Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
THE GEORGE K BAUM FAMILY FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)4801 MAIN STREET 500
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
KANSAS CITY, MO64112
A Employer identification number

35-2481660
B Telephone number (see instructions)

(816) 842-0944
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$36,004,288
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 205 205  
4 Dividends and interest from securities... 650,202 650,202  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 667,448
b Gross sales price for all assets on line 6a 9,007,700
7 Capital gain net income (from Part IV, line 2)... 667,448
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 1,418,185 1,339,380 0
12 Total. Add lines 1 through 11........ 2,736,040 2,657,235 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... 4,006 2,003 0 2,003
c Other professional fees (attach schedule).... 202,025 183,775 0 18,250
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... 202,703 1,619 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......   70,045    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 408,734 257,442 0 20,253
25 Contributions, gifts, grants paid....... 1,547,772 1,547,772
26 Total expenses and disbursements. Add lines 24 and 25 1,956,506 257,442 0 1,568,025
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 779,534
b Net investment income (if negative, enter -0-) 2,399,793
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 30,637,953 Click to see attachment28,291,492 32,085,349
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 0 Click to see attachment1,949,632 1,949,632
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment841,863 Click to see attachment1,842,747 Click to see attachment1,969,307
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 31,479,816 32,083,871 36,004,288
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 31,479,816 32,083,871
29 Total net assets or fund balances (see instructions)..... 31,479,816 32,083,871
30 Total liabilities and net assets/fund balances (see instructions). 31,479,816 32,083,871
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
31,479,816
2
Enter amount from Part I, line 27a .....................
2
779,534
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
32,259,350
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
175,479
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
32,083,871
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P 2021-01-01 2021-12-31
b
c
d
e
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 9,007,700   8,340,252 667,448
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       667,448
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 667,448
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3 667,448
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 33,357
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 33,357
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 46,354
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 46,354
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 12,997
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet12,997 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletGREATER KANSAS CITY COMMUNITY FOUND Telephone no.bullet (816) 842-0944

