Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
 
Number and street (or P.O. box number if mail is not delivered to street address)2319 WHITNEY AVENUE 2B
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
HAMDEN, CT06518
A Employer identification number

04-6037391
B Telephone number (see instructions)

(203) 230-3330
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$149,728,820
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 3,975,697
2 Check bullet.............
3 Interest on savings and temporary cash investments 210,462 210,462  
4 Dividends and interest from securities... 344,135 344,135  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 3,358,403
b Gross sales price for all assets on line 6a 8,597,195
7 Capital gain net income (from Part IV, line 2)... 3,358,403
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 8,962,762 8,962,762 0
12 Total. Add lines 1 through 11........ 16,851,459 12,875,762 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 504,106 127,955 0 376,151
14 Other employee salaries and wages...... 1,132,518 22,650 0 1,109,868
15 Pension plans, employee benefits....... 540,384 10,808 0 529,576
16a Legal fees (attach schedule)......... 12,253 245 0 12,008
b Accounting fees (attach schedule)....... 155,458 89,594 0 65,865
c Other professional fees (attach schedule).... 440,147 428,497 0 11,650
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... 1,500 0 0 1,500
19 Depreciation (attach schedule) and depletion... 52,466 0 0
20 Occupancy.............. 210,126 4,203 0 205,923
21 Travel, conferences, and meetings....... 16,400 4,100 0 12,300
22 Printing and publications.......... 5,862 0 0 5,862
23 Other expenses (attach schedule)....... 761,654 0 0 917,095
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 3,832,874 688,052 0 3,247,798
25 Contributions, gifts, grants paid....... 4,189,787 4,189,787
26 Total expenses and disbursements. Add lines 24 and 25 8,022,661 688,052 0 7,437,585
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 8,828,798
b Net investment income (if negative, enter -0-) 12,187,710
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 500 502 502
2 Savings and temporary cash investments......... 2,870,548 5,365,965 5,365,965
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet9,500
Less: allowance for doubtful accounts bullet0 0 9,500 9,500
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 6,083,912 Click to see attachment5,963,954 5,963,954
b Investments—corporate stock (attach schedule)....... 35,264,734 Click to see attachment36,479,738 36,479,738
c Investments—corporate bonds (attach schedule)....... 5,223,792 Click to see attachment5,313,975 5,313,975
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 70,169,863 Click to see attachment93,529,846 93,529,846
14 Land, buildings, and equipment: basis bullet561,322
Less: accumulated depreciation (attach schedule) bullet460,555 147,172 Click to see attachment100,767 100,767
15 Other assets (describe bullet) Click to see attachment5,226,396 Click to see attachment2,964,573 Click to see attachment2,964,573
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 124,986,917 149,728,820 149,728,820
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment614,959 Click to see attachment585,906
23 Total liabilities (add lines 17 through 22)......... 614,959 585,906
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 124,371,958 149,142,914
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 124,371,958 149,142,914
30 Total liabilities and net assets/fund balances (see instructions). 124,986,917 149,728,820
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
124,371,958
2
Enter amount from Part I, line 27a .....................
2
8,828,798
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
15,942,158
4
Add lines 1, 2, and 3 ..........................
4
149,142,914
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
149,142,914
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a 3M CO COM P 2016-09-19 2021-03-12
b 3M CO COM P 2018-09-06 2021-03-12
c ADOBE SYS INC COM P 2016-09-19 2021-06-25
d ADR INFINEON TECHNOLOGIES AG SPONSORED ADR ADR STK ISIN# US45662N1037 P 2021-03-02 2021-07-02
e ADR NESTLE S A SPONSORED ADR REPSTG REG SH P 2016-09-19 2021-06-25
ADR NOVARTIS AG P 2016-09-19 2021-06-25
ADR NOVARTIS AG P 2017-03-03 2021-06-25
ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104 P 2016-09-19 2021-07-02
AIR PROD & CHEM INC COM P 2016-09-19 2021-06-25
ALPHABET INC CAP STK USD0.001 CL C P 2016-09-19 2021-06-25
ALPHABET INC CAP STK USD0.001 CL C P 2016-09-19 2021-07-02
AMAZON COM INC COM P 2016-09-19 2021-06-25
AMAZON COM INC COM P 2016-09-19 2021-07-02
ANALOG DEVICES INC COM P 2020-06-12 2021-06-25
APPLE INC COM STK P 2016-09-19 2021-06-25
ARISTA NETWORKS INC COM P 2020-05-05 2021-06-25
BECTON DICKINSON & CO COM P 2021-02-23 2021-06-25
BERKSHIRE HATHAWAY INC-CL B P 2020-05-27 2021-06-25
BOOKING HLDGS INC COM P 2020-11-20 2021-06-25
CHARTER COMMUNICATIONS INC NEW CL A CL A P 2019-07-10 2021-06-25
CHARTER COMMUNICATIONS INC NEW CL A CL A P 2019-07-10 2021-07-20
CHIPOTLE MEXICAN GRILL INC COM STK P 2018-06-19 2021-02-22
CHIPOTLE MEXICAN GRILL INC COM STK P 2020-03-31 2021-02-22
CHIPOTLE MEXICAN GRILL INC COM STK P 2018-06-19 2021-06-25
COMCAST CORP NEW-CL A P 2020-03-06 2021-06-25
COMCAST CORP NEW-CL A P 2020-06-02 2021-06-25
COSTCO WHOLESALE CORP NEW COM P 2016-09-19 2021-06-25
COSTCO WHOLESALE CORP NEW COM P 2016-09-19 2021-12-14
DOLLAR GEN CORP NEW COM P 2017-04-03 2021-06-25
DOLLAR GEN CORP NEW COM P 2017-04-05 2021-06-25
ECOLAB INC COM STK USD1 P 2016-09-19 2021-06-25
FEDEX CORP COM P 2016-09-19 2021-06-25
FEDEX CORP COM P 2016-09-19 2021-07-02
GUIDEWIRE SOFTWARE INC COM USD0.0001 P 2020-07-20 2021-06-25
GUIDEWIRE SOFTWARE INC COM USD0.0001 P 2020-08-05 2021-06-25
INTUITIVE SURGICAL INC COM NEW STK P 2021-03-12 2021-06-25
JOHNSON & JOHNSON COM USD1 P 2016-09-19 2021-06-25
JOHNSON & JOHNSON COM USD1 P 2019-10-29 2021-06-25
JPMORGAN CHASE & CO COM P 2016-09-19 2021-06-25
JPMORGAN CHASE & CO COM P 2020-04-08 2021-06-25
JPMORGAN CHASE & CO COM P 2016-09-19 2021-07-02
MASTERCARD INC CL A P 2016-09-19 2021-06-25
MASTERCARD INC CL A P 2016-09-19 2021-07-02
META PLATFORMS INC P 2018-03-27 2021-06-25
META PLATFORMS INC P 2018-03-27 2021-07-02
MICROSOFT CORP COM P 2016-09-19 2021-06-25
MICROSOFT CORP COM P 2016-09-19 2021-07-02
NETFLIX INC COM STK P 2016-09-19 2021-06-25
NIKE INC CL B P 2016-09-19 2021-02-22
NIKE INC CL B P 2016-12-13 2021-02-22
NIKE INC CL B P 2016-09-19 2021-06-25
PEPSICO INC COM P 2016-09-19 2021-06-25
PROGRESSIVE CORP OH COM P 2016-09-19 2021-06-25
ROPER TECHNOLOGIES, INC P 2016-09-19 2021-06-25
ROSS STORES INC COM P 2020-07-31 2021-06-25
S&P GLOBAL INC COM P 2016-09-19 2021-02-23
S&P GLOBAL INC COM P 2016-09-19 2021-06-25
S&P GLOBAL INC COM P 2016-09-19 2021-08-09
S&P GLOBAL INC COM P 2016-09-19 2021-11-18
TEXAS INSTRUMENTS INC COM P 2016-09-19 2021-03-02
TEXAS INSTRUMENTS INC COM P 2016-09-19 2021-03-03
TEXAS INSTRUMENTS INC COM P 2016-09-19 2021-06-25
THERMO FISHER CORP P 2017-07-10 2021-06-25
THERMO FISHER CORP P 2017-07-11 2021-06-25
THERMO FISHER CORP P 2017-07-10 2021-07-02
TJX COS INC COM NEW P 2017-09-29 2021-03-02
TJX COS INC COM NEW P 2017-08-11 2021-03-03
TJX COS INC COM NEW P 2017-09-29 2021-03-03
TJX COS INC COM NEW P 2017-08-11 2021-06-25
TRANSDIGM GROUP INC COM P 2020-04-08 2021-06-25
UNION PAC CORP COM P 2016-09-19 2021-06-25
UNION PAC CORP COM P 2020-12-08 2021-06-25
UNITEDHEALTH GROUP INC COM P 2016-09-19 2021-06-25
VERISK ANALYTICS INC COM USD0.001 P 2018-09-07 2021-06-25
VERISK ANALYTICS INC COM USD0.001 P 2019-11-12 2021-06-25
VERISK ANALYTICS INC COM USD0.001 P 2018-03-21 2021-12-03
VERISK ANALYTICS INC COM USD0.001 P 2018-09-06 2021-12-03
VERISK ANALYTICS INC COM USD0.001 P 2018-09-07 2021-12-03
WALT DISNEY CO P 2021-02-22 2021-06-25
WATERS CORP COM P 2018-10-02 2021-06-25
WATERS CORP COM P 2018-10-03 2021-06-25
WATERS CORP COM P 2018-10-02 2021-07-02
WATERS CORP COM P 2018-10-02 2021-07-06
WATERS CORP COM P 2018-10-05 2021-07-06
WATERS CORP COM P 2018-10-04 2021-09-24
WATERS CORP COM P 2018-10-05 2021-09-24
WATERS CORP COM P 2018-10-04 2021-10-01
WORKDAY INC CL A COM USD0.001 P 2016-09-19 2021-02-22
WORKDAY INC CL A COM USD0.001 P 2019-10-08 2021-02-22
WORKDAY INC CL A COM USD0.001 P 2021-06-15 2021-06-25
YUM BRANDS INC COM P 2021-03-16 2021-06-25
3M CO COM P 2018-09-06 2021-03-12
3M CO COM P 2018-09-06 2021-03-12
WALT DISNEY CO P 2021-02-22 2021-06-25
THERMO FISHER SCIENTIFIC INC 4.133% DUE 03-25-2025 REG P 2020-04-28 2021-12-03
HOWARD CNTY MD 1.224% 08-15-2022 BEO TAXABLE P 2020-04-28 2021-08-16
ENERGY NORTHWEST WASH ELEC REV 2.803% 07-01-2021 BEO TAXABLE P 2018-10-26 2021-07-01
EXETER TWP PA SCH DIST 2.838% 05-15-2021BEO TAXABLE P 2018-11-02 2021-05-17
NEW MEXICO ST SEVERANCE TAX 2.35% 07-01-2021 BEO TAXABLE P 2018-11-06 2021-07-01
OHIO ST SPL OBLIG 3.18% 10-01-2021 BEO TAXABLE P 2018-11-01 2021-10-01
ABBVIE INC 3.6% 05-14-2025 P 2020-01-13 2021-05-19
ABBVIE INC 3.6% 05-14-2025 P 2020-04-14 2021-05-19
AMERICAN EXPRESS CO 2.75% 05-20-2022 P 2019-10-17 2021-03-22
AMERN EXPRESS CO FIXED 2.5% DUE 08-01-2022 P 2020-08-07 2021-03-22
AVALONBAY CMNTYS INC TRANCHE # TR 00015 2.95 09-15-2022 P 2019-07-23 2021-03-22
BANK NEW YORK MELLON CORP MEDIUM TERM SR NT BOOK ENTRY 2.95% 01-29-2023 P 2018-10-09 2021-12-13
BANK NEW YORK MELLON CORP MEDIUM TERM SR NT BOOK ENTRY 2.95% 01-29-2023 P 2020-04-22 2021-12-13
CATERPILLAR FINL 3.45% DUE 05-15-2023 P 2020-08-19 2021-12-14
DEERE JOHN CAP 2.8% DUE 03-06-2023 P 2018-10-16 2021-11-08
DEERE JOHN CAP 2.8% DUE 03-06-2023 P 2020-04-21 2021-11-08
DIAGEO INVT CORP 2.875% DUE 05-11-2022 P 2018-10-09 2021-02-23
ENBRIDGE INC 2.9% 07-15-2022 P 2019-06-13 2021-02-23
ENBRIDGE INC 2.9% 07-15-2022 P 2020-08-05 2021-02-23
JPMORGAN CHASE & 2.95% DUE 10-01-2026 P 2018-10-16 2021-05-11
MICROSOFT CORP 2.875% DUE 02-06-2024 P 2019-02-14 2021-05-17
MICROSOFT CORP 2.875% DUE 02-06-2024 P 2019-11-26 2021-05-17
MORGAN STANLEY 2.75% DUE 05-19-2022 P 2018-10-09 2021-11-08
NEXTERA ENERGY CAP 2.9% DUE 04-01-2022 P 2019-06-13 2021-02-23
NEXTERA ENERGY CAP 2.9% DUE 04-01-2022 P 2020-06-11 2021-02-23
UNITED STATES TREAS NTS 2.0% DUE 02-15-2022 REG P 2018-10-05 2021-04-19
UNITED STATES TREAS NTS 1.625% DUE 05-15-2026 P 2020-08-18 2021-04-15
UNITED STATES TREAS NTS 2 DUE 11-15-2021 P 2020-08-18 2021-02-23
UNITED STATES TREAS NTS 2 DUE 11-15-2021 P 2020-08-18 2021-04-21
UNITED STATES TREAS NTS 2 DUE 11-15-2021 P 2018-11-15 2021-07-26
UNITED STATES TREAS NTS 2 DUE 11-15-2021 P 2020-08-18 2021-07-26
UNITED STATES TREAS NTS DTD 04/30/2015 1.75% DUE 04-30-2022 REG P 2020-08-10 2021-06-14
UNITED STATES TREAS NTS DTD 04/30/2015 1.75% DUE 04-30-2022 REG P 2020-08-10 2021-09-16
UNITED STATES TREAS NTS DTD 08/15/2012 1.625% DUE 08-15-2022 REG P 2018-10-05 2021-11-05
UNITED STATES TREAS NTS DTD 11/15/2015 2.25% DUE 11-15-2025 REG P 2020-06-18 2021-11-08
#REORG/KANSAS CASH AND STOCK MEGER CANADIAN 0002107729 12-14-2021 P 2019-09-19 2021-04-27
AGILENT TECHNOLOGIES INC COM P 2019-12-16 2021-03-26
AGILENT TECHNOLOGIES INC COM P 2019-12-16 2021-03-29
ALEXANDRIA REAL ESTATE EQUITIES INC COM P 2020-03-27 2021-03-26
ALEXANDRIA REAL ESTATE EQUITIES INC COM P 2020-03-27 2021-03-29
ALPHABET INC CAP STK USD0.001 CL C P 2019-09-19 2021-11-24
AMGEN INC COM P 2019-09-25 2021-06-15
APPLE INC COM STK P 2019-09-19 2021-03-26
APPLE INC COM STK P 2019-09-19 2021-03-29
AVANGRID INC COM P 2019-09-19 2021-06-17
BIOGEN INC COMMON STOCK P 2019-09-19 2021-02-22
CARLISLE COMPANIES INC COM P 2019-09-19 2021-02-24
CIENA CORP COM NEW P 2020-12-22 2021-12-21
DANAHER CORP COM P 2019-09-19 2021-03-26
DANAHER CORP COM P 2019-09-19 2021-03-29
FIRST SOLAR INC COM P 2019-09-19 2021-02-22
FIRST SOLAR INC COM P 2019-09-25 2021-02-22
GILEAD SCIENCES INC P 2020-02-03 2021-02-22
GILEAD SCIENCES INC P 2020-02-28 2021-02-22
HOME DEPOT INC COM P 2019-09-19 2021-12-21
INTUIT COM P 2019-09-19 2021-11-24
INTUIT COM P 2019-09-19 2021-12-21
KIMBERLY-CLARK CORP COM P 2019-09-19 2021-06-15
MICRON TECH INC COM P 2019-12-19 2021-03-26
MICRON TECH INC COM P 2019-12-19 2021-03-29
MICROSOFT CORP COM P 2019-09-19 2021-11-24
MOHAWK INDS INC COM P 2019-09-19 2021-06-17
MOHAWK INDS INC COM P 2019-09-19 2021-09-27
ORGANON & CO COM P 2019-09-19 2021-06-03
ORGANON & CO COM P 2019-09-19 2021-09-28
ORGANON & CO COM P 2019-09-19 2021-09-28
ORGANON & CO COM P 2020-03-19 2021-09-28
PROCTER & GAMBLE COM NPV P 2020-03-30 2021-06-15
PROCTER & GAMBLE COM NPV P 2020-05-29 2021-06-15
TARGET CORP COM STK P 2019-12-16 2021-06-17
VMWARE INC CL A COM CL A COM P 2020-09-10 2021-09-27
VMWARE INC CL A COM CL A COM P 2020-09-11 2021-09-27
WATERS CORP COM P 2019-09-19 2021-06-15
ADDITIONAL STOCK SALES P 2019-09-19 2021-06-15
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 198,212   91,487 106,725
b 52,560   60,502 -7,942
c 52,863   3,666 49,197
d 26,139   28,544 -2,405
e 66,702   35,061 31,641
42,221   21,748 20,473
20,647   14,826 5,821
26,121   11,464 14,657
71,055   14,831 56,224
178,299   6,064 172,235
12,866   433 12,433
178,906   10,883 168,023
13,956   837 13,119
53,454   37,424 16,030
79,281   7,560 71,721
64,468   38,957 25,511
73,026   74,777 -1,751
59,607   39,957 19,650
76,401   68,715 7,686
107,032   60,889 46,143
92,270   51,958 40,312
30,390   9,836 20,554
63,673   29,020 34,653
52,394   16,393 36,001
13,083   9,322 3,761
65,806   47,558 18,248
63,900   7,583 56,317
91,986   7,862 84,124
49,329   15,906 33,423
15,589   5,050 10,539
40,867   21,960 18,907
109,637   85,470 24,167
9,263   6,991 2,272
46,066   48,742 -2,676
13,717   14,328 -611
33,616   27,077 6,539
43,927   20,166 23,761
33,803   26,787 7,016
91,490   33,904 57,586
17,202   10,473 6,729
8,888   3,216 5,672
118,572   30,278 88,294
9,351   2,395 6,956
115,641   51,946 63,695
9,585   4,150 5,435
171,374   95,593 75,781
14,388   7,719 6,669
54,982   9,599 45,383
33,456   9,753 23,703
62,293   23,418 38,875
94,143   25,259 68,884
59,632   39,396 20,236
83,826   42,931 40,895
70,145   26,619 43,526
38,203   27,586 10,617
93,106   18,994 74,112
79,517   12,950 66,567
72,612   11,024 61,588
94,836   13,548 81,288
49,230   7,309 41,921
44,943   6,711 38,232
88,590   12,199 76,391
17,387   6,222 11,165
85,940   30,846 55,094
8,715   3,022 5,693
49,299   27,429 21,870
24,445   13,394 11,051
19,569   11,142 8,427
55,676   29,566 26,110
69,730   32,077 37,653
8,116   1,491 6,625
73,047   68,423 4,624
82,711   21,302 61,409
8,301   5,805 2,496
52,054   41,605 10,449
26,985   12,744 14,241
54,417   29,382 25,035
45,496   24,672 20,824
39,390   41,102 -1,712
30,277   17,044 13,233
26,493   14,935 11,558
46,324   25,372 20,952
43,426   23,435 19,991
35,171   18,770 16,401
39,811   19,307 20,504
48,876   23,750 25,126
94,147   50,657 43,490
25,631   7,243 18,388
67,450   42,816 24,634
59,609   56,922 2,687
51,787   48,119 3,668
      0
      0
      0
90,366   90,366 0
5,000   5,000 0
80,000   80,000 0
70,000   70,000 0
80,000   80,000 0
105,000   105,000 0
54,578   52,144 2,434
32,747   32,134 613
35,905   35,283 622
87,298   87,321 -23
20,603   20,192 411
81,906   79,400 2,506
51,192   50,929 263
176,361   177,337 -976
67,046   64,465 2,581
67,046   66,366 680
82,462   79,414 3,048
25,774   25,069 705
36,083   36,051 32
91,649   80,125 11,524
63,834   60,092 3,742
47,876   46,192 1,684
52,640   51,735 905
51,407   50,236 1,171
41,125   40,930 195
106,673   104,148 2,525
187,137   191,473 -4,336
20,280   20,267 13
40,445   40,418 27
105,623   104,721 902
75,445   75,421 24
20,295   20,283 12
151,588   151,506 82
111,285   108,826 2,459
89,267   91,322 -2,055
50,465   22,263 28,202
8,672   5,915 2,757
1,858   1,268 590
21,748   18,153 3,595
5,151   4,362 789
26,276   11,152 15,124
34,283   28,189 6,094
11,649   5,361 6,288
5,235   2,377 2,858
28,515   27,503 1,012
9,743   8,255 1,488
27,310   26,623 687
12,754   8,888 3,866
7,540   4,958 2,582
2,457   1,604 853
11,588   8,861 2,727
263   199 64
31,428   32,729 -1,301
11,353   12,017 -664
13,637   7,991 5,646
26,851   10,802 16,049
9,289   4,051 5,238
37,404   38,784 -1,380
8,226   5,178 3,048
2,173   1,363 810
23,481   9,872 13,609
12,724   8,699 4,025
19,687   13,048 6,639
12   16 -4
1,636   1,955 -319
434   539 -105
546   550 -4
25,026   21,107 3,919
15,692   13,369 2,323
15,290   8,334 6,956
15,895   15,156 739
8,094   7,786 308
13,522   9,151 4,371
4,584     4,584
339,351     339,351
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       106,725
b       -7,942
c       49,197
d       -2,405
e       31,641
      20,473
      5,821
      14,657
      56,224
      172,235
      12,433
      168,023
      13,119
      16,030
      71,721
      25,511
      -1,751
      19,650
      7,686
      46,143
      40,312
      20,554
      34,653
      36,001
      3,761
      18,248
      56,317
      84,124
      33,423
      10,539
      18,907
      24,167
      2,272
      -2,676
      -611
      6,539
      23,761
      7,016
      57,586
      6,729
      5,672
      88,294
      6,956
      63,695
      5,435
      75,781
      6,669
      45,383
      23,703
      38,875
      68,884
      20,236
      40,895
      43,526
      10,617
      74,112
      66,567
      61,588
      81,288
      41,921
      38,232
      76,391
      11,165
      55,094
      5,693
      21,870
      11,051
      8,427
      26,110
      37,653
      6,625
      4,624
      61,409
      2,496
      10,449
      14,241
      25,035
      20,824
      -1,712
      13,233
      11,558
      20,952
      19,991
      16,401
      20,504
      25,126
      43,490
      18,388
      24,634
      2,687
      3,668
      0
      0
      0
      0
      0
      0
      0
      0
      0
      2,434
      613
      622
      -23
      411
      2,506
      263
      -976
      2,581
      680
      3,048
      705
      32
      11,524
      3,742
      1,684
      905
      1,171
      195
      2,525
      -4,336
      13
      27
      902
      24
      12
      82
      2,459
      -2,055
      28,202
      2,757
      590
      3,595
      789
      15,124
      6,094
      6,288
      2,858
      1,012
      1,488
      687
      3,866
      2,582
      853
      2,727
      64
      -1,301
      -664
      5,646
      16,049
      5,238
      -1,380
      3,048
      810
      13,609
      4,025
      6,639
      -4
      -319
      -105
      -4
      3,919
      2,323
      6,956
      739
      308
      4,371
      4,584
      339,351
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 3,358,403
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 169,409
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 169,409
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 0
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 300,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 300,000
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 3,955
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 126,636
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet126,636 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT, NY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.WCGMF.ORG
    14
    The books are in care ofbulletTHE ORGANIZATION Telephone no.bullet (203) 230-3330

