TY 2021 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0047

2021

Open to Public Inspection

For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021

Name of foundation
CHASE FOUNDATION
MACK C CHASE TRUSTEE

Number and street (or P.O. box number if mail is not delivered to street address)2103 W MAIN ST
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
ARTESIA, NM88210

A Employer identification number

36-7466258

B Telephone number (see instructions)

(575) 746-4610

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$41,232,513J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	150,032
2	Check .............
3	Interest on savings and temporary cash investments	138,637		138,637	138,637
4	Dividends and interest from securities...	363,481		362,031	363,481
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		1,246,897
b	Gross sales price for all assets on line 6a 4,843,537
7	Capital gain net income (from Part IV, line 2)...			1,246,897
8	Net short-term capital gain.........				39,867
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		490,402	-586,974	490,402
12	Total. Add lines 1 through 11........	2,389,449		1,160,591	1,032,387
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......	615,715				615,715
15	Pension plans, employee benefits.......	978				978
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		30,722			30,722
c	Other professional fees (attach schedule)....
17	Interest...............	2,623				2,623
18	Taxes (attach schedule) (see instructions)...		61,222	55,395		5,827
19	Depreciation (attach schedule) and depletion...		48,168
20	Occupancy..............	14,654				14,654
21	Travel, conferences, and meetings.......	5,777				5,777
22	Printing and publications..........	1,780				1,780
23	Other expenses (attach schedule).......		315,300	167,536		147,764
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	1,096,939		222,931		825,840
25	Contributions, gifts, grants paid.......	1,364,250				1,364,250
26	Total expenses and disbursements. Add lines 24 and 25	2,461,189		222,931		2,190,090
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-71,740
b	Net investment income (if negative, enter -0-)			937,660
c	Adjusted net income (if negative, enter -0-)...				1,032,387

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2021)

Form 990-PF (2021)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	91,302	1,155,190	1,155,190
	2	Savings and temporary cash investments.........	21,878	13,006	13,006
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........		1,996	1,996
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	13,530,358	13,784,535	22,117,615
	c	Investments—corporate bonds (attach schedule).......	6,314,554	6,564,165	6,599,848
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	11,799,102	10,197,196	10,197,196
	14	Land, buildings, and equipment: basis 1,147,662
		Less: accumulated depreciation (attach schedule) 320,276	808,072	827,386	1,147,662
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	32,565,266	32,543,474	41,232,513
	17	Accounts payable and accrued expenses..........	141	353
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )		49,736
	23	Total liabilities (add lines 17 through 22).........	141	50,089
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	32,565,125	32,493,385
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	32,565,125	32,493,385
	30	Total liabilities and net assets/fund balances (see instructions).	32,565,266	32,543,474

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

32,565,125

Enter amount from Part I, line 27a .....................

