07-24	2021-08-16
	1692.45 CARMAX AUTO OWNER TR SER 2019-3 CL A3 2.18% 08-15-2024 REG		2019-07-24	2021-09-15
	1621.66 CARMAX AUTO OWNER TR SER 2019-3 CL A3 2.18% 08-15-2024 REG		2019-07-24	2021-10-15
	1544.21 CARMAX AUTO OWNER TR SER 2019-3 CL A3 2.18% 08-15-2024 REG		2019-07-24	2021-11-15
	1587.07 CARMAX AUTO OWNER TR SER 2019-3 CL A3 2.18% 08-15-2024 REG		2019-07-24	2021-12-15
	15000. CITIGROUP INC 3.875% DUE 03-26-2025 REG		2019-02-20	2021-11-18
	20000. CITIGROUP INC 2.7% DUE 10-27-2022/09-27-2022 REG		2020-07-29	2021-08-06
	75000. CONNECTICUT ST 4.0% DUE 11-01-2021 BEO		2016-12-06	2021-11-01
	14000. CORPORATE OFFICE PPTYS L P 3.6% DUE 05-15-2023/08-28-2013 REG		2020-03-02	2021-03-11
	1326.26 MFO DFA INVT DIMENSIONS GROUP INC REAL ESTATE SECS PORTFOLIO		2016-08-09	2021-11-17
	129. DOMINION RES INC VA NEW		2016-08-09	2021-11-17
	65788.74 MFO DOUBLELINE CORE FIXED INCOME FUND I		2020-08-25	2021-11-26
	9. ADR DSV A/S ADR UNSP EACH REPR 0.5 ORD		2020-03-13	2021-06-03
	127. DUKE ENERGY CORP NEW COM NEW COM NEW		2016-08-09	2021-11-17
	10000. EBAY INC 2.6% DUE 07-15-2022 REG		2019-11-15	2021-03-24
	4000. EDISON INTL 2.95% DUE 03-15-2023/03-09-2016 REG		2019-04-15	2021-04-20
	3000. EDISON INTL 5.75% DUE 06-15-2027/06-21-2019 REG		2019-08-08	2021-04-20
	13000. ELECTRONIC ARTS INC 3.7% DUE 03-01-2021/02-24-2016 REG		2018-08-06	2021-02-01
	4000. ELECTRONIC ARTS INC 4.8% DUE 03-01-2026/02-24-2016 REG		2020-08-06	2021-04-23
	15000. ELECTRONIC ARTS INC 4.8% DUE 03-01-2026/02-24-2016 REG		2019-02-01	2021-04-23
	117. ADR EVOLUTION AB ADR UNSP ADR EACH REPR 1 ORD		2021-05-10	2021-11-23
	1622.98 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2021-01-15
	1288.62 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2021-02-01
	1326.66 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2021-03-01
	1591.41 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2021-04-01
	1417.58 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2021-05-03
	1048.26 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2021-06-01
	1041.74 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2021-07-01
	932.8 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2021-08-02
	750.79 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2021-09-01
	749. FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2021-10-01
	742.53 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2021-11-01
	670.44 FEDERAL HOME LN MTG CORP POOL #G08775 4.0% DUE 08-01-2047 BEO		2017-09-11	2021-12-01
	3258.33 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2021-01-04
	2532.09 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2021-02-01
	2548.23 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2021-03-01
	3160.57 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2021-04-01
	2403.58 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2021-05-03
	1816.41 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2021-06-01
	1744.09 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2021-07-01
	1399.66 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2021-08-02
	1581.89 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2021-09-01
	1600.71 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2021-10-01
	1536.45 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2021-11-01
	1106.73 FNMA POOL #MA2896 3.5% DUE 02-01-2047 BEO		2017-01-31	2021-12-01
	3589.02 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2021-01-04
	2832.22 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2021-02-01
	2862.69 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2021-03-01
	3317.34 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2021-04-01
	2362.28 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2021-05-03
	1923.48 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2021-06-01
	1811.61 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2021-07-01
	1432.74 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2021-08-02
	1456.96 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2021-09-01
	1473.4 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2021-10-01
	1291.22 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2021-11-01
	1019.05 FNMA POOL #MA3120 3.5% DUE 09-01-2047 BEO		2017-10-18	2021-12-01
	490.28 FNMA POOL #MA4383 2.0% DUE 07-01-2036 BEO		2021-07-12	2021-08-02
	496.96 FNMA POOL #MA4383 2.0% DUE 07-01-2036 BEO		2021-07-12	2021-09-01
	548.61 FNMA POOL #MA4383 2.0% DUE 07-01-2036 BEO		2021-07-12	2021-10-01
	48164.15 FNMA POOL #MA4383 2.0% DUE 07-01-2036 BEO		2021-07-12	2021-10-14
	1509.08 FNMA POOL #MA4123 2.0% DUE 09-01-2035 BEO		2020-09-24	2021-01-04