    Located atbullet2319 WHITNEY AVENUE 2BHAMDENCT ZIP+4bullet06518
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
    Yes
     
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    WILLIAM C GRAUSTEIN TRUSTEE
    5.00
    6,251 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    BENJAMIN R SHUTE JR TRUSTEE
    3.00
    2,500 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    LISA GRAUSTEIN TRUSTEE
    2.00
    0 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    BARBARA TINNEY TRUSTEE
    2.00
    7,700 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    LAURA A BERRY TRUSTEE
    2.00
    53,200 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    R DAVID ADDAMS EXECUTIVE DIRECTOR
    50.00
    284,359 73,172 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    LUCAS CODOGNOLLA TRUSTEE
    2.00
    11,300 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    ANNA BLANDING TRUSTEE
    5.00
    35,100 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    CONSTANCE ROYSTER TRUSTEE
    5.00
    22,100 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    JESSICA SAGER TRUSTEE
    5.00
    10,500 0 0
    ONE HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVENUE
    HAMDEN,CT06518
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    WILLIAM JOHNSON DIR. OF EDUCATION ST
    40.00
    167,092 32,052 0
    ONE HAMDEN CENTER2B2319 WHITNEY AVE
    HAMDEN,CT06158
    CARMEN SIBERON SENIOR PROGRAM OFFIC
    40.00
    179,468 17,448 0
    ONE HAMDEN CENTER2B2319 WHITNEY AVE
    HAMDEN,CT06158
    RAQUEL SANTIAGO-MARTINEZ DIRECTOR OF FINANCE
    40.00
    132,637 48,384 0
    ONE HAMDEN CENTER2B2319 WHITNEY AVE
    HAMDEN,CT06158
    MALWIN DAVILA PROGRAM OFFICER
    40.00
    109,696 33,456 0
    ONE HAMDEN CENTER2B2319 WHITNEY AVE
    HAMDEN,CT06158
    PRISCILLA FAUSTINI DIR OF OPERATIONS -
    40.00
    111,847 16,872 0
    ONE HAMDEN CENTER2B2319 WHITNEY AVE
    HAMDEN,CT06518
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    LAUNCH CONSULTING LLC CONSULTING 193,000
    43 DORRANCE PLACE
    HAMDEN,CT06518
    CAMBRIDGE ASSOCIATES INVESTMENT ADVISORS 191,055
    100 SUMMER STREET
    BOSTON,MA02110
    T M BYXBEE COMPANY PC ACCOUNTING 111,536
    2319 WHITNEY AVENUE
    HAMDEN,CT06518
    REAP UNLIMITED CONSULTING 92,000
    PO BOX 453
    MOSSYROCK,WA95864
    LA RAMA RECORDS CONSULTING 50,000
    PO BOX 719
    DURHAM,CT06422
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 PROGRAMS TO:BUILD ASSETS WITHIN CHILDREN'S HOMES, SCHOOLS, NEIGHBORHOODS, AND SOCIETY TO REVERSE THE EFFECTS OF STRUCTURAL RACISM AND POVERTY.INVEST IN A SMALL NUMBER OF HIGHLY DISTRESSED NEIGHBORHOODS AS THE CENTER OF OUR WORK AGAINST POVERTY AND RACISM.SUPPORT PEOPLE MOST AFFECTED, ESPECIALLY PARENTS, TO NAVIGATE AND CHANGE THE BARRIERS THEY SEE.PROMOTE GREATER AWARENESS AND UNDERSTANDING OF THE DISPARITIES RESULTING FROM STRUCTURAL RACISM, THE EFFECTS OF POVERTY AND THE INTERSECTION OF THE TWO.ENCOURAGE HEALING IN OUR SOCIETY BY SUPPORTING DIALOGUE, ACTION, POLICIES AND PRACTICES THAT ADVANCE RACIAL AND ECONOMIC EQUITY. 98,984
    2 COMMUNITY LEADERSHIP PROGRAMSTHE COMMUNITY LEADERSHIP PROGRAMS OFFER NONPROFIT STAFF, VOLUNTEERS, BOARD MEMBERS AND MEMBERS OF THE GREATER NEW HAVEN COMMUNITY OPPORTUNITIES TO LEARN ABOUT AND DISCUSS IMPORTANT ISSUES. THROUGH MEETINGS, FULL DAY SEMINARS, AND YEAR-LONG LEADERSHIP TRAINING, PARTICIPANTS BUILD SKILLS AND DEVELOP A NETWORK OF LEADERS WITHIN THE COMMUNITY, WORKING ON CRITICAL SOCIAL ISSUES. 406,457
    3 NO-COST MEETING SPACE FOR CONNECTICUT NONPROFITSTHE MEMORIAL FUND PROVIDES MEETING SPACE FOR NONPROFIT ORGANIZATIONS, AT NO OR LOW COST TO THEM, IN ORDER TO BRING PEOPLE TOGETHER FOR TRAINING, CONSULTATION, PLANNING, PROGRAM OVERSIGHT, EVALUATION AND OTHER ACTIVITIES THAT IMPROVE THE STATUS OF CHILDREN AND FAMILIES IN CONNECTICUT. 74,069
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 0
    2 0
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    48,582,887
    b
    Average of monthly cash balances.......................
    1b
    5,013,013
    c
    Fair market value of all other assets (see instructions)................
    1c
    93,540,662
    d
    Total (add lines 1a, b, and c).........................
    1d
    147,136,562
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    147,136,562
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    2,207,048
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    144,929,514
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    7,246,476
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    7,246,476
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    169,409
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
    7,694
    c
    Add lines 2a and 2b............................
    2c
    177,103
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    7,069,373
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    7,069,373
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    7,069,373
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2020
    (c)
    2020
    (d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 7,069,373
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017...... 552,569
    c From 2018...... 2,217,972
    d From 2019...... 982,236
    e From 2020...... 4,704,955
    f Total of lines 3a through e ........ 8,457,732
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 7,443,646
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2021 distributable amount..... 7,069,373
    e Remaining amount distributed out of corpus 374,273
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 8,832,005
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........
    0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......
    8,832,005
    10 Analysis of line 9:
    a Excess from 2017.... 552,569
    b Excess from 2018.... 2,217,972
    c Excess from 2019.... 982,236
    d Excess from 2020.... 4,704,955
    e Excess from 2021.... 374,273
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    WILLIAM C GRAUSTEIN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    R DAVID ADDAMSEXECUTIVE DIRECTOR WI
    1 HAMDEN CENTER SUITE 2B 2319
    WHITNEY AVE
    HAMDEN,CT06518
    (203) 230-3330
    bThe form in which applications should be submitted and information and materials they should include:
    A BRIEF LETTER SHOULD INCLUDE A PROBLEM AND OPPORTUNITY STATEMENT, THE METHODS FOR ADDRESSING THE PROBLEM, AND ITS PROPOSED SOLUTION. ENCLOSE A CURRENT COPY OF IRS 501(C)(3) DETERMINATION LETTER. AFTER THE LETTER IS REVIEWED, AN APPLICATION FORM IS PROVIDED, WHEN APPROPRIATE, FOR COMPLETION BY THE APPLICANT.
    cAny submission deadlines:
    NO ESTABLISHED DEADLINE.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THE MEMORIAL FUND WILL MAKE GRANTS TO SUPPORT THEIR MISSION TO ACHIEVE EQUITY IN EDUCATION BY WORKING WITH THOSE AFFECTED AND INSPIRING ALL TO END RACISM AND POVERTY. GRANTS ARE NOT MADE TO ORGANIZATIONS THAT ARE NOT RECOGNIZED AS 501(C)(3), INDIVIDUALS, RELIGIOUS ORGANIZATIONS FOR SECTARIAN PURPOSES, CAPITAL CAMPAIGNS, POLITICAL CAUSES AND ACTIVITIES, AND SCHOLARSHIPS.
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT061430942
      PC MUTUAL AID HARTFORD: HOUSING, MEMBERSHIP & ADVOCACY ORGANIZER 10,000
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT061430942
      PC MUTUAL AID HARTFORD 30,000
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT061430942
      PC CT BLACK AND BROWN STUDENTS UNION: CONNECTION, CONVENING, COHESION 37,500
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT061430942
      PC STEP UP NEW LONDON 42,500
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT061430942
      PC HEARING YOUTH VOICES' PEOPLE'S BUDGET CAMPAIGN 5,000
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT061430942
      PC STEP UP NEW LONDON 45,000
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT061430942
      PC GENERAL OPERATING SUPPORT FOR HEARING YOUTH VOICES 150,000
    ACHIEVE HARTFORD INC
    221 MAIN ST 3RD FL
    HARTFORD,CT061061890
      PC RACIAL ADVOCATES FOR CROSS-CULTURAL EDUCATION - CURATING COMMUNITY POWER AND RESILIENCE TO ADDRESS RACIAL INEQUALITY IN GREATER WATERBURY 42,500
    ACHIEVE HARTFORD INC
    221 MAIN ST 3RD FL
    HARTFORD,CT061061890
      PC ORGANIZING STUDENTS AND PARENTS TO ADVOCATE FOR RACIAL JUSTICE IN OUR SCHOOLS THROUGH COVID RELIEF FUNDING-ARP 5,000
    ACHIEVE HARTFORD INC
    221 MAIN ST 3RD FL
    HARTFORD,CT061061890
      PC RACCE- RACIAL INEQUALITY IN GREATER WATERBURY 43,500
    ACTUP THEATER INC
    740 PROSPECT AVENUE
    HARTFORD,CT061054218
      PC ACTIVATE 5,000
    ALL OUR KIN INC
    PO BOX 8477
    NEW HAVEN,CT06530
      PC CENTERING EQUITY AT ALL OUR KIN, IN OUR FAMILY CHILD CARE NETWORKS, AND IN OUR COUNTRY 50,000
    ALLIANCE FOR SELF-DIRECTED EDUCATION
    20 COTTAGE ST
    SHARON,MA020672131
      PC THE MRM VILLAGE 25,000
    AMISTAD UNITED CHURCH OF CHRIST INC
    PO BOX 340292
    HARTFORD,CT06134
      PC FEEDING 2020 5,000
    AMISTAD UNITED CHURCH OF CHRIST INC
    PO BOX 340292
    HARTFORD,CT06134
      PC CTBW-BUILDING A BLACK AGENDA & STRENGTHENING THE MORAL VOICE 5,000
