Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
THE HARRY FRANK GUGGENHEIM FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)120 WEST 45TH STREET 25TH FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10036
A Employer identification number

13-6043471
B Telephone number (see instructions)

(646) 428-0971
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$82,593,651J Accounting method:
Modified Cash
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 66,145 66,174 66,174
4 Dividends and interest from securities... 732,090 732,090 732,090
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 5,594,175
b Gross sales price for all assets on line 6a 5,592,072
7 Capital gain net income (from Part IV, line 2)... 8,234,340
8 Net short-term capital gain......... 1,829,839
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 2,426,934 76,610 69,286
12 Total. Add lines 1 through 11........ 8,819,344 9,109,214 2,697,389
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 625,262 96,279 97,251 528,011
14 Other employee salaries and wages...... 297,891 0 0 297,891
15 Pension plans, employee benefits....... 289,037 33,474 33,813 260,010
16a Legal fees (attach schedule)......... Click to see attachment 123,640 30,601 30,910 92,730
b Accounting fees (attach schedule)....... Click to see attachment 37,717 9,335 9,429 28,288
c Other professional fees (attach schedule).... Click to see attachment 665,519 436,418 440,794 227,944
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 75,914 4,785 4,785 44,118
19 Depreciation (attach schedule) and depletion... 77,678 76,901 77,678
20 Occupancy.............. 351,699 87,046 87,925 263,774
21 Travel, conferences, and meetings....... 23,477 368 372 23,106
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 139,957 25,051 25,304 114,653
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 2,707,791 800,258 808,261 1,880,525
25 Contributions, gifts, grants paid....... 979,986 979,986
26 Total expenses and disbursements. Add lines 24 and 25 3,687,777 800,258 808,261 2,860,511
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 5,131,567
b Net investment income (if negative, enter -0-) 8,308,956
c Adjusted net income (if negative, enter -0-)... 1,889,128
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 192,872 99,200 99,200
2 Savings and temporary cash investments......... 585,739 1,102,823 1,102,872
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 194,671 133,455 133,455
10a Investments—U.S. and state government obligations (attach schedule) 8,242,366 Click to see attachment10,025,873 10,025,873
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 62,481,803 Click to see attachment70,560,156 70,560,156
14 Land, buildings, and equipment: basis bullet607,033
Less: accumulated depreciation (attach schedule) bullet111,846 487,453 495,187 495,187
15 Other assets (describe bullet) Click to see attachment175,137 Click to see attachment176,908 Click to see attachment176,908
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 72,360,041 82,593,602 82,593,651
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 72,360,041 82,593,602
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 72,360,041 82,593,602
30 Total liabilities and net assets/fund balances (see instructions). 72,360,041 82,593,602
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
72,360,041
2
Enter amount from Part I, line 27a .....................
2
5,131,567
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
5,101,994
4
Add lines 1, 2, and 3 ..........................
4
82,593,602
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
82,593,602
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a LONG TERM DISTRIBUTIONS P    
b SHORT TERM DISTRIBUTIONS P    
c NEUHAUS P    
d HIRTLE CALLAGHAN P    
e NEWSTONE CAPITAL      
AG REALTY P    
AG REALTY P    
ASCENT INDIA P    
PEG POOLED VENTURE P    
PEG POOLED CORPORATE P    
LEGACY VIII LLC P    
LEGACY VIII LLC P    
LEGACY VENTURE VI P    
LEGACY VENTURE VI P    
LEGACY VENTURE VII P    
LEGACY VENTURE VII P    
LEGACY VENTURE V P    
LEGACY VENTURE V P    
LEGACY VENTURE IX P    
LEGACY VENTURE IX P    
HIRTLE CALLAGHAN P    
HIRTLE CALLAGHAN P    
BROWN ADVISORY P    
BROWN SILVERLAKE P    
BROWN ADVISORY P    
AG REALTY P    
HIRTLE CALLAGHAN P    
LEGACY VENTURE IX P    
HIRTLE CALLAGHAN P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 2,379,089     2,379,089
b 1,792,379     1,792,379
c 344,077     344,077
d 1,076,527     1,076,527
e     1,070 -1,070
    420 -420
    3,434 -3,434
65,508     65,508
    5,515 -5,515
    3,358 -3,358
13,687     13,687
238,807     238,807
1,353     1,353
929,463     929,463
2,638     2,638
550,821     550,821
474     474
514,402     514,402
40,104     40,104
54,225     54,225
    23,400 -23,400
198,112     198,112
9,591     9,591
3,024     3,024
57,256     57,256
      0
      0
      0
      0
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       2,379,089
b       1,792,379
c       344,077
d       1,076,527
e       -1,070
      -420
      -3,434
      65,508
      -5,515
      -3,358
      13,687
      238,807
      1,353
      929,463
      2,638
      550,821
      474
      514,402
      40,104
      54,225
      -23,400
      198,112
      9,591
      3,024
      57,256
      0
      0
      0
      0
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 8,234,340
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 1,829,839
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 115,494
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 115,494
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 111,198
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 111,198
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 4,296
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet   RefundedBullet 11  
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
    Yes
     
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.HFG.ORG
    14
    The books are in care ofbulletDEIRDRE HAMILL Telephone no.bullet (646) 428-0971

    Located atbullet120 WEST 45TH STREET 25TH FLOORNEW YORKNY ZIP+4bullet10036
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
    Yes
     
