Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
EUGENE V AND CLARE E THAW
CHARITABLE TRUST
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 2422
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SANTA FE, NM875042422
A Employer identification number

13-3081491
B Telephone number (see instructions)

(505) 982-7023
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$97,006,761J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet.............
3 Interest on savings and temporary cash investments 292 292  
4 Dividends and interest from securities... 805,361 795,187  
5a Gross rents............ 41,600    
b Net rental income or (loss) -29,047
6a Net gain or (loss) from sale of assets not on line 10 1,033,026
b Gross sales price for all assets on line 6a 8,401,969
7 Capital gain net income (from Part IV, line 2)... 1,033,026
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,880,279 1,828,505  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 250,000 175,000   75,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 25,000 17,500   7,500
16a Legal fees (attach schedule)......... Click to see attachment 2,471 1,236   1,235
b Accounting fees (attach schedule)....... Click to see attachment 19,170 9,585   9,585
c Other professional fees (attach schedule).... Click to see attachment 130,124 128,795   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 32,868 9,148   3,770
19 Depreciation (attach schedule) and depletion... Click to see attachment 53,958 0  
20 Occupancy.............. 38,099 1,980   1,979
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 35,398 21,326   14,072
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 587,088 364,570   113,141
25 Contributions, gifts, grants paid....... 5,423,681 5,423,681
26 Total expenses and disbursements. Add lines 24 and 25 6,010,769 364,570   5,536,822
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -4,130,490
b Net investment income (if negative, enter -0-) 1,463,935
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 69,743 319,229 319,229
2 Savings and temporary cash investments......... 3,900,439 3,476,423 3,476,423
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet5,000,000
Less: allowance for doubtful accounts bullet0 5,000,000 5,000,000 5,000,000
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 2,000    
10a Investments—U.S. and state government obligations (attach schedule) 652,460 0 0
b Investments—corporate stock (attach schedule)....... 32,069,797 Click to see attachment35,075,911 35,075,911
c Investments—corporate bonds (attach schedule)....... 13,020,921 Click to see attachment13,432,215 13,432,215
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet1,839,829
Less: accumulated depreciation (attach schedule) bullet529,781 1,364,006 1,310,048 1,310,048
15 Other assets (describe bullet) Click to see attachment39,292,935 Click to see attachment38,392,935 Click to see attachment38,392,935
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 95,372,301 97,006,761 97,006,761
Liabilities 17 Accounts payable and accrued expenses.......... 23,300 52,046
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 23,300 52,046
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 95,349,001 96,954,715
