Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
Katharine LW and Winthrop M Crane 3d
Charitable Foundation
Number and street (or P.O. box number if mail is not delivered to street address)TG P 160 Federal St
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Boston, MA02110
A Employer identification number

04-3217038
B Telephone number (see instructions)

(617) 951-2777
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,926,485J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 5,094 5,094 5,094
4 Dividends and interest from securities... 54,836 54,836 54,836
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 114,217
b Gross sales price for all assets on line 6a 188,414
7 Capital gain net income (from Part IV, line 2)... 114,217
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 3,624 3,624 3,624
12 Total. Add lines 1 through 11........ 177,771 177,771 63,554
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 31,012 31,012 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 5,392 5,392 0 0
b Accounting fees (attach schedule)....... Click to see attachment 8,425 8,425 0 0
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 2,843 0 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 478 0 0 0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 48,150 44,829 0 0
25 Contributions, gifts, grants paid....... 199,000 199,000
26 Total expenses and disbursements. Add lines 24 and 25 247,150 44,829 0 199,000
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -69,379
b Net investment income (if negative, enter -0-) 132,942
c Adjusted net income (if negative, enter -0-)... 63,554
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 42,452 47,619 47,619
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 49,974 Click to see attachment49,964 49,997
b Investments—corporate stock (attach schedule)....... 989,171 Click to see attachment914,675 3,430,009
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 398,851 Click to see attachment398,092 398,860
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,480,448 1,410,350 3,926,485
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 1,480,448 1,410,350
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 0 0
29 Total net assets or fund balances (see instructions)..... 1,480,448 1,410,350
30 Total liabilities and net assets/fund balances (see instructions). 1,480,448 1,410,350
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,480,448
2
Enter amount from Part I, line 27a .....................
2
-69,379
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
1,411,069
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
719
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
1,410,350
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 200 shs Coresite Realty Corp P 2020-07-06 2021-12-28
b 130 shs Home Depot Inc. P 1999-11-24 2021-12-01
c 114 Medtronic PLC P 2015-01-27 2021-12-01
d 180 shs Microsoft Corp P 2000-02-15 2021-12-01
e 0.70 shs Organon & Co. P 1999-11-24 2021-06-03
65 shs Organon & Co P 1999-11-24 2021-12-01
200 shs Toronto-Dominion BK P 2010-04-26 2021-12-01
116 shs Viatris Inc. P 1999-11-24 2021-12-01
65 shs 3M Co P 2017-10-19 2021-12-01
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 33,990   24,587 9,403
b 52,678   6,977 45,701
c 12,290   8,417 3,873
d 60,380   8,821 51,559
e 24   18 6
1,924   1,551 373
14,538   7,662 6,876
1,449   1,965 -516
11,141   14,199 -3,058
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       9,403
b       45,701
c       3,873
d       51,559
e       6
      373
      6,876
      -516
      -3,058
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 114,217
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 0
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,848
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,848
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 686
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 1,850
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,536
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 688
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet688 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletTaylor Ganson & Perrin LLP Telephone no.bullet (617) 951-2777