	2556.49 FNMA POOL #MA4123 2.0% DUE 09-01-2035 BEO		2020-09-24	2021-02-01
	4306.12 FNMA POOL #MA4123 2.0% DUE 09-01-2035 BEO		2020-09-24	2021-03-01
	88031.65 FNMA POOL #MA4123 2.0% DUE 09-01-2035 BEO		2020-09-24	2021-03-11
	742.58 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO		2020-09-16	2021-01-04
	975.49 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO		2020-09-16	2021-02-01
	1566.04 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO		2020-09-16	2021-03-01
	2105.13 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO		2020-09-16	2021-04-01
	1138.07 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO		2020-09-16	2021-05-03
	1129.39 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO		2020-09-16	2021-06-01
	1138.42 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO		2020-09-16	2021-07-01
	49625.51 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO		2020-09-16	2021-07-12
	.01 FNMA POOL #MA4155 2.0% DUE 10-01-2035 BEO		2020-09-16	2021-07-27
	765.12 FNMA POOL #MA4159 2.5% DUE 10-01-2050 BEO		2020-09-23	2021-01-04
	1022.31 FNMA POOL #MA4159 2.5% DUE 10-01-2050 BEO		2020-09-23	2021-02-01
	81857.94 FNMA POOL #MA4159 2.5% DUE 10-01-2050 BEO		2020-09-23	2021-02-24
	443.7 FNMA POOL #MA4210 2.5% DUE 12-01-2050 BEO		2020-12-07	2021-01-04
	560.87 FNMA POOL #MA4210 2.5% DUE 12-01-2050 BEO		2020-12-07	2021-02-01
	78704.57 FNMA POOL #MA4210 2.5% DUE 12-01-2050 BEO		2020-12-07	2021-02-24
	479.34 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO		2021-03-11	2021-04-01
	688.1 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO		2021-03-11	2021-05-03
	737.87 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO		2021-03-11	2021-06-01
	810.48 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO		2021-03-11	2021-07-01
	845.24 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO		2021-03-11	2021-08-02
	1518.1 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO		2021-03-11	2021-09-01
	1618.26 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO		2021-03-11	2021-10-01
	81302.6 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO		2021-03-11	2021-10-14
	.01 FNMA POOL #MA4303 2.0% DUE 04-01-2036 BEO		2021-03-11	2021-10-26
	9000. FIDELITY NATL FINL INC NEW 2.45% DUE 03-15-2031		2020-09-10	2021-05-27
	8000. FIDELITY NATL FINL INC NEW 2.45% DUE 03-15-2031		2020-09-10	2021-06-10
	4000. FIRST AMERN FINL CORP 4.0% DUE 05-15-2030/05-15-2020 REG		2020-05-21	2021-10-14
	4969. MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD		2016-08-09	2021-11-17
	5824. MFC FLEXSHARES TR IBOXX 5 YR TARGET DURATION TIPS INDEX FD IBOXX		2018-04-25	2021-02-17
	6640. MFC FLEXSHARES TR IBOXX 5 YR TARGET DURATION TIPS INDEX FD IBOXX		2020-08-05	2021-08-17
	712. MFC FLEXSHARES TR IBOXX 5 YR TARGET DURATION TIPS INDEX FD IBOXX		2020-08-05	2021-11-17
	74. MFC FLEXSHARES TR STOXX GLOBAL BROAD INFRASTRUCTURE INDEX FD		2016-10-06	2021-08-17
	7897. MFC FLEXSHARES TR STOXX GLOBAL BROAD INFRASTRUCTURE INDEX FD		2016-10-06	2021-08-17
	791. MFC FLEXSHARES TR STOXX GLOBAL BROAD INFRASTRUCTURE INDEX FD		2016-10-06	2021-11-17
	85000. FRISCO TEX 5.0% DUE 02-15-2023 /02-15-2022 BEO PREREFUNDED 02-1		2016-08-09	2021-11-17
	324.3 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2021-01-12
	325.55 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2021-02-12
	384.66 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2021-03-12
	328.28 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2021-04-12
	348.75 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2021-05-12
	330.89 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2021-06-11
	351.28 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2021-07-12
	333.52 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2021-08-12
	334.81 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2021-09-13
	355.08 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2021-10-13
	337.46 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2021-11-15
	357.66 GS MTG SECS TR 2013-GC10 CL AAB 2.564% DUE 02-10-2046		2019-12-11	2021-12-10
	399. GENERAL MILLS INC		2016-08-09	2021-11-17
	275000. GEORGIA ST 5.0% DUE 07-01-2021 BEO		2016-08-09	2021-07-01
	17000. GOLDMAN SACHS GROUP INC 4.0% DUE 03-03-2024 REG		2019-11-25	2021-06-30
	8000. GOLDMAN SACHS GROUP INC 4.0% DUE 03-03-2024 REG		2020-08-06	2021-06-30
	31000. GOLDMAN SACHS GROUP INC 3.5% DUE 04-01-2025/03-01-2025 REG		2020-08-06	2021-10-27
	125000. GREENSBORO N C ENTERPRISE SYS REV 5.0% DUE 06-01-2021 BEO		2016-08-09	2021-06-01
	53. ADR HDFC BK LTD ADR REPSTG 3 SHS		2020-03-13	2021-04-30
	55. ADR HDFC BK LTD ADR REPSTG 3 SHS		2020-03-13	2021-05-03