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 95,349,001 96,954,715
30 Total liabilities and net assets/fund balances (see instructions). 95,372,301 97,006,761
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
95,349,001
2
Enter amount from Part I, line 27a .....................
2
-4,130,490
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
5,736,204
4
Add lines 1, 2, and 3 ..........................
4
96,954,715
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
96,954,715
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 900 SHRS VERISK ANALYTICS INC COM   2021-03-11 2021-05-27
b 100 SHRS VERISK ANALYTICS INC COM   2020-06-11 2021-05-27
c 1,000 SHRS VERISK ANALYTICS INC COM   2019-11-19 2021-05-27
d 985 SHRS MKS INSTRS INC COM   2020-05-05 2021-09-08
e 380 SHRS L3HARRIS TECHNOLOGIES INC COM   2018-07-26 2021-02-09
200 SHRS L3HARRIS TECHNOLOGIES INC COM   2018-01-03 2021-02-09
800 SHRS L3HARRIS TECHNOLOGIES INC COM   2018-01-03 2021-02-09
120 SHRS L3HARRIS TECHNOLOGIES INC COM   2017-06-15 2021-02-09
290 SHRS CLOROX CO COM   2019-07-08 2021-07-09
610 SHRS CLOROX CO COM   2018-01-03 2021-07-09
1000 SHRS VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF   2018-12-06 2021-02-05
1000 SHRS VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF   2018-12-04 2021-02-05
3815.338 SHRS T ROWE PRICE QM U.S. SMALL CAP GROWTH EQUITY FUND   2018-01-03 2021-09-08
5399.055 SHRS T ROWE PRICE QM U.S. SMALL CAP GROWTH EQUITY FUND   2018-01-03 2021-07-09
2427.202 SHRS T ROWE PRICE QM U.S. SMALL CAP GROWTH EQUITY FUND   2018-01-03 2021-07-09
9815.469 SHRS T ROWE PRICE QM U.S. SMALL CAP GROWTH EQUITY FUND   2018-01-03 2021-03-16
7092.209 SHRS T ROWE PRICE QM U.S. SMALL CAP GROWTH EQUITY FUND   2018-01-03 2021-03-12
4674.804 SHRS T ROWE PRICE QM U.S. SMALL CAP GROWTH EQUITY FUND   2018-01-03 2021-03-12
UNITED STATES TREAS NTS 2.375% 03/15/21 B/E DTD 03/15/18   2020-02-06 2021-03-15
XILINX INC SR NT 3.000% 03/15/21 B/E DTD 03/12/14   2020-08-19 2021-03-15
VERIZON COMMUNICATIONS INC CUSIP PARTIALLY EXCHANGED - SEE NEW 5.150% 09/15   2018-01-26 2021-05-28
SMUCKER J M CO GTD NT 3.500% 10/15/21 B/E DTD 10/18/11   2017-07-11 2021-10-15
PHILLIPS 66 GTD SR NT 4.300% 04/01/22 B/E DTD 10/01/12   2018-02-14 2021-12-16
MORGAN STANLEY SR NT SER F 5.500% 07/28/21 B/E DTD 07/28/11   2018-02-06 2021-07-28
LOCKHEED MARTIN CORP FIXED RT NT 3.350% 09/15/21 B/E DTD 09/09/11   2018-01-29 2021-09-15
KRAFT HEINZ FOODS CO GTD FXD RT SR NT 3.950% 07/15/25 B/E DTD 07/15/16 CLB   2017-11-08 2021-07-14
JPMORGAN CHASE & CO FIXED RT NT 4.625% 05/10/21 B/E DTD 05/10/11   2018-02-06 2021-05-10
HOME DEPOT INC SR NT 4.400% 04/01/21 B/E DTD 03/31/11 CLB   2018-01-29 2021-01-04
GOLDMAN SACHS GROUP INC NT FXD/FLTG 2.876% 10/31/22 B/E DTD 10/31/17 CLB   2018-01-26 2021-11-01
GILEAD SCIENCES INC SR NT FIXED RT 4.500% 04/01/21 B/E DTD 03/30/11 CLB   2018-01-29 2021-01-04
FISERV INC GTD SR NT 4.750% 06/15/21 B/E DTD 06/14/11   2018-01-29 2021-06-15
DEERE JOHN CAP CORP MEDIUM TERM FIXED RATE NOTES SER E 3.150% 10/15/21 B/E   2018-04-17 2021-10-15
COMCAST CORP GTD FXD RT 3.600% 03/01/24 B/E DTD 02/26/14 CLD   2018-04-23 2021-12-03
BURLINGTON NORTHN SANTA FE LLC FIXED RT DEB 3.450% 09/15/21 B/E DTD 08/22/1   2018-04-17 2021-06-15
