| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| SACKS PRESS & LACHER | 7,000 | 7,000 | 0 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| LOCKHEED MARTIN CORP B/E CALL@MW+20BP RATE 03.550% MATURES 01/15/26 CALLABLE | 51,295 | 49,030 |
| CONAGRA FOODS INC B/E CALL@MW+25BP RATE 03.200% MATURES 01/25/23 CALLABLE 5 | 52,313 | 51,959 |
| EXPEDIA INC B/E RATE 03.800% MATURES 02/15/28 CALLABLE 62000 | 63,404 | 56,597 |
| PARKER HANNIFIN CORP NTS CALL@MW+20BP RATE 03.250% MATURES 06/14/29 CALLABLE | 64,357 | 56,863 |
| INTEL CORP B/E CALL@MW+25BP RATE 03.700% MATURES 07/29/25 CALLABLE 100000 | 104,768 | 100,721 |
| MORGAN STANLEY NTS B/E CALL@MW+30BP RATE 03.875% MATURES 01/27/26 100000 | 104,628 | 98,593 |
| GENL MOTORS FINL CO INC CALL@MW+35BP RATE 04.000% MATURES 01/15/25 CALLABLE | 103,339 | 99,623 |
| HESS CORP B/E CALL@MW+40BP RATE 04.300% MATURES 04/01/27 CALLABLE 101000 | 105,414 | 98,595 |
| MOSAIC CO B/E CALL@MW+25BP RATE 04.250% MATURES 11/15/23 CALLABLE 101000 | 103,414 | 101,751 |
| STARBUCKS CORP NTS B/E 3.550% 081529 DTD051319 FC081519 CALL@MW+20BP 101000 | 107,599 | 95,037 |
| ABBVIE INC NTS B/E CALL@MW+25BP RATE 03.600% MATURES 05/14/25 CALLABLE 1020 | 104,971 | 100,431 |
| AMGEN INC NTS B/E CALL@MW+20BP RATE 03.625% MATURES 05/22/24 CALLABLE 10200 | 104,837 | 101,870 |
| CAPITAL ONE FINCL CORP NTS B/E RATE 03.300% MATURES 10/30/24 102000 | 104,078 | 99,606 |
| CITIGROUP INC RATE 03.700% MATURES 01/12/26 102000 | 106,056 | 100,030 |
| COMCAST CORP B/E CALL@MW+25BP RATE 03.150% MATURES 03/01/26 CALLABLE 102000 | 105,133 | 99,397 |
| ENBRIDGE INC B/E CALL@MW+30BP RATE 04.250% MATURES 12/01/26 CALLABLE 102000 | 108,899 | 101,078 |
| FEDEX CORP B/E CALL@MW+20BP RATE 03.250% MATURES 04/01/26 CALLABLE 102000 | 104,742 | 100,468 |
| VISA INC NTS B/E CALL@MW+15BP RATE 03.150% MATURES 12/14/25 CALLABLE 102000 | 105,820 | 100,851 |
| BK OF NY MELLON CORP B/E RATE 02.800% MATURES 05/04/26 CALLABLE 103000 | 105,008 | 99,319 |
| MICROSOFT CORP NTS B/E CALL@MW+15BP RATE 03.125% MATURES 11/03/25 CALLABLE | 106,770 | 103,029 |
| CME GROUP INC CALL@MW+15BP RATE 03.000% MATURES 03/15/25 CALLABLE 104000 | 106,511 | 102,785 |
| STATOIL ASA B/E CALL@MW+15BP RATE 02.450% MATURES 01/17/23 104000 | 104,331 | 103,905 |
| VERIZON COMMUNICATIONS CALL@MW+15BP RATE 02.100% MATURES 03/22/28 CALLABLE | 107,231 | 93,461 |
| WALT DISNEY COMPANY/THE 2.000% 090129 DTD090619 FC030120 CALL@MW+15BP 10700 | 107,888 | 92,184 |
| J P MORGAN CHASE & CO B/E RATE 04.125% MATURES 12/15/26 161000 | 171,508 | 159,765 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ALPHABET INC CL C 19 SHS | 9,294 | 41,562 |
| ALPHABET INC CL A 87 SHS | 53,023 | 189,596 |
| BLACKROCK INC 123 SHS | 62,109 | 74,912 |
| LOCKHEED MARTIN CORP 152 SHS | 55,656 | 65,354 |
| AMGEN INC 263 SHS | 56,391 | 63,988 |
| ACCENTURE PLC IRELAND CL A 305 SHS | 46,801 | 84,683 |
| ECOLAB INC 333 SHS | 63,176 | 51,202 |
| MCDONALDS CORP 349 SHS | 34,283 | 86,161 |
| YUM! BRANDS INC 419 SHS | 23,642 | 47,561 |
| STANLEY BLACK & DECKER INC COM 427 SHS | 34,317 | 44,775 |
| PROCTER & GAMBLE CO 431 SHS | 33,860 | 61,973 |
