Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
THE KRONTHAL FAMILY FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)CO JEFF KRONTHAL 157 VILLAGE RD
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
GREEN VILLAGE, NJ07935
A Employer identification number

46-1243824
B Telephone number (see instructions)

(212) 905-0888
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$11,356,662J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 278 278  
4 Dividends and interest from securities... 200,083 200,069  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 773,315
b Gross sales price for all assets on line 6a 3,743,113
7 Capital gain net income (from Part IV, line 2)... 773,315
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 146,445 139,930 0
12 Total. Add lines 1 through 11........ 1,120,121 1,113,592 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 12,950 6,475 0 6,475
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 12,548 7,548 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 34,577 34,341 0 217
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 60,075 48,364 0 6,692
25 Contributions, gifts, grants paid....... 574,930 574,930
26 Total expenses and disbursements. Add lines 24 and 25 635,005 48,364 0 581,622
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 485,116
b Net investment income (if negative, enter -0-) 1,065,228
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 352,906 797,386 797,386
2 Savings and temporary cash investments......... 865,337 515,423 515,423
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 4,866,734 Click to see attachment6,624,936 7,717,212
c Investments—corporate bonds (attach schedule)....... 587,608 Click to see attachment587,608 745,265
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 3,362,708 Click to see attachment1,926,354 1,581,376
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 10,035,293 10,451,707 11,356,662
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment107,945 Click to see attachment46,359
23 Total liabilities (add lines 17 through 22)......... 107,945 46,359
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 9,927,348 10,405,348
29 Total net assets or fund balances (see instructions)..... 9,927,348 10,405,348
30 Total liabilities and net assets/fund balances (see instructions). 10,035,293 10,451,707
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
9,927,348
2
Enter amount from Part I, line 27a .....................
2
485,116
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
35,556
4
Add lines 1, 2, and 3 ..........................
4
10,448,020
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
42,672
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
10,405,348
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a THRU K-1 NEW VERNON MAURITIUS P   2021-12-31
b THRU K-1 ENCORE HOUSING OPPORTUNITY FUND II LP P   2021-12-31
c SEC 1231 GAIN THRU K-1 ENCORE HOUSING OPP FD II LP P   2021-12-31
d THRU NEW VERNON FINANCIAL SECTOR FUND LP P   2021-12-31
e SALE OF MARKETABLE SECURITIES - FIDELITY A/C 80753     2021-12-31
SALE OF MARKETABLE SECURITIES - UBS A/C 63196     2021-12-31
SALE OF MARKETABLE SECURITIES - UBS A/C 83054     2021-12-31
SALE OF MARKETABLE SECURITIES - UBS A/C 15346     2021-12-31
SALE OF MARKETABLE SECURITIES - UBS A/C 15345     2021-12-31
SALE OF MARKETABLE SECURITIES - UBS A/C 13711     2021-12-31
SALE OF MARKETABLE SECURITIES - UBS A/C A5211     2021-12-31
SALE OF NEW VERNON GLOBAL OPP FUND (CAYMAN) LTD P   2021-12-31
SALE OF KLS DIVERSIFIED FUND LTD P   2021-12-31
TOTAL CAPITAL GAIN DISTRIBUTION P   2021-12-31
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 38,374     38,374
b     108 -108
c 12,272     12,272
d 6,592     6,592
e 880,485   858,542 21,943
357,329   312,915 44,414
195,660   112,408 83,252
7,885   7,834 51
18,923   19,694 -771
19,637   22,539 -2,902
181,305   140,284 41,021
636,651   500,000 136,651
1,347,927   995,474 352,453
40,073     40,073
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       38,374
b       -108
c       12,272
d       6,592
e       21,943
      44,414
      83,252
      51
      -771
      -2,902
      41,021
      136,651
      352,453
      40,073
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 773,315
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 0
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 14,807
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 14,807
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 8,828
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 25,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 33,828
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 19,021
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet19,021 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ, DE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJEFFREY KRONTHAL Telephone no.bullet (212) 905-0888

    Located atbullet157 VILLAGE ROADGREEN VILLAGENJ ZIP+4bullet07935
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JEFFREY KRONTHAL PRESIDENT/TREASURER
    1.00     		0 0 0
    157 VILLAGE ROAD
    GREEN VILLAGE,NJ07935
    LEAH KRONTHAL VICE PRESIDENT/ SECRETARY
    1.00     		0 0 0
    157 VILLAGE ROAD
    GREEN VILLAGE,NJ07935
    MELISSA KRONTHAL DIRECTOR
    0.25     		0 0 0
    157 VILLAGE ROAD
    GREEN VILLAGE,NJ07935
    LAUREN KRONTHAL DIRECTOR
    0.25     		0 0 0
    157 VILLAGE ROAD
    GREEN VILLAGE,NJ07935
    DANIEL KRONTHAL DIRECTOR
    0.25     		0 0 0
    4910 W PINE BLVD
    ST LOUIS,MO63108
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    7,615,269
    b
    Average of monthly cash balances.......................
    1b
    1,727,813
    c
    Fair market value of all other assets (see instructions)................
