Form990-PF
Click to see attachment
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Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
THE DAVID ROCKEFELLER FUND INC
 
Number and street (or P.O. box number if mail is not delivered to street address)475 RIVERSIDE DRIVE 900
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10115
A Employer identification number

13-3533359
B Telephone number (see instructions)

(212) 812-4300
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$76,948,270J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 10,100,000
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,207 1,207  
4 Dividends and interest from securities... 1,413,083 1,475,021  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,402,047
b Gross sales price for all assets on line 6a  
7 Capital gain net income (from Part IV, line 2)... 1,623,210
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -27,801 2,166  
12 Total. Add lines 1 through 11........ 12,888,536 3,101,604  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 390,263 98,043   294,220
14 Other employee salaries and wages...... 128,236 352   101,955
15 Pension plans, employee benefits....... 158,365 19,858   104,175
16a Legal fees (attach schedule)......... Click to see attachment 24,134 0   22,303
b Accounting fees (attach schedule)....... Click to see attachment 31,581 14,797   14,673
c Other professional fees (attach schedule).... Click to see attachment 407,711 295,541   92,722
17 Interest...............   1,137    
18 Taxes (attach schedule) (see instructions)... Click to see attachment 36,429 40,208   0
19 Depreciation (attach schedule) and depletion... 4,238 0  
20 Occupancy.............. 31,930 2,158   22,007
21 Travel, conferences, and meetings....... 26,159 0   26,055
22 Printing and publications.......... 1,131 0   840
23 Other expenses (attach schedule)....... Click to see attachment 295,996 249,880   91,307
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,536,173 721,974   770,257
25 Contributions, gifts, grants paid....... 5,771,000 4,491,750
26 Total expenses and disbursements. Add lines 24 and 25 7,307,173 721,974   5,262,007
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 5,581,363
b Net investment income (if negative, enter -0-) 2,379,630
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 511,865 515,595 515,595
2 Savings and temporary cash investments......... 397,504 598,988 598,988
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet9,167,076
Less: allowance for doubtful accounts bullet   8,300 9,167,076 9,167,076
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 22,757 11,093 11,093
10a Investments—U.S. and state government obligations (attach schedule) 6,966,527 Click to see attachment6,014,357 6,014,357
b Investments—corporate stock (attach schedule)....... 20,019,851 Click to see attachment21,062,111 21,062,111
c Investments—corporate bonds (attach schedule)....... 2,786,215 Click to see attachment2,928,979 2,928,979
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 35,247,659 Click to see attachment36,577,182 36,577,182
14 Land, buildings, and equipment: basis bullet29,110
Less: accumulated depreciation (attach schedule) bullet16,542 16,806 Click to see attachment12,568 12,568
15 Other assets (describe bullet) Click to see attachment67,159 Click to see attachment60,321 Click to see attachment60,321
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 66,044,643 76,948,270 76,948,270
Liabilities 17 Accounts payable and accrued expenses.......... 293,184 427,191
18 Grants payable................. 475,000 1,754,500
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 768,184 2,181,691
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 61,134,181 62,179,354
25 Net assets with donor restrictions............ 4,142,278 12,587,225
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 65,276,459 74,766,579
30 Total liabilities and net assets/fund balances (see instructions). 66,044,643 76,948,270
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
65,276,459
2
Enter amount from Part I, line 27a .....................
2
5,581,363
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
4,809,762
4
Add lines 1, 2, and 3 ..........................
4
75,667,584
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
901,005
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
74,766,579
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b LIBRA FOSSIL FUEL FREE FUND, LP P    
c ROCKEFELLER ACCESS FUND 06-I, LLC - NET OF UBI P    
d ROCKEFELLER ALTERNATIVE STRATEGIES FUND, LP P    
e NEW ENERGY CAPITAL INFRASTRUCTURE P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a       495,731
b       980,874
c       145,293
d       926
e       386
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       495,731
b       980,874
c       145,293
d       926
e       386
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,623,210
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 33,077
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 33,077
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 36,088
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 5,150
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 41,238
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 11
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 8,150
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet8,150 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changesClick to see attachment....
3
Yes
 
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. Click to see attachment...............................
    10
    Yes
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructionsClick to see attachment.................
    12
    Yes
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.DRFUND.ORG
    14
    The books are in care ofbulletLEXI FISHER Telephone no.bullet (212) 812-4300

    Located atbullet475 RIVERSIDE DRIVENEW YORKNY ZIP+4bullet10115
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
    Yes
     