	68. ADR HDFC BK LTD ADR REPSTG 3 SHS		2020-05-07	2021-11-04
	133. ADR HDFC BK LTD ADR REPSTG 3 SHS		2020-05-07	2021-11-05
	27. ADR HDFC BK LTD ADR REPSTG 3 SHS		2020-11-09	2021-11-08
	125. ADR HDFC BK LTD ADR REPSTG 3 SHS		2020-11-06	2021-11-08
	45094.46 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO		2018-05-23	2021-06-30
	6000. INVITATION HOMES OPER PARTNERSHIP SR NT 2.0% 08-15-2031		2021-08-04	2021-10-07
	12000. INVITATION HOMES OPER PARTNERSHIP SR NT 2.0% 08-15-2031		2021-08-04	2021-10-20
	646. MFC ISHARES TRUST CORE US AGGREGATE BD ETF		2020-07-31	2021-11-26
	3778. MFC ISHARES TR MSCI EAFE INDEX FD		2016-08-09	2021-11-17
	451. MFC ISHARES TR S&P MIDCAP 400 GROWTH INDEX FD GROWTH INDEX FD		2018-03-08	2021-11-17
	81. MFC ISHARES TR RUSSELL 2000 INDEX FD		2016-08-09	2021-11-17
	316. MFC ISHARES TR S&P MIDCAP 400 VALUE INDEX FD		2018-03-08	2021-11-17
	243. MFC ISHARES MSCI ACWI ETF		2021-11-23	2021-12-27
	1052. MFC ISHARES TR GLOBAL INFRASTRUCTURE ETFINDEX FD		2020-05-06	2021-11-17
	5000. JABIL INC FORMERLY JABIL CIRCUIT INC TO 06/05/2017 3.0% DUE		2020-08-21	2021-01-08
	7000. JABIL INC FORMERLY JABIL CIRCUIT INC TO 06/05/2017 3.0% DUE		2020-08-21	2021-01-13
	10000. JPMORGAN CHASE & CO 3.559% DUE 04-23-2024/10-23-2018 REG		2019-04-03	2021-06-09
	16000. JEFFERIES GROUP INC NEW 5.125% DUE 01-20-2023/11-08-2021 REG		2020-10-19	2021-11-08
	6000. JPMORGAN CHASE & CO 4.0% DUE 12-31-2049 REG		2020-02-27	2021-04-29
	11000. KIMCO RLTY CORP 2.7% DUE 10-01-2030/07-13-2020 REG		2020-07-07	2021-11-16
	20. ADR LVMH MOET HENNESSY LOUIS VUITTON ADR		2020-03-13	2021-06-02
	3. ADR LVMH MOET HENNESSY LOUIS VUITTON ADR		2020-03-13	2021-08-30
	64. ADR LVMH MOET HENNESSY LOUIS VUITTON ADR		2020-03-13	2021-08-31
	20000. LIFE STORAGE LP 4.0% DUE 06-15-2029 REG		2019-05-22	2021-09-27
	96. ELI LILLY & CO		2016-08-09	2021-11-17
	3. LULULEMON ATHLETICA INC COM		2020-04-17	2021-10-05
	120000. MASSACHUSETTS ST CLEAN WTR TR 5.0% DUE 02-01-2024 BEO		2016-08-09	2021-11-17
	55000. MAUI CNTY HAWAII 5.0% DUE 06-01-2021 BEO		2016-08-09	2021-06-01
	5. MERCADOLIBRE INC COM STK		2020-03-13	2021-03-23
	24. MERCADOLIBRE INC COM STK		2020-05-07	2021-12-08
	6000. METLIFE INC PFD PERP SER G FXD RATE 3.85% 12-31-2049		2020-09-08	2021-09-16
	1000. METLIFE INC PFD PERP SER G FXD RATE 3.85% 12-31-2049		2020-09-08	2021-09-17
	2000. METLIFE INC PFD PERP SER G FXD RATE 3.85% 12-31-2049		2020-09-08	2021-09-21
	3000. METLIFE INC PFD PERP SER G FXD RATE 3.85% 12-31-2049		2021-08-26	2021-09-21
	120000. METROPOLITAN GOVT NASHVILLE & DAVIDSON CNTY TENN ELEC REV 5.0%		2017-02-24	2021-11-17
	1. METTLER TOLEDO INTERNATIONAL INC		2020-03-13	2021-06-02
	22. MICROSOFT CORP COM		2017-07-17	2021-11-17
	20000. MITSUBISHI UFJ FINL GROUP INC FIXED 3.218% 03-07-2022 BEO		2020-09-29	2021-03-16
	15000. MYLAN N V 3.15% DUE 06-15-2021 REG		2020-07-29	2021-06-15
	13. NESTLE S A SPONSORED ADR REPSTG REG SH		2020-03-13	2021-06-02
	165000. NEW YORK ST ENVIRONMENTAL FACS CORP REV 5.0% DUE 05-15-2021 BE		2016-08-09	2021-05-17
	100000. NEW YORK ST TWY AUTH SECOND GEN HWY & BRDG TR FD 5.0% DUE 04-0		2016-08-09	2021-11-17
	109. NIKE INC CLASS B		2016-11-11	2021-11-17
	82775.18 MFB NORTHERN FUNDS ULTRA SHORT FIXED INCOME FD		2020-08-25	2021-11-26
	96743.88258 MFB NORTHERN FUNDS BD INDEX FD		2020-08-25	2021-11-26
	4.17742 MFB NORTHERN FUNDS BD INDEX FD		2020-08-05	2021-11-26
	3986.23 MFB NORTHERN FDS GLOBAL REAL ESTATE INDEX FD		2021-08-19	2021-11-17
	19115.85 MFB NORTHN FUNDS EMERGING MKTS EQTY EQTY INDEX FD		2019-03-01	2021-11-17
	3922.43 MFB NORTHN FUNDS EMERGING MKTS EQTY EQTY INDEX FD		2021-06-02	2021-11-26
	29003.81 MFB NORTHN HI YIELD FXD INC FD		2019-03-01	2021-02-18
	7385.52 MFB NORTHN HI YIELD FXD INC FD		2019-03-01	2021-11-17
	5654.71 MFB NORTHN FDS SMALL CAP INDEX FD		2019-03-01	2021-11-17
	30. ORGANON & CO COM		2016-08-09	2021-11-17
	28532.81 PIMCO FDS PAC INVT MGMT SER HIGH YIELD FD INSTL CL		2018-06-01	2021-02-17
	18321.45 PIMCO FDS PAC INVT MGMT SER HIGH YIELD FD INSTL CL		2018-09-25	2021-08-17
	8333.33 PIMCO FDS PAC INVT MGMT SER HIGH YIELD FD INSTL CL		2018-09-25	2021-11-17
	37. #REORG/PERNOD RICARD MANDATORY EXCHNGE PERNOD RICARD 000281PAR3 11		2020-03-13	2021-06-02
	156. PFIZER INC COM		2016-08-09	2021-11-17
	19000. RAYMOND JAMES FINL INC 4.65% 04-01-2030		2020-03-27	2021-04-23
	13. RESMED INC		2020-03-13	2021-06-02
	449. MFC SPDR TR UNIT SER 1 STD & POORS UNIT SER 1		2016-11-14	2021-11-17
	215. MFC SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RC		2016-08-09	2021-11-17
	15000. SEMPRA ENERGY 4.05% SNR NTS DUE 12-01-2023		2017-03-10	2021-12-03
