Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
ROXANNE QUIMBY FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)769 CONGRESS STREET
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PORTLAND, ME04102
A Employer identification number

47-5008812
B Telephone number (see instructions)

(207) 963-2022
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$51,143,751J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 133,940 133,940  
4 Dividends and interest from securities... 724,389 724,389  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,977,313
b Gross sales price for all assets on line 6a 10,152,329
7 Capital gain net income (from Part IV, line 2)... 1,977,313
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 2,835,642 2,835,642  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 10,386 5,193   5,193
c Other professional fees (attach schedule).... Click to see attachment 216,874 216,874   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 23,000 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 68,600 68,336   264
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 318,860 290,403   5,457
25 Contributions, gifts, grants paid....... 2,434,343 2,434,343
26 Total expenses and disbursements. Add lines 24 and 25 2,753,203 290,403   2,439,800
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 82,439
b Net investment income (if negative, enter -0-) 2,545,239
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 2,751 6,147 6,147
2 Savings and temporary cash investments......... 160,115 55,697 55,697
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 24,962,630 Click to see attachment24,351,660 34,334,241
c Investments—corporate bonds (attach schedule)....... 7,415,034 Click to see attachment6,886,369 6,936,912
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 5,357,137 Click to see attachment6,680,233 9,810,754
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 37,897,667 37,980,106 51,143,751
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 37,897,667 37,980,106
29 Total net assets or fund balances (see instructions)..... 37,897,667 37,980,106
30 Total liabilities and net assets/fund balances (see instructions). 37,897,667 37,980,106
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
37,897,667
2
Enter amount from Part I, line 27a .....................
2
82,439
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
37,980,106
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
37,980,106
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b PUBLICLY TRADED SECURITIES      
c US REAL PROPERTY INCOME FUND P    
d GOLDMAN SACHS CAPITAL PARTNERS INSTITUTIONAL AIV P    
e VINTAGE VI DISTRIB IN EXCESS OF BASIS P    
DISTRESSED MANAGERS IV DISTRIB IN EXCESS OF BASIS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,652,012   1,310,020 341,992
b 8,334,892   6,864,996 1,469,896
c 16,838     16,838
d 22     22
e 133,115     133,115
15,450     15,450
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       341,992
b       1,469,896
c       16,838
d       22
e       133,115
      15,450
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,977,313
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 35,379
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 35,379
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 29,813
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 13,500
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 43,313
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 7,934
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet7,934 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletME
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDANIEL P DOIRON CPA Telephone no.bullet (207) 772-1981

    Located atbullet130 MIDDLE STREETPORTLANDME ZIP+4bullet04112
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ROXANNE QUIMBY PRESIDENT & DIRECTOR
    0.50     		0 0 0
    769 CONGRESS STREET
    PORTLAND,ME04102
    HANNAH QUIMBY SECRETARY & DIRECTOR
    0.10     		0 0 0
    769 CONGRESS STREET
    PORTLAND,ME04102
    RACHELLE QUIMBY TREASURER & DIRECTOR
    0.10     		0 0 0
    769 CONGRESS STREET
    PORTLAND,ME04102
    LUCAS ST CLAIR DIRECTOR
    0.10     		0 0 0
    769 CONGRESS STREET
    PORTLAND,ME04102
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    GOLDMAN SACHS INVESTMENT MNGMT & ADVICE 216,874
    125 HIGH STREET 17TH FLOOR
    BOSTON,MA02110
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    48,117,573
    b
    Average of monthly cash balances.......................
    1b
    480,978
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    48,598,551
