Form990
Click to see attachment
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Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
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OMB No. 1545-0047
2021
Open to Public Inspection
A For the 2021 calendar year, or tax year beginning 01-01-2021 , and ending 12-31-2021
BCheck if applicable:
CName of organization
THE COMMUNITY FOUNDATION OF HERKIMER AND
ONEIDA COUNTIES INC
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
2608 GENESEE STREET
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
UTICA, NY13502
D Employer identification number

15-6016932
E Telephone number

G Gross receipts $ 30,922,448
F Name and address of principal officer:
ALICIA DICKS
2608 GENESEE ST
UTICA,NY13502
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
FOUNDATIONHOC.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. See instructions.
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1952
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: TO IMPROVE THE LIVES OF THE RESIDENTS OF HERKIMER AND ONEIDA COUNTIES.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 19
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 19
5 Total number of individuals employed in calendar year 2021 (Part V, line 2a) ...... 5 20
6 Total number of volunteers (estimate if necessary) ............. 6 0
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, Part I, line 11 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 9,586,003 15,527,425
9 Program service revenue (Part VIII, line 2g) ......... 70,613 97,356
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 8,298,037 15,297,667
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) -15,739 0
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 17,938,914 30,922,448
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 9,099,083 9,454,664
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,861,249 1,567,353
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet313,346    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 2,984,135 2,512,451
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 13,944,467 13,534,468
19 Revenue less expenses. Subtract line 18 from line 12....... 3,994,447 17,387,980
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 183,077,873 207,402,752
21 Total liabilities (Part X, line 26)............. 12,872,847 13,998,462
22 Net assets or fund balances. Subtract line 21 from line 20..... 170,205,026 193,404,290
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
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Signature of officer Date
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Type or print name and title
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Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2021)
Form 990 (2021)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: WORKING TO ACHIEVE ITS VISION OF A VIBRANT COMMUNITY WITH OPPORTUNITY FOR ALL, THE COMMUNITY FOUNDATION SUPPORTS AND LEADS TRANSFORMATIONAL INITIATIVES AND PROJECTS THAT BUILD, SUSTAIN AND ENHANCE COMMUNITY VIBRANCY; STEWARDS COMMUNITY RESOURCES TO ENSURE GREATER CAPACITY FOR FUTURE NEEDS; AND RESPONDS TO RISING COMMUNITY NEEDS IN COLLABORATION WITH APPROPRIATE PARTNERS.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 10,789,193 including grants of $ 9,454,664 ) (Revenue $ 15,395,023 )
THE COMMUNITY FOUNDATION IS A COMMUNITY-BASED, SOCIAL IMPACT INVESTOR THAT USES ITS FINANCIAL, INTELLECTUAL AND CONVENING CAPITAL TO IMPROVE QUALITY OF LIFE IN HERKIMER AND ONEIDA COUNTIES. IN 2021, THE COMMUNITY FOUNDATION AWARDED 1,037 GRANTS AND SCHOLARSHIPS TO ELIGIBLE NONPROFITS PRIMARILY IN HERKIMER AND ONEIDA COUNTIES. RESPONSIVE GRANTS FOCUS ON NEEDS RELATED TO THE COMMUNITY FOUNDATION'S CORE INVESTMENT AREAS - ECONOMIC DEVELOPMENT, EDUCATION, HEALTH AND ARTS/CULTURE - AND HELP NONPROFITS BETTER SERVE THEIR CONSTITUENTS.
4b (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4c (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet10,789,193
Form 990 (2021)
Form 990 (2021)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? See instructions. Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II.........
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Rev. Proc. 98-19? If "Yes," complete Schedule C, Part III..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment..............
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part V......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X, as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XIIClick to see attachment......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........
14b
 
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I. See instructions. ....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2021)
Form 990 (2021)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ....
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part II...........
26
 
No
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part III.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see the Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....
28b
 
No
c
A 35% controlled entity of one or more individuals and/or organizations described in line 28a or 28b? If "Yes," complete Schedule L, Part IV.....................
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...
35b
 
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations on Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in box 3 of Form 1096. Enter -0- if not applicable ..
1a
12
b
Enter the number of Forms W-2G included on line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2021)
Form 990 (2021)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
20
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. See instructions.
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
 
No
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
 
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
 
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources. (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see the instructions and file Form 4720, Schedule N.
15
 
No
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
17
Section 501(c)(21) organizations. Did the trust, any disqualified person, or mine operator engage in any activities that would result in the imposition of an excise tax under section 4951, 4952, or 4953? ..
If "Yes," complete Form 6069.
17
 
 
Form 990 (2021)
Form 990 (2021)
Page 6
Part VI
Governance, Management, and Disclosure. For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
19
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
19
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe on Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe on Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
 
No
If "Yes" to line 15a or 15b, describe the process on Schedule O. See instructions.
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
NY
18
Section 6104 requires an organization to make its Form 1023 (1024 or 1024-A, if applicable), 990, and 990-T (section 501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletERIKA EASTMAN2608 GENESEE ST   UTICA,NY13502 (315) 735-8212
Form 990 (2021)
Form 990 (2021)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See the instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (box 5 of Form W-2, Form 1099-MISC, and/or box 1 of Form 1099-NEC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See the instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC/1099-NEC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC/1099-NEC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) ALICIA DICKS......................................................................
PRESIDENT/CHIEF EXECUTIVE
 40.00
.................
  		    X       173,602 0 33,130
(2) ERIKA EASTMAN......................................................................
DIRECTOR OF FINANCE
 40.00
.................
  		    X       95,500 0 21,752
(3) NICHOLAS GRIMMER......................................................................
DIRECTOR OF GIVING STRATEG
 40.00
.................
  		        X   108,479 0 7,594
(4) JOHN SWANN......................................................................
EXECUTIVE VICE PRESIDENT
 40.00
.................
  		        X   105,453 0 7,382
(5) ROBERT BOJANEK......................................................................
TRUSTEE
 1.00
.................
  		X           0 0 0
(6) LAURA CASAMENTO......................................................................
TRUSTEE
 1.00
.................
  		X           0 0 0
(7) RONALD CUCCARO......................................................................
TRUSTEE
 2.00
.................
  		X           0 0 0
(8) BURT DANOVITZ......................................................................
TRUSTEE
 1.00
.................
  		X           0 0 0
(9) JAMES ENGLER......................................................................
TRUSTEE
 1.00
.................
  		X           0 0 0
(10) KIRK HINMAN......................................................................
TRUSTEE
 1.00
.................
  		X           0 0 0
(11) HARRISON HUMMEL......................................................................
TRUSTEE
 2.00
.................
  		X           0 0 0
(12) CATHLEEN MCCOLGIN......................................................................
TRUSTEE
 1.00
.................
  		X           0 0 0
(13) GREGORY MCLEAN......................................................................
TRUSTEE
 2.00
.................
  		X           0 0 0
(14) KAY PARKER......................................................................
TRUSTEE
 1.00
.................
  		X           0 0 0
(15) RANDALL VANWAGONER......................................................................
TRUSTEE
 1.00
.................
  		X           0 0 0
(16) JAMES WALLACE......................................................................
TRUSTEE
 1.00
.................
  		X           0 0 0
(17) MARK WARFEL......................................................................
TRUSTEE
 1.00
.................
  		X           0 0 0
Form 990 (2021)
Form 990 (2021)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC/1099-NEC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC/1099-NEC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) BRADLEY WATERS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(19) BONNIE WOODS........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(20) KATHRYN ZONGRONE........................................................................
TRUSTEE
 1.00
.......................   		X           0 0 0
(21) JAWWAAD RASHEED........................................................................
CHAIR ELECT/ INCOMING CHAIR
 3.00
.......................   		X   X       0 0 0
(22) REV JOSEPH SALERNO........................................................................
TRUSTEE/INCOMING CHAIR-ELECT
 3.00
.......................   		X   X       0 0 0
(23) TIMOTHY DALY........................................................................
OUTGOING SECRETARY/INCOMING TREASURER
 3.00
.......................   		X   X       0 0 0
(24) CHERYL MINOR........................................................................
TRUSTEE/INCOMING SECRETARY
 3.00
.......................   		X   X       0 0 0
(25) DAVID MANZELMANN........................................................................
OUTGOING CHAIR/IMMEDIATE PAST CHAIR
 3.00
.......................   		X   X       0 0 0
(26) L MICHAEL FITZGERALD........................................................................
OUTGOING TREASURER
 3.00
.......................   		X   X       0 0 0
(27) EVE VAN DE WAL........................................................................
IMMEDIATE PAST CHAIR/TRUSTEE
 1.00
.......................   		X           0 0 0