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
    Yes
     
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
    No
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
    Yes
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JAMIE BENNETT TRUSTEE
    2.00     		2,000 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    PEGGY DULANY TRUSTEE
    1.50     		0 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    MINDY FULLILOVE TRUSTEE
    1.50     		2,000 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    LISA GARCIA TRUSTEE
    1.00     		0 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    NILI GILBERT TRUSTEE
    5.00     		39,021 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    DANIEL GROWALD TRUSTEE
    2.00     		0 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    CHRISTINE HEENAN TRUSTEE
    1.50     		2,000 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    REBECCA LAMBERT TRUSTEE
    1.50     		0 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    MAX MILLER TRUSTEE
    1.50     		0 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    MICHAEL QUATTRONE TRUSTEE
    2.50     		0 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    ARIANA ROCKEFELLER TRUSTEE
    1.50     		0 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    CAMILLA ROCKEFELLER TRUSTEE/CHAIR
    3.00     		0 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    CLAY ROCKEFELLER TRUSTEE
    2.00     		0 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    SUSAN ROCKEFELLER TRUSTEE
    1.50     		0 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    MANYA RUBINSTEIN TRUSTEE
    1.00     		0 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    ANNABEL SCHULZ TRUSTEE
    1.00     		0 0 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    LUKAS HAYNES CHIEF EXECUTIVE OFFICER
    40.00     		228,570 60,433 1,794
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    LEXI FISHER SECRETARY/CHIEF OPERATING OFFICER
    40.00     		109,335 59,483 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    LEAH D'ANGELO TREASURER
    1.00     		7,337 2,201 0
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    ROCKEFELLER CAPITAL MANAGEMENT INVESTMENT MANAGEMENT 402,657
    45 ROCKEFELLER PLAZA FLOOR 5
    NEW YORK,NY10111
    JPMORGAN CHASE & CO INVESTMENT CUSTODIAN 56,885
    270 PARK AVENUE
    NEW YORK,CT100172014
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 DURING 2021, 3 MEMBERS OF THE STAFF OF DAVID ROCKEFELLER FUND PROVIDED TECHNICAL ASSISTANCE TO CHARITABLE ORGANIZATIONS AND 1 MEMBER OF THE STAFF SERVED ON 5 CHARITABLE ORGANIZATIONS' BOARDS. 2 MEMBERS OF THE STAFF SERVED ON TOTAL OF 5 COMMITTEES, PUBLIC COMMISSIONS, OR TASK FORCES IN ORDER TO PROVIDE TECHNICAL ASSISTANCE. 58,082
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    64,892,226
    b
    Average of monthly cash balances.......................
    1b
    3,094,274
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    67,986,500
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    67,986,500
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    1,019,798
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    66,966,702
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    3,348,335
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    3,348,335
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    33,077
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    33,077
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    3,315,258
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    3,315,258
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    3,315,258
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 3,315,258
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 1,355,799
    b From 2017...... 1,209,689
    c From 2018...... 593,750
    d From 2019...... 1,621,017
    e From 2020...... 8,473,946
    f Total of lines 3a through e ........ 13,254,201
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 5,262,007
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 3,315,258
    e Remaining amount distributed out of corpus 1,946,749
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 15,200,950
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		1,355,799
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		13,845,151
    10 Analysis of line 9:
    a Excess from 2017.... 1,209,689
    b Excess from 2018.... 593,750
    c Excess from 2019.... 1,621,017
    d Excess from 2020.... 8,473,946
    e Excess from 2021.... 1,946,749
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    LEXI FISHER
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115
    (212) 812-4300
    LOI@DRFUND.ORG
    bThe form in which applications should be submitted and information and materials they should include:
    THE DAVID ROCKEFELLER FUND WEBSITE STATES 1-2 PAGE LETTER OF INTENT SHOULD BE SUBMITTED TO LOI@DRFUND.ORG
    cAny submission deadlines:
    THE DAVID ROCKEFELLER FUND ACCEPTS UNSOLICITED REQUESTS ON A ROLLING BASIS.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THE DAVID ROCKEFELLER FUND ONLY ACCEPTS UNSOLICITED REQUESTS THAT FIT ITS THREE KEY PROGRAM AREAS (ARTS, JUSTICE AND CLIMATE)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    350ORG
    PO BOX 843004
    BOSTON,MA022843004     		N/A PC MITIGATE CLIMATE CHANGE AND END THE ERA OF FOSSIL FUELS BY BUILDING A GRASSROOTS MOVEMENT OF MILLIONS OF PEOPLE THAT MATCHES THE SCALE AND NEEDS REQUIRED 100,000
    ALTERNATE ROOTS
    1270 CAROLINE STREET
    ATLANTA,GA30307     		N/A PC BIPOC-LED ARTS POLICY COALITION 15,000
    AMERICANS FOR THE ARTS ACTION FUND
    1000 VERMONT AVENUE NW 6TH FLOOR
    WASHINGTON,DC20005     		N/A NC EDUCATING ARTISTS ON ACCESSING FEDERAL RELIEF FUNDS AND OTHER VOTER EDUCATION EFFORTS 25,000
    AMPLIFIER
    901 HIAWATHA PLACE S UNIT 100
    SEATTLE,WA98144     		N/A PC NONPROFIT DESIGN LAB THAT BUILDS ART AND MEDIA EXPERIMENTS TO AMPLIFY SOCIAL MOVEMENTS 50,000
    ARIZONA CENTER FOR EMPOWERMENT
    5716 N 19TH AVENUE
    PHOENIX,AZ85015     		N/A PC PEOPLE FIRST ECONOMY AND DEMOCRACY CAMPAIGNS TO PROTECT DEMOCRACY AND SPOTLIGHT ECONOMIC INJUSTICE IN ARIZONA 25,000
    AZ PODER
    PO BOX 23406 4415 N MARYVALE PKWY
    PHOENIX,AZ85063     		N/A NC EDUCATING COMMUNITIES OF COLOR ABOUT CIVIC ENGAGEMENT AT THE LOCAL AND STATE LEVEL 75,000
    BEAUTIFUL TROUBLE
    139 NORFOLK ST 3D
    NEW YORK CITY,NY10002     		N/A PC CLIMATE CLOCK - ARTISTIC INSTALLATION TO FOCUS THE PUBLIC'S ATTENTION ON THE SCALE AND SPEED OF TRANSFORMATION NEEDED TO STAY UNDER DANGEROUS LEVELS OF GLOBAL WARMING 50,000
    BIODIVERSITY FUNDERS GROUP
    PO BOX 29361
    SAN FRANCISCO,CA941290361     		N/A PC CLIMATE AND ENERGY FUNDERS GROUP 5,000
    BOLD EDUCATION FUND
    PO BOX 254
    HASTINGS,NE68902     		N/A PC PIPELINE FIGHTERS HUB, A COALITION TO LIMIT FOSSIL FUEL INFRASTRUCTURE EXPANSION 25,000
    BRAVE NEW FILMS ACTION FUND
    10510 CULVER BOULEVARD
    CULVER CITY,CA90232     		N/A NC CREATE AND DISTRIBUTE NEW SHORT FILMS FOCUSED ON CIVIC ENGAGEMENT 25,000
    BROOKLYN ARTS EXCHANGE
    421 5TH AVE
    BROOKLYN,NY11215     		N/A PC NATIONAL EXPANSION OF EMERGENYC, A SUPPORT NETWORK FOR EMERGING ARTIST-ACTIVISTS 50,000
    CENTER FOR CULTURAL POWER
    1330 BROADWAY 3RD FLOOR
    OAKLAND,CA94612     		N/A PC USING ARTS AND CULTURE TO ENGAGE YOUNG BIPOC IN CRITICAL MOVEMENTS FOR SOCIAL JUSTICE AT THE NATIONAL, STATE, AND LOCAL LEVELS 50,000
    CHICAGO FREEDOM SCHOOL
    719 STATE STREET UNIT 300
    CHICAGO,IL60605     		N/A PC PROJECT NIA - ADVOCACY, ORGANIZING, EDUCATION, RESEARCH, AND CAPACITY-BUILDING CENTER WITH THE GOAL OF ENDING YOUTH INCARCERATION 30,000
    CLIMATE EMERGENCY ADVOCATES
    4676 BROADWAY SUITE A
    BOULDER,CO80304     		N/A NC EDUCATING YOUNG CLIMATE ACTIVISTS IN ARIZONA AND PENNSYLVANIA 100,000
    COMMISSION SHIFT
    212 FLORES AVENUE
    LAREDO,TX78040     		N/A PC REFORM OIL AND GAS OVERSIGHT BY BUILDING PUBLIC SUPPORT TO HOLD THE RAILROAD COMMISSION OF TEXAS (RRC) ACCOUNTABLE TO ITS MISSION IN A SHIFTING ENERGY LANDSCAPE 50,000
    CONFLUENCE PHILANTHROPY
    209 W 29TH STREET BOX 6169
    NEW YORK,NY10001     		N/A PC EDUCATIONAL PROGRAMMING FOR FOUNDATIONS AND VALUES-ALIGNED INVESTORS 5,000
    COUNCIL ON STRATEGIC RISKS
    1025 CONNECTICUT AVE NW SUITE 1000
    WASHINGTON,DC20010     		N/A PC CENTER FOR CLIMATE AND SECURITY - CLIMATE SECURITY AND THE ENERGY TRANSITION IN THE ASIA-PACIFIC 150,000
    CRITICAL RESISTANCE
    PO BOX 22780
    OAKLAND,CA946092301     		N/A PC BUILDING AN INTERNATIONAL MOVEMENT TO END THE PRISON INDUSTRIAL COMPLEX 70,000
    DREAM CORPS
    436 14TH ST SUITE 920
    OAKLAND,CA94612     		N/A PC DREAM CORPS JUSTICE'S FEDERAL PRISON CLOSURE CAMPAIGN 40,000
    DREAM CORPS
    436 14TH STREET SUITE 920
    OAKLAND,CA94612     		N/A PC CANARY IMPACT FUND PARTICIPATORY GRANTMAKING COMMITTEE 50,000
    DRUG POLICY ALLIANCE
    131 WEST 33RD STREET 15TH FLOOR
    NEW YORK,NY10001     		N/A PC EQUITABLE IMPLEMENTATION OF MARIJUANA LEGALIZATION IN NEW YORK STATE 15,000
    ENVIRONMENTAL GRANTMAKERS ASSOCIATION
    475 RIVERSIDE DRIVE SUITE 960
    NEW YORK,NY10115     		N/A PC MEMBERSHIP ASSOCIATION OF FOUNDATIONS AND GIVING PROGRAMS THAT PROMOTES EFFECTIVE ENVIRONMENTAL PHILANTHROPY 5,000
    ENVIRONMENTAL INTEGRITY PROJECT
    1000 VERMONT AVE NW STE 1100
    WASHINGTON,DC20005     		N/A PC TEXAS OIL AND GAS REGULATORY OVERSIGHT CENTER 50,000
    FORUM FOR THE FUTURE US
    81 PROSPECT ST
    BROOKLYN,NY11201     		N/A PC "GROWING OUR FUTURE" REGENERATIVE AGRICULTURE PROJECT 50,000
    FOUND SOUND NATION INC
    80 HANSON PLACE SUITE 301
    BROOKLYN,NY11217     		N/A PC EVERY TIME I BREATHE - THEATER PIECE ABOUT INCARCERATION 10,000
    FRIENDS OF THE BROOKLYN LATIN SCHOOL
    223 GRAHAM AVENUE
    BROOKLYN,NY11206     		N/A PC STAFF MATCHING GRANT 250
    GAMALIEL FAITH AND DEMOCRACY CAMPAIGN
    5401 S CORNELL AVENUE SUITE 301
    CHICAGO,IL60615     		N/A NC TRANSFORMATIONAL JUSTICE IN ACTION CAMPAIGN'S IN-PRISON OUTREACH PROGRAM, WHEREBY INCARCERATED LEADERS EDUCATE FRIENDS, FAMILY MEMBERS, CO-WORKERS, AND THE FAITH COMMUNITY ON CIVIC PARTICIPATION 50,000
    GEORGE MASON UNIVERSITY FOUNDATION
    4400 UNIVERSITY DRIVE MSN1A3
    FAIRFAX,VA22030     		N/A PC REPUBLICEN - MOBILIZING THE ECO-RIGHT ON CLIMATE CHANGE 50,000
    GEORGIA ALLIANCE EDUCATION FUND
    PO BOX 77971
    ATLANTA,GA30357     		N/A PC COALITION TO BUILD A PERMANENT, POWERFUL, STRATEGIC AND INCLUSIVE PROGRESSIVE MOVEMENT IN GEORGIA 250,000
    GLOBAL GREENGRANTS FUND
    2840 WILDERNESS PLACE SUITE A
    BOULDER,CO80301     		N/A PC AGROECOLOGY FUND - ADDRESSES THE IMPACTS OF CLIMATE CHANGE BY ADVANCING A TRANSFORMATIONAL REDESIGN OF FOOD SYSTEMS TOWARDS GREATER SUSTAINABILITY AND JUSTICE 130,000
    GOOD NATION FOUNDATION
    100 CROSBY STREET ROOM 303
    NEW YORK,NY10012     		N/A PC FUND FOR A SAFE AND JUST DOC - TRANSFORM THE NEW YORK CITY DEPARTMENT OF CORRECTIONS 10,000
    HI-ARTS
    215 EAST 99TH STREET
    NEW YORK,NY10029     		N/A PC CIVIC ENGAGEMENT THROUGH THE ARTS 50,000
    HIP HOP CAUCUS ACTION FUND
    20 F ST NW 7TH FLOOR
    WASHINGTON,DC20001     		N/A NC EDUCATING THE PUBLIC ON ENVIRONMENTAL JUSTICE THROUGH MEDIA 75,000
    INDIGENOUS ENVIRONMENTAL NETWORK
    PO BOX 485
    BEMIDJI,MN56619     		N/A PC KEEP IT IN THE GROUND CAMPAIGN - NONVIOLENT DIRECT ACTION AGAINST EXTRACTIVE ENERGY PROJECTS AND CLIMATE INJUSTICE 50,000
    INSTITUTE ON SCIENCE FOR GLOBAL POLICY
    13630 E SAHUARO SUNSET ROAD
    TUCSON,AZ85749     		N/A PC FACILITATION OF THE UNITED NATIONS FOOD SYSTEMS SUMMIT (ISGP UNFSS) ACTION TRACK REVIEW PROGRAM 50,000
    JACKSON HOLE CENTER FOR GLOBAL AFFAIRS
    PO BOX 3040125
    JACKSON,WY83001     		N/A PC A CLIMATE PLAN FOR COAL REGIONS PROJECT 30,000
    JUST DETENTION INTERNATIONAL
    3325 WILSHIRE BOULEVARD SUITE 340
    LOS ANGELES,CA90010     		N/A PC DAVID KAISER ADVOCACY FUND - PROVIDES TRAUMA-INFORMED SERVICES TO SURVIVORS OF PRISONER RAPE 20,000
    LEAGUE OF CONSERVATION VOTERS
    740 15TH ST NW 7TH FLOOR
    WASHINGTON,DC20005     		N/A NC CHISPA - ENGAGE LATINX FAMILIES AND COMMUNITIES OF COLOR IN THE FIGHT AGAINST CLIMATE CHANGE AND ENVIRONMENTAL INJUSTICE 75,000
    LEGAL ACTION CENTER OF THE CITY OF NEW YORK
    225 VARICK STREET 4TH FLOOR
    NEW YORK,NY10014     		N/A PC THE OMOWALE PROJECT - UNDOING STRESS AND TRAUMA RESPONSES IN BIPOC MOVEMENT LEADERS 10,000
    LOUISIANA BUCKET BRIGADE
    3416B CANAL STREET
    NEW ORLEANS,LA70119     		N/A PC INCLUSIVE LOUISIANA - HURRICANE RELIEF AND LIMITING PETROCHEMICAL BUILDOUT 10,000
    LUCHA
    5716 N 19TH AVENUE
    PHOENIX,AZ85015     		N/A NC EDUCATING UNDOCUMENTED, LOW-INCOME, AND YOUNG PEOPLE ABOUT LOCAL ECONOMIC AND SOCIAL ISSUES 50,000
    MERIDIAN INSTITUTE
    105 VILLAGE PLACE PO BOX 1829
    DILLON,CO80435     		N/A PC GLOBAL ALLIANCE FOR THE FUTURE OF FOOD - PRODUCTION OF TWO NATIONALLY DETERMINED CONTRIBUTION ASSESSMENT FRAMEWORKS FOR FOOD SYSTEMS TRANSFORMATION 20,000
    MICHIGAN CIVIC ACTION FUND
    28342 DARTMOUTH STREET
    MADISON HEIGHTS,MI48071     		N/A NC EDUCATING BIPOC VOTERS ABOUT PUBLIC POLICY ISSUES IN MICHIGAN 250,000
    MIGHTY EARTH
    1150 CONNECTICUT AVE NW SUITE 800
    WASHINGTON,DC20036     		N/A PC ACHIEVE TRANSFORMATIVE CHANGE IN COMMODITY MARKETS AND GOVERNMENT POLICY TO ENSURE THE PROTECTION OF THE WORLD'S FORESTS 250,000
    NATIONAL CENTER FOR FAMILY PHILANTHROPY
    1667 K STREET NW - SUITE 550
    WASHINGTON,DC20006     		N/A PC NETWORK OF PHILANTHROPIC FAMILIES COMMITTED TO A WORLD THAT IS VIBRANT, EQUITABLE, AND RESILIENT 2,000
    NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY
    1900 L STREET NW SUITE 825
    WASHINGTON,DC20036     		N/A PC INFORM, EDUCATE, AND CHALLENGE GRANTMAKERS ON THE BEST WAYS TO SUPPORT MARGINALIZED COMMUNITIES SEEKING LONG-TERM CHANGE 2,000
    NEW STAGE PERFORMING ARTS CENTER
    80 CASTLE HILL AVE
    GREAT BARRINGTON,MA01230     		N/A PC RITES OF PASSAGE PROJECT - PERFORMANCE ART PIECE THAT CELEBRATES RITUALS USING MULTI-MEDIA ART AND PERFORMANCE 5,000
    NEW VENTURE FUND
    1828 L STREET NW SUITE 300-A
    WASHINGTON,DC20036     		N/A PC ILLUMINATIVE'S NATIVE ARTISTS AND STORYTELLERS FUND - HARNESSES THE TALENT, LEADERSHIP AND POWER OF ARTISTS AND STORYTELLERS TO ADVANCE EQUITY AND JUSTICE IN NATIVE COMMUNITIES AND SOCIETY AT LARGE 100,000
    NEW VENTURE FUND
    1828 L STREET NW SUITE 300-A
    WASHINGTON,DC20036     		N/A PC COMMUNITY RESOURCE HUB FOR SAFETY & ACCOUNTABILITY'S DEFUNDPOLICE.ORG WEBSITE 25,000
    NEW WAY OF LIFE
    PO BOX 875288
    LOS ANGELES,CA90087     		N/A PC FORMERLY INCARCERATED & CONVICTED PEOPLE AND FAMILIES MOVEMENT - NETWORK OF CIVIL AND HUMAN RIGHTS ORGANIZATIONS LED BY PEOPLE WHO HAVE CONVICTION HISTORIES AND THEIR FAMILY MEMBERS 75,000
    NOT AN ALTERNATIVE
    9719 SW 180TH STREET
    VASHON,WA98070     		N/A PC THE RED ROAD TO DC, A TOTEM POLE JOURNEY ACROSS THE COUNTRY TO RAISE AWARENESS ABOUT SACRED LANDS PROTECTION 10,000
    ONE FOR DEMOCRACY
    107 GRAND STREET 7TH FLOOR
    NEW YORK,NY10013     		N/A NC STRENGTHEN THE INFRASTRUCTURE NEEDED FOR DEMOCRACY, AND ULTIMATELY COMMUNITIES, TO THRIVE 50,000
    PHILANTHROPY NEW YORK
    320 EAST 43RD STREET
    NEW YORK,NY10017     		N/A PC COMMUNITY OF GRANTMAKING ORGANIZATIONS THAT DEVELOPS FORWARD-THINKING GUIDANCE AND PROGRAMMING TO ADDRESS THE UNIQUE CHALLENGES OF PHILANTHROPY AND CONVENES FUNDERS TO STRENGTHEN TIES ACROSS THE SECTOR 7,250
    PIONEER WORKS
    159 PIONEER STREET
    BROOKLYN,NY11231     		N/A PC KALIEF BROWDER: THE BOX ARTISTIC INSTALLATION 10,000
    PROGRESSIVE MULTIPLIER ACTION FUND
    714 G ST SE STE 200
    WASHINGTON,DC20003     		N/A NC PROGRESSIVE STIMULUS PROJECT - HELPS PROGRESSIVE NONPROFIT GROUPS IMPLEMENT AND SCALE REVENUE GENERATION TECHNIQUES TO REINFORCE THEIR BUDGETS AND SUPPORT MISSION DELIVERY 75,000
    PROMISE OF JUSTICE INITIATIVE
    1024 ELYSIAN FIELDS AVE
    NEW ORLEANS,LA70117     		N/A PC END PLANTATION PRISONS PROJECT - PRIORITIZE REHABILITATION, SKILLS TRAINING, AND A FOCUS ON REENTRY INSTEAD OF VIEWING FORCED LABOR AS A PUNISHMENT 25,000
    PROTECT OUR WINTERS
    4676 BROADWAY STREET
    BOULDER,CO80304     		N/A PC MOBILIZING THE OUTDOOR COMMUNITY TO TAKE ACTION AGAINST CLIMATE CHANGE 50,000
    PUBLIC POLICY AND EDUCATION FUND OF NEW YORK
    94 CENTRAL AVENUE
    ALBANY,NY12206     		N/A PC FOR THE PEOPLE CAMPAIGN - BUILDS PUBLIC AWARENESS AND SUPPORT FOR VOTING RIGHTS AND DEMOCRACY REFORM 50,000
    RECIDIVIZ
    1665 PINE LANE
    PROVO,UT84604     		N/A PC NONPROFIT TECH ENTERPRISE WORKING TO REDUCE INCARCERATION 10,000
    REGISTER2VOTE FUND
    4107 MEDICAL PARKWAY SUITE 212
    AUSTIN,TX78756     		N/A PC FOCUS FOR DEMOCRACY PROJECT - EDUCATE WEST VIRGINIANS ABOUT THE NEED TO PROTECT THE RIGHT TO VOTE 41,500
    RESEARCH FOUNDATION OF CUNY
    524 WEST 59TH STREET SUITE 603 BMW
    NEW YORK,NY10019     		N/A PC INSTITUTE FOR JUSTICE AND OPPORTUNITY AT JOHN JAY COLLEGE'S CRIMINAL JUSTICE FELLOWSHIP PROGRAM 65,000
    ROCKEFELLER FAMILY FUND
    475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10115     		N/A PC LIMITING OIL AND GAS DEVELOPMENT IN TEXAS 250,000
    ROCKEFELLER PHILANTHROPY ADVISORS
    6 WEST 48TH STREET FLOOR 10
    NEW YORK,NY100361802     		N/A PC UPSTART CO-LAB, WHICH CREATES OPPORTUNITIES FOR ARTIST INNOVATORS TO DELIVER SOCIAL IMPACT AT SCALE 25,000
    ROCKEFELLER PHILANTHROPY ADVISORS
    6 WEST 48TH STREET FLOOR 10
    NEW YORK,NY100361802     		N/A PC 2021 TRUSTEE DISCRETIONARY & MATCHING ALLOCATION 60,000
    SALZBURG GLOBAL SEMINAR
    1203 K ST NW STE 365
    WASHINGTON,DC20005     		N/A PC GLOBAL INNOVATIONS FOR YOUTH JUSTICE & SAFETY CONVENING AND RESEARCH 50,000
    SIERRA CLUB FOUNDATION
    2101 WEBSTER STREET SUITE 1250
    OAKLAND,CA94612     		N/A PC SIERRA CLUB NORTH STAR CHAPTER'S MINNESOTA BEYOND OIL AND TAR SANDS PROJECT, A COALITION TO LIMIT FOSSIL FUEL EXPANSION 25,000
    SIXTEEN THIRTY FUND
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		N/A NC CLIMATE EQUITY ACTION FUND - ADVANCES EQUITABLE CLEAN ENERGY SOLUTIONS 200,000
    SOLAR RESPONDERS
    902 BROADWAY FLOOR 6
    NEW YORK,NY10010     		N/A PC MEETING PUERTO RICOS FIRST RESPONDERS NEED FOR A RESILIENT, RENEWABLE ENERGY INFRASTRUCTURE 33,750
    SUSTAINABLE MARKETS FOUNDATION
    45 WEST 36TH STREET FLOOR 6
    NY,NY10018     		N/A PC BANKFWD - EDUCATES BANKS TO PHASE OUT FINANCING FOR FOSSIL FUELS AND ALIGN WITH THE 1.5 DEGREE PATHWAY OF THE PARIS CLIMATE AGREEMENT 40,000
    TEXAS CIVIL RIGHTS PROJECT
    1405 MONTOPOLIS DR
    AUSTIN,TX78741     		N/A PC PROTECT THE RIGHT TO PROTEST AND SERVE THE RISING SOCIAL JUSTICE MOVEMENT IN TEXAS WITH LEGAL REPRESENTATION AND CREATIVE STRATEGIES 50,000
    THE ADVENT SCHOOL
    15 BRIMMER STREET
    BOSTON,MA02108     		N/A PC NATIONAL ANTI-RACISM TEACH-IN - ANNUAL CONFERENCE AND GLOBAL MOVEMENT TO DISMANTLE STRUCTURES THAT UPHOLD RACIAL INEQUITY 10,000
    THE SYNERGOS INSTITUTE
    3 EAST 54TH STREET
    NEW YORK,NY10022     		N/A PC DAVID ROCKEFELLER BRIDGING LEADERSHIP AWARD AND CORRESPONDING EVENT 10,000
    TIDES ADVOCACY
    3440 WALNUT AVE BLDG A WINDOW H
    FREMONT,CA94538     		N/A NC ALLIANCE FOR SAFETY & JUSTICE ACTION FUND - EDUCATE THE PUBLIC ON REDUCING MASS CRIMINALIZATION AND INCARCERATION 50,000
    TIDES CENTER
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		N/A PC MOSAIC; FIELD COGENERATED INITIATIVE TO INVEST IN CLIMATE MOVEMENT INFRASTRUCTURE 25,000
    TIDES FOUNDATION
    1014 TORNEY AVE
    SAN FRANCISCO,CA94129     		N/A PC MASS LIBERATION FUND - TRAINING AND SUPPORT TO ORGANIZATIONS LED BY FORMERLY INCARCERATED AND DIRECTLY IMPACTED PEOPLE TO DISMANTLE THE CRIMINAL LEGAL SYSTEM 50,000
    TIDES FOUNDATION
    PO BOX 29903
    SAN FRANCISCO,CA94129     		N/A PC RESILIENT DEMOCRACY FUND - SUPPORTING CIVIC ENGAGEMENT INITIATIVES WELL POSITIONED TO ENGAGE UNDERREPRESENTED BLACK, BROWN, LOW-INCOME INDIVIDUALS AND REALIZE A MORE INCLUSIVE AND JUST DEMOCRACY 75,000
    URBAN BUSH WOMEN
    138 SOUTH OXFORD STREET 4B
    BROOKLYN,NY11217     		N/A PC DANCE THAT SPURS CIVIC ENGAGEMENT AND CREATES A MORE EQUITABLE BALANCE OF POWER IN THE DANCE WORLD AND BEYOND 50,000
    URBAN JUSTICE CENTER
    40 RECTOR STREET 9TH FLOOR
    NEW YORK,NY10006     		N/A PC FREEDOM AGENDA, A MEMBER-LED PROJECT DEDICATED TO ORGANIZING PEOPLE AND COMMUNITIES DIRECTLY IMPACTED BY INCARCERATION TO ACHIEVE DECARCERATION AND SYSTEM TRANSFORMATION 50,000
    USCAN (US CLIMATE ACTION NETWORK)
    700 12TH STREET NW SUITE 700
    WASHINGTON,DC20005     		N/A PC BUILDING A CLIMATE MOVEMENT POWERFUL ENOUGH TO ADDRESS THE INTERTWINING HEALTH, ECONOMIC, RACIAL JUSTICE, AND CLIMATE JUSTICE CRISES 100,000
    USCAN (US CLIMATE ACTION NETWORK)
    700 12TH STREET NW SUITE 700
    WASHINGTON,DC20005     		N/A PC SUPPORTING CLIMATE ACTION NETWORKS PARTICIPATION IN THE COP26 CONFERENCE 25,000
    VERA INSTITUTE OF JUSTICE
    34 35TH STREET SUITE 4-2A
    BROOKLYN,NY11232     		N/A PC IN OUR BACKYARDS INITIATIVE - NATIONAL MOVEMENT TO END MASS INCARCERATION AND MASS CRIMINALIZATION IN OUR NATION'S SMALLER CITIES AND RURAL COMMUNITIES 25,000
    VOICES OF COMMUNITY ACTIVISTS & LEADERS (VOCAL - NY)
    80-A FOURTH AVENUE
    BROOKLYN,NY11217     		N/A PC EQUITABLE IMPLEMENTATION OF MARIJUANA LEGALIZATION IN NEW YORK STATE 10,000
    W HAYWOOD BURNS INSTITUTE
    475 14TH STREET SUITE 800
    OAKLAND,CA94612     		N/A PC DATA-DRIVEN WORK TO REDUCE RACIAL AND ETHNIC DISPARITIES IN THE ADMINISTRATION OF JUSTICE NEGATIVELY IMPACTING FIRST NATION TRIBES AND COMMUNITIES 50,000
    WINDWARD FUND
    1828 L STREET NW SUITE 300-C
    WASHINGTON,DC20036     		N/A PC HIVE FUND FOR CLIMATE AND GENDER JUSTICE - INVESTS IN THE EXPERTISE AND LONG-TERM SUCCESS OF PRIMARILY WOMEN OF COLOR-LED ORGANIZATIONS BUILDING POWER TO DISMANTLE OPPRESSIVE SYSTEMS 25,000
    WORTH RISES
    85 DELANCEY STREET 2ND FLOOR
    NEW YORK,NY10002     		N/A PC DISMANTLING THE PRISON INDUSTRY AND ENDING THE EXPLOITATION OF THOSE IT TOUCHES 50,000
    Total .................................bullet 3a 4,491,750
    bApproved for future payment
    AZ PODER
    PO BOX 23406 4415 N MARYVALE PKWY
    PHOENIX,AZ85063     		N/A NC EDUCATING COMMUNITIES OF COLOR ABOUT CIVIC ENGAGEMENT AT THE LOCAL AND STATE LEVEL 75,000
    BE THE MATCH FOUNDATION
    500 N 5TH ST
    MINNEAPOLIS,MN55401     		N/A PC STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING SUPPORT 110
    CALIFORNIA INSTITUTE OF INTEGRAL STUDIES
    1453 MISSION STREET
    SAN FRANCISCO,CA94103     		N/A PC INITIATIVE TO SUPPORT DEGREE COMPLETION OF LOW-INCOME, BIPOC INTEGRAL COUNSELING PSYCHOLOGY STUDENTS 90,000
    CENTER FOR CULTURAL POWER
    1330 BROADWAY 3RD FLOOR
    OAKLAND,CA94612     		N/A PC USING ARTS AND CULTURE TO ENGAGE YOUNG BIPOC IN CRITICAL MOVEMENTS FOR SOCIAL JUSTICE AT THE NATIONAL, STATE, AND LOCAL LEVELS 50,000
    CHICAGO FREEDOM SCHOOL
    719 STATE STREET UNIT 300
    CHICAGO,IL60605     		N/A PC PROJECT NIA - ADVOCACY, ORGANIZING, EDUCATION, RESEARCH, AND CAPACITY-BUILDING CENTER WITH THE GOAL OF ENDING YOUTH INCARCERATION 30,000
    CRITICAL RESISTANCE
    PO BOX 22780
    OAKLAND,CA946092301     		N/A PC BUILDING AN INTERNATIONAL MOVEMENT TO END THE PRISON INDUSTRIAL COMPLEX 120,000
    DREAM CORPS
    436 14TH STREET SUITE 920
    OAKLAND,CA94612     		N/A PC CANARY IMPACT FUND PARTICIPATORY GRANTMAKING COMMITTEE 50,000
    GEORGIA ALLIANCE EDUCATION FUND
    PO BOX 77971
    ATLANTA,GA30357     		N/A PC COALITION TO BUILD A PERMANENT, POWERFUL, STRATEGIC AND INCLUSIVE PROGRESSIVE MOVEMENT IN GEORGIA 250,000
    HI-ARTS
    215 EAST 99TH STREET
    NEW YORK,NY10029     		N/A PC CIVIC ENGAGEMENT THROUGH THE ARTS 50,000
    HIP HOP CAUCUS ACTION FUND
    20 F ST NW 7TH FLOOR
    WASHINGTON,DC20001     		N/A NC EDUCATING THE PUBLIC ON ENVIRONMENTAL JUSTICE THROUGH MEDIA 75,000
    LUCHA
    5716 N 19TH AVENUE
    PHOENIX,AZ85015     		N/A NC EDUCATING UNDOCUMENTED, LOW-INCOME, AND YOUNG PEOPLE ABOUT LOCAL ECONOMIC AND SOCIAL ISSUES 50,000
    MICHIGAN CIVIC ACTION FUND
    28342 DARTMOUTH STREET
    MADISON HEIGHTS,MI48071     		N/A NC EDUCATING BIPOC VOTERS ABOUT PUBLIC POLICY ISSUES IN MICHIGAN 250,000
    MONTCLAIR EARLY CHILDHOOD CORPORATION
    49 ORANGE ROAD
    MONTCLAIR,NJ07042     		N/A PC STAFF MATCHING GRANT TO BE USED FOR LULU'S FUND 6,290
    MYELODYSPLASTIC SYNDROMES FOUNDATION
    4573 SOUTH BROAD ST SUITE 150
    YARDVILLE,NJ08620     		N/A PC STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING SUPPORT 100
    NARAL PRO-CHOICE AMERICA FOUNDATION
    1725 EYE ST NW SUITE 900
    WASHINGTON,DC20006     		N/A PC STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING SUPPORT 500
    NEO PHILANTHROPY
    45 W 36TH ST 6TH FLOOR
    NEW YORK,NY10018     		N/A PC PEACE AND SECURITY FUNDERS GROUP 7,000
    NEW VENTURE FUND
    1828 L STREET NW SUITE 300-A
    WASHINGTON,DC20036     		N/A PC ILLUMINATIVE'S NATIVE ARTISTS AND STORYTELLERS FUND - HARNESSES THE TALENT, LEADERSHIP AND POWER OF ARTISTS AND STORYTELLERS TO ADVANCE EQUITY AND JUSTICE IN NATIVE COMMUNITIES AND SOCIETY AT LARGE 100,000
    NEW VENTURE FUND
    1828 L STREET NW SUITE 300-A
    WASHINGTON,DC20036     		N/A PC COMMUNITY RESOURCE HUB FOR SAFETY & ACCOUNTABILITY'S DEFUNDPOLICE.ORG WEBSITE 25,000
    ONE FOR DEMOCRACY
    107 GRAND STREET 7TH FLOOR
    NEW YORK,NY10013     		N/A NC STRENGTHEN THE INFRASTRUCTURE NEEDED FOR DEMOCRACY, AND ULTIMATELY COMMUNITIES, TO THRIVE 150,000
    PROMISE OF JUSTICE INITIATIVE
    1024 ELYSIAN FIELDS AVE
    NEW ORLEANS,LA70117     		N/A PC END PLANTATION PRISONS PROJECT - PRIORITIZE REHABILITATION, SKILLS TRAINING, AND A FOCUS ON REENTRY INSTEAD OF VIEWING FORCED LABOR AS A PUNISHMENT 25,000
    SALZBURG GLOBAL SEMINAR
    1203 K ST NW STE 365
    WASHINGTON,DC20005     		N/A PC GLOBAL INNOVATIONS FOR YOUTH JUSTICE & SAFETY CONVENING AND RESEARCH 50,000
    SIXTEEN THIRTY FUND
    1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		N/A NC CLIMATE EQUITY ACTION FUND - ADVANCES EQUITABLE CLEAN ENERGY SOLUTIONS 125,000
    TIDES FOUNDATION
    1014 TORNEY AVE
    SAN FRANCISCO,CA94129     		N/A PC MASS LIBERATION FUND - TRAINING AND SUPPORT TO ORGANIZATIONS LED BY FORMERLY INCARCERATED AND DIRECTLY IMPACTED PEOPLE TO DISMANTLE THE CRIMINAL LEGAL SYSTEM 50,000
    VERA INSTITUTE OF JUSTICE
    34 35TH STREET SUITE 4-2A
    BROOKLYN,NY11232     		N/A PC IN OUR BACKYARDS INITIATIVE - NATIONAL MOVEMENT TO END MASS INCARCERATION AND MASS CRIMINALIZATION IN OUR NATION'S SMALLER CITIES AND RURAL COMMUNITIES 25,000
    W HAYWOOD BURNS INSTITUTE
    475 14TH STREET SUITE 800
    OAKLAND,CA94612     		N/A PC DATA-DRIVEN WORK TO REDUCE RACIAL AND ETHNIC DISPARITIES IN THE ADMINISTRATION OF JUSTICE NEGATIVELY IMPACTING FIRST NATION TRIBES AND COMMUNITIES 50,000
    WOMEN FOR AFGHAN WOMEN
    158-24 73RD AVE 2ND FLOOR
    FRESH MEADOWS,NY11366     		N/A PC STAFF MATCHING GRANT TO BE USED FOR GENERAL OPERATING SUPPORT 500
    WORTH RISES
    85 DELANCEY STREET 2ND FLOOR
    NEW YORK,NY10002     		N/A PC DISMANTLING THE PRISON INDUSTRY AND ENDING THE EXPLOITATION OF THOSE IT TOUCHES 50,000
    Total .................................bullet 3b 1,754,500
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,207  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		901101 126 18 1,401,921  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aORDINARY INCOME (LOSS) THROUGH K-1S     		901101 137 14 -28,036  
    bOTHER INVESTMENT INCOME     14 98  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 281 2,788,255 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,788,536
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
    Yes
     