    Located atbullet160 Federal StreetBostonMA ZIP+4bullet02110
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Katherine A Francis Executive Director,Trustee
    0.00     		0 0 0
    c/o Taylor Ganson Perrin 160
    Federal Street 20th Floor
    Boston,MA02110
    John A Leith Trustee
    0.00     		0 0 0
    c/o Taylor Ganson Perrin 160
    Federal Street 20th Floor
    Boston,MA02110
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    3,485,164
    b
    Average of monthly cash balances.......................
    1b
    240,996
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    3,726,160
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    3,726,160
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    55,892
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    3,670,268
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    183,513
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    183,513
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    1,848
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,848
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    181,665
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    181,665
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    181,665
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 181,665
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017...... 6,513
    c From 2018......  
    d From 2019......  
    e From 2020...... 1,490
    f Total of lines 3a through e ........ 8,003
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 199,000
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 181,665
    e Remaining amount distributed out of corpus 17,335
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 25,338
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		25,338
    10 Analysis of line 9:
    a Excess from 2017.... 6,513
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020.... 1,490
    e Excess from 2021.... 17,335
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Berskshire Talking Chronicle
    208 West Street
    Pittsfield,MA01201     		None Charitable For General purposes 2,500
    Dalton Fireman's Association
    20 Flansburg Avenue
    Dalton,MA01226     		None Charitable To purchase compressed air tanks 4,000
    Berkshire Dream Center
    475 Tyler Street
    Pittsfield,MA01201     		None Charitable For General purposes 1,000
    Berkshire Taconic Community Foundation
    800 North Main Street
    Sheffield,MA01257     		None Charitable 25% to purchase fuel for citizens for heat; 75% to assist citizens in need of housing 15,000
    First United Methodist Chrurch of Pittsfield
    55 Fenn Street
    Pittsfield,MA01201     		None Charitable For General purposes 2,000
    Ellington Historical Society 7 Nellie McKnight Museum
    PO Box 73
    Ellington,CT06029     		None Charitable For General purposes 1,000
    Fiends of Homeless Animals
    8052 Bonito Drive
    Marathon,FL33050     		None Charitable For General purposes 1,500
    Kripalu Center for Yoga and Health
    57 Interlaken Road
    Stockbridge,MA01262     		None Charitable For General purposes 2,000
    Manes & Motions Therapeutic Riding Center
    2150 Corbin Avenue
    New Britain,CT06053     		None Charitable For General purposes 1,000
    South Congregational Church UUC
    110 South Street
    Pittsfield,MA01201     		None Charitable For General purposes 2,000
    Trustees of Reservations
    200 High St
    Boston,MA02110     		None Charitable For General purposes 750
    Alzheimer's Association
    1212 New York Avenue NW 800
    Washington,DC20005     		none Charitable General purposes 1,000
    Animal Dreams Berkshire Humane Society
    214 Barker Road
    Pittsfield,MA01201     		none Charitable General purposes 2,500
    Berkshire Grown Fund
    314 Main Street
    Great Barrington,MA01230     		None Charitable General purposes 5,000
    Berkshire Museum
    39 South Street
    Pittsfield,MA01201     		None Charitable General purposes (for educational programs) 2,500
    Berkshire Natural Resources Council Inc
    20 Bank Row
    Pittsfield,MA01201     		None Charitable Funds used to support High Road Initiative 7,500
    Berkshire Theatre Group
    111 South Street
    Pittsfield,MA01201     		none Charitable General purposes 3,000
    Berkshire Wildlife Services
    25 King Street
    Pittsfield,MA01201     		none Charitable General purposes 3,000
    Boston Symphony Orchestra
    Symphony Hall
    Boston,MA02115     		None Charitable General purposes (for Day in the Arts Program) 5,000
    Pittsfield Boys and Girls Club
    16 Melville Street
    Pittsfield,MA01201     		None Charitable General purposes 4,000
    Camp Allen Inc
    56 Camp Allen Road
    Bedford,NH03110     		None Charitable General purposes 4,000
    Christian Center of Pittsfield Inc
    193 Robbins Avenue
    Pittsfield,MA01201     		None Charitable General purposes 6,000