-71,740

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

32,493,385

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

32,493,385

Form 990-PF (2021)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	COLGATE PALMOLIVE	P	2020-11-19	2021-09-17
b	CYRUSONE INC	P	2018-06-18	2021-08-30
c	CYRUSONE INC	P	2020-09-14	2021-10-08
d	MEDTRONIC PLC SHS	P	2018-06-18	2021-03-02
e	ALTRIA GROUP INC 3.80% 24	P	2020-07-28	2021-02-18
	USD DEUTSCHE BK A 3.37% 21	P	2019-01-22	2021-05-12
	JPMORGAN CHASE & 3.87% 24	P	2014-04-07	2021-03-03
	US TSY 2.125% AUG 15 2021	P	2014-01-07	2021-04-28
	COHEN & STEERS GLOBAL	P	2015-12-10	2021-01-19
	COHEN & STEERS GLOBAL	P	2018-03-20	2021-01-19
	FIDELITY ADVISOR NEW	P	2013-02-12	2021-01-19
	TETON WESTWOOD MIGHTY	P	2011-04-18	2021-01-19
	MS	P	2021-06-04	2021-07-12
	WFC	P	2018-12-19	2021-11-23
	AON	P	2020-05-26	2021-07-12
	FB	P	2019-11-21	2021-07-12
	WFC	P	2018-10-17	2021-05-19
	SHERWIN-WILLIAMS COMPANY (THE) 4.2%	P	2018-09-27	2021-10-15
	MEDPACE HOLDINGS, INC. CMN	P	2021-01-20	2021-10-27
	CRYOPORT, INC. CMN	P	2021-06-09	2021-07-12
	SUPERNUS PHARMACEUTICALS, INC. CMN	P	2021-02-25	2021-07-12
	SKYLINE CHAMPION CORPORATION CMN	P	2018-09-21	2021-12-01
	HELIOS TECHNOLOGIES INC. CMN	P	2017-08-07	2021-10-29
	AVIENT COR CMN	P	2018-05-24	2021-07-12
	HOULIHAN LOKEY, INC. CMN	P	2019-10-21	2021-07-12
	RAPID7, INC. CMN	P	2020-02-18	2021-07-12
	LITHIA MOTORS INC CL-A CMN CLASS A	P	2015-01-27	2021-07-01
	CENTRAL GARDEN & PET CO CMN	P	2018-02-20	2021-04-01
	WILLSCOT MOBILE MINI HOLDINGS CMN	P	2019-07-24	2021-02-05
	MERCK AND CO INC SHS	P	2020-03-31	2021-02-24
	CYRUSONE INC	P	2018-06-18	2021-10-01
	CISCO SYSTEMS INC COM	P	2018-06-18	2021-08-26
	NEXTERA ENERGY INC SHS	P	2018-05-02	2021-12-14
	INTERCONTINENTALE 3.00% 50	P	2020-05-29	2021-03-26
	USD DEUTSCHE BK A 3.37% 21	P	2019-01-29	2021-05-12
	JPMORGAN CHASE & 3.87% 24	P	2015-03-18	2021-03-05
	US TSY 2.125% AUG 15 2021	P	2014-01-07	2021-08-16
	COHEN & STEERS GLOBAL	P	2016-06-30	2021-01-19
	COHEN & STEERS GLOBAL	P	2018-03-20	2021-01-19
	FIDELITY ADVISOR NEW	P	2013-02-12	2021-01-20
	TETON WESTWOOD MIGHTY	P	2011-06-03	2021-01-19
	MS	P	2021-05-19	2021-07-12
	WFC	P	2019-03-29	2021-11-12
	BRKB	P	2018-04-03	2021-07-12
	MSFT	P	2018-04-03	2021-07-12
	WFC	P	2018-07-13	2021-05-19
	WAL-MART STORES INC 2.65% 12/15/2024	P	2017-10-11	2021-09-23
	ENDAVA PLC ADR CMN	P	2020-11-06	2021-09-22
	DESCARTES SYSTEMS GRP (THE) CMN	P	2021-03-08	2021-07-12
	VIAVI SOLUTIONS, INC. CMN	P	2021-01-28	2021-07-12
	COMPASS MINERALS INTL, INC. CMN	P	2019-07-25	2021-11-16
	PAYLOCITY HOLDING CORPORATION CMN	P	2018-09-18	2021-09-30
	BALCHEM CORPORATION CMN	P	2020-05-15	2021-07-12
	ICF INTERNATIONAL INC CMN	P	2019-10-17	2021-07-12
	RBC BEARINGS INCORPORATED CMN	P	2019-05-29	2021-07-12
	SKYLINE CHAMPION CORPORATION CMN	P	2020-01-29	2021-07-01
	CACI INTERNATIONAL INC CMN CLASS A	P	2020-03-19	2021-03-29
	WILLSCOT MOBILE MINI HOLDINGS CMN	P	2013-05-08	2021-02-05
	MERCK AND CO INC SHS	P	2020-03-31	2021-02-25
	CYRUSONE INC	P	2018-06-18	2021-10-04
	COLGATE PALMOLIVE	P	2018-06-18	2021-09-15
	NEXTERA ENERGY INC SHS	P	2018-05-02	2021-12-14
	US TSY 1.625% FEB 15 2026	P	2021-04-06	2021-08-31
	US TSY 2.625% FEB 15 2029	P	2019-03-06	2021-02-25
	MORGAN STANLEY 3.70% 2024	P	2014-10-23	2021-03-03
	COHEN & STEERS GLOBAL	P	2020-06-30	2021-01-19
	COHEN & STEERS GLOBAL	P	2016-12-08	2021-01-19
	COHEN & STEERS GLOBAL	P	2018-06-29	2021-01-19
	FIDELITY ADVISOR NEW	P	2013-02-12	2021-02-22
	TETON WESTWOOD MIGHTY	P	2011-06-03	2021-02-22
	NFLX	P	2021-05-24	2021-07-12
	WFC	P	2018-12-19	2021-11-12
	C	P	2018-04-03	2021-07-12
	MS	P	2018-04-03	2021-07-12
	MAR	P	2018-04-03	2021-04-27
	REGIONS FINANCIAL CORPORATION 3.8% 0	P	2018-08-08	2021-08-23
	ENDAVA PLC ADR CMN	P	2020-10-23	2021-09-22
	ENDAVA PLC ADR CMN	P	2020-12-10	2021-07-12
	WOLVERINE WORLD WIDE CMN	P	2021-06-09	2021-07-12
	COMPASS MINERALS INTL, INC. CMN	P	2019-07-24	2021-11-16
	QTS REALTY TRUST, INC. CMN	P	2018-02-13	2021-09-01
	CATHAY GENERAL BANCORP CMN	P	2017-12-15	2021-07-12
	IDACORP, INC. CMN	P	2020-03-30	2021-07-12
	RITCHIE BROS. AUCTIONEERS INC CMN	P	2013-03-12	2021-07-12
	DEVON ENERGY CORPORATION (NEW) CMN	P	2020-05-15	2021-06-23
	ROGERS CORP CMN	P	2016-11-04	2021-03-09
	DEVON ENERGY CORPORATION (NEW) CMN	P	2019-07-24	2021-01-07
	AT&T INC	P	2018-06-18	2021-12-14
	CYRUSONE INC	P	2018-12-11	2021-10-04
	COLGATE PALMOLIVE	P	2018-06-18	2021-09-16
	NEXTERA ENERGY INC SHS	P	2018-05-02	2021-12-15
	ALTRIA GROUP INC 3.80% 24	P	2019-02-15	2021-02-18
	US TSY 2.625% FEB 15 2029	P	2019-03-11	2021-02-25
	MORGAN STANLEY 3.70% 2024	P	2016-08-03	2021-03-03
	COHEN & STEERS GLOBAL	P	2020-12-10	2021-01-19
	COHEN & STEERS GLOBAL	P	2016-12-08	2021-01-19
	COHEN & STEERS GLOBAL	P	2018-12-06	2021-01-19
	COHEN & STEERS GLOBAL	P	2011-10-19	2021-01-19
	TETON WESTWOOD MIGHTY	P	2011-08-19	2021-02-22
	NFLX	P	2021-05-10	2021-07-12
	BRKB	P	2018-04-03	2021-10-22
	CMCSA	P	2020-05-06	2021-07-12
	UNH	P	2018-04-03	2021-07-12
	MAR	P	2018-04-03	2021-04-26
	HONEYWELL INTERNATIONAL INC. 0.483%	P	2020-08-17	2021-08-19
	ENDAVA PLC ADR CMN	P	2020-10-22	2021-09-22
	HALOZYME THERAPEUTICS, INC. CMN	P	2021-01-20	2021-07-12
	DEVON ENERGY CORPORATION (NEW) CMN	P	2020-11-24	2021-06-23
	COMPASS MINERALS INTL, INC. CMN	P	2017-01-17	2021-11-16
	QTS REALTY TRUST, INC. CMN	P	2017-08-16	2021-09-01
	CENTRAL GARDEN & PET COMPANY CMN CLA	P	2018-08-02	2021-07-12
	MACOM TECHNOLOGY SOLUTIONS CMN	P	2016-04-27	2021-07-12
	RYMAN HOSPITALITY PPTYS INC CMN	P	2019-12-11	2021-07-12
	DEVON ENERGY CORPORATION (NEW) CMN	P	2020-04-14	2021-06-23
	ROGERS CORP CMN	P	2016-11-07	2021-03-08
	CAPITAL GAINS ADJ TO ACTUAL	P	2019-07-24	2021-01-07
	AT&T INC	P	2019-01-18	2021-12-14
	CYRUSONE INC	P	2018-12-12	2021-10-04
	COLGATE PALMOLIVE	P	2018-06-18	2021-09-17
	ORGANON AND CO REG SHS	P	2020-03-31	2021-06-08
	AMN EXPRESS CO 3.40% 2023	P	2020-04-28	2021-11-10
	US TSY 2.625% FEB 15 2029	P	2019-03-11	2021-10-15
	MORGAN STANLEY 3.70% 2024	P	2016-08-03	2021-03-04
	INVESCO BUYBACK	P	2013-06-25	2021-01-21
	COHEN & STEERS GLOBAL	P	2016-12-08	2021-01-19
	COHEN & STEERS GLOBAL	P	2018-12-06	2021-01-19
	COHEN & STEERS GLOBAL	P	2011-12-15	2021-01-19
	FNMA PMA 3058	P	2021-01-27	2021-01-27
	NFLX	P	2021-05-03	2021-07-12
	BRKB	P	2018-04-03	2021-09-21
	CMCSA	P	2020-03-11	2021-07-12
	WFC	P	2019-03-29	2021-07-12
	CMCSA	P	2020-03-11	2021-04-22
	HONEYWELL INTERNATIONAL INC. 0.483%	P	2020-08-17	2021-08-19
	ENDAVA PLC ADR CMN	P	2020-10-07	2021-09-22
	INTEGRA LIFESCIENCES HOLDING CORPORA	P	2021-01-20	2021-07-12
	BOOT BARN HOLDINGS, INC. CMN	P	2020-10-08	2021-06-09