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    1a(1) 25,000 AMERICANS FOR THE ARTS ACTION FUND GRANT PAYMENT TO EDUCATE ARTISTS ON ACCESSING FEDERAL RELIEF FUNDS AND OTHER VOTER EDUCATION EFFORTS.
    1a(1) 25,000 BRAVE NEW FILMS ACTION FUND GRANT PAYMENT TO CREATE AND DISTRIBUTE NEW SHORT FILMS FOCUSED ON CIVIC ENGAGEMENT.
    1a(1) 75,000 AZ PODER GRANT PAYMENT TO EDUCATE COMMUNITIES OF COLOR ABOUT CIVIC ENGAGEMENT AT THE LOCAL AND STATE LEVEL.
    1a(1) 100,000 CLIMATE EMERGENCY ADVOCATES GRANT PAYMENT TO EDUCATE YOUNG CLIMATE ACTIVISTS IN ARIZONA AND PENNSYLVANIA.
    1a(1) 50,000 GAMALIEL FAITH AND DEMOCRACY CAMPAIGN GRANT PAYMENT TO SUPPORT THE TRANSFORMATIONAL JUSTICE IN ACTION CAMPAIGN'S IN-PRISON OUTREACH PROGRAM, WHEREBY INCARCERATED LEADERS EDUCATE FRIENDS, FAMILY MEMBERS, CO-WORKERS, AND THE FAITH COMMUNITY ON CIVIC PARTICIPATION.
    1a(1) 75,000 HIP HOP CAUCUS ACTION FUND GRANT PAYMENT TO ENGAGE THE PUBLIC ON ENVIRONMENTAL JUSTICE THROUGH MEDIA.
    1a(1) 75,000 LEAGUE OF CONSERVATION VOTERS GRANT PAYMENT TO ENGAGE LATINX FAMILIES AND COMMUNITIES OF COLOR IN THE FIGHT AGAINST CLIMATE CHANGE AND ENVIRONMENTAL INJUSTICE.
    1a(1) 50,000 LUCHA GRANT PAYMENT TO EDUCATE UNDOCUMENTED, LOW-INCOME, AND YOUNG PEOPLE ABOUT LOCAL ECONOMIC AND SOCIAL ISSUES.
    1a(1) 250,000 MICHIGAN CIVIC ACTION FUND GRANT PAYMENT TO EDUCATE BIPOC VOTERS ABOUT PUBLIC POLICY ISSUES IN MICHIGAN.
    1a(1) 50,000 ONE FOR DEMOCRACY GRANT PAYMENT TO STRENGTHEN THE INFRASTRUCTURE NEEDED FOR DEMOCRACY, AND ULTIMATELY COMMUNITIES, TO THRIVE.
    1a(1) 75,000 PROGRESSIVE MULTIPLIER ACTION FUND GRANT PAYMENT TO HELP PROGRESSIVE NONPROFIT GROUPS IMPLEMENT AND SCALE REVENUE GENERATION TECHNIQUES TO REINFORCE THEIR BUDGETS AND SUPPORT MISSION DELIVERY.
    1a(1) 200,000 SIXTEEN THIRTY FUND GRANT PAYMENT TO SUPPORT THE CLIMATE EQUITY ACTION FUND IN ADVANCING STRATEGIES TO STOP CLIMATE CHANGE AND ADVANCE CLEAN ENERGY SOLUTIONS.
    1a(1) 50,000 TIDES ADVOCACY GRANT PAYMENT TO SUPPORT EDUCATIONAL ACTIVITIES OF THE ALLIANCE FOR SAFETY & JUSTICE ACTION FUND, WHICH EDUCATES THE PUBLIC ON REDUCING MASS CRIMINALIZATION AND INCARCERATION.
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2021
    Name of the organization
    THE DAVID ROCKEFELLER FUND INC
     