AMERICAN INTL GROUP INC FIXED RT NT 4.875% 06/01/22 B/E DTD 05/24/12 CLD   2018-02-14 2021-09-07
UNIVERSITY N MEX UNIV REVS SYS REV REF BDS 1992 A 6.000% 06/01/21 B/E DTD 1   2018-01-03 2021-06-01
TRIBOROUGH BRDG & TUNL AUTH N Y REVS GEN REV REF BDS 2013B 5.000% 11/15/21   2018-01-03 2021-11-15
POMONA CALIF UNI SCH DIST GO BDS G 5.375% 08/01/21 B/E DTD 07/15/97 ETM   2018-01-03 2021-08-02
PINNACLE CMNTY INFRASTRUCTURE FING AUTH OHIO CMNTY FACS BDS 2015A 4.000% 12   2018-01-03 2021-12-01
NEW YORK ST URBAN DEV CORP REV ST PERSONAL INCOME TAX REV BDS 2016 A 5.000%   2018-01-03 2021-03-15
NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT SCH DISTS FING PROG REV 5.   2018-01-03 2021-10-01
NEW YORK N Y CITY TRANSITIONAL FIN AUTH REV FUTURE TAX SUB BDS 2014A-1 5.00   2018-01-03 2021-11-01
MAPLE HEIGHTS OHIO CITY SCH DIST GO ULTD TAX SCH FACS IMPT REF BDS 2015 5.0   2018-01-03 2021-01-15
BMO HARRIS BK NATL ASSN CHICAGO ILL CTF DEP 0.500% 06/26/24 B/E DTD 06/26/2   2020-07-15 2021-06-28
LUCAS CRANACH OIL PAINTING "THE RESURRECTION" D 2020-12-15 2021-12-31
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 154,917   156,003 -1,086
b 17,213   16,557 656
c 172,130   144,085 28,045
d 144,102   95,225 48,877
e 71,342   57,743 13,599
37,548   28,410 9,138
150,193   113,640 36,553
22,529   13,099 9,430
52,429   45,328 7,101
110,283   88,066 22,217
204,116   135,553 68,563
204,116   142,026 62,090
200,000   134,910 65,090
275,946   190,910 85,036
124,054   85,826 38,228
500,000   347,075 152,925
361,632   250,780 110,852
238,368   165,301 73,067
500,000   500,000 0
250,000   250,000 0
275,790   260,756 15,034
100,000   100,000 0
125,404   124,387 1,017
250,000   250,000 0
153,000   153,000 0
111,643   101,889 9,754
250,000   250,000 0
165,000   165,701 -701
250,000   247,795 2,205
250,000   251,061 -1,061
100,000   100,000 0
225,000   225,000 0
265,803   249,865 15,938
98,000   98,102 -102
103,156   101,125 2,031
5,000   5,000 0
15,000   15,000 0
10,000   10,000 0
40,000   40,000 0
140,000   140,000 0
100,000   100,000 0
100,000   100,000 0
145,000   145,000 0
275,000   274,725 275
900,000   900,000 0
158,255     158,255
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -1,086
b       656
c       28,045
d       48,877
e       13,599
      9,138
      36,553
      9,430
      7,101
      22,217
      68,563
      62,090
      65,090
      85,036
      38,228
      152,925
      110,852
      73,067
      0
      0
      15,034
      0
      1,017
      0
      0
      9,754
      0
      -701
      2,205
      -1,061
      0
      0
      15,938
      -102
      2,031
      0
      0
      0
      0
      0
      0
      0
      0
      275
      0
      158,255
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,033,026
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 20,349
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 20,349
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 2,276
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,276
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 18,073
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet   RefundedBullet 11  
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNM
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRICCI COMPANY LLC Telephone no.bullet (505) 338-0800