	COMPASS MINERALS INTL, INC. CMN	P	2013-03-12	2021-11-16
	QTS REALTY TRUST, INC. CMN	P	2017-08-15	2021-09-01
	CHUYS HLDGS INC CMN	P	2018-05-07	2021-07-12
	MERIDIAN BANCORP INC. CMN	P	2017-12-21	2021-07-12
	SILGAN HOLDINGS INC CMN	P	2013-03-12	2021-07-12
	DEVON ENERGY CORPORATION (NEW) CMN	P	2019-12-06	2021-06-23
	ROGERS CORP CMN	P	2016-11-04	2021-03-08
	AT&T INC	P	2019-05-09	2021-12-14
	CYRUSONE INC	P	2018-12-17	2021-10-05
	JOHNSON AND JOHNSON COM	P	2018-06-18	2021-02-24
	ORGANON AND CO REG SHS	P	2020-03-31	2021-06-10
	BRIGHTHOUSE FINCL 3.70% 27	P	2019-12-04	2021-11-29
	US TSY 2.625% FEB 15 2029	P	2019-03-25	2021-10-15
	MORGAN STANLEY 3.70% 2024	P	2017-08-03	2021-03-04
	COHEN & STEERS GLOBAL	P	2012-06-29	2021-01-19
	COHEN & STEERS GLOBAL	P	2017-04-03	2021-01-19
	COHEN & STEERS GLOBAL	P	2018-12-06	2021-01-19
	NEUBERGER BERMAN	P	2011-06-30	2021-01-19
	FNMA PMA 3822	P	2020-03-30	2021-03-22
	NFLX	P	2021-04-23	2021-07-12
	BRKB	P	2018-04-03	2021-08-18
	CMCSA	P	2018-04-03	2021-07-12
	WFC	P	2018-04-03	2021-07-12
	CMCSA	P	2019-11-04	2021-04-22
	DTE ENERGY CO 3.7% 08/01/2023 SER D	P	2018-08-02	2021-07-01
	ENDAVA PLC ADR CMN	P	2020-10-06	2021-09-22
	MAGNOLIA OIL & GAS CORP CMN CLASS A	P	2021-06-23	2021-07-12
	CACI INTERNATIONAL INC CMN CLASS A	P	2020-04-22	2021-03-29
	COMPASS MINERALS INTL, INC. CMN	P	2011-02-01	2021-11-16
	LITHIA MOTORS INC CL-A CMN CLASS A	P	2015-01-28	2021-08-20
	COMPASS MINERALS INTL, INC. CMN	P	2011-02-01	2021-07-12
	NATIONAL HEALTH INVESTORS, INC CMN	P	2019-06-17	2021-07-12
	SKYLINE CHAMPION CORPORATION CMN	P	2020-01-29	2021-07-12
	SITEONE LANDSCAPE SUPPLY, INC. CMN	P	2019-03-15	2021-06-23
	DEVON ENERGY CORPORATION (NEW) CMN	P	2019-12-06	2021-03-05
	AT&T INC	P	2019-05-17	2021-12-14
	CYRUSONE INC	P	2018-12-12	2021-10-05
	JOHNSON AND JOHNSON COM	P	2018-06-18	2021-08-26
	ORGANON AND CO REG SHS	P	2020-04-01	2021-06-10
	HOME DEPOT INC 2.12% 2026	P	2019-10-07	2021-04-05
	US TSY 2.625% FEB 15 2029	P	2019-04-17	2021-10-15
	MORGAN STANLEY 3.70% 2024	P	2017-08-03	2021-03-05
	COHEN & STEERS GLOBAL	P	2013-06-28	2021-01-19
	COHEN & STEERS GLOBAL	P	2017-06-30	2021-01-19
	COHEN & STEERS GLOBAL	P	2019-06-28	2021-01-19
	NEUBERGER BERMAN	P	2011-06-30	2021-01-19
	FHLMC SD 8089	P	2020-06-12	2021-03-22
	UNH	P	2021-02-09	2021-07-12
	GOOG	P	2018-04-03	2021-08-16
	DISH	P	2018-04-03	2021-07-12
	WWD	P	2020-03-09	2021-07-12
	WAB	P	2019-08-08	2021-03-29
	COMCAST CORPORATION 3.0% 02/01/2024	P	2017-01-05	2021-06-24
	ENDAVA PLC ADR CMN	P	2020-10-05	2021-09-22
	MATADOR RES CO CMN	P	2021-06-23	2021-07-12
	ALLEGIANT TRAVEL COMPANY CMN	P	2021-02-05	2021-03-08
	COMPASS MINERALS INTL, INC. CMN	P	2010-12-03	2021-11-16
	SYNEOS HEALTH INC CMN	P	2018-06-27	2021-08-20
	FIVE BELOW INC CMN	P	2015-09-03	2021-07-12
	PACIFIC PREMIER BANCORP, INC CMN	P	2018-03-12	2021-07-12
	SKYLINE CHAMPION CORPORATION CMN	P	2018-09-21	2021-07-12
	ATRICURE, INC CMN	P	2019-06-19	2021-06-09
	DEVON ENERGY CORPORATION (NEW) CMN	P	2019-09-10	2021-03-05
	CME GROUP INC	P	2018-08-29	2021-12-15
	CYRUSONE INC	P	2018-12-14	2021-10-05
	JOHNSON AND JOHNSON COM	P	2018-06-18	2021-09-10
	ORGANON AND CO REG SHS	P	2020-05-22	2021-06-10
	COMCAST CORP 3.00% 24	P	2017-01-09	2021-06-24
	US TSY 2.625% FEB 15 2029	P	2019-07-19	2021-10-15
	SOUTHERN CO 2.35% 21	P	2016-05-23	2021-06-01
	COHEN & STEERS GLOBAL	P	2013-12-12	2021-01-19
	COHEN & STEERS GLOBAL	P	2017-06-30	2021-01-19
	COHEN & STEERS GLOBAL	P	2019-06-28	2021-01-19
	NEUBERGER BERMAN	P	2011-07-17	2021-01-19
	AMZN	P	2021-06-02	2021-07-12
	DIS	P	2021-06-03	2021-07-12
	GOOG	P	2018-04-03	2021-07-23
	GEN	P	2019-08-08	2021-07-12
	BRKB	P	2018-04-03	2021-06-11
	WAB	P	2019-05-16	2021-03-29
	LABORATORY CORPORATION OF AMER 3.75%	P	2018-09-27	2021-06-11
	ENDAVA PLC ADR CMN	P	2020-11-06	2021-08-20
	MINERALS TECHNOLOGIES INC. CMN	P	2020-10-12	2021-07-12
	EMERGENT BIOSOLUTIONS INC. CMN	P	2020-08-10	2021-02-19
	EMERGENT BIOSOLUTIONS INC. CMN	P	2020-06-25	2021-11-05
	SYNEOS HEALTH INC CMN	P	2016-08-17	2021-08-20
	GLACIER BANCORP INC (NEW) CMN	P	2017-12-15	2021-07-12
	PATRICK INDUSTRIES, INC. CMN	P	2018-01-30	2021-07-12
	STAG INDUSTRIAL, INC. CMN	P	2019-08-07	2021-07-12
	ATRICURE, INC CMN	P	2018-10-04	2021-06-09
	DEVON ENERGY CORPORATION (NEW) CMN	P	2019-09-10	2021-03-04
	CME GROUP INC	P	2018-08-30	2021-12-15
	CYRUSONE INC	P	2019-06-07	2021-10-05
	JOHNSON AND JOHNSON COM	P	2019-08-23	2021-09-10
	ORGANON AND CO REG SHS	P	2020-05-26	2021-06-10
	CVS HEALTH CORP 4.30% 2028	P	2019-09-25	2021-08-24
	LOOMIS SAYLES HI INCOME	P	2013-07-12	2021-04-21
	WALMART INC 3.70%JUN26 28	P	2018-06-21	2021-09-23
	COHEN & STEERS GLOBAL	P	2013-12-12	2021-01-19
	COHEN & STEERS GLOBAL	P	2017-06-30	2021-01-19
	COHEN & STEERS GLOBAL	P	2019-06-28	2021-01-19
	NEUBERGER BERMAN	P	2011-07-17	2021-01-19
	AMZN	P	2021-05-21	2021-07-12
	WTW	P	2021-04-20	2021-07-12
	AER	P	2019-08-14	2021-07-12
	GEN	P	2019-05-22	2021-07-12
	BRKB	P	2018-04-03	2021-06-02
	WAB	P	2019-02-26	2021-03-29
	CENTERPOINT ENERGY, INC 3.6% 11/01/2	P	2018-10-03	2021-06-01
	ENDAVA PLC ADR CMN	P	2020-12-10	2021-07-22
	NORTHWESTERN CORPORATION CMN	P	2020-07-24	2021-07-12
	EMERGENT BIOSOLUTIONS INC. CMN	P	2020-07-23	2021-02-19
	EMERGENT BIOSOLUTIONS INC. CMN	P	2020-06-16	2021-11-05
	RBC BEARINGS INCORPORATED CMN	P	2013-03-12	2021-07-27
	GLOBUS MEDICAL INC CMN CLASS A	P	2014-05-15	2021-07-12
	PAYLOCITY HOLDING CORPORATION CMN	P	2018-09-18	2021-07-12
	STIFEL FINANCIAL CORP CMN	P	2020-07-09	2021-07-12
	STIFEL FINANCIAL CORP CMN	P	2013-03-12	2021-06-09
	OLLIE'S BARGAIN OUTLET HLDG INC CMN	P	2019-10-17	2021-02-24
	CME GROUP INC	P	2018-11-21	2021-12-15
	CYRUSONE INC	P	2019-06-07	2021-10-06
	JOHNSON AND JOHNSON COM	P	2019-08-23	2021-09-13
	PEPSICO INC	P	2018-06-18	2021-12-10
	GENL ELEC CAP COR 6.87% 39	P	2019-03-12	2021-06-09
	LOOMIS SAYLES HI INCOME	P	2014-12-12	2021-04-21
	AMERICAN EXPRESS CRE CLD	P	2016-05-03	2021-04-05
	COHEN & STEERS GLOBAL	P	2014-06-30	2021-01-19
	COHEN & STEERS GLOBAL	P	2012-06-29	2021-01-19
	COHEN & STEERS GLOBAL	P	2019-06-28	2021-01-19
	NEUBERGER BERMAN	P	2011-07-17	2021-02-22
	AMZN	P	2021-05-14	2021-07-12
	HXL	P	2020-03-09	2021-02-01
	AER	P	2018-04-03	2021-07-12
	GEN	P	2019-03-12	2021-07-12
	GM	P	2018-04-03	2021-06-02
	WAB	P	2019-02-26	2021-03-29
	AMERICAN EXPRESS CREDIT CORPOR MTN 2	P	2016-05-02	2021-04-04
	ALLEGIANT TRAVEL COMPANY CMN	P	2021-02-05	2021-07-12
	NOVANTA INC. CMN	P	2021-01-20	2021-07-12
	HAEMONETICS CORPORATION CMN	P	2020-05-22	2021-01-20
	HEARTLAND EXPRESS INC CMN	P	2013-03-12	2021-11-03
	QTS REALTY TRUST, INC. CMN	P	2017-12-15	2021-07-22
	GRAND CANYON EDUCATION, INC. CMN	P	2013-03-12	2021-07-12