    AMISTAD UNITED CHURCH OF CHRIST INC
    PO BOX 340292
    HARTFORD,CT06134
      PC GENERAL OPERATING SUPPORT FOR MORAL MONDAY 25,000
    ANCHOR HEALTH INITIATIVE CORPORATION
    2200 WHITNEY AVE
    HAMDEN,CT06518
      PC GENERAL SUPPORT 5,000
    APOSTLE IMMIGRANT SERVICES CORPORATION
    115 BLATCHLEY AVE
    NEW HAVEN,CT065134206
      PC FOOD DISTRIBUTION PROGRAM GIFT CARDS 1,000
    ARTS COUNCIL OF GREATER NEW HAVEN INC
    70 AUDUBON STREET 2
    NEW HAVEN,CT065101248
      PC INTERRUPTIONS: DISRUPTING THE SILENCE 10,000
    ARTS COUNCIL OF GREATER NEW HAVEN INC
    70 AUDUBON STREET 2
    NEW HAVEN,CT065101248
      PC SUPPORT THE WORK OF BLACK INFINITY COLLECTIVE QUEEN NANNY FREEDOM LAB 10,000
    ARTS COUNCIL OF GREATER NEW HAVEN INC
    70 AUDUBON STREET 2
    NEW HAVEN,CT065101248
      PC STAND AGAINST RACISM 1,750
    ARTS COUNCIL OF GREATER NEW HAVEN INC
    70 AUDUBON STREET 2
    NEW HAVEN,CT065101248
      PC NEW HAVEN EDUCATORS' COLLECTIVE/ARTLC'S BRINGING NEW HAVEN HISTORY AND ABOLITIONIST FUTURES TO LIFE: RUTH WILSON GILMORE MURAL 5,000
    BEULAH HEIGHTS CHURCH
    782 ORCHARD STREET
    NEW HAVEN,CT06511
      PC HELPING HANDS 1,000
    BRIDGEPORT GENERATION NOW INC
    1119 MAIN STREET
    BRIDGEPORT,CT066044311
      PC BUILDING POWER 12,500
    BRIDGEPORT GENERATION NOW INC
    1119 MAIN STREET
    BRIDGEPORT,CT066044311
      PC BRIDGEPORT MUTUAL AID 15,000
    BRIDGEPORT GENERATION NOW INC
    1119 MAIN STREET
    BRIDGEPORT,CT066044311
      PC BUILDING POWER 12,500
    BRIDGEPORT RESCUE MISSION INC
    PO BOX 9057
    BRIDGEPORT,CT066019057
      PC COVID-19 EMERGENCY PANTRY 1,000
    BUILDING ONE COMMUNITY
    75 SELLECK STREET
    STAMFORD,CT06902
      PC EMERGENCY ASSISTANCE FOR IMMIGRANTS 5,000
    BUILDING ONE COMMUNITY
    75 SELLECK STREET
    STAMFORD,CT06902
      PC POWER (PARENTS ORGANIZED WILL EFFECT RESULTS) 100,000
    CAROLINE HOUSE INC
    574 STILLMAN STREET
    BRIDGEPORT,CT066081328
      PC EMERGENCY COVID RELIEF FUND FOR IMMIGRANT FAMILIES IN BRIDGEPORT 5,000
    CENTER FOR LEADERSHIP AND JUSTICE
    47 VINE STREET
    HARTFORD,CT061122246
      PC VIDEO CLIPS AND SOCIAL MEDIA SUPPORT CAMPAIGNS 5,000
    CHILD AND FAMILY AGENCY OF SOUTHEASTERN CONNECTICUT INC
    255 HEMPSTEAD ST
    NEW LONDON,CT063206204
      PC CHILDREN FIRST GROTON: GROTON COMMUNITY MEALS AND EMERGENCY RELIEF FUNDS FOR FAMILIES 5,000
    CHRISTIAN COMMUNITY ACTION
    168 DAVENPORT AVENUE
    NEW HAVEN,CT06519
      PC ADVANCING NEW HAVEN THROUGH ADVOCACY, EDUCATION, AND EMPOWERMENT 25,000
    CITY SEED INC
    817 GRAND AVENUE NO 101
    NEW HAVEN,CT065114970
      PC CITYSEED UPROOTING RACISM IN THE FOOD SYSTEM TRAINING WITH SOUL FIRE FARM 3,500
    CITYWIDE YOUTH COALITION INC
    928 CHAPEL STREET SUITE 201/202
    NEW HAVEN,CT06510
      PC METROPOLITAN BUSINESS ACADEMY'S BLM@METRO 5,000
    CITYWIDE YOUTH COALITION INC
    928 CHAPEL STREET SUITE 201/202
    NEW HAVEN,CT06510
      PC GENERAL OPERATING SUPPORT 62,500
    COMMON COUNCIL FOUNDATION
    1624 FRANKLIN ST STE 1022
    OAKLAND,CA946122824
      PC MOVEMENT FOR BLACK LIVES (M4BL) 200,000
    COMMUNITY BONDS
    PO BOX 593
    NEW HAVEN,CT06513
      PC GENERAL OPERATING SUPPORT FOR CT BAIL FUND/ IMMIGRANT BAIL FUND 37,500
    COMMUNITY FOUNDATION OF CENTRAL CONNECTICUT INC
    35 PLEASANT STREET SUITE 1E
    MERIDEN,CT064507596
      PC PROVIDING TRUSTED COVID-19 VACCINE INFORMATION FOR LATINO COMMUNITIES 5,000
    COMMUNITY FOUNDATION OF EASTERN CONNECTICUT
    PO BOX 769
    NEW LONDON,CT063200769
      PC NEIGHBORS FOR NEIGHBORS FUND 5,000
    COMMUNITY FOUNDATION OF EASTERN CONNECTICUT
    PO BOX 769
    NEW LONDON,CT063200769
      PC CFECT FUND FOR RACIAL JUSTICE 20,000
    COMMUNITY FOUNDATION OF EASTERN CONNECTICUT
    PO BOX 769
    NEW LONDON,CT063200769
      PC DIVERSITY, EQUITY AND INCLUSION TRAINING AT THE DAY 5,000
    COMMUNITY MEDIATION INC
    1253 WHITNEY AVENUE
    HAMDEN,CT06517
      PC GENERAL OPERATING SUPPORT FOR STUDENTS FOR EDUCATIONAL JUSTICE 100,000
    COMMUNITY MEDIATION INC
    1253 WHITNEY AVENUE
    HAMDEN,CT06517
      PC STUDENTS FOR EDUCATIONAL JUSTICE'S PROJECT THE ANTI-RACIST TEACHING AND LEARNING COLLECTIVE (ARTLC) 50,000
    CONGREGATIONS ORGANIZED FOR A NEW CONNECTICUT INC
    PO BOX 4298
    HAMDEN,CT065140298
      PC GENERAL OPERATING SUPPORT 100,000
    CONGREGATIONS ORGANIZED FOR A NEW CONNECTICUT INC
    PO BOX 4298
    HAMDEN,CT065140298
      PC STUDENT LOAN FUND 10,000
    CONNECTICUT CITIZEN RESEARCH GROUP INC
    30 ARBOR ST STE 6N
    HARTFORD,CT061061215
      PC STATEWIDE EDUCATION EQUITY ORGANIZING INITIATIVE 37,500
    CONNECTICUT CITIZEN RESEARCH GROUP INC
    30 ARBOR ST STE 6N
    HARTFORD,CT061061215
      PC STATEWIDE EDUCATION EQUITY ORGANIZING INITIATIVE 25,000
    CONNECTICUT COUNCIL FOR PHILANTHROPY
    75 CHARTER OAK AVENUE SUITE 1-205
    HARTFORD,CT06106
      PC CCP'S ANNUAL CONFERENCE 10,000
    CONNECTICUT IMMIGRANT AND REFUGEE COALITION INC
    40 WOODLAND ST STE 2
    HARTFORD,CT061052334
      PC ACCOUNTING SUPPORT 2,800
    CONNECTICUT PUBLIC BROADCASTING INC
    1049 ASYLUM AVENUE
    HARTFORD,CT061052432
      PC REPORT FOR AMERICA PROGRAM 5,000
    CONNECTICUT WOMENS EDUCATIONAL AND LEGAL FUND INC
    75 CHARTER OAK AVE SUITE 1-300
    HARTFORD,CT061060000
      PC WOMEN OF COLOR ECONOMIC SECURITY INITIATIVE 12,500
    CONNECTICUT WOMENS EDUCATIONAL AND LEGAL FUND INC
    75 CHARTER OAK AVE SUITE 1-300
    HARTFORD,CT061060000
      PC GENERAL SUPPORT 5,000
    CONNECTICUT WOMENS EDUCATIONAL AND LEGAL FUND INC
    75 CHARTER OAK AVE SUITE 1-300
    HARTFORD,CT061060000
      PC RAISE YOUR VOICE: WOMEN'S ECONOMIC SECURITY PROJECT 33,000
    CONNECTICUT ZOOLOGICAL SOCIETY INC
    1875 NOBLE AVE
    BRIDGEPORT,CT066101646
      PC GENERAL SUPPORT 500
    COUNCIL OF CHURCHES OF GREATER BRIDGEPORT INC
    1718 CAPITOL AVE
    BRIDGEPORT,CT066041531
      PC RAISING THE BAR 7,000
    DREAMKIT INC
    1204 MAIN ST NUM 749
    BRANFORD,CT064053787
      PC ONBOARDING YOUTH SPECIALISTS 5,000
    EAST HARTFORD SCHOOL BUSINESS PARTNERSHIPS INC
    1110 MAIN STREET
    EAST HARTFORD,CT061082240
      PC CULTURAL RESPONSIVENESS AND EQUITY PROFESSIONAL DEVELOPMENT SERIES 5,357
    EDUCATORS FOR EXCELLENCE
    153 EAST ST SUITE 400
    NEW HAVEN,CT06511
      PC ADVANCING EDUCATIONAL EQUITY IN CONNECTICUT 12,500
    ELM CITY MONTESSORI SCHOOL
    375 QUINNIPIAC AVENUE
    NEW HAVEN,CT06513
      PC ABAR AT ECMS 75,000
    FAITHACTS FOR EDUCATION INC
    160 FAIRFIELD AVENUE
    BRIDGEPORT,CT066044205
      PC GENERAL OPERATING SUPPORT 100,000
    FERGUSON LIBRARY
    96 BROAD ST
    STAMFORD,CT069012312
      PC GENERAL SUPPORT IN MEMORY OF DUDLEY WILLIAMS 1,000
    FILLING IN THE BLANKS INC
    346 MAIN AVE STE 3A
    NORWALK,CT068511591
      PC WEEKEND MEAL PROGRAM 5,000
    FIRST CONG CHURCH OF BLOOMFIELD
    10 WINTONBURY AVE
    BLOOMFIELS,CT06002
      PC GENERAL SUPPORT 40,000
    FISH OF GREATER NEW HAVEN
    PO BOX 8552
    NEW HAVEN,CT065310552
      PC PANTRY TO PANTRY 1,000
    FIVE FROGS INC
    357 COMMERCE DRIVE 1142
    FAIRFIELD,CT068257700
      PC GENERAL SUPPORT 5,000
    FRIENDS OF WOOD MEMORIAL LIBRARY AND MUSEUM INC
    PO BOX 131
    SOUTH WINDSOR,CT060740131
      PC PROVIDING A PLATFORM FOR NEW ENGLAND NATIVE AMERICANS IN EDUCATION 1,000
    GIRL SCOUTS OF CONNECTICUT INC
    340 WASHINGTON ST
    HARTFORD,CT061063317
      PC RACIAL EQUITY TRAINING & SUPPORT GRANT 7,000
    HARRIET BEECHER STOWE CENTER INC
    77 FOREST ST
    HARTFORD,CT061053243
      PC STAFF TRAINING INITIATIVES: FOSTERING COMPASSIONATE DISCUSSIONS AT THE HARRIET BEECHER STOWE CENTER 5,000
    HARTFORD FOOD SYSTEM INC
    190 WETHERSFIELD AVE
    HARTFORD,CT061141113
      PC GROW HARTFORD YOUTH PROGRAM 30,000
    HARTFORD PARENT UNIVERSITY INC
    330 MARKET STREET 3RD FLOOR
    HARTFORD,CT061202901
      PC GENERAL OPERATING SUPPORT 75,000
    HEALTH EDUCATION CENTER INC
    55 MAIN ST UNIT 270
    NORWICH,CT063605760
      PC HEALTH DATA AND BEST PRACTICES INITIATIVE FOR CT NATIVE AMERICAN COMMUNITIES 10,000
    HEALTH EQUITY SOLUTIONS INC
    53 OAK ST
    HARTFORD,CT061061513
      PC BUILDING COMMUNITY POWER TO ADVANCE SB.1 HEALTH EQUITY PRIORITIES 8,000
    HIGHER HEIGHTS YOUTH EMPOWERMENT PROGRAMS INC
    157 CHURCH STREET 19TH FLOOR STE 2
    NEW HAVEN,CT065102100
      PC DELT EQUITY ACTION PLAN 120,750
    HOPE FOR NEW HAVEN INC
    81 OLIVE ST
    NEW HAVEN,CT065116910
      PC TEACHER IN RESIDENCE APPRENTICESHIP PROGRAM 50,000
    HOPE FOR NEW HAVEN INC
    81 OLIVE ST
    NEW HAVEN,CT065116910
      PC CERCLE PROVIDER NETWORK AND TEACHER APPRENTICE PROGRAM 54,000
    HORIZONS INC
    127 BABCOCK HILL RD
    SOUTH WINDHAM,CT062661137
      PC PPE FOR HORIZONS SUMMER CAMP 1,000
    IGL CHRISTIANA ESTRELLA RESPLANDECIENTE DE JACOB
    185 CHAPEL ST
    NEW HAVEN,CT06513
      PC MORE ROOM AND A SAFE PLACE 5,000
    IMMIGRANT HISTORY INITIATIVE INCORPORATED
    187 MONTGOMERY ST APT 3
    JERSEY CITY,NJ073023666
      PC TRANSLATIONS FOR PARENT GUIDE ON TALKING TO KIDS ABOUT ASIAN AMERICAN IDENTITY AND RACISM 10,000
    INSPIRED GIRLS CLUB INC
    593 FARMINGTON AVE
    HARTFORD,CT06105