    Located atbullet1055 BROADWAY SUITE 130KANSAS CITYMO ZIP+4bullet64105
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ANN KAUFMANN BAUM TRUSTEE
    1.00
    0 0 0
    4801 MAIN STREET SUITE 500
    KANSAS CITY,MO64112
    JONATHAN E BAUM TRUSTEE
    1.00
    0 0 0
    4801 MAIN STREET SUITE 500
    KANSAS CITY,MO64112
    JANICE C KREAMER TRUSTEE
    1.00
    0 0 0
    4801 MAIN STREET SUITE 500
    KANSAS CITY,MO64112
    BRUCE C DAVISON TRUSTEE
    1.00
    0 0 0
    4801 MAIN STREET SUITE 500
    KANSAS CITY,MO64112
    LISA KLEIN TRUSTEE
    1.00
    0 0 0
    1055 BROADWAY SUITE 130
    KANSAS CITY,MO64105
    SARAH BAUM TRUSTEE
    1.00
    0 0 0
    1055 BROADWAY SUITE 130
    KANSAS CITY,MO64105
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    34,385,253
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    34,385,253
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    34,385,253
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    515,779
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    33,869,474
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    1,693,474
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    1,693,474
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    33,357
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
    5,969
    c
    Add lines 2a and 2b............................
    2c
    39,326
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,654,148
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,654,148
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    1,654,148
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2020
    (c)
    2020
    (d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 1,654,148
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 417,927
    b From 2017...... 33,177
    c From 2018...... 67,041
    d From 2019......  
    e From 2020...... 580,726
    f Total of lines 3a through e ........ 1,098,871
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 1,568,025
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2021 distributable amount..... 1,568,025
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 86,123 86,123
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,012,748
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...
    331,804
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......
    680,944
    10 Analysis of line 9:
    a Excess from 2017.... 33,177
    b Excess from 2018.... 67,041
    c Excess from 2019....  
    d Excess from 2020.... 580,726
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    ADHOC GROUP AGAINST CRIME
    2701 E 31ST STREET
    KANSAS CITY,MO64128
    NONE PC SOCIETAL BENEFIT 15,000
    BOYS & GIRLS CLUB OF GREATER KANSAS CITY
    4001 BLUE PARKWAY SUITE 102
    KANSAS CITY,MO64130
    NONE PC SOCIETAL BENEFIT 133,000
    BRIDGING THE GAP
    4001 BLUE PARKWAY SUITE 102
    KANSAS CITY,MO64101
    NONE PC EDUCATIONAL 2,500
    DEEP ROOTS KC
    PO BOX 32131
    KANSAS CITY,MO64171
    NONE PC SOCIETAL BENEFIT 7,500
    DELASALLE EDUCATION CENTER
    3737 TROOST AVENUE
    KANSAS CITY,MO64109
    NONE PC EDUCATIONAL 100,000
    FRONT PORCH ALLIANCE
    3210 MICHIGAN AVENUE
    KANSAS CITY,MO64109
    NONE PC SOCIAL BENEFIT 1,000
    GRANDPARENTS AGAINST GUN VIOLENCE
    4520 MAIN STREET
    KANSAS CITY,MO64111
    NONE PC SOCIETAL BENEFIT 1,000
    GREATER KANSAS CITY COMMUNITY FOUNDATION
    1055 BROADWAY BLVD STE 130
    KANSAS CITY,MO64105
    NONE PC SOCIAL BENEFIT 150,500
    GREEN LIGHT FUND
    200 CLAREDON STREET 44TH FLOOR
    BOSTON,MA02116
    NONE PC SOCIETAL BENEFIT 50,000
    GUADALUPE CENTERS
    1015 AVENIDA CESAR
    KANSAS CITY,MO64108
    NONE PC SOCIETAL BENEFIT 75,000
    JEWISH FAMILY SERVICES
    5801 W 115TH ST STE 103
    OVERLAND PARK,KS66211
    NONE PC SOCIAL BENEFIT 75,000
    KANSAS CITY FRIENDS OF ALVIN AILEY
    1714 E 18TH STREET
    KANSAS CITY,MO64108
    NONE PC SOCIETAL BENEFIT 7,500
    KANSAS CITY SCHOLARS
    8080 WARD PARKWAY SUITE 402
    KANSAS CITY,MO64114
    NONE PC EDUCATIONAL 50,000
    KC PUBLIC SCHOOLS EDUCATIONAL FOUNDATION
    2901 TROOST AVENUE
    KANSAS CITY,MO64109
    NONE PC EDUCATIONAL 244,772
    LEGAL AID OF WESTERN MISSOURI
    4001 BLUE PARKWAY SUITE 300
    KANSAS CITY,MO64130
    NONE PC SOCIAL BENEFIT 2,500
    MINDDRIVE
    2615 HOLMES STREET
    KANSAS CITY,MO64108
    NONE PC EDUCATIONAL 50,000
    OPERATION BREAKTHROUGH
    3039 TROOST AVENUE
    KANSAS CITY,MO64109
    NONE PC SOCIAL BENEFIT 155,000
    UNITED INNER CITY SERVICES - ST MARKS
    2008 E 12TH STREET
    KANSAS CITY,MO64127
    NONE PC SOCIETAL BENEFIT 425,000
    WOMEN'S EMPLOYMENT NETWORK
    4328 MADISON AVENUE
    KANSAS CITY,MO64111
    NONE PC EDUCATIONAL 2,500
    Total .................................bullet 3a 1,547,772
    bApproved for future payment
    BOYS & GIRLS CLUB OF GREATR KANSAS CITY
    4001 BLUE PARKWAY SUITE 102
    KANSAS CITY,MO64130
    NONE PC SOCIETAL BENEFIT 267,000
    DELASALLE EDUCATION CENTER
    3737 TROOST AVENUE
    KANSAS CITY,MO64109
    NONE PC EDUCATIONAL 200,000
    GREEN LIGHT FUND
    200 CLAREDON STREET 44TH FLOOR
    BOSTON,MA02116
    NONE PC SOCIETAL BENEFIT 50,000
    GUADALUPE CENTERS
    1015 AVENIDA CESAR
    KANSAS CITY,MO64108
    NONE PC SOCIETAL BENEFIT 75,000
    KANSAS CITY PUBLIC SCHOOLS EDUCATIONAL FOUNDATION
    2901 TROOST AVENUE
    KANSAS CITY,MO64109
    NONE PC EDUCATIONAL 80,000
    KANSAS CITY SCHOLARS
    8080 WARD PARKWAY SUITE 402
    KANSAS CITY,MO64114
    NONE PC EDUCATIONAL 100,000
    OPERATION BREAKTHROUGH
    3039 TROOST AVENUE
    KANSAS CITY,MO64109
    NONE PC SOCIAL BENEFIT 150,000
    THE CHILDREN'S SPOT AT SAINT LUKE'S
    4225 BALTIMORE AVENUE
    KANSAS CITY,MO64111
    NONE PC MEDICAL PRACTICE & RESEARCH 20,000
    UNITED INNER CITY SERVICES - ST MARK'S
    2008 E 12TH STREET
    KANSAS CITY,MO64127
      PC SOCIETAL BENEFIT 200,000
    Total .................................bullet 3b 1,142,000
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........
        14 205  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 667,448  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 2,736,040 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,736,040
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    THE GEORGE K BAUM FAMILY FOUNDATION
    EIN:
    35-2481660
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING & TAX SERVICE 4,006 2,003 0 2,003

