TY 2021 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0047

2021

Open to Public Inspection

For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021

Name of foundation
Hogan Family Foundation Inc

Number and street (or P.O. box number if mail is not delivered to street address)10601 River Forest Drive
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
Raleigh, NC27614

A Employer identification number

56-2255419

B Telephone number (see instructions)

(919) 608-2086

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$962,206J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments	6,359		6,359
4	Dividends and interest from securities...	13,714		13,714
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		61,206
b	Gross sales price for all assets on line 6a 292,698
7	Capital gain net income (from Part IV, line 2)...			61,206
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		1,990	1,795
12	Total. Add lines 1 through 11........	83,269		83,074
13	Compensation of officers, directors, trustees, etc.	5,414		0	5,414
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......	414		0	414
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....		12,050	12,050	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		617	0	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......	3,953		0	3,953
22	Printing and publications..........
23	Other expenses (attach schedule).......		1,444	670	0
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	23,892		12,720	9,781
25	Contributions, gifts, grants paid.......	60,500			60,500
26	Total expenses and disbursements. Add lines 24 and 25	84,392		12,720	70,281
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-1,123
b	Net investment income (if negative, enter -0-)			70,354
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2021)

Form 990-PF (2021)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	1
	2	Savings and temporary cash investments.........	19,497	29,256	29,256
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	145,565	155,298	165,564
	b	Investments—corporate stock (attach schedule).......	442,258	437,073	657,781
	c	Investments—corporate bonds (attach schedule).......	26,909	11,587	12,369
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	93,503	93,396	97,236
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	727,733	726,610	962,206
	17	Accounts payable and accrued expenses..........	414	414
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	414	414
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........	727,319	726,196
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	727,319	726,196
	30	Total liabilities and net assets/fund balances (see instructions).	727,733	726,610

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

727,319

Enter amount from Part I, line 27a .....................