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    48,598,551
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    728,978
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    47,869,573
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    2,393,479
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    2,393,479
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    35,379
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    35,379
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,358,100
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    125,000
    5
    Add lines 3 and 4............................
    5
    2,483,100
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    2,483,100
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 2,483,100
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 168,710
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018......  
    d From 2019......  
    e From 2020......  
    f Total of lines 3a through e ........ 0
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 2,439,800
    a Applied to 2020, but not more than line 2a 168,710
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 2,271,090
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		212,010
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ROXANNE QUIMBY
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALLAGASH WILDERNESS WATERWAY FOUNDATION
    PO BOX 1141
    BANGOR,ME04402     		N/A PC OPERATIONAL SUPPORT 5,000
    COALITION TO PROTECT AMERICA'S NATIONAL PARKS
    1346 4TH ST SE 908
    WASHINGTON,DC20003     		N/A PC OPERATIONAL SUPPORT 25,000
    DOCUMENTARY EDUCATIONAL RESOURCES
    108 WATER STREET
    WATERTOWN,MA02472     		N/A PC OPERATIONAL SUPPORT 5,000
    DORCAS LIBRARY
    28 MAIN STR
    GOULDSBORO,ME04669     		N/A PC OPERATIONAL SUPPORT 500
    HEART OF ELLSWORTH
    PO BOX 954
    ELLSWORTH,ME04605     		N/A PC OPERATIONAL SUPPORT 2,000
    ILLUSTRATION INSTITUTE
    2 UNION STREET SUITE 400
    PORTLAND,ME04101     		N/A PC OPERATIONAL SUPPORT 10,000
    MAINE COLLEGE OF ART
    522 CONGRESS STREET
    PORTLAND,ME04101     		N/A PC TEXTILE & FASHION DESIGN PROGRAM 30,000
    MAINE ORGANIC FARMERS & GARDENERS
    294 CROSBY BROOK ROAD
    UNITY,ME04988     		N/A PC OPERATIONAL SUPPORT 10,000
    MAINE SOCIETY FOR THE PROTECTION OF ANIMALS
    279 RIVER RD
    WINDHAM,ME04062     		N/A PC OPERATIONAL SUPPORT 10,000
    MILLAY HOUSE ROCKLAND
    PO BOX 831
    ROCKLAND,ME04841     		N/A PC OPERATIONAL SUPPORT 25,000
    NATIONAL PARK FOUNDATION
    1110 VERMONT AVE NW STE 200
    WASHINGTON,DC20005     		N/A PC KATAHDIN WOODS AND WATERS NATIONAL MONUMENT 303,754
    NORTHEAST WILDERNESS TRUST
    17 STATE ST 302
    MONTPELIER,VT05602     		N/A PC OPERATIONAL SUPPORT 5,000
    PARLEY FOUNDATION
    187 LAFAYETTE STREET
    NEW YORK,NY10013     		N/A PC OPERATIONAL SUPPORT 5,000
    THE POTOMAC ASSOCIATION
    916 S ROLLING RD
    BALTIMORE,MD21228     		N/A PC OPERATIONAL SUPPORT 25,000
    TIDES INSTITUTE & MUSEUM OF ART
    43 WATER STREET
    EASTPORT,ME04631     		N/A PC OPERATIONAL SUPPORT 90,000
    TIDES INSTITUTE & MUSEUM OF ART
    43 WATER STREET
    EASTPORT,ME04631     		N/A PC OPERATIONAL SUPPORT 100,000
    TOWN OF EAST MILLINOCKET
    53 MAIN STREET
    EAST MILLINOCKET,ME04430     		N/A GOV OPERATIONAL SUPPORT 25,000
    NATIONAL PARK FOUNDATION
    1110 VERMONT AVE NW STE 200
    WASHINGTON,DC20005     		N/A PC CASH TRANSFERS TO SUPPORT KATAHDIN WOODS & WATERS VISITOR CONTACT STATION VIA EPI MONUMENT PROJECTS 1,678,171
    NATIONAL PARK FOUNDATION
    1110 VERMONT AVE NW STE 200
    WASHINGTON,DC20005     		N/A PC ARCHITECTURE FEES TO SUPPORT KATAHDIN WOODS & WATERS VISITOR CONTACT STATION VIA EPI MONUMENT PROJECTS 79,918
    Total .................................bullet 3a 2,434,343
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 133,940  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,977,313  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 2,835,642 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,835,642
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    ROXANNE QUIMBY FOUNDATION INC
    EIN:
    47-5008812
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 10,386 5,193   5,193

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    ROXANNE QUIMBY FOUNDATION INC
    EIN:
    47-5008812
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ADOBE INC 2.15% 02/01/2027 USD SR LIEN 85,706 88,250
    ALABAMA POWER CO 2.45% 03/30/2022 SER 17A SR LIEN 150,796 151,397
    AMPHENOL CORP 2.05% 03/01/2025 USD SR LIEN 75,384 76,952
    AT&T INC 4.25% 03/01/2027 USD SR LIEN 62,144 61,823