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    THE GEORGE K BAUM FAMILY FOUNDATION
    EIN:
    35-2481660
    Name of Stock End of Year Book Value End of Year Fair Market Value
    169 SHS OF ACCENTURE PLC 43,999 70,059
    133 SHS OF ADOBE SYS DEL 65,491 75,419
    656 SHS OF ALCON INC 42,532 57,151
    121 SHS OF ALIGN TECHNOLOGY INC 63,701 79,519
    14 SHS OF AMAZON.COM 44,899 46,681
    130 SHS OF AON PLC 27,100 39,073
    106 SHS OF ATL ASSIAN CORP 39,428 40,417
    904 SHS OF CANADIAN PAC RY 61,763 65,034
    35 SHS OF CHIPOTLE MEXICAN GRILL 49,537 61,189
    285 SHS OF CME GROUP INC 53,149 65,111
    226 SHS OF DANAHER CORP 50,526 74,356
    79 SHS OF EPAM SYS INC 35,125 52,808
    230 SHS OF FACEBOOK INC 62,509 77,361
    222 SHS OF FERRARI 48,335 57,458
    198 SHS OF ICON PUB LTD 42,132 61,321
    239 SHS OF ILLUMINA 89,585 90,925
    135 SHS OF INTUIT INC 51,091 86,835
    202 SHS OF INTUITIVE SURGICAL INC 52,782 72,579
    187 SHS OF LAUDER ESTATE 49,071 69,227
    132 SHS OF LULULEMON ATHLETICA 48,031 51,671
    462 SHS OF MATCH GROUP INC 69,573 61,100
    34 SHS OF METTLER TOLEDO 38,407 57,705
    229 SHS OF MICROSOFT CORP 50,218 77,017
    113 SHS OF NETFLIX INC 72,052 80,125
    405 SHS OF NIKE INC 56,631 67,501
    304 SHS OF NVIDIA 40,096 89,409
    455 SHS OF PAYPAL HOLDINGS INC 102,702 85,804
    262 SHS OF RES MED INC 55,799 68,246
    150 SHS OF S&P GLOBAL INC 48,025 70,790
    41 SHS OF SHOPIFY INC 50,197 56,473
    2012 SHS OF SNAP INC 105,417 94,624
    200 SHS OF STERIS PLC 36,665 48,682
    464 SHS OF VISA INC 97,759 100,553
    1576 SHS OF ADYEN 37,509 41,428
    1580 SHS OF AIA GROUP 73,021 63,793
    621 SHS OF AMADEUS IT GROUP 44,637 42,054
    115 SHS OF ASML HOLDINGS 54,882 91,556
    795 SHS OF ATLAS COPCO 40,995 55,101
    597 SHS OF CSL LTD SP 65,453 63,163
    672 SHS OF DSV AS ADR 56,076 78,879
    204 SHS OF EVOLUTION GAMING GROUP 39,467 29,164
    1550 SHS OF EXPERIAN PLC SP 58,076 76,431
    1215 SHS OF LASERTEC CORP 42,625 74,443
    129 SHS OF LI NING COMPANY LIMITED 38,432 34,989
    698 SHS OF LONZA GROUP AG 43,865 58,283
    352 SHS OF LVMH MOET HENNESSY LOUIS VUITTON 42,693 58,256
    372 SHS OF NESTLE SA SP 42,693 52,218
    337 SHS OF NOVO NORDISK 35,789 37,744
    856 SHS OF PERNOD RICARD 33,002 41,499
    1707 SHS OF SHENZHOU INTL GROUP HOLDINGS 36,428 32,774
    1433 SHS OF SIKA AG 38,130 59,555
    674 SHS OF TAIWAN SEMICONDUCTOR 70,115 81,089
    1452 SHS OF WUXI BIOLOGICS CAYMAN 36,958 34,035
    82474.227 SHS OF BLACKROCK HIGH YIELD BOND 640,000 646,598
    71673.203 SHS OF JP MORGAN MANAGED INCOME FUND 718,882 716,732
    116053.815 SHS OF PRUDENTIAL HIGH YIELD FUND 640,000 637,135
    119047.867 SHS OF VANGUARD TOTAL BOND MARKET 1,380,839 1,332,146
    44575.991 SHS OF FIDELITY 500 INDEX 5,732,526 7,369,303
    29012.648 SHS OF FIDELITY TR INTL 1,314,298 1,430,033
    21256.203 SHS OF MATTHEWS INTL 542,430 436,390
    30808.181 SHS OF PARNASSUS FD 1,642,981 1,957,860
    25133.797 SHS OF T ROWE PRICE INTL 611,960 528,312
    10341 SHS OF SCHWAB US TIPS 637,890 650,345
    6355 SHS OF VANGUARD MALVERN FUNDS 328,214 326,647
    7305 SHS OF HEALTHCARE SELECT SECTOR 818,708 1,029,201
    4798 SHS OF INDUSTRIAL SELECT SECTOR 444,000 507,676
    3851 SHS OF INVESCO 1,231,973 1,532,120
    29080 SHS OF ISHARES CORE 1,775,392 1,740,729
    16923 SHS OF ISHARES INC 1,133,334 1,133,164
    1770 SHS OF ISHARES TR MSCI AC ASIA 155,080 146,379
    3615 SHS OF ISHARES TR MSCI CHINA 249,332 226,914
    9413 SHS OF ISHARES TR MSCI INDIA 370,336 431,492
    11468 SHS OF ISHARES TR RUSSELL 1000 1,655,235 1,925,821
    2533 SHS OF VANECK VECTORS 488,095 468,200
    2886 SHS OF VANGUARD INDEX FUNDS 599,420 735,266
    25370 SHS OF VANGUARD INTL 1,599,462 1,731,249
    9885 SHS OF VANGUARD WORLD FUNDS 701,149 954,594
    253 SHS OF AMERICAN TOWER CORP 55,844 74,003
    69 SHS OF EQUINIX INC 48,939 58,363