	PAYLOCITY HOLDING CORPORATION CMN	P	2018-09-17	2021-07-12
	SYNEOS HEALTH INC CMN	P	2018-06-27	2021-07-12
	SITEONE LANDSCAPE SUPPLY, INC. CMN	P	2020-03-18	2021-05-12
	PROOFPOINT, INC. CMN	P	2017-06-27	2021-02-24
	CME GROUP INC	P	2019-03-22	2021-12-15
	CYRUSONE INC	P	2019-06-10	2021-10-06
	JOHNSON AND JOHNSON COM	P	2019-10-01	2021-09-13
	ANTHEM INC	P	2019-11-06	2021-03-02
	GENL ELEC CAP COR 6.87% 39	P	2019-05-21	2021-06-09
	JPMORGAN CHASE & 3.87% 24	P	2020-11-16	2021-03-05
	US TSY 2.000% FEB 15 2022	P	2017-07-31	2021-10-29
	COHEN & STEERS GLOBAL	P	2014-12-11	2021-01-19
	COHEN & STEERS GLOBAL	P	2012-12-13	2021-01-19
	COHEN & STEERS GLOBAL	P	2019-12-04	2021-01-19
	NEUBERGER BERMAN	P	2011-07-17	2021-02-22
	ANTM	P	2021-06-01	2021-07-12
	WFC	P	2020-07-23	2021-12-22
	GOOG	P	2018-12-10	2021-07-12
	GM	P	2018-04-03	2021-07-12
	WFC	P	2018-04-03	2021-06-02
	GE	P	2019-02-26	2021-08-02
	AGILENT TECHNOLOGIES, INC. 3.2% 10/0	P	2015-06-16	2021-04-05
	AZENTA INC CMN	P	2021-02-24	2021-07-12
	OCEANFIRST FINANCIAL CORP CMN	P	2021-02-24	2021-07-12
	HAEMONETICS CORPORATION CMN	P	2020-05-14	2021-01-20
	HEARTLAND EXPRESS INC CMN	P	2013-03-12	2021-11-02
	QTS REALTY TRUST, INC. CMN	P	2017-08-16	2021-07-22
	HEALTHEQUITY, INC. CMN	P	2020-07-09	2021-07-12
	PERFORMANCE FOOD GROUP COMPANY CMN	P	2018-02-08	2021-07-12
	TEXAS ROADHOUSE, INC. CMN	P	2019-07-24	2021-07-12
	LITHIA MOTORS INC CL-A CMN CLASS A	P	2015-01-27	2021-04-12
	PROOFPOINT, INC. CMN	P	2016-12-08	2021-02-24
	CME GROUP INC	P	2019-03-22	2021-12-16
	CYRUSONE INC	P	2020-09-10	2021-10-06
	JOHNSON AND JOHNSON COM	P	2019-10-21	2021-09-13
	ANTHEM INC	P	2019-11-07	2021-03-02
	GENL ELEC CAP COR 6.87% 39	P	2019-05-21	2021-08-10
	MORGAN STANLEY 3.70% 2024	P	2020-11-16	2021-03-05
	U.S. TRSY INFLATION NTE	P	2019-06-04	2021-04-26
	COHEN & STEERS GLOBAL	P	2015-01-02	2021-01-19
	COHEN & STEERS GLOBAL	P	2013-06-28	2021-01-19
	COHEN & STEERS GLOBAL	P	2019-12-04	2021-01-19
	NEUBERGER BERMAN	P	2011-08-19	2021-02-22
	AON	P	2020-09-16	2021-07-12
	WFC	P	2020-06-12	2021-12-22
	GOOG	P	2018-04-03	2021-07-12
	HLT	P	2018-12-24	2021-07-12
	BRKB	P	2018-04-03	2021-05-27
	FLEX LTD 3.75% 02/01/2026 USD SR LIE	P	2020-05-08	2021-01-14
	AGILENT TECHNOLOGIES, INC. 3.2% 10/0	P	2015-06-16	2021-01-21
	BOOT BARN HOLDINGS, INC. CMN	P	2020-10-08	2021-07-12
	OPEN LENDING CORP CMN	P	2021-04-01	2021-07-12
	SILICON LABORATORIES INC. CMN	P	2020-08-28	2021-12-14
	HEARTLAND EXPRESS INC CMN	P	2011-03-22	2021-11-02
	AMERIS BANCORP CMN	P	2017-06-29	2021-07-12
	HEARTLAND EXPRESS INC CMN	P	2020-03-19	2021-07-12
	PRIMORIS SERVICES CORPORATION CMN	P	2014-06-09	2021-07-12
	UFP INDUSTRIES, INC. CMN	P	2013-03-12	2021-07-12
	UFP INDUSTRIES, INC. CMN	P	2019-09-10	2021-04-12
	PROOFPOINT, INC. CMN	P	2016-07-29	2021-02-24
	CME GROUP INC	P	2019-03-25	2021-12-16
	CYRUSONE INC	P	2020-09-11	2021-10-07
	LOWE'S COMPANIES INC	P	2018-06-18	2021-02-22
	TRANE TECHNOLOGIES PLC	P	2018-06-18	2021-02-22
	GOLDMAN SACHS GROUP CLD	P	2017-11-02	2021-11-01
	SOUTHERN CO 2.35% 21	P	2020-11-16	2021-06-01
	U.S. TRSY INFLATION NTE	P	2019-01-14	2021-04-26
	COHEN & STEERS GLOBAL	P	2015-06-30	2021-01-19
	COHEN & STEERS GLOBAL	P	2017-12-06	2021-01-19
	COHEN & STEERS GLOBAL	P	2019-12-04	2021-01-19
	TETON WESTWOOD MIGHTY	P	2011-04-07	2021-01-19
	COF	P	2020-10-28	2021-07-12
	WFC	P	2018-12-19	2021-12-22
	AMZN	P	2018-04-03	2021-07-12
	LBRDK	P	2018-05-31	2021-07-12
	WFC	P	2018-10-17	2021-05-25
	SUNOCO LOGISTICS PTNRS OPER LP 4.4%	P	2020-04-22	2021-03-01
	AZENTA INC CMN	P	2021-02-24	2021-12-14
	CERENCE, INC. CMN	P	2021-03-08	2021-07-12
	PHREESIA INC CMN	P	2021-06-09	2021-07-12
	SILICON LABORATORIES INC. CMN	P	2020-08-27	2021-12-14
	HEARTLAND EXPRESS INC CMN	P	2020-03-19	2021-10-29
	AMERISAFE, INC CMN	P	2018-05-10	2021-07-12
	HELIOS TECHNOLOGIES INC. CMN	P	2017-08-08	2021-07-12
	PROGYNY INC CMN	P	2020-05-18	2021-07-12
	US ECOLOGY HOLDINGS INC CMN	P	2019-03-04	2021-07-12
	UFP INDUSTRIES, INC. CMN	P	2013-03-12	2021-04-12
	SILICON LABORATORIES INC. CMN	P	2017-02-02	2021-02-24
	CYRUSONE INC	P	2018-06-18	2021-08-26
	CYRUSONE INC	P	2020-09-10	2021-10-07
	LOWE'S COMPANIES INC	P	2018-06-18	2021-02-23
	TRANE TECHNOLOGIES PLC	P	2018-06-18	2021-02-23
	MCKESSON CORP 3.95% 2028	P	2018-02-08	2021-07-23
	SHIRE ACQ INV IRE 2.40% 21	P	2020-11-16	2021-01-22
	U.S. TRSY INFLATION NTE	P	2019-02-28	2021-04-26
	COHEN & STEERS GLOBAL	P	2015-06-30	2021-01-19
	COHEN & STEERS GLOBAL	P	2017-12-06	2021-01-19
	FIRST EAGLE OVERSEAS	P	2017-04-03	2021-01-20
	TETON WESTWOOD MIGHTY	P	2011-04-08	2021-01-19
	FB	P	2021-06-02	2021-07-12
	AON	P	2020-09-16	2021-12-16
	ANTM	P	2020-02-27	2021-07-12
	LBRDK	P	2018-04-27	2021-07-12
	WFC	P	2018-04-03	2021-05-25
	GENERAL MOTORS FINL CO 4.2% 03/01/20	P	2020-05-12	2021-02-01
	EMERGENT BIOSOLUTIONS INC. CMN	P	2020-11-16	2021-11-05
	COHEN & STEERS, INC. CMN	P	2020-11-10	2021-07-12
	REVOLVE GROUP INC CMN CLASS A	P	2021-05-12	2021-07-12
	AZENTA INC CMN	P	2020-12-01	2021-12-02
	HEARTLAND EXPRESS INC CMN	P	2011-03-22	2021-10-29
	ARTIVION INC CMN	P	2020-01-08	2021-07-12
	HELIOS TECHNOLOGIES INC. CMN	P	2017-08-07	2021-07-12
	QTS REALTY TRUST, INC. CMN	P	2017-12-15	2021-07-12
	FIVE BELOW INC CMN	P	2015-09-03	2021-07-01
	CENTRAL GARDEN & PET CO CMN	P	2018-02-20	2021-04-05
	WILLSCOT MOBILE MINI HOLDINGS CMN	P	2013-05-08	2021-02-19
	CYRUSONE INC	P	2018-06-18	2021-08-27
	CYRUSONE INC	P	2020-09-14	2021-10-07
	LOWE'S COMPANIES INC	P	2018-06-18	2021-04-22
	UNITEDHEALTH GROUP INC	P	2018-06-18	2021-03-02
	THERMO FISHER SCI 3.00% 23	P	2019-12-18	2021-01-15
	AMERICAN EXPRESS CRE CLD	P	2020-11-27	2021-04-05
	U.S. TRSY INFLATION NTE	P	2020-08-17	2021-09-16
	COHEN & STEERS GLOBAL	P	2015-12-10	2021-01-19
	COHEN & STEERS GLOBAL	P	2018-03-20	2021-01-19
	FIRST EAGLE OVERSEAS	P	2017-04-03	2021-02-22
	TETON WESTWOOD MIGHTY	P	2011-04-13	2021-01-19
	FB	P	2021-02-16	2021-07-12
	AON	P	2020-08-04	2021-12-16
	AON	P	2020-05-29	2021-07-12
	MAR	P	2018-04-03	2021-07-12
	C	P	2018-04-03	2021-05-19
	V.F. CORPORATION 2.05% 04/23/2022 SR	P	2020-04-21	2021-12-06
	MEDPACE HOLDINGS, INC. CMN	P	2021-04-27	2021-10-27
	COVETRUS INC CMN	P	2020-12-15	2021-07-12
	SHYFT GROUP, INC. (THE) CMN	P	2021-05-17	2021-07-12
	BALCHEM CORPORATION CMN	P	2014-09-24	2021-12-01
	HELIOS TECHNOLOGIES INC. CMN	P	2020-10-22	2021-10-29
	ATRICURE, INC CMN	P	2019-06-19	2021-07-12
	HORACE MANN EDUCATORS CORP CMN	P	2020-02-18	2021-07-12
	QTS REALTY TRUST, INC. CMN	P	2017-10-31	2021-07-12
	GRAND CANYON EDUCATION, INC. CMN	P	2015-01-26	2021-07-01
	CENTRAL GARDEN & PET CO CMN	P	2018-02-27	2021-04-01
	WILLSCOT MOBILE MINI HOLDINGS CMN	P	2013-05-06	2021-02-19