	789. ADR SHENZHOU INTL GROUP HLDGS LTD ADR		2021-05-25	2021-11-23
	1. SHOPIFY INC CL A SHOPIFY INC		2020-05-07	2021-06-02
	20. SIKA AG ADR		2020-03-13	2021-06-02
	41. SIKA AG ADR		2020-03-13	2021-06-03
	24. SMITH & NEPHEW P L C SPD ADR NEW		2020-03-13	2021-06-02
	37. SMITH & NEPHEW P L C SPD ADR NEW		2020-03-13	2021-06-02
	268. SMITH & NEPHEW P L C SPD ADR NEW		2020-05-07	2021-06-03
	139. SMITH & NEPHEW P L C SPD ADR NEW		2020-05-07	2021-06-04
	15000. SUMITOMO MITSUI 2.84% BNDS 01-11-2022		2017-01-12	2021-03-16
	15000. SUMITOMO MITSUI FINL GROUP INC 3.102% DUE 01-17-2023 BEO		2018-02-23	2021-03-16
	10000. SUMITOMO MITSUI FINL GROUP INC 3.102% DUE 01-17-2023 BEO		2020-08-06	2021-03-16
	11000. SUN CMNTYS OPER LTD PARTNERSHIP 2.7% 07-15-2031		2021-07-12	2021-10-14
	5000. SYSCO CORP 5.95% DUE 04-01-2030		2020-09-02	2021-06-07
	11000. SYSCO CORP 5.95% DUE 04-01-2030		2020-09-02	2021-11-17
	116. TAIWAN SEMICONDUCTOR MFG LT		2020-03-13	2021-04-12
	69. TARGET CORP		2017-05-12	2021-11-17
	138. ADR TENCENT HLDGS LTD ADR		2020-05-07	2021-07-29
	122. ADR TENCENT HLDGS LTD ADR		2020-05-07	2021-08-25
	61. ADR TENCENT HLDGS LTD ADR		2020-05-07	2021-08-26
	30000. UNITED STATES TREAS NTS 1.375% DUE 08-31-2023 REG		2020-05-14	2021-05-18
	11000. UNITED STATES TREAS NTS 1.375% DUE 08-31-2023 REG		2021-05-06	2021-08-17
	25000. UNITED STATES TREAS NTS 1.375% DUE 08-31-2023 REG		2020-05-14	2021-08-17
	254000. UNITED STATES TREAS NTS 1.375% DUE 08-31-2023 REG		2021-05-06	2021-10-25
	53000. UNITED STATES TREAS INFL IDX 0.25% 07-15-2029		2019-10-25	2021-02-19
	53000. UNITED STATES TREAS INFL IDX 0.25% 07-15-2029		2021-02-03	2021-02-22
	2000. UNITED STATES TREAS INFL IDX 0.25% 07-15-2029		2019-10-25	2021-02-22
	21000. UNITED STATES TREAS NTS DTD 08/15/2015 2.0% DUE 08-15-2025 REG		2020-11-05	2021-05-06
	20000. UNITED STATES TREAS NTS 1.125% DUE 09-30-2021		2020-12-01	2021-01-13
	5000. UNITED STATES TREAS NTS 1.125% DUE 09-30-2021		2020-12-01	2021-01-27
	20000. UNITED STATES TREASURY 1.25% DUE 10-31-2021 REG		2020-12-29	2021-01-27
	17000. UNITED STATES TREASURY 1.25% DUE 10-31-2021 REG		2020-12-29	2021-05-11
	8000. UNITED STATES TREASURY 1.25% DUE 10-31-2021 REG		2020-12-29	2021-05-28
	26000. UNITED STATES OF AMER TREAS NOTES 1.875%01-31-2022 REG		2021-03-26	2021-05-28
	17000. UNITED STATES OF AMER TREAS NOTES 1.875%01-31-2022 REG		2021-03-26	2021-06-08
	17000. UNITED STATES OF AMER TREAS NOTES 1.875%01-31-2022 REG		2021-03-26	2021-06-22
	158000. UNITED STATES TREAS NTS 2.125% 03-31-2024		2021-02-24	2021-05-06
	21000. UNITED STATES TREAS NTS DTD 05/31/2017 2.0% 05-31-2024		2019-10-01	2021-02-02
	98000. UNITED STATES TREAS NTS DTD 05/31/2017 2.0% 05-31-2024		2019-12-05	2021-05-06
	71000. UNITED STATES TREAS NTS DTD 05/31/2017 2.0% 05-31-2024		2020-08-06	2021-05-06
	11000. UNITED STATES TREAS NTS 1.25% DUE 08-31-2024 REG		2019-09-16	2021-05-17
	230000. UNITED STATES TREAS NTS 1.25% DUE 08-31-2024 REG		2019-09-17	2021-08-03
	93000. UNITED STATES TREAS NTS 1.25% DUE 08-31-2024 REG		2020-07-27	2021-08-04
	97000. UNITED STATES TREAS NTS DTD 09/15/2019 1.5% DUE 09-15-2022 REG		2020-03-18	2021-05-06
	246000. UNITED STATES TREAS NTS DTD 09/15/2019 1.5% DUE 09-15-2022 REG		2020-08-06	2021-05-06
	19000. US TREASURY N/B 1.5% DUE 02-15-2030 REG		2020-07-31	2021-02-03
	11000. US TREASURY N/B 1.5% DUE 02-15-2030 REG		2020-07-31	2021-05-17
	34000. US TREASURY N/B 1.5% DUE 02-15-2030 REG		2020-08-04	2021-07-20
	34000. US TREASURY N/B 1.5% DUE 02-15-2030 REG		2020-08-06	2021-07-20
	17000. US TREASURY N/B 1.5% DUE 02-15-2030 REG		2020-08-06	2021-08-04
	40000. US TREASURY N/B 1.5% DUE 02-15-2030 REG		2020-08-26	2021-12-06
	17000. UNITED STATES OF AMER TREAS NOTES 1.125% T-NOTE 02-28-2022		2021-04-29	2021-06-23
	9000. UNITED STATES OF AMER TREAS NOTES 1.125% T-NOTE 02-28-2022		2021-04-29	2021-07-07
	9000. UNITED STATES TREAS NTS DTD 03/31/2020 .5% DUE 03-31-2025 REG		2021-05-06	2021-09-08
	10000. UNITED STATES TREAS NTS .125% DUE 04-30-2022		2021-08-26	2021-09-08
	43000. UNITED STATES TREAS NTS .125% DUE 04-30-2022		2021-08-26	2021-11-02
	18000. UNITED STATES TREAS NTS FIXED .125% DUE 05-15-2023		2021-02-19	2021-07-12
	14000. UNITED STATES TREAS NTS FIXED .125% DUE 05-15-2023		2021-02-19	2021-07-14
	143000. UNITED STATES TREAS NTS FIXED .125% DUE 05-15-2023		2021-05-06	2021-10-25
	17000. UNITED STATES TREAS NTS .625% DUE 05-15-2030 REG		2020-12-11	2021-05-12
	37000. UNITED STATES TREAS NTS .625% DUE 05-15-2030 REG		2021-01-08	2021-07-28
	19000. UNITED STATES TREAS NTS .625% DUE 05-15-2030 REG		2021-01-13	2021-11-16
	30000. UNITED STATES OF AMER TREAS NOTES 0.125% 01-15-2031		2021-05-17	2021-06-29