    1c
    2,616,149
    d
    Total (add lines 1a, b, and c).........................
    1d
    11,959,231
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    11,959,231
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    179,388
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    11,779,843
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    588,992
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    588,992
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    14,807
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    14,807
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    574,185
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    574,185
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    574,185
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 574,185
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 68,050
    b Total for prior years:2019, 2018, 2017 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018......  
    d From 2019......  
    e From 2020......  
    f Total of lines 3a through e ........ 0
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 581,622
    a Applied to 2020, but not more than line 2a 68,050
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 513,572
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		60,613
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CAROLYN DORFMAN DANCE CO
    2780 MORRIS AVE 1-A
    UNION,NJ07083     		NONE PC GENERAL SUPPORT 15,000
    HARDING LAND TRUST
    PO BOX 576
    NEW VERNON,NJ07976     		NONE PC GENERAL SUPPORT 500
    PACTT LEARNING CENTER
    7101 N GREENVIEW
    CHICAGO,IL60626     		NONE PC GENERAL SUPPORT 1,000
    GREEN VILLAGE FIRE DEPARTMENT
    529 GREEN VILLAGE ROAD
    GREEN VILLAGE,NJ07935     		NONE PC GENERAL SUPPORT 500
    OUR HOUSE FOUNDATION INC
    76 FLORAL AVENUE
    MURRAY HILL,NJ07974     		NONE PC GENERAL SUPPORT 10,000
    TOMORROW'S HOPE FOUNDATION INC
    PO BOX 9023
    ROCKVILLE CENTRE,NY11571     		NONE PC GENERAL SUPPORT 10,000
    HALOS FOR ANGELS INC
    PO BOX 415
    FLORHAM PARK,NJ07932     		NONE PC GENERAL SUPPORT 2,500
    MICHAEL J FOX FOUNDATION FOR PARKINSON'S RESEARCH
    GRAND CENTRAL STATION PO BOX 4777
    NEW YORK,NY10163     		NONE PC GENERAL SUPPORT 1,000
    MELANOMA RESEARCH FOUNDATION
    1420 K STREET NW 7TH FLOOR
    WASHINGTON,DC20005     		NONE PC GENERAL SUPPORT 2,588
    THE LEUKEMIA & LYMPHOMA SOCIETY INC
    3 INTERNATIONAL DRIVE
    RYE BROOK,NY10573     		NONE PC GENERAL SUPPORT 250
    SMILE TRAIN INC
    633 THIRD AVENUE 9TH FL
    NEW YORK,NY10017     		NONE PC GENERAL SUPPORT 250
    THE CENTER FOR REPRODUCTIVE RIGHTS INC
    199 WATER STREET 22ND FLOOR
    NEW YORK,NY10038     		NONE PC GENERAL SUPPORT 250
    NATURAL RESOURCES DEFENSE COUNCIL INC
    40 WEST 20TH STREET
    NEW YORK,NY10011     		NONE PC GENERAL SUPPORT 500
    CITYMEALS-ON-WHEELS
    355 LEXINGTON AVENUE 3RD FL
    NEW YORK,NY10011     		NONE PC GENERAL SUPPORT 352
    CASA OF MORRIS & SUSSEX COUNTIES
    18 CATTANO AVE
    MORRISTOWN,NJ10011     		NONE PC GENERAL SUPPORT 1,000
    PLANNED PARENTHOOD
    123 WILLIAM ST 10TH FLOOR
    NEW YORK,NY10011     		NONE PC GENERAL SUPPORT 1,000
    THE TREVOR PROJECT INC
    8704 SANTA MONICA BOULEVARD NO 200
    WEST HOLLYWOOD,CA90069     		NONE PC GENERAL SUPPORT 250
    WORLD CENTRAL KITCHEN INC
    1342 FLORIDA AVENUE NW
    WASHINGTON,DC20009     		NONE PC GENERAL SUPPORT 15,000
