Schwartz Family Foundation C/O Alan Schwartz Guggenheim Partners — Form 990PF, tax year 2021

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Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
SCHWARTZ FAMILY FOUNDATION
C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
Number and street (or P.O. box number if mail is not delivered to street address)330 MADISON AVE 15TH FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10017
A Employer identification number

13-7138217
B Telephone number (see instructions)

(212) 901-9373
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$17,444,689J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 156,527
2 Check bullet.............
3 Interest on savings and temporary cash investments 108 108  
4 Dividends and interest from securities... 2,272,403 2,272,403  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,212,462
b Gross sales price for all assets on line 6a 5,411,549
7 Capital gain net income (from Part IV, line 2)... 2,212,462
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 4,641,500 4,484,973 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 93,986 93,986 0 0
17 Interest............... 2 2 0 0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 12,769 12,769 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 3,674,752 3,648,793 0 25,959
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 3,781,509 3,755,550 0 25,959
25 Contributions, gifts, grants paid....... 1,499,602 1,499,602
26 Total expenses and disbursements. Add lines 24 and 25 5,281,111 3,755,550 0 1,525,561
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -639,611
b Net investment income (if negative, enter -0-) 729,423
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 69,109 152,954 152,954
2 Savings and temporary cash investments......... 988,109 1,212,244 1,212,244
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 1,434,045 Click to see attachment1,711,482 1,725,740
b Investments—corporate stock (attach schedule)....... 4,712,745 Click to see attachment5,315,607 7,884,300
c Investments—corporate bonds (attach schedule)....... 9,137,249 Click to see attachment7,309,359 6,469,451
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 16,341,257 15,701,646 17,444,689
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 16,341,257 15,701,646
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 0 0
29 Total net assets or fund balances (see instructions)..... 16,341,257 15,701,646
30 Total liabilities and net assets/fund balances (see instructions). 16,341,257 15,701,646
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
16,341,257
2
Enter amount from Part I, line 27a .....................
2
-639,611
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
15,701,646
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
15,701,646
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b AMERICAN CAPITAL HOLDINGS LLC PASSTHROUGH P    
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 3,647,588   3,199,087 448,501
b 1,763,961     1,763,961
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       448,501
b       1,763,961
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,212,462
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 10,139
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 10,139
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 2,249
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 15,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 17,249
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 170
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 6,940
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet6,940 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletALAN SCHWARTZ CO GUGGENHEIM PARTNE Telephone no.bullet (212) 901-9373