    Clark School for Hearing and Speech
    45 Round Hill Road
    Northampton,MA01060     		None Charitable General purposes 3,500
    Conn Assocof Foster & Adoptive Parents
    2189 Silas Deane Highway Suite 2
    Rocky Hill,CT06067     		None Charitable General purposes 3,500
    Connecticut Canine Search and Rescue Inc
    2842 Main Street Box 254
    Glastonbury,CT06033     		None Charitable General purposes 1,000
    Connecticut Eastern Chapter National Railway Historical Society
    31 Barncliff Road
    Mansfield Center,CT06250     		None Charitable General purposes 1,000
    Cornerstone Foundation Inc
    15 Prospect Street
    Vernon,CT06066     		None Charitable General purposes 5,000
    Covenant Soup Kitchen St Paul's Church
    220 Valley Street
    Willimantic,CT06226     		None Charitable General purposes (for Covenant Soup Kitchen and tooth fund) 4,000
    Dalton Community Recreation Association
    400 Main Street
    Dalton,MA01226     		None Charitable General purposes 10,000
    Dalton Community Recreation Association
    400 Main Street
    Dalton,MA01226     		None Charitable For Sugar Hill Folk Festival 2,000
    Dalton Free Public Library
    462 Main Street
    Dalton,MA01226     		None Charitable For purchase of children's books 3,000
    Danny Boy Adoption Fund - 16 Mountain View Drive Pittsfield MA 01201
    16 Mountain View Drive
    Pittsfield,MA01201     		none Charitable General purposes (care of animals) 2,000
    Elder Services of Berkshire County
    877 South Street Suite 4E
    Pittsfield,MA01201     		none Charitable General purposes 6,000
    Elizabeth Freeman Center
    43 Francis Ave
    Pittsfield,MA01201     		None Charitable General purposes 6,000
    Eye of the Storm Equine Rescue Center
    45 C Marlboro Rd
    Stow,MA01775     		None Charitable General purposes 4,000
    Foodshare 450 Woodland Avenue Bloomfield CT
    450 Woodlane Avenue
    Bloomfield,CT06002     		None Charitable General purposes 2,000
    Fort Ticonderoga
    102 Fort Ti Road
    Ticonderoga,NY12883     		None Charitable General purposes (to support the Pavilion Project) 1,000
    Friends of Lindenwald
    1013 Old Post Road
    Kinderhook,NY12106     		None Charitable General purposes 500
    Grace Community Boston
    28 Gould Street
    Walpole,MA02081     		None Charitable Charity (meals for homeless) 1,250
    Great Barrington Land Conservancy
    789 Main Street
    Great Barrington,MA01230     		None Charitable General purposes 5,000
    Greenagers
    342 North Plain Road Suite 1
    Housatonic,MA01236     		none Charitable General purposes 4,000
    Hartford Interval House Inc
    10 Main Streeet
    Hartford,CT06134     		None Charitable General purposes 3,000
    Hospice Care in the Berkshires Inc
    877 South Street Suite 1W
    Pittsfield,MA01201     		None Charitable General purposes 3,000
    Housatonic River Initiative Inc
    165 Bradley St
    Lee,MA01238     		None Charitable General purposes 3,000
    NAMI of Berkshire County
    33 East Street Room 417
    Pittsfield,MA01201     		none Charitable General purposes 2,500
    NAMI(National Alliance on Mental Illness) of Manchester
    143 Boulder Crest Lane
    Manchester,CT06045     		none Charitable General purposes 2,500
    North Star Family Services
    758 Main Street
    Leominster,MA01453     		None Charitable General purposes 5,000
    Railroad Street Youth Project Inc
    60 Bridge Street
    Great Barrington,MA01230     		None Charitable General purposes 4,000
    Rescue Road Trips
    3200 Newark Rd
    Zanesville,OH43701     		none Charitable General purposes care of animals 1,000
    Roots Rising co Alchey Initiative
    437 North Street
    Pittsfield,MA01202     		None Charitable General purposes (agriculture programs) 5,500
    Soul Fire Farm
    1972 RT2 NY
    Petersburg,NY12138     		None Charitable General purposes 1,000
    The Performance Project
    38 Fort Hill Terrace
    Northampton,MA01060     		None Charitable General purposes 7,000
    Tolland Fire Department
    191 Merrow Road
    Tolland,CT06084     		none Charitable For purchase of Emergency sign 10,000
    Windrush Farm
    479 Lacy Street
    North Andover,MA01845     		None Charitable General purposes 4,000
    Montachusett Interfaith Hospitality Network
    758 N Main Street
    Leominster,MA01453     		none Charitable For general purposes 5,500
    TG's Clubhouse
    314 Columbus Avenue
    Pittsfield,MA02201     		none Charitable Habitat for Humanity's care 1,000
    Total .................................bullet 3a 199,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 5,094  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 114,217  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 177,771 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    177,771
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    Katharine LW and Winthrop M Crane 3d
     