    TY 2021 InvestmentsOtherSchedule2
    Name:
    THE GEORGE K BAUM FAMILY FOUNDATION
    EIN:
    35-2481660
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    CASH ACCOUNT AT COST 1,949,632 1,949,632

    TY 2021 OtherAssetsSchedule
    Name:
    THE GEORGE K BAUM FAMILY FOUNDATION
    EIN:
    35-2481660
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    FLINT HILLS ASCENT CO-INVEST II LP 459,686 477,854 411,901
    FLINT HILLS FOUNDERS II LP 155,969 314,895 450,123
    GKB GROWTH EQUITY FUND 226,208 186,177 209,581
    COATUE ASIA OFFSHORE FUND I PRIVATE INVESTORS LT HF CLASS 0 113,711 113,711
    COATUE GROWTH PRIVATE INVESTORS OFFSHORE LP DIK CLASS A-3 CLOSE EQT 0 324,319 325,000
    INFRASTRUCTURE PRIVATE INVESTORS OFFSHORE 0 149,947 149,980
    PE OFFSHORE LP CLASS A 0 87,500 121,342
    PSG V PRIVATE INVESTORS OFFSHORE 0 34,696 34,696
    RC II PRIVATE INVESTORS OFFSHORE 0 91,148 91,148
    SVSS V PRIVATE OMVESTPRS OFFSHORE 0 62,500 61,825


    TY 2021 OtherDecreasesSchedule
    Name:
    THE GEORGE K BAUM FAMILY FOUNDATION
    EIN:
    35-2481660
    Description Amount
    BOOK/TAX TIMING DIFFERENCE 175,479


    TY 2021 OtherIncomeSchedule2
    Name:
    THE GEORGE K BAUM FAMILY FOUNDATION
    EIN:
    35-2481660
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PARTNERSHIP INCOME 1,418,185 1,339,380 0


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    THE GEORGE K BAUM FAMILY FOUNDATION
    EIN:
    35-2481660
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 165,525 165,525 0 0
    ADMINISTRATION FEES 36,500 18,250 0 18,250


    TY 2021 TaxesSchedule
    Name:
    THE GEORGE K BAUM FAMILY FOUNDATION
    EIN:
    35-2481660
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 1,619 1,619 0 0
    FEDERAL TAXES 201,084 0 0 0