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
    No
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BROGANN BOWDEN DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    CAROL LANGSTAFF DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    DANIEL F WILHELM PRESIDENT
    40.00     		393,761 91,714 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    DEIRDRE HAMILL FINANCE DIRECTOR
    40.00     		231,501 69,820 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    DONALD C HOOD DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    H KIRK UNRUH JR DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    JEREMIAH MILBANK III DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    MATTHEW DUVENECK DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    PATRICIA L ROSENFIELD DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    PETER LAWSON-JOHNSTON CHAIRMAN
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    PETER LAWSON-JOHNSTON II DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    REEVE LINDBERGH DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    TANIA MCCLEERY DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    THOMAS MCNEIL JR DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    THOMAS PIPER III DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    TINA BENNETT DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    WILLIAM G BARDEL DIRECTOR
    1.00     		0 0 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET - 25TH FLOOR
    NEW YORK,NY10036
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    JOEL WALLMAN PROGRAM OFFICER
    40.00     		231,885 69,769 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET 25TH FLOO
    NEW YORK,NY10036
    NYELETI HONWANA PROGRAM OFFICER
    40.00     		74,296 23,453 0
    HF GUGGENHEIM FDTN 120 WEST 45TH
    STREET 25TH FLOO
    NEW YORK,NY10036
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    HIRTLE CALLAGHAN INVESTMENT ADVISORY SERVICES 278,474
    101 AVENUE OF THE AMERICAS 9TH
    FLOOR
    NEW YORK,NY10013
    CONWAY-CIR FEEDER FUND MGMT INVESTMENT ADVISORY SERVICES 86,089
    165 N MERAMEC AVENUE STE 210
    ST LOUIS,MO63106
    LIZA HOGAN CONSULTING 77,660
    1840 VERMONT AVE
    WASHINGTON,DC20001
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE HARRY FRANK GUGGENHEIM FOUNDATION IS A PRIVATE OPERATING FOUNDATION DEDICATED TO THE CREATION AND DISSEMINATION OF KNOWLEDGE ABOUT THE ORIGINS AND CONSEQUENCES OF VIOLENCE IN ITS MANY FORMS, INCLUDING HUMAN AGGRESSION, CRIME AND WAR, AND HOW BEST TO REDUCE IT. TO CREATE KNOWLEDGE, THE FOUNDATION SUPPORTS THE WORK OF RESEARCHERS ACROSS ACADEMIC DISCIPLINES THROUGH GRANT COMPETITIONS AND COMMISSIONED RESEARCH THAT INVESTIGATES VIOLENCE IN ITS MANY MANIFESTATIONS. THE FOUNDATION SEEKS TO DEVELOP INSIGHTS THAT REVERBERATE BEYOND ITS FUNDED RESEARCH, INFORMING POLICY AND PUBLIC DEBATE. IN ADDITION TO THE SCHOLARS FUNDED BY THE FOUNDATION, ITS STAFF CONDUCT SCIENTIFIC AND POLICY RESEARCH ON VIOLENCE AND ARE KNOWN AS EXPERTS IN THIS AREA. 3,058,088
    2 (CONTINUED) - TO DISSEMINATE KNOWLEDGE ABOUT VIOLENCE, THE FOUNDATION UNDERTAKES PROGRAMMATIC INITIATIVES, SUCH AS CONFERENCES FOR ACADEMICS, JOURNALISTS, AND POLICYMAKERS. IT CONDUCTS SEMINARS TO SHARE PERSPECTIVES ON RESEARCH, WRITING PROJECTS, DATA, AND PRESSING ISSUES OF THE DAY. THE FOUNDATION ORGANIZES ACADEMIC AND POLICY MEETINGS WITH OTHER FUNDERS AND NON-GOVERNMENT ORGANIZATIONS AND CONVENES POLICYMAKER AND ACADEMIC BRIEFINGS TO SHARE RESEARCH FINDINGS IN PERSON AND ONLINE. IT PUBLISHES AND SHARES RESEARCH RESULTS, NEWS ON FOUNDATION ACTIVITIES, AND INSIGHTS ON VIOLENCE-RELATED TOPICS THROUGH ITS WEBSITE, PRINTED REPORTS, SCHOLARLY PUBLICATIONS, PUBLIC APPEARANCES, AND PROFESSIONAL MEETINGS. 0
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    61,035,785
    b
    Average of monthly cash balances.......................
    1b
    1,007,258
    c
    Fair market value of all other assets (see instructions)................
    1c
    16,964,277
    d
    Total (add lines 1a, b, and c).........................
    1d
    79,007,320
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    79,007,320
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    1,185,110
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    77,822,210
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    3,891,111
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
     