1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 483,034 0 69,858
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet3
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet0
Form 990 (2021)
Form 990 (2021)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, Grants, and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c  
d Related organizations1d  
e Government grants (contributions)1e  
f All other contributions, gifts, grants, and similar amounts not included above1f 15,527,425
g Noncash contributions included in lines 1a - 1f:$ 1g 3,773,887
h Total. Add lines 1a-1f.......MediumBullet 15,527,425
Program Service RevenueAmt Business Code
2a AGENCY FUNDS ADMIN FEE 900099 97,356 97,356    
b
c
d
e
f All other program service revenue.        
g Total. Add lines 2a–2f .....MediumBullet 97,356
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 3,794,722 3,794,722    
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet        
(ii) Personal (i) Real
6a Gross rents     6a
b Less: rental expenses     6b
c Rental income or (loss)     6c
d Net rental income or (loss).......MediumBullet        
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory   11,502,945 7a
b Less: cost or other basis and sales expenses   0 7b
c Gain or (loss)   11,502,945 7c
d Net gain or (loss).........MediumBullet 11,502,945 11,502,945    
8a Gross income from fundraising events (not including $   of contributions reported on line 1c). See Part IV, line 18 ....
8a  
b Less: direct expenses ... 8b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a  
b Less: direct expenses ... 9b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
10a  
b Less: cost of goods sold .. 10b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet  
12 Total revenue. See instructions.....MediumBullet 30,922,448 15,395,023 0 0
Form 990 (2021)
Form 990 (2021)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 9,182,514 9,182,514
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 272,150 272,150
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............    
4 Benefits paid to or for members .......    
5 Compensation of current officers, directors, trustees, and key employees ........... 323,984   323,984  
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........        
7 Other salaries and wages........ 948,660 338,021 430,717 179,922
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 55,684 21,218 23,099 11,367
9 Other employee benefits ....... 133,831 47,213 61,325 25,293
10 Payroll taxes ........... 105,194 29,454 59,961 15,779
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 64,639 24,068 32,119 8,452
c Accounting ........... 20,775 5,817 11,842 3,116
d Lobbying ...........        
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ...... 1,202,631   1,202,631  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 45,400 10,078 26,923 8,399
12 Advertising and promotion .... 53,562 19,010 27,354 7,198
13 Office expenses ....... 31,023 8,757 17,627 4,639
14 Information technology ...... 110,230 28,776 55,942 25,512
15 Royalties ..        
16 Occupancy ........... 81,244 22,749 46,308 12,187
17 Travel ............ 7,523 3,518 2,187 1,818
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings .... 32,544 23,856 7,307 1,381
20 Interest ...........        
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 74,532   74,532  
23 Insurance ... 23,592 6,606 13,447 3,539
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a PROGRAM INITIATIVES 739,000 739,000    
b DEVELOPMENT & EVENTS 15,409 4,314 8,783 2,312
c MISCELLANEOUS 5,741 1,154 3,968 619
d MEMBERSHIPS & PUBLICATI 4,606 920 1,873 1,813
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 13,534,468 10,789,193 2,431,929 313,346
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2021)
Form 990 (2021)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 3,084,636 1 4,478,545
2 Savings and temporary cash investments .........   2  
3 Pledges and grants receivable, net ......   3  
4 Accounts receivable, net .............   4  
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
  6  
7 Notes and loans receivable, net ...........   7  
8 Inventories for sale or use ............   8  
9 Prepaid expenses and deferred charges ......   9  
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 647,826
b Less: accumulated depreciation 10b 526,009 124,737 10c 121,817
11 Investments—publicly traded securities . 166,153,421 11 179,711,003
12 Investments—other securities. See Part IV, line 11 ..... 7,035,918 12 13,631,917
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 6,679,161 15 9,459,470
16 Total assets. Add lines 1 through 15 (must equal line 33)... 183,077,873 16 207,402,752
Liabilities 17 Accounts payable and accrued expenses ..... 104,054 17 179,859
18 Grants payable ... 3,882,304 18 3,819,993
19 Deferred revenue ......... 610,000 19  
20 Tax-exempt bond liabilities .........   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D   21  
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
  22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ..   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 8,276,489 25 9,998,610
26 Total liabilities. Add lines 17 through 25.. 12,872,847 26 13,998,462
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 44,184,833 27 45,155,461
28 Net assets with donor restrictions ........... 126,020,193 28 148,248,829
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 170,205,026 32 193,404,290
33 Total liabilities and net assets/fund balances ........ 183,077,873 33 207,402,752
Form 990 (2021)
Form 990 (2021)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
30,922,448
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
13,534,468
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
17,387,980
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
170,205,026
5
Net unrealized gains (losses) on investments ...............
5
5,811,284
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
0
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
193,404,290
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain on
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
 
No
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
 
 
Form 990 (2021)
Form 990 (2021)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
THE COMMUNITY FOUNDATION OF HERKIMER AND
ONEIDA COUNTIES INC
Employer identification number

15-6016932
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 7,506,824 12,667,998 19,236,245 8,834,987 15,408,082 63,654,136
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 7,506,824 12,667,998 19,236,245 8,834,987 15,408,082 63,654,136
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f) .. 23,692,651
6 Public support. Subtract line 5 from line 4. 39,961,485
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
7 Amounts from line 4.. 7,506,824 12,667,998 19,236,245 8,834,987 15,408,082 63,654,136
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 2,651,361 2,612,086 3,089,172 2,693,529 3,794,722 14,840,870
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..            
11 Total support. Add lines 7 through 10 78,495,006
12
12
 
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here ........................................right arrow
Section C. Computation of Public Support Percentage
14
14
50.910 %
15
15
45.740 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included on line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described on line 7? If “Yes,” complete Part I of Schedule L (Form 990).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined on line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined on line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described on lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described on 11a above?
11b
 
 
c
A 35% controlled entity of a person described on line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described on line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity 		2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions 		8  
9 Distributable amount for 2021 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2021 		(iii)
Distributable
Amount for 2021
1 Distributable amount for 2021 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2021 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2021:
a From 2016.......  
b From 2017.......  
c From 2018.......  
d From 2019.......  
e From 2020.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2021 distributable amount  
i Carryover from 2016 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2021 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2021 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2021, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions. 		 
6 Remaining underdistributions for 2021. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions. 		 
7 Excess distributions carryover to 2022. Add lines
3j and 4c. 		 
8 Breakdown of line 7:
a Excess from 2017.....  
b Excess from 2018.....  
c Excess from 2019.....  
d Excess from 2020.....  
e Excess from 2021.....  
Schedule A (Form 990) (2021)

Schedule A (Form 990) 2021
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990) 2021


Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Name of the organization
THE COMMUNITY FOUNDATION OF HERKIMER AND
ONEIDA COUNTIES INC
Employer identification number

15-6016932
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990) (2021)
Schedule B (Form 990) (2021) Page 2
Name of organization
THE COMMUNITY FOUNDATION OF HERKIMER AND
ONEIDA COUNTIES INC 		Employer identification number
15-6016932
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990) (2021)
Schedule B (Form 990) (2021)
Page 3
Name of organization
THE COMMUNITY FOUNDATION OF HERKIMER AND
ONEIDA COUNTIES INC 		Employer identification number

15-6016932
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990) (2021)
Schedule B (Form 990) (2021)
Page 4
Name of organization
THE COMMUNITY FOUNDATION OF HERKIMER AND
ONEIDA COUNTIES INC 		Employer identification number

15-6016932
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990) (2021)
Additional Data


Software ID:  
Software Version:  
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
THE COMMUNITY FOUNDATION OF HERKIMER AND
ONEIDA COUNTIES INC
Employer identification number