    B.A.T. CAPITAL CORPORATION 2.259% 03/25/2028 USD SR LIEN 65,392 63,782
    BANK OF AMERICA CORPORATION HYBRID MTN 02/13/2026 USD SR LIEN CPN 02/13/20 2 151,159 153,149
    BANK OF NOVA SCOTIA (THE) 2.2% 02/03/2025 USD SR LIEN 151,070 154,868
    BANK OF NY MELLON CORP MTN 3.5% 04/28/2023 USD SR LIEN 185,931 192,719
    BERKSHIRE HATHAWAY INC. 2.75% 03/15/2023 USD SR LIEN 101,299 102,920
    BP CAP MARKETS AMERICA 3.543% 04/06/2027 USD SR LIEN 43,901 43,561
    CATERPILLAR FINL SERVICE MTN 1.95% 11/18/2022 USD SR LIEN 150,501 152,386
    CITIGROUP INC. 3.2% 10/21/2026 USD SR LIEN 38,275 37,263
    CITIGROUP INC. 4.3% 11/20/2026 USD SUB LIEN 34,083 33,358
    CROWN CASTLE INTERNATIONAL COR 4.45% 02/15/2026 USD SR LIEN 45,656 44,468
    ENERGY TRANSFER OPERATNG 5.5% 06/01/2027 USD SER * SR LIEN 50,446 51,540
    GENERAL DYNAMICS CORPORATION 2.375% 11/15/2024 USD SR LIEN 124,379 130,091
    GS CORE FIXED INCOME FUND CLASS P 1,325,269 1,333,346
    GS SHORT DURATION BOND FUND CLASS P 1,950,000 1,937,845
    INVESCO FINANCE PLC 3.125% 11/30/2022 USD SR LIEN 120,416 123,038
    JOHN DEERE CAPITAL CORP MTN 2.25% 09/14/2026 USD SR LIEN 75,762 77,869
    JOHNSON & JOHNSON 2.25% 03/03/2022 SR LIEN 150,942 151,361
    MICROSOFT CORPORATION 2.65% 11/03/2022 USD SR LIEN 100,488 102,002
    MORGAN STANLEY 3.625% 01/20/2027 USD SER 10YR SR LIEN 28,340 27,526
    MPLX LP 4.0% 03/15/2028 USD SR LIEN 55,267 54,813
    MYLAN INC. 4.55% 04/15/2028 USD SER WI SR LIEN 23,302 22,595
    ORACLE CORPORATION 2.65% 07/15/2026 USD SR LIEN 149,789 150,867
    PACCAR FINANCIAL CORP MTN 1.8% 02/06/2025 USD SR LIEN 105,676 107,312
    PUBLIC STORAGE 0.875% 02/15/2026 USD SR LIEN 30,044 29,339
    REALTY INCOME CORP 4.875% 06/01/2026 USD SR LIEN 57,531 56,485
    ROYAL BK SCOTLND GRP PLC 6.0% 12/19/2023 USD SUB LIEN 60,264 59,888
    SALESFORCE.COM INC 3.25% 04/11/2023 USD SR LIEN 125,828 129,845
    SHELL INTERNATIONAL FINANCE B. 2.0% 11/07/2024 USD SR LIEN 126,037 128,511
    STARBUCKS CORP 3.1% 03/01/2023 USD SR LIEN 50,501 51,711
    STATE STREET CORPORATION 3.1% 05/15/2023 USD SRSUB LIEN 100,784 103,516
    SYNCHRONY FINANCIAL 4.5% 07/23/2025 USD SR LIEN 50,510 49,529
    TOYOTA MOTOR CREDIT CORPORATIO MTN 2.6% 01/11/2022 SR LIEN 151,639 151,905
    VERIZON COMMUNICATIONS, INC. 3.0% 03/22/2027 USD SR LIEN 100,775 106,493
    VISA INC. 2.15% 09/15/2022 SER 5YR SR LIEN 150,497 152,541
    WELLS FARGO & COMPANY MTN 4.125% 08/15/2023 USD SER M SUB LIEN 179,887 186,304
    XILINX INC 2.95% 06/01/2024 USD SR LIEN 100,699 103,744

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    ROXANNE QUIMBY FOUNDATION INC
    EIN:
    47-5008812
    Name of Stock End of Year Book Value End of Year Fair Market Value
    3M COMPANY CMN 53,527 53,289
    A.P. MOLLER - MAERSK A/S ADR CMN 7,398 10,756
    ABB LTD SPONSORED ADR CMN 15,324 24,047
    ABBOTT LABORATORIES CMN 60,788 129,340
    ABBVIE INC CMN 76,474 123,891
    ABN AMRO BANK N.V. ADR CMN 9,199 7,697
    ACCENTURE PLC CMN 45,060 135,143
    ADECCO GRP AG ADR CMN 12,206 10,024
    ADIDAS AG ADR CMN 29,680 25,627
    ADOBE INC CMN 64,083 140,064
    ADVANCED MICRO DEVICES, INC, CMN 34,509 90,513
    ADVANTEST CORPORATION SPONSORED ADR CMN 13,286 13,536
    ADYEN N.V. ADR CMN 23,632 26,287
    AEGON N V AMER REG ADR CMN 7,424 8,388
    AERCAP HOLDINGS NV ORD CMN 6,674 6,629
    AFLAC INCORPORATED CMN 14,059 20,086
    AFTERPAY LIMITED ADR CMN 15,257 9,838
    AGEAS SPONSORED ADR CMN 7,047 6,423
    AGILENT TECHNOLOGIES, INC. CMN 10,894 25,065
    AIA GROUP LIMITED SPONSORED ADR CMN SERIES 56,677 53,957
    AIR LIQUIDE SA ADR CMN 29,085 34,871
    AIR PRODUCTS & CHEMICALS INC CMN 16,870 33,634
    AJINOMOTO INC (ADR) ADR CMN 11,382 11,267
    AKAMAI TECHNOLOGIES, INC. CMN 5,719 9,363
    AKTIEBOLAGET ELECTROLUX ADR SPONSORED CL B 9,495 9,261
    AKZO NOBEL N.V. SPONSORED ADR CMN 8,593 9,657
    ALASKA AIR GROUP INC(DEL HLDG) CMN 4,627 3,439
    ALBEMARLE CORP CMN 8,882 14,050
    ALCON, INC. CMN 17,846 24,132
    ALFA LAVAL AB UNSPONSORED ADR CMN 9,452 14,892
    ALLIANZ SE ADR CMN 47,950 46,520
    ALLSTATE CORPORATION COMMON STOCK 14,299 18,124
    ALPHABET INC. CMN CLASS A 174,388 449,041
    ALPHABET INC. CMN CLASS C 162,353 425,358
    AMADEUS IT GROUP SA ADR CMN 16,391 14,989
    AMAZON.COM INC CMN 386,595 753,561
    AMBU A/S ADR CMN 3,414 2,063
    AMCOR PLC CMN 7,528 9,344
    AMERICAN AIRLINES GROUP INC CMN 10,423 5,963
    AMERICAN EXPRESS CO. CMN 30,584 54,970
    AMERICAN TOWER CORPORATION CMN 44,821 68,770
    AMERICAN WATER WORKS CO, INC. CMN 10,212 16,809
    AMERIPRISE FINANCIAL, INC. CMN 10,145 21,720