-1,123

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

726,196

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

726,196

Form 990-PF (2021)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	4.000 shs Abbott Laboratories	P	2020-12-14	2021-02-19
b	8.000 shs Abbott Laboratories	P	2020-05-27	2021-05-05
c	1.000 shs Abbott Laboratories	P	2020-06-22	2021-05-05
d	1.000 shs Amazon.COM, Inc.	P	2021-02-19	2021-07-16
e	1.000 shs American Express Co. COM	P	2020-12-08	2021-10-11
	6.000 shs American Express Co. COM	P	2021-02-12	2021-10-11
	1.000 shs Autodesk, Inc.	P	2020-11-17	2021-08-19
	1.000 shs Autodesk, Inc.	P	2021-03-10	2021-08-19
	1.000 shs Autodesk, Inc.	P	2021-03-23	2021-08-19
	1.000 shs Autodesk, Inc.	P	2021-11-23	2021-12-07
	7.000 shs Ball Corp COM	P	2020-10-13	2021-08-19
	1.000 shs Equinix Inc COM	P	2020-11-17	2021-05-20
	1.000 shs Facebook Inc.-Class A	P	2020-09-22	2021-01-29
	1.000 shs Facebook Inc.-Class A	P	2020-09-22	2021-03-23
	1.000 shs Facebook Inc.-Class A	P	2021-02-12	2021-03-23
	2.000 shs Fleetcor Technologies Inc.	P	2020-06-22	2021-03-10
	1.000 shs Illumina Inc COM	P	2020-08-14	2021-01-20
	2.000 shs Illumina Inc COM	P	2020-09-18	2021-01-20
	1.000 shs Intuit, Inc.	P	2021-04-22	2021-05-20
	1.000 shs Intuitive Surgical Inc	P	2020-03-27	2021-02-19
	4.000 shs Linde PLC COM	P	2020-05-27	2021-04-20
	19.000 shs Match Group Inc	P	2020-03-20	2021-03-10
	1.000 shs Meta Platforms Inc Class A COM	P	2021-11-01	2021-11-24
	1.000 shs Meta Platforms Inc Class A COM	P	2021-11-01	2021-12-20
	2.000 shs MSCI Inc	P	2021-03-10	2021-07-06
	1.000 shs MSCI Inc	P	2021-01-29	2021-08-13
	1.000 shs Regeneron Pharmaceuticals Inc	P	2020-09-22	2021-08-19
	3.000 shs Ringcentral Inc - Class A	P	2021-04-20	2021-08-19
	3.000 shs Salesforce.Com Inc COM	P	2020-12-08	2021-08-19
	3.000 shs Salesforce.Com Inc COM	P	2020-12-08	2021-10-11
	2.000 UnitedHealth Group Inc	P	2020-11-23	2021-05-20
	1.000 UnitedHealth Group Inc	P	2021-07-16	2021-12-09
	1.000 shs Workday Inc COM	P	2020-03-05	2021-02-10
	2.000 shs Workday Inc COM	P	2020-09-22	2021-02-10
	2.000 shs Workday Inc COM	P	2021-03-10	2021-08-19
	2.000 shs Workday Inc COM	P	2021-03-10	2021-09-27
	2.000 shs Workday Inc COM	P	2021-03-10	2021-09-27
	2.000 shs Yumi Brands Inc	P	2020-11-04	2021-05-11
	3.000 shs Union Pac Corp COM	P	2020-10-28	2021-04-20
	1.000 shs Union Pac Corp COM	P	2020-10-28	2021-09-27
	1.000 shs Alphabet Inc.	P	2013-10-24	2021-04-22
	1.000 shs Autodesk, Inc.	P	2017-08-28	2021-08-19
	2.000 shs Danaher Corporation COM	P	2019-05-03	2021-08-19
	2.000 shs Danaher Corporation COM	P	2019-08-06	2021-08-19
	1.000 shs Facebook Inc.-Class A	P	2020-01-30	2021-03-23
	2.000 shs Facebook Inc - Class A	P	2019-09-10	2021-08-19
	1.000 shs Facebook Inc - Class A	P	2020-01-30	2021-08-19
	1.000 shs Fleetcor Technologies Inc COM	P	2020-05-27	2021-08-19
	1.000 shs Fleetcor Technologies Inc COM	P	2020-07-15	2021-08-19
	1.000 shs Fleetcor Technologies Inc COM	P	2020-08-10	2021-08-19
	7.000 shs IHS Markit Ltd COM	P	2019-09-12	2021-03-10
	3.000 shs IHS Markit Ltd COM	P	2019-09-10	2021-08-19
	4.000 shs IHS Markit Ltd COM	P	2019-09-12	2021-08-19
	2.000 shs IHS Markit Ltd COM	P	2019-09-10	2021-11-01
	1.000 shs Illumina Inc COM	P	2019-09-24	2021-01-20
	1.000 shs Illumina Inc COM	P	2019-09-24	2021-02-16
	1.000 shs Illumina Inc COM	P	2020-02-13	2021-07-06
	2.000 shs Intuit Inc	P	2018-11-06	2021-11-24
	1.000 shs Intuit Inc	P	2018-11-06	2021-11-30
	Intuitive Surgical Inc	P	2020-03-27	2021-08-19
	1.000 shs Meta Platforms Inc Class A COM	P	2019-09-24	2021-12-20
	2.000 shs Microsoft Corp	P	2020-03-05	2021-04-20
	1.000 shs Microsoft Corp	P	2018-10-19	2021-05-20
	1.000 shs Microsoft Corp	P	2020-03-05	2021-05-20
	4.000 shs Microsoft Corp	P	2018-06-19	2021-08-19
	8.000 shs Nike Inc Class B COM	P	2017-08-28	2021-08-13
	10.000 shs Nike Inc Class B COM	P	2017-08-28	2021-09-27
	20.000 shs Nike Inc Class B COM	P	2017-08-28	2021-11-23
	2.000 shs Paypal Hldgs Inc COM	P	2019-02-13	2021-01-20
	3.000 shs Paypal Hldgs Inc COM	P	2019-02-13	2021-02-03
	3.000 shs Paypal Hldgs Inc COM	P	2019-02-04	2021-02-12
	1.000 shs Regeneron Pharmaceuticals Inc	P	2017-08-28	2021-08-19
	15.000 shs Union Pac Corp COM	P	2020-06-22	2021-09-27
	4.000 shs Union Pac Corp COM	P	2020-06-29	2021-09-27
	1.000 shs Union Pac Corp COM	P	2020-07-08	2021-09-27
	3.000 shs UnitedHealth Group Inc	P	2020-11-23	2021-12-09
	1.000 shs Workday Inc COM	P	2019-09-24	2021-02-10
	1.000 shs Yumi Brands Inc	P	2019-11-18	2021-05-11
	1.000 shs Yumi Brands Inc	P	2019-11-18	2021-08-13
	4.000 shs Yumi Brands Inc	P	2020-06-15	2021-08-13
	1.000 shs Yumi Brands Inc	P	2020-07-15	2021-08-13
	1.000 shs Yumi Brands Inc	P	2017-12-04	2021-08-19
	3.000 shs Yumi Brands Inc	P	2020-07-15	2021-08-19
	2.000 shs Aptargroup Inc	P	2020-11-24	2021-08-19
	1.000 shs Bio Rad Laboratories Inc	P	2021-02-11	2021-12-17
	7.000 shs Cerence Inc COM	P	2020-06-23	2021-01-11
	1.000 shs Chemed Corp New COM	P	2020-03-16	2021-03-03
	3.000 shs Diamondback Energy Inc COM	P	2021-02-08	2021-08-19
	5.000 shs Dril Quip Inc COM	P	2020-01-28	2021-01-11
	1.000 shs Five Below Inc	P	2021-07-23	2021-08-19
	1.000 shs Gentherm Inc	P	2021-04-01	2021-12-13
	3.000 shs Horizon Pharma Plc COM	P	2021-02-08	2021-08-19
	2.000 shs Manhattan Associates Inc COM	P	2021-08-09	2021-08-19
	1.000 shs Paylocity Holding Corp	P	2021-08-09	2021-08-19
	0.076 shs Pioneer Natural Resources Co COM	P	2020-06-02	2021-01-14
	0.093 shs Pioneer Natural Resources Co COM	P	2020-11-24	2021-11-14
	2.661 shs Pioneer Natural Resources Co COM	P	2020-11-24	2021-07-23
	2.000 shs Polaris Inc COM	P	2021-01-26	2021-08-19
	1.000 shs Sun Communities Inc	P	2020-10-02	2021-08-19
	6.000 shs TCF Finl Corp COM	P	2020-11-17	2021-06-08
	4.000 shs Voya Finanacial Inc COM	P	2021-06-08	2021-08-19
	1.000 shs Zebra Technologies Corporation Cl A	P	2021-02-26	2021-08-09
	5.000 shs Acadia Healthcare Company INC COM	P	2017-08-28	2021-08-19
	4.000 shs American Campus Communities INC	P	2017-08-28	2021-08-19
