Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
RITA ALLEN FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 116
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PRINCETON, NJ085421116
A Employer identification number

13-6116429
B Telephone number (see instructions)

(609) 683-8010
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$219,012,203J Accounting method:
Modified Cash
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 5,644 5,644  
4 Dividends and interest from securities... 1,420,465 2,034,622  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 21,866,265
b Gross sales price for all assets on line 6a 74,076,378
7 Capital gain net income (from Part IV, line 2)... 23,048,738
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 586,467 341,869  
12 Total. Add lines 1 through 11........ 23,878,841 25,430,873  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 792,038 0   792,038
14 Other employee salaries and wages...... 498,891 0   498,891
15 Pension plans, employee benefits....... 343,304 0   343,304
16a Legal fees (attach schedule)......... Click to see attachment 31,913 0   31,913
b Accounting fees (attach schedule)....... Click to see attachment 93,250 0   93,250
c Other professional fees (attach schedule).... Click to see attachment 1,239,837 1,205,886   2,651
17 Interest...............   14,484    
18 Taxes (attach schedule) (see instructions)... Click to see attachment 307,558 49,000   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 113,398 0   113,398
21 Travel, conferences, and meetings....... 19,696 0   19,696
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 533,140 478,004   532,735
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 3,973,025 1,747,374   2,427,876
25 Contributions, gifts, grants paid....... 5,863,599 5,863,599
26 Total expenses and disbursements. Add lines 24 and 25 9,836,624 1,747,374   8,291,475
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 14,042,217
b Net investment income (if negative, enter -0-) 23,683,499
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 74,718 23,482 23,482
2 Savings and temporary cash investments......... 21,124,100 14,713,495 14,713,495
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 95,389,758 Click to see attachment88,917,988 88,917,988
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 75,559,478 Click to see attachment115,351,185 115,351,185
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment6,053 Click to see attachment6,053 Click to see attachment6,053
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 192,154,107 219,012,203 219,012,203
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 188,447,399 215,251,134
25 Net assets with donor restrictions............ 3,706,708 3,761,069
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 192,154,107 219,012,203
30 Total liabilities and net assets/fund balances (see instructions). 192,154,107 219,012,203
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
192,154,107
2
Enter amount from Part I, line 27a .....................
2
14,042,217
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
12,815,879
4
Add lines 1, 2, and 3 ..........................
4
219,012,203
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
219,012,203
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b INDIA ACORN FUND CAYMAN LTD P    
c COLCHIS INCOME FUND, LTD. P    
d YORK CREDIT OPPORTUNITIES P    
e DALTON INVESTMENTS TRUST - SERIES B P    
ECHO STREET GOODCO SELECT II LP P    
FORESITE CAPITAL FUND V,LP P    
FORESITE CAPITAL OPPORTUNITY FUND V,LP P    
FUNDSMITH EQUITY FUND, L.P. P    
GQG PARTNERS INTERNATIONAL EQUITY FUND P    
KABOUTER INTERNATIONAL INSIGHT FUND, LLC P    
MGG SF EVERGREEN UNLEVERED FUND LP P    
NEW GENERATION TURNAROUND FUND (DELAWARE) L.P. P    
NOVALPINA CAPITAL PARTNERS I SCSP P    
OWLS NEST PARTNERS LONG ONLY FUND, LP P    
RENAISSANCE INSTITUTIONAL EQUITIES FUND LLC P    
THE OVERLOOK PARTNERS FUND, L.P. P    
WARBURG PINCUS GLOBAL GROWTH (E&P)-2, L.P. P    
WARBURG PINCUS GLOBAL GROWTH, L.P. P    
WARBURG PINCUS PRIVATE EQUITY XII (FT-2), L.P. P    
WARBURG PINCUS PRIVATE EQUITY XII (INTERNATIONAL), L.P. P    
WARBURG PINCUS PRIVATE EQUITY XII, L.P. P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 51,150,678   32,286,409 18,864,269
b 2,000,000   1,016,608 983,392
c 1,810,173   1,535,670 274,503
d 647,018   1,272,080 -625,062
e       108,434
      816,897
      19,364
      6,219
      -4,563
      819,574
      105,911
      41,185
      201,741
      41,198
      -9,324
      554,769
      510,832
      -4,910
      307
      138,820
      2,804
      202,378
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       18,864,269
b       983,392
c       274,503
d       -625,062
e       108,434
      816,897
      19,364
      6,219
      -4,563
      819,574
      105,911
      41,185
      201,741
      41,198
      -9,324
      554,769
      510,832
      -4,910
      307
      138,820
      2,804
      202,378
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 23,048,738
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 329,201
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 329,201
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 336,234
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 100,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 436,234
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 107,033
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet107,033 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ, NY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.RITAALLEN.ORG
    14
    The books are in care ofbulletKARI WILLIAMS TREASURER Telephone no.bullet (609) 683-8010

    Located atbulletPO BOX 116PRINCETONNJ ZIP+4bullet085421116
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
    Yes
     
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    WILLIAM F GADSDEN CHAIRPERSON OF THE BOARD