    Located atbullet2424 LOUISIANA BLVD NE STE 300ALBUQUERQUENM ZIP+4bullet87110
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    KATHLEEN FLANAGAN PRESIDENT & CEO
    50.00     		250,000 25,000 0
    PO BOX 2422
    SANTA FE,NM87501
    BRIAN O'DONOGHUE TRUSTEE
    1.00     		0 0 0
    PO BOX 2422
    SANTA FE,NM87501
    MICHAELA O'DONOGHUE TRUSTEE
    1.00     		0 0 0
    PO BOX 2422
    SANTA FE,NM87501
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,905,966
    b
    Average of monthly cash balances.......................
    1b
    165,424
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,071,390
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,071,390
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    31,071
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    2,040,319
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    102,016
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    102,016
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    20,349
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    20,349
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    81,667
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    81,667
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    81,667
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 81,667
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 1,394,378
    b From 2017...... 1,212,457
    c From 2018...... 9,216,036
    d From 2019...... 8,200,150
    e From 2020...... 5,016,156
    f Total of lines 3a through e ........ 25,039,177
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 5,536,822
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 81,667
    e Remaining amount distributed out of corpus 5,455,155
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 30,494,332
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		1,394,378
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		29,099,954
    10 Analysis of line 9:
    a Excess from 2017.... 1,212,457
    b Excess from 2018.... 9,216,036
    c Excess from 2019.... 8,200,150
    d Excess from 2020.... 5,016,156
    e Excess from 2021.... 5,455,155
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN MUSEUM OF NATURAL HISTORY
    CENTRAL PARK WEST AT 79TH STREET
    NEW YORK,NY100245192     		N/A PUBLIC CHARITY TOWARDS RENOVATION OF THE HALL OF NORTHWEST COAST INDIANS 1,000,000
    ANIMAL HUMANE NEW MEXICO
    615 VIRGINIA ST NE
    ALBUQUERQUE,NM87108     		N/A PUBLIC CHARITY FOR DONOR SUBSIDIZED VETERINARY CLINIC 10,000
    CLEVELAND MUSEUM OF ART
    11150 EAST BLVD
    CLEVELAND,OH44106     		N/A PUBLIC CHARITY FOR THE "REVEALING KRISHNA" EXHIBITION 50,000
    EMERGENCY ASSISTANCE
    PO BOX 2422
    SANTA FE,NM87504     		ALL RECIPIENTS ARE UNRELATED PARTIES INDIVIDUAL ASSISTANC EMERGENCY ASSISTANCE FUNDS TO INDIVIDUALS DURING THE COVID-19 PANDEMIC 5,000
    ESPERANZA SHELTER
    3130 RUFINA ST
    SANTA FE,NM87507     		N/A PUBLIC CHARITY FOR SHELTER RENOVATIONS 30,000
    FENIMORE ART MUSEUM
    PO BOX 800
    COOPERSTOWN,NY13326     		N/A PUBLIC CHARITY TOWARDS MAIN GALLERY ACCESSIBILITY RENOVATION 100,000