| WALT DISNEY CO (HOLDING CO) DISNEY COM 436 SHS | 60,353 | 41,158 |
| BOEING COMPANY 449 SHS | 57,275 | 61,387 |
| PEPSICO INC 468 SHS | 46,379 | 77,997 |
| UNION PACIFIC CORP 469 SHS | 39,722 | 100,028 |
| KIMBERLY CLARK CORP 541 SHS | 69,248 | 73,116 |
| ROCKWELL AUTOMATION INC NEW 598 SHS | 67,238 | 119,187 |
| INTL BUSINESS MACH 628 SHS | 65,835 | 88,667 |
| DIAGEO PLC NEW GB SPON ADR 658 SHS | 74,624 | 114,571 |
| HOME DEPOT INC 705 SHS | 68,749 | 193,360 |
| UNITED PARCEL SERVICE INC CL B 751 SHS | 72,592 | 137,088 |
| WASTE MGMT INC NEW 763 SHS | 68,714 | 116,724 |
| EVERSOURCE ENERGY COM 777 SHS | 34,398 | 65,633 |
| ILLINOIS TOOL WORKS INC 783 SHS | 65,687 | 142,702 |
| CITIZENS FINANCIAL GROUP INC 806 SHS | 27,514 | 28,766 |
| NOVARTIS AG SPON ADR 839 SHS | 65,146 | 70,921 |
| UNILEVER PLC AMER SHS NEW SPONADR 865 SHS | 34,311 | 39,643 |
| QUEST DIAGNOSTICS INC 890 SHS | 68,871 | 118,352 |
| MONDELEZ INTL INC 939 SHS | 39,461 | 58,303 |
| ASTRAZENECA PLC SPON ADR 1030 SHS | 28,619 | 68,052 |
| STARBUCKS CORP 1070 SHS | 68,673 | 81,737 |
| MEDTRONIC PLC 1106 SHS | 83,161 | 99,264 |
| COLGATE PALMOLIVE CO 1158 SHS | 72,885 | 92,802 |
| RAYTHEON TECHNOLOGIES CORP 1186 SHS | 67,583 | 113,986 |
| MICROSOFT CORP 1355 SHS | 56,453 | 348,005 |
| COMCAST CORP NEW CL A 1397 SHS | 54,350 | 54,818 |
| FIRST TRUST SENIOR LN ETF 1609 SHS | 76,189 | 70,957 |
| SPDR BLACKSTONE SENIOR LN ETF 1700 SHS | 75,937 | 70,788 |
| CISCO SYSTEMS INC 1753 SHS | 68,684 | 74,748 |
| INTEL CORP 2705 SHS | 71,145 | 101,194 |
| NEXTERA ENERGY INC COM 2964 SHS | 70,970 | 229,591 |
| APPLE INC 3763 SHS | 74,468 | 514,477 |
| FT-PREFERRED SECUR & INC ETF 13666 SHS | 269,783 | 235,465 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| JPMORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS I 20232.576 SHS | AT COST | 232,326 | 230,651 |
| BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIOINSTITUTIONAL 23195.891 S | AT COST | 231,201 | 219,897 |
| LIPIO PHARMACEUTICALS INC | AT COST | 250,000 | 250,000 |
| ELICIO THERAPEUTICS | AT COST | 250,000 | 250,000 |
| LB PHARMACEUTICALS | AT COST | 250,000 | 250,000 |
| ELUCIDA ONCOLOGY INC. | AT COST | 350,000 | 350,000 |
| CENTREXION THERAPEUTICS | AT COST | 375,000 | 375,000 |
| OCUTERRA THERAPEUTICS | AT COST | 250,000 | 250,000 |
| NACUITY PHARMA | AT COST | 250,000 | 250,000 |
| VOGENX INC | AT COST | 250,000 | 250,000 |
| BROOKSIDE CAPITAL PARTNERS | AT COST | 38,333 | 269,287 |
| SC FUNDAMENTAL VALUE FUND LP | AT COST | 20,408 | 39,393 |
| NSV EXTENSION FUND II LP | AT COST | 606,737 | 606,737 |
| NSV OPPORTUNITY FUND LP | AT COST | 595,219 | 594,956 |
| MITHRIL LP | AT COST | 373,985 | 914,739 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CONSULTANT | 22,000 | 0 | 22,000 | |
| K-1 PASS THROUGH DEDUCTIONS | 97,962 | 97,962 | 0 | |
| OFFICE EXPENSE | 4,391 | 160 | 4,231 | |
| FILING FEES | 1,500 | 1,500 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| UBI TAX REFUNDS | 6,318 | 6,318 |
| Description | Amount |
|---|---|
| UNREALIZED APPRECIATION FROM PARTNERSHIP INVESTMENTS | 9,435 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| UBS FINANCIAL | 71,172 | 71,172 | 0 |