    Located atbullet330 MADISON AVENUE 15TH FLOORNEW YORKNY ZIP+4bullet10017
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ALAN D SCHWARTZ TRUSTEE
    5.00     		0 0 0
    179 TACONIC ROAD
    GREENWICH,CT06831
    NANCY M SEAMAN TRUSTEE
    5.00     		0 0 0
    179 TACONIC ROAD
    GREENWICH,CT06831
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE FOUNDATION IS NOT INVOLVED WITH ANY DIRECT CHARITABLE ACTIVITIES. ITS PRIMARY PURPOSE IS TO SUPPORT BY CONTRIBUTION OTHER ORGANIZATIONS EXEMPT UNDER IRC SECTION 501(C)(3). 0
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NONE 0
    2 NONE 0
    All other program-related investments. See instructions.
    3 Click to see attachment 0
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    15,856,830
    b
    Average of monthly cash balances.......................
    1b
    1,342,992
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    17,199,822
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    17,199,822
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    257,997
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    16,941,825
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    847,091
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    847,091
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    10,139
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    10,139
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    836,952
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    836,952
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    836,952
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 836,952
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 585,177
    b From 2017...... 188,603
    c From 2018...... 390,856
    d From 2019...... 289,433
    e From 2020...... 1,814,302
    f Total of lines 3a through e ........ 3,268,371
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 1,525,561
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 836,952
    e Remaining amount distributed out of corpus 688,609
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 3,956,980
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		585,177
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		3,371,803
    10 Analysis of line 9:
    a Excess from 2017.... 188,603
    b Excess from 2018.... 390,856
    c Excess from 2019.... 289,433
    d Excess from 2020.... 1,814,302
    e Excess from 2021.... 688,609
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ALAN D SCHWARTZ
    NANCY M SEAMAN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A BETTER CHANCE
    240 WEST 35TH STREET 9TH FLOOR
    NEW YORK,NY10001     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    AMERICAN RED CROSS
    520 WEST 49TH STREET
    NEW YORK,NY10019     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    APPEAL OF CONSCIENCE FOUNDATION
    251 E 71ST STREET
    NEW YORK,NY10021     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 15,000
    ASPIRA
    630 9TH AVENUE SUITE 302
    NEW YORK,NY10036     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 2,500
    BOYS AND GIRLS CLUB OF MARTIN COUNTY
    9357 OLYMPUS STREET
    HOBE SOUND,FL33455     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 170,000
    BROWARD OUTREACH CENTERS
    2159 NW 1ST COURT
    MIAMI,FL33127     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,000
    CARVER CENTER
    400 WESTCHESTER AVE
    PORT CHESTER,NY10573     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,000
    CHAI LIFELINE INC
    151 WEST 30TH ST
    NEW YORK,NY10001     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    CHIEF EXECUTIVES FOR CORPORATE PURPOSE
    447 BROADWAY 2ND FL
    NEW YORK,NY10013     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,000
    CHRISTOPHER P GARDNER FOUNDATION
    73 W MONROE STREET
    CHICAGO,IL60603     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    CITY LORE INC
    56 E 1ST STREET
    NEW YORK,NY10003     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,000
    COALITION FOR THE HOMELESS
    129 FULTON ST
    NEW YORK,NY10038     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 500
    DUKE UNIVERSITY
    MAIN CAMPUS
    DURHAM,NC27708     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,000
    EAST HARLEM SCHOOL - EXODUS HOUSE
    309 E 103RD STREET
    NEW YORK,NY10029     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    EMILY KRYZEWSKI CENTER
    904 W CHAPEL HILL ST
    DURHAM,NC27708     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 20,000
    FAIRWINDS NANTUCKET COUNCELING CENTER
    20 VESPER LANE
    NANTUCKET,MA25554     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 500
    FEDERATION OF PROTESTANT WELFARE AGENCIES INC
    40 BROAD STREET FLOOR 5
    NEW YORK,NY10004     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 12,500
    FOCUSING PHILANTHROPY INC
    1637 16TH STREET
    SANTA MONICA,CA90404     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,000
    GREATER NY COUNCILS OF BOY SCOUTS OF AMERICA
    350 FIFTH AVENUE SUITE 7820
    NEW YORK,NY10118     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    GREENWICH PROFESSIONAL FIREFIGHTERS BENEVOLENT FUND
    15 HAVEMEYER PL
    GREENWICH,CT06830     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 500
    GREENWICH SCHOLARSHIP ASSOC
    PO BOX 4627
    GREENWICH,CT06831     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,000
    HARLEM RBI INC
    333 EAST 100TH STREET