    AMERISOURCEBERGEN COPRORATION CMN 7,111 9,834
    AMGEN INC. CMN 58,051 66,141
    ANALOG DEVICES, INC. CMN 35,087 47,809
    ANHEUSER-BUSCH INBEV SPONSORED ADR CMN 72,495 70,809
    ANHEUSER-BUSCH INBEV SPONSORED ADR CMN 27,335 21,859
    ANTHEM, INC. CMN 27,397 57,943
    AON PLC CMN 19,226 35,767
    APPLE INC. CMN 337,064 1,443,822
    APPLIED MATERIALS INC CMN 22,085 75,061
    APTIV PLC CMN 11,070 22,598
    ARCHER-DANIELS-MIDLAND COMPANY CMN 12,753 19,804
    ARGENX SE SPONSORED ADR CMN 8,082 10,505
    ARISTA NETWORKS, INC. CMN 8,425 16,675
    ARKEMA FRANCE SPONSORED ADR CMN 4,423 5,070
    ASHAI KASEI CORP ADR CMN 11,469 11,697
    ASM PACIFIC TECHNOLOGY LIMITED UNSPONSORED ADR CMN 9,060 11,935
    ASML HOLDING N.V. ADR CMN 62,397 150,470
    ASSA ABLOY AB UNSPONSORED ADR (SWEDEN) 23,452 29,378
    ASSURANT, INC. CMN 4,325 5,455
    ASTELLAS PHARMA INC. UNSPONSORED ADR CMN 17,244 16,211
    ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN 72,561 83,880
    ASX LIMITED UNSPONSORED ADR CMN 11,786 14,184
    AT&T INC CMN 122,280 89,765
    ATLANTIA S.P.A. UNSPONSORED ADR CMN 8,764 7,404
    ATLAS COPCO AB SPONS ADR NEW REPSTG CL-B 13,010 19,692
    ATLAS COPCO AB SPONS ADR NEW REPSTG COM SER-A 17,019 28,408
    ATOS UNSPONSORED ADR CMN 6,399 3,487
    AUSTRALIA & NEWZEALAND BANKING GRP LTD. CMN ADR 32,140 36,962
    AUTODESK INC CMN 18,282 32,056
    AVALONBAY COMMUNITIES INC CMN 12,917 17,793
    AXA-UAP AMERICAN DEPOSITARY SHARES 19,874 21,768
    BAKER HUGHES,A GE CO CMN 11,327 10,346
    BALL CORPORATION CMN 8,289 15,788
    BANCO BILBAO VIZCAYA S A ADR SPONSORED ADR CMN USD0.3296 18,830 22,294
    BANCO SANTANDER, S.A. SPON ADR 37,025 31,031
    BANK OF AMERICA CORP CMN 92,309 168,306
    BARCLAYS BANK PLC LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA 2090.54 STRUC 32,719 36,660
    BATH & BODY WORKS, INC. CMN 4,866 9,840
    BAYERISCHE MOTOREN WERKE AKTIE SPONSORED ADR CMN 12,099 13,082
    BECTON, DICKINSON AND COMPANY CMN 32,128 37,471
    BEIERSDORF AG UNSPONSORED ADR CMN 6,839 5,961
    BEST BUY CO INC CMN 7,943 11,969
    BIOGEN INC. CMN 23,986 18,474
    BLACKROCK, INC. CMN 37,098 74,160
    BLUESCOPE STEEL LTD ADR CMN 2,239 2,051
    BNP PARIBAS LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 36,101 43,676
    BOC HONG KONG (HOLDINGS) LTD ADR 9,764 9,963
    BOOKING HOLDINGS INC. CMN 34,490 50,384
    BORGWARNER INC. CMN 4,772 4,913
    BOSTON PROPERTIES, INC. COMMON STOCK 9,183 8,828
    BOSTON SCIENTIFIC CORP. COMMON STOCK 26,115 30,968
    BRAMBLES LIMITED SPONSORED ADR CMN 13,036 12,056
    BRENNTAG AG ADR CMN 5,258 8,869
    BRIDGESTONES CORP. ADR ADR CMN 11,382 13,219
    BRISTOL-MYERS SQUIBB COMPANY CMN 67,926 72,139
    BUREAU VERITAS ADR CMN 10,799 11,415
    CAMPBELL SOUP CO CMN 4,688 4,433
    CANADIAN PACIFIC RAILWAY LTD CMN 6,294 9,295
    CANON INC ADR SPONSORED ADR CMN 15,456 16,003
    CAP GEMINI ADR CMN 13,160 25,242
    CAPCOM CO LTD ADR CMN 7,584 5,997
    CAPITAL ONE FINANCIAL CORP CMN 20,608 35,982
    CARDINAL HEALTH, INC. CMN 10,535 8,525
    CARL ZEISS MEDITEC AG ADR CMN 5,723 8,198
    CARLSBERG A/S SPONSORED ADR CMN 9,986 11,571
    CARMAX, INC. CMN 6,029 10,418
    CARNIVAL CORPORATION CMN 17,147 8,390
    CARRIER GLOBAL CORPORATION CMN 18,719 24,639
    CATALENT, INC. CMN 9,624 11,267
    CATERPILLAR INC (DELAWARE) CMN 35,557 59,334
    CBOE GLOBAL MARKETS, INC CMN 6,565 8,085
    CBRE GROUP, INC. CMN CLASS A 7,485 19,640
    CELANESE CORPORATION COMMON STOCK 8,969 10,588
    CELLNEX TELECOM SA ADR CMN 6,943 7,392
    CENTENE CORPORATION CMN 19,265 24,720
    CENTRAL JAPAN RY CO ADR CMN 31,853 21,055
    CF INDUSTRIES HOLDINGS, INC. CMN 4,953 7,786
    CHARLES SCHWAB CORPORATION CMN 140,505 151,510
    CHARLES SCHWAB CORPORATION CMN 38,642 71,485
    CHR. HANSEN HOLDING A/S SPONSORED ADR CMN 2,911 3,073
    CHUBB LTD CMN 35,074 47,363
    CHUGAI PHARMACEUTICAL CO., LTD UNSPONSORED ADR CMN 17,334 17,135
    CHURCH & DWIGHT CO., INC. CMN 7,559 10,045
    CIGNA CORPORATION CMN 33,703 42,252
    CISCO SYSTEMS, INC. CMN 82,025 139,034
    CITIGROUP INC. CMN 72,690 65,644
    CITIZENS FINANCIAL GROUP, INC. CMN 6,342 11,151
    CLOROX CO (THE) (DELAWARE) CMN 11,104 11,508
    CMS ENERGY CORPORATION CMN 7,421 8,001
    COCA-COLA COMPANY (THE) CMN 93,198 119,782
    COCHLEAR LIMITED UNSPONSORED ADR CMN 12,636 13,356
    COLGATE-PALMOLIVE CO CMN 31,119 37,379
    COLOPLAST A/S ADR CMN 4,377 6,336
    COMCAST CORPORATION CMN CLASS A VOTING 95,952 119,030
    COMERICA INCORPORATED CMN 3,086 3,946
    COMMONWEALTH BANK OF AUSTRALIA SPONSORED ADR CMN SERIES 48,378 62,564
    COMPAGNIE DE SAINT-GOBAIN UNSPONSORED ADR CMN 14,598 18,434