15-6016932
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 137  
2 Aggregate value of contributions to (during year) 3,914,184  
3 Aggregate value of grants from (during year) 4,337,568  
4 Aggregate value at end of year ........ 61,238,999  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 42,270,236 39,547,863 35,058,848 39,058,416 33,679,017
b Contributions ... 5,220,000 849,336 505,198 553,473 2,400,900
c Net investment earnings, gains, and losses 3,985,439 2,817,464 4,830,562 -2,168,905 5,579,476
d Grants or scholarships ... -537,977 582,721 16,471 1,467,650 1,551,588
e Other expenditures for facilities
and programs ... 		2,646 282 490,014 542,842 348,684
f Administrative expenses .... 442,695 361,424 340,260 373,644 700,705
g End of year balance ...... 51,568,311 42,270,236 39,547,863 35,058,848 39,058,416
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet72.200 %
b
Permanent endowment SchDMd Bullet27.800 %
c
Term endowment SchDMd Bullet  
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .................
3a(i)
 
No
(ii) Related organizations .................
3a(ii)
 
No
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....      
b Buildings ....        
c Leasehold improvements   647,826 526,009 121,817
d Equipment ....        
e Other .....        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 121,817
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) INVESTED CASH		 7,881,181 F

(B) ALTERNATIVE INVESTMENTS		 5,535,138 F

(C) LIFE INSURANCE		 145,776 F

(D) COMMODITIES		 69,822 F
(D)
(E)
(F)
(G)
(H)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 13,631,917
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 9,998,610
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1.................. 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b.................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e  
3 Subtract line 2e from line 1................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Schedule D (Form 990) 2021