    Employer identification number

    13-3533359
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990) (2021)
    Schedule B (Form 990) (2021) Page 2
    Name of organization
    THE DAVID ROCKEFELLER FUND INC
          		Employer identification number
    13-3533359
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    SUSAN ROCKEFELLER
    475 RIVERSIDE DRIVE SUITE 900
     
    NEW YORK, NY10115

    		$ 25,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    MARGARET DULANY
    475 RIVERSIDE DRIVE SUITE 900
     
    NEW YORK, NY10115

    		$ 10,075,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 3
    Name of organization
    THE DAVID ROCKEFELLER FUND INC
          		Employer identification number

    13-3533359
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 4
    Name of organization
    THE DAVID ROCKEFELLER FUND INC
          		Employer identification number

    13-3533359
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990) (2021)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2021 AccountingFeesSchedule
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GRANT THORNTON, LLP 371 0   148
    PKF O'CONNOR DAVIES, LLP 31,210 14,797   14,525

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2021 ExpenditureResponsibilityStmt
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    AMERICANS FOR THE ARTS ACTION FUND
          		1000 VERMONT AVENUE 6TH FLOOR
    WASHINGTON,DC20005     		2020-07-31 75,000 TO EDUCATE CITIZENS ON ARTS-FRIENDLY PUBLIC POLICIES AT THE FEDERAL, STATE AND LOCAL LEVELS. 75,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/21 & 4/6/22    
    AMERICANS FOR THE ARTS ACTION FUND
          		1000 VERMONT AVENUE 6TH FLOOR
    WASHINGTON,DC20005     		2021-11-11 25,000 TO EDUCATE ARTISTS ON ACCESSING FEDERAL RELIEF FUNDS AND OTHER VOTER EDUCATION EFFORTS. 0 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/22    
    AZ PODER
          		4415 N MARYVALE PKWY
    PHOENIX,AZ85063     		2021-11-11 150,000 TO EDUCATE COMMUNITIES OF COLOR ABOUT CIVIC ENGAGEMENT AT THE LOCAL AND STATE LEVEL. 23,598 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/22    
    BRAVE NEW FILMS ACTION FUND
          		10510 CULVER BOULEVARD
    CULVER CITY,CA90232     		2020-05-22 50,000 TO CREATE AND DISTRIBUTE ENGAGING MEDIA TO EDUCATE AND MOTIVATE CITIZENS, LEADING TO PRODUCTIVE CIVIC PARTICIPATION. 50,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/21 & 2/28/22    
    CLIMATE EMERGENCY ADVOCATES
          		4676 BROADWAY SUITE A
    BOULDER,CO80304     		2021-11-11 100,000 TO EDUCATE YOUNG CLIMATE ACTIVISTS IN ARIZONA AND PENNSYLVANIA. 26,750 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/22    
    CONSERVATION COLORADO
          		1536 WYNKOOP STREET SUITE 510
    DENVER,CO80202     		2020-09-23 50,000 TO PROTECT COLORADO'S CLIMATE, AIR, LAND, WATER, AND COMMUNITIES THROUGH ORGANIZING AND ADVOCACY. 50,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/21 & 2/28/22    
    CULTURAL ENGAGEMENT LAB
          		1330 BROADWAY SUITE 300
    OAKLAND,CA94612     		2020-11-09 100,000 TO ORGANIZE A STRONG NETWORK OF ARTISTS AND CULTURE MAKERS FROM IMPACTED COMMUNITIES WHO CAN USE ART AND CULTURE AS AN ENGINE FOR CIVIC ENGAGEMENT. 100,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/21 & 2/28/22    
    GAMALIEL FAITH AND DEMOCRACY CAMPAIGN
          		5401 S CORNELL AVENUE SUITE 301
    CHICAGO,IL60615     		2021-06-22 50,000 TO SUPPORT THE TRANSFORMATIONAL JUSTICE IN ACTION CAMPAIGN'S IN-PRISON OUTREACH PROGRAM, WHEREBY INCARCERATED LEADERS EDUCATE FRIENDS, FAMILY MEMBERS, CO-WORKERS, AND THE FAITH COMMUNITY ON CIVIC PARTICIPATION. 50,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/22    
    HIP HOP CAUCUS ACTION FUND
          		20 F ST NW 7TH FLOOR
    WASHINGTON,DC20001     		2020-05-22 50,000 TO ENERGIZE THE HIP HOP COMMUNITY AS A WAY TO BUILD CLIMATE MOVEMENT POWER AND PROMOTE CIVIC ENGAGEMENT. 48,580 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/21 & 10/18/22    
    HIP HOP CAUCUS ACTION FUND
          		20 F ST NW 7TH FLOOR
    WASHINGTON,DC20001     		2020-09-09 50,000 TO ENERGIZE THE HIP HOP COMMUNITY AS A WAY TO BUILD CLIMATE MOVEMENT POWER AND PROMOTE CIVIC ENGAGEMENT. 48,580 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/21 & 10/18/22    
    HIP HOP CAUCUS ACTION FUND
          		20 F ST NW 7TH FLOOR
    WASHINGTON,DC20001     		2021-11-11 150,000 TO ENGAGE THE PUBLIC ON ENVIRONMENTAL JUSTICE THROUGH MEDIA. 61,900 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 10/19/22    
    JOLT ACTION
          		PO BOX 4185
    AUSTIN,TX78765     		2020-09-26 50,000 TO BUILD LONG-TERM LEADERSHIP OF LATINX YOUTH, GIVING THEM THE ABILITY TO SHAPE THE CONVERSATION ON CLIMATE JUSTICE. 50,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/21 & 2/28/22    
    LEAGUE OF CONSERVATION VOTERS
          		740 15TH ST NW 7TH FLOOR
    WASHINGTON,DC20005     		2020-10-19 250,000 TO BUILD POWER THROUGH EDUCATION THAT WILL CREATE A WORLD WITH CLEAN AIR, CLEAN WATER, PUBLIC LANDS, AND A SAFE CLIMATE THAT ARE PROTECTED BY A JUST AND EQUITABLE DEMOCRACY. 250,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/21 & 2/28/22    
    LEAGUE OF CONSERVATION VOTERS
          		740 15TH ST NW 7TH FLOOR
    WASHINGTON,DC20005     		2021-06-22 75,000 TO ENGAGE LATINX FAMILIES AND COMMUNITIES OF COLOR IN THE FIGHT AGAINST CLIMATE CHANGE AND ENVIRONMENTAL INJUSTICE. 37,550 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/22    
    LUCHA
          		5716 N 19TH AVENUE
    PHOENIX,AZ85015     		2021-11-11 100,000 TO EDUCATE UNDOCUMENTED, LOW-INCOME, AND YOUNG PEOPLE ABOUT LOCAL ECONOMIC AND SOCIAL ISSUES. 50,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/22    
    MAKE THE ROAD ACTION FUND
          		449 TROUTMAN STREET SUITE C
    BROOKLYN,NY11237     		2020-11-06 50,000 TO BUILD POWER THROUGH EDUCATION FOR JUSTICE IN LATINX AND IMMIGRANT COMMUNITIES AND WORKING CLASS COMMUNITIES OF COLOR. 50,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/21 & 2/28/22    
    MICHIGAN CIVIC ACTION FUND
          		28342 DARTMOUTH STREET
    MADISON HEIGHTS,MI48071     		2021-11-11 500,000 TO EDUCATE BIPOC VOTERS ABOUT PUBLIC POLICY ISSUES IN MICHIGAN. 250,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/22    
    ONE FOR DEMOCRACY
          		107 GRAND STREET 7TH FLOOR
    NEW YORK,NY10013     		2021-06-22 200,000 TO STRENGTHEN THE INFRASTRUCTURE NEEDED FOR DEMOCRACY, AND ULTIMATELY COMMUNITIES, TO THRIVE. 50,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/22    
    PROGRESSIVE MULTIPLIER ACTION FUND
          		2733 WOODLEY PLACE NW
    WASHINGTON,DC20008     		2021-06-22 75,000 TO HELP PROGRESSIVE NONPROFIT GROUPS IMPLEMENT AND SCALE REVENUE GENERATION TECHNIQUES TO REINFORCE THEIR BUDGETS AND SUPPORT MISSION DELIVERY. 75,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 8/31/2022    
    SIXTEEN THIRTY FUND
          		1201 CONNECTICUT AVE NW SUITE 300
    WASHINGTON,DC20036     		2021-06-22 325,000 TO SUPPORT THE CLIMATE EQUITY ACTION FUND IN ADVANCING STRATEGIES TO STOP CLIMATE CHANGE AND ADVANCE CLEAN ENERGY SOLUTIONS. 200,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/2022    
    TIDES ADVOCACY
          		PO BOX 29229
    SAN FRANCISCO,CA94129     		2019-12-03 100,000 TO SUPPORT EDUCATIONAL ACTIVITIES OF THE FLORIDA RIGHTS RESTORATION COALITION, DEDICATED TO ENDING THE DISENFRANCHISEMENT AND DISCRIMINATION AGAINST PEOPLE WITH CONVICTIONS. 100,000 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/2020, 2/28/21 & 2/28/22    
    TIDES ADVOCACY
          		PO BOX 29229
    SAN FRANCISCO,CA94129     		2021-06-22 50,000 TO SUPPORT EDUCATIONAL ACTIVITIES OF THE ALLIANCE FOR SAFETY & JUSTICE ACTION FUND, WHICH EDUCATES THE PUBLIC ON REDUCING MASS CRIMINALIZATION AND INCARCERATION. 39,500 TO OUR KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY PORTION OF THE FUNDS. 2/28/22    