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	7,103	7,948	-845
b	6,648	4,773	1,875
c	4,034	3,936	98
d	14,871	10,866	4,005
e	1,067	1,084	-17
	7,000	7,000
	3,284	3,019	265
	18,111	17,981	130
	6,840	6,273	567
	54	48	6
	50,000	32,047	17,953
	26,416	16,672	9,744
	15,337	15,787	-450
	11,354	10,401	953
	11,741	9,751	1,990
	23,512	13,207	10,305
	7,798	9,065	-1,267
	75,000	75,000
	1,056	721	335
	304	299	5
	282	302	-20
	2,730	1,055	1,675
	455	213	242
	717	637	80
	412	237	175
	510	278	232
	3,494	886	2,608
	623	434	189
	1,082	597	485
	9,044	9,327	-283
	4,767	3,283	1,484
	39,190	29,340	9,850
	18,021	8,183	9,838
	1,848	2,019	-171
	1,000	1,000
	17,471	16,283	1,188
	13,000	13,000
	9,803	9,644	159
	2,208	2,100	108
	50,000	31,302	18,698
	5,662	3,466	2,196
	5,173	4,857	316
	6,438	6,118	320
	33,600	23,580	10,020
	85,028	27,349	57,679
	6,881	8,344	-1,463
	53,169	49,986	3,183
	1,226	686	540
	355	293	62
	426	401	25
	567	565	2
	2,826	810	2,016
	656	431	225
	450	336	114
	981	720	261
	1,085	618	467
	5,178	3,784	1,394
	1,236	676	560
	6,686	6,938	-252
	3,864	2,691	1,173
	11,434	9,370	2,064
	7,208	3,321	3,887
	11,448	11,372	76
	15,480	13,916	1,564
	5,504	5,005	499
	9,576	8,244	1,332
	14,704	13,317	1,387
	2,747	2,698	49
	50,000	31,811	18,189
	23,373	13,544	9,829
	8,075	7,538	537
	6,996	6,495	501
	47,064	47,374	-310
	26,409	15,369	11,040
	5,084	4,495	589
	79,848	74,956	4,892
	1,839	1,011	828
	593	346	247
	331	361	-30
	738	733	5
	1,950	1,124	826
	569	648	-79
	493	457	36
	298	106	192
	1,525	545	980
	1,441	543	898
	6		6
	29,524	42,618	-13,094
	2,241	1,592	649
	17,760	14,688	3,072
	7,398	3,404	3,994
	8,533	8,008	525
	2,211	1,996	215
	1,101	1,025	76
	4,621	4,543	78
	54	49	5
	54	41	13
	103,030	68,655	34,375
	26,627	13,515	13,112
	5,921	5,440	481
	10,658	7,271	3,387
	14,949	9,244	5,705
	19,361	10,460	8,901
	14,647	12,958	1,689
	64,000	64,000
	1,839	988	851
	230	238	-8
	2,259	1,163	1,096
	567	810	-243
	4,524	3,076	1,448
	702	598	104
	297	211	86
	399	422	-23
	2,346	650	1,696
	1,753	689	1,064
	458		458
	6,320	8,751	-2,431
	2,473	1,749	724
	17,566	14,561	3,005
	18	22	-4
	9,309	9,196	113
	2,168	1,996	172
	3,299	3,076	223
	101,177	45,188	55,989
	21,490	19,463	2,027
	8,725	8,544	181
	2,531	1,670	861
	35,186	35,186
	15,611	14,775	836
	12,050	8,646	3,404
	7,243	4,746	2,497
	17,611	19,654	-2,043
	30,502	21,263	9,239
	3,000	3,000
	735	394	341
	341	350	-9
	1,891	813	1,078
	1,418	1,923	-505
	1,326	901	425
	181	149	32
	97	105	-8
	208	114	94
	381	260	121
	351	136	215
	4,377	5,938	-1,561
	6,558	4,702	1,856
	15,817	11,757	4,060
	1,279	1,509	-230
	6,258	5,973	285
	1,084	1,013	71
	6,599	6,132	467
	54	36	18
	107,612	99,980	7,632
	1,616	1,582	34
	14	8	6
	33,848	35,499	-1,651
	13,458	12,620	838
	16,151	11,004	5,147
	25,785	14,769	11,016
	32,028	38,439	-6,411
	12,637	10,208	2,429
	79,916	74,882	5,034
	1,471	791	680
	778	768	10
	1,233	1,195	38
	567	943	-376
	1,644	439	1,205
	306	471	-165
	339	396	-57
	526	309	217
	3,465	1,092	2,373
	530	420	110
	7,615	10,858	-3,243
	153	109	44
	19,614	13,696	5,918
	489	551	-62
	9,382	9,034	348
	1,084	1,002	82
	9,862	9,198	664
	7,271	5,989	1,282
	54	50	4
	7,594	7,962	-368
	38,614	22,453	16,161
	92,324	94,644	-2,320
	17,713	14,200	3,513
	5,548	2,020	3,528
	20,425	18,863	1,562
	11,306	8,250	3,056
	13,335	12,267	1,068
	79,669	74,857	4,812
	858	460	398
	176	181	-5
	1,290	1,075	215
	284	432	-148
	970	518	452
	964	174	790
	401	450	-49
	263	151	112
	373	152	221
	1,362	1,170	192
	2,732	2,063	669
	3,584	2,588	996
	7,026	5,091	1,935
	360	421	-61
	16,996	16,001	995
	14,089	13,516	573
	10,000	10,000
	54	44	10
	9,910	9,491	419
	54	56	-2
	21	14	7
	18,753	16,123	2,630
	19,106	18,881	225
	5,469	2,020	3,449
	9,698	7,080	2,618
	7,454	5,109	2,345
	9,884	8,670	1,214
	52,034	50,025	2,009
	2,062	1,028	1,034
	388	294	94
	534	439	95
	1,102	2,609	-1,507
	794	396	398
	532	387	145
	371	333	38
	789	577	212
	745	312	433
	1,692	1,560	132
	5,463	4,141	1,322
	991	736	255
	30,614	23,548	7,066
	117	139	-22
	4,528	4,264	264
	4,763	4,593	170
	22,025	20,018	2,007
	6,409	5,213	1,196
	5,601	5,364	237
	11	11
	61,351	31,386	29,965
	18,753	16,047	2,706
	13,622	14,231	-609
	2,363	2,359	4
	7,215	5,531	1,684
	54,219	36,746	17,473
	549	546	3
	50,716	49,986	730
	2,438	1,382	1,056
	303	275	28
	1,601	1,375	226
	1,102	2,462	-1,360
	1,152	251	901
	815	243	572
	574	243	331
	331	151	180
	4,198	1,563	2,635
	869	627	242
	14,341	12,107	2,234
	2,298	1,699	599
	2,491	1,930	561
	13,669	8,531	5,138
	4,277	3,438	839
	5,679	5,497	182
	10,000	10,000
	6,625	6,113	512
	6,571	4,996	1,575
	6,517	6,833	-316
	3,420	1,635	1,785
	11,252	9,650	1,602
	7,192	9,184	-1,992
	7,807	7,760	47
	28,808	21,629	7,179
	16,996	10,506	6,490
	235	234	1
	50,000	49,970	30
	954	1,075	-121
	685	658	27
	3,726	3,247	479
	501	408	93
	1,397	982	415
	455	120	335
	382	164	218
	909	470	439
	2,640	881	1,759
	624	423	201
	6,601	4,737	1,864
	1,838	1,364	474
	12,123	9,520	2,603
	13,839	12,133	1,706
	4,277	3,601	676
	1,092	1,094	-2
	9,050	9,006	44
	4,794	4,472	322
	17,397	13,915	3,482
	19,038	19,985	-947
	27,791	13,288	14,503
	13,909	14,228	-319
	1,870	1,018	852
	10,394	4,139	6,255
	20,688	13,050	7,638
	15,513	17,147	-1,634
	39		39
	39,590	36,878	2,712
	449	426	23
	302	338	-36
	3,726	2,984	742
	492	408	84
	1,319	902	417
	395	282	113
	485	309	176
	970	543	427
	2,004	443	1,561
	1,871	1,117	754
	14,630	10,454	4,176
	3,600	3,502	98
	22,751	17,607	5,144
	2,831	2,522	309
	1,498	1,199	299
	1,096	1,104	-8
	11,987	10,756	1,231
	4,255	4,009	246
	54	43	11
	9,976	10,472	-496
	18,789	7,648	11,141
	11,506	9,955	1,551
	9,926	5,749	4,177
	111,731	43,427	68,304
	28,596	15,297	13,299
	27,893	19,061	8,832
	33,200	29,885	3,315
	12,572	11,646	926
	415	163	252
	412	392	20
	985	514	471
	295	304	-9
	492	486	6
	172	175	-3
	580	615	-35
	367	67	300
	810	394	416
	3,119	1,888	1,231
	4,343	3,117	1,226
	5,045	4,785	260
	15,461	8,786	6,675
	4,455	2,065	2,390
	14,000	14,000
	1,000	1,000
	18,359	16,352	2,007
	54	49	5
	54	52	2
	7,048	7,399	-351
	2,468	1,592	876
	17,652	7,942	9,710
	3,453	3,389	64
	22,504	8,355	14,149
	3,544	1,379	2,165
	2,994	3,413	-419
	30,000	29,872	128
	1,455	1,278	177
	566	440	126
	323	288	35
	985	508	477
	163	175	-12
	295	297	-2
	158	95	63
	289	137	152
	368	586	-218
	1,215	201	1,014
	2,411	1,058	1,353
	3,773	2,766	1,007
	2,328	2,235	93
	2,698	1,579	1,119
	5,275	2,492	2,783
	8,843	8,014	829
	11,136	11,136
	12,239	10,972	1,267
	6,733	6,165	568
	8,348	8,162	186
	100,000	91,065	8,935
	39,009	25,005	14,004
	16,493	15,475	1,018
	1,480	1,016	464
	14,682	9,967	4,715
	62,021	24,902	37,119
	12,257	13,573	-1,316
	40,000	39,800	200
	630	1,729	-1,099
	401	318	83
	352	215	137
	2,764	1,836	928
	441	455	-14
	278	279	-1
	236	128	108
	155	109	46
	1,954	348	1,606
	1,443	986	457
	1,276	676	600
	8,800	6,400	2,400
	2,406	2,302	104
	15,901	7,799	8,102
	17,483	13,247	4,236
	9,523	9,159	364
	1,000	1,000
	11,889	11,647	242
	54	49	5
	8,995	8,553	442
	50,000	46,171	3,829
	26,445	16,681	9,764
	33,338	26,117	7,221
	21,310	14,349	6,961
	19,724	16,562	3,162
	38,706	36,096	2,610
	12,035	10,854	1,181
	25,158	24,996	162
	2,111	1,669	442
	262	290	-28
	195	191	4
	2,387	864	1,523
	1,820	886	934
	416	152	264
	378	453	-75
	621	450	171
	1,358	671	687
	793	555	238
	2,233	1,134	1,099