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
     
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
     
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7  
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018......  
    d From 2019......  
    e From 2020......  
    f Total of lines 3a through e ........  
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$  
    a Applied to 2020, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2021 distributable amount.....  
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2021.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		 
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
    1989-07-01
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
    1,889,128 69,621 529,499 682,675 3,170,923
    b 85% (0.85) of line 2a ......... 1,605,759 59,178 450,074 580,274 2,695,285
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		2,860,511 2,691,187 3,149,633 3,029,491 11,730,822
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		54,589 140,944 138,223 201,985 535,741
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		2,805,922 2,550,243 3,011,410 2,827,506 11,195,081
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......         0
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		         0
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		2,594,074 2,224,085 2,005,111 1,987,179 8,810,449
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		        0
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		        0
    (3) Largest amount of support
    from an exempt organization    		         0
    (4) Gross investment income         0
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    JOEL WALLMAN
    120 WEST 45TH STREET 25TH FLOOR
    NEW YORK,NY10036
    (646) 428-0971
    bThe form in which applications should be submitted and information and materials they should include:
    SEE ATTACHMENT B
    cAny submission deadlines:
    FEBRUARY 1ST AND AUGUST 1ST
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SEE ATTACHMENT B
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    DAVID HENIG
    UTRECHT UNIVERSITY / SJOERD
    GROENMAN BUILDING
    UTRECHT   3584 CH
    NL     		NONE I DEADLY ENVIRONMENTS: LIVING AMONG EXPLOSIVE WAR REMNANTS IN FORMER YUGOSLAVIA 5,505
    LAINE MUNIR
    PO BOX 2259
    KIGALI   00000
    RW     		NONE I VALUABLE RESOURCES: WOMEN, CONFLICT, AND MODERN MINING IN RWANDA 21,980
    BENJAMIN HOY
    724 ARTS BUILDING UNIVERSITY OF
    SASKATCHEWAN SK S7N 5A5
    SASKATOON   S7N0Z1
    CA     		NONE I DOMINATING A CONTINENT: VIOLENCE, RETRIBUTION, AND FORCIBLE CONFINEMENT IN NORTH AMERICA 32,296
    SMADAR BEN-NATAN
    416 E ROY ST
    SEATTLE,WA98102     		NONE I THE CARCERAL STATE IN CONFLICT: BETWEEN RECONCILIATION AND RADICALIZATION 39,320
    DORIAN JURIC
    248 RUE DU VIEUX-PORT
    GATINEAU   J8P7X8
    CA     		NONE I TWAS ALWAYS KNOWN AS THE BLOODY FRONTIER: RUMOURS, MEMORIES, AND BOSNIAN IDENTITY IN THE MIGRANT CRISIS 31,841
    KATHERINE BRUCE-LOCKHART
    200 UNIVERSITY AVENUE WEST
    WATERLOO   N2L3G1
    CA     		NONE I UNDERSTANDING VIOLENCE AND INCARCERATION IN AFRICA: EVIDENCE FROM BRITISH COLONIES AND POSTCOLONIAL STATES 22,556
    GEMA KLOPPE-SANTAMARIA
    737 W BROMPTON AVENUE APT 2C
    CHICAGO,IL60657     		NONE I IN THE NAME OF CHRIST: RELIGIOUS VIOLENCE AND ITS LEGITIMACY IN MEXICO (1920-2020) 16,520
    YAEL ZEIRA
    4831 HYDE ROAD
    MANLIUS,NY13104     		NONE I THE ETHNICIZATION OF CONFLICT: A SOCIAL MEDIA ANALYSIS 39,825
    JEREMY SPEIGHT
    PO BOX 756420
    FAIRBANKS,AK997756420     		NONE I EX-REBEL AUTHORITY IN POST-CONFLICT POLITICS: EVIDENCE FROM CTE DIVOIRE 35,000
    ERIC MIN
    3254 BUNCHE HALL
    LOS ANGELES,CA90095     		NONE I FIGHTING AND BARGAINING ACROSS TWO CENTURIES OF INTERNATIONAL CONFLICT 28,910
    ROBERT SIMIYU
    DEPARTMENT OF GEOGRAPHY KISII
    UNIVERSITY
    KISII   40200