    THE MULTIPLE MYELOMA RESEARCH FOUNDATION INC
    383 MAIN AVE 5TH FL
    NORWALK,CT06851     		NONE PC GENERAL SUPPORT 1,000
    GILMAN SCHOOL INC
    5407 ROLAND AVENUE
    BALTIMORE,MD21210     		NONE PC GENERAL SUPPORT 500
    AMERICAN MIGRAINE FOUNDATION
    19 MANTUA ROAD
    MOUNT ROYAL,NJ08061     		NONE PC GENERAL SUPPORT 1,000
    UNIVERSITY OF PENNSYLVANIA
    3451 WALNUT STREET 433 FRANKLIN
    BUILDING
    PHILADELPHIA,PA19104     		NONE PC GENERAL SUPPORT 2,500
    INTERNATIONAL REFUGEE ASSISTANCE PROJECT INC
    ONE BATTERY PARK PLAZA 4TH FL
    NEW YORK,NY10004     		NONE PC GENERAL SUPPORT 250
    PANCREATIC CANCER ACTION NETWORK
    1500 ROSECRANS AVENUE NO 200
    MANHATTAN BEACH,CA90266     		NONE PC GENERAL SUPPORT 515
    SIGMA NU EDUCATIONAL FOUNDATION INC
    PO BOX 1869
    LEXINGTON,VA24450     		NONE PC GENERAL SUPPORT 100
    TEACHERS COLLEGE COLUMBIA UNIVERSITY
    525 W 120TH ST BOX 30
    NEW YORK,NY10027     		NONE PC GENERAL SUPPORT 1,000
    CROHN'S & COLITIS FOUNDATION INC
    733 THIRD AVENUE SUITE 510
    NEW YORK,NY10017     		NONE PC GENERAL SUPPORT 1,000
    HOMELESS SOLUTIONS INC
    3 WING DRIVE NO 245
    CEDAR KNOLLS,NJ07927     		NONE PC GENERAL SUPPORT 1,000
    THE CAHN FELLOWS PROGRAMS
    PO BOX 231077
    NEW YORK,NY10023     		NONE PC GENERAL SUPPORT 5,000
    CHICAGO CANINE RESCUE FOUNDATION
    5272 NORTH ELSTON AVE
    CHICAGO,IL60630     		NONE PC GENERAL SUPPORT 500
    HUMAN RIGHTS CAMPAIGN
    1640 RHODE ISLAND AVE NW
    WASHINGTON,DC20036     		NONE PC GENERAL SUPPORT 500
    INTERNATIONAL ESSENTIAL TREMOR FOUNDATION
    11111 W 95TH STREET
    OVERLAND PARK,KS66214     		NONE PC GENERAL SUPPORT 500
    FAR HILLS COUNTRY DAY SCHOOL
    697 US-202
    FAR HILLS,NJ07931     		NONE PC GENERAL SUPPORT 2,500
    PROJECT MORRY
    1 GATEWAY PLAZA SUITE 1D
    PORTCHESTER,NY10573     		NONE PC GENERAL SUPPORT 525
    GEORGETOWN FUND
    37TH AND O STREETS NW
    WASHINGTON,DC20057     		NONE PC GENERAL SUPPORT 1,000
    THE FOUNDATION FOR BARNES-JEWISH HOSPITAL
    1001 HIGHLANDS PLZ DR WEST NO 140
    ST LOUIS,MO63110     		NONE PC GENERAL SUPPORT 2,000
    HTTV INC
    70 MAPLE ST
    SUMMIT,NJ07901     		NONE PC GENERAL SUPPORT 250
    FORDHAM UNIVERSITY
    441 E FORDHAM ROAD FMH 512
    BRONX,NY10458     		NONE PC GENERAL SUPPORT 1,000
    OUR HOUSE FOUNDATION INC
    76 FLORAL AVENUE
    MURRAY HILL,NJ07974     		NONE PC GENERAL SUPPORT 10,000
    INTERFAITH FOOD PANTRY NETWORK
    2 EXECUTIVE DRIVE
    MORRIS PLAINS,NJ07950     		NONE PC GENERAL SUPPORT 2,500
    NYC HEALTH HOSPITALS
    125 WORTH STREET
    NEW YORK,NY10013     		NONE PC GENERAL SUPPORT 2,000
    POETS & WRITERS
    90 BROAD STREET
    NEW YORK,NY10004     		NONE PC GENERAL SUPPORT 250
    MAKE-A-WISH FOUNDATION OF NEW JERSEY INC
    1384 PERRINEVILLE ROAD
    MONROE TOWNSHIP,NJ08831     		NONE PC GENERAL SUPPORT 500
    NORTHWESTERN UNIVERSITY
    2211 CAMPUS DR
    EVANSTON,IL60208     		NONE PC GENERAL SUPPORT 1,000
    RIVERDALE COUNTRY SCHOOL
    5250 FIELDSTON RD
    BRONX,NY10471     		NONE PC GENERAL SUPPORT 1,000
    PRESCHOOL ADVANTAGE INC
    25 LINDSLEY DRIVE SUITE 307
    MORRISTOWN,NJ07960     		NONE PC GENERAL SUPPORT 1,600
    MT PLEASANT ANIMAL SHELTER INC
    194 ROUTE 10 WEST
    EAST HANOVER,NJ07936     		NONE PC GENERAL SUPPORT 500
    US HOLOCAUST MEMORIAL MUSEUM
    100 RAOUL WALLENBERG PLACE SW
    WASHINGTON,DC20024     		NONE PC GENERAL SUPPORT 250