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-845
b			1,875
c			98
d			4,005
e			-17

			265
			130
			567
			6
			17,953
			9,744
			-450
			953
			1,990
			10,305
			-1,267

			335
			5
			-20
			1,675
			242
			80
			175
			232
			2,608
			189
			485
			-283
			1,484
			9,850
			9,838
			-171

			1,188

			159
			108
			18,698
			2,196
			316
			320
			10,020
			57,679
			-1,463
			3,183
			540
			62
			25
			2
			2,016
			225
			114
			261
			467
			1,394
			560
			-252
			1,173
			2,064
			3,887
			76
			1,564
			499
			1,332
			1,387
			49
			18,189
			9,829
			537
			501
			-310
			11,040
			589
			4,892
			828
			247
			-30
			5
			826
			-79
			36
			192
			980
			898
			6
			-13,094
			649
			3,072
			3,994
			525
			215
			76
			78
			5
			13
			34,375
			13,112
			481
			3,387
			5,705
			8,901
			1,689

			851
			-8
			1,096
			-243
			1,448
			104
			86
			-23
			1,696
			1,064
			458
			-2,431
			724
			3,005
			-4
			113
			172
			223
			55,989
			2,027
			181
			861

			836
			3,404
			2,497
			-2,043
			9,239

			341
			-9
			1,078
			-505
			425
			32
			-8
			94
			121
			215
			-1,561
			1,856
			4,060
			-230
			285
			71
			467
			18
			7,632
			34
			6
			-1,651
			838
			5,147
			11,016
			-6,411
			2,429
			5,034
			680
			10
			38
			-376
			1,205
			-165
			-57
			217
			2,373
			110
			-3,243
			44
			5,918
			-62
			348
			82
			664
			1,282
			4
			-368
			16,161
			-2,320
			3,513
			3,528
			1,562
			3,056
			1,068
			4,812
			398
			-5
			215
			-148
			452
			790
			-49
			112
			221
			192
			669
			996
			1,935
			-61
			995
			573

			10
			419
			-2
			7
			2,630
			225
			3,449
			2,618
			2,345
			1,214
			2,009
			1,034
			94
			95
			-1,507
			398
			145
			38
			212
			433
			132
			1,322
			255
			7,066
			-22
			264
			170
			2,007
			1,196
			237

			29,965
			2,706
			-609
			4
			1,684
			17,473
			3
			730
			1,056
			28
			226
			-1,360
			901
			572
			331
			180
			2,635
			242
			2,234
			599
			561
			5,138
			839
			182

			512
			1,575
			-316
			1,785
			1,602
			-1,992
			47
			7,179
			6,490
			1
			30
			-121
			27
			479
			93
			415
			335
			218
			439
			1,759
			201
			1,864
			474
			2,603
			1,706
			676
			-2
			44
			322
			3,482
			-947
			14,503
			-319
			852
			6,255
			7,638
			-1,634
			39
			2,712
			23
			-36
			742
			84
			417
			113
			176
			427
			1,561
			754
			4,176
			98
			5,144
			309
			299
			-8
			1,231
			246
			11
			-496
			11,141
			1,551
			4,177
			68,304
			13,299
			8,832
			3,315
			926
			252
			20
			471
			-9
			6
			-3
			-35
			300
			416
			1,231
			1,226
			260
			6,675
			2,390


			2,007
			5
			2
			-351
			876
			9,710
			64
			14,149
			2,165
			-419
			128
			177
			126
			35
			477
			-12
			-2
			63
			152
			-218
			1,014
			1,353
			1,007
			93
			1,119
			2,783
			829

			1,267
			568
			186
			8,935
			14,004
			1,018
			464
			4,715
			37,119
			-1,316
			200
			-1,099
			83
			137
			928
			-14
			-1
			108
			46
			1,606
			457
			600
			2,400
			104
			8,102
			4,236
			364

			242
			5
			442
			3,829
			9,764
			7,221
			6,961
			3,162
			2,610
			1,181
			162
			442
			-28
			4
			1,523
			934
			264
			-75
			171
			687
			238
			1,099

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	1,246,897
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3	39,867

Form 990-PF (2021)

Page 4

Part V

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2...........................	3	13,033
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	13,033
6	Credits/Payments:

a	2021 estimated tax payments and 2020 overpayment credited to 2021	6a	60,000
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	60,000
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	46,967
11	Enter the amount of line 10 to be: Credited to 2022 estimated tax46,967	Refunded	11

Part VI-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?.........

Yes

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Yes

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XIV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.

If "Yes," complete Part XIII .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2021)

Page 5

Part VI-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

WWW.CHASEFOUNDATION.COM

The books are in care of bullet

JOHNATHAN L SHUMAN Telephone no. bullet

(575) 748-1213

Located at bullet

512 W TEXAS AVEARTESIANM ZIP+4 bullet

88210

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........

1a(1)

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? ..............................

1a(2)

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........

1a(3)

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............

1a(4)

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? ......................

1a(5)

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.) ...............

1a(6)

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2021? .............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2021, did the foundation have any undistributed income (lines 6d

and 6e, Part XII) for tax year(s) beginning before 2021?....................

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? ..............................

If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2021.) .....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..

Form 990-PF (2021)

Page 6

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........

5a(1)

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive? ....................

5a(2)

(3) Provide a grant to an individual for travel, study, or other similar purposes? .............

5a(3)

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions ........................

5a(4)

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals? .............

5a(5)

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here ......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant? .................

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? .............................

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .........................

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
MACK C CHASE	TRUSTEE/ADVI 000.00	0	0	0
2103 W MAIN ST ARTESIA,NM88210	TRUSTEE/ADVI 000.00	0	0	0
RICHARD PRICE	EXECUTIVE DI 000.00	0	0	0
2103 W MAIN ST ARTESIA,NM88210	EXECUTIVE DI 000.00	0	0	0
GEREN FERGUSON	ADVISOR 000.00	0	0	0
2103 W MAIN STREET ARTESAI,NM88210	ADVISOR 000.00	0	0	0
ROBERT CHASE	ADVISOR 000.00	0	0	0
2103 W MAIN STREET ARTESIA,NM88210	ADVISOR 000.00	0	0	0
DEB CHASE	ADVISOR 000.00	0	0	0
2103 W MAIN STREET ARTESIA,NM88210	ADVISOR 000.00	0	0	0
RICHARD CHASE	ADVISOR 000.00	0	0	0
2103 W MAIN STREET ARTESIA,NM88210	ADVISOR 000.00	0	0	0
KARLA CHASE	ADVISOR 000.00	0	0	0
2103 W MAIN STREET ARTESIA,NM88210	ADVISOR 000.00	0	0	0
JOHNNY KNORR	ADVISOR 000.00	0	0	0
2103 W MAIN STREET ARTESIA,NM88210	ADVISOR 000.00	0	0	0
CHANCE CHASE	ADVISOR 000.00	0	0	0
2103 W MAIN ST ARTESIA,NM88210	ADVISOR 000.00	0	0	0
KORTNEY CHASE	ADVISOR 000.00	0	0	0
2103 W MAIN ST ARTESIA,NM88210	ADVISOR 000.00	0	0	0
BRAD BARTEK	ADVISOR 000.00	0	0	0
2103 W MAIN ST ARTESIA,NM88210	ADVISOR 000.00	0	0	0
DEREK CHASE	ADVISOR 000.00	0	0	0
2103 W MAIN ST ARTESIA,NM88210	ADVISOR 000.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

Form 990-PF (2021)

Page 7

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part VIII-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part VIII-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1	N/A
2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2021)

Page 8

Part IX

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

37,916,520

Average of monthly cash balances.......................

773,246

Fair market value of all other assets (see instructions)................

1,147,662

Total (add lines 1a, b, and c).........................

39,837,428

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

39,837,428

Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see

instructions) .............................

597,561

Net value of noncharitable-use assets. Subtract line 4 from line 3. .......

39,239,867

Minimum investment return. Enter 5% (0.05) of line 5................

1,961,993

Part X

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part IX, line 6..................

1,961,993

Tax on investment income for 2021 from Part V, line 5.......

13,033

Income tax for 2021. (This does not include the tax from Part V.) ...

Add lines 2a and 2b............................

13,033

Distributable amount before adjustments. Subtract line 2c from line 1............

1,948,960

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

1,948,960

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...

1,948,960

Part XI

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part VIII-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.

Form 990-PF (2021)

Page 9

Part XII

Undistributed Income (see instructions)

		(a) Corpus	(d) 2021
1 Distributable amount for 2021 from Part X, line 7			1,948,960
2 Undistributed income, if any, as of the end of 2021:
a Enter amount for 2020 only.......
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2021:
a From 2016......	764,479
b From 2017......	1,015,040
c From 2018......	969,572
d From 2019......	1,148,958
e From 2020......	583,728
f Total of lines 3a through e ........		4,481,777
4Qualifying distributions for 2021 from Part
XI, line 4: $ 2,190,090
a Applied to 2020, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see instructions).....
c Treated as distributions out of corpus (Election required—see instructions)........
d Applied to 2021 distributable amount.....			1,948,960
e Remaining amount distributed out of corpus		241,130
5 Excess distributions carryover applied to 2021.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		4,722,907
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2021. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2022 ..........			0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......
8 Excess distributions carryover from 2016 not applied on line 5 or line 7 (see instructions) ...		764,479
9 Excess distributions carryover to 2022. Subtract lines 7 and 8 from line 6a ......		3,958,428
10 Analysis of line 9:
a Excess from 2017....	1,015,040
b Excess from 2018....	969,572
c Excess from 2019....	1,148,958
d Excess from 2020....	583,728
e Excess from 2021....	241,130

Form 990-PF (2021)

Page 10

Part XIII

Private Operating Foundations (see instructions and Part VI-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section 4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2021	(b) 2020	(c) 2019	(d) 2018	(e) Total

b 85% (0.85) of line 2a .........
c Qualifying distributions from Part XI, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part IX, line 6 for each year listed ..
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XIV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

CHASE FOUNDATION
2103 W MAIN STREET
ARTESIA,NM88210
(575) 746-4610
INFO@CHASEFOUNDATION.COM

bThe form in which applications should be submitted and information and materials they should include:

SEE APPLICATION FORMS AT WWW.CHASEFOUNDATION.COM

cAny submission deadlines:

THE 2022 APPLICATION DEADLINE IS APRIL 25, 2022 FOR FALL 2022 SCHOLARSHIPS.