Additional Data


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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
THE COMMUNITY FOUNDATION OF HERKIMER AND
ONEIDA COUNTIES INC
Employer identification number
15-6016932
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) 4 ELEMENTS STUDIO
730 BROADWAY ST
UTICA,NY13502 		83-4550059   16,050 0     CAPITAL, INFRASTRUCTURE - IT, PROGRAM SUPPORT
(2) 4PETSAKE FOOD PANTRY
PO BOX 216
MOHAWK,NY13407 		46-2126711   18,490 0     GENERAL SUPPORT, PROGRAM SUPPORT
(3) ABRAHAM HOUSE
1203 KEMBLE ST
UTICA,NY13501 		16-1551609   19,031 0     GENERAL SUPPORT, PROGRAM SUPPORT
(4) ADIRONDACK CENTER FOR WRITING INC
PO BOX 956
SARANAC LAKE,NY129830956 		01-0562418   18,000 0     PROGRAM SUPPORT
(5) ADIRONDACK EXPERIENCE
9097 STATE RTE 30 PO BOX 99
BLUE MOUNTAIN LAKE,NY128127734 		13-5635801   10,000 0     OUTREACH, PROGRAM SUPPORT
(6) ADIRONDACK FOUNDATION
PO BOX 288
LAKE PLACID,NY129460288 		16-1535724   10,000 0     PROGRAM SUPPORT
(7) ALBANY CAN CODE INC
75 TROY RD
EAST GREENBUSH,NY12061 		81-2893882   50,000 0     PROGRAM SUPPORT
(8) ALBANY LAW SCHOOL
80 NEW SCOTLAND AVE
ALBANY,NY122083494 		14-1338309   50,000 0     GENERAL SUPPORT
(9) AMERICAN HEART ASSOCIATION - MOHAWK VALLEY
125 BUSINESS PARK DR STE 106
UTICA,NY135026305 		13-5613797   50,300 0     GENERAL SUPPORT, PROGRAM SUPPORT
(10) AMERICARES
88 HAMILTON AVE STE 1
STAMFORD,CT069023100 		06-1008595   10,000 0     PROGRAM SUPPORT
(11) ANIMAL ALLIANCE OF GREATER SYRACUSE
PO BOX 94
LIVERPOOL,NY13088 		30-0698105   12,000 0     GENERAL SUPPORT
(12) ANIMAL CARE SANCTUARY
353 SANCTUARY HILL LN PO BOX A
EAST SMITHFIELD,PA18817 		22-1837635   30,000 0     GENERAL SUPPORT
(13) ANITA'S STEVENS SWAN HUMANE SOCIETY
5664 HORATIO ST
UTICA,NY135021466 		15-0551485   1,019,094 0     CAPACITY BUILDING, TECHNICAL ASSISTANCE, GENERAL SUPPORT, PROGRAM SUPPORT
(14) ARC HERKIMER
350 S WASHINGTON ST PO BOX 271
HERKIMER,NY133502426 		16-0973231   334,737 0     CAPITAL, INFRASTRUCTURE - BUILDING, RENOVATIONS, LEADERSHIP, PROFESSIONAL DEVELOPMENT, PROGRAM SUPPORT
(15) AYRES MEMORIAL ANIMAL SHELTER
133 HILLTOP RD
SPRAKERS,NY12166 		23-7349952   14,000 0     GENERAL SUPPORT
(16) BLUE MOUNTAIN LAKE ASSOCIATION
PO BOX 245
BLUE MOUNTAIN LAKE,NY128120245 		51-0201231   27,900 0     PROGRAM SUPPORT
(17) BOONVILLE UNITED METHODIST CHURCH
105 ANN ST
BOONVILLE,NY13309 		16-1076161   10,980 0     GENERAL SUPPORT, PROGRAM SUPPORT
(18) BOSTON COLLEGE
140 COMMONWEALTH AVE
CHESTNUT HILL,MA024673858 		04-2103545   47,500 0     PROGRAM SUPPORT
(19) BROOME COUNTY HUMANE SOCIETY AND RELIEF ASSOCIATION
167 CONKLIN AVE
BINGHAMTON,NY13903 		15-0622327   30,000 0     GENERAL SUPPORT
(20) BROTHERTOWN SCHOLARSHIP FUND INC
PO BOX 454
WATERVILLE,NY134800454 		16-1307331   5,800 0     GENERAL SUPPORT, INDIVIDUAL DEVELOPMENT
(21) BUBBA'S BEDS FOR SHELTER FRIENDS
7627 ACEE LN
WHITESBORO,NY13492 		81-1900934   11,750 0     GENERAL SUPPORT
(22) CAMDEN AREA FOOD PANTRY
84 MAIN ST
CAMDEN,NY133161338 		32-0371091   5,880 0     PROGRAM SUPPORT
(23) CAMP KESEM
PO BOX 452
CULVER CITY,CA902320452 		51-0454157   10,000 0     GENERAL SUPPORT
(24) CARE NET PREGNANCY CENTER OF CNY
PO BOX 460
NEW HARTFORD,NY134130460 		16-1296752   23,000 0     GENERAL SUPPORT
(25) CATHOLIC CHARITIES OF HERKIMER COUNTY
61 WEST ST
ILION,NY13357 		16-1189791   7,380 0     GENERAL SUPPORT, PROGRAM SUPPORT
(26) CATHOLIC CHARITIES OF ONEIDA & MADISON COUNTIES
1408 GENESEE STREET
UTICA,NY13502 		16-0991717   107,750 0     PROGRAM SUPPORT
(27) CATO INSTITUTE
1000 MASSACHUSETTS AVE NW
WASHINGTON,DC200015401 		23-7432162   20,000 0     GENERAL SUPPORT
(28) CAZENOVIA FORUM INC
PO BOX 613
CAZENOVIA,NY13035 		20-5964904   10,000 0     GENERAL SUPPORT
(29) CEDAR LAKE UNITED METHODIST CHURCH
156 FOSTER RD
FRANKFORT,NY13340 		27-1754285   5,820 0     PROGRAM SUPPORT
(30) CENTER FOR FAMILY LIFE AND RECOVERY INC
502 COURT ST STE 401
UTICA,NY135024233 		27-4295905   55,000 0     GENERAL SUPPORT, PROGRAM SUPPORT
(31) CENTER FOR LEADERSHIP EXCELLENCE
1101 SHERMAN DR AB154
UTICA,NY13501 		16-1385001   49,000 0     LEADERSHIP, PROFESSIONAL DEVELOPMENT
(32) CENTRAL NEW YORK COMMUNITY FOUNDATION
431 E FAYETTE ST STE 100
SYRACUSE,NY132023302 		15-0626910   200,000 0     PROGRAM SUPPORT
(33) CENTRAL NEW YORK HEALTH HOME NETWORK
1020 MARY ST
UTICA,NY135011930 		46-5343296   20,000 0     PROGRAM SUPPORT
(34) CENTRAL NEW YORK SPAY NEUTER ASSISTANCE PROGRAM
17 SALISBURY ST
CORTLAND,NY13045 		20-3322730   15,000 0     GENERAL SUPPORT
(35) CHEMUNG COUNTY HUMANE SOCIETY & SPCA
2435 RTE 352
ELMIRA,NY14903 		16-0743999   23,000 0     GENERAL SUPPORT
(36) CHENANGO COUNTY SPCA
6160 COUNTY ROAD 32
NORWICH,NY13815 		16-1071918   26,000 0     GENERAL SUPPORT
(37) CHURCH OF THE ANNUNCIATION
7616 E SOUTH ST
CLINTON,NY133233726 		15-0532137   8,810 0     PROGRAM SUPPORT
(38) CITY OF ROME
CITY HALL 198 NORTH WASHINGTON ST
ROME,NY13440 		15-6000414   100,000 0     PROGRAM SUPPORT
(39) CITY OF UTICA
1 KENNEDY PLAZA
UTICA,NY13502 		15-6000418   50,000 0     CAPITAL, INFRASTRUCTURE - EQUIPMENT
(40) CLINTON ABC PROGRAM INC
PO BOX 139
CLINTON,NY13323 		23-7296910   7,150 0     GENERAL SUPPORT
(41) CLINTON CENTRAL SCHOOL DISTRICT FOUNDATION
PO BOX 215
CLINTON,NY133230215 		16-1413396   13,000 0     CAPITAL, INFRASTRUCTURE - EQUIPMENT, INDIVIDUAL DEVELOPMENT
(42) CNY CAT COALITION
PO BOX 6182
SYRACUSE,NY13217 		06-1688749   20,500 0     GENERAL SUPPORT
(43) CNY SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS
5878 E MOLLOY RD
SYRACUSE,NY13211 		15-0532072   22,000 0     GENERAL SUPPORT
(44) COMMUNITY FOUNDATION OF OTSEGO COUNTY INC
PO BOX 55
SPRINGFIELD CENTER,NY134680055 		84-2243769   7,116 0     GENERAL SUPPORT
(45) COMMUNITY REHAB PROJECT INC
2504 GENESEE ST
UTICA,NY13502 		45-5457650   10,000 0     PROGRAM SUPPORT
(46) COMPASSION COALITION
509 LAFAYETTE ST
UTICA,NY135023478 		16-1579336   15,763 0     PROGRAM SUPPORT
(47) CORNERSTONE COMMUNITY CHURCH
500 PLANT ST
UTICA,NY135024710 		13-4357678   122,165 0     PROGRAM SUPPORT
(48) CPV RESCUE & SANCTUARY
86 MEADOW ST STE 2
CLINTON,NY13323 		82-2868537   16,000 0     GENERAL SUPPORT, PROGRAM SUPPORT
(49) CRESTED BUTTE LAND TRUST
PO BOX 2224
CRESTED BUTTE,CO81224 		84-1190830   5,250 0     GENERAL SUPPORT, PROGRAM SUPPORT
(50) DARTMOUTH COLLEGE
6066 DEVELOPMENT OFFICE
HANOVER,NH037554400 		02-0222111   8,000 0     PROGRAM SUPPORT
(51) DELAWARE VALLEY HUMANE SOCIETY INC
PO BOX 182
SIDNEY,NY13838 		16-0907863   22,000 0     GENERAL SUPPORT
(52) DODGE PRATT NORTHAM ART & COMMUNITY CENTER INC
106 SCHUYLER ST
BOONVILLE,NY13309 		16-1159220   8,500 0     CAPITAL, INFRASTRUCTURE - EQUIPMENT, PROGRAM SUPPORT
(53) DOLGEVILLE FORWARD INC
PO BOX 71
DOLGEVILLE,NY13329 		83-1680897   7,846 0     GENERAL SUPPORT
(54) DOLGEVILLE UNITED METHODIST CHURCH
21 N HELMER AVE
DOLGEVILLE,NY133291205 		27-1754285   7,762 0     PROGRAM SUPPORT
(55) EARTH UNIVERSITY FOUNDATION
151 ELLIS ST FL 1 STE 133
ATLANTA,GA30303 		38-2920639   10,000 0     GENERAL SUPPORT
(56) EVERY DOG'S DREAM RESCUE
1270 STATE HWY 206
GREENE,NY13778 		26-4507136   15,000 0     GENERAL SUPPORT
(57) FIXING TO HELP CNY SPAY NEUTER INCENTIVE PROGRAM INC
PO BOX 194
MANLIUS,NY13104 		83-3017840   20,000 0     GENERAL SUPPORT
(58) FORESTPORT FIRE DEPARTMENT
PO BOX 153
FORESTPORT,NY133380153 		16-1117907   7,413 0     CAPITAL, INFRASTRUCTURE - EQUIPMENT
(59) FRIENDS OF SECOND CHANCE SHELTER
6660 E SENECA TURNPIKE
JAMESVILLE,NY13078 		47-5312674   13,000 0     GENERAL SUPPORT
(60) FULTON COUNTY REGIONAL SPCA INC
PO BOX 1274
GLOVERSVILLE,NY12078 		83-4654060   15,000 0     GENERAL SUPPORT
(61) GREATER UTICA CHAMBER OF COMMERCE
520 SENECA ST STE 102
UTICA,NY135024349 		15-0476330   71,582 0     CAPACITY BUILDING, TECHNICAL ASSISTANCE
(62) HAWAII COMMUNITY FOUNDATION
827 FORT ST MALL
HONOLULU,HI968132817 		99-0261283   250,000 0     GENERAL SUPPORT
(63) HEALTH WORKFORCE COLLABORATIVE
20 DUNCAN STREET PO BOX 152