    TY 2021 GeneralExplanationAttachment
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Identifier Return Reference Explanation
    REGARDING GRANT PROGRAMS 990-PF, PART XIV, LINE 2 THE DAVID ROCKEFELLER FUND CURRENTLY HAS THREE PRIMARY PROGRAM AREAS: ARTS, JUSTICE, AND CLIMATE.THE ARTS PROGRAM FOCUSES ON CULTIVATING, SHOWCASING AND DISSEMINATING THE STORIES OF INNOVATIVE ART FOR SOCIAL CHANGE; JUSTICE SUPPORTS BOLD NEW IDEAS AND POLICY INITIATIVES FOR TRANSFORMING U.S. DETENTION AND INCARCERATION POLICY; AND CLIMATE SUPPORTS AND SUSTAINS BOLD, SCIENCE-BASED U.S. LEADERSHIP ON CLIMATE SOLUTIONS. IN ADDITION TO THE PROGRAM AREAS OUTLINED ABOVE, THE FUND SUPPORTED A NUMBER OF CHARITABLE INITIATIVES DESIGNED TO ENCOURAGE TRUSTEES' INDIVIDUAL CHARITABLE GIVING.

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AMAZON.COM INC 0.80% DUE 06/03/2025 CALLABLE @ 100 05/03/25 35,602 35,602
    AMAZON.COM INCORPORATED 0.45% DUE 05/12/2024 89,134 89,134
    AMERICAN EXPRESS 4.05% DUE 12/03/2042 42,857 42,857
    AT&T INC. 0.90% DUE 03/25/24 CALL @ 100 03/25/22 69,696 69,696
    AT&T INC. 1.70% DUE 03/25/26 CALL @ 100 03/25/23 67,685 67,685
    BANK OF AMERICA CORPORATION 1.486% DUE 05/19/2024 CALL @ 100 05/19/2023 100,733 100,733
    BANK OF AMERICA CORPORATION VAR% DUE 09/25/25 CALL @ 100 09/25/24 103,747 103,747
    BRUNSWICK CORP 0.85% 08/18/2024 69,014 69,014
    CITIGROUP INC. VAR% DUE 10/30/24 CALL @ 100 10/30/23 69,556 69,556
    COMCAST CORP 3.90% DUE 03/01/2038 CALL @ 100 09/01/2037 106,606 106,606
    CONSERVATION FUND 3.474% DUE 12/15/2029 105,641 105,641
    CVS HEALTH CORP 3.25% DUE 08/15/2029 CALL @ 100 05/15/2029 89,641 89,641
    CVS HEALTH CORPORATION 3.375% DUE 08/12/24 CALL @ 100 05/12/24 84,091 84,091
    FANNIE MAE 2.00% DUE 07/01/36 54,731 54,731
    FANNIE MAE 3.00% DUE 04/01/2051 37,120 37,120
    FANNIE MAE FN BM3973 3.00% DUE 04/01/2032 26,934 26,934
    FANNIE MAE FN BM4676 4.00% DUE 10/01/2048 50,203 50,203
    FANNIE MAE FN BQ2350 2.00% DUE 09/01/2050 53,586 53,586
    FANNIE MAE FN CA3845 4.50% DUE 07/01/2049 29,220 29,220
    FANNIE MAE FN FM4933 2.00% DUE 12/01/2035 22,216 22,216
    FANNIE MAE FN MA3902 2.50% DUE 01/01/2050 11,978 11,978
    FANNIE MAE POOL #CB1343 2.50% DUE 08/01/41 50,511 50,511
    FANNIE MAE POOL #FM8178 2.50% DUE 07/01/51 90,595 90,595
    FANNIE MAE POOL #FM8821 3.00% DUE 09/01/51 30,625 30,625
    FREDDIE MAC 2.50% DUE 10/01/2040 20,359 20,359
    FREDDIE MAC FN ZS7888 2.50% DUE 10/01/2032 20,731 20,731
    GM FINANCIAL SECURITIZED TERM GMCAR 2019-3 A3 2.18% DUE 04/16/2024 16,607 16,607
    GOLDMAN SACHS GROUP INC 4.223% DUE 05/01/2029 CALL @ 100 05/01/2028 45,579 45,579
    HOME DEPOT INC 3.75% DUE 02/15/2024 CALL @ 100 11/15/2023 63,252 63,252
    HOME DEPOT INC 5.875% DUE 12/16/2036 103,553 103,553
    JPMORGAN CHASE & CO 4.493% DUE 03/24/2031 CALL @ 100 03/24/2030 108,882 108,882
    KROGER COMPANY 4.00% DUE 02/01/2024 CALL @100 11/01/2023 72,588 72,588
    KFW 2.00% DUE 09/29/2022 96,095 96,095
    MICROSOFT CORP 2.875% DUE 02/06/2024 CALL @ 100 12/06/2023 80,155 80,155
    MICROSOFT CORPORATION 3.50% DUE 02/12/2035 CALL @ 100 08/12/2034 57,211 57,211
    NIKE INC. CORP 2.25% DUE 05/01/2023 CALL @ 100 02/01/23 67,214 67,214
    NVIDIA CORPORATION 0.584% DUE 06/14/2024 CALL @ 100 06/14/2023 69,366 69,366
    ORACLE CORPORATION 3.40% DUE 07/08/24 CALL @ 100 04/08/24 66,920 66,920
    PNC FINANCIAL SERVICES 2.20% DUE 11/01/2024 CALL @ 100 10/02/2024 87,304 87,304
    SIMON PROPERTY GROUP LP 3.375% DUE 06/15/2027 CALL @ 100 03/15/2027 48,296 48,296
    SIMON PROPERTY GROUP LP 3.75% DUE 02/01/2024 CALL @ 100 11/01/2023 65,969 65,969
    THE WALT DISNEY COMPANY 1.75% DUE 08/30/24 CALL @ 100 07/30/24 67,059 67,059
    TRUIST FINANCIAL CORPORATION 3.75% DUE 12/06/2023 CALL @ 100 11/06/2023 50,459 50,459
    VANGUARD MORTGAGE BACKED SECURITIES ETF 110,488 110,488
    VERIZON COMMUNICATIONS INC. 0.75% DUE 03/22/24 CALL @ 100 03/22/21 69,725 69,725
    WELLS FARGO & COMPANY VAR% DUE 05/19/25 CALL @ 100 05/19/24 49,445 49,445