    NEW YORK,NY10029     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,000
    HARLEM VILLAGE ACADEMIES
    35 EAST 124TH STREET
    NEW YORK,NY10035     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    HELP USA
    PO BOX 816
    WILTON,CT06897     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 50,000
    INTERNATIONAL CENTER FOR MISSING AND EXPLOTED CHILDREN
    2318 MILL RD SUITE 1010
    ALEXANDRIA,VA22314     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,000
    INTERNATIONAL JUSTICE MISSION
    PO BOX 58147
    WASHINGTON,DC20037     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    JIMMY LEE SCHOLARSHIP FUND
    1011 FIRST AVE SUITE 1800
    NEW YORK,NY10022     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    KIDS IN CRISIS
    ONE SALEM STREET
    COS COB,CT06807     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    KOLBE CATHEDRAL HIGH SCHOOL
    33 CALHOUN PL
    BRIDGEPORT,CT06604     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 20,000
    MAKE A WISH FOUNDATION
    1702 E HIGHLAND AVE SUITE 400
    PHOENIX,AZ85016     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,000
    MARINE CORPS UNIVERSITY
    MARINER BASE QUANTICO
    STAFFORD,VA22554     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 35,000
    MIDNIGHT RUN INC
    97 MAIN STREET
    DOBBS FERRY,NY10522     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 2,500
    NANTUCKET BOOK FOUNDATION
    PO BOX 204
    NANTUCKET,MA02554     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 20,102
    NANTUCKET COTTAGE HOSPITAL
    57 PROSPECT STREET
    NANTUCKET,MA02554     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    NANTUCKET YACHT CLUB FOUNDATION
    10 SOUTH BEACH STREET
    NANTUCKET,MA02554     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,000
    NEIGHBOR TO NAIGHBOR
    248 E PUTNAM AVE
    GREENWICH,CT06830     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,000
    NEW YORK CITY PARTNERSHIP FOUNDATION INC
    ONE BATTERY PARK PLAZA 5TH FLOOR
    NEW YORK,NY10004     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,000
    NYU SCHOOL OF GLOBAL PUBLIC HEALTH
    70 WASHNGTON SQUARE SOUTH
    NEW YORK,NY10012     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 20,000
    PACIFIC HOUSE
    597 PACIFIC STREET 5814
    STAMFORD,CT06902     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,000
    PARLEY FOR THE OCEANS
    187 LAFAYETTE STREET 5TH FLOOR
    NEW YORK,NY10013     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 35,000
    PRATHAM USA
    9703 RICHMOND AVENUE
    HOUSTON,TX77042     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,000
    REPRESENT US EDUCATION FUND
    PO BOX 60008
    FLORENCE,MA01062     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 50,000
    ROBIN HOOD FOUNDATION
    826 BROADWAY 9TH FLOOR
    NEW YORK,NY10003     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 329,500
    SAVE OUR SOUND
    4 BARNSTABLE ROAD
    HYANNIS,MA02601     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,000
    SCENIC HUDSON
    ONE CIVIC CENTER PLAZA SUITE 200
    POUGHKEEPSIE,NY12601     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,000
    SCHOOL FOR CHILDREN WITH HIDDEN TALENTS
    1001 AVENUE OF THE AMERICAS
    NEW YORK,NY10018     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    SECOND CHANCE INC
    1700 RIDGELY STREET
    BALTIMORE,MD21230     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 2,500
    SOLDIERS TO SIDELINES
    17461 TARAMINO PL
    LEWES,DE19958     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    THE BARACK OBAMA FOUNDATION
    5235 S HARPER CT STE 1140
    CHICAGO,IL60615     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 50,000
    THE COMMUNITY CENTER FUND
    61 E PUTNAM AVE
    GREENWICH,CT06830     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    THE FOOD BANK OF LOWER FAIRFIELD COUNTY
    461 GLENBROOK RD
    STAMFORD,CT06906     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 1,000
    THE NATIONAL MEDAL OF HONOR MUSEUM FOUNDATION
    1905 E RANDOL MILL ROAD
    ARLINGTON,TX76011     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 215,000
    THE NEW YORK URBAN LEAGUE
    204 W 136TH ST
    NEW YORK,NY10030     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 12,500
    TRI-COUNTY SCHOLARSHIP FUND
    14 W MAIN ST
    MENDHAM TOWNSHIP,NJ07945     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    TRUSTEES OF DARTMOUTH COLLEGE
    207 PARKHURST HALL
    HANOVER,NH03755     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 25,000
    UJA FOUNDATION
    130 EAST 59TH STREET
    NEW YORK,NY10022     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 10,000
    USTA FOUNDATION
    70 W RED OAK LN 1
    WHITE PLAINS,NY10604     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 5,000
    YOUTH IMPROVING NONPROFITS FOR CHILDREN (YOUTH INC)
    2801 M STREET NW
    WASHINGTON,DC20007     		  PUBLIC CHARITY TO SUPPORT THE GENERAL PURPOSE FUND 100,000
    Total .................................bullet 3a 1,499,602
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 108  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 2,212,462  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 4,484,973 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    4,484,973
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2021
    Name of the organization
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    Employer identification number