	1.000 shs Bio Rad Laboratories Inc	P	2018-09-27	2021-03-03
	5.000 shs BJs WHSL Club HLDGS INC COM	P	2019-09-16	2021-08-19
	8.000 shs Booz Allen Hamilton HLDG CORP CL A	P	2017-03-06	2021-02-08
	2.000 shs Burlington Stores INC	P	2017-08-28	2021-02-23
	1.000 shs Burlington Stores INC	P	2017-08-28	2021-07-16
	3.000 shs Carters INC COM	P	2017-11-01	2021-08-19
	3.000 shs Carters INC COM	P	2020-03-06	2021-07-16
	1.00 shs Cavco Industries CVCO	P	2017-08-28	2021-08-19
	3.000 shs Cerence INC COM	P	2020-06-23	2021-08-19
	1.00 shs Chemed Corp NEW COM	P	2020-03-23	2021-10-12
	2.000 shs Coresite Realty CORPCOM USD0.01	P	2017-08-28	2021-08-19
	5.000 shs Coresite Reality CORPCOM USD0.01	P	2017-08-28	2021-12-13
	2.000 shs Coresite Realty CORPCOM USD0.01	P	2017-08-28	2021-12-17
	2.000 shs Coresite Realty CORPCOM USD0.01	P	2017-11-22	2021-12-17
	9.00 shs Dril Quip INC COM	P	2017-08-28	2021-01-11
	2.000 shs Eagle Matls INC COM	P	2017-08-28	2021-08-19
	2.000 shs Entegris INC	P	2019-04-29	2021-04-01
	5.000 shs Entegris INC	P	2019-07-30	2021-08-09
	10.000 shs Envestnet INC COM	P	2019-04-25	2021-05-12
	1.000 shs Envestnet INC COM	P	2019-05-23	2021-05-12
	3.000 shs Envestnet INC COM	P	2019-09-16	2021-05-12
	1.000 shs EPAM Sys INC COM USD0.001	P	2018-08-07	2021-05-12
	1.000 shs EPAM Sys INC COM USD0.001	P	2018-08-07	2021-08-09
	2.000 shs EPAM Sys INC COM USD0.001	P	2018-08-07	2021-08-17
	2.000 shs EPAM Sys INC COM USD0.001	P	2018-08-07	2021-09-22
	10.000 shs Exponent INC	P	2017-08-28	2021-01-26
	2.000 shs Exponent INC	P	2017-12-15	2021-08-19
	4.000 shs Exponent INC	P	2017-12-15	2021-10-12
	5.000 shs Federal Signal CORP	P	2020-03-06	2021-08-19
	5.000 shs Gartner INC COM USD0.0005	P	2017-08-28	2021-08-09
	1.000 shs Gartner INC COM USD0.0005	P	2017-08-28	2021-12-17
	2.000 shs Gartner INC COM USD0.0005	P	2020-11-17	2021-12-17
	4.000 shs Gibraltar IndustriesInc	P	2019-09-16	2021-02-11
	3.000 shs Gibraltar IndustriesInc	P	2019-09-16	2021-08-19
	4.000 shs Glacier Bancorp INC	P	2017-08-28	2021-08-19
	4.000 shs Globus Medical INC	P	2020-07-08	2021-08-19
	11.000 shs Graco INC	P	2017-08-28	2021-06-08
	15.000 shs Graco INC	P	2017-08-28	2021-09-28
	4.000 shs Hexcel Corp	P	2019-11-21	2021-08-19
	1.000 shs Hubspot INC	P	2019-11-21	2021-02-11
	1.000 shs Hubspot INC	P	2019-11-21	2021-03-03
	1.000 shs Hubspot INC	P	2020-02-14	2021-08-19
	1.000 shs Hubspot INC	P	2020-02-14	2021-10-12
	2.000 shs Hubspot INC	P	2021-01-13	2021-12-13
	2.000 shs Idacorp INC	P	2020-07-08	2021-08-19
	5.000 shs Ingersoll Rand INC COM	P	2017-08-28	2021-04-01
	4.000 shs Ingersoll Rand INC COM	P	2019-04-29	2021-08-19
	1.000 shs Ingersoll Rand INC COM	P	2017-11-17	2021-12-29
	5.000 shs Ingersoll Rand INC COM	P	2019-04-29	2021-12-29
	3.000 shs Integer Hldgs Corp COM	P	2020-06-02	2021-08-19
	2.000 shs Jazz Pharmaceuticalsplc COM USD0.0001	P	2018-10-17	2021-08-19
	4.000 shs Kemper Corp COM	P	2020-01-28	2021-08-19
	1.000 shs Lithia MTRS INC CL A	P	2017-08-28	2017-03-03
	2.000 shs Markettaxess HoldingsInc	P	2017-08-28	2021-01-15
	1.000 shs Markettaxess HoldingsInc	P	2017-08-28	2021-02-11
	1.000 shs Molina Healthcare INC	P	2020-01-13	2021-08-19
	1.000 shs Nordson Corp	P	2019-08-30	2021-08-19
	19.000 shs OGE Energy Corp COM USD0.01	P	2017-08-28	2021-01-15
	3.000 shs Pinnacle Financial Partners COM USD1.00	P	2017-09-05	2021-04-01
	0.123 shs Pioneer Natural Resources Co COM USD0.01	P	2018-04-18	2021-01-14
	0.034 shs Pioneer Natural Resources CO COM USD0.01	P	2018-08-10	2021-01-14
	0.055 shs Pioneer Natural Resources CO COM USD0.01	P	2018-11-20	2021-01-14
	0.047 shs Pioneer Natural Resoures CO COM	P	2019-08-07	2021-01-14
	0.097 shs Pioneer Natural Resources CO COM USD0.01	P	2019-08-30	2021-01-14
	3.508 shs Pioneer Natural Resources CO COM USD0.01	P	2018-04-18	2021-02-08
	0.968 shs Pioneer Natural Resources Co COM USD0.01	P	2018-08-10	2021-02-08
	1.573 shs Pioneer Natural Resources CO COM USD0.01	P	2018-11-20	2021-02-08
	0.951 shs Pioneer Natural Resources CO OCM USD0.01	P	2019-08-07	2021-02-08
	0.380 shs Pioneer Natural Resources CO COM USD0.01	P	2019-08-07	2021-07-23
	2.782 shs Pioneer Natural Resources CO COM USD0.01	P	2019-08-30	2021-07-23
	2.177 shs Pioneer Natural Resources CO COM USD0.01	P	2020-06-02	2021-07-23
	2.000 shs Piper Sandler Companies COM	P	2021-08-14	2021-08-19
	1.000 shs Pool Corp Com	P	2017-08-28	2021-03-03
	3.000 shs Pool Corp Com	P	2017-08-28	2021-03-30
	5.000 shs Portland General Electric CO	P	2017-08-28	2021-08-19
	8.000 shs Power Integrations INC When Issued	P	2017-08-28	2021-02-03
	1.000 shs Quaker Chemical Corp	P	2020-01-28	2021-08-19
	2.000 shs Rapid7 INC COM	P	2018-02-01	2021-08-19
	2.000 shs RBC Bearings INC	P	2017-08-28	2021-07-16
	1.000 shs RBC Bearings INC	P	2017-08-28	2021-07-28
	1.000 shs RBC Bearings INC	P	2017-08-28	2021-08-19
	10.000 shs Ritchie Bros Auctioneers COM ISIN #CA767	P	2017-08-28	2021-09-22
	7.000 shs RPM Internatinal INC	P	2017-08-28	2021-02-08
	2.000 shs Silicon LabratoriesInc	P	2017-08-28	2021-08-19
	1.000 shs Silicon LabratoriesInc	P	2020-10-30	2021-12-29
	1.000 shs Steris PLC ORD USD0.001	P	2017-08-28	2021-08-19
	1.000 shs Steris PLC ORD USD0.001	P	2017-08-28	2021-12-29
	3.000 shs Syneos Health INC CLA	P	2020-08-06	2021-08-19
	11.000 shs TFC Finl Corp COM	P	2019-03-18	2021-05-18
	13.000 shs TFC Finl Corp COM	P	2019-03-18	2021-06-08
	6.000 shs TFC Finl Corp COM	P	2019-09-16	2021-06-08
	10.000 shs TFC Finl Corp COM	P	2020-06-02	2021-06-08
	4.000 shs Texas Roadhouse INC	P	2018-08-07	2021-08-19
	3.000 shs Toro CO	P	2018-01-08	2021-07-16
	3.000 shs Western Alliance Bancorp	P	2017-09-05	2021-04-01
	4.000 shs Western Alliances Bancorp	P	2017-09-05	2021-05-18
	3.000 shs Western Alliance Bancorp	P	2018-09-14	2021-08-19
	1.000 shs Zebra Technologies Corporation Cl A	P	2017-08-28	2021-03-03
	2.000 shs Zebra Technologies Corporation CL A	P	2017-08-28	2021-08-17
	2.000 shs Adidas AG	P	2021-05-17	2021-08-19
	5.000 shs Akzo Nobel NV Spon ADS	P	2021-05-28	2021-08-19
	18.000 shs Barclays PLC ADR	P	2021-04-26	2021-08-19