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Name of Stock End of Year Book Value End of Year Fair Market Value
    2U, INC. 3,171 3,171
    3M CO. 32,684 32,684
    A.P. MOELLER-MAERSK A/S UNSPON ADR 14,338 14,338
    AAC TECHNOLOGIES HOLDINGS INC UNSPONSORED ADR 5,149 5,149
    ABB LTD. - SPON ADR 41,834 41,834
    ABBOTT LABORATORIES 133,703 133,703
    ABBVIE INC. 87,333 87,333
    ACCENTURE PLC 160,431 160,431
    ACCOR SA - ADR 8,864 8,864
    ACS ACTIVIDADES CO-UNSPON ADR 11 11
    ACTIVISION BLIZZARD, INC. 15,302 15,302
    ADECCO SA UNSPONSORED - ADR 15,495 15,495
    ADIDAS AG - SPONSORED ADR 8,352 8,352
    ADOBE INC 103,205 103,205
    ADTALEM GLOBAL EDUCATION INC. 1,360 1,360
    ADVANCED MICRO DEVICES INC. 81,303 81,303
    ADVANTEST CORPORATION - ADR 12,948 12,948
    AEGON N.V. - AMERICAN REG SHS 14,173 14,173
    AES CORPORATION 13,924 13,924
    AGC INC - UNSP ADR 26,201 26,201
    AGILENT TECHNOLOGIES, INC. 24,267 24,267
    AGNICO-EAGLE MINES LIMITED 14,454 14,454
    AIA GROUP LTD. SPON ADR 61,938 61,938
    AIR LIQUIDE - UNSPON ADR 54,467 54,467
    AIR PRODUCTS AND CHEMICALS, INC. 30,122 30,122
    AIRBUS GROUP NV - UNSPONS ADR 17,231 17,231
    AJINOMOTO CO. INC - ADR 30,957 30,957
    AKAMAI TECHNOLOGIES, INC. 18,492 18,492
    ALCOA CORP 32,411 32,411
    ALIBABA GROUP HOLDING LTD. 71,868 71,868
    ALIGN TECHNOLOGY, INC. 15,115 15,115
    ALLIANCE DATA SYSTEMS CORPORATION 3,861 3,861
    ALLIANZ SE - UNSPONSORED ADR 48,400 48,400
    ALLSTATE CORPORATION 1,294 1,294
    ALPHABET INC. - CLASS A 506,982 506,982
    ALTRIA GROUP, INC. 47,200 47,200
    AMADEUS IT HOLDING - UNSPONSORED ADR 10,903 10,903
    AMAZON.COM INC 423,461 423,461
    AMC ENTERTAINMENT HOLDINGS INC - CL A 6,501 6,501
    AMERICAN EXPRESS CO. 27,321 27,321
    AMERICAN WATER WORKS CO., INC. 74,789 74,789
    AMERISOURCEBERGEN CORPORATION 5,847 5,847
    AMGEN INC. 42,519 42,519
    AMPHENOL CORP CLASS A 17,317 17,317
    ANALOG DEVICES, INC. 15,468 15,468
    ANHEUSER-BUSCH INBEV SPONS ADR 17,499 17,499
    ANTHEM INC. 30,130 30,130
    APPLE INC. 934,373 934,373
    APPLIED MATERIALS INC 21,244 21,244
    ARCHER DANIELS MIDLAND CO. 18,317 18,317
    ARISTA NETWORKS, INC. 20,125 20,125
    ARKEMA - SPONS ADR 15,593 15,593
    ARROW ELECTRONICS, INC. 21,080 21,080
    ASAHI KASEI CORP - UNSPONS ADR 13,717 13,717
    ASHTEAD GROUP PLC. - ADR 10,521 10,521
    ASM PACIFIC TECHNOLOGY - UNSP ADR 32 32
    ASML HOLDINGS NV NY REG SHS ADR 152,859 152,859
    ASSA ABLOY AB - UNSPONSORED ADR 24,310 24,310
    ASSOCIATED BRITISH FOODS PLC - ADR 18,563 18,563
    ASTRAZENECA GROUP PLC - SPONS ADR 57,668 57,668
    AT&T INC 18,450 18,450
    ATLANTIA S.P.A. - UNSPONSORED ADR 20,266 20,266
    ATLAS COPCO AB-SPONSORED ADR A 29,526 29,526
    AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED SPONSORED ADR 66,206 66,206
    AUTODESK, INC. 20,527 20,527
    AUTOMATIC DATA PROCESSING 50,795 50,795
    AVALARA INC 1,291 1,291
    AVIVA PLC - SPONSORED ADR 23,975 23,975
    AXA SA - SPONSORED ADR 15,897 15,897
    BAIDU.COM, INC. 12,350 12,350
    BANCO DO BRASIL S.A.- SPONSORED ADR 12,684 12,684
    BANCOLOMBIA S.A. SPONSORED ADR 30,958 30,958
    BANK OF AMERICA CORPORATION 113,894 113,894
    BANK OF MONTREAL 82,406 82,406
    BANK OF NEW YORK MELLON CORPORATION 15,740 15,740
    BANK OF NOVA SCOTIA 114,274 114,274
    BARRICK GOLD CORPORATION 17,176 17,176
    BAXTER INT'L INC. 10,730 10,730
    BAYERISCHE MOTOREN WERKE (BMW) - SPONS ADR 27,555 27,555
    BCE INC. 47,513 47,513
    BECTON DICKINSON & CO. 22,130 22,130
    BED BATH & BEYOND INC. 5,482 5,482
    BEIGENE, LTD. - ADR 12,463 12,463
    BEST BUY CO., INC. 27,737 27,737
    BIDVEST GROUP LTD - SPONSORED ADR 6,496 6,496
    BILIBILI INC - ADR 7,470 7,470
    BIOGEN IDEC INC. 23,032 23,032
    BIOMARIN PHARMACEUTICAL INC. 2,385 2,385
    BLACKBAUD 1,975 1,975
    BLACKBERRY LIMITED 11,351 11,351
    BLACKROCK, INC CLASS A 46,694 46,694
    BLOCK INC 13,728 13,728
    BOC HONG KONG HOLDINGS - SPONSORED ADR 21,478 21,478
    BOEING CO. 33,218 33,218
    BOSTON SCIENTIFIC CO. 6,032 6,032
    BRAMBLES LIMITED - SPONSORED ADR 22,355 22,355
    BRISTOL MYERS SQUIBB CO. 56,863 56,863
    BRITISH AMERICAN TOBACCO PLC - SP ADR 6,846 6,846
    BROADCOM INC. 63,879 63,879
    BROWN-FORMAN CORPORATION - CL B 18,944 18,944
    BUNGE LIMITED 21,940 21,940
    BUNZL PLC-SPONSORED ADR 8,754 8,754
    BURBERRY GROUP PLC SPON ADR 13,213 13,213
    BURLINGTON STORES, INC. 7,871 7,871
    BYD COMPANY LIMITED - UNSPONSORED ADR 11,138 11,138
    CAE, INC. 11,585 11,585
    CAESARS ENTERTAINMENT INC 9,259 9,259
    CANADIAN NATIONAL RAILWAY COMPANY 26,538 26,538
    CANADIAN PACIFIC RAILWAY LTD 56,401 56,401
    CANON INC. - SPONSORED ADR 12,997 12,997
    CAPGEMINI SA - UNSPONSORED ADR 33,279 33,279
    CARDINAL HEALTH, INC. 7,569 7,569
    CATALENT, INC. 20,741 20,741
    CATERPILLAR INC. 34,526 34,526
    CBRE GROUP, INC. 40,366 40,366
    CERENCE INC 3,602 3,602
    CHARTER COMMUNICATIONS INC. CLASS A SHARES 26,079 26,079
    CHINA CONSTRUCTION BANK CORPORATION 12,641 12,641
    CHINA LODGING GROUP SPONSORED ADR 2,315 2,315
    CHIPOTLE MEXICAN GRILL 10,490 10,490
    CHUBB LIMITED 12,758 12,758
    CHUNGHWA TELECOM LTD ADR 96,661 96,661
    CHURCH & DWIGHT CO., INC. 10,045 10,045
    CIA CERVECERIAS UNIDAS - ADR 9,895 9,895
    CIGNA CORPORATION 19,519 19,519
    CISCO SYSTEMS, INC. 116,347 116,347
    CITIGROUP INC. 69,630 69,630
    CLEAN HARBORS, INC. 14,167 14,167
    CME GROUP INC. 18,734 18,734
    CNH INDUSTRIAL NV 32,312 32,312
    COCA COLA COMPANY 83,486 83,486
    COCA-COLA EUROPACIFIC PARTNERS PLC 30,706 30,706
    COCA-COLA HBC - UNSPON ADR 19,179 19,179
    COGNIZANT TECHNOLOGY SOLUTIONS CORP. 20,228 20,228
    COLGATE-PALMOLIVE 68,016 68,016
    COLOPLAST A/S - UNSPONSORED ADR 9,402 9,402
    COMCAST CORPORATION - CL A 51,941 51,941
    COMERICA INCORPORATED 5,307 5,307
    COMMERCIAL INTERNATIONAL BANK - ADR 9,541 9,541
    COMMERCIAL METALS COMPANY 7,802 7,802
    COMMONWEALTH BANK OF AUSTRALIA UNSPONSORED ADR 91,624 91,624
    COMPAGNIE FINANCIERE RICHEMONT SA UNSPONSORED ADR 40,814 40,814
    COMPANHIA PARANAENSE DE ENERGIA-COPEL SPONSORED ADR 11,339 11,339
    COMPASS GROUP PLC - SPONSORED ADR 37,996 37,996
    COMPASS MINERALS INTERNATIONAL, INC. 6,027 6,027
    CONAGRA BRANDS, INC. 3,108 3,108
    CORTEVA INC. 13,711 13,711
    COTY INC - CLASS A 4,221 4,221
    CREDIT SUISSE GROUP - SPON ADR 7,866 7,866
    CRH PLC - SPONSORED ADR 13,781 13,781
    CROWDSTRIKE HOLDINGS INC 18,428 18,428
    CSL LIMITED - SPONSORED ADR 52,054 52,054
    CUMMINS ENGINE INC. 44,937 44,937
    CVS HEALTH CORPORATION 44,462 44,462
    DAI NIPPON PRINTING CO., LTD. - ADR 44,335 44,335
    DAIICHI SANKYO COMPANY LTD 21,888 21,888
    DAIKIN INDUSTRIES, LTD. UNSPONSORED ADR 42,374 42,374
    DAIMLER AG UNSPONSORED- ADR 9,342 9,342
    DAIWA HOUSE INDUSTRY CO., LTD. UNSPONSORED ADR 12,284 12,284
    DANAHER CORPORATION 38,165 38,165
    DANONE S.A. SPONSORED ADR 26,515 26,515
    DARDEN RESTAURANTS, INC. 2,109 2,109
    DBS GROUP HOLDINGS - SPON ADR 42,546 42,546
    DEERE & COMPANY 31,546 31,546
    DELL TECHNOLOGIES 9,998 9,998
    DENTSPLY SIRONA INC. 10,712 10,712
    DEUTSCHE BANK AG - REG ADR 22,463 22,463
    DEUTSCHE POST AG SPONSORED ADR 65,426 65,426
    DEUTSCHE TELEKOM AG-SPON ADR 11,754 11,754
    DEXCOM, INC. 25,774 25,774
    DIAGEO PLC - SPONSORED ADR 73,527 73,527
    DNB ASA 52,877 52,877
    DOCUSIGN INC. 5,635 5,635
    DOW INC. 19,228 19,228
    DR. REDDY'S LABORATORIES LIMITED - ADR 10,400 10,400
    DSV A/S 39,440 39,440
    DUKE ENERGY CORPORATION 7,028 7,028
    DUPONT DE NEMOURS INC 13,086 13,086
    DXC TECHNOLOGY CO 11,041 11,041
    EASTMAN CHEMICAL COMPANY 25,633 25,633
    EBAY INC. 22,211 22,211
    ECOLAB INC. 39,411 39,411
    EDENRED SA - ADR 11,600 11,600
    EDP - ENERGIAS DE PORTUGAL, S.A. 5,532 5,532
    EDWARDS LIFESCIENCES CORPORATION 43,140 43,140
    EISAI CO., LTD. - SPONSORED ADR 4,034 4,034
    ELI LILLY & CO. 74,303 74,303
    EMBRAER SA- ADR 4,171 4,171
    EMERSON ELECTRIC CO. 25,381 25,381
    ENEL AMERICAS SA - ADR 14,052 14,052
    ENN ENERGY HOLDINGS UNSPON ADR 31,576 31,576
    ENPHASE ENERGY INC. 7,683 7,683
    ESSILOR INTERNATIONAL SA ADR 47,254 47,254
    ETSY, INC. 19,924 19,924
    EXACT SCIENCES CORPORATION 5,292 5,292
    EXELON CORPORATION 27,494 27,494
    EXPERIAN PLC - SPONS ADR 16,075 16,075
    FAST RETAILING CO LTD - ADR 18,698 18,698
    FEDEX CORPORATION 5,949 5,949
    FERGUSON PLC 15,428 15,428
    FIRST AMERICAN FINANCIAL CORPORATION 4,224 4,224
    FISERV, INC. 14,738 14,738
    FLEX LTD 16,350 16,350
    FLOWSERVE CORPORATION 8,262 8,262
    FMC CORPORATION 21,868 21,868
    FORD MOTOR COMPANY 24,675 24,675
    FORTIS, INC./CANADA 11,440 11,440
    FUJIFILM HOLDINGS- UNSPON ADR 15,293 15,293
    FUJITSU LIMITED - UNSPONSORED ADR 44,531 44,531
    GAP, INC. 7,484 7,484
    GDS HOLDINGS LTD - ADR 24,004 24,004
    GEELY AUTOMOBILE HOLDINGS- ADR 12,793 12,793
    GENERAL ELECTRIC CO. 33,442 33,442
    GENERAL MILLS, INC. 53,634 53,634
    GENERAL MOTORS CO. 40,455 40,455
    GENMAB A/S - ADR 2,374 2,374
    GERDAU SA -SPON ADR 9,171 9,171
    GILDAN ACTIVEWEAR INC. 25,010 25,010
    GILEAD SCIENCES INC. 21,202 21,202
    GIVAUDAN SA-UNSPONSORED ADR 20,982 20,982
    GLAXOSMITHKLINE PLC - ADR 49,172 49,172
    GODADDY INC. - CLASS A 8,231 8,231
    GOLDMAN SACHS GROUP, INC. 50,114 50,114
    GRUPO AEROPORTUARIO DEL SURESTE S.A. DE C.V. - ADR 16,080 16,080
    GRUPO AVAL ACCIONES Y VALORES S.A. 7,042 7,042
    GRUPO FINANCIERO BANORTE SAB SPONSORED ADR 16,527 16,527
    HANG LUNG PROPERTIES LTD - SPONSORED ADR 9,142 9,142
    HANG SENG BANK- ADR 49,485 49,485
    HARTFORD FINANCIAL SERVICES GROUP, INC. 8,837 8,837
    HASBRO, INC. 17,099 17,099
    HCA HEALTHCARE INC. 22,352 22,352
    HEINEKEN NV- SPN ADR 11,423 11,423
    HERMES INTERNATIONAL UNSPONSORED ADR 19,308 19,308
    HERSHEY FOODS CORP. 23,990 23,990
    HEWLETT PACKARD ENTERPRISE COMPANY 11,906 11,906
    HILTON WORLDWIDE HOLDINGS INC. 104,045 104,045
    HITACHI, LTD. - ADR 55,811 55,811
    HOLOGIC, INC. 16,537 16,537
    HOME DEPOT INC. 122,843 122,843
    HONDA MOTOR CO., LTD 12,177 12,177
    HONEYWELL INTERNATIONAL INC. 5,421 5,421
    HONG KONG EXCHANGES & CLEARING LIMITED UNSPONSORED ADR 54,214 54,214
    HOWMET AEROSPACE INC 2,483 2,483
    HOYA CORPORATION 23,782 23,782
    HP INC. 60,159 60,159
    HSBC HOLDINGS PLC - SPONS ADR 21,195 21,195
    HUANENG POWER INTERNATIONAL, INC. - SPONS ADR 13,311 13,311
    HUMANA INC. 19,482 19,482
    HUNTINGTON BANCSHARES INCORPORATED 12,722 12,722
    IBERDROLA S.A. - SPONSORED ADR 45,369 45,369
    ICICI BANK LIMITED - SPON ADR 40,946 40,946
    ICL GROUP LTD 9,941 9,941
    IDEX CORPORATION 709 709
    IHS MARKIT LTD 50,908 50,908
    ILLINOIS TOOL WORKS INC. 21,472 21,472
    ILLUMINA, INC. 17,120 17,120
    IMPERIAL BRANDS PLC - ADR 4,841 4,841
    INDUSTRIA DE DISENO TEXTIL, S.A. UNSPONSORED ADR 18,714 18,714
    INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD. - UNSPONSORED ADR 10,556 10,556
    INFINEON TECHNOLOGIES AG - ADR 31,050 31,050
    INFORMA PLC- ADR 12,588 12,588
    INFOSYS TECHNOLOGIES LIMITED 86,788 86,788
    ING GROEP N.V. - SPONSORED ADR 25,084 25,084
    INGERSOLL-RAND INC. 5,197 5,197
    INTEL CORP. 74,624 74,624
    INTERCONTINENTAL HOTELS GROUP PLC - ADR 10,890 10,890
    INTERCONTINENTALEXCHANGE INC. 12,993 12,993
    INTERNATIONAL FLAVORS & FRAGRANCES INC. 29,678 29,678
    INT'L BUSINESS MACHINES CORP. 21,252 21,252
    INTUIT CORP. 46,312 46,312
    IQVIA HOLDINGS INC 9,028 9,028
    J.P. MORGAN CHASE & CO. 145,049 145,049
    JACOBS ENGINEERING GROUP, INC. 6,405 6,405
    JANUS HENDERSON GROUP PLC 15,644 15,644
    JD.COM INC - ADR 30,901 30,901
    JOHNSON & JOHNSON 205,797 205,797
    JOHNSON CONTROLS INTERNATIONAL PLC 53,258 53,258
    JONES LANG LASALLE INC. 9,966 9,966
    JOYY INC. - ADR 5,679 5,679
    KAO CORP - ADR 18,444 18,444
    KASIKORNBANK PUBLIC CAMPANY LIMITED ADR 12,808 12,808
    KB FINANCIAL GROUP INC. - ADR 59,546 59,546
    KBC GROEP NV - UNSPONSORED ADR 40,945 40,945
    KELLOGG COMPANY 9,727 9,727
    KERING -UNSPONSORED ADR 21,738 21,738
    KEURIG DR PEPPER INC 55,032 55,032
    KEYCORP 6,870 6,870
    KEYSIGHT TECHNOLOGIES INC. 9,499 9,499
    KIMBERLY-CLARK CORP 67,458 67,458
    KIMBERLY-CLARK DE MEXICO, S.A. DE C.V. ADR 4,418 4,418
    KINROSS GOLD CORPORATION 7,634 7,634
    KIRBY CORPORATION 17,707 17,707
    KIRIN BREWERY CO - SPON ADR 9,001 9,001
    KOHL'S CORP. 3,309 3,309
    KOMATSU LTD. - SPONS ADR 46,343 46,343
    KONE OYJ-B-UNSPONSORED ADR 7,365 7,365