	70000. US TREASURY N B 15/04/2024 .25% 04-15-2024		2021-10-25	2021-11-15
	29000. US TREASURY N/B 1.25% DUE 08-15-2031 REG		2021-11-04	2021-12-08
	10000. UNIVERSITY MASS BLDG AUTH REV 2.997% DUE11-01-2034 /11-01-2029		2020-01-22	2021-05-17
	100000. UNIVERSITY TEX UNIV REVS 4.0% DUE 08-15-2021 BEO		2016-08-09	2021-08-17
	9882.24 MFO VANGUARD INT'L EQUITY INDEX FDS FTSE ALL WORLD EX-US INDEX		2021-02-17	2021-11-26
	3775.32 MFO VANGUARD INFLATION PROTECTED SECURITIES FUND ADMIRAL		2020-08-05	2021-08-17
	692.27 MFO VANGUARD INFLATION PROTECTED SECURITIES FUND ADMIRAL		2020-08-05	2021-11-17
	1274.91 MFO VANGUARD INTL EQUITY INDEX FDS EMERGING MKTS STK INDEX FD		2019-03-01	2021-11-17
	384. VERIZON COMMUNICATIONS		2016-08-09	2021-11-17
	58000. VERIZON OWNER TR 2020-A NT CL A-1A 1.85%DUE 07-22-2024 REG		2020-08-25	2021-11-01
	15000. VERIZON OWNER TR 2020-A NT CL A-1A 1.85%DUE 07-22-2024 REG		2021-01-26	2021-11-01
	85. VIATRIS INC		2016-08-09	2021-02-04
	10000. VIRGINIA ST RES AUTH INFRASTRUCTURE REV 5.0% DUE 11-01-2021 BEO		2016-08-09	2021-11-01
	90000. VIRGINIA ST RES AUTH INFRASTRUCTURE REV 5.0% DUE 11-01-2021 BEO		2016-08-09	2021-11-01
	14000. VMWARE INC 4.7% DUE 05-15-2030 BEO		2020-04-02	2021-10-08
	15000. WELLS FARGO & CO MEDIUM TERM SR NTS BOOKENTRY 3.75% DUE 01-24-2		2019-01-16	2021-02-24
	6000. WELLS FARGO & CO MEDIUM TERM SR NTS BOOKENTRY 3.75% DUE 01-24-20		2020-08-06	2021-02-24
	15000. WESTPAC BANKING CORPORATION 2.65% DUE 01-25-2021 REG		2018-01-17	2021-01-25
	2144.61 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2021-01-15
	2144.71 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2021-02-16
	1934. WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-17-		2018-11-15	2021-03-15
	2338.08 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2021-04-15
	2083.93 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2021-05-17
	1827.98 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2021-06-15
	1946.41 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2021-07-15
	1831.58 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2021-08-16
	1740.76 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2021-09-15
	1617.89 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2021-10-15
	1466.67 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2021-11-15
	1471.61 WORLD OMNI AUTO RECEIVABLES TR SER 18-A CL 3 BNDS 2.5% 04-1		2018-11-15	2021-12-15
	45. ADR WUXI BIOLOGICS CAYMAN INC ADR		2021-02-01	2021-06-03
	16000. XILINX INC 3.0% DUE 03-15-2021 REG		2019-03-26	2021-03-15
	245789.14 WM ALTS EMSO LONG/SHORT CREDIT LTD		2018-08-28	2021-04-19
	4209.86 WM ALTS EMSO LONG/SHORT CREDIT LTD		2018-08-28	2021-07-12
	31. ACCENTURE PLC SHS CL A NEW		2020-03-13	2021-04-13
	7. STERIS PLC ORD USD0.001		2020-03-13	2021-10-05
	20. ALCON AG COM USD0.04 WI		2020-03-13	2021-06-02
	17. ADR ASML HOLDING NV NY REG 2012 (POST REV SPLIT)		2020-03-13	2021-04-13
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	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	1,893	1,303	590
b	94,218	63,830	30,388
c	5,151	4,818	333
d	15,000	15,073	-73
e	11,880	12,006	-126
	1,366	684	682
	18,261	7,011	11,250
	10,116	10,231	-115
	60,694	59,847	847
	15,418	14,910	508
	8,280	7,880	400
	10,460	10,729	-269
	28,243	27,990	253
	13,222	5,185	8,037
	264,655	254,878	9,777
	199,875	192,246	7,629
	75,000	72,321	2,679
	111	97	14
	1,446	1,257	189
	2,943	1,502	1,441
	7,668	7,488	180
	15,588	15,380	208
	35,000	33,724	1,276
	12,185	12,365	-180
	626	625	1
	1,900	1,900
	1,708	1,707	1
	1,692	1,692
	1,622	1,621	1
	1,544	1,544
	1,587	1,587
	16,082	14,656	1,426
	20,528	20,929	-401
	75,000	75,000
	14,935	14,322	613
	65,928	50,225	15,703
	9,690	9,618	72
	724,992	738,057	-13,065
	1,078	418	660
	12,572	10,756	1,816
	10,244	10,091	153
	4,143	3,826	317
	3,530	3,368	162
	13,000	13,145	-145
	4,622	4,823	-201
	17,334	15,763	1,571
	16,183	22,160	-5,977
	1,623	1,623
	1,289	1,289
	1,327	1,327
	1,591	1,591
	1,418	1,418
	1,048	1,048
	1,042	1,042
	933	933
	751	751
	749	749
	743	743
	670	670
	3,258	3,258
	2,532	2,532
	2,548	2,675	-127
	3,161	3,161
	2,404	2,404
	1,816	1,816
	1,744	1,744
	1,400	1,400
	1,582	1,582
	1,601	1,601
	1,536	1,642	-106
	1,107	1,107
	3,589	3,589
	2,832	2,832
	2,863	3,090	-227
	3,317	3,317
	2,362	2,362
	1,923	1,923
	1,812	1,812
	1,433	1,433
	1,457	1,457
	1,473	1,473
	1,291	1,291
	1,019	1,019
	490	507	-17
	497	514	-17
	549	567	-18
	49,558	49,771	-213
	1,509	1,567	-58
	2,556	2,655	-99
	4,306	4,472	-166
	90,979	91,415	-436
	743	772	-29
	975	1,014	-39
	1,566	1,629	-63
	2,105	2,105
	1,138	1,138
	1,129	1,129
	1,138	1,188	-50
	51,277	51,777	-500