	24.000 shs Beiersdorf A G Unsponsored Germa ADR	P	2020-08-12	2021-02-19
	10.000 shs Continental AG Spon ADS	P	2021-06-21	2021-08-19
	125.000 shs Flughafen Zuerich Agunsponsor ADR	P	2020-03-27	2021-03-18
	14.000 shs Inditex Unsp A	P	2021-05-07	2021-08-19
	9.000 shs Informa PLC Spon ADR	P	2020-06-04	2021-02-25
	20.000 shs Informa PLC Spon ADR	P	2020-06-04	2021-02-26
	34.000 shs Informa PLC Spon ADR	P	2020-09-01	2021-02-26
	16.000 shs Intertek Group PLC ADR	P	2020-12-03	2021-07-19
	104.000 shs ITV ADR	P	2021-05-12	2021-11-10
	0.350 shs Jackson Financial Inc COM CL A	P	2021-09-20	2021-09-22
	3.000 shs Jackson Financial Inc COM CL A	P	2021-09-20	2021-09-23
	21.000 shs Knorr Bremse AG Unspon ADS	P	2020-11-25	2021-06-30
	5.000 shs L'Air Liquide Ord ADR	P	2020-09-18	2021-08-19
	6.000 shs Legrand SA Unspon ADR	P	2021-06-30	2021-08-19
	61.000 shs London Stock Exchange Group UnspnADR	P	2020-11-30	2021-03-16
	6.000 shs Merck KGAA Spon ADR	P	2020-11-24	2021-08-19
	5.000 shs Pernod Ricard ADR	P	2020-11-24	2021-08-19
	7.000 shs Sanofi ADR	P	2021-04-23	2021-08-19
	9.000 shs Shimano Inc Unsp ADR	P	2020-11-05	2021-08-19
	219.000 shs Siemens Gamesa Renewable Energy ADR	P	2020-06-26	2021-05-03
	0.103 shs Tesco Spon ADR	P	2020-07-20	2021-02-19
	3.000 shs Unilever PLC Spon ADR	P	2020-11-27	2021-08-19
	23.000 Vestas Wind Sys As Unsp ADR	P	2021-05-26	2021-08-19
	17.000 Vestas Wind Sys As Unsp ADR	P	2021-05-26	2021-10-18
	22.000 Vestas Wind Sys As Unsp ADR	P	2021-06-18	2021-10-18
	3.000 shs Vitesco TechnologiesGRP AG Spon ADR	P	2021-06-21	2021-09-30
	110.000 shs Z Holdings Corporation Unsp ADS	P	2020-07-07	2021-04-26
	51.000 shs Z Holdings Corporation Unsp ADS	P	2021-02-22	2021-04-26
	10.000 shs ABB Ltd Spon ADR	P	2019-11-08	2021-08-19
	13.000 shs ABB Ltd ADR	P	2019-07-05	2021-11-01
	13.000 shs ABB Ltd ADR	P	2019-11-08	2021-11-01
	1.000 shs Accenture PLC	P	2017-08-28	2021-08-19
	6.000 shs AIA Group ADR	P	2018-09-21	2021-08-19
	242.000 shs Alstom SA ADR	P	2020-01-23	2021-10-28
	65.000 shs Alstom SA ADR	P	2020-06-05	2021-10-28
	86.000 shs Alstom SA ADR	P	2020-09-18	2021-10-28
	1.000 shs AON PLC SHS CL A COM	P	2017-09-05	2021-08-19
	4.000 shs AON PLC SHS CL A COM	P	2017-08-28	2021-10-18
	69.000 shs Banco Santander S.A.ADR	P	2020-05-28	2021-08-19
	71.000 shs Beiersdorf A G Unsponsored Germa ADR	P	2019-10-14	2021-02-19
	25.000 shs Beiersdorf A G Unsponsored Germa ADR	P	2019-12-20	2021-02-19
	3.000 shs BHP Group Ltd Spon ADS	P	2017-08-28	2021-08-19
	3.000 shs BHP Group Ltd Spon ADS	P	2017-09-05	2021-08-19
	37.000 shs BHP Group Ltd Spon ADS	P	2017-08-28	2021-11-02
	50.000 shs BNP Paribas ADR	P	2019-11-19	2021-04-26
	15.000 shs BNP Paribas ADR	P	2019-12-18	2021-04-26
	22.000 shs BNP Paribas ADR	P	2020-02-28	2021-04-26
	18.000 shs Canadian Natl Ry Co COM	P	2017-08-28	2021-05-28
	9.000 shs Carlsberg AS Sponsored ADR	P	2017-08-28	2021-07-16
	5.000 shs Carlsberg AS Sponsored ADR	P	2017-08-28	2021-08-19
	3.000 shs DBS Group Holdings Ltd Spons ADR	P	2017-08-28	2021-08-19
	24.000 Enel Un Spon ADR	P	2020-03-06	2021-08-19
	17.000 Engie Spon ADR	P	2020-02-20	2021-08-19
	6.000 shs Equinor Asa Spon ADR	P	2017-08-28	2021-08-19
	2.000 shs Equinor Asa Spon ADR	P	2017-09-05	2021-08-19
	25.000 shs Equinor Asa Spon ADR	P	2017-08-28	2021-10-06
	0.500 shs Ferguson Plc Ord GBP	P	2017-09-05	2021-03-10
	2.000 shs Ferguson Plc Ord GBP	P	2017-09-05	2021-07-16
	1.000 shs Ferguson Plc Ord GBP	P	2017-08-28	2021-08-19
	9.000 shs Hexagon AB ADR	P	2020-02-14	2021-04-28
	63.000 shs Hexagon AB ADR	P	2020-02-14	2021-10-22
	56.000 shs Hexagon AB ADR	P	2020-04-27	2021-10-22
	2.000 shs Hitachi ADR	P	2019-12-17	2021-08-19
	9.000 shs Hitachi ADR	P	2019-11-08	2021-12-07
	7.000 shs Hitachi ADR	P	2019-12-17	2021-12-07
	31.000 shs Informa PLC Spon ADR	P	2017-08-28	2021-02-25
	2.000 shs Informa PLC Spon ADR	P	2017-09-05	2021-02-25
	43.000 shs KAO Corp Unspon ADS	P	2017-08-28	2021-02-22
	5.000 shs KAO Corp Unspon ADS	P	2017-09-05	2021-02-22
	22.000 shs KAO Corp Unspon ADS	P	2019-08-19	2021-02-22
	49.000 shs KAO Corp Unspon ADS	P	2019-10-10	2021-02-22
	3.000 shs Knorr Bremse AG Unspon ADS	P	2020-02-20	2021-06-30
	8.000 shs Knorr Bremse AG Unspon ADS	P	2019-12-20	2021-07-02
	12.000 shs Knorr Bremse AG Unspon ADS	P	2020-02-20	2021-07-02
	25.000 shs Knorr Bremse AG Unspon ADS	P	2019-12-20	2021-07-06
	16.000 shs Lonza Group AG Unsponsored ADR	P	2019-04-09	2021-06-18
	18.000 shs Lonza Group AG Unsponsored ADR	P	2019-06-11	2021-06-18
	4.000 shs Makita Corp Spon ADR	P	2017-08-28	2021-08-19
	3.000 shs Makita Corp Spon ADR	P	2017-09-05	2021-08-19
	2.000 shs Medtronic PLC MDT	P	2016-06-08	2021-08-19
	8.000 shs Nexon Co Ltd Unsponsored ADR	P	2020-05-21	2021-08-19
	65.000 shs Nexon Co Ltd Unsponsored ADR	P	2020-05-21	2021-11-01
	13.000 shs Nintendo 8 ADR	P	2019-11-04	2021-04-26
	9.000 shs Nintendo 8 ADR	P	2019-11-20	2021-04-26
	7.000 shs Nintendo 8 ADR	P	2019-11-20	2021-07-19
	14.000 shs Nintendo 8 ADR	P	2019-12-16	2021-07-19
	15.000 shs Nintendo 8 ADR	P	2020-02-07	2021-07-19
	3.000 shs Nordea BK ABP Sponsored ADS	P	2017-09-05	2021-01-27
	20.000 shs Nordea BK ABP Sponsored ADS	P	2017-12-22	2021-01-27
	151.000 shs Nordea BK ABP Sponsored ADS	P	2018-08-27	2021-01-27
	71.000 shs Nordea BK ABP Sponsored ADS	P	2019-07-24	2021-01-27
	14.000 shs Novartis AG Sponsored ADR	P	2017-08-28	2021-01-22
	3.000 shs Novartis AG Sponsored ADR	P	2020-03-09	2021-08-19
	25.000 shs Prudential ADR	P	2017-08-28	2021-11-29
	3.000 shs Relx PLC Spon ADS	P	2017-09-05	2021-08-19
	6.000 shs Relx PLC Spon ADS	P	2018-05-17	2021-08-19
	5.000 shs Royal DSM NV Sponsored Netherlan ADR	P	2019-11-15	2021-08-19
	9.000 shs Ryohin Keikaku Co Unspn ADS	P	2017-08-28	2021-08-19
	3.000 shs Safran SA Unspon ADR	P	2018-02-20	2021-08-19
	11.000 shs Safran SA Unspon ADR	P	2018-12-03	2021-08-19
	6.000 shs Sampo PLC Unsp ADR	P	2017-08-28	2021-08-19
	6.000 shs Sandvik AB ADR	P	2020-07-17	2021-08-19
	32.000 shs Shin Etsu Chemical ADR	P	2019-04-08	2021-05-13
	30.000 shs Shin Etsu Chemical ADR	P	2019-07-01	2021-06-21