    Charitable Foundation
    EIN:
    04-3217038
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Tax preparation 8,425 8,425 0 0

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    Katharine LW and Winthrop M Crane 3d
     
    Charitable Foundation
    EIN:
    04-3217038
    Name of Stock End of Year Book Value End of Year Fair Market Value
    1775 shares Oracle Corp. 43,083 154,798
    800 shares Johnson & Johnson 37,776 136,856
    940 shares Pfizer Inc. 36,029 55,507
    800 shares JP Morgan Chase & Co. 38,538 126,680
    500 shares Honeywell Intl Inc. 14,520 104,255
    350 shares Abbott Laboratories 6,925 49,259
    400 shares Becton Dickinson & Co. 15,515 100,592
    1,132 shs Bank of America 37,128 50,363
    800 shs Roche Holdings Ltd Sponsored ADR 17,634 41,352
    657 shs Merck & Co. Inc. 31,324 50,352
    1,200 shares Intel Corp 46,775 61,800
    625 shares Ecolab Inc. 25,020 146,619
    100 shares Deere & Co. 5,654 34,289
    100 shares United Parcel Service CL B 6,862 21,434
    325 shares Waste Management Inc. 11,143 54,243
    200 shares The Walt Disney Company 6,152 30,978
    125 shares Nestle S A Sponsored ADR 5,940 17,546
    200 shares Analog Devices Inc. 5,630 35,154
    2800 shares Apple Inc. 8,101 198,878
    120 shares Nextera Energy Inc. 5,514 44,813
    400 shs Accenture PLC 24,115 165,820
    915 shs Ishares Biotechnology 29,747 139,647
    75 shs T Rowe Price Group Inc. 4,607 14,748
    270 shs Colgate-Palmolive Company 11,111 23,042
    720 shs Coca-Cola Co 19,785 42,631
    20 shs Alphabet, Inc (Goog) 5,351 57,872
    20 shares Alphabet, Inc (Googl) 5,352 57,941
    125 shs Microchip Technology Inc 4,761 21,765
    460 shs The Procter & Gamble Company 16,686 75,247
    280 shs Rockwell Automation Inc. 32,616 97,678
    685 shs Wal Mart Stores Inc. 35,553 99,113
    59 shs Charter Communications 9,225 38,466
    750 shs Texas Instruments 53,490 141,353
    300 shs Eli Lilly & Company 24,810 82,866
    100 shs Berkshire Hathaway 21,619 29,900
    425 shs Smith A O 22,711 36,486
    425 shs TJX Companies 23,276 32,266
    505 shs Verizon Communication 27,376 26,240
    125 shs Crown Castle Intl Co. 16,746 26,093
    200 shs Tractor Supply Compan 20,741 47,720
    289 shs Chevron Corp 25,840 33,914
    75 shs Raytheon Technologies Co. 2,760 6,455
    2 shs Occidental Petrol 27 WTS 10 25
    660 shs Home Depot Inc 32,434 273,907
    1,020 shs Microsoft Corp. 38,690 343,046

    TY 2021 InvestmentsGovtObligationsSch
    Name:
    Katharine LW and Winthrop M Crane 3d
     
    Charitable Foundation
    EIN:
    04-3217038
    US Government Securities - End of Year Book Value:

    49,964
    US Government Securities - End of Year Fair Market Value:

    49,997
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2021 InvestmentsOtherSchedule2
    Name:
    Katharine LW and Winthrop M Crane 3d
     
    Charitable Foundation
    EIN:
    04-3217038
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    50,000 Ford Motor Credit Co LLC DTD 9/25/12 4.25% AT COST 50,483 50,920
    50,000 JP Morgan Chase & Co DTD 5/1/13 3.375% AT COST 49,665 51,619
    18,624.8640 shs Vanguard S/T Investment AT COST 201,484 200,590
    50,000 FHLB due 3/11/22 2.5% AT COST 50,148 50,225
    560 shs Vanguard Short term Cor AT COST 46,312 45,506

    TY 2021 LegalFeesSchedule
    Name:
    Katharine LW and Winthrop M Crane 3d
     
    Charitable Foundation
    EIN:
    04-3217038
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Taylor, Ganson & Perrin for legal fees 5,392 5,392 0 0


    TY 2021 OtherDecreasesSchedule
    Name:
    Katharine LW and Winthrop M Crane 3d
     
    Charitable Foundation
    EIN:
    04-3217038
    Description Amount
    Adjustment book values 719


    TY 2021 OtherExpensesSchedule
    Name:
    Katharine LW and Winthrop M Crane 3d
     
    Charitable Foundation
    EIN:
    04-3217038
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Filing fee for Annual Report Form PC 35 0 0 0
    Account Mgmt fee 400 0 0 0
    ADR Fees 43 0 0 0


    TY 2021 OtherIncomeSchedule2
    Name:
    Katharine LW and Winthrop M Crane 3d
     
    Charitable Foundation
    EIN:
    04-3217038
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Nondividend distributions 280 280 280
    Capital Gain Distributions 2,090 2,090 2,090
    Unrecaptured 1250 Gain 1,254 1,254 1,254


    TY 2021 TaxesSchedule
    Name:
    Katharine LW and Winthrop M Crane 3d
     
    Charitable Foundation
    EIN:
    04-3217038
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Foreign taxes withheld at source 1,029 0 0 0
    Excise Tax paid with extension 1,500 0 0 0
    Exise Tax due with return as filed 314 0 0 0