    KE     		NONE I GEOGRAPHY, IDENTITY FORMATION, AND INTRA-ETHNIC CONFLICTS IN KENYA'S MT. ELGON REGION: DECONSTRUCTING THE SOY-MOSOP DIVIDE AS A BASIS FOR CONFLICT RESOLUTION 16,900
    PAMELA MAINYE
    COLUMBIA UNIVERSITY INSTITITUTE OF
    AFRICAN STUDIES
    NEW YORK,NY10027     		NONE I SUPER-COPS, EXTRA-JUDICIAL KILLINGS AND POPULAR IMAGINARIES OF POLICING IN FACEBOOK GROUPS, IN NAIROBI. 28,000
    URI LIFSHIN
    BOROCHOV 29 ST
    TEL AVIV   64252
    IS     		NONE I INCREASING PERCEIVED SIMILARITY OF THE SELF TO ANIMALS TO REDUCE INTERGROUP HOSTILITY AND PROMOTE PEACE: TESTING A NOVEL INTERVENTION IN THREE NATIONS 18,996
    ANKUR DATTA
    UK 149 A FIRST FLOOR JAWAHARLAL
    NEHRU UNIVERSITY
    NEW DELHI   11006
    IN     		NONE I VICTIMHOOD IN A TIME OF CRISIS: MUSLIMS AND THE RIOTS OF 2020 IN NEW DELHI, INDIA 9,274
    DANIEL VELOSO HIRATA
    RUA CARDOSO JUNIOR
    RIO DE JANEIRO   22245-000
    BR     		NONE I POLICE SPECIAL OPERATIONS AND ARMED CRIMINAL GROUPS IN RIO DE JANEIRO 30,000
    LYNN STEPHEN
    DEPARTMENT OF ANTHROPOLOGY 1218
    UNIVERSITY OF OREGON
    EUGENE,OR97403     		NONE I CAN THE STATE INTERRUPT THE VICIOUS CYCLE OF GENDERED VIOLENCE THAT IT HELPED TO CREATE? EVIDENCE FROM GUATEMALA 21,025
    JOHN JAY
    524 WEST 59TH STREET
    NEW YORK,NY10019     		NONE I 17TH ANNUAL JOHN JAY SYMPOSIUM ON CRIME IN AMERICA 2022 107,502
    ADAM GELB
    700 PENNSYLVANIA AVE SE
    WASHINGTON,DC20020     		NONE I VIOLENT CRIME WORKING GROUP 30,000
    SURER MOHAMED
    77 PANTON STREET
    CAMBRIDGE   CB21HL
    UK     		NONE I PEMBROKE SCHOLAR 2021-2024 78,985
    JOSHUA SCHWARTZ
    1500 LOCUST STREET
    PHILADELPHIA,PA19102     		NONE I DOVISH REPUTATION THEORY: WHEN FIGHTING TO DEMONSTRATE RESOLVE BACKFIRES 25,000
    THOMAS STEVENS
    2401 PENNSYLVANIA AVE
    PHILADELPHIA,PA19130     		NONE I A SOLDIERS SOCIALIST REPUBLIC: VETERANS AND REBELS IN THE EARLY SOVIET UNION 25,000
    MARIANA CARVALHO
    9321 DISCOVERY WAY APT B
    LA JOLLA,CA92037     		NONE I THE CAUSES AND CONSEQUENCES OF POLITICAL ASSASSINATIONS 25,000
    FRANCIS ABUGBILLA
    13918 SE 158TH ST
    RENTON,MA98058     		NONE I THE IMPACT OF POST-CONFLICT PEACEBUILDING MECHANISMS ON RECONCILIATION IN AFRICA: A CASE STUDY OF CTE DIVOIRE 25,000
    ROYA TALIBOVA
    2457 OAK VALLEY DRIVE APT 103
    ANN ARBOR,MI48103     		NONE I WHY FIGHT? THE CAUSES AND CONSEQUENCES OF JOINING AN AUTOCRATS ARMY 20,000
    JAMES AUSTIN
    52 MERRY WAY
    CAMDEN,SC29020     		NONE I PROJECTING FUTURE CRIME RATES AN UPDATE OF THE NATIONAL AND STATE PROJECTIONS WITH AN ADDITIONAL APPLICATION TO LOCAL JURISDICTIONS 60,000
    GREG BERMAN
    50 ST MARKS AVEBUE
    BROOKLYN,NY11217     		NONE I AT THE CROSSROADS 40,969
    RODNEY BRUNSON
    77 EXETER STREET APT 2305
    BOSTON,MA02116     		NONE I WHO GOT THE CAMERA? BRINGING RACE AND POLICE KILLINGS INTO FOCUS 4,000
    BENJAMIN GLAHN
    1203 K STREET NW
    WASHINGTON,DC02005     		NONE I SALZBURG GLOBAL SEMINAR 2021 50,000
    PHILANTHROPY NY
    320 E 43RD ST NEW YORK NY 10017
    NEW YORK,NY10017     		  PC GENERAL SUPPORT 3,150
    THE SOLOMON R GUGGENHEIM MUSEUM
    1071 FIFTH AVENUE
    NEW YORK,NY10128     		  PC GENERAL SUPPORT 15,000
    COLUMBIA UNIVERSITY
    622 WEST 113TH STREET
    NEW YORK,NY10025     		  PC GENERAL SUPPORT 2,500
    FRALIN ART MUSEUM
    PO BOX 400119
    CHARLOTTESVILLE,VA22904     		  PC MATCHING GIFT PROGRAM 600
    MILLER CENTER FOUNDATION
    PO BOX 37963
    BOONE,IA50037     		  PC MATCHING GIFT PROGRAM 400
    MARTHA'S VINEYARD HOSPITAL
    PO BOX 1477
    OAK BLUFFS,MA02557     		  PC MATCHING GIFT PROGRAM 1,000
    JUPITER ISLAND MEDICAL CLINIC
    100 ESTRADA SQUARE
    HOBE SOUND,FL33455     		  PC MATCHING GIFT PROGRAM 1,000
    JEFFERSON SCHOLARS FOUNDATION
    112 CLARKE CT
    CHARLOTTESVILLE,VA22903     		  PC MATCHING GIFT PROGRAM 1,000
    CHRIST MEMORIAL CHURCH
    PO BOX 582
    HOBE SOUND,FL33455     		  PC MATCHING GIFT PROGRAM 6,000
    TUNNEL TO TOWERS