    2.00     		7,000 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    ELIZABETH G CHRISTOPHERSON PRESIDENT & CEO
    40.00     		484,728 75,302 0
    PO BOX 116
    PRINCETON,NJ085421116
    KARI A WILLIAMS FINANCE, TREASURER
    27.00     		154,220 37,589 0
    PO BOX 116
    PRINCETON,NJ085421116
    KATHERINE BELYI SECRETARY/PRGMS & KNWL
    31.00     		130,090 18,683 0
    PO BOX 116
    PRINCETON,NJ085421116
    ANDREW K GOLDEN DIRECTOR
    1.00     		0 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    GENEVA OVERHOLSER DIRECTOR
    1.00     		4,000 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    LANDON Y JONES DIRECTOR
    1.00     		0 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    ROBBERT DIJKGRAAF PHD DIRECTOR
    1.00     		4,000 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    RODNEY PRIESTLEY PHD DIRECTOR
    1.00     		4,000 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    SAMUEL S-H WANG PHD DIRECTOR
    1.00     		4,000 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    SIVAN HONG DIRECTOR
    1.00     		0 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    THE HONORABLE THOMAS H KEAN DIRECTOR
    1.00     		0 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    JONATHAN A KARTT PROGRAM AND EVALUATI
    40.00     		157,802 42,681 0
    PO BOX 116
    PRINCETON,NJ085421116
    JANIE SCURTI EXECUTIVE ASSISTANT
    40.00     		80,273 43,499 0
    PO BOX 116
    PRINCETON,NJ085421116
    FATU J BADIANE MARKEY SCIENCE PROGRAMS ADM
    40.00     		87,114 34,694 0
    PO BOX 116
    PRINCETON,NJ085421116
    TAMIKA DAVIS CIVIC SCIENCE NETWOR
    20.00     		65,590 0 0
    PO BOX 116
    PRINCETON,NJ085421116
    NINA SACHDEV COMMUNICATIONS
    40.00     		53,868 9,743 0
    PO BOX 116
    PRINCETON,NJ085421116
    Total number of other employees paid over $50,000...................bullet 1
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NEW PROVIDENCE ASSET MANAGEMENT LP INVESTMENT MANAGEMENT 431,967
    570 LEXINGTON AVE 5TH FL
    NEW YORK,NY10022
    BROWN ADVISORY MANAGEMENT LLC INVESTMENT MANAGEMENT 298,878
    901 S BOND STREET SUITE 400
    BALTIMORE,MD21231
    THE COLONY GROUP LLC INVESTMENT MANAGEMENT 207,292
    201 WASHINGTON ST 11TH FL
    BOSTON,MA02108
    SHAKERA GRANT PROGRAM CONSULTANT 102,165
    7428 GARNET DRIVE
    JONESBORO,GA30236
    PKF O'CONNOR DAVIES AUDIT AND TAX PREPARATION 57,250
    20 COMMERCE DRIVE SUITE 301
    CRANFORD,NJ07016
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE RITA ALLEN FOUNDATION INVESTS IN EMERGING IDEAS IN SCIENCE, SOCIAL INNOVATION, AND INFORMED CIVIC ENGAGEMENT. THE FOUNDATION WORKS WITH GRANT RECIPIENTS TO BUILD CAPACITY BEYOND FINANCIAL SUPPORT, INCLUDING PROVIDING VALUE-ADDED ACTIVITIES THROUGH CONFERENCES, PUBLISHING, AND CONTRIBUTING TO RESEARCH TO HELP GUIDE THE WORK OF EMERGING LEADERS AND ORGANIZATIONS, AS WELL AS OFFERING TECHNICAL ASSISTANCE FOR GRANT RECIPIENTS. IN 2021, THE FOUNDATION HOSTED VIRTUAL MEETINGS OF CURRENT AND FORMER RITA ALLEN FOUNDATION SCHOLARS FOCUSING ON SHARING THEIR SCIENTIFIC RESEARCH, AND THE FOUNDATION CO-ORGANIZED A CONVENING OF RESEARCHERS AND PHILANTHROPISTS TO ADVANCE BASIC RESEARCH IN THE NEUROBIOLOGY OF PAIN. 43,306
    2 THE RITA ALLEN FOUNDATION IS COMMITTED TO DEVELOPING THE KNOWLEDGE AND COLLABORATION OF THE PHILANTHROPIC SECTOR AND THE FIELDS IN WHICH IT WORKS IN ORDER TO BETTER ADDRESS COMPLEX PROBLEMS. IN 2021, THE FOUNDATION CONDUCTED RESEARCH ON THE INTERACTION BETWEEN SCIENCE, TECHNOLOGY, MEDIA, PHILANTHROPY, AND CIVIL SOCIETY. THIS RESEARCH WAS SHARED VIA A FIELD NEWSLETTER AND PARTICIPATION IN MEETINGS CONVENED WITH THE NATIONAL ACADEMY OF SCIENCES AND OTHER PARTNERS, AS WELL AS AN ARTICLE IN THE STANFORD SOCIAL INNOVATION REVIEW. IN 2021, THE FOUNDATION ALSO ORGANIZED AND SUPPORTED A COHORT OF FELLOWS TO DEVELOP MORE EFFECTIVE SCIENCE COMMUNICATION RESEARCH AND PRACTICE. IN SUPPORT OF THE FELLOWS, THE FOUNDATION DEVELOPED BRIEFING PAPERS, RESOURCE COLLECTIONS, AND A SERIES OF VIRTUAL LEARNING OPPORTUNITIES. THE FOUNDATION ALSO LED AND INVESTED IN DEVELOPING COLLABORATIVE EFFORTS AMONG FUNDERS FOCUSED ON SCIENCE, CIVIC PARTICIPATION, AND AN EFFECTIVE SOCIAL SECTOR. 643,938
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    193,960,914
    b
    Average of monthly cash balances.......................
    1b
    15,670,663
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    209,631,577
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    209,631,577
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    3,144,474
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    206,487,103
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    10,324,355
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    10,324,355
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    329,201
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    329,201
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    9,995,154
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    15,088
    5
    Add lines 3 and 4............................
    5
    10,010,242
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    10,010,242
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 10,010,242
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 7,683,934
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018......  
    d From 2019......  
    e From 2020......  
    f Total of lines 3a through e ........ 0
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 8,291,475
    a Applied to 2020, but not more than line 2a 7,683,934
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 607,541
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		9,402,701
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AGORA INSTITUTE AT JOHN HOPKINS UNIVERSITY
    3400 NCHARLES STREET
    BALTIMORE,MD21218     		N/A PC CIVIC SCIENCE FELLOWS 100,000
