| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING AND TAX SERVICES | 37,934 | 4,129 | 32,304 | |
| AUDIT FEES | 0 | 0 | 0 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| CALVERT GREEN BOND CLASS I | 430,088 | 435,786 |
| GUGGENHEIM TOTAL RETURN BOND FD INSTL | 332,074 | 332,208 |
| PERFORMANCE TRUST STRATEGIC BOND FD | 337,622 | 333,558 |
| PIMCO INCOME FUND INSTITUTIONAL FUND | 330,952 | 334,486 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| FIDELITY CASH RESERVES | 52,397 | 52,397 |
| VANGUARD PRIMECAP FUND | 11,301 | 33,019 |
| CLEARWATER SELECT EQUITY FUND | 557,379 | 809,019 |
| PIMCO ALL ASSET INST CLASS | 460,885 | 468,341 |
| WILLIAM BLAIR MACRO ALLOCATION FD | 460,225 | 445,175 |
| THIRD AVENUE REAL ESTATE VALUE FD | 199,217 | 315,648 |
| CLEARWATER INTERNATIONAL FUND | 371,388 | 465,978 |
| PAX GLOBAL ENVIRONMENTAL MKTS FD | 449,471 | 715,245 |
| NEUBERGER BERMAN SOC RESPONSIVE INSTL CL | 588,756 | 711,130 |
| PRIMECAP ODYSSEY STOCK FD | 50,303 | 54,507 |
| VANGUARD 500 INDEX FD ADM | 146,800 | 177,668 |
| VANGUARD SELECTED VALUE FD | 79,656 | 86,192 |
| VANGUARD EMERGING MKTS STK INDEX INSTL | 172,433 | 199,167 |
| WCM FOCUSED EMERGING MARKETS FUND INSTL | 122,791 | 144,284 |
| VANGUARD REIT INDEX FD | 234,982 | 323,251 |
| TORTOISE MLP AND PIPELINE FD | 225,637 | 267,337 |
| AQR EMERGING MULTI STYLE II | 157,344 | 222,062 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| CLEARWATER PRIVATE OPPORTUNITY FUND IV | AT COST | 5,000 | 164,767 |
| SPELL CAPITAL MEZZANINE PARTNERS | AT COST | 0 | 192,035 |
| CLEARWATER PRIVATE OPPORTUNITY FUND V | AT COST | 168,000 | 566,489 |
| CLEARWATER OPPORTUNITY FUND LLLP | AT COST | 292,873 | 375,828 |
| CLEARWATER PRIVATE OPPORTUNITY FUND VI | AT COST | 180,000 | 237,766 |
| SPELL CAPITAL MEZZANINE PARTNERS SBIC II LP | AT COST | 201,466 | 298,662 |
| CLEARWATER PRIVATE OPPORTUNITY FUND VII | AT COST | 48,000 | 49,830 |
| CLEARWATER PRIVATE OPPORTUNITY FUND III | AT COST | 0 | 68,104 |
| Description | Amount |
|---|---|
| PRIOR PERIOD ADJUSTMENTS | 26,027 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FILING FEES | 26 | 0 | 26 | |
| INSURANCE | 651 | 0 | 651 | |
| THRU CPOF VI, EIN: 82-2245537 | 0 | 0 | 0 | |
| SEC. 59 E(2) | 0 | 589 | 0 | |
| SECTION 743(B) | 0 | 1,158 | 0 | |