    KONINKLIJKE AHOLD DELHAIZE NV - ADR 31,373 31,373
    KONINKLIJKE DSM NV - SPONS ADR 31,928 31,928
    KONINKLIJKE PHILIPS ELECT-N.V. NY SHS 37 37
    KROGER CO. 23,943 23,943
    KUBOTA CORPORATION - SPONS ADR 28,935 28,935
    KYNDRYL HOLDINGS INC 561 561
    KYOCERA CORPORATION - SPONS ADR 18,643 18,643
    LAM RESEARCH CORPORATION 16,540 16,540
    LAMB WESTON HOLDINGS INC 4,500 4,500
    LAS VEGAS SANDS CORP. 17,239 17,239
    LEIDOS HOLDINGS INC. 6,401 6,401
    LENOVO GROUP LIMITED ADR 48,672 48,672
    LINCOLN NATIONAL CORPORATION 33,584 33,584
    LINDE AG 98,733 98,733
    LIONS GATE ENTERTAINMENT - A 3,594 3,594
    LIVERAMP HOLDINGS INC. 2,541 2,541
    LOCALIZA RENT A CAR SA - ADR 18,713 18,713
    LOCKHEED MARTIN CORPORATION 15,993 15,993
    LONDON STOCK EXCHANGE GROUP PLC - UNSPON ADR 19,627 19,627
    LONZA GROUP LTD- SPONSORED ADR 31,730 31,730
    LOREAL SA-UNSPONSORED ADR 51,527 51,527
    LOWE'S COMPANIES 44,459 44,459
    LOYALTY VENTURES INC 692 692
    LULULEMON ATHLETICA INC. 16,832 16,832
    LVMH MOET HENNESSY LOUIS VUITTON SA UNSPONSORED ADR 105,920 105,920
    LYFT INC - A 7,392 7,392
    MANPOWER INC. 2,239 2,239
    MARRIOTT INTERNATIONAL CL A 29,247 29,247
    MASTERCARD INC - CLASS A 100,250 100,250
    MCDONALD'S CORPORATION 32,705 32,705
    MCKESSON HBOC INC. 10,689 10,689
    MEDTRONIC, PLC 56,691 56,691
    MEITUAN DIANPING UNSPONSORED ADR 33,414 33,414
    MELCO CROWN ENTERTAINMENT LTD. - ADR 7,370 7,370
    MERCK & CO. INC. 96,873 96,873
    MERCK KGAA - SPONSORED ADR 64,344 64,344
    META PLATFORMS INC 226,700 226,700
    MGM RESORTS INTERNATIONAL 25,806 25,806
    MICHELIN CGDE UNSPON ADR 12,624 12,624
    MICROCHIP TECHNOLOGY INC. 20,546 20,546
    MICRON TECHNOLOGY, INC. 47,134 47,134
    MICROSOFT CORP. 785,307 785,307
    MINERALS TECHNOLOGIES INC. 7,973 7,973
    MITSUBISHI ELECTRIC CORPORATION UNSPONSORED ADR 3,024 3,024
    MITSUBISHI ESTATE COMPANY, LTD. UNSPONSORED ADR 3,737 3,737
    MITSUBISHI UFJ FINANCIAL GROUP, INC. - ADR 21,299 21,299
    MIZUHO FINANCIAL GROUP ADR 26,099 26,099
    MODERNA INC 41,907 41,907
    MOLSON COORS BEVERAGE CO. 23,499 23,499
    MONDELEZ INTERNATIONAL INC. 28,646 28,646
    MORGAN STANLEY 32,589 32,589
    MOTOROLA SOLUTIONS, INC. 37,223 37,223
    MOWI ASA - SPONSORED ADR 12,906 12,906
    MTU AERO ENGINES AG - UNSPON ADR 8,526 8,526
    MUENCHENER RUECKVERSICHERUNGS- GESELLSCHAFT AG (MUNICHRE)- UNSPONSORED ADR 19,899 19,899
    MURATA MANUFACTURING CO LTD - UNSPON ADR 3,591 3,591
    NASPERS LTD - SPONSORED ADR 5,270 5,270
    NATIONAL AUSTRALIA BANK LTD - SP ADR 49,923 49,923
    NATIONAL GRID PLC - SP ADR 12,367 12,367
    NATURA & CO HOLDING ADR 8,612 8,612
    NESTLE SA-SPONS ADR FOR REG 99,522 99,522
    NETAPP, INC. 17,294 17,294
    NETEASE.COM INC. - ADR 19,745 19,745
    NETFLIX INC. 68,076 68,076
    NEW JERSEY RESOURCES CORPORATION 13,591 13,591
    NEW RELIC INC 6,048 6,048
    NEWCREST MINING LTD. - SPON ADR 10,490 10,490
    NEWMONT GOLDCORP CORPORATION 40,809 40,809
    NEXTERA ENERGY, INC. 65,352 65,352
    NICE SYSTEMS LTD. - SPONS ADR 12,448 12,448
    NIDEC CORPORATION - SPON ADR 29,864 29,864
    NIELSEN HOLDINGS PLC 13,475 13,475
    NIKE INC. - CL B 64,335 64,335
    NINTENDO CO LTD - UNSPONSORED ADR 3,269 3,269
    NIO INC ADR 15,460 15,460
    NIPPON TELEGRAPH & TELEPHONE -ADR 44,212 44,212
    NISOURCE INC. 27,113 27,113
    NOAH HOLDINGS LTD - SPONSORED ADR 4,450 4,450
    NOKIA - ADR A 30,739 30,739
    NOMURA HOLDINGS, INC. - ADR 18,944 18,944
    NORDEA BANK ABP - SPONSORED ADR 17,181 17,181
    NORSK HYDRO AS SPON ADR 77,949 77,949
    NORTHERN TRUST CORPORATION 11,483 11,483
    NORTHROP GRUMMAN CORPORATION 6,580 6,580
    NORTONLIFELOCK INC 42,737 42,737
    NOVARTIS AG - ADR 60,442 60,442
    NOVO NORDISK A/S-SPONS ADR 87,024 87,024
    NOVOZYMES A/S UNSPONS-ADR 22,775 22,775
    NUTANIX INC - CLASS A SHARES 319 319
    NUTRIEN LTD. 49,557 49,557
    NVIDIA CORPORATION 247,052 247,052
    NXP SEMICONDUCTORS NV 27,561 27,561
    OKTA, INC. 6,949 6,949
    OLYMPUS CORP. - SPON ADR 7,818 7,818
    OMNICOM GROUP 23,373 23,373
    OMRON CORPORATION - SPON ADR 36,162 36,162
    ON SEMICONDUCTOR CORPORATION 41,363 41,363
    ORACLE CORPORATION 17,006 17,006
    ORGANON & CO. 30 30
    ORIX CORPORATION - SPON ADR 31,755 31,755
    ORKLA ASA SPON ADR 30,623 30,623
    OWENS CORNING INC. 32,309 32,309
    PAN AMERICAN SILVER CORPORATION 4,420 4,420
    PANASONIC CORPORATION SPON ADR 27,514 27,514
    PARKER-HANNIFIN CORPORATION 29,585 29,585
    PAYPAL HOLDINGS INC. 74,678 74,678
    PEARSON PLC - SPONSORED ADR 714 714
    PEPSICO, INC 78,691 78,691
    PERNOD-RICARD - SPONS ADR 26,664 26,664
    PFIZER INC. 86,508 86,508
    PHILIP MORRIS INTERNATIONAL INC. 47,690 47,690
    PINDUODUO INC - ADR 2,041 2,041
    PINTEREST INC - CLASS A 9,306 9,306
    PNC FINANCIAL SERVICES GROUP 46,922 46,922
    PRINCIPAL FINANCIAL GROUP 15,696 15,696
    PROCTER & GAMBLE CO. 61,997 61,997
    PRUDENTIAL FINANCIAL, INC. 39,832 39,832
    PRYSMIAN SPA-UNSPON ADR 3,761 3,761
    PT BANK MANDIRI TBK - ADR 28,460 28,460
    PT TELEKOMUNIKASI INDONESIA PERSERO TBK SPON ADR 8,755 8,755
    PUBLIC SERVICE ENTERPRISE GROUP INC. 36,168 36,168
    PUBLICIS GROUPE SA - ADR 23,322 23,322
    QBE INSURANCE GROUP-SPN ADR 12,012 12,012
    QUALCOMM INC. 79,183 79,183
    QUEST DIAGNOSTICS INCORPORATED 865 865
    RAYTHEON TECHNOLOGIES CORP 38,727 38,727
    RECKITT BENCKISER GROUP PLC- SPONS ADR 21,875 21,875
    REGENERON PHARMACEUTICALS 17,683 17,683
    REGIONS FINANCIAL CORPORATION 32,133 32,133
    RELX PLC - SPONSORED ADR 25,599 25,599
    RENTOKIL INITIAL PLC - ADR 17,376 17,376
    RESMED INC. 22,401 22,401
    RINGCENTRAL INC - CLASS A 4,871 4,871
    RIO TINTO PLC - SPONSORED ADR 55,426 55,426
    RITCHIE BROS. AUCTIONEERS INCORPORATED 17,200 17,200
    ROCHE HOLDING AG - SPONS ADR 78,155 78,155
    ROGERS COMMUNICATIONS 19,909 19,909
    ROKU INC 9,128 9,128
    ROLLS-ROYCE HOLDINGS PLC - SPON ADR 9,046 9,046
    ROSS STORES, INC. 13,714 13,714
    ROYAL BANK OF CANADA 88,839 88,839
    ROYAL CARIBBEAN CRUISES LTD. 9,228 9,228
    RYDER SYSTEMS, INC. 17,722 17,722
    S&P GLOBAL INC 108,072 108,072
    SAFRAN SA-UNSPON ADR 5,996 5,996
    SAGE THERAPEUTICS, INC 3,020 3,020
    SALESFORCE.COM, INC. 84,117 84,117
    SAMPO OYJ-A SHS-UNSPONSORED ADR 3,712 3,712
    SANDVIK AB - SPONSORED ADR 31,192 31,192
    SANLAM LTD. - SPONSORED ADR 12,101 12,101
    SANOFI-AVENTIS - ADR 42,084 42,084
    SAP AG - SPONSORED ADR 66,692 66,692
    SCHNEIDER ELECTRIC SA-UNSPONSORED ADR 67,049 67,049
    SCHWAB (CHARLES) CORP. 18,502 18,502
    SEA LTD - ADR 14,094 14,094
    SEAGATE TECHNOLOGY HOLADING PLC 42,029 42,029
    SEAGEN INC 5,411 5,411
    SEKISUI HOUSE SPON ADR 20,296 20,296
    SERVICENOW INC 22,070 22,070
    SEVEN & I HOLDINGS CO-UNSPONSORED ADR 40,582 40,582
    SHARP CORP-UNSPONSORED ADR 4,402 4,402
    SHIN-ETSU CHEMICAL CO., LTD. -UNSPON ADR 40,988 40,988
    SHINHAN FINANCIAL GROUP CO., LTD. - ADR 32,981 32,981
    SHISEIDO COMPANY, LIMITED SPON ADR 2,346 2,346
    SHOPIFY INC. - CLASS A 61,983 61,983
    SIEMENS AG-SPONS ADR 40,182 40,182
    SINGAPORE TELECOMMUNICATIONS LIMITED ADR 49,679 49,679
    SINOPEC SHANGHAI PETROCHEMICAL CO-SP ADR 9,783 9,783
    SK TELECOM CO., LTD. 40,218 40,218
    SNAP INC - CLASS A 20,082 20,082
    SOCIEDAD QUIMICA Y MINERA DE CHILE SA SPONSORED ADR 17,651 17,651
    SOCIETE GENERALE-SPONSORED ADR 20,542 20,542
    SOFTBANK CORP - UNSPON ADR 9,860 9,860
    SONIC HEALTHCARE SPONSORED ADR 28,426 28,426
    SONY GROUP CORPORATION - SPONS ADR 84,056 84,056
    SOUTHWEST GAS HOLDINGS INC 41,470 41,470
    SPIRIT AEROSYSTEMS HOLDINGS, INC. CLASS A 4,007 4,007
    SPLUNK INC. 810 810
    STANLEY BLACK & DECKER INC. 5,281 5,281
    STARBUCKS CORPORATION 71,703 71,703
    STATE STREET CORP. 80,259 80,259
    STELLANTIS NV 13,676 13,676
    STERIS PLC 4,138 4,138
    STMICROELECTRONICS-N.V. NY SHS 29,328 29,328
    STORA ENSO OYJ - SPONS ADR 22,856 22,856
    STRYKER CORPORATION 19,522 19,522
    SUMITOMO MITSUI FINANCIAL GROUP SPON ADR 23,106 23,106
    SUMITOMO MITSUI FINANCIAL GROUP, INC SPON ADR 21,456 21,456
    SUN LIFE FINANCIAL INC. 4,789 4,789
    SUNRUN INC 9,570 9,570
    SUZANO SA - ADR 4,061 4,061
    SWIRE PACIFIC LIMITED SPONSORED ADR 26,203 26,203
    SWISS RE LTD-SPN ADR 34,494 34,494
    SYMRISE AG UNSPONSORED ADR 21,352 21,352
    SYNOVUS FINANCIAL CORP. 6,127 6,127
    SYSMEX CORPORATION - UNSPN ADR 35,783 35,783
    TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY LTD. - SP ADR 242,906 242,906
    TAKEDA PHARMACEUTICAL CO LTD-SPN ADR 53,593 53,593
    TAKE-TWO INTERACTIVE SOFTWARE, INC. 355 355
    TAPESTRY, INC. 9,988 9,988
    TARGET CORPORATION 39,808 39,808
    TATA MOTORS LIMITED - ADR 29,138 29,138
    TDK CORP - ADR 5,871 5,871
    TE CONNECTIVITY LIMITED 50,822 50,822
    TECHTRONIC INDUSTRIES COMPANY LIMITED 22,862 22,862
    TELECOM ITALIA SPA-SP ADR 18,155 18,155
    TELEFONICA BRASIL- ADR 10,864 10,864
    TELEFONICA S.A. - ADR 18,478 18,478
    TELENOR ASA-ADR 44,186 44,186
    TENCENT HOLDINGS LTD - SPONSORED ADR 116,192 116,192
    TENCENT MUSIC ENTERTAINMENT - ADR 9,974 9,974
    TESCO PLC - SPONSORED ADR 12 12
    TESLA INC. 231,435 231,435
    TEXAS INSTRUMENTS INC. 24,878 24,878
    THE CHEMOURS COMPANY 5,504 5,504
    THE CLOROX COMPANY 49,867 49,867
    THE ESTEE LAUDER COMPANIES INC. CLASS A 7,774 7,774
    THE INTERPUBLIC GROUP OF COMPANIES, INC. 45,202 45,202
    THE MOSAIC COMPANY 45,930 45,930
    THE TJX COMPANIES, INC. 34,695 34,695
    THE TRADE DESK, INC. - CLASS A 20,161 20,161
    THE TRAVELERS COMPANIES, INC. 25,811 25,811
    THE WALT DISNEY COMPANY 58,858 58,858
    THERMO FISHER SCIENTIFIC INC. 91,412 91,412
    THOMSON REUTERS CORPORATION 115,792 115,792
    TIAA-CREF CORE IMPACT BOND FUND 1,003,530 1,003,530
    TIM SA ADR 3,608 3,608
    TOKYO ELECTRON LTD UNSPONSORED ADR 65,618 65,618
    TORONTO-DOMINION BANK 52,756 52,756
    TOSHIBA CORP - UNSPON ADR 8,675 8,675
    TRANE TECHNOLOGIES PLC 19,395 19,395
    TREASURY WINE ESTATES - ADR 15,504 15,504
    TRIMBLE INC 8,545 8,545
    TRUIST FINANCIAL CORP 15,340 15,340
    TWILIO INC - A 21,857 21,857
    TWITTER, INC. 11,713 11,713
    TYSON FOODS, INC. - CLASS A 22,226 22,226
    UBER TECHNOLOGIES INC 17,820 17,820
    UBS GROUP AG 46,569 46,569
    UGI CORPORATION 18,456 18,456
    UMICORE - UNSPONSORED ADR 14,141 14,141
    UNICREDIT SPA - ADR 10,299 10,299
    UNILEVER PLC - SPONSORED ADR 59,438 59,438
    UNION PACIFIC CORP. 45,347 45,347
    UNITED MICROELECTRONICS ADR 52,182 52,182
    UNITED PARCEL SERVICE CLASS B 23,363 23,363
    UNITED STATES STEEL CORPORATION 11,119 11,119
    UNITEDHEALTH GROUP INC. 134,573 134,573
    UPM- KYMMENE OYJ - UNSPON ADR 23,799 23,799
    US FOODS HOLDING CORP 4,284 4,284
    V.F. CORPORATION 4,100 4,100
    VAIL RESORTS, INC. 4,591 4,591
    VALVOLINE INC 9,956 9,956
    VEOLIA ENVIRONMENT ADR 52,882 52,882
    VERISK ANALYTICS, INC. 67,933 67,933
    VERIZON COMMUNICATIONS 38,295 38,295
    VESTAS WIND SYSTEMS-UNSP ADR 22,272 22,272
    VIASAT, INC. 5,077 5,077
    VIATRIS INC 636 636
    VICI PROPERTIES INC 26,376 26,376
    VINCI SA-UNSPONS ADR 9,892 9,892
    VIPSHOP HOLDINGS LTD. ADR 3,133 3,133
    VISA INC - CLASS A SHARES 125,258 125,258
    VIVENDI SE - UNSPON ADR 4,988 4,988
    VMWARE INC. 10,661 10,661
    VODAFONE GROUP PLC - SP ADR 16,707 16,707
    VOLVO AB - UNSPON ADR 35,535 35,535
    WAL-MART DE MEXICO SA DE CV ADR 34,456 34,456
    WASTE MANAGEMENT, INC. 22,865 22,865
    WAYFAIR INC 8,359 8,359
    WEBSTER FINANCIAL CORP. 15,021 15,021
    WELLS FARGO COMPANY 17,753 17,753
    WEST JAPAN RAILWAY - UNSPON ADR 7,565 7,565
    WEST PHARMACEUTICAL SERVICES, INC. 1,876 1,876
    WESTERN DIGITAL CORPORATION 12,194 12,194
    WESTPAC BANKING SPONSORED ADR 30,192 30,192
    WH GROUP LIMITED - SPONSORED ADR 6,755 6,755
    WIPRO LTD - ADR 59,731 59,731
    WOLTERS KLUWER NV - SPONS ADR 12,168 12,168
    WOORI FINANCIAL SPONSORED ADR-W/I 39,102 39,102
    WPP PLC ADR 29,993 29,993
    XEROX HOLDINGS CORPORATION 13,267 13,267
    XYLEM INC. 35,136 35,136
    YARA INTERNATIONAL ASA-ADR 11,391 11,391
    YASKAWA ELECTRIC CORP ADR 6,537 6,537
    YELP INC. 2,319 2,319
    YUM CHINA HOLDINGS INC 19,438 19,438
    ZAI LAB LTD - ADR 5,594 5,594
    ZALANDO SE - UNSPONSORED ADR 14,305 14,305
    ZILLOW GROUP INC. - CLASS A 2,862 2,862
    ZIMMER BIOMET HOLDINGS, INC. 5,971 5,971
    ZOOM VIDEO COMMUNICATIONS - CLASS A 11,586 11,586
    ZSCALER INC 8,355 8,355
    ZTO EXPRESS CAYMAN INC - ADR 6,886 6,886
    ZURICH INSURANCE GROUP AG - ADR 28,160 28,160