    AGU (ADVANCING EARTH AND SPACE SCIENCE)
    2000 FLORIDA AVE NW
    WASHINGTON,DC20009     		N/A PC GENERAL SUPPORT CONTRIBUTION FOR THRIVING EARTH EXCHANGE 750
    AGU (ADVANCING EARTH AND SPACE SCIENCE)
    2000 FLORIDA AVE NW
    WASHINGTON,DC20009     		N/A PC RHYTHMS OF THE LAND: INDIGENOUS KNOWLEDGE, SCIENCE, AND THRIVING TOGETHER IN A CHANGING CLIMATE 50,000
    AMERICAN ASSOC FOR ADVANCEMENT OF SCIENCE
    1200 NEW YORK AVENUE NW
    WASHINGTON,DC20005     		N/A PC AAAS LESHNER LEADERSHIP INSTITUTE - EVALUATION AND SYNTHESIS 29,900
    APLU
    1220 L ST NW
    WASHINGTON,DC20005     		N/A PC CIVIC SCIENCE FELLOW 25,000
    ARRL
    225 MAIN ST
    NEWINGTON,CT061111400     		N/A PC GENERAL OPERATING SUPPORT 100
    ASPCA
    520 8TH AVE 7TH FLOOR
    NEW YORK,NY10018     		N/A PC GENERAL OPERATING SUPPORT 10,000
    ASPIRATION
    PO BOX 880264
    SAN FRANCISCO,CA941880264     		N/A PC CIVIC SCIENCE STORIES 20,000
    ASSOCIATION OF SCIENCE-TECHNOLOGY CENTERS
    818 CONNECTICUT AVE NW 7TH FLOOR
    WASHINGTON,DC20006     		N/A PC GENERAL SUPPORT CONTRIBUTION 5,000
    AUTISM CARES FOUNDATION
    PO BOX 180
    RICHBORO,PA18954     		N/A PC GENERAL OPERATING SUPPORT 100
    BOSTON CHILDREN'S HOSPITAL TRUST
    401 PARK DRIVE
    BOSTON,MA02215     		N/A PC BLUME HEART CENTER ACT FUND 13,000
    BOSTON UNIVERSITY COLLEGE OF COMMUNICATION
    1 SILBER WAY 9TH FLOOR
    BOSTON,MA02215     		N/A PC GENERAL SUPPORT CONTRIBUTION - SCICOMMERS 7,500
    BOSTON UNIVERSITY COLLEGE OF COMMUNICATION
    1 SILBER WAY 9TH FLOOR
    BOSTON,MA02215     		N/A PC SCIENCE MISINFORMATION: PREVALENT MISCONCEPTIONS AND EFFECTIVE MITIGATION STRATEGIES 25,000
    BOSTON UNIVERSITY COLLEGE OF COMMUNICATION
    1 SILBER WAY 9TH FLOOR
    BOSTON,MA02215     		N/A PC SCICOMMERS 50,000
    BRANDEIS UNIVERSITY
    415 SOUTH STREET MAILSTOP 110
    WALTHAM,MA02454     		N/A PC GENERAL OPERATING SUPPORT 180,000
    BUCKNELL UNIVERSITY
    301 MARKET STREET SUITE 2
    LEWISBURG,PA17837     		N/A PC PROJECT SUPPORT- ANNUAL FUND 4,000
    BUCKS FOR KIDS
    PO BOX 1711
    DOYLESTOWN,PA18901     		N/A PC GENERAL OPERATING SUPPORT 100
    CALIFORNIA INSTITUTE OF TECHNOLOGY
    MC 206-31 351 ARMS LABORATORY
    PASADENA,CA91125     		N/A PC DAVID VAN VALEN 2020 SCHOLAR 100,000
    CALIFORNIA INSTITUTE OF TECHNOLOGY
    MC 206-31 351 ARMS LABORATORY
    PASADENA,CA91125     		N/A PC JOSEPH PARKER 2018 SCHOLAR 110,000
    CIENCIA PUERTO RICO (CENTER FOR A NEW ECONOMY INC FISCAL SPONSOR)
    AV QUISQUEYA
    SAN JUAN,PR00919     		N/A PC CIVIC SCIENCE FELLOW 100,000
    COLD SPRING HARBOR LABORATORY
    1 BUNGTOWN ROAD
    COLD SPRING HARBOR,NY11724     		N/A PC L. CHEADLE 2021 SCHOLAR-NEUROSCIENCE 100,000
    COLEYTOWN ELEMENTARY SCHOOL PTA
    65 EASTON ROAD
    WESTPORT,CT06880     		N/A PC GENERAL OPERATING SUPPORT 5,000
    COUNCIL FOR THE ADVANCEMENT OF SCIENCE WRITING
    PO BOX 910
    HEDGESVILLE,WV25427     		N/A PC PROJECT SUPPORT - SHARON BEGLEY FUND 5,000
    COUNCIL OF NEW JERSEY GRANTMAKERS
    101 WEST STATE STREET
    TRENTON,NJ08608     		N/A PC LEADERSHIP GRANT 2,500
    COUNCIL OF NEW JERSEY GRANTMAKERS
    101 WEST STATE STREET
    TRENTON,NJ08608     		N/A PC GRANT IN EXCESS OF BASE DUES 8,790
    COUNCIL OF NEW JERSEY GRANTMAKERS
    101 WEST STATE STREET
    TRENTON,NJ08608     		N/A PC AMPLIFYING AND DEEPENING PHILANTHROPIC PRACTICE: BOLSTERING NJ FOUNDATIONS' RESPONSES TO DISASTER POST-COVID-19 25,000
    COUNCIL ON FOUNDATIONS
    1255 23RD ST NW SUITE 200
    WASHINGTON,DC20037     		N/A PC GRANT IN EXCESS OF BASE DUES 9,000
    DUKE UNIVERSITY SCHOOL OF MEDICINE
    DUMC 2927
    DURHAM,NC27710     		N/A PC KATE MEYER 2017 SCHOLAR 100,000
    FEEDING AMERICA
    161 NORTH CLARK STREET SUITE 700
    CHICAGO,IL60601     		N/A PC GENERAL OPERATING SUPPORT 5,000
    FIRST ALASKANS INSTITUTE
    606 E STREET SUITE 200
    ANCHORAGE,AK99501     		N/A PC GENERAL SUPPORT CONTRIBUTION 2,500
    FRED HUTCHINSON CANCER RESEARCH CENTER
    1100 FAIRVIEW AVE NORTH D1-060
    SEATTLE,WA981041024     		N/A PC MEGHAN KOCH 2019 SCHOLAR 100,000
    FRED HUTCHINSON CANCER RESEARCH CENTER
    1100 FAIRVIEW AVE NORTH D1-060
    SEATTLE,WA981041024     		N/A PC EMILY HATCH 2018 SCHOLAR 100,000
    FULBRIGHT US UK FOUNDATION
    3701 SACRAMENTO STREET 436
    SAN FRANCISCO,CA94118     		N/A PC GLOBAL CHALLENGES TEACHING AWARD-PANDEMICS 50,000
    FULBRIGHT US UK FOUNDATION
    3701 SACRAMENTO STREET 436
    SAN FRANCISCO,CA94118     		N/A PC CIVIC SCIENCE STORYTELLING FELLOW 100,000
    FUTURE PROOF INSTITUTE INC
    3027 SAINT JOHNS AVENUE
    JACKSONVILLE,FL32205     		N/A PC C/CORPS NETWORK DESIGN 40,000
    GENUNITY (RETHINK CHARITY FISCAL SPONSOR)
    492 ADAMS MAIL CTR
    CAMBRIDGE,MA02138     		N/A PC BUILDING LIFELONG LEARNING COMMUNITIES FOR CIVIC ACTION 25,000
    GIVEDIRECTLY INC
    PO BOX 3221
    NEW YORK,NY10008     		N/A PC PROJECT SUPPORT-GEORGIA GUARANTEED INCOME PROGRAM 15,000
    GREEN FARMS ACADEMY
    35 BEACHSIDE AVENUE
    WESTPORT,CT06880     		N/A PC GFA FUND-STEM CURRICULUM AND TEACHING 15,000
    H LEE MOFFITT CANCER CTR & RESEARCH INST
    12902 MAGNOLIA DR
    TAMPA,FL33612     		N/A PC VINCENT LUCA 2018 SCHOLAR 100,000
    HARVARD UNIVERSITY
    MASSACHUSETTS HALL
    CAMBRIDGE,MA02138     		N/A PC AMANDA WHIPPLE 2020 SCHOLAR 110,000
    HOBE SOUND COMMUNITY CHEST
    PO BOX 511
    HOBE SOUND,FL334750511     		N/A PC GENERAL OPERATING SUPPORT 10,000
    HOMEFRONT
    1880 PRINCETON AVENUE
    LAWRENCEVILLE,NJ08648     		N/A PC GENERAL OPERATING SUPPORT 5,000
    HOMEFRONT
    1880 PRINCETON AVENUE
    LAWRENCEVILLE,NJ08648     		N/A PC GENERAL OPERATING SUPPORT 5,000
    HOPEWELL FUND
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		N/A PC GENERAL SUPPORT CONTRIBUTION - SCIENCE IN SOCIETY FUNDER COLLABORATIVE 30,000
    HORIZONS NATIONAL
    120 POST ROAD WEST SUITE 202
    WESTPORT,CT06880     		N/A PC GENERAL OPERATING SUPPORT 15,000