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

GRADUATING SENIOR FROM ARTESIA NM HIGH SCHOOL OR A PRIOR AWARD RECIPIENT.

Form 990-PF (2021)

Page 11

Part XIV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ABILENE CHRISTIAN UNIVERSITY 1600 CAMPUS CT ABILENE,TX79601		NO	SCHOLARSHIP	5,500
AMARILLO COLLEGE 2201 S WASHINGTON ST AMARILLO,TX79109		NO	SCHOLARSHIP	5,500
ANGELO STATE UNIVERSITY 2601 W AVE N SAN ANGELO,TX76909		NO	SCHOLARSHIP	11,000
ARIZONA STATE UNIVERSITY 1711 S RURAL ROAD TEMPE,AZ85281		NO	SCHOLARSHIP	19,750
ARTESIA LITERACY COUNCIL 1507 W HERMOSA DR ARTESIA,NM88210		NO	GRANT	3,000
CATALYST CHURCH 1302 W HERMOSA DR ARTESIA,NM88210		NO	GRANT	75,000
CENTRAL NEW MEXICO COMMUNITY COLLEGE 525 BUENA VISTA DR SE ALBUQUERQUE,NM87106		NO	SCHOLARSHIP	5,500
COVENANT SCHOOL OF NURSING 1919 FRANKFORD AVE LUBBOCK,TX79407		NO	SCHOLARSHIP	5,500
DONA ANA COMMUNITY COLLEGE 3400 S ESPINA ST LAS CRUCES,NM88003		NO	SCHOLARSHIP	43,000
EASTERN MICHIGAN UNIVERSITY 900 OAKWOOD ST YPSILANTI,MI48197		NO	SCHOLARSHIP	5,500
EASTERN NEW MEXICO UNIVERSITY 1500 S AVENUE K PORTALES,NM88130		NO	SCHOLARSHIP	86,750
ENMU-ROSWELL 52 UNIVERSITY BLVD ROSWELL,NM88203		NO	SCHOLARSHIP	10,500
GREATER ARTESIA FOUNDATION PO BOX 1344 ARTESIA,NM88211		YES	SENIOR SALUTE/RIDE FOR BIKES	2,500
LINCOLN COLLEGE OF TECHNOLOGY 11194 E 45TH AVE DENVER,CO80239		NO	SCHOLARSHIP	8,250
LUBBOCK CHRISTIAN UNIVERSITY 5601 19TH ST LUBBOCK,TX79407		NO	SCHOLARSHIP	33,000
NEW MEXICO INSTITUTE OF MINING & TECHNOLOGY 801 LEROY PL SOCORRO,NM87801		NO	SCHOLARSHIP	13,750
NEW MEXICO JUNIOR COLLEGE 5317 N LOVINGTON HWY HOBBS,NM88240		NO	SCHOLARSHIP	500
NEW MEXICO STATE UNIVERSITY CARLSBAD 1500 UNIVERSITY DR CARLSBAD,NM88220		NO	SCHOLARSHIP	7,000
NEW MEXICO STATE UNIVERSITY 1780 E UNIVERSITY AVE LAS CRUCES,NM88003		NO	SCHOLARSHIP	389,750
NORTHERN ARIZONA UNIVERSITY S SAN FRANCISCO ST FLAGSTAFF,AZ86011		NO	SCHOLARSHIP	13,750
NORTHWESTERN OKLAHOMA STATE UNIVERS 709 OKLAHOMA BLVD ALVA,OK73717		NO	SCHOLARSHIP	5,500
OKLAHOMA CHRISTIAN UNIVERSITY 2501 E MEMORIAL RD EDMOND,OK73013		NO	SCHOLARSHIP	5,500
OKLAHOMA STATE UNIVERSITY OKLAHOMA STATE UNIVERSITY STILLWATER,OK74074		NO	SCHOLARSHIP	16,500
SHERIDAN ROTARY CLUB PO BOX 997 SHERIDAN,WY82801		NO	GRANT	10,000
SOUTH PLAINS COLLEGE 1401 COLLEGE AVE LEVELLAND,TX79336		NO	SCHOLARSHIP	24,750
SOUTHERN ILLINOIS UNIVERSITY 1263 LINCOLN DR CARBONDALE,IL62901		NO	SCHOLARSHIP	5,500
SOUTHWESTERN ASSEMBLIES OF GOD UNIV 1200 SYCAMORE ST WAXAHACHIE,TX75165		NO	SCHOLARSHIP	2,750
TARLETON STATE UNIVERSITY 1333 W WASHINGTON ST STEPHENVILLE,TX76401		NO	SCHOLARSHIP	5,500
TEXAS A&M 1372 TAMU COLLEGE STATION,TX778431372		NO	SCHOLARSHIP	8,250
TEXAS A&M HEALTH & SCIENCE CENTER 8447 RIVERSIDE PKWY BRYAN,TX77807		NO	SCHOLARSHIP	5,500
TEXAS TECH UNIVERSITY 2500 BROADWAY LUBBOCK,TX79409		NO	SCHOLARSHIP	209,500
UNIVERSITY OF ILLINOIS URBANA CHAMP 901 WEST ILLINOIS ST URBANA,IL61801		NO	SCHOLARSHIP	5,500
UNIVERSITY OF NEW MEXICO 1155 UNIVERSITY BLVD ALBUQUERQUE,NM87131		NO	SCHOLARSHIP	89,750
UNIVERSITY OF TEXAS SAN ANTONIO 1 UTSA CIRCLE SAN ANTONIO,TX78249		NO	SCHOLARSHIP	5,500
UNIVERSITY OF THE SOUTHWEST 6610 N LOVINGTON HWY HOBBS,NM88240		NO	SCHOLARSHIP	11,000
UNM COLLEGE OF PHARMACY 2502 MARBLE AVE ALBUQUERQUE,NM87106		NO	SCHOLARSHIP	2,750
WAYLAND BAPTIST UNIVERSITY 1900 W 7TH ST PLAINVIEW,TX79072		NO	SCHOLARSHIP	8,250
WEST TEXAS A&M UNIVERSITY 2501 4TH AVE CANYON,TX79016		NO	SCHOLARSHIP	30,250
ARTESIA PUBLIC SCHOOLS 301 BULLDOG BLVD ARTESIA,NM88210		NO	GRANT	105,000
CHAMPIONS FOR YOUTH 1201 N LINCOLN ST STE D GREENSBURGE,IN47240		NO	GRANT	5,000
FIRST BAPTIST CHURCH 322 W GRAND ARTESIA,NM88210		NO	GRANT	5,500
LAKE ARTHUR MUNICIPAL SCHOOLS 700 BROADWAY ST LAKE ARTHUR,NM88253		NO	GRANT	12,000
SANTA ROSA DE LIMA CHURCH 5035 HOLSOME RD LAS CRUCES,NM88011		NO	GRANT	1,000
CREIGHTON UNIVERSITY 2500 CALIFORNIA PLAZA OMAHA,NE68178		NO	SCHOLARSHIP	2,750
DALLAS BAPTIST UNIVERSITY 3000 MOUNTAIN CREEK PKWY DALLAS,TX75211		NO	SCHOLARSHIP	2,750
HARDIN-SIMMONS UNIVERSITY 2200 HICKORY ST ABILENE,TX79601		PC	SCHOLARSHIP	2,750
NAVARRO COLLEGE 3200 W 7TH AVE CORSICANA,TX75110		NO	SCHOLARSHIP	2,750
NOTRE DAME UNIVERSITY 400 W JEFFERSON BLVD SOUTH BEND,IN46601		NO	SCHOLARSHIP	5,500
SHERIDAN COLLEGE 1 WHITNEY WAY SHERIDAN,WY82801		NO	SCHOLARSHIP	2,750
SOUTHEASTERN UNIVERSITY - OAKS COLLEGE 777 1-35 E RED OAK,TX75154		NO	SCHOLARSHIP	5,500
TEXAS COLLEGE OF COSMETOLOGY - LUBBOCK 3602 SLIDE RD B 18 LUBBOCK,TX79414		NO	SCHOLARSHIP	2,750
UNIVERSITY OF NEVADA LAS VEGAS 4505 S MARYLAND PKWY LAS VEGAS,NV89154		NO	SCHOLARSHIP	2,750
UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN,OK73019		NO	SCHOLARSHIP	2,750
WESTERN NEW MEXICO 1000 W COLLEGE AVE ARTESIA,NM88062		NO	SCHOLARSHIP	5,500
Total ................................. 3a				1,364,250

bApproved for future payment

Total ................................. 3b

Form 990-PF (2021)

Page 12

Part XV-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments ....
3 Interest on savings and temporary cash investments ...........			14	138,637
4 Dividends and interest from securities ....
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income .....
8 Gain or (loss) from sales of assets other than inventory ............			14	333,896	913,001
9 Net income or (loss) from special events:			25	-24,423
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aRENT			16	4,000
bPASSTHROUGH INV INC(LOSS)			14	-507,503
cOTHER INVEST INCOME BROK/K-			14	-83,471
dENCAP FLATROCK	900099	25,007
eBP NATURAL GAS PTNRS	900099	476,125
fNGP	900099	19,055
gENCAP ENERGY IX	900099	351,601
hENCAP ENERGY X	900099	113,609
iPENNYBACKER III	900099	76,450
jPENNYBACKER IV	900099	87,126
kSI SILICON BEACH	900099
lBP OFFSHORE	900099
mPENNYBACKER V	900099	-34,820
nBP NATURAL GAS PATNRS II	900099	-36,777
12 Subtotal. Add columns (b), (d), and (e) ..		1,077,376		224,617	913,001

13Total. Add line 12, columns (b), (d), and (e)..................