	13.000 shs Shin Etsu Chemical ADR	P	2019-07-24	2021-06-21
	22.000 shs Sumitomo MT ADR	P	2017-08-28	2021-08-19
	9.000 shs Sumitomo MT ADR	P	2017-09-05	2021-08-19
	10.000 shs Suncor Energy Inc New COM	P	2017-08-28	2021-11-29
	1.000 shs Suncor Energy Inc New COM	P	2017-09-05	2021-11-29
	14.000 shs Suncor Energy Inc New COM	P	2018-02-20	2021-11-29
	20.000 shs Suncor Energy Inc New COM	P	2018-10-04	2021-11-29
	2.000 shs Suzuki Motor Corp Unsponsored ADR	P	2019-02-26	2021-08-19
	17.000 shs Telenor ASA ADR	P	2017-08-28	2021-08-19
	3.000 shs Telenor ASA ADR	P	2017-09-05	2021-08-19
	0.318 shs Tesco Spon ADR	P	2019-10-18	2021-02-19
	71.000 Vinci ADR	P	2017-08-28	2021-01-27
	4.000 Vinci ADR	P	2017-09-05	2021-01-27
	10.700 shs Vitesco Technologies GRP AG Spon ADS	P	2020-08-14	2021-09-30
	7.000 shs Vivendi SE Unspon ADR	P	2020-02-07	2021-08-19
	21.000 shs Vivendi SE Unspon ADR	P	2018-09-26	2021-09-17
	14.000 shs Vivendi SE Unspon ADR	P	2020-02-07	2021-09-17
	19.000 shs Vivendi SE Unspon ADR	P	2018-09-21	2021-11-02
	11.000 shs Vivendi SE Unspon ADR	P	2018-09-26	2021-11-02
	30.000 shs Vivendi SE Unspon ADR	P	2018-11-21	2021-11-02
	4.000 shs Vivendi SE Unspon ADR	P	2020-03-16	2021-11-02
	36.000 shs Volkswagen AG UnsponADS	P	2018-11-05	2021-05-05
	11.000 shs Volkswagen AG UnsponADS	P	2018-11-05	2021-08-19
	38.000 shs Volkswagen AG UnsponADS	P	2018-11-05	2021-11-24
	340 shs Tesco PLC Spon ADR	P	2020-12-31	2021-03-05
	0.441 shs Apple Inc	P	2021-08-10	2021-08-19
	0.169 shs Blackrock Inc COM	P	2021-06-21	2021-08-19
	0.818 shs Chevron Corp New COM	P	2021-06-08	2021-08-19
	1.519 shs Cisco Systems Inc	P	2021-07-26	2021-08-19
	1.557 Coca Cola Co	P	2020-09-29	2021-07-19
	0.728 shs Crown Castle Intl Corp NEW COM	P	2021-06-28	2021-08-19
	0.309 shs Diageo ADR	P	2021-04-14	2021-07-16
	3.200 shs Fastenal COM	P	2021-05-21	2021-07-16
	1.696 shs INTEL Corp COM	P	2021-05-27	2021-08-19
	0.291 shs Johnson & Johnson COM	P	2021-06-04	2021-08-19
	0.617 shs Lowes Companies Inc COM	P	2021-08-02	2021-08-19
	2.055 shs Merck & Co. Inc COM	P	2021-07-02	2021-08-19
	0.283 shs Microsoft Corp	P	2021-09-07	2021-12-06
	0.560 shs Norfolk Southern Corp	P	2021-08-18	2021-08-19
	0.156 shs Organon & Co COMMON STOCK	P	2021-04-05	2021-07-29
	0.468 shs Paychex Inc COM	P	2021-05-25	2021-08-19
	0.212 Target Corp	P	2021-06-08	2021-08-19
	1.137 shs Texas Instruments Inc COM	P	2021-08-05	2021-08-19
	0.396 shs United Parcel Service Inc	P	2021-06-07	2021-08-19
	3.726 shs Verizon Communications Inc	P	2021-07-29	2021-08-19
	8.000 shs Altria Group Inc	P	2017-08-28	2021-07-16
	2.559 shs Apple Inc	P	2020-08-11	2021-08-19
	9.000 shs Berkshire Hathaway Inc COM	P	2019-09-04	2021-07-15
	3.000 shs Berkshire Hathaway Inc COM	P	2019-09-04	2021-08-19
	1.831 shs Blackrock Inc COM	P	2020-06-19	2021-08-19
	4.182 shs Chevron Corp NEW COM	P	2019-12-06	2021-08-19
	5.000 shs Cincinnati FinancialCorp COM	P	2017-08-28	2021-03-15
	1.481 shs Cisco Systems Inc	P	2020-07-20	2021-08-19
	42.000 shs Coca Cola Co	P	2017-08-28	2021-07-15
	6.551 shs Coca Cola Co	P	2020-06-29	2021-07-15
	2.272 shs Crown Castle Intl Corp NEW COM	P	2020-06-26	2021-08-19
	3.691 shs Diageo ADR	P	2020-04-15	2021-08-19
	3.800 shs Fastenal COM	P	2020-05-21	2021-07-16
	14.000 shs Franklin Resources Inc COM	P	2018-12-06	2021-03-15
	6.304 shs INTEL Corp COM	P	2020-05-28	2021-08-19
	3.709 shs Johnson & Johnson COM	P	2020-07-22	2021-08-19
	2.383 shs Lowes Companies Inc COM	P	2020-08-03	2021-08-19
	4.945 shs Merck & Co Inc COM	P	2020-07-02	2021-08-19
	10.717 shs Microsoft Corp	P	2020-09-08	2021-12-06
	3.000 shs Nestle ADR	P	2020-03-18	2021-07-16
	2.440 shs Norfolk & Southern Corp COM	P	2020-06-08	2021-08-19
	6.314 shs Organon & Co COM	P	2020-07-02	2021-07-29
	4.532 shs Paychex Inc COM	P	2020-05-26	2021-08-19
	4.000 shs Philip Morris International Inc COM	P	2017-08-28	2021-07-16
	1.788 shs Target Corp	P	2020-06-08	2021-08-19
	3.863 shs Texas Instruments Inc COM	P	2020-08-13	2021-08-19
	2.604 shs United Parcel Service Inc	P	2018-01-09	2021-08-19
	5.274 shs Verizon Communications Inc	P	2020-07-30	2021-08-19
	10000.000 units Rio Calif Elem Sch Dist Cmnty FACS Dist	P	2021-04-21	2021-08-19
	15000.000 units CNH Industrial Capital LLC Note	P	2019-03-04	2021-04-01
	113.026 shs AMG River Road Long Short Class I	P	2020-11-13	2021-07-01
	1.351 shs Ishares TR 20 yr TR BD ETF	P	2021-06-03	2021-09-27
	282.262 shs Legg Mason Western Asset Macro Opp I	P	2020-12-31	2021-09-27
	145.692 shs Silverpepper Merger Arbitrage Instl	P	2020-11-13	2021-09-27
	792.931 shs William Blair Macro Allocation Fund CL I	P	2020-12-31	2021-09-27
	931.813 shs AMG River Road Long Short Class I	P	2020-01-01	2021-07-01
	7.503 shs Driehaus Event Driven Fund	P	2020-04-01	2021-07-16
	81.622 shs Driehaus Event Driven Fund	P	2020-04-01	2021-08-19
	154.000 shs Ishares Gold TR Ishares NEW	P	2020-04-01	2021-09-27
	65.000 shs Ishares Gold Trust Ishares	P	2018-09-24	2021-03-03
	28.853 shs Ishares TR 20 YR Tr BD ETF	P	2018-11-05	2021-09-29
	8.814 shs JPMorgan Strategic Income Opps - CL I	P	2020-01-01	2021-07-16
	66.738 shs JPMorgan Strategic Income Opps - CL I	P	2020-01-01	2021-08-19
	14.042 shs Legg Mason Western Asset Macro Opp I	P	2018-07-09	2021-07-16
	104.402 shs Legg Mason Western Asset Macro Opp I	P	2018-07-09	2021-08-19
	1256.222 shs Legg Mason Western Asset Macro Opp I	P	2020-01-01	2021-09-27
	7.961 shs LS Opportunity Fund Institutional Class	P	2018-07-09	2021-07-16
	71.949 shs LS Opportunity Fund Institutional Class	P	2018-07-09	2021-08-19
	299.551 shs Silverpepper Merger Arbitrage Instl	P	2020-01-01	2021-06-16
	3.497 shs Silverpepper Merger Arbitrage Instl	P	2018-09-24	2021-07-16
	29.957 shs Silverpepper Merger Arbitrage Instl	P	2018-09-24	2021-08-19
	307.077 shs Silverpepper Merger Arbitrage Instl	P	2020-01-01	2021-09-27
	13.095 shs William Blair Macro Allocation Fund CL I	P	2017-08-28	2021-07-16
	93.070 shs William Blair Macro Allocation Fund CL I	P	2017-08-28	2021-08-19
	627.955 shs William Blair Macro Allocation Fund CL I	P	2020-01-01	2021-09-27