    HOUSING INITIATIVES OF PRINCETON
    33 MERCER STREET
    PRINCETON,NJ08540     		N/A PC GENERAL OPERATING SUPPORT 30,000
    INSTITUTE FOR ADVANCED STUDY
    1 EINSTEIN DRIVE
    PRINCETON,NJ08540     		N/A PC GENERAL OPERATING SUPPORT 10,000
    INTERNATIONAL ASSOCIATION FOR THE STUDY OF PAIN
    1510 H STREET NW SUITE 600
    WASHINGTON,DC200051020     		N/A PC GENERAL SUPPORT CONTRIBUTION - PAIN BEAT PODCAST 5,000
    INTERNATIONAL ASSOCIATION FOR THE STUDY OF PAIN
    1510 H STREET NW SUITE 600
    WASHINGTON,DC200051020     		N/A PC EXPANDING THE REACH AND IMPACT OF THE IASP PAIN RESEARCH FORUM CORRESPONDENTS PROGRAM 25,000
    JOURNAL-ISMS
    PO BOX 8714
    ALEXANDRIA,VA22306     		N/A PC GENERAL OPERATING SUPPORT 5,000
    LENAPE CENTER (NEW YORK FOUNDATION FOR THE ARTS FISCAL SPONSOR)
    20 JAY STREET SUITE 740
    BROOKLYN,NY11201     		N/A PC GENERAL SUPPORT CONTRIBUTION 1,200
    MEDIA IMPACT FUNDERS
    200 W WASHINGTON SQUARE SUITE 220
    PHILADELPHIA,PA19106     		N/A PC OPERATIONAL RESERVE FUND 50,000
    MEDIA IMPACT FUNDERS
    200 W WASHINGTON SQUARE SUITE 220
    PHILADELPHIA,PA19106     		N/A PC BUILDING THE KNOWLEDGE AND CAPACITY OF FUNDERS SUPPORTING PUBLIC ENGAGEMENT WITH EVIDENCE 75,000
    MEMORIAL SLOAN KETTERING
    PO BOX 27106
    NEW YORK,NY10087     		N/A PC PROJECT-ADULT STEM CELL TRANSPLANT UNIT 5,000
    MEMORIAL SLOAN KETTERING CANCER CENTER
    1275 YORK AVENUE BOX 701
    NEW YORK,NY10065     		N/A PC TUOMAS TAMMELA 2020 SCHOLAR 100,000
    MICHIGAN STATE UNIVERSITY
    766 SERVICE RD
    EAST LANSING,MI48824     		N/A PC GEOFFROY LAUMET 2020 PAIN SCHOLAR 50,000
    MPN RESEARCH FOUNDATION
    180 NORTH MICHIGAN AVE SUITE 1870
    CHICAGO,IL60601     		N/A PC GENERAL OPERATING SUPPORT 5,000
    NATIONAL ACADEMY OF SCIENCES
    500 5TH ST NW
    WASHINGTON,DC20001     		N/A PC GENERAL SUPPORT CONTRIBUTION 10,000
    NATIONAL ACADEMY OF SCIENCES
    500 5TH ST NW
    WASHINGTON,DC20001     		N/A PC ADVANCING ANTI-RACISM, DIVERSITY, EQUITY, AND INCLUSION IN STEM ORGANIZATIONS: A CONSENSUS STUDY 25,000
    NATIONAL ACADEMY OF SCIENCES
    500 5TH ST NW
    WASHINGTON,DC20001     		N/A PC NATIONAL ACADEMIES SCIENCE COMMUNICATION COLLOQUIUM 50,000
    NATIONAL ALLIANCE TO END HOMELESSNESS
    1518 K STREET NW 2ND FLOOR
    WASHINGTON,DC20005     		N/A PC GENERAL SUPPORT CONTRIBUTION 2,500
    NATIONAL EDUCATION ALLIANCE FOR BORDERLINE PERSONALITY DISORDER
    52 WHITE BEACHES DR
    WASHINGTON,NJ07676     		N/A PC GENERAL OPERATING SUPPORT 100
    NETWORK OF VICTIM ASSISTANCE
    2370 YORK RD SUITE B1
    JAMISON,PA18929     		N/A PC GENERAL OPERATING SUPPORT 100
    NEW CANAAN COUNTRY SCHOOL
    635 FROGTOWN ROAD
    NEW CANAAN,CT06840     		N/A PC STEM CURRICULUM AND TEACHING 15,000
    NEW JERSEY PERFORMING ARTS CENTER
    ONE CENTER STREET
    NEWARK,NJ07102     		N/A PC GENERAL OPERATING SUPPORT 30,000
    NEW VENTURE FUNDSPARC
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		N/A PC OPEN RESEARCH FUNDERS GROUP (ORFG) 25,000
    OPEN ENVIRONMENTAL DATA PROJECT (GATHERING FOR OPEN SCIENCE HARDWARE FISCAL
    38 S 5TH STREET
    HUDSON,NY12534     		N/A PC CIVIC VOICE AND COVID19 RESPONSE: SIDE ENVIRONMENTAL EVENTS 15,000
    OPEN ENVIRONMENTAL DATA PROJECT (GATHERING FOR OPEN SCIENCE HARDWARE FISCAL
    38 S 5TH STREET
    HUDSON,NY12534     		N/A PC OEDP CIVIC SCIENCE FELLOW 25,000
    OPEN RESEARCH FUNDERS GROUP (NEW VENTURE FUND FISCAL SPONSOR)
    734 15TH STREET NW
    WASHINGTON,DC200051029     		N/A PC CIVIC SCIENCE FELLOW, OPEN & EQUITABLE MODEL FUNDING 100,000
    PEOPLE & STORIES
    295 EGGERTS CROSSING ROAD
    LAWRENCEVILLE,NJ08648     		N/A PC GENERAL OPERATING SUPPORT 5,000
    PHILANTHROPY FOR ACTIVE CIVIC ENGAGEMENT
    1717 RHODE ISLAND AVE NW 700
    WASHINGTON,DC20036     		N/A PC LANGUAGE PERCEPTION PROJECT 50,000
    PHILANTHROPY NY
    1500 BROADWAY 7TH FLOOR
    NEW YORK,NY10036     		N/A PC GRANT IN EXCESS OF BASE DUES 450
    PHILANTHROPY NY
    1500 BROADWAY 7TH FLOOR
    NEW YORK,NY10036     		N/A PC GRANT IN EXCESS OF BASE DUES 450
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    1033 MASSACHUSETTS AVENUE 5TH FL
    CAMBRIDGE,MA02138     		N/A PC CIVIC SCIENCE FELLOW 25,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    1033 MASSACHUSETTS AVENUE 5TH FL
    CAMBRIDGE,MA02138     		N/A PC MISINFORMATION REVIEW 50,000
    PRINCETON-BLAIRSTOWN CENTER
    13 ROSZEL ROAD SUITE 204A
    PRINCETON,NJ08540     		N/A PC GENERAL OPERATING SUPPORT 25,000
    PULITZER CENTER
    1779 MASSACHUSETTS AVE NW SUITE 615
    WASHINGTON,DC20036     		N/A PC GENERAL OPERATING SUPPORT 5,000
    RESEARCHAMERICA
    241 18TH STREET SOUTH SUITE 501
    ALEXANDRIA,VA22202     		N/A PC STRAIGHT TALK: FIGHTING HEALTH THREATS FASTER 20,000
    RESEARCHAMERICA
    241 18TH STREET SOUTH SUITE 501
    ALEXANDRIA,VA22202     		N/A PC CIVIC ENGAGEMENT MICROGRANTS EVALUATION AND EARLY-CAREER SUMMIT 50,000
    RESEARCHAMERICA
    241 18TH STREET SOUTH SUITE 501
    ALEXANDRIA,VA22202     		N/A PC CIVIC ENGAGEMENT MICROGRANTS (2020-2022) 100,000
    RESEARCH4IMPACT
    2001 W COLD SPRING LANE 516
    BALTIMORE,MD21209     		N/A PC CREATION & IMPACT OF COLLABORATIONS BETWEEN SCIENTISTS & CIVIC LEADER 100,000
    ROCKEFELLER PHILANTHROPY ADVISORS
    575 MARKET STREET SUITE 3625
    SAN FRANCISCO,CA94105     		N/A PC FUND FOR SHARED INSIGHT 100,000
    ROSALIND FRANKLIN SOCIETY
    140 HUGUENOT STREET
    NEW ROCHELLE,NY10801     		N/A PC RFS / MAL AWARD IN SCIENCE 50,000
    ROYAL CONCERTGEBOUW ORCHESTRA FUND (RCO FUND) AT THE NETHERLANDS-AMERICAN F
    505 8TH AVE SUITE 12A-05
    NEW YORK,NY10018     		N/A PC RCO GENERAL OPERATING SUPPORT 10,000
    SCIENCE PHILANTHROPY ALLIANCE (NEW VENTURE FUND FISCAL SPONSOR)
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		N/A PC GENERAL SUPPORT CONTRIBUTION 10,000
    SCIENCE PHILANTHROPY ALLIANCE (NEW VENTURE FUND FISCAL SPONSOR)