    RUTGERS UNIVERSITY FOUNDATION
    7 COLLEGE AVENUE WINANTS HALL
    NEW BRUNSWICK,NJ08901     		NONE PC GENERAL SUPPORT 20,000
    WASHINGTON UNIVERSITY
    700 ROSEDALE AVE BOX 1000
    ST LOUIS,MO63112     		NONE PC GENERAL SUPPORT 100,000
    FAR BROOK SCHOOL
    52 GREAT HILLS ROAD
    SHORT HILLS,NJ07078     		NONE PC GENERAL SUPPORT 100,000
    BUCKNELL UNIVERSITY
    1 DENT DRIVE FINANCE OFFICE
    LEWISBURG,PA17837     		NONE PC GENERAL SUPPORT 2,000
    ANTIDEFAMATION LEAGUE
    605 THIRD AVENUE
    NEW YORK,NY10158     		NONE PC GENERAL SUPPORT 15,000
    THE PINGRY SCHOOL
    131 MARTINSVILLE ROAD
    BASKING RIDGE,NJ07920     		NONE PC GENERAL SUPPORT 1,000
    ST JUDES CHILDREN'S RESEARCH HOSPITAL
    501 ST JUDE PLACE
    MEMPHIS,TN38105     		NONE PC GENERAL SUPPORT 2,000
    SHAKESPEARE THEATRE OF NEW JERSEY
    3 VREELAND RD
    FLORHAM PARK,NJ07932     		NONE PC GENERAL SUPPORT 250
    HARDING LAND TRUST
    PO BOX 576
    NEW VERNON,NJ07976     		NONE PC GENERAL SUPPORT 500
    NEW JERSEY STATE GOLF ASSOCIATION
    3 GOLF DRIVE NO 206
    KENILWORTH,NJ07033     		NONE PC GENERAL SUPPORT 100
    UNITED STATES GOLF ASSOCIATION
    77 LIBERTY CORNER ROAD
    LIBERTY CORNER,NJ07938     		NONE PC GENERAL SUPPORT 50
    THE VALERIE FUND
    2101 MILLBURN AVENUE
    MAPLEWOOD,NJ07040     		NONE PC GENERAL SUPPORT 20,000
    THE HARDING TOWNSHIP HISTORICAL SOCIETY INC
    16 VILLAGE ROAD
    NEW VERNON,NJ07976     		NONE PC GENERAL SUPPORT 100
    ALL STARS PROJECT OF NJ
    33 WASHINGTON STREET SUITE 100
    NEWARK,NJ07102     		NONE PC GENERAL SUPPORT 25,000
    NEW YORK COMMON PANTRY
    8 EAST 109TH STREET
    NEW YORK,NY10029     		NONE PC GENERAL SUPPORT 1,000
    FOUNDATION FOR MORRISTOWN MEDICAL CENTER
    475 SOUTH STREET
    MORRISTOWN,NJ07960     		NONE PC GENERAL SUPPORT 10,000
    OVERLOOK FOUNDATION
    46-48 BEAUVOIR AVENUE
    SUMMIT,NJ07901     		NONE PC GENERAL SUPPORT 25,000
    FRANCISCANS INTERNATIONAL
    211 E 43RD ST RM 1100
    NEW YORK,NY10017     		NONE PC GENERAL SUPPORT 2,500
    NY PUBLIC RADIO
    160 VARICK STREET
    NEW YORK,NY10013     		NONE PC GENERAL SUPPORT 250
    STORYCATCHERS THEATRE
    544 W OAK ST
    CHICAGO,IL60610     		NONE PC GENERAL SUPPORT 1,000
    MEMORIAL SLOAN KETTERING HOSPITAL
    1275 YORK AVE
    NEW YORK,NY10065     		NONE PC GENERAL SUPPORT 75,000
    NEW VERNON VOLUNTEER FIRE DEPARTMENT
    22 VILLAGE ROAD
    NEW VERNON,NJ07976     		NONE PC GENERAL SUPPORT 500
    NEW YORK-PRESBYTERIAN FUND INC
    525 EAST 68TH STREET BOX 156
    NEW YORK,NY10065     		NONE PC GENERAL SUPPORT 2,000
    THE TOMMY FUND FOR CHILDHOOD CANCER
    20 YORK ST
    NEW HAVEN,CT06510     		NONE PC GENERAL SUPPORT 2,500
    OUR HOUSE FOUNDATION INC
    76 FLORAL AVENUE
    MURRAY HILL,NJ07974     		NONE PC GENERAL SUPPORT 65,000
    Total .................................bullet 3a 574,930
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 278  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 773,315  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 5,546 1,120,121 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,125,667
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    * NOT APPLICABLE
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    THE KRONTHAL FAMILY FOUNDATION INC
    EIN:
    46-1243824
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 12,950 6,475 0 6,475