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	495	435	60
b	941	707	234
c	118	90	28
d	3,575	3,313	262
e	174	124	50
	1,044	781	263
	328	251	77
	328	270	58
	328	268	60
	275	301	-26
	643	630	13
	730	750	-20
	257	254	3
	294	254	40
	294	269	25
	564	532	32
	396	316	80
	792	597	195
	433	411	22
	758	489	269
	1,149	775	374
	2,817	914	1,903
	338	332	6
	324	332	-8
	1,093	834	259
	624	383	241
	660	571	89
	749	907	-158
	753	680	73
	827	673	154
	822	668	154
	472	421	51
	275	168	107
	551	423	128
	459	459	0
	527	500	27
	527	514	13
	239	197	42
	672	523	149
	204	174	30
	2,299	513	1,786
	328	112	216
	637	269	368
	637	274	363
	294	210	84
	714	375	339
	357	210	147
	254	252	2
	254	263	-9
	254	238	16
	651	474	177
	349	200	149
	466	271	195
	252	133	119
	396	296	100
	492	296	196
	471	292	179
	1,345	429	916
	660	215	445
	1,049	489	560
	324	181	143
	519	337	182
	247	109	138
	247	168	79
	1,171	399	772
	1,024	323	701
	1,480	538	942
	3,425	1,075	2,350
	496	189	307
	755	283	472
	893	275	618
	660	480	180
	3,064	2,517	547
	817	662	155
	204	172	32
	1,417	1,002	415
	275	167	108
	120	98	22
	134	98	36
	535	361	174
	134	89	45
	134	84	50
	401	267	134
	264	254	10
	735	634	101
	688	303	385
	438	386	52
	200	201	-1
	161	212	-51
	219	194	25
	79	78	1
	312	261	51
	309	330	-21
	246	248	-2
	10	6	4
	12	10	2
	376	292	84
	249	250	-1
	196	149	47
	274	200	74
	256	258	-2
	563	499	64
	299	229	70
	193	185	8
	583	314	269
	270	136	134
	651	287	364
	528	174	354
	321	87	234
	303	295	8
	329	153	176
	250	132	118
	324	130	194
	407	342	65
	290	223	67
	851	558	293
	340	223	117
	340	223	117
	290	330	-40
	296	180	116
	237	80	157
	606	222	384
	654	718	-64
	65	74	-9
	196	177	19
	446	132	314
	605	132	473
	1,229	264	965
	1,227	264	963
	905	331	574
	227	72	155
	453	143	310
	191	156	35
	1,441	595	846
	321	119	202
	641	317	324
	397	187	210
	212	140	72
	209	134	75
	310	185	125
	812	418	394
	1,084	570	514
	221	318	-97
	422	147	275
	511	147	364
	648	196	452
	772	196	576
	1,450	357	1,093
	219	178	41
	246	114	132
	198	132	66
	61	29	32
	307	165	142
	288	237	51
	264	317	-53
	274	311	-37
	381	102	279
	1,032	379	653
	551	189	362
	260	144	116
	227	136	91
	580	691	-111
	267	187	80
	16	30	-14
	4	8	-4
	7	9	-2
	6	6	0
	13	14	-1
	457	847	-390
	126	234	-108
	205	260	-55
	124	119	5
	54	48	6
	393	407	-14
	307	168	139
	274	152	122
	329	100	229
	1,009	299	710
	258	237	21
	666	284	382
	241	169	72
	219	48	171
	392	216	176
	226	108	118
	219	108	111
	623	286	337
	608	342	266
	312	148	164
	207	103	104
	214	85	129
	244	85	159
	264	195	69
	523	490	33
	595	580	15
	274	244	30
	457	308	149
	353	261	92
	334	200	134
	281	145	136
	408	193	215
	278	172	106
	501	103	398
	1,125	201	924
	354	362	-8
	200	214	-14
	178	186	-8
	498	547	-49
	131	153	-22
	841	576	265
	238	264	-26
	142	113	29
	301	252	49
	511	363	148
	1,194	1,236	-42
	1,731	1,849	-118
	9	9	0
	80	78	2
	600	681	-81
	177	166	11
	135	128	7
	1,602	1,668	-66
	283	187	96
	207	185	22
	368	362	6
	247	207	40
	1,512	764	748
	1	1	0
	168	184	-16
	299	295	4
	219	218	1
	283	267	16
	37	58	-21
	1,044	1,100	-56
	485	642	-157
	374	217	157
	433	253	180
	433	282	151
	325	130	195
	301	208	93
	852	1,243	-391
	229	321	-92
	303	466	-163
	276	140	136
	1,225	554	671
	251	164	87
	1,474	1,647	-173
	519	592	-73
	189	128	61
	189	131	58
	1,953	1,582	371
	1,562	1,419	143
	469	446	23
	687	528	159
	2,027	1,429	598
	334	208	126
	172	116	56
	264	183	81
	221	215	6
	242	305	-63
	119	112	7
	40	38	2
	645	467	178
	60	31	29
	282	126	156
	137	62	75
	902	527	375
	1,017	527	490
	904	364	540
	219	165	54
	1,054	705	349
	820	576	244
	489	549	-60
	32	36	-4
	589	530	59
	69	62	7
	301	314	-13
	671	768	-97
	86	80	6
	224	202	22
	337	319	18
	678	631	47
	1,131	496	635
	1,272	604	668
	212	159	53
	159	121	38
	257	169	88
	152	166	-14
	1,151	1,352	-201
	921	645	276
	638	446	192
	483	347	136
	967	733	234
	1,036	691	345
	24	39	-15
	162	244	-82
	1,220	1,635	-415
	574	477	97
	1,358	1,022	336
	279	246	33
	865	1,009	-144
	89	66	23
	179	131	48
	263	161	102
	184	254	-70
	91	83	8
	335	351	-16
	151	159	-8
	144	116	28
	1,286	735	551
	1,249	718	531
	541	325	216
	149	163	-14
	61	67	-6
	248	312	-64
	25	31	-6
	347	489	-142
	496	795	-299
	340	421	-81
	298	342	-44
	53	61	-8
	3	4	-1
	1,615	1,619	-4
	91	93	-2
	128	144	-16
	253	196	57
	780	553	227
	520	392	128
	240	496	-256
	139	290	-151
	379	733	-354
	50	80	-30
	932	637	295
	249	195	54
	729	672	57
	705		705
	65	57	8
	153	127	26
	76	89	-13
	86	81	5
	87	82	5
	143	129	14
	59	54	5
	171	157	14
	89	95	-6
	52	49	3
	123	110	13
	162	158	4
	85	70	15
	148	140	8
	5	6	-1
	54	46	8
	53	43	10
	209	197	12
	77	75	2
	206	209	-3
	378	482	-104
	375	169	206
	2,510	1,821	689
	855	607	248
	1,460	811	649
	391	460	-69
	539	384	155
	595	477	118
	2,359	1,910	449
	368	308	60
	446	298	148
	716	513	203
	203	137	66
	410	448	-38
	330	320	10
	663	554	109
	475	254	221
	390	363	27
	3,437	964	2,473
	377	288	89
	644	389	255
	187	193	-6
	520	336	184
	396	453	-57
	444	177	267
	709	457	252
	507	337	170
	293	304	-11
	10,064	10,014	50
	15,000	15,000	0
	1,634	1,414	220
	200	221	-21
	3,350	3,123	227
	1,595	1,572	23
	8,937	9,030	-93
	13,474	11,659	1,815
	110	84	26
	1,183	911	272
	5,141	4,125	1,016
	1,062	744	318
	4,238	4,753	-515
	102	102	0
	769	771	-2
	164	155	9
	1,170	1,111	59
	14,911	13,898	1,013
	132	120	12
	1,189	1,081	108
	3,211	3,233	-22
	38	38	0
	325	323	2
	3,362	3,314	48
	147	147	0
	1,047	1,060	-13
	7,077	7,148	-71