    COMPAGNIE FINANCIERE RICHEMONT UNSPONSORED ADR CMN 31,217 41,185
    COMPAGNIE GENERALE DES ETABLIS UNSPONSORED ADR CMN 12,275 17,049
    CONAGRA BRANDS INC CMN 8,004 8,606
    CONTINENTAL AKTIENGESELLSCHAFT ADR 1,510 1,271
    COVESTRO AG SPONSORED ADR CMN 3,884 5,362
    CREDIT SUISSE AG LINKED TO MSCI EAFE BUFFERED CAPPED BETA, 2002.23 STRUCTURE 20,822 15,453
    CRH PLC SPON ADR ADR CMN 19,621 26,506
    CSL LIMITED SPONSORED ADR CMN 54,645 56,647
    CSX CORPORATION CMN 22,144 43,691
    CVS HEALTH CORP CMN 52,858 71,180
    CYBERARK SOFTWARE LTD. CMN 4,526 6,411
    D.R. HORTON, INC. CMN 7,223 17,135
    DAI NIPPON PRINTING LTD SPONSORED ADR CMN 11,504 10,426
    DAIICHI SANKYO CO LTD SPONSORED ADR CMN 20,208 21,946
    DAITO TR CONSTR CO LTD SPONSORED ADR CMN 11,356 14,296
    DAIWA HOUSE IND LTD (ADR) ADR CMN 19,839 18,471
    DANAHER CORPORATION CMN 72,130 107,326
    DANONE SPONSORED ADR CMN 20,644 15,582
    DASSAULT SYSTEMES SPONSORED ADR CMN 12,965 21,356
    DAVITA INC CMN 2,087 3,754
    DBS GROUP HOLDINGS SPONSORED ADR CMN 27,236 34,497
    DEERE & COMPANY CMN 23,368 51,591
    DELTA AIR LINES, INC. CMN 15,315 13,404
    DENSO CORP ADR ADR CMN 14,852 28,383
    DENTSU INC. TOKYO UNSPONSORED ADR CMN 953 1,009
    DEUTSCHE BOERSE AG UNPOSNORED ADR CMN 9,602 13,938
    DEUTSCHE BOERSE AG UNPOSNORED ADR CMN 16,106 16,895
    DEUTSCHE LUFTHANSA AG SPONSORED ADR CMN 4,482 1,898
    DEUTSCHE POST AG SPONSORED ADR CMN 18,217 29,834
    DEUTSCHE TELEKOM AG SPONSORED ADR CMN 20,090 21,520
    DEUTSCHE WOHNEN AG ADR CMN 18,701 20,691
    DIAGEO PLC SPON ADR (NEW) SPONSORED ADR CMN 59,897 79,030
    DIGITAL REALTY TRUST, INC. CMN 18,040 25,102
    DISCO CORP ADR CMN 12,518 15,262
    DISCOVER FINANCIAL SERVICES CMN 11,440 18,721
    DNB ASA SPONSORED ADR CMN 11,841 15,302
    DOMINION ENERGY INC CMN 34,555 34,566
    DOWDUPONT INC. CMN 25,050 22,007
    DSV PANALPINA A/S UNSPONSORED ADR CMN 12,391 25,924
    DUKE REALTY CORPORATION CMN 97,016 94,023
    DXC TECHNOLOGY COMPANY CMN 8,432 4,120
    E.ON AG SPONSORED ADR CMN 6,074 7,501
    EAST JAPAN RAILWAY COMPANY UNSPONSORED ADR (JAPAN) 19,872 15,724
    EASTMAN CHEMICAL COMPANY CMN 6,162 7,787
    EATON CORP PLC CMN 15,908 35,601
    EBAY INC. CMN 13,924 22,078
    ECOLAB INC. CMN 18,708 28,682
    EDENRED ADR CMN 9,028 7,935
    EDWARDS LIFESCIENCES CORP CMN 16,479 41,456
    EISAI CO LTD SPONS ADR SPONSORED ADR CMN 10,301 7,316
    ELI LILLY & CO CMN 43,954 113,526
    ENAGAS S A UNSPONSORED ADR CMN 5,541 5,295
    ENEL SOCIETA PER AZIONI ADR CMN 44,612 33,126
    ENERGIAS DE PORTUGAL SA SPONSORED ADR CMN 19,812 17,584
    ENGIE SPONSORED ADR CMN 11,327 9,872
    ENTERGY CORPORATION CMN 9,520 13,405
    EPIROC AB ADR CMN 6,405 12,733
    EQUINIX, INC. REIT 25,359 38,909
    EQUITY RESIDENTIAL CMN 12,493 16,581
    ERICSSON AMERICAN ADR CMN CLASS B 15,003 18,859
    ERSTE GROUP BANK AG SPONSORED ADR CMN 9,399 11,803
    ESSEX PROPERTY TRUST INC CMN 6,985 12,047
    ESSILOR INTERNATIONAL SA ADR CMN 22,291 30,662
    ESTEE LAUDER COS INC CL-A CMN CLASS A 24,244 45,535
    ETSY, INC. CMN 14,720 14,669
    EVEREST RE GROUP LTD CMN 4,805 5,204
    EVERSOURCE ENERGY CMN 14,166 18,014
    EVOLUTION GAMING GROUP AB (PUB ADR CMN 9,816 16,905
    EXELON CORPORATION CMN 18,704 30,613
    EXPEDITORS INTERNATIONAL OF WA CMN 6,051 10,877
    FANUC CORPORATION UNSPONSORED ADR CMN 20,378 23,077
    FAST RETAILING CO LTD UNSPONSORED ADR CMN 18,805 17,015
    FEDERAL RLTY INVT TR SBI CMN 4,508 5,358
    FEDEX CORP CMN 26,564 33,365
    FERGUSON PLC CMN 45,966 57,225
    FERRARI N.V. CMN 9,991 15,270
    FIFTH THIRD BANCORP CMN 8,099 13,725
    FIRST REPUBLIC BANK CMN SERIES 8,160 16,314
    FLUTTER ENTERTAINMENT PUBLIC L ADR CMN 11,968 15,649
    FORD MOTOR COMPANY CMN 21,862 42,765
    FORTESCUE METALS GROUP LTD SPONSORED ADR CMN 14,206 20,823
    FREEPORT-MCMORAN INC CMN 11,621 32,466
    FRESENIUS MEDICAL CARE AG & CO KGAA SPONSORED ADR CMN 5,148 4,674
    FRESENIUS SE & CO KGAA SPONSORED ADR CMN 5,775 4,267
    FUCHS PETROLUB SE ADR CMN 1,514 1,498
    FUJIFILM HOLDINGS CORPORATION ADR CMN 9,760 14,808
    FUJITSU LTD ADR (5 COM) ADR CMN 13,560 23,130
    FUTU HOLDINGS LIMITED SPONSORED ADR CMN 2,826 823
    GAP INC CMN 2,886 2,206
    GEBERIT AG ADR CMN 10,260 15,540
    GENERAL MILLS INC CMN 18,472 22,505
    GENERAL MOTORS COMPANY CMN 29,784 45,204
    GENMAB A/S SPONSORED ADR CMN 8,008 13,450
    GILEAD SCIENCES CMN 48,407 46,616
    GIVAUDAN SA ADR CMN 12,369 21,037
    GLAXOSMITHKLINE PLC SPONSORED ADR CMN 56,664 53,933
    GLOBE LIFE INC CMN 3,146 3,561
    GN STORE NORD A/S ADR CMN 5,988 4,905