    13-7138217
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990) (2021)
    Schedule B (Form 990) (2021) Page 2
    Name of organization
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS         		Employer identification number
    13-7138217
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ALAN D SCHWARTZ
    179 TACONIC ROAD
     
    GREENWICH, CT06831

    		$ 128,527


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    ALAN D SCHWARTZ
    179 TACONIC ROAD
     
    GREENWICH, CT06831

    		$ 28,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 3
    Name of organization
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS         		Employer identification number

    13-7138217
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
    1
    		 MARKETABLE SECURITIES $ 497,537 2021-12-23
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 4
    Name of organization
    SCHWARTZ FAMILY FOUNDATION
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS         		Employer identification number

    13-7138217
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990) (2021)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2021 AllOthProgRltdInvestmentsSch
    Name:
    SCHWARTZ FAMILY FOUNDATION
     
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN:
    13-7138217
    Category Amount
    NONE 0

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    SCHWARTZ FAMILY FOUNDATION
     
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN:
    13-7138217
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CORPORATE BONDS 7,309,359 6,469,451

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    SCHWARTZ FAMILY FOUNDATION
     
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN:
    13-7138217
    Name of Stock End of Year Book Value End of Year Fair Market Value
    750 HOME DEPOT INC COMMON 1,593 311,258
    2,500 JP MORGAN CHASE & CO COMMON 139,050 395,875
    2,418 ABBOTT LABS 163,138 340,309
    5,513 BANK OF AMERICA CORP 182,594 245,267
    798 BLACKROCK INC 226,136 730,617
    838 BOEING CO 128,027 168,706
    2,031 CHEVRON CORP 183,013 238,338
    2,854 CITIGROUP INC 174,515 172,353
    1,328 FIDELITY NATL INFORMATION SVCS INC 197,625 144,951
    886 GLOBAL PMTS INC 174,604 119,769
    1,068 JOHNSON & JOHNSON 148,676 182,703
    2,439 MEDTRONIC PLC 266,965 252,315
    2,290 MERCK & CO INC 185,376 175,506
    2,832 MICROSOFT CORP 127,492 952,458
    229 ORGANON & CO 9,280 6,973
    1,103 PROCTOR & GAMBLE CO 102,386 180,429
    3,185 RAYTHEON TECHNOLOGIES CORP 229,913 274,101
    911 ROCKWELL AUTOMATION INC 193,149 317,802
    848 STRYKER CORP 156,710 226,772
    3,760 VERIZON COMMUNICATIONS INC 227,425 195,370
    925 VISA INC 189,087 200,457
    13/361 VISTRA CORP 272,612 304,230
    1,579 WALMART INC 219,930 228,466
    1,596 WALT DISNEY CO 188,014 247,204
    115 ABBOTT LABS 14,155 16,185
    69 ABBVIE INC COM 7,491 9,343
    25 ADOBE INC. 15,865 14,177
    62 AGCO CORP 8,160 7,193
    144 AKAMAI TECHNOLOGIES INC 15,676 16,854
    72 ALCON INC CHF 5,835 6,273
    19 ALPHABET INC CL A 54,199 55,044
    22 AMAZON.COM INC 75,272 73,355
    34 AMERICAN TOWER CORP 9,385 9,945
    89 AMERIPRISE FINANCIAL INC 26,345 26,848
    243 APPLE INC 36,280 43,150
    88 APPLIED MATERIALS INC 11,839 13,848
    78 APTIV PLC 13,123 12,866
    27 ASHTEAD GROUP PLC ORD 8,826 8,877
    187 ASTRAZENECA PLC SPON ADR 11,270 10,893
    404 AXA ADR 11,478 12,027
    15 BIO RAD LABORATORIES INC CL A 11,124 11,334
    4 BOOKING HLDGS INC 9,621 9,597
    275 BOSTON SCIENTIFIC CORP 11,994 11,682
    75 CADENCE DESIGN SYSTEM 12,109 13,976
    65 CANADIAN PAC RAILWAY LTD CAD 4,816 4,676
    74 CIENA CORP NEW 3,948 5,696
    41 COSTCO WHOLESALE CORP 19,340 23,276
    27 DANAHER CORP 8,465 8,883
    405 DANONE SPON ADR 5,334 5,018
    43 DOLLAR GEN CORP NEW 9,202 10,141
    47 ECOLAB INC 10,352 11,026
    53 ELECTRONIC ARTS 7,326 6,991
    414 EQUINOR ASA SPON ADR 11,708 10,901
    195 ERSTE GROUP BANK AG ORD EUR 8,874 8,880
    110 FIDELITY NATL INFORMATION SVCS 13,365 12,007
    171 GENMAB A/S SPON ADR 7,817 6,765
    108 H LUNDBECK A/S DKK 2,989 2,692
    99 HESS CORP 8,836 7,329
    42 HOME DEPOT INC 15,009 17,430
    38 HONEYWELL INTL INC 8,456 7,923
    192 INGERSOLL RAND INC 10,382 11,879
    73 INTERCONTINENTALEXCHANGE GROUP 9,549 9,984
    76 KBC GROUP SA/NV SHS EUR 7,059 6,522
    18 KEYSIGHT TECHNOLOGIES INC COM 3,172 3,717
    86 KNORR BREMSE AG EUR 9,336 8,230
    140 KONINKLIJKE PHILIPS NV SPON 6,534 5,159
    18 LABORATORY CORP AMER HLDGS NEW 5,013 5,656
    20 LAUDER ESTEE COS CL A 6,185 7,404
    151 LI AUTO INC SPON ADR 4,750 4,847
    26 LILLY ELI & CO 6,335 7,182
    43 LINDE PLC EUR 13,392 14,896
    68 LOWES COMPANIES INC 15,200 17,577
    53 MARSH & MCLENNAN COS INC 8,794 9,212
    42 MEDTRONIC PLC 5,112 4,345
    101 META PLATFORMS INC CL A 34,515 33,971
    584 METSO OUTOTEC OYJ EUR 5,785 5,963
    53 MICHELIN CGDE CL B BR BD ORD 8,276 8,688
    104 MICRON TECHNOLOGY INC 7,190 9,688
    335 MICROSOFT CORP 103,379 112,667
    14 MIRATI THERAPEUTICS INC COM 2,467 2,054
    150 MONTROSE ENVIRONMENTAL GROUP 9,405 10,577
    38 MSA SAFETY INC COM 5,893 5,736
    51 NIKE INC CL B 8,061 8,500
    78 NINTENDO LTD ADR NEW JAPAN ADR 4,270 4,553
    130 NIPPON TELEG & TEL CORP SPON 3,580 3,563
    40 NXP SEMICONDUCTORS N V COM EUR 8,064 9,111
    22 O REILLY AUTOMOTIVE INC 14,252 15,537
    19 OKTA INC 4,376 4,259
    46 PARKER HANNIFIN CORP 13,749 14,634
    271 PING AN INSURANCE (GROUP) CO 4,092 3,886
    55 PRICE T ROWE GROUP INC 11,215 10,815
    38 PROCTER & GAMBLE CO 5,336 6,216
    171 PRYSMIAN S.P.A. MILANO EUR 6,387 6,156
    847 PT BK MANDIRI PERSERO TBK ADR 8,622 8,364
    39 RIVIAN AUTOMOTIVE INC CL A 3,883 4,044
    20 ROCKWELL AUTOMATION INC NEW 6,374 6,977
    15 S&P GLOBAL INC 6,618 7,079
    871 SAGE GROUP PLC ORD GBP 8,589 10,058
    93 SALESFORCE.COM INC 27,046 23,634
    37 SHERWIN WILLIAMS CO 11,056 13,030
    171 SHOALS TECHNOLOGIES GROUP INC 4,759 4,155
    33 SNOWFLAKE INC CL A 11,107 11,179
    282 SOCIETE GENERALE EUR 5 9,463 9,686
    312 SOFTBANK GROUP CORP ADR 9,019 7,504
    124 SONY GROUP CORP SPONSORED ADR 14,053 15,674
    84 SOUTHWEST AIRLINES CO 4,189 3,599
    170 SPECTRIS PLC GBP 8,782 7,900
    155 SWEETGREEN INC CL A 6,914 4,960
    257 TAKEDA PHARMACEUTICAL CO LTD 3,649 3,503
    885 TECHNOPRO HLDGS SPON ADR 5,624 5,514
    117 TENCENT HLDGS LTD ADR 7,675 6,821
    69 TEXAS INSTRUMENTS 13,727 13,004
    12 THERMO FISHER SCIENTIFIC INC 7,230 8,007
    431 TJX COS INC NEW 28,007 32,722
    126 UNILEVER PLC AMER SHS NEW SPON 6,646 6,778
    64 UNION PACIFIC CORP 14,431 16,124
    59 UNITEDHEALTH GROUP INC 25,518 29,626
    44 UNIVERSAL DISPLAY CORP 7,594 7,261
    23 VAIL RESORTS INC 8,047 7,542
    41 VERTEX PHARMACEUTICAL INC 7,903 9,004
    150 VISA INC CL A 34,578 32,507
    53 VMWARE INC CL A 8,651 6,142
    204 WELLS FARGO & CO NEW 10,205 9,788
    98 WSTN DIGITAL CORP 5,528 6,391
    34 XILINX INC 5,821 7,209