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			60
b			234
c			28
d			262
e			50
			263
			77
			58
			60
			-26
			13
			-20
			3
			40
			25
			32
			80
			195
			22
			269
			374
			1,903
			6
			-8
			259
			241
			89
			-158
			73
			154
			154
			51
			107
			128
			0
			27
			13
			42
			149
			30
			1,786
			216
			368
			363
			84
			339
			147
			2
			-9
			16
			177
			149
			195
			119
			100
			196
			179
			916
			445
			560
			143
			182
			138
			79
			772
			701
			942
			2,350
			307
			472
			618
			180
			547
			155
			32
			415
			108
			22
			36
			174
			45
			50
			134
			10
			101
			385
			52
			-1
			-51
			25
			1
			51
			-21
			-2
			4
			2
			84
			-1
			47
			74
			-2
			64
			70
			8
			269
			134
			364
			354
			234
			8
			176
			118
			194
			65
			67
			293
			117
			117
			-40
			116
			157
			384
			-64
			-9
			19
			314
			473
			965
			963
			574
			155
			310
			35
			846
			202
			324
			210
			72
			75
			125
			394
			514
			-97
			275
			364
			452
			576
			1,093
			41
			132
			66
			32
			142
			51
			-53
			-37
			279
			653
			362
			116
			91
			-111
			80
			-14
			-4
			-2
			0
			-1
			-390
			-108
			-55
			5
			6
			-14
			139
			122
			229
			710
			21
			382
			72
			171
			176
			118
			111
			337
			266
			164
			104
			129
			159
			69
			33
			15
			30
			149
			92
			134
			136
			215
			106
			398
			924
			-8
			-14
			-8
			-49
			-22
			265
			-26
			29
			49
			148
			-42
			-118
			0
			2
			-81
			11
			7
			-66
			96
			22
			6
			40
			748
			0
			-16
			4
			1
			16
			-21
			-56
			-157
			157
			180
			151
			195
			93
			-391
			-92
			-163
			136
			671
			87
			-173
			-73
			61
			58
			371
			143
			23
			159
			598
			126
			56
			81
			6
			-63
			7
			2
			178
			29
			156
			75
			375
			490
			540
			54
			349
			244
			-60
			-4
			59
			7
			-13
			-97
			6
			22
			18
			47
			635
			668
			53
			38
			88
			-14
			-201
			276
			192
			136
			234
			345
			-15
			-82
			-415
			97
			336
			33
			-144
			23
			48
			102
			-70
			8
			-16
			-8
			28
			551
			531
			216
			-14
			-6
			-64
			-6
			-142
			-299
			-81
			-44
			-8
			-1
			-4
			-2
			-16
			57
			227
			128
			-256
			-151
			-354
			-30
			295
			54
			57
			705
			8
			26
			-13
			5
			5
			14
			5
			14
			-6
			3
			13
			4
			15
			8
			-1
			8
			10
			12
			2
			-3
			-104
			206
			689
			248
			649
			-69
			155
			118
			449
			60
			148
			203
			66
			-38
			10
			109
			221
			27
			2,473
			89
			255
			-6
			184
			-57
			267
			252
			170
			-11
			50
			0
			220
			-21
			227
			23
			-93
			1,815
			26
			272
			1,016
			318
			-515
			0
			-2
			9
			59
			1,013
			12
			108
			-22
			0
			2
			48
			0
			-13
			-71