      PC FOOD FOR THE BUILDING OUR STRENGTHS PROGRAM 3,480
    JEWISH FAMILY SERVICE OF GREATER HARTFORD INC
    333 BLOOMFIELD AVENUE
    WEST HARTFORD,CT061171500
      PC JEWISH FAMILY SERVICES OF GREATER HARTFORD ANTI-RACISM WORK 5,000
    KATAL CENTER FOR HEALTH EQUITY AND JUSTICE INC
    30 LAUREL STREET
    HARTFORD,CT06106
      PC APPRENTICE ORGANIZER PROGRAM 37,500
    KATAL CENTER FOR HEALTH EQUITY AND JUSTICE INC
    30 LAUREL STREET
    HARTFORD,CT06106
      PC BUILDING LEADERSHIP AND ORGANIZING CAPACITY (BLOC) PROGRAM 41,500
    KNOX INC
    75 LAUREL STREET
    HARTFORD,CT06106
      PC HEALTHY FOOD FOR HARTFORD RESIDENTS IN NEED DURING COVID-19 5,000
    LEADERSHIP EDUCATION AND ATHLETICS IN PARTNERSHIP INC
    31 JEFFERSON ST
    NEW HAVEN,CT065114947
      PC GENERAL SUPPORT 5,000
    LIBERTY COMMUNITY SERVICES INC
    153 EAST ST STE 100
    NEW HAVEN,CT065115947
      PC COVID-19 CLEANING SUPPLIES AND SERVICES 1,000
    LIFE IN MY DAYS INC
    PO BOX 2478
    WORCESTER,MA01613
      PC LA BODEGUITA DE LA GENTE: FAMILIES AFFECTED BY COVID 10,000
    LIFE IN MY DAYS INC
    PO BOX 2478
    WORCESTER,MA01613
      PC LA BODEGUITA DE LA GENTE 10,000
    LIFE IN MY DAYS INC
    PO BOX 2478
    WORCESTER,MA01613
      PC TECHNOLOGY FUNDING 5,000
    MADRE LATINA ORGANIZATION INC
    PO BOX 3082
    WATERBURY,CT067050082
      PC SPONSORSHIP OF ACHIEVERS AND AWARDS GALA FOR 2021 500
    MAKE THE ROAD STATES INC
    92-10 ROOSEVELT AVE
    JACKSON HEIGHTS,NY11372
      PC GENERAL OPERATING SUPPORT FOR MAKE THE ROAD CT 100,000
    MARK TWAIN LIBRARY ASSN INC
    RT 53 DIAMOND HILL RD
    REDDING,CT068960000
      PC EQUITY, DIVERSITY, AND INCLUSION FLUENCY 1,700
    MIDDLESEX UNITED WAY INC
    100 RIVERVIEW CENTER SUITE 230
    MIDDLETOWN,CT064573445
      PC GENERAL OPERATING SUPPORT FOR MIDDLETOWN RACIAL JUSTICE COALITION 50,000
    MINORITY INCLUSION PROJECT INCORPORATED
    1131-0 TOLLAND TPKE STE 16
    MANCHESTER,CT06042
      PC BOARD DIVERSITY INITIATIVE HARTFORD 12,500
    MONTESSORI FOR SOCIAL JUSTICE
    5243 CREEKBEND DR
    HOUSTON,TX770965211
      PC SANKOFA LEARNING CENTER: GREAT GIVE MATCH 10,000
    MUTUAL HOUSING ASSOCIATION OF SOUTHWESTERN CONNECTICUT INC DBA CONNECTICUT
    1235 HUNTINGTON TURNPIKE
    TRUMBULL,CT066115362
      PC COVID-19 EMERGENCY RENT BANK RENTAL ASSISTANCE 10,000
    NATIONAL BLACK CHILD DEVELOPMENT INSTITUTE INC
    8455 COLESVILLE RD STE 910
    SILVER SPRING,MD209103319
      PC GENERAL SUPPORT 10,000
    NEIGHBOR FUND INC
    PO BOX 737
    WILLIMANTIC,CT062260737
      PC CT UNDOCUFUND 20,000
    NEIGHBORHOOD HOUSING SERVICES OF WATERBURY INC
    193 GRAND STREET 3RD FLOOR
    WATERBURY,CT067021919
      PC SPIRIT OF UNITY FESTIVAL 1,000
    NEIGHBORHOOD HOUSING SERVICES OF WATERBURY INC
    193 GRAND STREET 3RD FLOOR
    WATERBURY,CT067021919
      PC WATERBURY RENT RELIEF 10,000
    NEIGHBORHOOD HOUSING SERVICES OF WATERBURY INC
    193 GRAND STREET 3RD FLOOR
    WATERBURY,CT067021919
      PC THE UNGROUP SOCIETY: COMMUNITY IN EDUCATION TEACHING PARTNERSHIP 25,000
    NEW HAVEN CHILDREN'S IDEAL LEARNING DISTRICT (NH CHILD) INC
    495 BLAKE STREET
    NEW HAVEN,CT06515
      PC GENERAL SUPPORT 1,000
    NEW HAVEN INTERNATIONAL FESTIVAL OF ARTS & IDEAS INC
    195 CHURCH ST 12TH FLOOR
    NEW HAVEN,CT065102009
      PC GENERAL SUPPORT 1,000
    NEW HAVEN LEGAL ASSISTANCE ASSOCIATION INC
    205 ORANGE ST
    NEW HAVEN,CT065102014
      PC COMMUNITY AND ECONOMIC JUSTICE 25,000
    NEW HAVEN LEGAL ASSISTANCE ASSOCIATION INC
    205 ORANGE ST
    NEW HAVEN,CT065102014
      PC COMMUNITY AND ECONOMIC JUSTICE 25,000
    NEW HAVEN SYMPHONY ORCHESTRA INC
    4 HAMILTON ST
    NEW HAVEN,CT065115905
      PC JUSTICE, EQUITY, DIVERSITY, INCLUSION TRAINING AND AUDIT 5,000
    NEW HORIZONS INC
    37 BLISS MEMORIAL DRIVE
    FARMINGTON,CT060850000
      PC PERSONAL PROTECTIVE EQUIPMENT (PPE) FOR NEW HORIZONS VILLAGE 1,000
    NORWALK GRASSROOTS TENNIS & EDUCATION INC
    11 INGALLS AVE
    NORWALK,CT068544605
      PC GRASSROOTS RACE EQUITY PLANNING 5,000
    NORWALK MUTUAL AID
    24 INGALLS AVE APT 2
    NORWALK,CT068544673
      PC WATERBURY MUTUAL AID: FOOD SUPPORT NETWORK AND COMMUNITY GARDEN 10,000
    NORWALK MUTUAL AID
    24 INGALLS AVE APT 2
    NORWALK,CT068544673
      PC GENERAL COMMUNITY SUPPORT 5,000
    OPEN COMMUNITIES ALLIANCE
    75 CHARTER OAK AVENUE SUITE 1-210
    HARTFORD,CT061061903
      PC COMMUNITY COLLABORATIONS FOR SYSTEMIC TRANSFORMATIONS 75,000
    OPEN COMMUNITIES ALLIANCE
    75 CHARTER OAK AVENUE SUITE 1-210
    HARTFORD,CT061061903
      PC ADVOCATING FOR AN EQUITABLE CONNECTICUT 5,000
    OPEN COMMUNITIES ALLIANCE
    75 CHARTER OAK AVENUE SUITE 1-210
    HARTFORD,CT061061903
      PC OCA STAFF AND BOARD RACE EQUITY TRAINING 10,000
    OPEN COMMUNITIES ALLIANCE
    75 CHARTER OAK AVENUE SUITE 1-210
    HARTFORD,CT061061903
      PC DE-DESIGNING SEGREGATION 1,000
    PACIFIC HOUSE INC
    137 HENRY ST STE 205
    STAMFORD,CT069025842
      PC COVID-19 MEALS RELIEF 5,000
    PERSON TO PERSON INC
    1864 POST RD
    DARIEN,CT068205802
      PC EMERGENCY ASSISTANCE PROGRAM 2,500
    PLAYHOUSE THEATRE GROUP INC
    244 PARK RD
    WEST HARTFORD,CT061192018
      PC KILL MOVE PARADISE BY JAMES IJAMES 5,000
    RECENTER RACE & EQUITY IN EDUCATION INC
    75 CHARTER OAK AVENUE SUITE 1-310
    HARTFORD,CT06106
      PC OPERATIONALIZING RACIAL EQUITY ACROSS SYSTEMS 150,000
    REGIONAL YOUTH ADULT SOCIAL ACTION PARTNERSHIP INC
    2470 FAIRFIELD AVE
    BRIDGEPORT,CT066052647
      PC LEADERSHIP GRANT 4,000
    REGIONAL YOUTH ADULT SOCIAL ACTION PARTNERSHIP INC
    2470 FAIRFIELD AVE
    BRIDGEPORT,CT066052647
      PC CT JUVENILE JUSTICE ALLIANCE JUSTICE ADVISORS 25,000
    REGIONAL YOUTH ADULT SOCIAL ACTION PARTNERSHIP INC
    2470 FAIRFIELD AVE
    BRIDGEPORT,CT066052647
      PC CT JUSTICE ALLIANCE- JUSTICE ADVISORS 29,000
    RELAY GRADUATE SCHOOL OF EDUCATION
    PO BOX 9196
    NEW HAVEN,CT06532
      PC LIBERATED: AN ANTI-RACIST APPROACH TO SOCIAL AND EMOTIONAL LEARNING 155,000
    RELAY GRADUATE SCHOOL OF EDUCATION
    PO BOX 9196
    NEW HAVEN,CT06532
      PC LIBERATED: AN ANTI-RACIST APPROACH TO SOCIAL AND EMOTIONAL LEARNING 86,250
    SAINT THOMAS MORE CORPORATION
    268 PARK ST
    NEW HAVEN,CT065114714
      PC UNRESTRICTED SUPPORT OF THE SOUP KITCHEN IN HONOR OF MOTHER'S DAY AND IN MEMORY OF JEAN GRAUSTEIN 5,000
    SANDY HOOK PROMISE FOUNDATION
    PO BOX 3489
    NEWTOWN,CT064703489
      PC SANDY HOOK PROMISE: OVERCOMING RACISM 5,000
    SAVE GIRLS ON FYER
    276 HIGHLAND AVENUE
    WATERBURY,CT067083022
      PC GENERAL OPERATING SUPPORT 100,000
    SERC FOUNDATION INC
    100 ROSCOMMON DR STE 110
    MIDDLETOWN,CT064577559
      PC COURAGEOUS LEADERSHIP-COHERENCE & SUSTAINABILITY 125,000
    SERC FOUNDATION INC
    100 ROSCOMMON DR STE 110
    MIDDLETOWN,CT064577559
      PC COURAGEOUS LEADERSHIP-COHERENCE & SUSTAINABILITY 125,000
    ST VINCENT DEPAUL PLACE MIDDLETOWN INC
    617 MAIN ST
    MIDDLETOWN,CT064572762
      PC AMAZING GRACE FOOD PANTRY FOOD DURING PANDEMIC 5,000
    SUNRISE CAFE NEW HAVEN INC
    57 OLIVE ST
    NEW HAVEN,CT065115739
      PC REOPENING SUNRISE CAFE 900
    THE CHRISTIAN ACTIVITIES COUNCIL
    47 VINE STREET
    HARTFORD,CT06112
      PC GENERAL SUPPORT 100,000
    THE CONNECTICUT ASSOCIATION OF BOARDS OF EDUCATION INCORPORATED
    81 WOLCOTT HILL ROAD
    WETHERSFIELD,CT061091268
      PC CABE DIVERSITY, EQUITY AND INCLUSION ACTION PLAN 10,000
    THE PROSPERITY FOUNDATION INC
    1287 CHAPEL STREET
    NEW HAVEN,CT065114514
      PC BLACK COMMUNITY GRANT GIVE 27,500
    THE PROSPERITY FOUNDATION INC
    1287 CHAPEL STREET
    NEW HAVEN,CT065114514
      PC BLACK EXECUTIVES ROUNDTABLE RESEARCH FOR THE CREATION OF THE INSTITUTE FOR BLACK NON-PROFIT EXECUTIVES 10,000
    THE PROSPERITY FOUNDATION INC
    1287 CHAPEL STREET
    NEW HAVEN,CT065114514
      PC BLACK BUSINESS ALLIANCE PURCHASE OF MASKS FOR COVID RESPONSE 1,000
    THE TOWERS FOUNDATION
    18 TOWER LANE
    NEW HAVEN,CT065191764
      PC MEAL SUBSIDY FOR LOW INCOME MINORITY SENIORS 10,000
    THE UNITED WAY OF GREATER WATERBURY INC
    100 NORTH ELM STREET 2ND FLOOR
    WATERBURY,CT067232688
      PC WATERBURY BRIDGE TO SUCCESS: BUILDING COMMUNITY CAPACITY AND SHIFTING POWER 100,000
    THE UNITED WAY OF GREATER WATERBURY INC
    100 NORTH ELM STREET 2ND FLOOR
    WATERBURY,CT067232688
      PC LET'S TALK ABOUT RACE FAMILY GUIDE BOOK 50,000
    THE UNITED WAY OF GREATER WATERBURY INC
    100 NORTH ELM STREET 2ND FLOOR
    WATERBURY,CT067232688
      PC DIVERSITY EQUITY & INCLUSION - EDUCATION, INTERNAL REVIEW AND STRATEGY DEVELOPMENT 5,000
    THIRD SECTOR NEW ENGLAND INC
    89 SOUTH ST STE 700
    BOSTON,MA021112679
      PC DATA AND ANALYSIS TO REDUCE OR ELIMINATE THE RACIAL FUNDING DISPARITY IN K-12 EDUCATION THAT EXISTS IN CONNECTICUT. 10,000
    TRAVELER ON A MISSION
    PO BOX 597
    ANSONIA,CT064011408
      PC WELLNESS WAGON 5,000
    TURN 2 FOUNDATION INC
    215 PARK AVE SOUTH SUITE 1905
    NEW YORK,NY10003
      PC GENERAL SUPPORT 1,000
    UNITARIAN UNIVERSALIST SOCIETY EAST
    153 VERNON STREET
    MANCHESTER,CT06042
      PC UNRESTRICTED SUPPORT OF POWERUP CT 5,000