WARSAW,NY14569 		85-2837780   10,000 0     PROGRAM SUPPORT
(64) HELPING ANIMALS LIVE ORGANIZATION
615 ALBANY ST
LITTLE FALLS,NY13365 		48-1306560   13,500 0     GENERAL SUPPORT
(65) HELPING HOUNDS DOG RESCUE
7268 CASWELL AVE 1
SYRACUSE,NY132123445 		26-4132608   30,000 0     GENERAL SUPPORT
(66) HERKIMER 9 FOUNDATION INC
420 E GERMAN ST STE 18
HERKIMER,NY13350 		84-4267172   152,066 0     GENERAL SUPPORT
(67) HERKIMER COUNTY HEALTHNET INC
320 N MAIN ST STE 3300
HERKIMER,NY133501993 		16-1573995   35,000 0     LEADERSHIP, PROFESSIONAL DEVELOPMENT
(68) HERKIMER COUNTY HUMANE SOCIETY
PO BOX 73
MOHAWK,NY13407 		16-1145993   54,430 0     GENERAL SUPPORT, OUTREACH, PROGRAM SUPPORT
(69) HILLSDALE COLLEGE
PO BOX 96607
WASHINGTON,DC200906607 		38-1374230   20,500 0     GENERAL SUPPORT
(70) HISTORIC OLD ST JOHN'S CHURCH
240 BLEECKER ST
UTICA,NY135012216 		15-0532137   9,114 0     PROGRAM SUPPORT
(71) HOPE HOUSE
PO BOX 161
UTICA,NY135030161 		22-3242715   27,789 0     CAPITAL, INFRASTRUCTURE - EQUIPMENT, GENERAL SUPPORT, PROGRAM SUPPORT
(72) HOSPICE & PALLIATIVE CARE INC
4277 MIDDLE SETTLEMENT RD
NEW HARTFORD,NY134135396 		22-2238073   17,550 0     CAPITAL, INFRASTRUCTURE - BUILDING, RENOVATIONS, GENERAL SUPPORT, LEADERSHIP, PROFESSIONAL DEVELOPMENT
(73) HOUSE OF PAWS RESCUE INC
1217 KELLOGG AVE
UTICA,NY13502 		84-2359715   12,000 0     GENERAL SUPPORT
(74) HOUSE OF THE GOOD SHEPHERD
1550 CHAMPLIN AVE
UTICA,NY13502 		15-0532199   109,799 0     CAPITAL, INFRASTRUCTURE - IT, GENERAL SUPPORT, PROGRAM SUPPORT
(75) HUMANE ASSOCIATION OF CENTRAL NY INC
4915 W TAFT RD
LIVERPOOL,NY13088 		16-6069942   30,000 0     GENERAL SUPPORT
(76) HUMANE SOCIETY OF ROME INC
PO BOX 4572
ROME,NY134404572 		16-0875792   50,000 0     GENERAL SUPPORT, PROGRAM SUPPORT
(77) HUMANE SOCIETY OF SCHUYLER COUNTY
124 MARINA DR PO BOX 427
MONTOUR FALLS,NY14865 		16-1315207   24,000 0     GENERAL SUPPORT
(78) ICAN
310 MAIN ST
UTICA,NY13501 		16-1541078   107,115 0     GENERAL SUPPORT, PROGRAM SUPPORT
(79) INDEPENDENT BAPTIST CHURCH
PO BOX 486
INDIAN LAKE,NY128470486 		22-2442830   30,000 0     GENERAL SUPPORT
(80) JEWISH COMMUNITY FEDERATION OF THE MOHAWK VALLEY
2310 ONEIDA ST
UTICA,NY135016120 		15-0533576   19,074 0     GENERAL SUPPORT, PROGRAM SUPPORT
(81) JOHNSON PARK CENTER
PO BOX 160
UTICA,NY135030160 		16-1498400   121,770 0     CAPITAL, INFRASTRUCTURE - EQUIPMENT, PROGRAM SUPPORT
(82) KELBERMAN CENTER INC
2608 GENESEE ST LOWER LEVEL
UTICA,NY135026003 		55-0901293   6,200 0     GENERAL SUPPORT, INDIVIDUAL DEVELOPMENT, PROGRAM SUPPORT
(83) KINDRED SPIRITS GREYHOUND ADOPTION
6685 RESERVOIR RD
CLINTON,NY133234812 		20-8300913   20,830 0     GENERAL SUPPORT, PROGRAM SUPPORT
(84) KUYAHOORA VALLEY FOOD PANTRY INC
PO BOX 447
NEWPORT,NY13416 		83-2040108   5,880 0     PROGRAM SUPPORT
(85) LEADERSHIP INSTITUTE
1101 N HIGHLAND ST
ARLINGTON,VA22201 		51-0235174   30,100 0     GENERAL SUPPORT, PROGRAM SUPPORT
(86) LEGAL AID SOCIETY OF MID-NEW YORK INC
120 BLEECKER ST
UTICA,NY13501 		15-0578598   8,000 0     PROGRAM SUPPORT
(87) LITTLE FALLS COMMUNITY OUTREACH
16 JACKSON ST PO BOX 819
LITTLE FALLS,NY133650819 		16-1440983   5,880 0     PROGRAM SUPPORT
(88) LIVINGADK
PO BOX 642
OLD FORGE,NY134200642 		16-1611972   53,675 0     CAPACITY BUILDING, TECHNICAL ASSISTANCE, CAPITAL, INFRASTRUCTURE - EQUIPMENT, CAPITAL, INFRASTRUCTURE - IT, GENERAL SUPPORT, LEADERSHIP, PROFESSIONAL DEVELOPMENT
(89) MASONIC MEDICAL RESEARCH INSTITUTE
2150 BLEECKER ST
UTICA,NY135011787 		13-5648611   32,500 0     INDIVIDUAL DEVELOPMENT, RESEARCH, EVALUATION
(90) MAYO CLINIC
200 FIRST ST SW
ROCHESTER,MN55905 		41-6011702   20,000 0     GENERAL SUPPORT, RESEARCH, EVALUATION
(91) MERCY FLIGHT CENTRAL INC
2420 BRICKYARD RD
CANANDAIGUA,NY144247968 		16-1427751   6,500 0     CAPITAL, INFRASTRUCTURE - EQUIPMENT
(92) MIDTOWN UTICA COMMUNITY CENTER
43 SCOTT ST
UTICA,NY13501 		47-1353432   14,900 0     GENERAL SUPPORT, PROGRAM SUPPORT
(93) MOHAWK HOMESTEAD
62 E MAIN ST STE 1
MOHAWK,NY134071198 		15-0532222   9,000 0     GENERAL SUPPORT, PROGRAM SUPPORT
(94) MOHAWK VALLEY COMMUNITY ACTION AGENCY INC
9882 RIVER RD
UTICA,NY135022304 		16-0918009   47,800 0     OUTREACH, PROGRAM SUPPORT
(95) MOHAWK VALLEY COMMUNITY COLLEGE
1101 SHERMAN DRIVE
UTICA,NY13501 		16-1514621   41,544 0     INDIVIDUAL DEVELOPMENT, LEADERSHIP, PROFESSIONAL DEVELOPMENT
(96) MOHAWK VALLEY COMMUNITY COLLEGE FOUNDATION
1101 SHERMAN DR
UTICA,NY13501 		16-6071031   39,600 0     GENERAL SUPPORT, INDIVIDUAL DEVELOPMENT, LEADERSHIP, PROFESSIONAL DEVELOPMENT, PROGRAM SUPPORT
(97) MOHAWK VALLEY ECONOMIC DEVELOPMENT DISTRICT INC
26 W MAIN ST PO BOX 69
MOHAWK,NY13407 		16-0926180   65,680 0     RESEARCH, EVALUATION
(98) MOHAWK VALLEY FRONTIERS CLUB
PO BOX 712
UTICA,NY135030712 		22-3827853   105,500 0     CAPACITY BUILDING, TECHNICAL ASSISTANCE, CAPITAL, INFRASTRUCTURE - EQUIPMENT, INDIVIDUAL DEVELOPMENT, OUTREACH
(99) MOHAWK VALLEY HEALTH SYSTEM FOUNDATION
1676 SUNSET AVE
UTICA,NY135025416 		22-3078768   698,500 0     CAPITAL, INFRASTRUCTURE - BUILDING, RENOVATIONS, GENERAL SUPPORT, PROGRAM SUPPORT
(100) MUNSON-WILLIAMS-PROCTOR ARTS INSTITUTE
310 GENESEE ST
UTICA,NY135024764 		15-0532214   65,233 0     GENERAL SUPPORT, POLICY, ADVOCACY, SYSTEMS REFORM, PROGRAM SUPPORT
(101) NAACP- ROME CHAPTER
PO BOX 325
ROME,NY13440 		91-2158340   6,000 0     POLICY, ADVOCACY, SYSTEMS REFORM
(102) NEIGHBORHOOD CENTER INC
624 ELIZABETH ST
UTICA,NY13501 		15-0532097   37,000 0     PROGRAM SUPPORT
(103) NEW YORK STATE ANIMAL PROTECTION FEDERATION EDUCATION FUND
PO BOX 1115
ALBANY,NY12201 		82-1433077   13,000 0     GENERAL SUPPORT
(104) NICCOLLS MEMORIAL PRESBYTERIAN CHURCH
PO BOX 605
OLD FORGE,NY134200605 		23-6393377   11,500 0     CAPITAL, INFRASTRUCTURE - BUILDING, RENOVATIONS
(105) NORTH COUNTRY PET ADOPTION SERVICES
6363 PINE GROVE RD
GLENFIELD,NY13343 		26-0860903   13,000 0     GENERAL SUPPORT
(106) NOTRE DAME JRSR HIGH SCHOOL
2 NOTRE DAME LN
UTICA,NY135024818 		37-1737341   287,097 0     GENERAL SUPPORT, INDIVIDUAL DEVELOPMENT, PROGRAM SUPPORT
(107) OLD FORGE LIBRARY
PO BOX 128
OLD FORGE,NY13420 		15-0582657   32,903 0     CAPITAL, INFRASTRUCTURE - BUILDING, RENOVATIONS, CAPITAL, INFRASTRUCTURE - EQUIPMENT, GENERAL SUPPORT
(108) OLD FORGE VOLUNTEER AMBULANCE CORP INC
PO BOX 1170
OLD FORGE,NY134201170 		20-5680571   20,019 0     GENERAL SUPPORT
(109) OLD FORGE VOLUNTEER FIRE DEPARTMENT INC
PO BOX 1170
OLD FORGE,NY134201170 		27-4705476   10,000 0     CAPITAL, INFRASTRUCTURE - EQUIPMENT
(110) ON POINT FOR COLLEGE
500 PLANT ST
UTICA,NY13502 		16-1569356   73,500 0     GENERAL SUPPORT, PROGRAM SUPPORT
(111) ONEIDA COMMUNITY MANSION HOUSE
170 KENWOOD AVE
ONEIDA,NY134212820 		22-2825570   85,000 0     GENERAL SUPPORT, PROGRAM SUPPORT
(112) ONEIDA COUNTY HISTORY CENTER
1608 GENESEE ST
UTICA,NY13502 		15-0564081   21,126 0     GENERAL SUPPORT, RESEARCH, EVALUATION
(113) PARKWAY CENTER
220 MEMORIAL PARKWAY
UTICA,NY135014831 		16-1557404   66,177 0     CAPITAL, INFRASTRUCTURE - BUILDING, RENOVATIONS, CAPITAL, INFRASTRUCTURE - IT, PROGRAM SUPPORT
(114) PATHFINDER VILLAGE
3 CHENANGO RD
EDMESTON,NY13335 		15-0618744   20,000 0     INDIVIDUAL DEVELOPMENT
(115) PAUSE 4 ALL PAWS
PO BOX 846
LITTLE FALLS,NY13365 		47-1493156   13,400 0     GENERAL SUPPORT, PROGRAM SUPPORT
(116) PLANNED PARENTHOOD OF GREATER NEW YORK
26 BLEECKER ST
NEW YORK,NY10012 		13-2621497   10,700 0     GENERAL SUPPORT
(117) PLANNED PARENTHOOD OF THE NORTH COUNTRY NEW YORK INC
66 BRINKERHOFF ST
PLATTSBURGH,NY12901 		16-0919175   10,000 0     GENERAL SUPPORT
(118) PLYMOUTH BETHESDA UNITED CHURCH
500 PLANT ST
UTICA,NY135024792 		15-0551235   16,149 0     CAPITAL, INFRASTRUCTURE - EQUIPMENT, PROGRAM SUPPORT
(119) PRAGER UNIVERSITY FOUNDATION
15021 VENTURA BLVD 552
SHERMAN OAKS,CA91403 		27-1763901   10,000 0     GENERAL SUPPORT
(120) PRESBYTERIAN HOMES FOUNDATION
PO BOX 1144
NEW HARTFORD,NY13413 		13-3348349   25,700 0     CAPITAL, INFRASTRUCTURE - EQUIPMENT, PROGRAM SUPPORT