    2361 HYLAN BLVD
    STATEN ISLAND,NY10306     		  PC MATCHING GIFT PROGRAM 250
    LITTLE SHELTER
    WARNER ROAD
    HUNTINGTON,NY11743     		  PC MATCHING GIFT PROGRAM 50
    EAST NORTHPORT FIRE
    ONE NINTH AVENUE
    EAST NORTHPORT,NY11731     		  PC MATCHING GIFT PROGRAM 200
    ST FRANCIS OF ASSISI
    CLAYPITTS RD
    GREENLAWN,NY11740     		  PC MATCHING GIFT PROGRAM 1,140
    SOUTH ROYALTON SENIOR CENTER
    PO BOX 344 4266 VT RTE 14
    ROYALTON,VT05068     		  PC MATCHING GIFT PROGRAM 50
    BALE
    PO BOX 211
    SOUTH ROYALTON,VT05068     		  PC MATCHING GIFT PROGRAM 50
    AMERICAN INDIAN COLLEGE FUND
    8333 GREENWOOD BLVD
    DENVER,CO80221     		  PC MATCHING GIFT PROGRAM 100
    LISTEN COMMUNITY SVS
    60 HANOVER STREET
    LEBANON,NH03766     		  PC MATCHING GIFT PROGRAM 200
    REVELS NORTH
    PO BOX 415
    HANOVER,NH03755     		  PC MATCHING GIFT PROGRAM 100
    VERMONT ARTS COUNCIL
    136 STATE STREET
    MONTPELIER,VT05633     		  PC MATCHING GIFT PROGRAM 2,760
    VITAL COMMUNITIES
    195 NORTH MAIN STREET
    WHITE RIVER JUNCTION,VT05001     		  PC MATCHING GIFT PROGRAM 100
    ALLIANCE FOR THE VISUAL ARTS
    11 BANK STREET
    LEBANON,NH03766     		  PC MATCHING GIFT PROGRAM 30
    JAG PRODUCTIONS
    PO BOX 354
    WHITE RIVER JUNCTION,VT05001     		  PC MATCHING GIFT PROGRAM 100
    HARTFORD DISMAS HOUSE
    1673 MAPLE STREET
    HARTFORD,VT05047     		  PC MATCHING GIFT PROGRAM 50
    REVELS
    80 MT AUBURN STREET
    WATERTOWN,MA02472     		  PC MATCHING GIFT PROGRAM 200
    NARROWS CENTER FOR THE ARTS
    16 ANAWAN STREET
    FALL RIVER,MA02721     		  PC MATCHING GIFT PROGRAM 200
    CATAMOUNT ARTS
    115 EASTERN AVENUE PO BOX 324
    ST JOHNSBURY,VT05819     		  PC MATCHING GIFT PROGRAM 1,300
    GREENPEACE
    702 H STREET NW SUITE 300
    WASHINGTON,DC20001     		  PC MATCHING GIFT PROGRAM 200
    VERMONT FOOD BANK
    33 PARKER ROAD
    BARRE,VT05641     		  PC MATCHING GIFT PROGRAM 880
    SCA
    PO BOX 550
    CHARLESTOWN,NH03603     		  PC MATCHING GIFT PROGRAM 200
    WESTPORT RIVER WATERSHED
    1151 MAIN ROAD
    WESTPORT,MA02790     		  PC MATCHING GIFT PROGRAM 100
    WINTER CNETER FOR INDIGENOUS PEOPLE
    PO BOX 328
    HANOVER,NH03755     		  PC MATCHING GIFT PROGRAM 100
    WHITE RIVER PARTNERSHIP
    PO BOX 705
    S ROYALTON,VT05068     		  PC MATCHING GIFT PROGRAM 50
    RURAL VERMONT
    46 EAST STATE STREET
    MONTPELIER,VT05602     		  PC MATCHING GIFT PROGRAM 60
    CDSS
    116 PLEASANT STREET SUITE 345
    EAST HAMPTON,MA01207     		  PC MATCHING GIFT PROGRAM 100
    VERMONT PUBLIC INTEREST RESEARCH GROUP
    141 MAIN STREET SUITE 6
    MONTPELIER,VT05601     		  PC MATCHING GIFT PROGRAM 50
    ROYALTON COMMUNITY RADIO
    PO BOX 281
    SOUTH ROYALTON,VT05068     		  PC MATCHING GIFT PROGRAM 50
    UPPER VALLEY HAVEN
    713 HARTFORD AVENUE
    WHITE RIVER JUNCTION,VT05001     		  PC MATCHING GIFT PROGRAM 300
    VERMONT PBS
    10 EAST ALLEN STREET SUITE 202
    WINOOSKI,VT05404     		  PC MATCHING GIFT PROGRAM 220
    SHARON HEALTH INITIATIVE
    PO BOX 42
    SHARON,VT05065     		  PC MATCHING GIFT PROGRAM 200
    HIGH SPIRIT COMMUNITY FARM
    1770 MASSACHUSETTS AVENUE SUITE 01
    CAMBRIDGE,MA02140     		  PC MATCHING GIFT PROGRAM 1,200
    MARTHA'S VINEYARD MUSEUM
    151 LAGOON POND ROAD
    VINEYARD HAVEN,MA02568     		  PC MATCHING GIFT PROGRAM 1,800
    KIEVE WAVUS
    PO BOX 169
    NOBLEBORO,ME04555     		  PC MATCHING GIFT PROGRAM 500
    ST GEORGE'S SCHOOL
    PO BOX 1910
    NEWPORT,RI02840     		  PC MATCHING GIFT PROGRAM 3,600
    GIBBS MUSEUM
    135 MEETING STREET
    CHARLESTON,SC29401     		  PC MATCHING GIFT PROGRAM 2,000
    LORD BERKLEY TRUST
    136 E RAILROAD AVE
    MONCKS CORNER,SC29461     		  PC MATCHING GIFT PROGRAM 1,500
    FRIENDS SEMINARY
    222 EAST 16TH STREET
    NEW YORK,NY10003     		  PC MATCHING GIFT PROGRAM 300
    FUTURE GENERATIONS
    390 ROAD LESS TRAVELED
    FRANKLIN,WV26807     		  PC MATCHING GIFT PROGRAM 200