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		N/A PC SCIENCE PHILANTHROPY ALLIANCE-CIVIC SCIENCE FELLOW 100,000
    SCIENCE PHILANTHROPY ALLIANCE (NEW VENTURE FUND FISCAL SPONSOR)
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		N/A PC SCIENCE PHILANTHROPY ALLIANCE 100,000
    SCIENCE PHILANTHROPY ALLIANCE (NEW VENTURE FUND FISCAL SPONSOR)
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		N/A PC SCIENCE PHILANTHROPY ALLIANCE 100,000
    SCIENCECOUNTS INC
    1735 20TH STREET NW
    WASHINGTON,DC20009     		N/A PC ASSESSING HOW AMERICANS WANT TO PARTICIPATE IN SCIENCE 50,000
    SIGMA XI THE SCIENTIFIC RESEARCH HONOR SOCIETY
    PO BOX 13975
    RESEARCH TRIANGLE PARK,NC27709     		N/A PC CIVIC SCIENCE FELLOW, SCIENCE POLICY AND ENGAGEMENT 100,000
    SMITHSONIAN GARDENS ARCHIVES OF AMERICAN GARDENS
    PO BOX 37012
    WASHINGTON,DC200137012     		N/A PC ARCHIVES OF AMERICAN GARDENS PROJECT 3,500
    SOLUTIONS JOURNALISM NETWORK INC
    79 MADISON AVENUE 2ND FLOOR
    NEW YORK,NY10016     		N/A PC ADVANCING EQUITY & INCLUSION IN SOLUTIONS JOURNALISM 75,000
    ST JUDE CHILDREN'S RESEARCH HOSPITAL
    ADMINISTRATION MS 272 ROOM C-7045K
    262 DANNY THOMAS PLACE
    MEMPHIS,TN381053678     		N/A PC LINDSAY SCHWARZ 2018 SCHOLAR 100,000
    STANFORD UNIVERSITY
    OFFICE OF THE PRESIDENT BUILDING 10
    STANFORD,CA94305     		N/A PC COVID-19 FUND TO RETAIN CLINICAL SCIENTISTS 50,000
    STANFORD UNIVERSITY
    OFFICE OF THE PRESIDENT BUILDING 10
    STANFORD,CA94305     		N/A PC LAUREN O'CONNELL 2019 SCHOLAR 100,000
    STANFORD UNIVERSITY
    OFFICE OF THE PRESIDENT BUILDING 10
    STANFORD,CA94305     		N/A PC G. HONG 2021 SCHOLAR-NEUROSCIENCE 100,000
    STONY BROOK FOUNDATION
    230 ADMINISTRATION STONY BROOK
    UNIVERSITY
    STONY BROOK,NY11794     		N/A PC CIVIC SCIENCE FELLOW: CHRONIC PAIN 42,344
    THE 19TH NEWS
    3267 BEE CAVES RD
    AUSTIN,TX78746     		N/A PC GENERAL OPERATING SUPPORT 15,000
    THE ANDREW K DWYER FOUNDATION
    108 BASSETT CREEK TRAIL
    HOBE SOUND,FL33455     		N/A PC GENERAL OPERATING SUPPORT 3,500
    THE ASPEN INSTITUTE
    2300 N ST NW
    WASHINGTON,DC20037     		N/A PC ASPEN INSTITUTE CIVIC SCIENCE FELLOW - OUR FUTURE IS SCIENCE 15,000
    THE ASPEN INSTITUTE
    2300 N ST NW
    WASHINGTON,DC20037     		N/A PC BUILDING A GLOBAL CIVIC SCIENCE COALITION BY AND FOR COMMUNITIES 35,000
    THE ASPEN INSTITUTE
    2300 N ST NW
    WASHINGTON,DC20037     		N/A PC ASPEN INSTITUTE CIVIC SCIENCE FELLOW - OUR FUTURE IS SCIENCE 100,000
    THE COMMUNICATIONS NETWORK
    1717 N NAPER BLVD SUITE 102
    NAPERVILLE,IL60563     		N/A PC GENERAL SUPPORT CONTRIBUTION 25,000
    THE DAILY PENNSYLVANIAN
    4015 WALNUT ST 2ND FL
    PHILADELPHIA,PA19104     		N/A PC GENERAL OPERATING SUPPORT 4,000
    THE JOHN HOPKINS UNIVERSITY
    JOHNS HOPKINS UNIVERSITY 242
    GARLAND HALL 3400 N CHARLES STREET
    BALTIMORE,MD21218     		N/A PC JOSHUA MODELL MILTON CASSEL SCHOLAR GRANT-IMMUNOLOGY 110,000
    THE MAGNUM CULTURAL FOUNDATION
    59 E 4TH STREET 7W
    NEW YORK,NY10003     		N/A PC GENERAL OPERATING SUPPORT 200
    THE REGENTS OF THE UNIVERSITY OF CALIFORNIA BERKELEY
    OFFICE OF THE CHANCELLOR 200
    CALIFORNIA HALL 1500
    BERKELEY,CA94704     		N/A PC STEPHAN LAMMEL 2017 SCHOLAR 100,000
    THE ROCKEFELLER UNIVERSITY
    1230 YORK AVENUE
    NEW YORK,NY10065     		N/A PC JEREMY ROCK 2020 SCHOLAR 100,000
    THE ROCKEFELLER UNIVERSITY
    1230 YORK AVENUE
    NEW YORK,NY10065     		N/A PC LI ZHAO 2019 SCHOLAR 100,000
    THE ROCKEFELLER UNIVERSITY
    1230 YORK AVENUE
    NEW YORK,NY10065     		N/A PC VIVIANA RISCA 2021 SCHOLAR-CANCER 100,000
    TRENTON HEALTH TEAM
    ONE STATE STREET 4TH FLOOR
    TRENTON,NJ08608     		N/A PC GENERAL OPERATING SUPPORT 5,000
    UMASS MEMORIAL FOUNDATION INC (UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL)
    ONE BIOTECH 365 PLANTATION ST STE
    100
    WORCESTER,MA01605     		N/A PC PAUL GREER 2018 SCHOLAR 100,000
    UNITED JEWISH APPEAL
    130 EAST 59TH ST
    NEW YORK,NY10022     		N/A PC HOMES FOR AGED 90,000
    UNITED STATES ASSOCIATION FOR THE STUDY OF PAIN
    7 GLADDEN ROAD
    ANNAPOLIS,MD21401     		N/A PC US ASSOCIATION FOR THE STUDY OF PAIN PARTNERSHIP 10,000
    UNIVERSITY OF CALIFORNIA SAN DIEGO
    9500 GILMAN DRIVE MAIL CODE 0009
    LA JOLLA,CA920930009     		N/A PC DR. MATTHEW BANGHART 2019 SCHOLAR 100,000
    UNIVERSITY OF CALIFORNIA SAN DIEGO
    9500 GILMAN DRIVE MAIL CODE 0009
    LA JOLLA,CA920930009     		N/A PC RICHARD DANEMAN 2017 SCHOLAR 110,000
    UNIVERSITY OF MICHIGAN
    2074 FLEMING ADMINISTRATION
    BUILDING 503 THOMPSON STREET
    ANN ARBOR,MI48109     		N/A PC MONICA DUS 2016 SCHOLAR 110,000
    UNIVERSITY OF OREGON FOUNDATION
    1585 E 13TH AVE
    EUGENE,OR97403     		N/A PC GENERAL SUPPORT CONTRIBUTION 25,000
    UNIVERSITY OF RHODE ISLAND FOUNDATION
    79 UPPER COLLEGE ROAD
    KINGSTON,RI02881     		N/A PC 2021 INCLUSIVE SCICOMM SYMPOSIUM 15,000
    UNIVERSITY OF TEXAS FOUNDATION
    800 WEST CAMPBELL ROAD
    RICHARDSON,TX75080     		N/A PC DR. MICHAEL BURTON 2019 PAIN SCHOLAR 50,000
    UNIVERSITY OF TEXAS MD ANDERSON CANCER CENTER
    1515 HOLCOMBE BLVD
    HOUSTON,TX77030     		N/A PC ANDREW SHEPHERD 2020 SCHOLAR 50,000
    UNIVERSITY OF WISCONSIN
    240 AGRICULTURAL HALL 1450 LINDEN
    DRIVE
    MADISON,WI53706     		N/A PC CIVIC SCIENCE FELLOWS PROGRAM WORK 21,815
    UNIVERSITY OF WISCONSIN
    240 AGRICULTURAL HALL 1450 LINDEN
    DRIVE
    MADISON,WI53706     		N/A PC NATIONAL ACADEMIES CIVIC SCIENCE FELLOW 50,000
    WASHINGTON UNIVERSITY IN ST LOUIS
    CAMPUS BOX 1192
    ST LOUIS,MO63130     		N/A PC DR. MEAGHAN CREED 2019 PAIN SCHOLAR 50,000
    WEILL CORNELL MEDICAL COLLEGE
    1300 YORK AVENUE
    NEW YORK,NY10065     		N/A PC LISTON, CONOR 2017 SCHOLAR 100,000
    WGBH EDUCATIONAL FOUNDATION
    ONE GUEST STREET
    BOSTON,MA02135     		N/A PC SCIENCE FILMMAKING COMMUNITY LANDSCAPE ANALYSIS 75,000