    FIVE POINTS CENTER FOR THE VISUAL ARTS
    33 MAIN STREET
    TORRINGTON,CT06790     		N/A PUBLIC CHARITY TO TRANSFORM A FORMER COLLEGE CAMPUS INTO A CENTER FOR THE VISUAL ARTS 50,000
    FRICK COLLECTION
    1 E 70TH ST
    NEW YORK,NY10021     		N/A PUBLIC CHARITY FOR THE PUBLICATION OF "100 OBJECTS AT THE FRICK ART REFERENCE LIBRARY" 50,000
    FRIENDS OF GANONDAGAN
    PO BOX 113
    VICTOR,NY14564     		N/A PUBLIC CHARITY AWARDS FOR THE 2020 JURIED ART SHOW 18,000
    GALLATIN VALLEY LAND TRUST
    PO BOX 7021
    BOZEMAN,MT59771     		N/A PUBLIC CHARITY FOR THE "QUICK STRIKE OPPORTUNITY" LAND ACQUISITION FUND 500,000
    INTERFAITH COMMUNITY SHELTER
    2801 CERRILLOS ROAD
    SANTA FE,NM87507     		N/A PUBLIC CHARITY HOUSING AT SANTA FE SUITES FOR TWO HOMELESS PEOPLE FOR A 2-YEAR PERIOD 40,000
    LINDSAY WILDLIFE CENTER
    1931 FIRST AVE
    WALNUT CREEK,CA94597     		N/A PUBLIC CHARITY GENERAL SUPPORT 50,000
    METROPOLITAN MUSEUM OF ART
    1000 FIFTH AVE
    NEW YORK,NY10028     		N/A PUBLIC CHARITY ENDOWMENT OF EUGENE V THAW CATALOGUING FUND; FOR THE "DAVID" EXHIBITION 1,000,000
    MORGAN LIBRARY & MUSEUM
    225 MADISON AVE
    NEW YORK,NY10016     		N/A PUBLIC CHARITY GENERAL SUPPORT; ASSISTANT FOR ORGANIZATION OF THE THAW ARCHIVE 52,000
    NATIONAL GALLERY OF ART
    6TH CONSTITUTION AVE NW
    WASHINGTON,DC20565     		N/A PUBLIC CHARITY ENDOWMENT FUND FOR ANNUAL EXHIBIT OF WORKS ON PAPER FROM PERMANENT COLLECTION 860,000
    NATURE CONSERVANCY
    1613 PASEO DE PERALTA
    SANTA FE,NM87501     		N/A PUBLIC CHARITY FOR THE ACCESSIBLE TRAIL PROJECT IN THE SANTA FE CANYON PRESERVE 10,000
    NEW VILLAGE ALLIANCE
    PO BOX 16294
    SANTA FE,NM87592     		N/A PUBLIC CHARITY FOR INFRASTRUCTURE PROJECTS IN THE VILLAGE OF KYAMULIBWA, UGANDA 25,000
    RADIUS BOOKS
    227 EAST PALACE AVENUE
    SANTA FE,NM87501     		N/A PUBLIC CHARITY DIRECTOR'S DISCRETIONARY FUND 50,000
    SANTA FE CONSERVATION TRUST
    PO BOX 23985
    SANTA FE,NM87502     		N/A PUBLIC CHARITY ENDOWMENT FUND; 300-ACRE OPEN SPACE LAND MAINTENANCE; TRAIL MAINTENANCE AND DESIGN 1,313,681
    SPANISH COLONIAL ARTS SOCIETY
    PO BOX 5378
    SANTA FE,NM87502     		N/A PUBLIC CHARITY FOR RESTORATION OF SAN ANTONIO CHURCH IN CORDOVA, NM IN COLLABORATION WITH NUEVA MEXICO PROFUNDO 10,000
    SUSQUEHANNA ANIMAL SHELTER
    4841 STATE HWY 28
    COOPERSTOWN,NY13326     		N/A PUBLIC CHARITY FOR CONSTRUCTION OF A NEW ANIMAL SHELTER AND CLINIC 200,000
    Total .................................bullet 3a 5,423,681
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 292  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....         -29,047
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,033,026  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 1,838,679 -29,047
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,809,632
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    5 RENTAL INCOME(LOSS) IS GENERATED FROM AN EXEMPT FUNCTION ASSET
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 19,170 9,585   9,585