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    THE KRONTHAL FAMILY FOUNDATION INC
    EIN:
    46-1243824
    Name of Bond End of Year Book Value End of Year Fair Market Value
    WELLS FARGO & CO NEW CONV SER L CI. A 7.5% PREFERRED 587,608 745,265

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    THE KRONTHAL FAMILY FOUNDATION INC
    EIN:
    46-1243824
    Name of Stock End of Year Book Value End of Year Fair Market Value
    BLACKROCK ENHANCED EQUITY DIVID TR UNSOLICITED 278,788 400,821
    BLACKROCK GLOBAL FLOATING RATE INCOME TRUST 281,909 314,369
    BLACKROCK TCP CAP CORP 124,751 118,212
    BLACKROCK MTG TR INC REIT 400,812 376,626
    EATON VANCE LTD DURATION INCOME FUND 367,267 345,146
    FS KKR CAPITAL CORP 100,247 91,089
    NUVEEN FLOATING RATE INCOME FUND 274,309 268,284
    NUVEEN EQUITY LONG/SHORT FUND CLASS A 516,136 647,549
    OWL ROCK CAP CORP 275,197 269,040
    SPDR S&P 500 ETF TR 656,520 972,718
    ALLSPRING INCOME OPPORTUNITIES FUND (FKA WELLS FARGO INCOME OPPORTUNITIES FU 305,374 349,664
    WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC 126,044 137,373
    ABBOTT LABS 21,571 26,318
    ADOBE SYSTEMS INC (DELAWARE) 13,882 23,249
    ALPHABET INC CL A FKA GOOGLE INC CL A DE 47,243 86,911
    AMAZON.COM INC 67,528 93,361
    AMERICAN TOWER CORP REIT 12,614 15,210
    AMERIPRISE FINANCIAL INC DE 13,468 24,434
    APPLE INC 43,441 70,318
    APPLIED MATERIAL INC 18,326 22,660
    BOOKING HLDGS INC 13,438 14,395
    BOSTON SCIENTIFIC CORP 17,952 18,988
    COSTCO WHOLESALE CORP 12,868 21,005
    DANAHER CORP DE 7,705 14,476
    DOLLAR GEN CORP 13,438 16,272
    FIDELITY NATL INFORMATION SVCS 23,753 19,538
    HOME DEPOT INC DE 19,762 28,636
    HONEYWELL INTL INC DE 10,756 12,928
    INTERCONTINENTAL EXCHANGE GROUP 10,424 16,139
    LAUDER ESTEE COS CLA 5,913 11,106
    LOWES COMPANIES INC 15,492 28,433
    META PLATFORM INC 38,535 55,498
    MICROSOFT CORP 74,529 138,900
    NIKE INC CL B 12,494 14,000
    O REILLY AUTOMOTIVE INC DE 15,478 25,424
    PARKER HANNIFIN CORP 18,917 23,859
    ROCKWELL AUTOMATION INC NEW DE 7,290 11,512
    S&P GLOBAL INC 8,458 10,382
    SALESFORCE COM INC 22,557 26,684
    SHERWIN WILLIAMS CO DE 12,332 21,130
    TEXAS INSTRUMENTS 20,110 20,920
    THERMO FISHER SCIENTIFIC INC DE 7,507 13,345
    TJX COS INC NEW DE 23,227 32,949
    UNION PACIFIC CORP 24,384 27,460
    UNITEDHEALTH GROUP INC 12,907 22,094
    VISA INC CLA 33,236 40,525
    ACCENTURE PLC IRELAND 12,632 20,728
    AMER ELECTRIC POWER CO 8,762 9,253
    AMGEN INC 25,539 23,847
    ANALOG DEVICES INC 27,416 29,178
    AUTOMATIC DATA PROCESSING INC 17,700 21,699
    BLACKROCK INC DE 17,805 25,636
    BROADCOM INC 25,024 31,940
    CHUBB LTD CHF 18,937 27,450
    CISCO SYSTEMS INC 23,375 34,537
    COCA COLA CO COM 29,095 33,513
    COMCAST CORP 30,525 31,859
    DIAGEO PLC 18,874 27,958
    DISCOVER FINANCIAL SERVICES 17,912 17,912
    EOG RESOURCES INC 23,406 26,205
    HOME DEPOT INC 15,094 20,335
    JOHNSON & JOHNSON COM 37,092 41,741
    JPMORGAN CHASE & CO 25,760 35,312
    LINDE PLC EUR 24,395 33,257
    LOCKHEED MARTIN CORP 21,581 19,903
    MARSH & MCLENNAN COS INC 15,922 22,249
    MCDONLADS CORP 28,431 32,973
    MEDTRONIC PLC DE 29,857 28,449
    MICROSOFT CORP 54,940 81,053
    MORGAN STANLEY 17,233 16,589
    NEXTERA ENERGY INC. COM 10,044 12,790
    NOVARTIS AG SPON ADR DE 15,123 15,045
    PHILLIPS 66 13,053 15,072
    PROCTER & GAMBLE CO DE 24,435 28,627