    WILLIAMS COLLEGE ALUMNI FUND
    75 PARK ST
    WILLIAMSTOWN,MA01267     		N/A PC GENERAL OPERATING SUPPORT 100
    WRIGHTSTOWN FRIENDS NURSERY SCHOOL
    C/O 90 STEEPLECHASE DR
    DOYLESTOWN,PA18901     		N/A PC GENERAL OPERATING SUPPORT 100
    YALE UNIVERSITY
    PO BOX 208229
    NEW HAVEN,CT065208229     		N/A PC GRACE CHEN 2020 SCHOLAR 100,000
    YALE UNIVERSITY
    PO BOX 208229
    NEW HAVEN,CT065208229     		N/A PC ELLEN FOXMAN 2021 SCHOLAR - IMMUNOLOGY 100,000
    Total .................................bullet 3a 5,863,599
    bApproved for future payment
    AGORA INSTITUTE AT JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		N/A PC CIVIC SCIENCE FELLOWS 18,750
    AGORA INSTITUTE AT JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		N/A PC CIVIC SCIENCE FELLOWS 68,750
    APLU
    1220 L ST NW SUITE 1000
    WASHINGTON,DC20005     		N/A PC CIVIC SCIENCE FELLOW 5,000
    APLU
    1220 L ST NW SUITE 1000
    WASHINGTON,DC20005     		N/A PC CIVIC SCIENCE FELLOW 20,000
    ASPEN INSTITUTE
    2300 N ST NW
    WASHINGTON,DC20037     		N/A PC ASPEN INSTITUTE CIVIC SCIENCE FELLOW - OUR FUTURE IS SCIENCE 5,750
    ASPEN INSTITUTE
    2300 N ST NW
    WASHINGTON,DC20037     		N/A PC ASPEN INSTITUTE CIVIC SCIENCE FELLOW - OUR FUTURE IS SCIENCE 9,250
    ASPEN INSTITUTE
    2300 N ST NW
    WASHINGTON,DC20037     		N/A PC ASPEN INSTITUTE CIVIC SCIENCE FELLOW - OUR FUTURE IS SCIENCE - CSAC 10,000
    BOSTON UNIVERSITY COLLEGE OF COMMUNICATION
    1 SILBER WAY 9TH FLOOR
    BOSTON,MA02215     		N/A PC SCIENCE MISINFORMATION: PREVALENT MISCONCEPTIONS AND EFFECTIVE MITIGATION STRATEGIES 5,000
    BOSTON UNIVERSITY COLLEGE OF COMMUNICATION
    1 SILBER WAY 9TH FLOOR
    BOSTON,MA02215     		N/A PC SCIENCE MISINFORMATION: PREVALENT MISCONCEPTIONS AND EFFECTIVE MITIGATION STRATEGIES 20,000
    CIENCIA PUERTO RICO (CENTER FOR A NEW ECONOMY INC FISCAL SPONSOR)
    AV QUISQUEYA
    SAN JUAN,PR00919     		N/A PC CIVIC SCIENCE FELLOW 18,750
    CIENCIA PUERTO RICO (CENTER FOR A NEW ECONOMY INC FISCAL SPONSOR)
    AV QUISQUEYA
    SAN JUAN,PR00919     		N/A PC CIVIC SCIENCE FELLOW 68,750
    FULBRIGHT US UK FOUNDATION
    3701 SACRAMENTO STREET 436
    SAN FRANCISCO,CA94118     		N/A PC CIVIC SCIENCE STORYTELLING FELLOW 18,750
    FULBRIGHT US UK FOUNDATION
    3701 SACRAMENTO STREET 436
    SAN FRANCISCO,CA94118     		N/A PC CIVIC SCIENCE STORYTELLING FELLOW 68,750
    FUTURE PROOF INSTITUTE
    3027 SAINT JOHNS AVE
    JACKSONVILLE,FL32205     		N/A PC C/CORPS NETWORK DESIGN 60,000
    GENUNITY (RETHINK CHARITY FISCAL SPONSOR)
    492 ADAMS MAIL CTR
    CAMBRIDGE,MA02138     		N/A PC BUILDING LIFELONG LEARNING COMMUNITIES FOR CIVIC ACTION 25,000
    KAISER FAMILY FOUNDATION
    185 BERRY STREET SUITE 2000
    SAN FRANCISCO,CA94107     		N/A PC BCBS OF MASSACHUSETTS FOUNDATION HEALTH COVERAGE FELLOWSHIP 10,000
    MEDIA IMPACT FUNDERS
    200 W WASHINGTON SQUARE SUITE 220
    PHILADELPHIA,PA19106     		N/A PC BUILDING THE KNOWLEDGE AND CAPACITY OF FUNDERS SUPPORTING PUBLIC ENGAGEMENT WITH EVIDENCE 75,000
    NATIONAL ACADEMY OF SCIENCES
    500 5TH ST NW
    WASHINGTON,DC20001     		N/A PC ADVANCING ANTI-RACISM, DIVERSITY, EQUITY, AND INCLUSION IN STEM ORGANIZATIONS: A CONSENSUS STUDY 25,000
    NATIONAL ACADEMY OF SCIENCES
    500 5TH ST NW
    WASHINGTON,DC20001     		N/A PC NATIONAL ACADEMIES SCIENCE COMMUNICATION COLLOQUIUM 50,000
    NATIONAL ACADEMY OF SCIENCES
    500 5TH ST NW
    WASHINGTON,DC20001     		N/A PC SPONSOR INFLUENCES ON THE QUALITY AND INDEPENDENCE OF HEALTH RESEARCH: A WORKSHOP 50,000
    OPEN RESEARCH FUNDERS GROUP (NVF AS FS)
    734 15TH STREET NW
    WASHINGTON,DC200051029     		N/A PC CIVIC SCIENCE FELLOW, OPEN & EQUITABLE MODEL FUNDING 87,500
    PACE (PHILANTHROPY FOR ACTIVE CIVIC ENGAGEMENT)
    1717 RHODE ISLAND AVE NW SUITE 700
    WASHINGTON,DC20036     		N/A PC LANGUAGE PERCEPTION PROJECT 25,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    1033 MASSACHUSETTS AVENUE 5TH FL
    CAMBRIDGE,MA02138     		N/A PC CIVIC SCIENCE FELLOW 5,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    1033 MASSACHUSETTS AVENUE 5TH FL
    CAMBRIDGE,MA02138     		N/A PC GENERAL SUPPORT CONTRIBUTION 10,000
    PRESIDENT AND FELLOWS OF HARVARD COLLEGE
    1033 MASSACHUSETTS AVENUE 5TH FL
    CAMBRIDGE,MA02138     		N/A PC CIVIC SCIENCE FELLOW 20,000
    SCIENCE PHILANTHROPY ALLIANCE (NEW VENTURE FUND FISCAL SPONSOR)
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		N/A PC CIVIC SCIENCE FELLOW 18,750
    SCIENCE PHILANTHROPY ALLIANCE (NEW VENTURE FUND FISCAL SPONSOR)
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		N/A PC CIVIC SCIENCE FELLOW 68,750
    SIGMA XI THE SCIENTIFIC RESEARCH HONOR SOCIETY
    PO BOX 13975
    RESEARCH TRIANGLE PARK,NC27709     		N/A PC CIVIC SCIENCE FELLOW, SCIENCE POLICY & ENGAGEMENT 100,000
    UNIVERSITY OF WISCONSIN
    240 AGRICULTURAL HALL 1450 LINDEN
    DRIVE
    MADISON,WI53706     		N/A PC NATIONAL ACADEMIES CIVIC SCIENCE FELLOW 7,855
    UNIVERSITY OF WISCONSIN
    240 AGRICULTURAL HALL 1450 LINDEN
    DRIVE
    MADISON,WI53706     		N/A PC NATIONAL ACADEMIES CIVIC SCIENCE FELLOW 100,000
    Total .................................bullet 3b 1,075,355
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 5,644  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 21,866,265  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aGRANT REFUNDS     		    01 15,088  
    bOTHER MISCELLANEOUS INCOME     01 855  
    cPAID FAMILY LEAVE REFUND     01 10,493  
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 23,878,841 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    23,878,841
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BOOKKEEPING 36,000 0   36,000
    FINANCIAL STATEMENT AUDIT AND TAX RETURNS PREPARATION 57,250 0   57,250

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBOTT LABORATORIES (ABT) 3079 SHARES 433,338 433,338
    ABBVIE INC (ABBV) 5057 SHARES 684,718 684,718