(121) REBUILDING CENTRAL NEW YORK INC
494 FRENCH RD
UTICA,NY135025750 		16-1375112   25,000 0     PROGRAM SUPPORT
(122) RESCUE DOGS RESCUE SOLDIERS
PO BOX 326
CHERRY VALLEY,NY13320 		46-5415775   11,750 0     GENERAL SUPPORT
(123) RESCUE MISSION ALLIANCE OF SYRACUSE
PO BOX 11122
SYRACUSE,NY132189903 		15-0532146   25,000 0     GENERAL SUPPORT
(124) RESCUE MISSION OF UTICA INC
293 GENESEE ST
UTICA,NY135013804 		15-0569359   73,885 0     GENERAL SUPPORT, PROGRAM SUPPORT
(125) RESOURCE CENTER FOR INDEPENDENT LIVING INC
PO BOX 210
UTICA,NY135030210 		22-2518284   11,346 0     GENERAL SUPPORT
(126) ROME ALLIANCE FOR EDUCATION
509 N JAMES ST
ROME,NY13440 		81-5431401   16,000 0     PROGRAM SUPPORT
(127) ROME CAT ASSISTANCE TLC SOCIETY INC
PO BOX 341
ROME,NY13442 		37-1720024   9,150 0     GENERAL SUPPORT
(128) ROME RESCUE MISSION
413 E DOMINICK ST
ROME,NY134406040 		26-2553258   82,105 0     GENERAL SUPPORT, PROGRAM SUPPORT
(129) SAFE SCHOOLS MOHAWK VALLEY
PO BOX 610
NEW HARTFORD,NY13413 		16-1614543   20,000 0     CAPITAL, INFRASTRUCTURE - BUILDING, RENOVATIONS
(130) SALVATION ARMY OF HERKIMER
431 N PROSPECT ST PO BOX 168
HERKIMER,NY13350 		13-5562351   13,155 0     PROGRAM SUPPORT
(131) SALVATION ARMY UTICA CITADEL CORPS
14 CLINTON PL
UTICA,NY135014777 		13-5562351   25,185 0     PROGRAM SUPPORT
(132) SAMARITAN'S PURSE
PO BOX 3000
BOONE,NC28607 		58-1437002   7,500 0     GENERAL SUPPORT, PROGRAM SUPPORT
(133) SCULPTURE SPACE INC
12 GATES ST
UTICA,NY13502 		22-2197162   7,077 0     GENERAL SUPPORT
(134) SHERRILL-KENWOOD FREE LIBRARY
543 SHERRILL RD
SHERRILL,NY134611263 		16-6184347   10,000 0     GENERAL SUPPORT
(135) SISTERS OF ST FRANCIS OF THE NEUMANN COMMUNITIES
960 JAMES ST FL 2
SYRACUSE,NY132032503 		20-4292535   6,000 0     GENERAL SUPPORT, PROGRAM SUPPORT
(136) SLEEP IN HEAVENLY PEACE - UTICA NY CHAPTER
PO BOX 390780
OMAHA,NE68139 		46-4346568   24,250 0     CAPITAL, INFRASTRUCTURE - EQUIPMENT, GENERAL SUPPORT, PROGRAM SUPPORT
(137) SPAY AND NEUTER SYRACUSE
2616 ERIE BLVD E
SYRACUSE,NY13224 		55-0852853   19,000 0     GENERAL SUPPORT
(138) ST JOHN THE EVANGELIST CHURCH
66 OXFORD RD
NEW HARTFORD,NY134132697 		15-0532324   6,155 0     GENERAL SUPPORT, PROGRAM SUPPORT
(139) ST JOSEPH & ST PATRICK CHURCH
702 COLUMBIA STREET
UTICA,NY13502 		15-0532137   28,621 0     GENERAL SUPPORT, PROGRAM SUPPORT
(140) ST PETER'S EPISCOPAL CHURCH
10 MILL ST
CAZENOVIA,NY13035 		15-6002714   40,000 0     GENERAL SUPPORT
(141) STANLEY CENTER FOR THE ARTS
261 GENESEE ST
UTICA,NY13501 		16-6068418   7,750 0     GENERAL SUPPORT
(142) SUNSHINE HORSES INC
3721 VERPLANK RD
CLAY,NY13041 		43-2046806   16,000 0     GENERAL SUPPORT
(143) SUPER HEROES IN RIPPED JEANS
697 WINNEY HILL RD
ONEONTA,NY13820 		82-2806573   16,000 0     GENERAL SUPPORT
(144) SUSQUEHANNA SPCA
5082-5088 STATE HWY 28
COOPERSTOWN,NY13326 		15-0544693   82,420 0     GENERAL SUPPORT, PROGRAM SUPPORT
(145) SYRACUSE UNIVERSITY
820 COMSTOCK AVE
SYRACUSE,NY132442840 		15-0532081   10,300 0     GENERAL SUPPORT, PROGRAM SUPPORT
(146) TAPESTRIES OF LIFE MINISTRIES
791 FABENS ISLAND ROAD PO BOX B
FABENS,TX79838 		74-2502461   33,000 0     CAPITAL, INFRASTRUCTURE - BUILDING, RENOVATIONS
(147) TEAM WESTERN KENTUCKY TORNADO RELIEF FUND
PUBLIC PROTECTION CABINET 500 MERO
ST 218 NC
FRANKFORT,KY40601 		61-0600439   10,000 0     GENERAL SUPPORT
(148) TEMPLE BETH EL
2710 GENESEE ST
UTICA,NY135026103 		15-1539083   6,200 0     GENERAL SUPPORT
(149) THE CENTER
201 BLEECKER ST
UTICA,NY135012203 		16-1158764   80,142 0     GENERAL SUPPORT, OUTREACH, PROGRAM SUPPORT
(150) THE HERITAGE FOUNDATION
214 MASSACHUSETTS AVE NE PO BOX
97057
WASHINGTON,DC200777315 		23-7327730   15,500 0     GENERAL SUPPORT
(151) THE KEYS PROGRAM
308 SHERRILL RD STE 100
SHERRILL,NY134611222 		16-1609790   9,008 0     PROGRAM SUPPORT
(152) THE KIA FOUNDATION
2546 JAMES ST
SYRACUSE,NY13206 		83-1860656   10,000 0     GENERAL SUPPORT
(153) THEA BOWMAN HOUSE
731 LAFAYETTE ST
UTICA,NY135023418 		16-1488620   37,602 0     CAPITAL, INFRASTRUCTURE - IT, GENERAL SUPPORT, LEADERSHIP, PROFESSIONAL DEVELOPMENT, PROGRAM SUPPORT
(154) TOWN OF INLET PUBLIC LIBRARY
164 N RT 28 PO BOX 274
INLET,NY13360 		16-1221865   30,000 0     CAPITAL, INFRASTRUCTURE - BUILDING, RENOVATIONS
(155) TOWN OF TRENTON
PO BOX 206 8520 OLD POLAND ROAD
BARNEVELD,NY13304 		15-6001165   389,585 0     CAPITAL, INFRASTRUCTURE - BUILDING, RENOVATIONS
(156) TOWN OF WEBB HISTORICAL ASSOCIATION
PO BOX 513
OLD FORGE,NY13420 		22-2210521   49,408 0     GENERAL SUPPORT
(157) TOWN OF WEBB UNION FREE SCHOOL DISTRICT
3002 MAIN ST PO BOX 38
OLD FORGE,NY134200038 		15-6002323   7,000 0     CAPITAL, INFRASTRUCTURE - EQUIPMENT
(158) TUG HILL TOMORROW LAND TRUST
PO BOX 6063
WATERTOWN,NY13601 		22-3115498   31,000 0     GENERAL SUPPORT, LEADERSHIP, PROFESSIONAL DEVELOPMENT, PROGRAM SUPPORT
(159) UNHS HOMEOWNERSHIPCENTER
1611 GENESEE ST
UTICA,NY13501 		16-1137874   62,500 0     CAPITAL, INFRASTRUCTURE - BUILDING, RENOVATIONS
(160) UNITED FRIENDS OF HOMELESS ANIMALS INC
4859 N JEFFERSON ST
PULASKI,NY13142 		22-2167049   12,000 0     GENERAL SUPPORT
(161) UNITED WAY OF THE MOHAWK VALLEY
258 GENESEE ST
UTICA,NY13502 		15-0532074   17,700 0     CAPITAL, INFRASTRUCTURE - IT, GENERAL SUPPORT, PROGRAM SUPPORT
(162) UPSTATE CEREBRAL PALSY
125 BUSINESS PARK DR STE 2
UTICA,NY135026316 		15-0543657   8,000 0     GENERAL SUPPORT, INDIVIDUAL DEVELOPMENT
(163) UPSTATE FAMILY HEALTH CENTER INC
1001 NOYES ST
UTICA,NY135024400 		47-4829539   36,250 0     PROGRAM SUPPORT
(164) UTICA DOLLARS FOR SCHOLARS
PO BOX 1733
UTICA,NY13503 		41-1795701   281,000 0     GENERAL SUPPORT, INDIVIDUAL DEVELOPMENT
(165) UTICA FOOD PANTRY
PO BOX 306
UTICA,NY135030306 		22-2403208   15,032 0     GENERAL SUPPORT, PROGRAM SUPPORT
(166) UTICA MONDAY NITE CORPORATION
PO BOX 277
NEW HARTFORD,NY13413 		33-1021506   30,000 0     PROGRAM SUPPORT
(167) UTICA PUBLIC LIBRARY
303 GENESEE ST
UTICA,NY135013888 		15-0618132   16,486 0     GENERAL SUPPORT, INDIVIDUAL DEVELOPMENT, PROGRAM SUPPORT
(168) UTICA UNIVERSITY
1600 BURRSTONE RD
UTICA,NY135024892 		16-1476258   165,358 0     GENERAL SUPPORT, INDIVIDUAL DEVELOPMENT, PROGRAM SUPPORT
(169) UTICA ZOOLOGICAL SOCIETY
1 UTICA ZOO WAY
UTICA,NY13501 		16-0915407   85,623 0     CAPITAL, INFRASTRUCTURE - BUILDING, RENOVATIONS, GENERAL SUPPORT, INDIVIDUAL DEVELOPMENT, PROGRAM SUPPORT
(170) VALLEY HEALTH SERVICES INC
690 W GERMAN ST
HERKIMER,NY13350 		22-2511614   200,000 0     CAPITAL, INFRASTRUCTURE - BUILDING, RENOVATIONS
(171) VALLEY RESIDENTIAL SERVICES INC
161 VALLEY DR
HERKIMER,NY13350 		46-3703838   11,402 0     PROGRAM SUPPORT
(172) VERA HOUSE INC
723 JAMES ST
SYRACUSE,NY13203 		51-0201530   10,000 0     GENERAL SUPPORT
(173) VERONA UNITED METHODIST CHURCH
5694 E MAIN ST
VERONA,NY13478 		16-1222460   12,135 0     PROGRAM SUPPORT
(174) VIEW
PO BOX 1144 3273 NY-28
OLD FORGE,NY13420 		16-1001728   107,083 0     CAPITAL, INFRASTRUCTURE - BUILDING, RENOVATIONS, GENERAL SUPPORT, INDIVIDUAL DEVELOPMENT, PROGRAM SUPPORT
(175) VILLAGE OF BOONVILLE
13149 STATE ROUTE 12
BOONVILLE,NY133094966 		15-6001272   10,000 0     CAPITAL, INFRASTRUCTURE - EQUIPMENT
(176) WANDERERS' REST HUMANE ASSOCIATION
7138 SUTHERLAND DR
CANASTOTA,NY13032 		16-1191312   31,750 0     GENERAL SUPPORT, PROGRAM SUPPORT
(177) WAYWARD PAWS INC
9048 DELPHI FALLS RD
NEW WOODSTOCK,NY13122 		20-5193155   12,000 0     GENERAL SUPPORT
(178) WOMEN'S FUND OF HERKIMER & ONEIDA COUNTIES
2 WILLIAMS ST
CLINTON,NY13323 		20-4296797   72,200 0     GENERAL SUPPORT, PROGRAM SUPPORT
(179) WOODSHILL INC
9755 SESSIONS RD
SAUQUOIT,NY13456 		81-3664556   5,500 0     GENERAL SUPPORT, PROGRAM SUPPORT
(180) YWCA OF THE MOHAWK VALLEY
7 RUTGER PARK
UTICA,NY135013000 		15-0532279   59,872 0     CAPITAL, INFRASTRUCTURE - BUILDING, RENOVATIONS, CAPITAL, INFRASTRUCTURE - EQUIPMENT, GENERAL SUPPORT, PROGRAM SUPPORT
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
 