    CITYMEALS ON WHEELS
    355 LEXINGTON AVENUE
    NEW YORK,NY10017     		  PC MATCHING GIFT PROGRAM 500
    BATES COLLEGE
    2 ANDREWS RD
    LEWISTON,ME04240     		  PC MATCHING GIFT PROGRAM 200
    FAIRBANKS MUSEUM
    1302 MAIN STREET
    ST JOHNSBURY,VT05819     		  PC MATCHING GIFT PROGRAM 1,000
    ST JOHNSBURY ATHENAEUM
    1171 MAIN STREET
    ST JOHNSBURY,VT05820     		  PC MATCHING GIFT PROGRAM 1,934
    AMERICAN HEART ASSOC
    GIFT PROCESSING CENTER PO BOX 78851
    PHEONIX,AZ85062     		  PC MATCHING GIFT PROGRAM 50
    GARRISON FOREST SCHOOL
    300 GARRISON FOREST ROAD
    OWINGS MILLS,MD21117     		  PC MATCHING GIFT PROGRAM 3,100
    PRINCETON DAY SCHOOL
    PRINCENTON
    PRINCETON,NJ08540     		  PC MATCHING GIFT PROGRAM 500
    ANSWER
    RUTGERS UNIV 41 GORDON RD STE C
    PISCATAWAY,NJ08854     		  PC MATCHING GIFT PROGRAM 200
    PPCGNNJU
    437 EAST STATE STREET
    TRENTON,NJ08608     		  PC MATCHING GIFT PROGRAM 3,500
    SUFFIELD ACADEMY
    185 N MAIN STREET
    SUFFIELD,CT06078     		  PC MATCHING GIFT PROGRAM 1,000
    PETEY GREENE
    9 MERCER STREET
    PRINCETON,NJ08540     		  PC MATCHING GIFT PROGRAM 500
    C-CHANGE CONSERVATIONS
    PO BOX 1206
    PRINCETON,NJ08542     		  PC MATCHING GIFT PROGRAM 200
    URBAN HOPE
    PO BOX 23171
    RICHMOND,VA23223     		  PC MATCHING GIFT PROGRAM 100
    HOME FRONT
    1880 PRINCETON AVENUE
    LAWRENCEVILLE,NJ08648     		  PC MATCHING GIFT PROGRAM 100
    TRENTON CHILDREN'S CHORUS
    PO BOX 7220
    EWING,NJ08628     		  PC MATCHING GIFT PROGRAM 200
    COMMUNITY HARVEST OF VT
    146 LORD ROAD
    BERLIN,VT05602     		  PC MATCHING GIFT PROGRAM 100
    BOYS & GIRLS CLUB OF HARLEM
    521 W 145TH STREET
    NEW YORK,NY10031     		  PC MATCHING GIFT PROGRAM 200
    WNYC
    160 VARICK STREET
    NEW YORK,NY10013     		  PC MATCHING GIFT PROGRAM 200
    NATIONAL CATHEDRAL SCHOOL
    3612 WOODLEY ROAD
    WASHINGTON,DC20016     		  PC MATCHING GIFT PROGRAM 200
    MOLIERE IN THE PARK
    295 SAINT JOHNS PLACE 3A
    BROOKLYN,NY11238     		  PC MATCHING GIFT PROGRAM 800
    ST HILDA'S SCHOOL
    619 WEST 144TH STREET
    NEW YORK,NY100257995     		  PC MATCHING GIFT PROGRAM 208
    CENTURY ASSOC ARCHIVES FOUNDATION
    7 WEST 43RD STREET
    NEW YORK,NY10036     		  PC MATCHING GIFT PROGRAM 200
    GEORGETOWN UNIVERSITY
    OFFICE OF GIFT ADMIN
    WASHINGTON,DC20073     		  PC MATCHING GIFT PROGRAM 700
    HARVARD DIVINITY SCHOOL
    124 MT AUBURN STREET
    CAMBRIDGE,MA02138     		  PC MATCHING GIFT PROGRAM 700
    NORTHWESTERN UNIVERSITY
    1201 DAVIS STREET
    EVANSTON,IL60208     		  PC MATCHING GIFT PROGRAM 700
    WELLESLEY COLLEGE
    106 CENTRAL STREET
    WELLESLEY,MA02481     		  PC MATCHING GIFT PROGRAM 700
    MIDDLESEX COUNTY COLLEGE FOUNDATION
    2600 WOODBRIDGE AVENUE PO BOX 3050
    EDISON,NJ088183050     		  PC MATCHING GIFT PROGRAM 1,000
    FRIENDS OF MORRILL HOMESTEAD
    PO BOX 98
    STRAFFORD,VT05072     		  PC MATCHING GIFT PROGRAM 50
    READING PARTNERS
    180 GRAND AVENUE SUITE 800
    OAKLAND,CA94612     		  PC MATCHING GIFT PROGRAM 208
    NYRR
    156 WEST 56TH STREET 3RD FLOOR
    NEW YORK,NY10019     		  PC MATCHING GIFT PROGRAM 200
    TSC ALLIANCE
    8737 COLESVILLE ROAD SUITE 400
    SILVER SPRING,MD20910     		  PC MATCHING GIFT PROGRAM 207
    ESPICOCAL HIGH SCHOOL
    1200 NORTH QUAKER LANE
    ALEXANDRIA,VA22302     		  PC MATCHING GIFT PROGRAM 1,000
    COUNCIL ON CRIMINAL JUSTICE
    2612 BOOKWOOD DR NE
    ATLANTA,GA30305     		  PC MATCHING GIFT PROGRAM 1,041
    CARNEGIE COUNCIL FOR ETHICS
    170 EAST 64TH STREET
    NEW YORK,NY10065     		  PC MATCHING GIFT PROGRAM 200
    CHRIST & ST STEPHEN
    120 W 69TH STREET
    NEW YORK,NY10023     		  PC MATCHING GIFT PROGRAM 2,400
    Total .................................bullet 3a 964,642
    bApproved for future payment
    MOHAMMED IBRAHIM
    9 MARRIOTT ROAD
    LEICESTER   LE26NS