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2021 DepreciationSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    CONDO 2020-12-30 990,000   SL 27.500000000000 36,000 36,000    

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABBOTT LABS SR NT 3.875%25 3.875% 9/15/2025 162,968 162,968
    AFLAC INC SR NOTE 3.625% 11/15/2024 267,000 267,000
    ALIBABA GROUP HLDG LTD SENIOR NOTE CALLABLE M/W 3.60% 11/28/2024 210,428 210,428
    AMAZON COM INC 5.20% 12/3/2025 227,670 227,670
    ANHEUSER BUSCH INBEV FIN BOND 3.65% 2/1/2026 134,270 134,270
    APPLE INC NOTE 3.45% 5/6/2024 105,781 105,781
    BIOGEN INC NOTE CALL MAKE WHOLE 3.625% 9/15/2022 178,747 178,747
    CITIGROUP INC 4.40% 6/10/2025 272,350 272,350
    CITIGROUP INC BOND 5.50% 9/13/2025 282,833 282,833
    CVS CAREMARK 4.00% 12/5/2023 104,706 104,706
    EXPRESS SCRIPTS HLDG CO SR NOTE CPN 3.05% 11/30/2022 253,560 253,560
    HSBC HLDGS PLC NOTE 2.65% 1/5/2022 200,012 200,012
    HSBC HLDGS PLC NOTE 3.60% 5/25/2023 259,273 259,273
    INTERCONTINENTAL ICE SR UNSECU RED 4.00% 10/15/2023 579,420 579,420
    JANUS CAPITAL GROUP INC BOND 4.875% 8/1/2025 164,444 164,444
    LAB CORP AMER HLDGS 4.00% 11/1/2023 262,120 262,120
    MICROSOFT CORP NOTE CALL MAKE WHOLE 3.125% 11/3/2025 266,805 266,805
    MOODYS CORP 4.875% 2/15/2024 106,855 106,855
    MORGAN STANLEY BANK NA CD 0.65% 6/19/2025 495,345 495,345
    MORGAN STANLEY MTN 4.00% 7/23/2025 271,055 271,055
    NASDAQ OMX GROUP NOTE 4.25% 6/1/2024 265,620 265,620
    NEW YORK ST DORM AUTH REVS ST SUPPORTED DEBT RFDG-ST UNIV EDL 5.50% 5/15/202 50,981 50,981
    NORTHROP GRUMMAN CORP 3.25% 8/1/2023 258,620 258,620
    PHILLIPS 66 4.30% 4/1/2022 127,131 127,131
    QUALCOMM INC 3.45% 5/20/2025 213,210 213,210
    ROCKWELL COLLINS 3.70% 12/15/2023 261,993 261,993
    SOCIETE GENERALE SUB NT REG S ISIN#USF8590LAA47 5.00% 1/17/2024 266,140 266,140
    THOMSON REUTERS C 4.30% 11/23/2023 105,089 105,089
    TRADITION CMNTY DEV DIST NO 1 FLA SPL ASSMT RFDG 4.00% 5/1/2022 80,946 80,946
    U.S. BANCORP 3.60% 9/11/2024 265,588 265,588
    AT&T INC NOTE CALL MAKE WHOLE 4.45% 4/1/2024 (00XXXXDC3) 213,508 213,508
    AUTODESK INC 3.60% 12/15/2022 (05XXXXAB2) 255,048 255,048
    AUTODESK INC 4.375% 6/15/2025 (05XXXXAD8) 54,305 54,305
    BECTON DICKINSON & CO 3.734% 12/15/2024 (07XXXXBF5) 106,315 106,315
    BROADRIDGE FINANCIAL SOLUTIONS SR GLBL NT 3.40% 6/27/2026 (11XXXXAC7) 53,198 53,198
    CONSTELLATION BRANDS 4.25% 5/1/2023 (21XXXXAL2) 104,217 104,217
    CROWN CASTLE INTL CORP NEW FXD RT SR NT 4.00% 3/1/2027 (22XXXXAE1) 108,740 108,740
    FISERV INC SR NT 3.50% 10/1/2022 (33XXXXAM0) 101,559 101,559
    GOLDMAN SACHS GROUP INC NOTE 4.25% 10/21/2025 (38XXXXVR2) 109,100 109,100
    JPMORGAN CHASE & CO 4.125% 12/15/2026 (46XXXXJZ4) 110,359 110,359
    KRAFT FOODS GROUP INC SR UNSEC URED 3.50% 6/6/2022 (50XXXXAZ9) 252,485 252,485
    ROPER TECHNOLOGIE 3.80% 12/15/2026 (77XXXXAD8) 284,978 284,978
    SHERWIN-WILLIAMS CO 3.125% 6/1/2024 (82XXXXAV8) 365,397 365,397
    VANGUARD BALANCED INDEX ADM (VBIAX) 2,396,742 2,396,742
    VANGUARD SHORT-TERM CORPORATE BOND INDEX ADM (VSCSX) 1,065,906 1,065,906
    VANGUARD TOTAL BOND MARKET INDEX ADM (VBTLX) 1,044,497 1,044,497
    WELLS FARGO & CO NEW MEDIUM 4.125% 8/15/2023 (94XXXXFN5) 104,901 104,901