    UNITED WAY OF COASTAL FAIRFIELD COUNTY INC
    855 MAIN STREET 10 FLOOR
    BRIDGEPORT,CT066044915
      PC GARY CROOK MEMORIAL CENTER 5,000
    UNITED WAY OF COASTAL FAIRFIELD COUNTY INC
    855 MAIN STREET 10 FLOOR
    BRIDGEPORT,CT066044915
      PC PT PARTNERS: RESIDENT LEADERSHIP DEVELOPMENT PROGRAM 75,000
    UNITED WAY OF GREATER NEW HAVEN INC
    370 JAMES STREET SUITE 403
    NEW HAVEN,CT065133091
      PC SEMILLA COLLECTIVE MUTUAL AID EFFORTS 30,000
    UNITED WE DREAM NETWORK INC
    PO BOX 33231
    WASHINGTON,DC20033
      PC GENERAL OPERATING SUPPORT FOR CT STUDENTS FOR A DREAM 100,000
    UNIVERSITY OF CONNECTICUT FOUNDATION INC
    10 TALCOTT NOTCH ROAD SUITE 100
    FARMINGTON,CT06032
      PC WCGMF SCHOLARS PROGRAM 42,000
    URBAN CONCEPTS INC
    44 RICHARDSON ST
    BRIDGEPORT,CT066101637
      PC UNIDAD LATINA EN ACCION: BUILDING MIGRANT WORKER POWER FOR RACIAL AND ECONOMIC JUSTICE 80,000
    URBAN CONCEPTS INC
    44 RICHARDSON ST
    BRIDGEPORT,CT066101637
      PC COVID-19 UTILITY & CHILD CARE RELIEF PROGRAM 5,000
    WOMENS MENTORING NETWORK INC
    141 FRANKLIN ST
    STAMFORD,CT069011014
      PC E TO THE 4TH POWER PROGRAM (EMPLOYMENT, EDUCATION, ECONOMIC MOBILITY, EMPOWERMENT) 5,000
    WRITERS BLOCK INK INCORPORATED
    PO BOX 368
    NEW LONDON,CT063200368
      PC GENERAL OPERATING SUPPORT 25,000
    YWCA HARTFORD REGION INC
    135 BROAD STREET
    HARTFORD,CT061053718
      PC STAND AGAINST RACISM VIRTUAL EVENT/STAND AGAINST RACISM 7 DAY CHALLENGE 3,300
    Total .................................bullet 3a 4,189,787
    bApproved for future payment
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT061430942
      PC STEP UP NEW LONDON 45,000
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT061430942
      PC GENERAL OPERATING SUPPORT OF HEARING YOUTH VOICES 100,000
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT061430942
      PC GENERAL OPERATING SUPPORT OF CT BLACK AND BROWN STUDENT UNION 87,000
    A BETTER WAY FOUNDATION ABWF INC
    POBOX 942
    HARTFORD,CT061430942
      PC GENERAL OPERATING SUPPORT 50,000
    ACHIEVE HARTFORD INC
    221 MAIN ST 3RD FL
    HARTFORD,CT061061890
      PC RACCE- RACIAL INEQUALITY IN GREATER WATERBURY 43,500
    ALL OUR KIN INC
    PO BOX 8477
    NEW HAVEN,CT06530
      PC CENTERING EQUITY AT ALL OUR KIN, IN OUR FAMILY CHILD CARE NETWORKS, AND OUR COUNTRY 62,000
    ALLIANCE FOR SELF-DIRECTED EDUCATION
    20 COTTAGE ST
    SHARON,MA020672131
      PC THE MRM VILLAGE 25,000
    AMISTAD UNITED CHURCH OF CHRIST INC
    PO BOX 340292
    HARTFORD,CT06134
      PC GENERAL OPERATING SUPPORT OF MORAL MONDAY CT 50,000
    ARTS COUNCIL OF GREATER NEW HAVEN INC
    70 AUDUBON STREET 2
    NEW HAVEN,CT065101248
      PC GENERAL OPERATING SUPPORT FOR BLACK INFINITY COLLECTIVE 105,000
    BRIDGEPORT GENERATION NOW INC
    1119 MAIN STREET
    BRIDGEPORT,CT066044311
      PC BRIDGEPORT GENERATION NOW 12,500
    BUILDING ONE COMMUNITY
    75 SELLECK STREET
    STAMFORD,CT06902
      PC POWER (PARENTS ORGANIZED WILL EFFECT RESULTS) 100,000
    CENTER FOR LEADERSHIP AND JUSTICE
    47 VINE STREET
    HARTFORD,CT061122246
      PC GENERAL OPERATING SUPPORT 108,000
    CHRISTIAN COMMUNITY ACTION
    168 DAVENPORT AVENUE
    NEW HAVEN,CT06519
      PC MOTHERS AND OTHERS FOR JUSTICE: NOTHING ABOUT US WITHOUT US 20,000
    CITYWIDE YOUTH COALITION INC
    928 CHAPEL STREET SUITE 201/202
    NEW HAVEN,CT06510
      PC GENERAL OPERATING SUPPORT 133,000
    CLIFFORD W BEERS GUIDANCE CLINIC INCORPORATED
    5 SCIENCE PARK
    NEW HAVEN,CT065111966
      PC FAMILY WELLNESS CENTER 12,500
    COMMON COUNCIL FOUNDATION
    1624 FRANKLIN ST STE 1022
    OAKLAND,CA946122824
      PC MOVEMENT FOR BLACK LIVES (M4BL) 200,000
    COMMUNITY BONDS
    PO BOX 593
    NEW HAVEN,CT06513
      PC GENERAL OPERATING SUPPORT FOR CT BAIL FUND 83,000
    COMMUNITY MEDIATION INC
    1253 WHITNEY AVENUE
    HAMDEN,CT06517
      PC STUDENTS FOR EDUCATIONAL JUSTICE'S PROJECT THE ANTI-RACIST TEACHING AND LEARNING COLLECTIVE (ARTLC) 50,000
    COMMUNITY MEDIATION INC
    1253 WHITNEY AVENUE
    HAMDEN,CT06517
      PC GENERAL OPERATING SUPPORT FOR STUDENTS FOR EDUCATIONAL JUSTICE 100,000
    CONGREGATIONS ORGANIZED FOR A NEW CONNECTICUT INC
    PO BOX 4298
    HAMDEN,CT065140298
      PC GENERAL OPERATING SUPPORT 100,000
    CONNECTICUT CITIZEN RESEARCH GROUP INC
    30 ARBOR ST STE 6N
    HARTFORD,CT061061215
      PC STATEWIDE EDUCATION EQUITY ORGANIZING INITIATIVE 25,000
    CONNECTICUT COUNCIL FOR PHILANTHROPY
    75 CHARTER OAK AVENUE SUITE 1-205
    HARTFORD,CT06106
      PC GENERAL OPERATING SUPPORT FOR SUPPORT ORGANIZING WORK CT (SOW-CT) 50,000
    EDUCATORS FOR EXCELLENCE
    153 EAST ST SUITE 400
    NEW HAVEN,CT06511
      PC ADVANCING EDUCATIONAL EQUITY IN CONNECTICUT 25,000
    FAITHACTS FOR EDUCATION INC
    160 FAIRFIELD AVENUE
    BRIDGEPORT,CT066044205
      PC GENERAL OPERATING SUPPORT 112,000
    HARTFORD FOOD SYSTEM INC
    190 WETHERSFIELD AVE
    HARTFORD,CT061141113
      PC GROW HARTFORD YOUTH PROGRAM 60,000
    HARTFORD PARENT UNIVERSITY INC
    330 MARKET STREET 3RD FLOOR
    HARTFORD,CT061202901
      PC HPU'S BOTTOM UP PROGRAM 75,000
    HIGHER HEIGHTS YOUTH EMPOWERMENT PROGRAMS INC
    157 CHURCH STREET 19TH FLOOR STE 2
    NEW HAVEN,CT065102100
      PC NEW HAVEN PUBLIC SCHOOLS TALENT MANAGEMENT 50,000
    HOPE FOR NEW HAVEN INC
    81 OLIVE ST
    NEW HAVEN,CT065116910
      PC CERCLE PROVIDER NETWORK AND TEACHER APPRENTICE PROGRAM 54,000
    KATAL CENTER FOR HEALTH EQUITY AND JUSTICE INC
    30 LAUREL STREET
    HARTFORD,CT06106
      PC BUILDING LEADERSHIP AND ORGANIZING CAPACITY (BLOC) PROGRAM 41,500
    MAKE THE ROAD STATES INC
    301 GROVE STREET
    BROOKLYN,NY11237
      PC GENERAL OPERATING SUPPORT FOR MAKE THE ROAD CT 112,000
    MIDDLESEX UNITED WAY INC
    100 RIVERVIEW CENTER SUITE 230
    MIDDLETOWN,CT064573445
      PC GENERAL OPERATING SUPPORT FOR MIDDLETOWN RACIAL JUSTICE COALITION 100,000
    NEIGHBORHOOD HOUSING SERVICES OF WATERBURY INC
    193 GRAND STREET 3RD FLOOR
    WATERBURY,CT067021919
      PC GENERAL OPERATING SUPPORT FOR UNGROUP SOCIETY 50,000
    NEW HAVEN LEGAL ASSISTANCE ASSOCIATION INC
    205 ORANGE ST
    NEW HAVEN,CT065102014
      PC COMMUNITY AND ECONOMIC JUSTICE 25,000
    OPEN COMMUNITIES ALLIANCE
    75 CHARTER OAK AVENUE SUITE 1-210
    HARTFORD,CT061061903
      PC GREENLINING CONNECTICUT: PROMOTING INCLUSIVE ZONING, REVILITZATION, HOUSING VOUCHER, AND HOUSING INVESTMENT POLICIES 83,000
    RECENTER RACE & EQUITY IN EDUCATION INC
    75 CHARTER OAK AVENUE SUITE 1-310
    HARTFORD,CT06106
      PC RE CENTER RACE & EQUITY IN EDUCATION 150,000
    REGIONAL YOUTH ADULT SOCIAL ACTION PARTNERSHIP INC
    2470 FAIRFIELD AVE
    BRIDGEPORT,CT066052647
      PC CT JUSTICE ALLIANCE- JUSTICE ADVISORS 29,000
    RELAY GRADUATE SCHOOL OF EDUCATION
    PO BOX 9196
    NEW HAVEN,CT06532
      PC LIBERATED: AN ANTI-RACIST APPROACH TO SOCIAL AND EMOTIONAL LEARNING 38,750
    RELAY GRADUATE SCHOOL OF EDUCATION
    PO BOX 9196
    NEW HAVEN,CT06532
      PC BIPOC STUDENT RETENTION INITIATIVE 100,000
    SAVE GIRLS ON FYER
    276 HIGHLAND AVENUE
    WATERBURY,CT067083022
      PC LIBERATION AT THE CENTER 100,000
    SERC FOUNDATION INC
    100 ROSCOMMON DR STE 110
    MIDDLETOWN,CT064577559
      PC COURAGEOUS LEADERSHIP-COHERENCE & SUSTAINABILITY 125,000
    THE PROSPERITY FOUNDATION INC
    1287 CHAPEL STREET
    NEW HAVEN,CT065114514
      PC BLACK COMMUNITY GRANT GIVE 55,000
    THE UNITED WAY OF GREATER WATERBURY INC
    100 NORTH ELM STREET 2ND FLOOR
    WATERBURY,CT067232688
      PC WATERBURY BRIDGE TO SUCCESS COMMUNITY PARTNERSHIP: RESTORING THE VILLAGE 100,000
    THE UNITED WAY OF GREATER WATERBURY INC
    100 NORTH ELM STREET 2ND FLOOR
    WATERBURY,CT067232688
      PC STATEWIDE LET'S TALK ABOUT RACE (LTAR) GUIDE 50,000
    ULYSSES S GRANT FOUNDATION INC
    PO BOX 200082
    NEW HAVEN,CT065200082
      PC GENERAL SUPPORT 1,000
    UNITED WAY OF COASTAL FAIRFIELD COUNTY INC
    855 MAIN STREET 10 FLOOR
    BRIDGEPORT,CT066044915
      PC PT PARTNER'S CAPACITY EXPANSION PROJECT 75,000
    UNITED WE DREAM NETWORK INC
    PO BOX 33231
    WASHINGTON,DC20033
      PC GENERAL OPERATING SUPPORT FOR CT STUDENTS FOR A DREAM 112,000
    UNIVERSITY OF CONNECTICUT FOUNDATION INC
    10 TALCOTT NOTCH ROAD SUITE 100
    FARMINGTON,CT06032
      PC SCHOLARS PROGRAM 54,600
    URBAN CONCEPTS INC
    44 RICHARDSON ST
    BRIDGEPORT,CT066101637
      PC UNIDAD LATINA EN ACCION (ULA): BUILDING MIGRANT POWER FOR RACIAL AND ECONOMIC JUSTICE 83,000
    WRITERS BLOCK INK INCORPORATED
    PO BOX 368
    NEW LONDON,CT063200368
      PC GENERAL OPERATING SUPPORT 50,000
    Total .................................bullet 3b 3,472,350
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........
        14 210,462  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 3,358,403  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 43,806 12,831,956 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    12,875,762
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2021
    Name of the organization
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
     