    RAYTHEON TECHNOLOGIES CORP 28,407 32,617
    REPUBLIC SERVICE INC DE 14,084 19,523
    ROCKWELL AUTOMATION INC 13,246 17,791
    STARBUCKS CORP 19,026 20,002
    TEXAS INSTRUMENTS DE 21,627 26,763
    TRUIST FINL CORP DE 24,673 29,099
    UNION PACIFIC CORP DE 18,606 22,170
    UNITED HEALTH GROUP INC 20,298 22,094
    UNITED PARCEL SERVICE INC 23,443 28,293
    VF CORP DE 21,611 20,648
    ADYEN N V ADR 17,928 17,398
    AIA GROUP LTD SPON ADR 16,132 13,912
    AIR LIQUIDE ADR FRANCE ADR 4,809 4,777
    ALCON INC CHF 6,966 8,015
    ALFA LAVAL AB SWEDEN ADR 7,405 7,582
    ALLIANZ SE ADR 15,651 15,158
    AMBEV SA SPON ADR 5,757 4,903
    ATLAS COPCO AB NEW REPSTG COM S 18,280 19,684
    BANCO BILBAO VIZCAYA ARGENTARIA 6,962 6,439
    BHP GROUP LTD SPON ADR 13,021 11,708
    CDN NATL RAILWAY CO CAD 4,933 5,283
    CHECK POINT SOFTWARE TECH LTD 11,499 11,190
    CHUGAI PHARMACEUTICALS LTD ADR 7,199 6,168
    CSPC PHARMACEUTICAL GROUP LTD 7,020 6,214
    DASSAULT SYSTEM S A SPON ADR 14,896 15,935
    DBS GROUP HLDGS LTD SPON ADR 14,433 15,383
    DIAGEO PLC NEW GB SPON ADR 5,546 6,164
    ENN ENERGY HOLDINGS LTD SPON AD 7,799 8,181
    EPIROC AKTIEBOLAG ADR 9,085 9,360
    FANU CORP ADR 4,229 3,917
    FOMENTO ECONOMICO MEXICANO S.A. 7,432 7,149
    FUCHS PETROLUB AG UNSPONSORED 1,140 999
    HAJER SMART HOME CO LTD SPON AD 5,168 5,968
    HDFC BANK LTD SPON ADR 5,322 4,815
    ICICI BANK LTD SPON ADR 8,173 8,648
    INFINEON TECHNOLOGIES ADR 15,667 16,836
    KOMATSU LTD SPON ADR NEW 6,034 5,585
    KUBOTA CORP ADR JAPAN ADR 7,496 8,156
    LINDE PLC EUR 5,253 5,889
    LONZA GROUP AG ADR 11,075 12,191
    LOREAL CO ADR FRANCE ADR 18,671 19,179
    LUKOIL PJSC SPON ADR 8,839 8,711
    NESTLE S A SPONSORED ADR REPSTG 11,082 12,072
    NITORI HLDGS CO LTD ADR 6,829 5,439
    NOVOZYMES A/S ADR 5,225 5,652
    P.T TELEKOMUNIKASI INDONESIA SPON ADR 5,134 6,494
    PING AN INSURANCE GROUP CO 4,842 4,073
    RIO TINTO PLACE SPON ADR 9,833 8,635
    ROCHE HLDGS LTD SPONS ADR SWITZ ADR 14,139 14,887
    ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SHJS SPON ADR 6,384 6,633
    SAP SE SPON ADR 14,169 13,591
    SCHNEIDER ELEC SE UNSPONSERD ADR 13,028 14,978
    SGS SA ADR UNSPONSORED 4,425 4,735
    SHIONOGI & CO LTD ADR 6,348 7,773
    SONOVA HLDGS AG ADR 6,017 6,203
    SYMRISE AG ADR 8,083 8,341
    SYSMEX CORP UNSPONSORED ADR 8,137 9,081
    TAIWAN SEMICONDUCTOR MFG CO LTD ADR 17,935 17,806
    TENCENT HLDGS LTD ADR 16,038 14,458
    UNICHARM CORP SPON ADR 8,795 9,455
    UNILEVER PLC AMER SHS NEW SPON ADR 6,904 6,562
    XP INC 5,098 4,800
    YANDEX IN CL A EUR 4,507 3,630
    ABIOMED INC 1,041 1,078
    ADVANCED MICRO DEVICES INC 13,347 13,527
    AFFIRM HLDGS INC COM CL A 1,406 905
    AIRBNB INC CL A 206 166
    ALIGN TECHNOLOGY INC 7,927 7,886
    ALPHABET INC CI C 32,344 31,829
    AMAZON.COM INC. 13,915 13,337
    AMPHENOL CORP NEW CL A 4,696 4,985
    APPLE INC 35,676 41,196
    ASML HLDG NV SPON ADR 7,579 7,165
    AUTOZONE INC 7,470 8,386
    BIOGEN INC 1,821 1,679
    BLACKSTONE INC CL A 13,273 12,421
    BOOKING HLDGS INC 4,853 4,798
    CAPITAL ONE FINCL CORP 2,969 2,757
    CARVANA CO CL A 3,827 3,013
    CHIPOTLE MEXICAN GRILL INC CL A 7,313 6,993
    DEERE AND CO 10,512 10,287
    DEXCOM INC 4,326 3,759
    ENPHASE ENERGY INC 1,197 915
    EQUIFAX INC 3,111 3,221
    ETSY INC 4,571 3,722
    EXACT SCIENCES CORP 1,017 856
    FREEPORT MCMORAN INC 5,719 6,051