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	61,206
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Form 990-PF (2021)

Page 4

Part V

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	978
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	978
6	Credits/Payments:

a	2021 estimated tax payments and 2020 overpayment credited to 2021	6a
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	0
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	10
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	988
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2022 estimated tax	Refunded	11

Part VI-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?.........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XIV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.

If "Yes," complete Part XIII .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2021)

Page 5

Part VI-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

n/a

The books are in care of bullet

John C Hogan CPA PLLC Telephone no. bullet

(919) 846-1772

Located at bullet

10601 River Forest DriveRaleighNC ZIP+4 bullet

27614

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........

1a(1)

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? ..............................

1a(2)

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........

1a(3)

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............

1a(4)

Yes

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? ......................

1a(5)

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.) ...............

1a(6)

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2021? .............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2021, did the foundation have any undistributed income (lines 6d

and 6e, Part XII) for tax year(s) beginning before 2021?....................

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? ..............................

If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2021.) .....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..

Form 990-PF (2021)

Page 6

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........

5a(1)

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive? ....................

5a(2)

(3) Provide a grant to an individual for travel, study, or other similar purposes? .............

5a(3)

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions ........................

5a(4)

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals? .............

5a(5)

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here ......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant? .................

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? .............................

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .........................

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
John C Hogan	President 2.00	5,414
10601 River Forest Drive Raleigh,NC27614	President 2.00	5,414
Margaret P Hogan	Treasurer 0.25	0
10601 River Forest Drive Raleigh,NC27614	Treasurer 0.25	0
James B Hogan	Secretary 0.25	0
10601 River Forest Drive Raleigh,NC27614	Secretary 0.25	0
Janis P Hogan	Director 0.25	0
10601 River Forest Drive Raleigh,NC27614	Director 0.25	0
Walter J Hogan	Vice President 0.25	0
10601 River Forest Drive Raleigh,NC27614	Vice President 0.25	0
James C Hogan II	Director 0.25	0
10601 River Forest Drive Raleigh,NC27614	Director 0.25	0
Parker H Hogan	Director 0.25	0
10601 River Forest Drive Raleigh,NC27614	Director 0.25	0
William P Hogan	Director 0.25	0
10601 River Forest Drive Raleigh,NC27614	Director 0.25	0
Cameron L Hogan	Director 0.25	0
10601 River Forest Drive Raleigh,NC27614	Director 0.25	0
Erin Hogan	Director 0.25	0
10601 River Forest Drive Raleigh,NC27614	Director 0.25	0
Yvonne Hogan	Director 0.25	0
10601 River Forest Drive Raleigh,NC27614	Director 0.25	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2021)

Page 7

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part VIII-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part VIII-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2021)

Page 8

Part IX

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

928,530

Average of monthly cash balances.......................

28,638

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

957,168

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

957,168

Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see

instructions) .............................

14,358

Net value of noncharitable-use assets. Subtract line 4 from line 3. .......

942,810

Minimum investment return. Enter 5% (0.05) of line 5................

47,141

Part X

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part IX, line 6..................

47,141

Tax on investment income for 2021 from Part V, line 5.......

978

Income tax for 2021. (This does not include the tax from Part V.) ...

Add lines 2a and 2b............................

978

Distributable amount before adjustments. Subtract line 2c from line 1............

46,163

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

46,163

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...

46,163

Part XI

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part VIII-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.

Form 990-PF (2021)

Page 9

Part XII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2020	(c) 2020	(d) 2021
1 Distributable amount for 2021 from Part X, line 7					46,163
2 Undistributed income, if any, as of the end of 2021:
a Enter amount for 2020 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2021:
a From 2016......	19,846
b From 2017......	24,890
c From 2018......	18,721
d From 2019......	18,054
e From 2020......	14,639
f Total of lines 3a through e ........		96,150
4Qualifying distributions for 2021 from Part
XI, line 4: $ 70,281
a Applied to 2020, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2021 distributable amount.....					46,163
e Remaining amount distributed out of corpus		24,118
5 Excess distributions carryover applied to 2021.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		120,268
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2021. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2022 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2016 not applied on line 5 or line 7 (see instructions) ...		19,846
9 Excess distributions carryover to 2022. Subtract lines 7 and 8 from line 6a ......		100,422
10 Analysis of line 9:
a Excess from 2017....	24,890
b Excess from 2018....	18,721
c Excess from 2019....	18,054
d Excess from 2020....	14,639
e Excess from 2021....	24,118

Form 990-PF (2021)

Page 10

Part XIII

Private Operating Foundations (see instructions and Part VI-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section 4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2021	(b) 2020	(c) 2019	(d) 2018	(e) Total

b 85% (0.85) of line 2a .........
c Qualifying distributions from Part XI, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part IX, line 6 for each year listed ..
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XIV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

John C Hogan President
10601 River Forest Drive
Raleigh,NC27614
(919) 608-2086
johnhogancpa@gmail.com

bThe form in which applications should be submitted and information and materials they should include:

Written application should include amount requested, copy of tax-exemption letter, organization's charitable purpose, detailed purpose for requested funds, and any supporting documentation. The constraints and other details are included in the annual request for proposals mailing.

cAny submission deadlines:

This varies annually.

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Principally the grants are to benefit Caldwell County organizations. The types of acceptable grant requests as well as substantiation requirements are detailed in the annual request for proposals mailing.

Form 990-PF (2021)

Page 11

Part XIV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
Caldwell County Yokefellow Inc 202 Harper Avenue NW Lenoir,NC28645	none	PC	funding to support food pantry	9,275
Amorem 902 Kirkwood Street Lenoir,NC28645	none	PC	funding for the "ultimate spritual journey" program	3,500
Caldwell Pregancy Care Center 210 Ridge Street Lenoir,NC28645	none	PC	funding for child car seats	1,800
Fort Defiance Post Office Box 686 Lenoir,NC28645	none	PC	funding for driveway improvement	2,000
Foundation of Caldwell Community College & Technical Institute 2855 Hickory Blvd Hudson,NC28638	None	PC	funding for the "dream scholar program"	5,000
Caldwell County Habitat for Humanity 1216 Harper Avenue SW Lenoir,NC28645	NONE	PC	to assist in funding the purchase of materials for two Habitat houses	16,047
Caldwell House 951 Kenham Place SW Lenoir,NC28645	NONE	PC	funding for replacement of dining table & chairs	1,500
Caldwell Heritage Museum 112 Vaiden Street SW Lenoir,NC28645	NONE	PC	funding to purchase materials to aid in preserving research documents	450
Meals on Wheels of Wake County Inc 1001 Blair Drive Raleigh,NC27603	none	PC	funding for providing meals	2,500
Caldwell People Inc 414 Stonecroft Drive SE Lenoir,NC28645	none	PC	to assist in the funding the expenses for foster children	4,000
School for Young Children 1002 Kirkwood Avenue NW Lenoir,NC28645	NONE	PC	funding for the "circle cycle for five" program	1,928
Robin's Nest-Children's Advocacy Center 1051 Harper Ave SW Lenoir,NC28645	NONE	PC	funding for "stewards of children become robins to the rescue"	5,000
Shelter Home of Caldwell County 54 East Main Avenue Taylorsville,NC28681	None	PC	funding assistance for the "teen population" program	2,500
South Caldwell Christian Ministries 5 Quarry Road Granite Falls,NC28630	NONE	PC	funding in order to assist families with housing rent.	5,000
Total ................................. 3a				60,500

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2021)

Page 12

Part XV-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments ....
3 Interest on savings and temporary cash investments ...........			14	6,359
4 Dividends and interest from securities ....
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income .....
8 Gain or (loss) from sales of assets other than inventory ............			18	61,206
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) ..		0		83,269	0

13Total. Add line 12, columns (b), (d), and (e)..................

83,269

(See worksheet in line 13 instructions to verify calculations.)

Part XV-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2021)

Page 13

Part XVI

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2021)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
ETF	AT COST	21,160	20,949
Mutual Fund	AT COST	72,236	76,287

Description	Revenue and Expenses per Books	Net Investment Income
share exchange fees	11	11
bond premium amortization	659	659
miscellaneous	774	0

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
nondividend distributions	195	0	195
capital gain distributions	1,795	1,795	1,795