	765	802	-37
	1,022	1,072	-50
	85,062	85,797	-735
	444	465	-21
	561	588	-27
	81,810	82,541	-731
	479	496	-17
	688	711	-23
	738	763	-25
	810	838	-28
	845	874	-29
	1,518	1,569	-51
	1,618	1,673	-55
	83,656	84,050	-394

	8,869	8,968	-99
	7,974	7,971	3
	4,412	4,161	251
	194,958	137,200	57,758
	162,340	144,926	17,414
	187,562	178,410	9,152
	20,178	19,546	632
	4,308	3,263	1,045
	460,768	355,853	104,915
	45,559	35,628	9,931
	85,960	85,748	212
	324	324
	326	326
	385	389	-4
	328	332	-4
	349	352	-3
	331	334	-3
	351	351
	334	334
	335	339	-4
	355	355
	337	337
	358	358
	25,241	28,247	-3,006
	275,000	275,000
	18,466	17,045	1,421
	8,690	8,905	-215
	33,145	32,974	171
	125,000	125,000
	3,746	2,501	1,245
	3,853	2,596	1,257
	4,837	3,067	1,770
	9,462	5,519	3,943
	1,933	1,820	113
	8,948	7,883	1,065
	1,362,304	1,000,696	361,608
	5,707	5,909	-202
	11,338	11,818	-480
	73,848	77,151	-3,303
	305,809	220,314	85,495
	39,505	25,188	14,317
	19,269	9,913	9,356
	35,567	25,177	10,390
	25,770	25,637	133
	49,767	37,858	11,909
	5,218	5,151	67
	7,305	7,212	93
	10,571	10,155	416
	16,836	17,454	-618
	6,015	5,790	225
	11,201	10,950	251
	3,227	1,440	1,787
	442	216	226
	9,451	4,609	4,842
	22,465	19,895	2,570
	24,653	7,816	16,837
	1,197	668	529
	131,980	129,766	2,214
	55,000	55,000
	7,327	2,553	4,774
	28,687	15,917	12,770
	6,339	6,000	339
	1,057	1,000	57
	2,110	2,000	110
	3,165	3,164	1
	128,120	125,553	2,567
	1,281	642	639
	7,465	1,611	5,854
	20,546	20,769	-223
	15,000	15,310	-310
	1,610	1,233	377
	165,000	165,000
	101,664	101,376	288
	18,710	6,012	12,698
	850,929	857,164	-6,235
	1,045,801	1,099,952	-54,151
	45	48	-3
	47,795	46,559	1,236
	268,578	221,935	46,643
	52,247	59,268	-7,021
	198,096	190,555	7,541
	50,000	48,523	1,477
	104,895	71,871	33,024
	1,003	887	116
	259,934	251,964	7,970
	165,809	159,467	6,342
	75,000	72,726	2,274
	1,630	1,016	614
	7,793	5,189	2,604
	22,580	19,713	2,867
	2,651	1,849	802
	210,394	97,191	113,203
	113,637	61,173	52,464
	15,957	15,560	397
	16,462	19,444	-2,982
	1,234	736	498
	646	311	335
	1,309	638	671
	1,034	807	227
	1,599	1,244	355
	11,402	9,799	1,603
	5,894	5,721	173
	15,302	14,985	317
	15,690	14,886	804
	10,460	10,640	-180
	11,105	11,133	-28
	6,420	6,366	54
	13,793	14,005	-212
	13,987	5,861	8,126
	17,539	3,846	13,693
	8,545	6,653	1,892
	7,430	6,440	990
	3,694	3,220	474
	30,810	31,152	-342
	11,255	11,298	-43
	25,580	25,960	-380
	258,414	260,887	-2,473
	60,061	54,271	5,790
	60,050	60,572	-522
	2,266	2,056	210
	22,224	22,689	-465
	20,146	20,167	-21
	5,035	5,042	-7
	20,177	20,191	-14
	17,098	17,163	-65
	8,041	8,077	-36
	26,317	26,397	-80
	17,200	17,260	-60
	17,187	17,260	-73
	166,313	167,129	-816
	22,238	21,467	771
	102,972	100,037	2,935
	74,602	75,959	-1,357
	11,305	10,769	536
	236,450	225,498	10,952
	95,528	92,799	2,729
	98,834	97,614	1,220
	250,650	253,160	-2,510
	19,729	20,740	-1,011
	10,971	12,016	-1,045
	35,145	37,148	-2,003
	35,045	37,117	-2,072
	17,561	18,556	-995
	40,420	43,566	-3,146
	17,125	17,151	-26
	9,063	9,080	-17
	8,984	8,987	-3
	10,005	10,005
	43,013	43,022	-9
	17,973	17,997	-24
	13,980	13,998	-18
	142,564	142,906	-342
	15,567	16,584	-1,017
	35,260	36,113	-853
	17,588	18,276	-688
	33,777	34,012	-235
	69,453	69,593	-140
	28,327	28,249	78
	10,429	10,229	200
	100,000	100,000
	370,386	383,431	-13,045
	109,598	106,426	3,172
	20,166	19,515	651
	54,745	44,303	10,442
	19,966	20,565	-599
	58,625	59,008	-383
	15,162	15,357	-195
	1,527	1,257	270
	10,000	10,000
	90,000	90,000
	16,377	13,950	2,427
	16,328	14,973	1,355
	6,531	6,596	-65
	15,000	14,990	10
	2,145	2,115	30
	2,145	2,115	30
	1,934	1,907	27
	2,338	2,306	32
	2,084	2,055	29
	1,828	1,803	25
	1,946	1,920	26
	1,832	1,806	26
	1,741	1,717	24
	1,618	1,596	22
	1,467	1,446	21
	1,472	1,451	21
	1,390	1,331	59
	16,000	15,936	64
	245,789	245,789
	4,210	4,210
	8,827	4,895	3,932
	1,451	915	536
	1,391	1,022	369
	10,673	4,169	6,504
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040
			445,040