    HCA HEALTHCARE INC 7,424 7,708
    HUBSPOT INC 3,324 2,637
    INTUIT 8,724 9,005
    INTUITIVE SURGICAL INC 5,301 5,390
    LAM RESEARCH CORP 4,326 5,034
    LAUDER ESTEE COS CL A 5,396 5,923
    LOWES COMPANIES INC 8,615 9,305
    MATCH GROUP ONC 3,518 2,910
    MCKESSON CORP 5,410 6,214
    META PLATFORM INC CL A 12,431 12,109
    MICROSOFT CORP 39,988 40,695
    MODERNA INC 1,050 1,016
    MONGODB INC 2,231 2,117
    MONSTER BEVERAGE CORP NEW COM 4,920 5,282
    MORGAN STANLEY 8,648 8,540
    MSCI INC 1,966 1,838
    NETFLIX INC 8,807 7,832
    NVIDIA CORP 12,795 13,529
    ORACLE CORP 9,687 8,634
    PAYPAL HOLDINGS INC 2,999 2,263
    REGENERON PHARMACEUTICALS INC 3,683 3,789
    ROCKWELL AUTOMATION INC NEW 6,294 6,628
    ROKU INC 599 456
    SCHWAB CHARLES CORP NEW 8,700 8,999
    SEAGEN INC 4,488 3,865
    SHERWIN WILLIAMS CO 5,159 5,635
    SNAP INC CL A 5,502 3,903
    SQUARE INC CLA 3,876 2,584
    SVB FINANCIAL GROUP 6,645 6,104
    SYNOPSYS INC 5,100 5,528
    TAPESTERY INC 4,720 4,466
    TESLA INC 19,866 20,079
    TEXAS INSTRUMENTS 4,994 4,900
    THE TRADE DESK INC CL A 303 275
    THERMO FISHER SCIENTIFIC INC 1,232 1,334
    TRANE TECHNOLOGIES PLC 5,428 5,859
    TWILIO INC CL A 305 263
    VERISK ANALYTICS INC 3,722 3,888
    WAYFAIR INC CL A 267 190
    WORKDAY INC CL A 1,178 1,093
    ABBOTT LABS 1,516 1,689
    ABBVIE INC COM 4,313 5,145
    ACCENTURE PLC IRELAND CL A 2,546 2,902
    ADVANCE AUTO PARTS INC 2,543 2,639
    AIR PODS CHEMICALS INC 6,847 6,998
    ALEXANDRIA REAL ESTATE EQUITIES 2,057 2,230
    AMER EXPRESS CO 7,669 7,035
    AMERISOURCE BERGEN CORP 3,182 3,455
    AMGEN INC 1,856 2,025
    ANALOG DEVICES INC 9,166 8,789
    APPLE INC. 1,832 2,131
    AVALONBAY COMMUNITIES INC SBI 2,580 2,778
    BANK OF AMER CORP 11,495 10,989
    BECTON DICKINSON & CO. 4,180 4,275
    BEST BUY CO INC 3,935 3,150
    BLACKROCK INC 10,119 10,071
    BOSTON PROPERTIES INC 1,269 1,267
    BRISTOL MYERS SQUIBB CO 8,361 8,854
    CAPITAL ONE FINCL CORP 4,292 3,917
    CHEVRON CORP DE 6,847 7,041
    CHUBB LTD CHF 4,895 5,026
    CIGNA CORP 2,763 2,985
    CITI GROUP INC 5,556 4,892
    CME GROUP INC 9,097 9,367
    CMS ENERGY CORP 2,951 3,187
    COCA COLA CO COM 3,367 3,612
    COMCAST CORP NEW CL A 10,253 9,663
    CONOCOPHILLIPS 11,440 11,188
    CORNING INC 2,177 2,122
    CVS HEALTH CORP 6,130 7,015
    DEERE AND CO 4,537 4,458
    DOVER CORP 8,135 8,535
    EATON CORP PLC 6,933 7,086
    ENTERGY CORP NEW 207 225
    EOG RESOURCES INC 6,309 6,129
    FIDELITY NATL INFORMATION SVCS 4,724 4,475
    GALLAGHER ARTHUR J & CO 3,762 3,902
    GAP INC 2,332 1,730
    GENL DYNAMICS CORP 6,864 7,088
    HARTFORD FINCL SERVICE GROP INC 3,719 3,590
    HASBRO INC 2,640 2,748
    HOME DEPOT INC 6,838 7,470
    INTEL CORP 674 670
    INTL BUSINESS MACH 3,003 3,208
    JOHNSON & JOHNSON COM 7,844 8,211
    LILLY ELI & CO 4,577 4,972
    MARSH & MCLENNAN COS INC. 1,833 1,912
    MCDONALDS CORP 5,721 6,166
    MEDTRONIC PLC 7,497 6,414
    MERCK & CO INC COM 1,805 1,686
    METLIFE INC 3,786 3,687
    MICROSOFT CORP 6,652 6,726
    MONDELEZ INTL INC 5,088 5,504
    MORGAN STANLEY 8,839 8,736
    NEXTERA ENERGY INC COM 7,577 8,309
    NORFOLK STHN CORP 6,852 7,443
    NORTHROP GRUMMAN CORP 5,894 6,193
    NTHN TRUST CORP 2,176 2,153
    PARKER HANNIFIN CORP 6,037 6,044
    PEPSICO INC 4,041 4,343
    PFIZER INC 2,810 3,484
    PHILIPS MORRIS INTL INC 8,023 8,075
    PNC FINACIAL SERVICES GROUP 9,952 9,825