    GQG PARTNERS EMERGING MARKETS EQUITY FUND INSTITUTIONAL 589,193 861,944
    GS CLEAN ENERGY INCOME FUND CLASS P 1,080,024 1,159,330
    HALLIBURTON COMPANY CMN 16,168 10,474
    HANESBRANDS INC. CMN 3,716 2,859
    HANG LUNG PROPERTIES LIMITED SPONSORED ADR CMN 7,468 7,160
    HANNOVER RUCKVESICHERUNG SE SPONSORED ADR CMN 12,096 11,785
    HARTFORD FINANCIAL SRVCS GROUP CMN 10,283 13,399
    HASBRO, INC. CMN 6,469 6,921
    HEALTHPEAK PROPERTIES INC CMN 8,714 10,899
    HEIDELBERGCEMENT AG ADR CMN 6,326 6,159
    HEINEKEN N.V. SPONSORED ADR CMN 13,560 14,053
    HENKEL AG AND CO. KGAA SPONSORED ADR REPSTG ORDINARY SHRS 2,452 2,031
    HENKEL AG AND CO. KGAA SPONSORED ADR USD0.6392 REPSTG PFD SHARES 4,812 3,802
    HERMES INTERNATIONAL SA UNSPONSORED ADR CMN 11,463 26,201
    HEWLETT PACKARD ENTERPRISE CO CMN 9,623 10,519
    HEXAGON AB ADR CMN 11,469 22,213
    HILTON WORLDWIDE HOLDINGS INC. CMN 10,711 22,619
    HITACHI LTD (ADR 10 COM) ADR CMN 23,819 30,080
    HOLCIM LTD SPONSORED ADR CMN 12,633 12,149
    HOLOGIC INCORPORATED CMN 7,507 10,259
    HONDA MTR LTD (AMER SHS) ADR CMN 25,639 26,288
    HONG KONG EXCHANGES & CLEARING UNSPONSORED ADR CMN 26,994 36,157
    HORMEL FOODS CORPORATION CMN 4,089 6,199
    HOST HOTELS & RESORTS INC CMN 6,845 6,852
    HOYA CORP SPONSORED ADR CMN 21,046 34,322
    HP INC. CMN 12,175 23,700
    HSBC HOLDINGS PLC SPONSORED ADR CMN 61,840 51,376
    HUMANA INC. CMN 19,217 29,732
    HUNTINGTON BANCSHARES INCORPOR CMN 10,608 11,043
    HUSQVARNA AB SPONSORED ADR CMN 5,149 6,079
    IBERDROLA SOCIEDAD ANONIMA SPONSORED ADR CMN 34,045 37,030
    ICL GROUP LTD CMN 1,563 3,520
    IHS MARKIT LTD CMN 13,174 27,913
    ILLINOIS TOOL WORKS CMN 25,359 35,963
    ILLUMINA, INC CMN 25,197 28,913
    INDUSTRIA DE DISENO TEXTIL, S. ADR CMN 22,475 21,251
    INFINEON TECHNOLOGIES AG - ADR SPONSORED ADR CMN 1 ADR = 1 SHARE 15,663 25,864
    ING GROEP N.V. SPONS ADR SPONSORED ADR CMN 26,349 32,322
    INGERSOLL RAND INC CMN 9,598 12,498
    INTEL CORPORATION CMN 74,005 108,150
    INTERCONTINENTAL HOTELS GROUP SPONSORED ADR CMN 33,061 34,220
    INTERNATIONAL PAPER CO. CMN 10,665 9,584
    INTERPUBLIC GROUP COS CMN 4,840 7,939
    INTESA SANPAOLO SPA SPONSORED ADR CMN 17,110 17,269
    INTL BUSINESS MACHINES CORP CMN 63,708 63,094
    INTL.FLAVORS & FRAGRANCE CMN 17,295 19,384
    INVESCO LTD. CMN 6,027 5,133
    IRON MOUNTAIN INCORPORATED CMN 6,004 8,472
    ISHARES RUSSELL 2000 ETF 1,851,898 2,923,883
    ISUZU MOTORS LTD ADR ADR CMN 7,131 8,463
    J. M. SMUCKER COMPANY (THE) CMN 5,285 6,791
    JAMES HARDIE INDUSTRIES PLC SPONSORED ADR CMN 8,087 19,084
    JAPAN AIRLINES CO., LTD. ADR CMN 11,325 7,304
    JAPAN ARPT TERM CO LTD ADR CMN 12,517 10,714
    JERONIMO MARTINS SGPS SA UNSPONSORED ADR CMN 574 731
    JOHN DEERE CAPITAL CORPORATION MTN 2.65% 01/06/2022 SR LIEN 75,945 75,977
    JOHNSON & JOHNSON CMN 183,447 232,484
    JOHNSON CONTROLS INTERNATIONAL CMN 15,283 30,587
    JPMORGAN CHASE & CO CMN 140,247 244,334
    JPMORGAN CHASE & CO. LINKED TO BASKET OF INDICES UPSIDE LEVERED NO CAP W BUF 100,509 101,150
    JUST EAT TAKEAWAY.COM N.V . SPONSORED ADR CMN 13,173 7,693
    KAO CORPORATION ADR CMN 17,821 11,797
    KBC GROUP NV UNSPONSORED ADR CMN 9,705 11,156
    KDDI CORPORATION UNSPONSORED ADR CMN 25,072 24,787
    KELLOGG COMPANY CMN 9,520 9,470
    KERING ADR CMN 24,441 30,548
    KERRY GROUP PUBLIC LIMITED COM SPONSORED ADR CMN 10,789 10,303
    KESKO OYJ UNSPONSORED ADR CMN REPRESENTING B SHARES (FINLAND 2,702 3,237
    KEYCORP CMN 9,017 12,074
    KEYSIGHT TECHNOLOGIES, INC. CMN 9,275 19,618
    KIMBERLY-CLARK CORPORATION CMN 22,496 24,922
    KIMCO REALTY CORPORATION CMN 4,685 6,631
    KINDER MORGAN INC CMN CLASS P 13,714 15,400
    KION GROUP AG ADR CMN 2,116 2,304
    KIRIN HOLDINGS COMPANY, LIMITE SPONSORED ADR CMN 12,561 10,458
    KLA CORP CMN 23,485 33,979
    KNORR-BREMSE AG ADR CMN 296 296
    KONE OYJ UNSPONSORED ADR CMN REPRESENTING B SHARES (FINLAND 10,347 11,470
    KONINKLIJKE AHOLD N.V. SPONSORED ADR CMN 12,003 16,621
    KONINKLIJKE PHILIPS N.V. ADR CMN 20,814 15,809
    KOSE CORPORATION ADR CMN 10,832 7,954
    KROGER COMPANY CMN 124,348 120,204
    KROGER COMPANY CMN 11,460 15,932
    KUBOTA CORP ADR ADR CMN 16,077 15,957
    KUEHNE & NAGEL INTERNATIONAL A UNSPONSORED ADR CMN 7,868 10,016
    KYNDRYL HOLDINGS INC CMN 2,954 1,701
    L BRANDS, INC. CMN 33 33
    LAM RESEARCH CORPORATION CMN 16,629 54,049
    LAS VEGAS SANDS CORP. CMN 7,571 6,173
    LASERTEC CORPORATION ADR CMN 12,631 15,638
    LAZARD EMERGING MARKETS EQUITY PORTFOLIO INSTL SHARES MUTUAL FUND CLASS INS 632,820 603,245
    LEGRAND SA ADR CMN 11,188 16,149