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBVI INC COM 270,800 270,800
    ACCENTURE PLC IRELAND 580,370 580,370
    AMGEN INC 224,970 224,970
    ANSYS INC 481,344 481,344
    APPLE INC 852,336 852,336
    BROADRIDGE FINL SOL INC 310,794 310,794
    CHURCH & DWIGHT CO INC 615,000 615,000
    COSTCO WHOLESALE CORP 567,700 567,700
    DANAHER CORP 658,020 658,020
    HONEYWELL INTL INC 208,510 208,510
    IDEXX LABS INC 460,922 460,922
    JOHNSON & JOHNSON 136,856 136,856
    JP MORGAN CHASE & CO 316,700 316,700
    MICROSOFT CORP 908,064 908,064
    MSCI INC 336,980 336,980
    PAYCHEX INC COM 341,250 341,250
    ROCKWELL AUTOMATION INC 453,505 453,505
    ROPER TECHNOLOGIES INC 295,116 295,116
    SHERWIN-WILLIAMS CO 422,592 422,592
    STRYKER CORP 267,420 267,420
    UNION PAC CORP 277,123 277,123
    UNITED HEALTH GROUP INC 200,856 200,856
    VANGUARD CONSUMER DISCRETIONARY 817,584 817,584
    VANGUARD INDEX FDS GROWTH 1,042,925 1,042,925
    VANGUARD TOTAL STOCK MKT INX FD 1,567,635 1,567,635
    VISA INC 368,407 368,407
    WASTE CONNECTIONS INC COM 409,501 409,501
    3M CO 177,630 177,630
    ALPHABET INC CLASS C 497,697 497,697
    HEICO CORP 284,835 284,835
    IHS MARKIT LTD 385,468 385,468
    INVESCO NASDAQ INTERNET 474,100 474,100
    LAM RESEARCH CORP 359,575 359,575
    SBA COMMUNICATIONS CORP 194,510 194,510
    TYLER TECHNOLOGIES INC 317,391 317,391
    VANGUARD DIVID APPRECIATION INDEX ADMIRAL 3,178,818 3,178,818
    VANGUARD DIVIDEND APPRECIATION 687,000 687,000
    VANGUARD HIGH DIVIDEND YIELD 336,330 336,330
    VANGUARD HIGH DIVIDEND YIELD INDEX ADM 1,672,814 1,672,814
    VANGUARD TOTAL STOCK MKT INDEX ADM 9,545,809 9,545,809
    ZOETIS INC 292,836 292,836
    JPM CF & VC PRIVATE INVESTORS 34,788 34,788
    T ROWE PRICE SMALLCAP GROWTH (PRDSX) 1,018,581 1,018,581
    APTIV PLC (APTV) 329,900 329,900
    AVERY DENNISON CORP 216,570 216,570
    CHARLES SCHWAB CORP 588,700 588,700
    KEYSIGHT TECHNOLOGIES INC 413,020 413,020
    TORO COMPANY 378,659 378,659
    ZEBRA TECHNOLOGIES CORP 297,600 297,600

    TY 2021 LegalFeesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 2,471 1,236   1,235


    TY 2021 OtherAssetsSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    DECORATIVE ARTWORK 15,000 15,000 15,000
    DONATED ARTWORK 39,277,935 38,377,935 38,377,935


    TY 2021 OtherExpensesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INSURANCE 25,511 16,637   8,874
    OFFICE EXPENSES 8,928 4,464   4,464
    FUNDRAISING/MEETINGS 509 0   509
    EDUCATION 450 225   225


    TY 2021 OtherIncreasesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Description Amount
    CHANGE IN UNREALIZED GAINS & LOSSES 5,736,204


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 129,617 128,795   0
    OTHER PROFESSIONAL FEES 507 0   0


    TY 2021 TaxesSchedule
    Name:
    EUGENE V AND CLARE E THAW
     
    CHARITABLE TRUST
    EIN:
    13-3081491
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX 19,950 0   0
    FOREIGN TAX PAID ON INVSTMT INCOME 350 350   0
    PAYROLL TAXES 12,568 8,798   3,770