    UK     		NONE I TARGETED RECRUITMENT: EXPLAINING WHY CERTAIN CLANS JOIN AND ESCHEW AL-SHABAAB IN SOMALIA 39,510
    ERIC TENKORANG
    230 ELIZABETH AVE DEPARTMENT OF
    SOCIOLOGY MEMORIAL UNIVERSITY
    ST JOHNS   A1C5S7
    CA     		NONE I KINSHIP, LINEAGE NORMS AND INTIMATE PARTNER VIOLENCE AGAINST WOMEN IN GHANA 45,000
    MARGHERITA BELGIOIOSO
    SANTA CROCE 2319
    VENEZIA   30135
    IT     		NONE I REBEL TACTICS, LOCAL PUBLIC SUPPORT AND THE UPCOMING PHASE OF THE PEACE TALKS IN SOUTHERN THAILAND 28,850
    EDUARDO MONCADA
    3009 BROADWAY - DEPT OF POLITICAL
    SCIENCE
    NEW YORK,NY10027     		NONE I STATE RESPONSES TO NON-STATE SECURITY PROVISION: A COMPARATIVE URBAN STUDY IN THE AMERICAS 36,550
    RENARD SEXTON
    1634 PONCE DE LEON AVE NE UNIT 402
    ATLANTA,GA303071630     		NONE I GROUND-TRUTHING FISHING CONFLICTS IN THE SOUTH CHINA SEA 14,855
    STEPHEN DAVIS
    511 WOODBINE DR
    LEXINGTON,KY40503     		NONE I THE BITTER ALOE PROJECT: BUILDING A PROSOPOGRAPHIC UNDERSTANDING OF APARTHEID ERA VIOLENCE THROUGH ADVANCED MACHINE LEARNING 45,000
    LAURA BLUME
    253 CALIENTE ST
    RENO,NV89509     		NONE I CATALOGUING MURDER: TRACKING VIOLENCE AGAINST PUBLIC FIGURES IN CENTRAL AMERICA 22,914
    ABBY CORDOVA
    2139 JENKINS NANOVIC HALLS
    NOTRE DAME,IN46656     		NONE I VIOLENCE AGAINST WOMEN AND POLITICAL ENGAGEMENT IN MULTI-VIOLENCE CONTEXTS: EVIDENCE FROM EL SALVADOR 20,876
    ANDREW PAPACHRISTOS
    DEPT OF SOCIOLOGY
    EVANSTON,IL602080812     		NONE I MURDER BY STRUCTURE: HOW STREET GANGS BUILT THE GREAT AMERICAN CITY 45,000
    ORE KOREN
    4935 E RIDGEWOOD DR
    BLOOMINGTON,IN47401     		NONE I ZOONOTIC DISEASE OUTBREAKS AND POLITICAL CONFLICT IN AFRICA 43,443
    AREEJ SABBAGH-KHOURY
    DEPARTMENT OF SOCIOLOGY AND
    ANTHROPOLOGY
    JERUSALEM   91905
    IS     		NONE I BETWEEN THE DEVIL AND THE DEEP BLUE SEA: DISINTEGRATION AND INTRACOMMUNAL VIOLENCE AMONG THE PALESTINIAN CITIZENS IN ISRAEL 45,000
    RAUL SANCHEZ DE LA SIERRA
    1307 E 60TH ST OFFICE 200
    CHICAGO,IL60637     		NONE I MORALITY, VIOLENCE, AND OPPORTUNISM: INSIDE THE NDUMA DEFENSE OF CONGO MILITIA 45,000
    BENJAMIN HOY
    724 ARTS BUILDING UNIVERSITY OF
    SASKATCHEWAN 9 CAMPUS DRIVE SASKATO
    SASKATOON   S7N0Z1
    CA     		NONE I DOMINATING A CONTINENT: VIOLENCE, RETRIBUTION, AND FORCIBLE CONFINEMENT IN NORTH AMERICA 30,440
    SMADAR BEN-NATAN
    416 E ROY ST
    SEATTLE,WA98102     		NONE I THE CARCERAL STATE IN CONFLICT: BETWEEN RECONCILIATION AND RADICALIZATION 30,000
    YAEL ZEIRA
    4831 HYDE ROAD
    MANLIUS,NY13104     		NONE I THE ETHNICIZATION OF CONFLICT: A SOCIAL MEDIA ANALYSIS 40,000
    HANNAH BARON
    204 CERVANTES COURT
    IRVINE,CA92617     		NONE I HUMAN RIGHTS BACKLASH FROM BELOW: CRIMINAL VIOLENCE, JUSTICE ATTITUDES & THE RULE OF LAW IN MEXICO 25,000
    JIWON KIM
    730 SERRA ST
    STANFORD,CA94305     		NONE I ETHNIC CONFLICT AND NON-ETHNIC VOTING: STATE CO-OPTATION OF ETHNIC MINORITIES IN MYANMAR AND BEYOND 25,000
    MADELEINE HAMLIN
    50 MEADOW STREET
    CLINTON,NY13323     		NONE I POLICING THE PROJECTS: CRIME, CARCERALITY, AND CHICAGO PUBLIC HOUSING 25,000
    LOTTE HOUWINK TEN CATE
    316 JEFFERSON AVE
    BROOKLYN,NY11216     		NONE I RAVAGED INTERIORS: A MODERN HISTORY OF INTIMATE VIOLENCE, 1970-2000 25,000
    GREG BERMAN
    C/O HOPEWELL FUND 1828 L STREET NW
    SUITE 300-D
    WASHINGTON,DC20036     		NONE I VITAL CITY 24,840
    Total .................................bullet 3b 657,278
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 66,145  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		900001 2,103 18 5,592,072  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aUBIT INCOME PER K1S     		900001 -7,324      
    bOTHER INCOME     18 26  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. -5,221 8,824,565 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    8,819,344
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MARKS PANETH LLP 37,717 9,335 9,429 28,288