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2021

Schedule I (Form 990) 2021
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) SCHOLARSHIPS 148 272,150      
(1)
(2)
(3)
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
Schedule I (Form 990) 2021



Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
THE COMMUNITY FOUNDATION OF HERKIMER AND
ONEIDA COUNTIES INC
Employer identification number

15-6016932
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2021

Schedule J (Form 990) 2021
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2, 1099-MISC compensation, and/or 1099-NEC (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1ALICIA DICKS
PRESIDENT/CHIEF EXECUTIVE 		(i)

(ii)		 173,602
-------------
0 		0
-------------
0 		0
-------------
0 		12,950
-------------
0 		20,180
-------------
0 		206,732
-------------
0 		0
-------------
0
Schedule J (Form 990) 2021

Schedule J (Form 990) 2021
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
Schedule J (Form 990) 2021

Additional Data


Software ID:  
Software Version:  
SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
THE COMMUNITY FOUNDATION OF HERKIMER AND
ONEIDA COUNTIES INC
Employer identification number

15-6016932
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 78 3,773,887  
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image ( )
27 Other Right pointing arrow large image ( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2021)
Schedule M (Form 990) (2021)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 32B: THE FOUNDATION USES A FINANCIAL INSTITUTION TO RECEIVE AND SELL PUBLICLY TRADED SECURITIES.
Schedule M (Form 990) (2021)

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
THE COMMUNITY FOUNDATION OF HERKIMER AND
ONEIDA COUNTIES INC
Employer identification number