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			590
b			30,388
c			333
d			-73
e			-126
			682
			11,250
			-115
			847
			508
			400
			-269
			253
			8,037
			9,777
			7,629
			2,679
			14
			189
			1,441
			180
			208
			1,276
			-180
			1

			1

			1


			1,426
			-401

			613
			15,703
			72
			-13,065
			660
			1,816
			153
			317
			162
			-145
			-201
			1,571
			-5,977














			-127







			-106



			-227









			-17
			-17
			-18
			-213
			-58
			-99
			-166
			-436
			-29
			-39
			-63



			-50
			-500

			-37
			-50
			-735
			-21
			-27
			-731
			-17
			-23
			-25
			-28
			-29
			-51
			-55
			-394

			-99
			3
			251
			57,758
			17,414
			9,152
			632
			1,045
			104,915
			9,931
			212


			-4
			-4
			-3
			-3


			-4



			-3,006

			1,421
			-215
			171

			1,245
			1,257
			1,770
			3,943
			113
			1,065
			361,608
			-202
			-480
			-3,303
			85,495
			14,317
			9,356
			10,390
			133
			11,909
			67
			93
			416
			-618
			225
			251
			1,787
			226
			4,842
			2,570
			16,837
			529
			2,214

			4,774
			12,770
			339
			57
			110
			1
			2,567
			639
			5,854
			-223
			-310
			377

			288
			12,698
			-6,235
			-54,151
			-3
			1,236
			46,643
			-7,021
			7,541
			1,477
			33,024
			116
			7,970
			6,342
			2,274
			614
			2,604
			2,867
			802
			113,203
			52,464
			397
			-2,982
			498
			335
			671
			227
			355
			1,603
			173
			317
			804
			-180
			-28
			54
			-212
			8,126
			13,693
			1,892
			990
			474
			-342
			-43
			-380
			-2,473
			5,790
			-522
			210
			-465
			-21
			-7
			-14
			-65
			-36
			-80
			-60
			-73
			-816
			771
			2,935
			-1,357
			536
			10,952
			2,729
			1,220
			-2,510
			-1,011
			-1,045
			-2,003
			-2,072
			-995
			-3,146
			-26
			-17
			-3

			-9
			-24
			-18
			-342
			-1,017
			-853
			-688
			-235
			-140
			78
			200

			-13,045
			3,172
			651
			10,442
			-599
			-383
			-195
			270


			2,427
			1,355
			-65
			10
			30
			30
			27
			32
			29
			25
			26
			26
			24
			22
			21
			21
			59
			64


			3,932
			536
			369
			6,504

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	1,541,514
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Form 990-PF (2021)

Page 4

Part V

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	31,323
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	31,323
6	Credits/Payments:

a	2021 estimated tax payments and 2020 overpayment credited to 2021	6a	9,715
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	30,400
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	40,115
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	443
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	8,349
11	Enter the amount of line 10 to be: Credited to 2022 estimated tax8,349	Refunded	11	0

Part VI-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?.........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XIV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.

If "Yes," complete Part XIII .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. Click to see attachment

...............................

Form 990-PF (2021)

Page 5

Part VI-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Website address bullet

The books are in care of bullet

THE NORTHERN TRUST COMPANY Telephone no. bullet

(312) 630-6000

Located at bullet

PO BOX 803878CHICAGOIL ZIP+4 bullet

60680

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........

1a(1)

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? ..............................

1a(2)

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........

1a(3)

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............

1a(4)

Yes

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? ......................

1a(5)

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.) ...............

1a(6)

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2021? .............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2021, did the foundation have any undistributed income (lines 6d

and 6e, Part XII) for tax year(s) beginning before 2021?....................

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? ..............................

If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2021.) .....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..

Form 990-PF (2021)

Page 6

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........

5a(1)

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive? ....................

5a(2)

(3) Provide a grant to an individual for travel, study, or other similar purposes? .............

5a(3)

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions ........................

5a(4)

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals? .............

5a(5)

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here ......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant? .................

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? .............................

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .........................