2,214,994

(See worksheet in line 13 instructions to verify calculations.)

Part XV-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2021)

Page 13

Part XVI

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2021)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of organization CHASE FOUNDATION MACK C CHASE TRUSTEE			Employer identification number 36-7466258

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
1	MISC DONATIONS UNDER 5000 VARIOUS VARIOUS, NM88210	$ 7,210		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
7	HUB INTERNATIONAL LIMITED 6565 AMERICAS PKWY 720 ALBUQUERQUE, NM87110	$ 5,000		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
2	NEW MEXICO MUTUAL 5201 BALLOON FIESTA PKWY NE ALBUQUERQUE, NM87113	$ 10,000		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
8	MISC DONATIONS UNDER 5K FUNDRAISE VARIOUS VARIOUS, NM88210	$ 15,250		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
3	PERSHING LLC ONE PERSHING PLAZA JERSEY CITY, NJ07399	$ 8,815		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
9	GOLDMAN SACS 200 WEST STREET 29TH FLOOR NEW YORK, NY10282	$ 5,000		Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990) (2021)

Name of organization CHASE FOUNDATION MACK C CHASE TRUSTEE			Employer identification number 36-7466258
Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
4	BANK OF AMERICA 100 NORTH TRYON STREET CHARLOTTE, NC28255	$ 10,000		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
10	CHASE ENERGY SERVICES 11344 LOVINGTON HWY ARTESIA, NM88210	$ 8,000		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
5	BP ENERGY PARTNERS LP 2911 TURTLE CREEK BLVD SUITE 400 DALLAS, TX75219	$ 5,000		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
6	FIRST AMERICAN BANK - TRUST 300 W MAIN ST ARTESIA, NM88210	$ 75,657		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
		$		Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions		(d) Type of contribution
		$		Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990) (2021)

Name of organization CHASE FOUNDATION MACK C CHASE TRUSTEE		Employer identification number 36-7466258

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
10	'11 RAM 1500 VIN 1954	$ 8,000	2021-01-08
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990) (2021)

Description of Property	Date Acquired	Cost or Other Basis	Prior Years' Depreciation	Computation Method	Rate / Life (# of years)	Current Year's Depreciation Expense
OFFICE FURNITURE	2007-05-24	1,267	1,267	S/L	10.0000
OFFICE FURNITURE	2007-06-04	1,082	1,082	S/L	10.0000
OFFICE FURNITURE	2007-09-10	446	446	S/L	10.0000
OFFICE FURNITURE	2007-09-20	3,780	3,780	S/L	10.0000
OFFICE FURNITURE	2007-11-08	714	714	S/L	10.0000
OFFICE FURNITURE	2007-11-19	143	143	S/L	10.0000
OFFICE FURNITURE	2006-12-15	4,734	4,734	S/L	10.0000
COMPUTER EQUIPMENT	2007-07-10	71	71	S/L	5.0000
PRINTER	2006-12-15	1,140	1,140	S/L	5.0000
TELEPHONE EQUIPMENT	2006-12-15	10,571	10,571	S/L	5.0000
OFFICE FURNITURE	2008-01-10	529	529	S/L	10.0000
OFFICE FURNITURE	2008-02-06	1,696	1,696	S/L	10.0000
OFFICE FURNITURE - CARPET	2008-08-04	406	406	S/L	10.0000
COMPUTER EQUIPMENT	2008-10-14	86	86	S/L	5.0000
OFFICE EQUIPMENT	2008-11-12	331	331	S/L	7.0000
OFFICE FURNITURE	2008-11-12	146	146	S/L	10.0000
COMPUTER EQUIPMENT	2008-12-02	64	64	S/L	5.0000
COMPUTER EQUIPMENT	2008-12-11	64	64	S/L	5.0000
OFFICE FURNITURE	2010-02-28	15,422	15,422	S/L	5.0000
OFFICE FURNITURE	2011-05-18	2,547	2,547	S/L	5.0000
COMPUTER EQUIPMENT	2011-09-01	2,161	2,161	S/L	5.0000
COMPUTER EQUIPMENT	2012-05-14	4,388	4,388	S/L	5.0000
OFFICE FURNITURE	2012-05-18	1,490	1,490	S/L	5.0000
COMPUTER EQUIPMENT	2012-06-25	3,324	3,324	S/L	5.0000
OFFICE FURNITURE	2012-07-10	1,525	1,525	S/L	5.0000
OFFICE FURNITURE	2012-12-11	401	401	S/L	3.0000
LAND - MAIN STREET	2014-05-14	55,000
BUILDING - MAIN (W/IMPRV)	2014-05-14	878,905	149,322	S/L	39.0000	22,536
OFFICE FURN (MAIN ST)	2014-06-01	61,978	40,802	S/L	10.0000	6,198
OFFICE EQUIP	2015-06-01	6,394	6,394	S/L	5.0000
COMPUTER EQUIPMENT	2017-11-08	11,272	8,959	200DB	5.0000	1,234
COMPUTER	2018-11-14	1,845	1,845	200DB	5.0000
HVAC UNIT	2020-07-17	6,258	6,258	S/L	15.0000
'21 GMC SIERRA VIN 4735	2021-01-08	67,482		200DB	5.0000	18,200

Name of Bond	End of Year Book Value	End of Year Fair Market Value
MERRILL LYNCH - 7EG-04044 NEUBERGER	1,094,911	1,117,415
MERRILL LYNCH - LOOMIS SAYLES	1,990,396	1,947,687
GOLDMAN SACHS - CORP FIXED INC	3,478,858	3,534,746

Name of Stock	End of Year Book Value	End of Year Fair Market Value
MERRILL LYNCH - 7EG-02041 CXO OPTION	23,091	547,912
MERRILL LYNCH - 7EG-02042 PIA MNGED	4,671,696	7,726,227
MERRILL LYNCH - 7EG-02019 DIV PORT	2,542,897	3,937,376
GOLDMAN SACHS - BROKERAGE	1,053,569	1,053,570
GOLDMAN SACHS - ADVISORY BROK II	3,777,183	5,868,200
GOLDMAN SACHS - GANNETT WELSH	497,913	810,986
GOLDMAN SACHS - EAGLE DYNAMIC	1,218,186	2,173,344


Name of organization CHASE FOUNDATION MACK C CHASE TRUSTEE			Employer identification number 36-7466258
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
ENCAP ENERGY IX	AT COST	1,661,968	1,661,968
TORTUGA WATER LLC	AT COST
ENCAP ENERGY CAPITAL FUND VIII	AT COST	5,282,750	5,282,750
BP NATURAL GAS	AT COST	393,548	393,548
ENCAP ENERGY X	AT COST	762,710	762,710
PENNYBACKER IV	AT COST	432,708	432,708
ENCAP FLATROCK	AT COST	113,057	113,057
NGP NATURAL RESOURCES	AT COST	140,517	140,517
PENNY BACKER III	AT COST	67,248	67,248
MERRILL LYNCH - 7EG-02040 ALTERNATIV	AT COST
QSI HOLDINGS, L.P.	AT COST
SI 4343 INVESTOR LP	AT COST	2,661	2,661
SI SILICON BEACH HOTEL	AT COST	17,830	17,830
BP OFFSHORE HOLDINGS	AT COST	189,988	189,988
SI CELINA STORAGE LP	AT COST
WALKING WITH HERB	AT COST
QID NGL	AT COST
BP OFFSHORE HOLDING II	AT COST	214,179	214,179
PENNYBACKER V	AT COST	691,746	691,746
ROUNDING ADJ	AT COST
BP NATURAL GAS II	AT COST	126,757	126,757
TORTUGA HOLDINGS LLC	AT COST	99,529	99,529

Category / Item	Cost / Other Basis	Accumulated Depreciation	Book Value	End of Year Fair Market Value
BUILDINGS/FURN&FIX/AUTO	1,092,662	320,276	772,386	1,092,662
LAND	55,000		55,000	55,000

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
GOLF FUNDRAISER
TOURNAMENT EXPENSE	24,423		24,423
EXPENSES
ADVERTISING	4,265		4,265
AUTO EXPENSE	2,752		2,752
BANK FEE	30		30
COMMUNITY SERVICE PROGRAM	135		135
DONATIONS	400		400
DUES/SUBSCRIPTION	5,981		5,981
EMPLOYEE BENEFITS
EQUIPMENT LEASE	3,520		3,520
EVENT SPONSOR	39,351		39,351
GRADUATION INCENTIVE	6,750		6,750
INSURANCE	8,135		8,135
INVESTMENT/ADVISORY FEES	167,536	167,536
MARKETING	150		150
MISC.
NEW SCHOLAR ORIENTATION	3,172		3,172
OFFICE EXPENSE	9,057		9,057
POSTAGE	2,890		2,890
RECEPTIONS
REPAIRS & MAINTENANCE	3,964		3,964
SCHOLARSHIP MENTORING PROGRAM	13,887		13,887
SPONSORSHIP	6,000		6,000
STORAGE RENTAL	1,888		1,888
SUPPLY	4,594		4,594
WEB SITE EXPENSE	6,420		6,420

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
RENT	4,000	4,000	4,000
PASSTHROUGH INV INC(LOSS)	-507,503	-507,503	-507,503
OTHER INVEST INCOME BROK/K-1	-83,471	-83,471	-83,471
ENCAP FLATROCK	25,007		25,007
BP NATURAL GAS PTNRS	476,125		476,125
NGP	19,055		19,055
ENCAP ENERGY IX	351,601		351,601
ENCAP ENERGY X	113,609		113,609
PENNYBACKER III	76,450		76,450
PENNYBACKER IV	87,126		87,126
PENNYBACKER V	-34,820		-34,820
BP NATURAL GAS PATNRS II	-36,777		-36,777