    ACCENTURE PLC (ACN) 4055 SHARES 1,681,000 1,681,000
    ADOBE INC (ADBE) 673 SHARES 381,631 381,631
    AERCAP HOLDINGS NV (AER) 8678 SHARES 567,715 567,715
    AGILENT TECHNOLOGIES INC (A) 2448 SHARES 390,823 390,823
    AIRBNB INC (ABNB) 1821 SHARES 303,178 303,178
    ALIBABA GROUP HOLDING LTD (BABA) 3048 SHARES 362,072 362,072
    ALIGN TECHNOLOGY INC (ALGN) 221 SHARES 145,237 145,237
    ALPHABET INC (GOOG) 1473 SHARES 4,264,259 4,264,259
    AMAZON.COM INC (AMZN) 832 SHARES 2,774,171 2,774,171
    AMERICAN TOWER CORP (AMT) 2153 SHARES 629,752 629,752
    AMERIPRISE FINANCIAL INC (AMP) 6771 SHARES 2,042,540 2,042,540
    ANALOG DEVICES INC (ADI) 4712 SHARES 828,228 828,228
    ANTHEM INC (ANTM) 1776 SHARES 823,247 823,247
    APPLE INC (AAPL) 19425 SHARES 3,449,297 3,449,297
    APPLIED MATERIALS INC (AMAT) 2581 SHARES 406,146 406,146
    APPLOVIN CORP (APP) 5089 SHARES 479,689 479,689
    APTIV PLC (APTV) 2065 SHARES 340,622 340,622
    ASML HOLDING NV (ASML) 100 SHARES 79,614 79,614
    AUTODESK INC (ADSK) 934 SHARES 262,631 262,631
    AUTOMATIC DATA PROCESSING INC (ADP) 3814 SHARES 940,456 940,456
    BANK OF AMERICA CORP (BAC) 40731 SHARES 1,812,122 1,812,122
    BECTON DICKINSON AND CO (BDX) 3689 SHARES 194,595 194,595
    BED BATH & BEYOND INC (BBBY) 17053 SHARES 248,633 248,633
    BERKSHIRE HATHAWAY INC (BRK/B) 4323 SHARES 1,292,576 1,292,576
    BEST BUY CO INC (BBY) 5245 SHARES 532,892 532,892
    BLACKSTONE INC (BX) 11220 SHARES 1,451,756 1,451,756
    BLOCK INC (SQ) 1637 SHARES 264,392 264,392
    BOOKING HOLDINGS INC (BKNG) 391 SHARES 938,099 938,099
    BRIGHT HORIZONS FAMILY SOLUTIO (BFAM) 3245 SHARES 408,481 408,481
    CANADIAN NATIONAL RAILWAY CO (CNI) 3002 SHARES 368,826 368,826
    CARLYLE GROUP INC/THE (CG) 7320 SHARES 401,868 401,868
    CARMAX INC (KMX) 7397 SHARES 963,311 963,311
    CARRIER GLOBAL CORP (CARR) 12858 SHARES 697,418 697,418
    CATALENT INC (CTLT) 1648 SHARES 210,993 210,993
    CDW CORP/DE (CDW) 550 SHARES 112,629 112,629
    CHUBB LTD (CB) 3494 SHARES 675,425 675,425
    CHURCH & DWIGHT CO INC (CHD) 800 SHARES 82,000 82,000
    CISCO SYSTEMS INC (CSCO) 15559 SHARES 985,974 985,974
    CIT GROUP INC () 5647 SHARES 289,917 289,917
    CLARIVATE PLC (CLVT) 13784 SHARES 324,200 324,200
    CME GROUP INC (CME) 425 SHARES 97,095 97,095
    COMCAST CORP (CMCSA) 10200 SHARES 513,366 513,366
    COSTAR GROUP INC (CSGP) 4369 SHARES 345,282 345,282
    CROWN CASTLE INTERNATIONAL COR (CCI) 1751 SHARES 365,504 365,504
    CUMMINS INC (CMI) 1958 SHARES 427,118 427,118
    CVS HEALTH CORP (CVS) 5667 SHARES 584,608 584,608
    DANAHER CORP (DHR) 1169 SHARES 384,613 384,613
    DOCUSIGN INC (DOCU) 778 SHARES 118,497 118,497
    DOMINION ENERGY INC (D) 6409 SHARES 503,491 503,491
    DOW INC (DOW) 6437 SHARES 365,107 365,107
    EDWARDS LIFESCIENCES CORP (EW) 10743 SHARES 1,391,756 1,391,756
    ELI LILLY & CO (LLY) 225 SHARES 62,149 62,149
    EOG RESOURCES INC (EOG) 1325 SHARES 117,700 117,700
    ERIE INDEMNITY CO (ERIE) 1227 SHARES 236,394 236,394
    FIDELITY NATIONAL INFORMATION (FIS) 550 SHARES 60,032 60,032
    FIRST CITIZENS BANCSHARES INC/ (FCNCA) 357 SHARES 296,253 296,253
    FISERV INC (FISV) 1050 SHARES 108,980 108,980
    GARTNER INC (IT) 713 SHARES 238,370 238,370
    GILEAD SCIENCES INC (GILD) 4162 SHARES 302,203 302,203
    HALOZYME THERAPEUTICS INC (HALO) 8356 SHARES 335,995 335,995
    HEICO CORP (HEI/A) 2222 SHARES 285,571 285,571
    HOME DEPOT INC/THE (HD) 1946 SHARES 807,609 807,609
    ILLUMINA INC (ILMN) 380 SHARES 144,567 144,567
    INTUIT INC (INTU) 1263 SHARES 812,387 812,387
    INTUITIVE SURGICAL INC (ISRG) 491 SHARES 176,416 176,416
    IQVIA HOLDINGS INC (IQV) 1493 SHARES 421,235 421,235
    JOHNSON & JOHNSON (JNJ) 2904 SHARES 496,787 496,787
    JPMORGAN CHASE & CO (JPM) 11594 SHARES 1,835,910 1,835,910
    KINDER MORGAN INC (KMI) 26888 SHARES 426,444 426,444
    KKR & CO INC (KKR) 18614 SHARES 1,427,046 1,427,046
    L3HARRIS TECHNOLOGIES INC (LHX) 1149 SHARES 245,013 245,013
    LAM RESEARCH CORP (LRCX) 509 SHARES 366,047 366,047
    LENNAR CORP (LEN) 550 SHARES 63,888 63,888
    LINDE PLC (LIN) 2142 SHARES 742,053 742,053
    LITHIA MOTORS INC (LAD) 1220 SHARES 362,279 362,279
    LOWE'S COS INC (LOW) 7203 SHARES 1,861,831 1,861,831
    MARTIN MARIETTA MATERIALS INC (MLM) 856 SHARES 377,085 377,085
    MASTERCARD INC (MA) 7210 SHARES 2,590,697 2,590,697
    MCDONALD'S CORP (MCD) 2611 SHARES 699,931 699,931
    MEDTRONIC PLC (MDT) 4307 SHARES 445,559 445,559
    MERCK & CO INC (MRK) 14743 SHARES 1,129,904 1,129,904
    META PLATFORMS INC (META) 6027 SHARES 2,027,181 2,027,181
    MICROSOFT CORP (MSFT) 17628 SHARES 5,928,649 5,928,649
    MOODY'S CORP (MCO) 275 SHARES 107,409 107,409
    MOTOROLA SOLUTIONS INC (MSI) 525 SHARES 142,642 142,642
    MSCI INC (MSCI) 208 SHARES 127,440 127,440
    NETFLIX INC (NFLX) 368 SHARES 221,698 221,698
    NEXTERA ENERGY INC (NEE) 650 SHARES 60,684 60,684
    NIKE INC (NKE) 1051 SHARES 175,170 175,170
    NOMAD FOODS LTD (NOMD) 23352 SHARES 592,907 592,907
    NOVARTIS AG (NVS) 5827 SHARES 509,688 509,688
    NVIDIA CORP (NVDA) 2358 SHARES 693,511 693,511
    OTIS WORLDWIDE CORP (OTIS) 6533 SHARES 568,828 568,828
    PALO ALTO NETWORKS INC (PANW) 796 SHARES 443,181 443,181
    PAYPAL HOLDINGS INC (PYPL) 5716 SHARES 1,077,923 1,077,923
    PINTEREST INC (PINS) 9556 SHARES 347,361 347,361
    PROCTER & GAMBLE CO/THE (PG) 4674 SHARES 764,573 764,573
    QORVO INC (QRVO) 2369 SHARES 370,488 370,488
    RAYTHEON TECHNOLOGIES CORP (RTX) 1325 SHARES 114,030 114,030
    REYNOLDS CONSUMER PRODUCTS INC (REYN) 11779 SHARES 369,861 369,861
    ROPER TECHNOLOGIES INC (ROP) 225 SHARES 110,668 110,668
    SALESFORCE INC (CRM) 3869 SHARES 983,229 983,229
    SBA COMMUNICATIONS CORP (SBAC) 1505 SHARES 585,475 585,475
    SERVICENOW INC (NOW) 455 SHARES 295,345 295,345
    SIGNATURE BANK/NEW YORK NY (SBNY) 520 SHARES 168,204 168,204