    LEIDOS HLDGS INC CMN 5,636 5,512
    LINCOLN NATL.CORP.INC. CMN 7,971 8,328
    LINDE PLC CMN 47,383 92,843
    LIXIL GROUP CORPORATION ADR CMN 3,490 3,247
    LLOYDS BANKING GROUP PLC SPONSORED ADR CMN 36,702 30,998
    LOEWS CORPORATION CMN 3,050 5,198
    LOGITECH INTERNATIONAL S.A. ORD CMN 9,105 9,320
    LONZA GROUP AG UNSPONSORED ADR CMN 19,198 35,942
    LOREAL CO (ADR) ADR CMN 39,633 58,795
    LOWES COMPANIES INC CMN 34,092 94,345
    LUMEN TECHNOLOGIES, INC. CMN 6,030 6,313
    LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN 57,154 103,343
    LYONDELLBASELL INDUSTRIES N.V. CMN CLASS A 14,367 13,281
    M3, INC. ADR CMN 17,490 13,532
    MACQUARIE GROUP LIMITED ADR CMN 26,007 40,171
    MAKITA CORP SPONS. (ADR) SPONSORED ADR CMN 9,916 8,438
    MARATHON PETROLEUM CORPORATION CMN 18,855 22,013
    MARRIOTT INTERNATIONAL, INC CMN CLASS A 14,603 23,299
    MASTERCARD INCORPORATED CMN CLASS A 138,106 163,850
    MC DONALDS CORP CMN 61,481 101,867
    MCCORMICK & CO NON VTG SHRS CMN 6,512 11,832
    MCKESSON CORPORATION CMN 11,689 19,674
    MEDIOBANCA - BANCA DI CREDITO UNSPONSORED ADR CMN 6,465 6,438
    MEDTRONIC PUBLIC LIMITED COMPA CMN 61,482 73,265
    MELCO RESORTS & ENTERTAINMENT ADR CMN 271 163
    MERCARI, INC. ADR CMN 5,749 5,496
    MERCEDES-BENZ GROUP AG ADR CMN 20,103 38,313
    MERCK & CO., INC. CMN 86,912 100,374
    MERCK KGAA SPONSORED ADR CMN 8,292 13,165
    META PLATFORMS INC CMN CLASS A 292,899 415,729
    METLIFE, INC. CMN 18,897 26,058
    METTLER-TOLEDO INTL CMN 8,375 20,367
    MGM RESORTS INTERNATIONAL CMN 6,838 9,380
    MICROCHIP TECHNOLOGY INCORPORA CMN 20,698 24,029
    MICRON TECHNOLOGY, INC. CMN 24,824 55,204
    MICROSOFT CORPORATION CMN 315,002 1,306,940
    MINEBEA MITSUMI INC SPONSORED ADR CMN 6,861 8,903
    MISUMI GROUP INC ADR CMN 10,788 14,182
    MITSUBISHI ESTATE LTD ADR ADR CMN 29,210 21,684
    MITSUBISHI UFJ FINL GROUP, INC SPONSORED ADR CMN 35,813 37,013
    MIZUHO FINANCIAL GROUP, INC. SPONSORED ADR CMN 27,082 23,070
    MOHAWK INDUSTRIES INC COMMON STOCK 6,488 5,283
    MOLSON COORS BREWING CO CMN CLASS B 6,372 3,430
    MONDELEZ INTERNATIONAL, INC. CMN 29,933 47,995
    MONOTARO CO LTD ADR CMN 8,214 5,554
    MOODY'S CORPORATION CMN 13,027 35,543
    MORGAN STANLEY CMN 39,013 84,516
    MOSAIC COMPANY (THE) CMN 3,780 7,426
    MOWI ASA SPONSORED ADR CMN 9,946 9,467
    MS&AD INSURANCE GROUP HOLDINGS ADR CMN 15,535 14,362
    MSCI INC. CMN 10,636 27,571
    MUENCHENER RUECKVERSICHERUNGS- UNSPONSORED ADR CMN 27,924 28,143
    MURATA MANUFACTURING CO., LTD. UNSPONSORED ADR CMN 22,462 29,422
    NASDAQ INC. CMN 7,725 16,171
    NATIONAL GRID PLC SPONSORED ADR CMN 27,813 27,426
    NATIONAL GRID PLC SPONSORED ADR CMN 49,850 57,525
    NATWEST GROUP PLC ADR CMN 17,481 18,501
    NESTE OIL OYJ UNSPONSORED ADR CMN 8,267 11,193
    NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS) 137,216 176,512
    NEWCREST MINING LIMITED SPONSORED ADR CMN 17,247 14,861
    NEWELL BRANDS INC CMN 5,036 4,412
    NEWMONT CORP CMN 18,505 25,366
    NEWS CORPORATION CMN CLASS A 3,732 3,748
    NEWS CORPORATION CMN CLASS B 308 473
    NEXTERA ENERGY, INC. CMN 4,545 4,073
    NEXON CO LTD ADR CMN 10,337 6,092
    NICE SYSTEMS LTD 1 ADR REPRESENTS 1 ORD SH 5,888 10,930
    NIDEC CORPORATION SPONSORED ADR 23,858 35,927
    NIELSEN HLDGS PLC CMN 5,740 3,712
    NIKE CLASS-B CMN CLASS B 38,517 110,169
    NINTENDO CO LTD (NEW) ADR ADR CMN 22,017 25,624
    NIPPON TELEG & TEL SPON ADR SPONSORED ADR CMN (1 ADR = 1/2 COMMON SHS) 13,396 14,224
    NISSAN MOTOR CO LTD SPONSORED ADR 6,752 5,968
    NITORI HOLDINGS CO., LTD. ADR CMN 13,038 10,022
    NITTO DENKO CORP. ADR CMN 9,266 11,889
    NN GROUP NV ADR CMN 6,148 9,367
    NOKIA CORPORATION SPONSORED ADR CMN 9,469 15,494
    NOMURA HOLDINGS, INC. SPONSORED ADR CMN 13,169 11,206
    NORDEA BANK ABP SPONSORED ADR CMN 23,274 23,232
    NORFOLK SOUTHERN CORP CMN 18,031 38,107
    NORTHERN TRUST CORP CMN 15,314 19,731
    NORTONLIFELOCK IN CMN 8,375 7,976
    NOVARTIS AG-ADR SPONSORED ADR CMN 95,677 90,182
    NOVO-NORDISK A/S ADR ADR CMN 47,951 88,256
    NOVOZYMES AS UNSPONSORED ADR CMN 3,847 6,653
    NRG ENERGY, INC. CMN 5,147 6,074
    NSK LTD ADR ADR CMN 6,996 5,601
    NVIDIA CORPORATION CMN 59,745 379,696
    OCADO GROUP PLC SPONSORED ADR CMN 13,567 11,909
    OLYMPUS CORPORATION SPONSORED ADR CMN 9,280 14,265
    OMNICOM GROUP CMN 8,921 8,581
    OMRON CORP. SPONSORED ADR CMN 10,726 17,515
    ONEOK INC CMN 10,715 13,103
    ORANGE ADR 19,003 13,873
    ORGANON & CO CMN 3,971 3,745
    ORION OFFICE REIT INC CMN 544 373
    ORKLA A.S.'A' SHS SPON ADR SPONSORED ADR CMN CLASS A 221 220