    PPG INDUSTRIES INC 6,798 7,242
    PRICE T ROWE GROUP INC 4,828 4,523
    PROCTER & GAMBLE CO 5,358 6,052
    PROGRESSIVE CORP OHIO 2,681 2,977
    PROLOGIS INC COM 3,475 4,041
    PUBLIC SERVICE ENTERPRISE GROUP 2,121 2,269
    RAYTHEON TECHNOLOGIES CORP 9,146 8,950
    REALTY INCOM CORP MD SBI 707 716
    REPUBLIC SERVICE INC DE 2,830 2,928
    SCHWAB CHARLES CORP NEW 5,193 5,382
    SEAGATE TECHNOLOGY HLDGS 2,277 2,712
    STARBUCKS CORP 2,366 2,456
    SYSCO CORP 6,887 6,991
    TEXAS INSTRUMENTS 8,431 8,293
    TJX COS INC NEW 5,004 5,390
    TRANE TECHNOLOGIES PLC 1,491 1,616
    TRUIST FINL CORP DE 4,573 4,333
    UNITED HEALTH GROUP INC 11,493 6,645
    UNITED PARCEL SERVICE INC. 6,329 13,056
    US BANCORP DEL (NEW) 4,443 4,157
    VALERO ENERGY CORP NEW 1,695 1,652
    VENTAS INC 1,995 1,891
    VERIZON COMMUNICATION INC 3,782 3,793
    VF CORP 2,345 2,270
    WALMART INC 5,592 5,643
    XCEL ENERGY INC 3,800 3,994

    TY 2021 InvestmentsOtherSchedule2
    Name:
    THE KRONTHAL FAMILY FOUNDATION INC
    EIN:
    46-1243824
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    NEW VERNON INDIA DI CAYMAN FUND LP AT COST 83,004 176,429
    ENCORE HOUSING OPPORTUNITY FUND II LP AT COST 198,392 355,654
    KLS DIVERSIFIED FUND LTD AT COST 4,526 6,139
    NEW VERNON MAURITIUS AT COST 128,605 124,053
    NEW VERNON FINANCIAL SECTOR FUND LP AT COST 83,389 124,101
    LAND, OIL & GAS MINERALS AT COST 1,428,438 795,000

    TY 2021 OtherDecreasesSchedule
    Name:
    THE KRONTHAL FAMILY FOUNDATION INC
    EIN:
    46-1243824
    Description Amount
    PRIOR YEAR ADJUSTMENT 42,672


    TY 2021 OtherExpensesSchedule
    Name:
    THE KRONTHAL FAMILY FOUNDATION INC
    EIN:
    46-1243824
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FILING FEE 107 0 0 107
    BANK CHARGE 27 27 0 0
    INVESTMENT ADVISORY FEE 22,083 22,083 0 0
    OTHER MISC EXPENSE 465 465 0 0
    NEW VERNON MAURITIUS - OTHER PORTFOLIO DEDUCTIONS 3,829 3,829 0 0
    ENCORE HOUSING OPP FD II LP - OTHER PORTFOLIO DEDUCTIONS 5,263 5,263 0 0
    ENCORE HOUSING OPP FD II LP - NON-DEDUCTIBLE EXPENSES 19 0 0 0
    NEW VERNON FINANCIAL SECT FD LP - OTHER PORTFOLIO DEDUCTIONS 2,674 2,674 0 0
    REGISTRATION FEE 110 0 0 110


    TY 2021 OtherIncomeSchedule2
    Name:
    THE KRONTHAL FAMILY FOUNDATION INC
    EIN:
    46-1243824
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ENCORE HOUSING OPPORTUNITY FUND II LP -10,092 -10,092 0
    ENCORE HOUSING OPPORTUNITY FUND II LP - OTHER NON-TAXABLE INC 969 0 0
    LESS: UBTI REPORTED ON FORM 990-T 0 -5,546 0
    NEW VERNON FINANCIAL SECTOR FUND LP 220 220 0
    NEW VERNON FINANCIAL SECTOR FUND LP - SEC. 988 LOSS -3 -3 0
    OIL & GAS ROYALTY URBAN 155,276 155,276 0
    MISC INCOME 75 75 0


    TY 2021 OtherIncreasesSchedule
    Name:
    THE KRONTHAL FAMILY FOUNDATION INC
    EIN:
    46-1243824
    Description Amount
    TAX CAPITAL ACCOUNT ADJ. PER K-1 NEW VERNON MAURITUS 35,556


    TY 2021 OtherLiabilitiesSchedule
    Name:
    THE KRONTHAL FAMILY FOUNDATION INC
    EIN:
    46-1243824
    Description Beginning of Year - Book Value End of Year - Book Value
    DUE TO VENDOR - CREDIT CARD 107,945 46,359


    TY 2021 TaxesSchedule
    Name:
    THE KRONTHAL FAMILY FOUNDATION INC
    EIN:
    46-1243824
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ROYALTY: SEVERANCE TAX 5,826 5,826 0 0
    EXCISE TAXES 5,000 0 0 0
    FOREIGN TAXES 1,722 1,722 0 0