| OTHER PORTFOLIO DEDUCTIONS | 0 | 3 | 0 | |
| OTHER DEDUCTIONS | 0 | 9,106 | 0 | |
| THRU CPOF III, EIN:26-2251284 | 0 | 0 | 0 | |
| ROYALTY DEDUCTIONS/SEC 179 | 0 | 1 | 0 | |
| SEC. 59 E(2) | 0 | 24 | 0 | |
| OTHER PORTFOLIO DEDUCTIONS | 0 | 11 | 0 | |
| OTHER DEDUCTIONS | 0 | 1,439 | 0 | |
| THRU CPOF IV, EIN:20-3506141 | 0 | 0 | 0 | |
| 179/ROYALTY | 0 | 1 | 0 | |
| SEC. 59 E(2) | 0 | 46 | 0 | |
| OTHER PORTFOLIO DEDUCTIONS | 0 | 9 | 0 | |
| OTHER DEDUCTIONS | 0 | 1,999 | 0 | |
| THRU SPELL MEZZANINE PARTNERS, EIN:37-1661465 | 0 | 0 | 0 | |
| SEC. 179 | 0 | 616 | 0 | |
| OTHER DEDUCTIONS | 0 | 212 | 0 | |
| THRU RIVERVIEW 7TH, 20-3506141 | 0 | 0 | 0 | |
| OTHER DEDUCTIONS | 0 | 160 | 0 | |
| THRU CPOF V, EIN: 46-5036194 | 0 | 0 | 0 | |
| SEC. 59 E(2)/ROYALTY | 0 | 4,754 | 0 | |
| SECTION 743(B) | 0 | 34 | 0 | |
| OTHER DEDUCTIONS | 0 | 7,324 | 0 | |
| THRU SPELL CAPITAL MEZZANINE PARTNERS SBIC II, LP EIN: 35-2600658 | 0 | 0 | 0 | |
| SEC. 179 | 0 | 38 | 0 | |
| OTHER DEDUCTIONS | 0 | 2,246 | 0 | |
| THRU CLEARWATER OPPORTUNITY FUND EIN: 82-2233098 | 0 | 0 | 0 | |
| OTHER DEDUCTIONS | 0 | 1,798 | 0 | |
| THRU HARVEST MLP EIN: 27-2968896 | 0 | 0 | 0 | |
| OTHER DEDUCTIONS | 0 | 128 | 0 | |
| THRU CPOF VII, EIN: 84-5014159 | 0 | 0 | 0 | |
| OTHER DEDUCTIONS | 0 | 2,704 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| EXCISE TAX REFUND | 26,077 | 0 | 26,077 |
| UBTI TAX REFUND | 2,500 | 0 | 2,500 |
| PARTNERSHIP INCOME | 118,402 | 0 | 118,402 |
| CPOF III, EIN:26-2251284 | 0 | 0 | 0 |
| ORDINARY BUSINESS INCOME/LOSS | 0 | -352 | 0 |
| NET RENTAL INCOME/LOSS | 0 | -26 | 0 |
| OTHER RENTAL INCOME | 0 | -3 | 0 |
| INTEREST INCOME | 0 | 389 | 0 |
| DIVIDENDS | 0 | 258 | 0 |
| ROYALTIES | 0 | 4 | 0 |
| OTHER PORTFOLIO INCOME | 0 | 8 | 0 |
| OTHER INCOME/COD | 0 | -132 | 0 |
| LESS: UBTI | 0 | 223 | 0 |
| CPOF IV, EIN:45-2978316 | 0 | 0 | 0 |
| ORDINARY BUSINESS INCOME/LOSS | 0 | 453 | 0 |
| INTEREST INCOME | 0 | 358 | 0 |
| DIVIDENDS/ROYALTY | 0 | 1,149 | 0 |
| OTHER PORTFOLIO INCOME | 0 | -107 | 0 |
| OTHER INCOME/COD | 0 | 529 | 0 |
| LESS: UBTI GAIN | 0 | -2,929 | 0 |
| THRU RIVERVIEW 7TH STREET, EIN:20-3506141 | 0 | 0 | 0 |
| ORDINARY INCOME/LOSS | 0 | -1 | 0 |
| INTEREST INCOME | 0 | 3 | 0 |
| DIVIDENDS | 0 | 9 | 0 |