    TY 2021 InvestmentsGovtObligationsSch
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    US Government Securities - End of Year Book Value:

    10,025,873
    US Government Securities - End of Year Fair Market Value:

    10,025,873
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2021 InvestmentsOtherSchedule2
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AG REALTY FMV 171,110 171,110
    AKO FMV 3,062,939 3,062,939
    ALTIMETER FMV 4,053,979 4,053,979
    ASCENT INDIA FMV 119,838 119,838
    CAR VAL FMV 5,942 5,942
    CHILDREN'S FMV 5,023,747 5,023,747
    DE SHAW FMV 5,271,981 5,271,981
    HC CAPITAL INTERNATIONAL FMV 8,035,157 8,035,157
    HC CAPITAL LARGE CAP GROWTH FMV 16,524,810 16,524,810
    HIRTLE CAPITAL EMERGING MARKETS FMV 3,434,236 3,434,236
    JPM POOLED COR FN CL B LLC 15% FMV 253 253
    JPM POOLED VC CL B LLC 64% FMV 7,377 7,377
    LEGACY FMV 738,744 738,744
    LEGACY VI FMV 2,797,885 2,797,885
    LEGACY VII FMV 3,794,799 3,794,799
    LEGACY VIII FMV 2,423,126 2,423,126
    NEUHAUS FMV 15,441 15,441
    NEWSTONE FMV 171,212 171,212
    SILVERLAKE FMV 82,055 82,055
    TACONIC FMV 837,729 837,729
    TWO SIGMA FMV 1,655,129 1,655,129
    LEGACY VENTURE IX FMV 1,477,241 1,477,241
    SILVERLAKE V FMV 1,068,216 1,068,216
    HC SELECT EQUITY FMV 4,657,175 4,657,175
    HC PE FUND XII FMV 2,479,323 2,479,323
    HC PE FUND 2020 FMV 773,986 773,986
    HC ALTERNATIVE CREDIT FMV 1,876,726 1,876,726

    TY 2021 LegalFeesSchedule
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CLEARY GOTTLIEB STEEN & HAMILTON LLP 11,169 2,792 2,792 8,377
    EWENSTEIN & ROTH LLP 77,503 19,376 19,376 58,127
    FRAGOMEN, DEL REY, BERNSEN & LOEWY, LLP 13,628 3,407 3,407 10,221
    HARRIS BEACH PLC 6,487 1,622 1,622 4,865
    LITTLER MENDELSON, P.C. 14,853 3,404 3,713 11,140


    TY 2021 OtherAssetsSchedule
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    SECURITY DEPOSITS 175,137 176,908 176,908


    TY 2021 OtherExpensesSchedule
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INSURANCE 19,702 2,955 2,955 16,747
    SERVICE CONTRACTS 14,443 2,166 2,166 12,277
    OFFICE EXPENSE 34,748 4,729 4,729 30,019
    MISCELLANEOUS 973 10 10 963
    COMPUTER SOFTWARE 10,812 1,622 1,622 9,190
    OUTSIDE FINANCIAL CONFERENCES 2,335 3,578 3,578 -1,243
    REPAIRS & MAINTENANCE 29,252 4,388 4,388 24,864
    PAYROLL FEES 4,043 606 606 3,437
    DUES AND SUBSCRIPTIONS 20,999 4,997 5,250 15,749
    XMAS BONUS NON EMPLOYEE 2,650 0 0 2,650


    TY 2021 OtherIncomeSchedule2
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    INCOME PER K-1'S 2,434,232 76,584 76,584
    UBIT INCOME PER K1S -7,324   -7,324
    OTHER INCOME 26 26 26


    TY 2021 OtherIncreasesSchedule
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Description Amount
    UNREALIZED APRECIATION IN MARKET VALUE OF INVESTMENTS 5,101,994


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    HIRTLE CALLAGHAN 278,474 274,317 278,693 0
    MURPHY, BURNHAM & BUTTRICK ARCHITECTS 43,011 0 0 43,011
    OTHER PROFESSIONAL FEES 108,773 1,500 1,500 107,273
    LIZA HOGAN 77,660 0 0 77,660
    CONWAY 86,089 89,089 89,089 0
    BNY FEES 61,834 61,834 61,834 0
    SILVERLAKE 9,678 9,678 9,678 0


    TY 2021 TaxesSchedule
    Name:
    THE HARRY FRANK GUGGENHEIM FOUNDATION
    EIN:
    13-6043471
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NYS UNRELATED BUSINESS TAX 26,481 0 0 0
    FEDERAL EXCISE TAX 530 0 0 0
    NYC ANNUAL FILING FEE 1,500 0 0 1,500
    PAYROLL TAXES 47,403 4,785 4,785 42,618