    Employer identification number

    04-6037391
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990) (2021)
    Schedule B (Form 990) (2021) Page 2
    Name of organization
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
     
    Employer identification number
    04-6037391
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    1
    WILLIAM GRAUSTEIN
    ONE HAMDEN CENTER SUITE 2B 2319 WHI
     
    HAMDEN, CT06518

    $ 700,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    2
    ESTATE OF JEAN GRAUSTEIN
     
    250 DYER STREET
     
    NEW HAVEN, CT06511

    $ 3,275,675


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     
     

    $  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 3
    Name of organization
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
     
    Employer identification number

    04-6037391
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
    2
    SECURITIES $ 3,275,675  
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    (a)
    No. from Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (See instructions)
    (d)
    Date received
     
    $    
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 4
    Name of organization
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
     
    Employer identification number

    04-6037391
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990) (2021)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2021 AccountingFeesSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AUDITORS 0 0 0 0
    ACCOUNTANTS 155,458 89,594 0 65,865

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2021 DepreciationSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)
    Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    EQUIPMENT 2015-01-01 68,525 48,097 200DB 7.000000000000 4,898 0 4,898  
    FURNITURE 2015-01-01 125,772 49,962 200DB 7.000000000000 19,962 0 19,962  
    LEASEHOLD IMPROVEMENTS 2015-01-01 367,025 310,030 200DB 7.000000000000 27,606 0 27,606  