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
NORTHERN TRUST COMPANY	TRUSTEE 40	168,527
PO BOX 803878 CHICAGO,IL60680	TRUSTEE 40	168,527
CATHERINE ANN CARIS	DIRECTOR 1	125,656
PO BOX 14315 SCOTTSDALE,AZ852674315	DIRECTOR 1	125,656
SHERRY COWAN	DIRECTOR 1	125,656
13456 N HWY 87 PAYSON,AZ855413873	DIRECTOR 1	125,656

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2021)

Page 7

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part VIII-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part VIII-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2021)

Page 8

Part IX

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

41,201,273

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

41,201,273

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

41,201,273

Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see

instructions) .............................

618,019

Net value of noncharitable-use assets. Subtract line 4 from line 3. .......

40,583,254

Minimum investment return. Enter 5% (0.05) of line 5................

2,029,163

Part X

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part IX, line 6..................

2,029,163

Tax on investment income for 2021 from Part V, line 5.......

31,323

Income tax for 2021. (This does not include the tax from Part V.) ...

Add lines 2a and 2b............................

31,323

Distributable amount before adjustments. Subtract line 2c from line 1............

1,997,840

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

1,997,840

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...

1,997,840

Part XI

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part VIII-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.

Form 990-PF (2021)

Page 9

Part XII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2020	(c) 2020	(d) 2021
1 Distributable amount for 2021 from Part X, line 7					1,997,840
2 Undistributed income, if any, as of the end of 2021:
a Enter amount for 2020 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2021:
a From 2016......	0
b From 2017......	0
c From 2018......	230,662
d From 2019......	625,616
e From 2020......	799,098
f Total of lines 3a through e ........		1,655,376
4Qualifying distributions for 2021 from Part
XI, line 4: $ 3,246,755
a Applied to 2020, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2021 distributable amount.....					1,997,840
e Remaining amount distributed out of corpus		1,248,915
5 Excess distributions carryover applied to 2021.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		2,904,291
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2021. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2022 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2016 not applied on line 5 or line 7 (see instructions) ...		0
9 Excess distributions carryover to 2022. Subtract lines 7 and 8 from line 6a ......		2,904,291
10 Analysis of line 9:
a Excess from 2017....	0
b Excess from 2018....	230,662
c Excess from 2019....	625,616
d Excess from 2020....	799,098
e Excess from 2021....	1,248,915

Form 990-PF (2021)

Page 10

Part XIII

Private Operating Foundations (see instructions and Part VI-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section 4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2021	(b) 2020	(c) 2019	(d) 2018	(e) Total

b 85% (0.85) of line 2a .........
c Qualifying distributions from Part XI, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part IX, line 6 for each year listed ..
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XIV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2021)

Page 11

Part XIV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
PAYSON UNIFIED SCHOOL DISTRICT 902 WEST MAIN STREET PAYSON,AZ85541	NONE	PUBLIC	GENERAL	200,087
ARIZONA STATE UNIVERSITY FOUNDATION PO BOX 2260 Tempe,AZ852802260	NONE	PUBLIC	GENERAL	512,105
ELEVATE TUTORING PO BOX 4439 Mountain View,CA94040	NONE	PUBLIC	GENERAL	20,000
SOCIETY FOR SCIENCE & THE PUBLIC 1220 L STREET NW SUITE 300 WASHINGTON,DC20005	NONE	PUBLIC	GENERAL	250,000
SPARKSHOP 965 WEST CHICAGO AVE CHICAGO,IL60642	NONE	PUBLIC	GENERAL	5,000
LOWELL OBSERVATORY NATIVE AMERICAN 1400 WEST MARS HILL RD FLAGSTAFF,AZ86001	NONE	PUBLIC	GENERAL	1,434,633
ARIZONA COMMUNITY FOUNDATION 2201 EAST CAMELBACK ROAD SUITE 405B PHOENIX,AZ85016	NONE	PUBLIC	GENERAL	59,810
ARIZONA SCIENCE CENTER 600 EAST WASHINGTON STREET PHOENIX,AZ85004	NONE	PUBLIC	GENERAL	325,000
SOUTHERN ARIZONA RESEARCH SCIENCE & ENGINEERING FOUNDATION 4574 EAST BROADWAY TUCSON,AZ85711	NONE	PUBLIC	GENERAL	50,000
Total ................................. 3a				2,856,635

bApproved for future payment

Total ................................. 3b

Form 990-PF (2021)

Page 12

Part XV-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments ....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities ....
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income .....
8 Gain or (loss) from sales of assets other than inventory ............			18	1,541,514
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) ..				2,488,196

13Total. Add line 12, columns (b), (d), and (e)..................

2,488,196

(See worksheet in line 13 instructions to verify calculations.)

Part XV-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2021)

Page 13

Part XVI

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2021)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of organization CARIS CHARITABLE TRUST II DTD 09162004

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	RICHARD F CARIS INTERIM TRUST 201 SOUTH LAKE AVE SUITE 600 PASADENA, CA91101	$ 212,739	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
2	RICHARD F CARIS INTERIM TRUST 201 SOUTH LAKE AVE SUITE 600 PASADENA, CA91101	$ 4,741,949	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990) (2021)

Name of organization CARIS CHARITABLE TRUST II DTD 09162004		Employer identification number 82-3380217

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
2	SHS OF COMMON STOCK	$ 4,741,948	2021-08-24
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990) (2021)

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
SEE ATTACHED STATEMENT	AT COST	763,474	1,043,623
SEE ATTACHED STATEMENT	AT COST	1,228,277	1,366,236
SEE ATTACHED STATEMENT	AT COST	2,756,107	3,031,821

Description	Amount
APPRECIATION OF STOCK RECEIVED	1,632,740
TAX COST ADJUSTMENT	82,653

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
SERVICE CHARGE	287	287		0
IL ATTORNEY GENERAL FEES	15	0		15


Name of organization CARIS CHARITABLE TRUST II DTD 09162004			Employer identification number 82-3380217
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

Name	Address
RICHARD F CARIS INTERIM TRUST	201 SOUTH LAKE AVE SUITE 600 PASADENA,CA91101
RICHARD F CARIS INTERIM TRUST	201 SOUTH LAKE AVE SUITE 600 PASADENA,CA91101