| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| COMPLETE FINANCIAL OPS | 32,000 | 22,400 | 0 | 9,600 |
| GRAHAM & COMPANY PC | 5,840 | 4,088 | 0 | 1,752 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| CORPORATE STOCKS (JPM 925) | 223,670 | 245,291 |
| CORPORATE STOCKS (JPM 927) | 209,625 | 229,634 |
| CORPORATE STOCKS (JPM 926) | 98,255 | 65,025 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| BOULDER VENTURE IV, ANNEX, LP | AT COST | 19,621 | 115,315 |
| PRISMA MICROFINANCE STOCK | AT COST | 452,530 | 452,530 |
| BLUEORCHARD MICROFINANCE | AT COST | 1,000,000 | 1,835,057 |
| BOULDER VENTURES V, L.P. | AT COST | 142,616 | 186,642 |
| TAHOMA VENTURES I LP | AT COST | 188,027 | 487,685 |
| BOULDER VENTURES VI, LP | AT COST | 352,997 | 478,864 |
| BOULDER VENTURES VII LP | AT COST | 318,848 | 321,608 |
| TAHOMA VENTURES I CONTINUITY LP | AT COST | 133,333 | 209,710 |
| FIXED INCOME (JPM 925) | AT COST | 89,624 | 91,424 |
| FIXED INCOME (JPM 926) | AT COST | 748,380 | 785,610 |
| FIXED INCOME (JPM 927) | AT COST | ||
| ALTERNATIVE ASSET (JPM 925) | AT COST | 92,981 | 111,023 |
| GOLD (JPM 926) | AT COST | 232,524 | 958,231 |
| ALTERNATIVE ASSET (JPM 927) | AT COST | 11,900 | 14,590 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ADVISORY FEES | 8,227 | 8,227 | ||
| BANK SERVICE CHARGES | 277 | 194 | 83 | |
| BOULDER VENTURES IV, ANNEX, LP | 155 | 155 | ||
| BOULDER VENTURES V, LP | 714 | 714 | ||
| BOULDER VENTURES VI, LP | 21,067 | 21,067 | ||
| BOULDER VENTURES VII, LP | 26,402 | 26,402 | ||
| INSURANCE | 425 | 298 | 127 | |
| MARGIN INTEREST | 123 | 123 | ||
| TAHOMA VENTURES I CONTINUITY LP | 8,764 | 8,764 | ||
| TAHOMA VENTURES I LP | 9,448 | 9,448 |
| Borrower's Name | Relationship to Insider | Original Amount of Loan | Balance Due | Date of Note | Maturity Date | Repayment Terms | Interest Rate | Security Provided by Borrower | Purpose of Loan | Description of Lender Consideration | Consideration FMV |
|---|---|---|---|---|---|---|---|---|---|---|---|
| PRISMA MICROFINANCE INC | NONE | 50,000 | 50,000 | 2006-08 | 2007-09 | PRINCIPAL DUE AT MATURITY | 800.00 % | NONE | MICROCREDIT | ||
| OPPORTUNITY TRANSFORMATION INV | NONE | 1,000,000 | 1,000,000 | 2014-09 | 2021-08 | PRINCIPAL DUE AT MATURITY | 200.00 % | NONE | MICROCREDIT | ||
| FRIENDSHIP BRIDGE | NONE | 375,000 | 375,000 | 2017-10 | 2020-10 | PRINCIPAL DUE AT MATURITY | 400.00 % | NONE | MICROCREDIT | ||
| PRISMA MICROFINANCE INC | NONE | 200,000 | 207,500 | 2004-04 | 2010-04 | PRINCIPAL DUE AT MATURITY | 1000.00 % | NONE | MICROCREDIT |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXCISE TAXES | 37,800 | |||
| FOREIGN TAXES | 519 | 519 |