15-6016932
Return Reference Explanation
FORM 990, PART VI, SECTION A, LINE 2 ONE PERSON IS EMPLOYED BY THE OTHER IN A SOLE PROPRIETORSHIP OR BY AN ORGANIZATION WITH WHICH THE OTHER IS ASSOCIATED AS A TRUSTEE, DIRECTOR, OFFICER, KEY EMPLOYEE, OR GREATER THAN 35% OWNER. 1.) EVE VAN DE WAL IS THE REGIONAL PRESIDENT OF AN ORGANIZATION OF WHICH RONALD CUCCARO AND CATHLEEN MCCOLGIN ARE ADVISORY BOARD MEMBERS. 2.) LAURA CASAMENTO IS THE PRESIDENT OF UTICA UNIVERSITY OF WHICH RONALD CUCCARO IS A BOARD MEMBER. 3.) LAURA CASAMENTO, RONALD CUCCARO, ALICIA DICKS, DAVE MANZELMANN, CATHLEEN MCCOLGIN, EVE VAN DE WAL, KIRK HINMAN AND RANDALL VANWAGONER ARE MEMBERS OF THE MOHAWK VALLEY EDGE BOARD. 4.) BONNIE WOODS WAS THE BOARD CHAIR OF MOHAWK VALLEY HEALTH SYSTEM OF WHICH GREGORY MCLEAN IS A MEMBER OF THE BOARD. DAVID MANZELMANN IS A BOARD MEMBER OF MOHAWK VALLEY HEALTH SYSTEM FOUNDATION. DR. MARK WARFEL IS EMPLOYED BY MOHAWK VALLEY HEATH SYSTEM. 5. CATHLEEN MCCOLGIN IS VICE-PRESIDENT OF THE BOARD OF DIRECTORS OF YWCA MOHAWK VALLEY OF WHICH OLIVIA PAUL IS A BOARD MEMBER. 6. JAWWAAD RASHEED AND OLIVIA PAUL SERVE AS CO-DIRECTORS OF MOHAWK VALLEY JUNIOR FRONTIERS.
FORM 990, PART VI, SECTION B, LINE 11B THE DRAFT 990 IS REVIEWED BY THE FOUNDATION'S AUDIT COMMITTEE TO ENSURE COMPLIANCE WITH TAX LAWS. THE AUDIT COMMITTEE RECOMMENDS APPROVAL BY THE BOARD. THE FINAL VERSION OF THE FORM 990 IS E-MAILED TO EACH BOARD MEMBER. IN ORDER TO ASSIST BOARD MEMBERS WITH THEIR REVIEW OF THE FORM 990, A GUIDANCE TABLE IS PROVIDED THAT DESCRIBES EACH PART OF THE FORM 990 ALONG WITH KEY QUESTIONS THAT THE REVIEWER SHOULD CONSIDER WHEN REVIEWING THE 990.
FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION'S POLICY ON CONFLICTS OF INTEREST & CONFIDENTIALITY APPLIES TO ALL PERSONS HOLDING POSITIONS OF RESPONSIBILITY AND TRUST ON BEHALF OF THE FOUNDATION INCLUDING, BUT NOT LIMITED TO, MEMBERS OF THE BOARD OF TRUSTEES, OFFICERS, VOLUNTEER COMMITTEE MEMBERS, KEY PERSONS, AND MEMBERS OF THE FOUNDATION STAFF. THE FOUNDATION'S POLICY MANDATES THAT A DISCLOSURE FORM BE UPDATED ANNUALLY LISTING THE NAMES OR NONPROFIT ORGANIZATIONS OR BUSINESSES/CORPORATIONS IN WHICH THEY OR AN IMMEDIATE FAMILY MEMBER HOLD A POSITION THAT MAY GIVE RISE TO A POTENTIAL CONFLICT BETWEEN PERSONAL INTERESTS AND THE INTERESTS OF THE FOUNDATION. THE FOUNDATION'S POLICY REQUIRES DISCLOSURE OF A CONFLICT OF INTEREST: (A) PRIOR TO VOTING ON OR OTHERWISE DISCHARGING HIS OR HER DUTIES WITH RESPECT TO ANY MATTER INVOLVING THE CONFLICT WHICH COMES BEFORE THE BOARD OR ANY COMMITTEE; (B) PRIOR TO ENTERING INTO ANY CONTRACT OR TRANSACTION INVOLVING THE FOUNDATION; (C) AS SOON AS POSSIBLE AFTER THE BOARD MEMBER OR OFFICER SHALL LEARN OF A CONFLICT OF INTEREST IN ANY OTHER CONTEXT. THE FOUNDATION'S POLICY STATES THAT FOLLOWING THE RECEIPT OF INFORMATION CONCERNING A CONTRACT OR TRANSACTION INVOLVING A POTENTIAL CONFLICT OF INTEREST, THE BOARD SHALL CONSIDER THE MATERIAL FACTS CONCERNING THE PROPOSED CONTRACT OR TRANSACTION INCLUDING THE PROCESS BY WHICH THE DECISION WAS MADE TO RECOMMEND ENTERING INTO THE ARRANGEMENT ON THE TERMS PROPOSED. THE BOARD IS REQUIRED TO EXERCISE DUE DILIGENCE AND GIVE DUE CONSIDERATION FOR ANY SUCH ALTERNATIVE CONTRACTS OR TRANSACTIONS. THE BOARD SHALL APPROVE ONLY THOSE CONTRACTS OR TRANSACTIONS IN WHICH THE TERMS ARE FAIR AND REASONABLE TO THE FOUNDATION AND THOSE CONTRACTS OR TRANSACTIONS CONSISTENT WITH THE BEST INTERESTS OF THE FOUNDATION. THE BOARD, IN CONSULTATION WITH THE AUDIT COMMITTEE, IS RESPONSIBLE FOR THE CONFLICT OF INTEREST POLICY, RECOMMENDING THE FORMAT OF THE ANNUAL DISCLOSURE FORM, RECOMMENDING CHANGES AS NEEDED, AND ENSURING THE ORGANIZATION'S COMPLIANCE WITH ITS POLICY ON AT LEAST AN ANNUAL BASIS. THE FOUNDATION'S POLICY STATES THAT PERSONS WITH A CONFLICT SHALL NOT BE AUTHORIZED TO APPROVE A CONTRACT OR TRANSACTION. AT THE TIME OF THE DISCUSSION AND DECISION CONCERNING THE AUTHORIZATION OF SUCH CONTRACT OR TRANSACTION, THE INTERESTED BOARD MEMBER OR OFFICER SHOULD NOT BE PRESENT AT THE MEETING.
FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION OF THE FOUNDATION'S PRESIDENT/CEO INCLUDES A REVIEW AND APPROVAL BY THE BOARD AND IS BASED ON PRIOR YEAR'S SALARY AS WELL AS COMPARABILITY DATA.
FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON ITS WEBSITE. IN ADDITION, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE UPON REQUEST.
FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THAT OF THE PRIOR YEAR.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990) 2021


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SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
THE COMMUNITY FOUNDATION OF HERKIMER AND
ONEIDA COUNTIES INC
Employer identification number

15-6016932
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) COMMUNITY FOUNDATION GIFT HOLDING LLC
2608 GENESEE ST
UTICA,NY13502
 HOLDING OF GIFTED REAL ESTATE NY     THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC
 
(2) CF IMPACT CENTER LLC
2608 GENESEE ST
UTICA,NY13502
83-0972389 		CREATING A COMMUNITY IMPACT CENTER NY     THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC
 
(3) 2608 GENESEE LLC
2608 GENESEE ST
UTICA,NY13502
84-2065739 		HOLDING OF COMPLEX GIFTS NY     THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC
 






Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)COMMUNITY FOUNDATION HOLDING CORPORATION
2608 GENESEE ST

UTICA,NY13502
20-0254573 		PROPERTY MANAGEMENT NY 501(C)(3) 8 N/A
 
No












For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No












Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) ............................
1b
 
No
c Gift, grant, or capital contribution from related organization(s) ............................
1c
 
No
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
Yes
 
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
 
No
o Sharing of paid employees with related organization(s) ............................
1o
 
No
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
 
No
r Other transfer of cash or property to related organization(s) ............................
1r
 
No
s Other transfer of cash or property from related organization(s) ............................
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) COMMUNITY FOUNDATION HOLDING CORPORATION

 A 30,000 AGREEMENT
(2) COMMUNITY FOUNDATION HOLDING CORPORATION

 K 30,000 AGREEMENT




Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
Schedule R (Form 990) 2021

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