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABBOTT LABS 2.95% DUE 03-15-2025 120,788 120,788
    ABBVIE INC 3.2% 11-21-2029 112,370 112,370
    ALEXANDRIA REAL 4.9% DUE 12-15-2030 54,107 54,107
    AMERICAN ELEC PWR CO INC 1.0% DUE 11-01-2025 REG 88,044 88,044
    AMERICAN HONDA FIN CORP FIXED 2.05% 01-10-2023 121,775 121,775
    AMERICAN TOWER CORP NEW 1.6% DUE 04-15-2026 BEO 10,893 10,893
    AMERN EXPRESS CO 2.5% DUE 07-30-2024 82,666 82,666
    AMERN TOWER CORP 3.125% DUE 01-15-2027 47,138 47,138
    AMGEN INC 2.2% DUE 02-21-2027 28,678 28,678
    AMGEN INC 2.2% DUE 02-21-2027 63,501 63,501
    ANHEUSER-BUSCH COS LLC CORP 3.65% 02-01-2026 53,708 53,708
    ANHEUSER-BUSCH COS LLC CORP 3.65% 02-01-2026 32,225 32,225
    ANTHEM INC 3.65% 12-01-2027 60,379 60,379
    ANTHEM INC 3.65% 12-01-2027 54,890 54,890
    AON CORPORATION 2.8% 05-15-2030 52,612 52,612
    APPLE INC 2.85% DUE 02-23-2023 71,465 71,465
    AT&T INC 4.125% DUE 02-17-2026 54,563 54,563
    AT&T INC 4.125% DUE 02-17-2026 32,738 32,738
    BANK AMER CORP 1.898% DUE 07-23-2031 177,250 177,250
    BSTN PPTYS LTD 2.75% DUE 10-01-2026 20,822 20,822
    BSTN PPTYS LTD 2.75% DUE 10-01-2026 36,439 36,439
    CARRIER GLOBAL CORP 2.242% 02-15-2025 46,097 46,097
    CITIGROUP INC 3.2% DUE 10-21-2026 90,124 90,124
    COMCAST CORP NEW 3.15% DUE 03-01-2026 85,334 85,334
    COMCAST CORP NEW 3.15% DUE 03-01-2026 48,001 48,001
    COMCAST CORP NEW 3.15% DUE 03-01-2026 42,667 42,667
    CVS HEALTH CORP 4.3% DUE 03-25-2028 112,301 112,301
    DISNEY WALT CO 2% DUE 09-01-2029 66,711 66,711
    DTE ENERGY CO FIXED 1.05% DUE 06-01-2025 122,524 122,524
    ENBRIDGE INC 4.25% DUE 12-01-2026 54,981 54,981
    EQUINIX INC FIXED 3.2% 11-18-2029 57,864 57,864
    GENERAL MLS INC 3.7% 10-17-2023 57,556 57,556
    GENERAL MLS INC 3.7% 10-17-2023 52,324 52,324
    HOME DEPOT INC 2.95% DUE 06-15-2029 24,524 24,524
    HOME DEPOT INC 2.95% DUE 06-15-2029 37,320 37,320
    HOME DEPOT INC 2.95% DUE 06-15-2029 71,441 71,441
    HOME DEPOT INC 2.95% DUE 06-15-2029 37,320 37,320
    JPMORGAN CHASE & CO 2.58% 04-22-2032 167,310 167,310
    LINCOLN NATL CORP 3.05% DUE 01-15-2030 46,839 46,839
    LOCKHEED MARTIN 3.55% DUE 01-15-2026 113,715 113,715
    LOWES COS INC 3.65% DUE 04-05-2029 115,208 115,208
    MASTERCARD INC 3.35% DUE 03-26-2030 REG 110,112 110,112
    MERCK & CO INC NEW 3.4% DUE 03-07-2029 136,101 136,101
    MORGAN STANLEY 3.875% DUE 04-29-2024 53,014 53,014
    MORGAN STANLEY 3.875% DUE 04-29-2024 37,110 37,110
    NIKE INC 2.75% DUE 03-27-2027 132,508 132,508
    NIKE INC 2.75% DUE 03-27-2027 42,403 42,403
    NORTHROP GRUMMAN 3.25% DUE 01-15-2028 112,458 112,458
    NOVARTIS CAP CORP 1.75% DUE 02-14-2025 106,499 106,499
    PEPSICO INC FIXED 2.75% 03-19-2030 89,815 89,815
    PNC FINL SVCS 3.5% DUE 01-23-2024 52,362 52,362
    PUBLIC SVC ENTERPRISE GROUP INC 2.875% DUE 06-15-2024 82,855 82,855
    SANOFI S A 3.375% DUE 06-19-2023 77,756 77,756
    SCHLUMBERGER INVT 3.65% DUE 12-01-2023 52,229 52,229
    SEMPRA ENERGY 3.4% 01-12-2018 111,856 111,856
    SHELL INTL FIN B V 2.875% DUE 05-10-2026 42,451 42,451
    SHELL INTL FIN B V 2.875% DUE 05-10-2026 47,757 47,757
    SHELL INTL FIN B V 2.875% DUE 05-10-2026 84,902 84,902
    SIMON PPTY GROUP FIXED 2% 09-13-2024 55,989 55,989
    SIMON PPTY GROUP FIXED 2% 09-13-2024 40,719 40,719
    STATOIL ASA 2.65% DUE 01-15-2024 51,559 51,559
    STATOIL ASA 2.65% DUE 01-15-2024 82,495 82,495
    TARGET CORP 2.25% DUE 04-15-2025 87,632 87,632
    TORONTO DOMINION BK SR MEDIUM TERM TRANCHE # TR 62 .75% 01-06-2026 169,672 169,672
    TOTAL CAP INTL GTD NT 3.75 DUE 04-10-2024 REG 37,150 37,150
    U S BANCORP MEDIUM 2.375% DUE 07-22-2026 119,400 119,400
    UNITEDHEALTH GROUP 3.75% DUE 07-15-2025 48,813 48,813
    UNITEDHEALTH GROUP 3.75% DUE 07-15-2025 81,355 81,355
    UNITEDHEALTH GROUP 3.75% DUE 07-15-2025 43,390 43,390
    UTD PARCEL SVC INC 3.4% DUE 03-15-2029 147,368 147,368
    VERIZON FIXED 1.5% DUE 09-18-2030 93,897 93,897
    XCEL ENERGY INC 4% DUE 06-15-2028 55,136 55,136

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Name of Stock End of Year Book Value End of Year Fair Market Value
    #REORG/CERNER CASH MERGER CERNER 06-08-2022 54,793 54,793
    3M CO COM 59,684 59,684
    ADOBE SYS INC COM 256,878 256,878
    ADOBE SYS INC COM 85,059 85,059
    ADR INFINEON TECHNOLOGIES AG SPONSORED ADR ADR STK ISIN# US45662N1037 269,146 269,146
    ADR NESTLE S A SPONSORED ADR REPSTG REG SH 469,117 469,117
    ADR NOVARTIS AG 209,753 209,753
    ADR NOVO-NORDISK A S ADR 55,888 55,888
    ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104 135,945 135,945
    ADVANCE AUTO PTS INC COM 54,453 54,453
    AGILENT TECHNOLOGIES INC COM 57,634 57,634
    AIR PROD & CHEM INC COM 375,457 375,457
    ALPHABET INC CAP STK USD0.001 CL C 222,806 222,806
    ALPHABET INC CAP STK USD0.001 CL C 653,951 653,951
    ALPHABET INC CAPITAL STOCK USD0.001 CL A 327,366 327,366
    AMAZON COM INC COM 946,953 946,953
    AMERICAN WTR WKS CO INC NEW COM 48,159 48,159
    AMERIPRISE FINL INC COM 49,171 49,171
    ANALOG DEVICES INC COM 282,111 282,111
    ANALOG DEVICES INC COM 40,076 40,076
    AON PLC 48,691 48,691
    APPLE INC COM STK 532,710 532,710
    APPLE INC COM STK 273,458 273,458
    APPLIED MATERIALS INC COM 67,507 67,507
    APTARGROUP INC COM 31,600 31,600
    ARISTA NETWORKS INC COM 523,250 523,250
    BECTON DICKINSON & CO COM 385,770 385,770
    BERKSHIRE HATHAWAY INC-CL B 325,611 325,611
    BIOGEN INC COMMON STOCK 35,268 35,268
    BOOKING HLDGS INC COM 47,985 47,985
    BOOKING HLDGS INC COM 393,474 393,474
    CARRIER GLOBAL CORPORATION COM USD0.01 WI 58,688 58,688
    CHARTER COMMUNICATIONS INC NEW CL A CL A 400,962 400,962
    CHIPOTLE MEXICAN GRILL INC COM STK 305,944 305,944
    CIENA CORP COM NEW 68,580 68,580
    CITIGROUP INC COM NEW COM NEW 79,594 79,594
    CME GROUP INC COM STK 37,467 37,467
    COLGATE-PALMOLIVE CO COM 41,134 41,134
    COMCAST CORP NEW-CL A 439,784 439,784
    COSTCO WHOLESALE CORP NEW COM 371,276 371,276
    CUMMINS INC 54,971 54,971
    DANAHER CORP COM 60,209 60,209
    DOLLAR GEN CORP NEW COM 359,877 359,877
    ECOLAB INC COM STK USD1 37,300 37,300
    ECOLAB INC COM STK USD1 227,083 227,083
    EMERSON ELECTRIC CO COM 61,081 61,081
    ESTEE LAUDER COMPANIES INC CL A USD0.01 50,347 50,347
    FEDEX CORP COM 593,837 593,837
    FIRST SOLAR INC COM 58,572 58,572
    GUIDEWIRE SOFTWARE INC COM USD0.0001 99,566 99,566
    HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAP INC COM 70,968 70,968
    HOME DEPOT INC COM 71,797 71,797
    INTUIT COM 83,619 83,619
    INTUITIVE SURGICAL INC COM NEW STK 237,138 237,138
    JOHNSON & JOHNSON COM USD1 408,686 408,686
    JPMORGAN CHASE & CO COM 559,292 559,292
    KB HOME COM 37,797 37,797
    KIMCO RLTY CORP COM 50,459 50,459
    MAGNA INTERNATIONAL INC COMMON STOCK 40,470 40,470
    MASTERCARD INC CL A 563,054 563,054
    MC CORMICK & CO INC COM NON-VTG 60,864 60,864
    MERCK & CO INC NEW COM 60,852 60,852
    META PLATFORMS INC 563,386 563,386
    MFO ARIEL INVT TR ARIEL FD INSTL CL 4,232,607 4,232,607
    MFO BROWN CAP MGMT MUT FDS INTL SMALL CO INSTL SHS USD 4,356,093 4,356,093
    MICRON TECH INC COM 73,309 73,309
    MICROSOFT CORP COM 1,075,551 1,075,551
    MICROSOFT CORP COM 327,576 327,576
    MOHAWK INDS INC COM 45,545 45,545
    MONDELEZ INTL INC COM 51,059 51,059
    MORGAN STANLEY COM STK USD0.01 126,332 126,332
    NETFLIX INC COM STK 82,534 82,534
    NETFLIX INC COM STK 321,703 321,703
    NEW YORK TIMES CO CL A ISIN #US6501111073 33,279 33,279
    NIKE INC CL B 517,510 517,510
    NYES LEDGE CAPITAL OFFSHORE FUND 4,954,723 4,954,723
    PEPSICO INC COM 252,401 252,401
    PNC FINANCIAL SERVICES GROUP COM STK 65,570 65,570
    PROGRESSIVE CORP OH COM 454,945 454,945
    PVH CORP COM USD1 44,686 44,686
    REGENERON PHARMACEUTICALS INC COM 59,363 59,363
    ROPER TECHNOLOGIES INC 380,208 380,208
    ROSS STORES INC COM 271,644 271,644
    S&P GLOBAL INC COM 279,383 279,383
    SALESFORCE INC COM USD0.001 61,754 61,754
    SPROUTS FMRS MKT INC COM 46,004 46,004
    T ROWE PRICE GROUP INC 57,026 57,026
    TARGET CORP COM STK 65,498 65,498
    TEXAS INSTRUMENTS INC COM 448,559 448,559
    THERMO FISHER CORP 688,592 688,592
    TJX COS INC COM NEW 312,335 312,335
    TJX COS INC COM NEW 64,380 64,380
    T-MOBILE US INC COM 209,808 209,808
    TOPBUILD CORP COM 56,010 56,010
    TRANSDIGM GROUP INC COM 228,425 228,425
    UNION PAC CORP COM 471,865 471,865
    UNITEDHEALTH GROUP INC COM 526,243 526,243
    VERISK ANALYTICS INC COM USD0.001 271,503 271,503
    VERIZON COMMUNICATIONS COM 73,419 73,419
    VERTEX PHARMACEUTICALS INC COM 50,069 50,069
    VISA INC COM CL A STK 124,392 124,392
    WABTEC CORP COM 48,450 48,450
    WALT DISNEY CO 283,449 283,449
    WALT DISNEY CO 46,622 46,622
    WATERS CORP COM 36,515 36,515
    WEYERHAEUSER CO COM 54,975 54,975
    WORKDAY INC CL A COM USD0.001 342,841 342,841
    YUM BRANDS INC COM 314,796 314,796
    REAL REAL 55,809 55,809

    TY 2021 InvestmentsGovtObligationsSch
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    US Government Securities - End of Year Book Value:

    5,963,954
    US Government Securities - End of Year Fair Market Value:

    5,963,954
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2021 InvestmentsOtherSchedule2
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ACCOLADE PARTNERS VI FMV 2,511,322 2,511,322
    ACCOLADE PARTNERS VI FMV 1,739,942 1,739,942
    ALTRA VUE FUND I FMV 5,084,424 5,084,424
    AVANATH AFFORDABLE HOUSING IV FMV 501,101 501,101
    AXIOM ASIA IV FMV 1,516,531 1,516,531
    BASE10 ADVANCEMENT FMV 806,001 806,001
    BRONZE VENTURE FUND II FMV 1,909,292 1,909,292
    COMMONFUND CAPITAL PEP IX FMV 642,556 642,556
    COMMONFUND CAPITAL PEP VI FMV 85,243 85,243
    COMMONFUND CAPITAL PEP VII FMV 484,176 484,176
    COMMONFUND CAPITAL PEP VIII FMV 432,124 432,124
    COMMONFUND INTERNATIONAL PARTNERS V FMV 427,724 427,724
    COMMONFUND INTERNATIONAL PARTNERS VI FMV 444,765 444,765
    COMMONFUND INTERNATIONAL PARTNERS VII FMV 327,031 327,031
    COMMONFUND INTERNATIONAL PARTNERS VIII FMV 545,773 545,773
    COMMONFUND NATURAL RESOURCE PARTNERS IX FMV 1,249,621 1,249,621
    COMMONFUND NATURAL RESOURCE PARTNERS VII FMV 414,684 414,684
    COMMONFUND NATURAL RESOURCE PARTNERS VIII FMV 204,709 204,709
    COMMONFUND NATURAL RESOURCE PARTNERS X FMV 1,204,856 1,204,856
    COMMONFUND VENTURE PARTNERS IX FMV 1,098,018 1,098,018
    COMMONFUND VENTURE PARTNERS VII FMV 358,619 358,619
    COMMONFUND VENTURE PARTNERS VIII FMV 1,699,636 1,699,636
    COMMONFUND VENTURE PARTNERS X FMV 1,400,634 1,400,634
    COMMONFUND VENTURE PARTNERS XI FMV 2,885,109 2,885,109
    CROW HOLDINGS VII-A FMV 56,216 56,216
    CROW HOLDINGS VIII FMV 371,254 371,254
    CROW REALTY VI-A FMV 191,983 191,983
    DOUBLE BOTTOM LINE FMV 1,470,019 1,470,019
    FAIRVIEW PRIVATE MARKETS FUND V FMV 1,862,619 1,862,619
    FEMALE FOUNDERS FUND III FMV 190,245 190,245
    FIR TREE REAL ESTATE FUND FMV 2,109 2,109
    GENERATION GLOBAL FMV 6,846,334 6,846,334
    GENERATION IM ASIA FMV 2,643,478 2,643,478
    GENERATION IM ASIA FMV 1,774,438 1,774,438
    ILLUMEN CAPITAL FMV 954,042 954,042
    ILLUMEN CAPITAL II FMV 94,363 94,363
    INCLUSIVE CPSPRING INT VALUEACT FMV 2,476,970 2,476,970
    KAPOR CAPITAL III FMV 160,040 160,040
    KKR MEZZANINE PARTNERS FMV 65,836 65,836
    KLINE HILL PARTNERS FMV 1,066,428 1,066,428
    KLINE HILL PARTNERS II FMV 1,104,341 1,104,341
    MAGNITUDE FMV 432,829 432,829
    MATERIAL IMPACT FUND II FMV 476,809 476,809
    MONDRIAN IEF, LP FMV 3,485,033 3,485,033
    MUNI CAPITAL APPRECIAITON PTNRS FMV 300,000 300,000
    OAK HILL STRATEGIC CREDIT FUND FMV 772,691 772,691
    OBVIOUS VENTURES III FMV 1,629,572 1,629,572
    OWL VENTURES FMV 1,329,380 1,329,380
    OWL VENTURES II FMV 1,443,932 1,443,932
    OWNERSHIP CAPITAL GLOBAL EQUITY FMV 8,793,078 8,793,078
    PINEHURST FMV 399,615 399,615
    POMONA CAPITAL VI FMV 94,608 94,608
    PRESERVER FMV 4,004,870 4,004,870
    RETHINK IMPACT II FMV 350,977 350,977
    RRG GLOBAL PARTNERS FUND FMV 768,986 768,986
    RRG SUSTAINABLE WATER IMPACT FUND FMV 1,003,165 1,003,165
    SEAE VENTRUES I FMV 809,252 809,252
    STEWART EMERGING MAHOUT GLOBAL FMV 3,912,740 3,912,740
    TIFF LIMITED PARTNERSHIP III FMV 11,505 11,505
    TIFF LIMITED PARTNERSHIP IV FMV 7,657 7,657
    TIFF PARTNERS V - US FMV 132,574 132,574
    TIFF PEP 2005 FMV 124,893 124,893
    TIFF PEP 2006 FMV 110,404 110,404
    TIFF PEP 2007 FMV 692,112 692,112
    TIFF PEP 2008 FMV 299,205 299,205
    TIFF PEP 2009 FMV 41,037 41,037
    TIFF PEP 2010 FMV 221,818 221,818
    TIFF PEP 2011 FMV 326,270 326,270
    TIFF PEP 2012 FMV 536,405 536,405
    TIFF PEP 2013 FMV 886,934 886,934
    TIFF PEP 2014 FMV 1,027,934 1,027,934
    TIFF PEP 2015 FMV 1,770,687 1,770,687
    TIFF PEP 2016 FMV 1,271,412 1,271,412
    TIFF PEP 2017 FMV 1,017,409 1,017,409
    TIFF R&R 2008 FMV 170,609 170,609
    TIFF R&R 2009 FMV 10,051 10,051
    TIFF REAL ESTATE PARTNERS I FMV 55,173 55,173
    TIFF REAL ESTATE PARTNERS II FMV 102,309 102,309
    TIFF REALTY & RESOURCES IV FMV 497,980 497,980
    TIFF REALTY & RESOURCES LIMITED PARTNERSHIP II FMV 159,634 159,634
    TIFF REALTY & RESOURCES LIMITED PARTNERSHIP III FMV 128,102 128,102
    TIFF ROF FMV 246,421 246,421
    TIFF SECONDARY PARTNERS FMV 110,208 110,208
    TIFF SPECIAL OPPORTUNITY FUND FMV 245,602 245,602
    TUCKERBROOK GDF FUND FMV 376,912 376,912
    VOLORIDGE SUSTAINABILITY FUND FMV 3,287,539 3,287,539
    WHITEBOX MULTI-STRATEGY FUND FMV 348,907 348,907

    TY 2021 LandEtcSchedule2
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    EQUIPMENT 68,525 52,995 15,530  
    FURNITURE 125,772 69,924 55,848  
    LEASEHOLD IMPROVEMENTS 367,025 337,636 29,389  


    TY 2021 LegalFeesSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 12,253 245 0 12,008


    TY 2021 OtherAssetsSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    SECURITY DEPOSITS 12,999 12,999 12,999
    LISC LOAN RECEIVABLE 26,904    
    PRI-CAPITAL FOR CHANGE 500,000 500,000 500,000
    OTHER RECEIVABLE - TIFF DSF 3,786,493    
    CDFI'S & CD'S (PRI'S) 900,000 800,000 800,000
    OTHER RECEIVABLE - NYES LEDGE   1,651,574 1,651,574


    TY 2021 OtherExpensesSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL FEES 2,043 0 0 2,043
    DUES, FEES, MEMBERSHIPS 74,530 0 0 74,530
    TRAINING BOARD & STAFF 93,962 0 0 93,962
    OFFICE SUPPLIES 4,457 0 0 4,457
    OFFICE 16,322 0 0 16,322
    COMPUTER MAINTENANCE & SUPPLIES 43,137 0 0 43,137
    POSTAGE 1,504 0 0 1,504
    CONVENING 28,883 0 0 28,833
    TELECOMMUNICATIONS 11,289 0 0 11,289
    LIABILITY INSURANCE 28,530 0 0 28,530
    COMMUNICATIONS 12,260 0 0 12,260
    COVID SUPPLIES 500 0 0 500
    SOFTWARE 18,218 0 0 18,218
    PROGRAM DEVELOPMENT 554,086 0 0 554,086
    TECHNICAL ASSISTANCE 27,313 0 0 27,313
    WEBSITE DEVELOPMENT 111 0 0 111
    EXCISE TAX REFUND -155,491 0 0 0


    TY 2021 OtherIncomeSchedule2
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PTSHP INCOME - ACCOLADE VI 274,850 274,850  
    PTSHP INCOME - ACCOLADE VII 84,808 84,808  
    PTSHP INCOME - AVANATH -11,736 -11,736  
    PTSHP INCOME - AXIOM ASIA IV 173,887 173,887  
    PTSHP INCOME - CF CAPITAL INTERNATIONAL PARTNERS VI,L.P. 70,956 70,956  
    PTSHP INCOME - CF CAPITAL INTERNATIONAL PARTNERS V LP -62,735 -62,735  
    PTSHP INCOME - CF CAPITAL INTERNATIONAL PARTNERS VII 12,236 12,236  
    PTSHP INCOME - CF CAPITAL INTERNATIONAL PARTNERS VIII 91,895 91,895  
    PTSHP INCOME - CF CAPITAL NATURAL RESOURCES PARTNERS IX -41,362 -41,362  
    PTSHP INCOME - CF CAPITAL NATURAL RESOURCES PARTNERS VII -101,929 -101,929  
    PTSHP INCOME - CF CAPITAL NATURAL RESOURCES PARTNERS VIII -54,547 -54,547  
    PTSHP INCOME - CF CAPITAL NATURAL RESOURCES PARTNERS X 19,650 19,650  
    PTSHP INCOME - CF CAPITAL PRIVATE EQUITY PARTNERS IX 130,101 130,101  
    PTSHP INCOME - CF CAPITAL PRIVATE EQUITY PARTNERS VI LP -2,044 -2,044  
    PTSHP INCOME - CF CAPITAL PRIVATE EQUITY PARTNERS VII 61,959 61,959  
    PTSHP INCOME - CF CAPITAL PRIVATE EQUITY PARTNERS VIII 104,241 104,241  
    PTSHP INCOME - CF CAPITAL VENTURE PARTNERS IX 121,443 121,443  
    PTSHP INCOME - CF CAPITAL VENTURE PARTNERS VII LP 173,465 173,465  
    PTSHP INCOME - CF CAPITAL VENTURE PARTNERS VIII 733,570 733,570  
    PTSHP INCOME - CF CAPITAL VENTURE PARTNERS X 209,222 209,222  
    PTSHP INCOME - CF CAPITAL VENTURE PARTNERS XI 122,377 122,377  
    PTSHP INCOME - CROW HOLDINGS, VI 29,268 29,268  
    PTSHP INCOME - CROW HOLDINGS, VII 36,879 36,879  
    PTSHP INCOME - CROW HOLDINGS, VIII 314,446 314,446  
    PTSHP INCOME - DBL PARTNERS -25,013 -25,013  
    PTSHP INCOME - FAIRVIEW PRIVATE MARKETS FUND -22,096 -22,096  
    PTSHP INCOME - FEMALE FOUNDERS FUND -21,549 -21,549  
    PTSHP INCOME - GENERATION GLOBAL 1,001,929 1,001,929  
    PTSHP INCOME - GENERATION IM ASIA 401,515 401,515  
    PTSHP INCOME - ILLUMEN CAPITAL -8,269 -8,269  
    PTSHP INCOME - KLINE HILL I 114,012 114,012  
    PTSHP INCOME - KLINE HILL II 105,900 105,900  
    PTSHP INCOME - MATERIAL IMPACT FUND II -38,188 -38,188  
    PTSHP INCOME - MONDRIAN 337,538 337,538  
    PTSHP INCOME - NYES LEDGE 425,875 425,875  
    PTSHP INCOME - OBVIOUS VENTURES III -28,611 -28,611  
    PTSHP INCOME - OWL VENTURES 440,045 440,045  
    PTSHP INCOME - OWL VENTURES II -37,070 -37,070  
    PTSHP INCOME - OWNERSHIP CAPITAL GLOBAL EQUITY 553,715 553,715  
    PTSHP INCOME - POMONA -29,775 -29,775  
    PTSHP INCOME - PRESERVER 9,036 9,036  
    PTSHP INCOME - RETHINK IMPACT FUND II -30,636 -30,636  
    PTSHP INCOME - RRG GLOBAL PARTNERS FUND 224 224  
    PTSHP INCOME - RRG SUSTAINABLE WATER IMPACT 24,885 24,885  
    PTSHP INCOME - SEAE VENTURES -20,252 -20,252  
    PTSHP INCOME - STEWART INVESTORS 663,695 663,695  
    PTSHP INCOME - FIR TREE 2,388 2,388  
    PTSHP INCOME - OHA 82,157 82,157  
    PTSHP INCOME - INCLUSIVE 478,130 478,130  
    PTSHP INCOME - MCAP 18,285 18,285  
    PTSHP INCOME - KKR -1,686 -1,686  
    PTSHP INCOME - MAGNITUDE 49,220 49,220  
    PTSHP INCOME - PINEHURST -18,777 -18,777  
    PTSHP INCOME - BASE10 ADVANCEMENT -17,757 -17,757  
    PTSHP INCOME - ALTRAVUE -5,776 -5,776  
    PTSHP INCOME - KAPOR CAPITAL III -32,845 -32,845  
    PTSHP INCOME - ILLUMEN CAPITAL II -8,269 -8,269  
    PTSHP INCOME - BRONZE VENTURE FUND II -42,328 -42,328  
    PTSHP INCOME - TIFF PARTNERS III -6,528 -6,528  
    PTSHP INCOME - TIFF PARTNERS IV -1,807 -1,807  
    PTSHP INCOME - TIFF PARTNERS V - US 17,681 17,681  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2005 129,850 129,850  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2006 -26,691 -26,691  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2007 -41,664 -41,664  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2008 815,654 815,654  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2009 9,824 9,824  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2010 185,406 185,406  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2011 19,512 19,512  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2012 33,734 33,734  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2013 36,660 36,660  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2014 239,368 239,368  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2015 219,460 219,460  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2016 109,652 109,652  
    PTSHP INCOME - TIFF PRIVATE EQUITY PARTNERS 2017 54,119 54,119  
    PTSHP INCOME - TIFF SPECIAL OPPORTUNITY FUND 261,379 261,379  
    PTSHP INCOME - TIFF REAL & RESOURCE PARTNERS II 10,600 10,600  
    PTSHP INCOME - TIFF REAL & RESOURCE PARTNERS III -2,484 -2,484  
    PTSHP INCOME - TIFF REAL & RESOURCE PARTNERS IV 32,205 32,205  
    PTSHP INCOME - TIFF REAL ESTATE I -25,305 -25,305  
    PTSHP INCOME - TIFF REAL ESTATE II -21,576 -21,576  
    PTSHP INCOME - TIFF REALTY AND RESOURCES 2008 761 761  
    PTSHP INCOME - TIFF REALTY AND RESOURCES 2009 -16,468 -16,468  
    PTSHP INCOME - TIFF REALTY OPPORTUNITY FUND 90,598 90,598  
    PTSHP INCOME - TIFF SECONDARY PARTNERS II -9,349 -9,349  
    PTSHP INCOME - TUCKERBROOK -49,822 -49,822  
    PTSHP INCOME - VOLORIDGE SUSTAINABILITY FUND 63,930 63,930  
    PTSHP INCOME - WHITEBOX MULTI-STRATEGY 21,990 21,990  
    LITIGATION SETTLEMENT 1,521 1,521  
    UBIT -43,806 -43,806  
    UBIT 43,806 43,806  


    TY 2021 OtherIncreasesSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Description Amount
    CHANGE IN UNREALIZED APPRECIATION 15,913,105
    CHANGE IN POST-RETIREMENT BENEFIT OBLIGATION 29,053


    TY 2021 OtherLiabilitiesSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Description Beginning of Year - Book Value End of Year - Book Value
    POST-RETIREMENT BENEFIT OBLIGATION 614,959 585,906


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT 378,756 378,756 0 0
    INVESTMENT MANAGEMENT FEES - PASS-THROUGH 31,241 31,241 0 0
    RECRUITMENT/BENEFIT CONSULTANT 11,650 0 0 11,650
    HONORARIUMS 18,500 18,500 0 0


    TY 2021 TaxesSchedule
    Name:
    WILLIAM CASPAR GRAUSTEIN MEMORIAL FUND
    EIN:
    04-6037391
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NYS CHARITABLE FILING FEE 1,500 0 0 1,500