    SKYWORKS SOLUTIONS INC (SWKS) 2278 SHARES 353,409 353,409
    SOUTHWEST AIRLINES CO (LUV) 6124 SHARES 262,352 262,352
    SPLUNK INC (SPLK) 2405 SHARES 278,307 278,307
    STARBUCKS CORP (SBUX) 1742 SHARES 203,762 203,762
    STERICYCLE INC (SRCL) 6409 SHARES 382,233 382,233
    STRYKER CORP (SYK) 375 SHARES 100,282 100,282
    SUNCOR ENERGY INC (SU) 23105 SHARES 578,318 578,318
    T ROWE PRICE GROUP INC (TROW) 2509 SHARES 493,370 493,370
    TAIWAN SEMICONDUCTOR MANUFACTU (TSM) 6836 SHARES 822,439 822,439
    TARGET CORP (TGT) 4054 SHARES 938,258 938,258
    TJX COS INC/THE (TJX) 7952 SHARES 603,716 603,716
    T-MOBILE US INC (TMUS) 3016 SHARES 349,796 349,796
    TRANSDIGM GROUP INC (TDG) 773 SHARES 491,844 491,844
    TRANSUNION (TRU) 700 SHARES 83,006 83,006
    UNILEVER PLC (UL) 6042 SHARES 324,999 324,999
    UNION PACIFIC CORP (UNP) 425 SHARES 107,070 107,070
    UNITED PARCEL SERVICE INC (UPS) 3170 SHARES 679,458 679,458
    UNITED RENTALS INC (URI) 1737 SHARES 577,188 577,188
    UNITEDHEALTH GROUP INC (UNH) 4547 SHARES 2,283,231 2,283,231
    UPSTART HOLDINGS INC (UPST) 2606 SHARES 394,288 394,288
    VISA INC (V) 10243 SHARES 2,219,761 2,219,761
    WALT DISNEY CO/THE (DIS) 4708 SHARES 729,222 729,222
    WAYFAIR INC (W) 1903 SHARES 361,513 361,513
    WELLS FARGO & CO (WFC) 13249 SHARES 635,687 635,687
    WP CAREY INC (WPC) 5272 SHARES 432,568 432,568
    ZOETIS INC (ZTS) 1420 SHARES 346,523 346,523

    TY 2021 InvestmentsOtherSchedule2
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ASM CONNAUGHT HOUSE FUND III FMV 2,416,965 2,416,965
    BIRCH GROVE CREDIT STRATEGIES FMV 3,139,864 3,139,864
    BOND CAPITAL FUND LP FMV 1,947,864 1,947,864
    BOND II, LP FMV 590,808 590,808
    COLCHIS INCOME FUND LTD FMV 1,014,257 1,014,257
    DALTON INVESTMENTS TRUST FMV 2,961,754 2,961,754
    DG VALUE PARTNERS II OFFSHORE FUND FMV 2,707,600 2,707,600
    ECHO STREET II FMV 8,255,496 8,255,496
    FHLMC 2.500% 12/01/2051 449000 UNITS FMV 459,242 459,242
    FHLMC 2.500% 12/01/2051 493000 UNITS FMV 504,245 504,245
    FHLMC 3.000% 08/15/2047 408596.594 UNITS FMV 430,534 430,534
    FNMA 2.500% 11/01/2051 309000 UNITS FMV 316,048 316,048
    FNMA 3.500% 12/25/2041 692735.664 UNITS FMV 729,354 729,354
    FORESITE CAPITAL FUND V LP FMV 628,633 628,633
    FUNDSMITH EQUITY FUND LP CLASS FMV 5,271,657 5,271,657
    GNMA 07/20/2051 1211262.983 UNITS FMV 62,538 62,538
    GNMA 11/20/2051 1719000 UNITS FMV 1,716,507 1,716,507
    GNMA 11/20/2051 1816644.29 UNITS FMV 1,814,010 1,814,010
    GNMA 12/20/2051 1719000 UNITS FMV 1,718,463 1,718,463
    GNMA 3.000% 09/20/2051 488223.656 UNITS FMV 68,898 68,898
    GNMA 3.500% 10/20/2051 365825.639 UNITS FMV 62,534 62,534
    GQG PARTNERS INTERNATIONAL FMV 4,375,309 4,375,309
    INDIA ACORN FUND (CAYMAN) LTD FMV 6,482,334 6,482,334
    INNOVATION ENDEAVORS IV LP FMV 208,465 208,465
    KABOUTER INT'L OPPORTUNITIES FMV 2,837,325 2,837,325
    MAINGATE MLP FUND-I FMV 2,990,159 2,990,159
    MGG SF EVERGREEN UNLEVERED FMV 3,893,234 3,893,234
    NEW GENERATION TURNAROUND FUND FMV 633,815 633,815
    NOVALIS LIFESCIENCES INVESTMENTS II, LP FMV 155,761 155,761
    NOVALPINA CAPITAL PTNRS I SCSP FMV 1,500,743 1,500,743
    ORCHARD LIQUID CREDIT FUND FMV 2,126,229 2,126,229
    OVERLOOK PARTNERS FD LP FMV 4,065,362 4,065,362
    OWLS NEST PARTNERS FMV 2,604,599 2,604,599
    SEASONED CREDIT RISK 2.500% 08/25/2059 1140848.864 UNITS FMV 1,163,962 1,163,962
    SEASONED CREDIT RISK 3.500% 05/25/2057 713140.12 UNITS FMV 754,631 754,631
    THIRD POINT OFFSHORE FUND LTD FMV 3,086,570 3,086,570
    TP STRUCTURED CREDIT OFFSHORE FMV 2,461,162 2,461,162
    VANGUARD ST TRSY INDX FMV 23,502,819 23,502,819
    WARBURG PINCUS GLOBAL GROWTH FMV 2,063,915 2,063,915
    WARBURG PINCUS PE XII LP FMV 3,472,557 3,472,557
    WF ASAIN SMALLER COMPANIES FMV 3,449,915 3,449,915
    YORK CREDIT OPPORUTUNITIES FMV 390,135 390,135
    YORK DIST ASSET IV FD CYM LTD FMV 1,906,379 1,906,379
    YORK DISTRESSED ASSET FD III FMV 2,909,270 2,909,270
    YORK EUROPEAN DISTRESSED FMV 1,499,264 1,499,264

    TY 2021 LegalFeesSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 31,913 0   31,913


    TY 2021 OtherAssetsSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    SECURITY DEPOSIT 6,053 6,053 6,053


    TY 2021 OtherExpensesSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INSURANCE 14,174 0   14,174
    OFFICE EXPENSES 7,334 0   7,334
    MEMBERSHIPS AND DUES 29,829 0   29,829
    ANNUAL REPORT FILING 1,533 0   1,533
    SCIENTIFIC ADVISORY HONORARIA 42,000 0   42,000
    IT SERVICE & WEB DESIGN 13,200 0   13,200
    PAYROLL SERVICE 4,175 0   4,175
    GRANT SOFTWARE & WEB SERVICES 38,178 0   38,178
    OFFICE FURNITURE AND EQUIPMENT 16,282 0   16,282
    PROGRAM/COMMUNICATIONS EXPENSE 109,906 0   109,906
    SCHOLARS WORKSHOP 5,551 0   5,551
    OTHER INVESTMENT EXPENSES THRU SCHEDULE K-1S 0 477,599   0
    DIRECT CHARITABLE ACTIVITES 215,573 0   215,573
    BANK FEES 405 405   0
    STAFFING RESOURCES 35,000 0   35,000


    TY 2021 OtherIncomeSchedule2
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER PARTNERSHIP INCOME 556,593 0 556,593
    SECURITIES LITIGATION PROCEEDS 3,438 3,438 3,438
    OTHER INVESTMENT INCOME THROUGH SCHEDULE K-1S 0 338,431 0
    GRANT REFUNDS 15,088   15,088
    OTHER MISCELLANEOUS INCOME 855   855
    PAID FAMILY LEAVE REFUND 10,493   10,493


    TY 2021 OtherIncreasesSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Description Amount
    UNREALIZED GAIN ON INVESTMENTS 12,815,879


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT CUSTODIAL, ADVISORY AND MANAGEMENT FEES 1,237,186 1,205,886   0
    OTHER PROFESSIONAL FEES 2,651 0   2,651


    TY 2021 TaxesSchedule
    Name:
    RITA ALLEN FOUNDATION INC
    EIN:
    13-6116429
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 295,000 0   0
    FOREIGN TAXES WITHHELD 12,558 12,558   0
    FOREIGN TAXES WITHHELD THROUGH SCHEDULE K-1S 0 36,442   0