    TY 2021 InvestmentsGovtObligationsSch
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    US Government Securities - End of Year Book Value:

    4,697,354
    US Government Securities - End of Year Fair Market Value:

    4,697,354
    State & Local Government Securities - End of Year Book Value:


    1,317,003
    State & Local Government Securities - End of Year Fair Market Value:


    1,317,003


    TY 2021 InvestmentsOtherSchedule2
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ALEXANDRIA REAL ESTATE EQUITIES, INC. FMV 2,453 2,453
    AMERICAN TOWER CORPORATION FMV 41,243 41,243
    AVALONBAY COMMUNITIES, INC. FMV 15,408 15,408
    DIGITAL REALTY TRUST, INC. FMV 8,667 8,667
    DUKE REALTY CORPORATION FMV 8,599 8,599
    EQUINIX, INC. FMV 27,913 27,913
    FEDERAL REALTY INVESTMENT TR. FMV 14,586 14,586
    GAMING AND LEISURE PROPERTIES, INC. FMV 584 584
    HEALTHPEAK PROPERTIES INC FMV 6,821 6,821
    HOST HOTELS & RESORTS INC. FMV 11,408 11,408
    IRON MOUNTAIN INC. FMV 14,077 14,077
    JBG SMITH PROPERTIES FMV 7,465 7,465
    KILROY REALTY COPORATION FMV 2,592 2,592
    KITE REALTY GROUP TRUST FMV 17,402 17,402
    PROLOGIS INC. FMV 46,467 46,467
    REGENCY CENTERS CORPORATION FMV 7,158 7,158
    SIMON PROPERTY GROUP, INC. FMV 19,172 19,172
    STORE CAPITAL CORP FMV 11,283 11,283
    THE MACERICH COMPANY FMV 10,005 10,005
    VENTAS, INC. FMV 22,748 22,748
    WELLTOWER INC. FMV 13,637 13,637
    CRA QUALIFIED INVESTMENT FUND FMV 5,566,908 5,566,908
    PARNASSUS FUND INSTITUTIONAL SHARES FMV 6,680,711 6,680,711
    PAX GLOBAL ENVIRONMENTAL MARKETS FUND FMV 7,977,573 7,977,573
    NEW ENERGY CAPITAL INFRASTRUCTURE FMV 616,339 616,339
    ROCKEFELLER ALTERNATIVE STRATEGIES FUND FMV 9,597 9,597
    ROCKEFELLER ACCESS FUND 06-1 FMV 283,070 283,070
    ROCKEFELLER LIBRA FOSSIL FUEL FREE L.P. FMV 15,133,296 15,133,296

    TY 2021 LandEtcSchedule2
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    OFFICE EQUIPMENT 9,905 8,130 1,775 1,775
    COMPUTER EQUIPMENT & SOFTWARE 19,205 8,412 10,793 10,793


    TY 2021 LegalFeesSchedule
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PATTERSON BELKNAP WEBB & TYLER, LLP 24,134 0   22,303


    TY 2021 OtherAssetsSchedule
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED INVESTMENT RECEIVABLE 67,159 57,233 57,233
    RECOVERABLE TAXES PAID   3,088 3,088


    TY 2021 OtherDecreasesSchedule
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Description Amount
    DEFERRED FEDERAL EXCISE TAX EXPENSE 68,081
    CONTRA-REVENUE DISCOUNT 832,924


    TY 2021 OtherExpensesSchedule
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TELEPHONE & INTERNET 3,323 225   3,245
    INSURANCE 12,571 850   11,740
    GEN. OFFICE EXP: DUES & MEMBERSHIPS 44,471 38   44,471
    GEN. OFFICE EXP: MAINTENANCE & REPAIRS 13,051 887   16,601
    GENERAL OFFICE EXP: OTHER 7,439 505   7,952
    PORTFOLIO DEDUCTIONS THROUGH PARTNERSHIPS 161,245 201,631   0
    APERIO ADR FEES 45,158 45,158   0
    GEN. OFFICE EXP: PAYROLL FEES 7,048 477   7,048
    FILING FEE 1,613 109   250
    MISCELLANEOUS GENERAL 77 0   0


    TY 2021 OtherIncomeSchedule2
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ORDINARY INCOME THROUGH K-1S   2,068  
    ORDINARY INCOME (LOSS) THROUGH K-1S -27,899   -27,899
    OTHER INVESTMENT INCOME 98 98 98


    TY 2021 OtherIncreasesSchedule
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Description Amount
    UNREALIZED APPRECIATION ON INVESTMENTS 4,809,762


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROGRAM CONSULTANTS 80,210 0   80,210
    INVESTMENT ADVISORY COMMITTEE STIPENDS 4,000 4,000   0
    INVESTMENT MANAGEMENT FEES 283,205 283,205   0
    CONSULTANTS' FEES - BENEFIT RESOURCES 20,366 0   3,728
    INFORMATION & TECHNOLOGY SERVICES 11,594 0   8,784
    CUSTODY FEES 8,336 8,336   0


    TY 2021 SubstantialContributorsSch
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Name Address
    MARGARET DULANY 475 RIVERSIDE DRIVE SUITE 900
    NEW YORK,NY10020


    TY 2021 TaxesSchedule
    Name:
    THE DAVID ROCKEFELLER FUND INC
    EIN:
    13-3533359
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 36,429 0   0
    FOREIGN TAXES THROUGH K-1S 0 40,208   0