| PLUS: UBTI LOSS | 0 | 1 | 0 |
| THRU SPELL CAPITAL MEZZANINE PARTNERS SBIC, LP, EIN: 37-1661465 | 0 | 0 | 0 |
| ORDINARY BUSINESS INCOME/LOSS | 0 | 20,244 | 0 |
| INTEREST INCOME | 0 | 121 | 0 |
| DIVIDENDS/COD | 0 | 112 | 0 |
| LESS: UBTI GAIN | 0 | -8,620 | 0 |
| CPOF V, EIN: 46-5036194 | 0 | 0 | 0 |
| ORDINARY BUSINESS INCOME/LOSS | 0 | 4,375 | 0 |
| RENTAL INCOME/LOSS | 0 | -12 | 0 |
| OTHER RENTAL INCOME | 0 | -2 | 0 |
| INTEREST/DIV/ROYALTY INCOME | 0 | 15,083 | 0 |
| OTHER PORTFOLIO INCOME | 0 | -379 | 0 |
| OTHER INCOME/COD | 0 | 417 | 0 |
| LESS: UBTI GAIN | 0 | -2,529 | 0 |
| THRU SPELL CAPITAL MEZZANINE PARTNERS SBIC II LP, EIN: 35-2600658 | 0 | 0 | 0 |
| ORDINARY BUSINESS INCOME/LOSS | 0 | 51,337 | 0 |
| INTEREST INCOME | 0 | 18 | 0 |
| LESS: UBTI GAIN | 0 | -6,105 | 0 |
| THRU CLEARWATER OPPORTUNITY FUND EIN: 82-2233098 | 0 | 0 | 0 |
| INTEREST INCOME | 0 | 1 | 0 |
| DIVIDENDS | 0 | 7,736 | 0 |
| OTHER PORTFOLIO INCOME | 0 | 5,049 | 0 |
| OTHER INCOME | 0 | 0 | 0 |
| CPOF VI, EIN: 82-2245537 | 0 | 0 | 0 |
| ORDINARY BUSINESS INCOME/LOSS | 0 | 1,972 | 0 |
| NET RENTAL INCOME/LOSS | 0 | -144 | 0 |
| OTHER RENTAL INCOME | 0 | -288 | 0 |
| INTEREST INCOME | 0 | 336 | 0 |
| DIVIDENDS | 0 | 377 | 0 |
| ROYALTIES | 0 | 176 | 0 |
| OTHER PORTFOLIO INCOME | 0 | 24 | 0 |
| OTHER INCOME | 0 | -11 | 0 |
| LESS: UBTI | 0 | -1,246 | 0 |
| HARVEST MLP EIN: 27-2968896 | 0 | 0 | 0 |
| ORDINARY BUSINESS INCOME/LOSS | 0 | 7,103 | 0 |
| DIVIDENDS | 0 | 10 | 0 |
| PLUS: UBTI LOSS | 0 | 22 | 0 |
| CPOF VII EIN: 84-5014159 | 0 | 0 | 0 |
| ORDINARY BUSINESS INCOME/LOSS | 0 | 22 | 0 |
| RENTAL INCOME/LOSS | 0 | -37 | 0 |
| INTEREST INCOME | 0 | 7 | 0 |
| DIVIDENDS | 0 | 1 | 0 |
| PLUS: UBTI LOSS | 0 | 334 | 0 |
| Description | Amount |
|---|---|
| ROUNDING | 1 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| 2020 EXCISE TAX OVERPAYMENT APPLIED | 28,442 | 0 | 0 | |
| 2020 FEDERAL UBTI APPLIED | 11,000 | 0 | 0 | |
| FOREIGN TAXES WITHHELD | 0 | 2,421 | 0 | |
| FOREIGN TAXES THRU CPOF III | 0 | 28 | 0 | |
| FOREIGN TAXES THRU CPOF IV | 0 | 19 | 0 | |
| FOREIGN TAXES THRU CPOF V | 0 | 251 | 0 | |
| FOREIGN TAXES THRU CLEARWATER OPPORTUNITY FUND | 0 | 454 | 0 | |
| FOREIGN TAXES THRU HARVEST MLP | 0 | 1 | 0 | |
| FOREIGN TAXES THRU CPOF VI | 0 | 2 | 0 |