    TY 2021 InvestmentsGovtObligationsSch
    Name:
    SCHWARTZ FAMILY FOUNDATION
     
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN:
    13-7138217
    US Government Securities - End of Year Book Value:

    0
    US Government Securities - End of Year Fair Market Value:

    0
    State & Local Government Securities - End of Year Book Value:


    1,711,482
    State & Local Government Securities - End of Year Fair Market Value:


    1,725,740


    TY 2021 OtherExpensesSchedule
    Name:
    SCHWARTZ FAMILY FOUNDATION
     
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN:
    13-7138217
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK CHARGES 1,438 479 0 959
    AMERICAN CAPITAL HOLDINGS LLC INVESTMENT LOSS 3,647,564 3,647,564 0 0
    FILING FEES - STATE 750 750 0 0
    CONTRIBUTION TO FOREIGN CHARITIES 25,000 0 0 25,000


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    SCHWARTZ FAMILY FOUNDATION
     
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN:
    13-7138217
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADVISORY FEES 93,986 93,986 0 0


    TY 2021 TaxesSchedule
    Name:
    SCHWARTZ FAMILY FOUNDATION
     
    C/O ALAN SCHWARTZ GUGGENHEIM PARTNERS
    EIN:
    13-7138217
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES PAID ON INVESTMENTS 269 269 0 0
    FEDERAL TAX ON INVESTMENT INCOME 12,500 12,500 0 0