    ORSTED A/S ADR CMN 19,324 20,304
    OTSUKA HOLDINGS CO., LTD. ADR CMN 8,183 6,826
    OVERSEA-CHINESE BANKING CORP UNSPONSORED 10,362 10,198
    PACCAR INC CMN 13,726 16,067
    PAN PACIFIC INTNTNAL HOLD CORP ADR CMN 8,487 5,630
    PANASONIC CORPORATION ADR CMN 13,639 14,588
    PANDORA A/S SPONSORED ADR CMN 2,768 6,982
    PARKER-HANNIFIN CORP. CMN 12,453 21,632
    PEARSON PLC SPON ADR SPONSORED ADR CMN 7,504 8,106
    PENTAIR PLC. CMN 3,948 5,988
    PEPSICO, INC. CMN 86,664 123,398
    PERNOD RICARD UNSPONSORRED ADR CMN 18,690 25,014
    PERRIGO CO PLC CMN 36,594 37,230
    PFIZER INC. CMN 126,848 170,536
    PIMCO INCOME FUND INSTITUTIONAL 3,062,997 3,077,461
    PNC FINANCIAL SERVICES GROUP, CMN 26,802 43,513
    PPG INDUSTRIES, INC. CMN 12,939 21,383
    PRINCIPAL FINANCIAL GROUP, INC CMN 7,093 8,824
    PROCTER & GAMBLE COMPANY (THE) CMN 128,187 205,620
    PROLOGIS INC CMN 26,639 64,650
    PROSUS NV SPONSORED ADR CMN 40,638 38,967
    PRUDENTIAL CORP (ADR) ADR CMN 42,532 39,595
    PRUDENTIAL FINANCIAL INC CMN 18,081 19,808
    PRYSMIAN S.P.A. UNSPONSORED ADR CMN 4,069 6,551
    PUBLICIS GROUPE S.A. SPONSORED ADR CMN 6,935 10,368
    PUBLIC-SVC ENTERPRISE GROUP HOLDING CO 13,168 18,084
    PULTEGROUP INC. CMN 5,612 8,597
    PVH CORP CMN 3,709 3,946
    QANTAS AIRWAYS LIMITED SPONSORED ADR CMN 14,209 13,004
    QIAGEN N.V. CMN 6,348 8,226
    QUALCOMM INC CMN 39,087 107,162
    QUEST DIAGNOSTICS INCORPORATED CMN 7,797 11,765
    RAKUTEN GROUP INC ADR CMN 5,967 5,267
    RALPH LAUREN CORP CMN CLASS A 1,941 2,630
    RANDSTAD HOLDING NV UNSPONSORED ADR CMN 3,428 4,097
    REALTY INCOME CORPORATION CMN 12,690 15,014
    RECRUIT HOLDINGS CO., LTD. ADR 45,339 45,227
    RED ELECTRICA CORPORACION, S.A UNSPONSORED ADR CMN 4,211 4,478
    REGENCY CENTERS CORPORATION CMN 4,867 6,990
    REGENERON PHARMACEUTICAL INC CMN 26,723 34,102
    REGIONS FINANCIAL CORPORATION CMN 10,117 12,062
    RELX PLC SPONSORED ADR CMN 52,933 68,220
    REMY COINTREAU S.A. ADR CMN 3,590 4,624
    REPUBLIC SERVICES INC CMN 7,579 14,411
    RESMED INC. CMN 14,365 19,276
    RIO TINTO PLC SPONSORED ADR 42,099 48,799
    ROCHE HOLDING AG ADR B SHS(NOM CHF 100) VAL 224.184 97,101 125,654
    ROCKWELL AUTOMATION INC CMN 10,863 20,931
    ROYAL CARIBBEAN CRUISES LTD ISIN: LR0008862868 12,400 8,382
    ROYAL DSM NV SPONSORED ADR CMN 8,428 14,861
    RYOHIN KEIKAKU CO., LTD. ADR CMN 6,265 5,605
    S&P GLOBAL INC. CMN 29,308 61,823
    SALESFORCE.COM, INC CMN 62,369 127,065
    SAMPO OYJ UNSPONSORED ADR CMN REPRESENTING A SHARES (FINLAND 23,305 25,804
    SAND VIK (ADR) ADR CMN 16,742 20,786
    SANDS CHINA LTD ADR CMN 17,194 8,083
    SANOFI SPONSORED ADR CMN 52,463 53,106
    SANTEN PHARMACEUTICAL CO., LTD ADR CMN 15,130 10,935
    SAP SE (SPON ADR) 64,338 65,571
    SCHLUMBERGER LTD CMN 41,814 22,225
    SCHNEIDER ELECTRIC SE UNSPONSORED ADR (FRANCE) SCHNEIDER ELECTRIC SE UNSPONS 26,737 46,873
    SEA LIMITED SPONSORED ADR CMN 10,114 6,488
    SEAGATE TECHNOLOGY PLC CMN 4,428 12,599
    SEKISUI HOUSE, LTD SPONSORED ADR CMN 15,093 14,709
    SEMPRA ENERGY CMN 21,434 23,075
    SEVEN & I HOLDINGS CO., LTD. UNSPONSORED ADR CMN 19,096 22,612
    SGS SA ADR CMN 10,670 13,376
    SHIMANO INC. ADR CMN 10,106 17,085
    SHIN-ETSU CHEMICAL CO., LTD. UNSPONSORED ADR CMN 21,608 33,559
    SHIONOGI & CO., LTD. UNSPONSORED ADR CMN 9,189 13,265
    SHISEIDO CO., LTD. SPONSORED ADR CMN 15,959 12,742
    SIEMENS AKTIENGESELLSCHAFT SPONSORED ADR CMN 50,492 65,110
    SIEMENS ENERGY AG ADR CMN 8,141 5,473
    SIEMENS HEALTHINEERS AG ADR CMN 8,366 10,778
    SIKA AG ADR CMN 12,882 28,792
    SIMON PROPERTY GROUP INC CMN 26,547 28,599
    SINGAPORE EXCHANGE LIMITED UNSPONSORED ADR CMN 1,505 1,449
    SINGAPORE TELECOMMUNICATIONS L SPONSORED ADR CMN 15,074 10,442
    SKF AB SPONSORED ADR SWKR 12.50 7,233 8,624
    SMC CORPORATION SPONSORED ADR CMN 17,338 26,277
    SMITH & NEPHEW PLC ADR CMN 30,865 23,749
    SMURFIT KAPPA GROUP PUBLIC LIM ADR CMN 8,604 12,835
    SOCIETE GENERALE LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOT 250,000 310,100
    SOFTBANK GRP CORP UNSPONSORED ADR CMN 13,367 11,873
    SOFTBANK GRP CORP UNSPONSORED ADR CMN 26,020 28,879
    SONIC HEALTHCARE LIMITED ADR 10,584 17,731
    SONOVA HOLDING AG (THE) UNSPONSORED ADR CMN 11,314 17,357
    SONY CORPORATION SPONSORED ADR CMN 43,859 77,736
    SOUTHWEST AIRLINES CO CMN 14,460 12,552
    SPARK NEW ZEALAND LTD SPONSORED ADR CMN 5,270 5,725
    SPDR S&P 500 ETF TRUST 402,874 553,805
    STANLEY BLACK & DECKER, INC. CMN 12,884 16,410
    STARBUCKS CORP. CMN 38,544 71,235
    STATE STREET CORPORATION (NEW) CMN 18,441 19,837
    STELLANTIS NV CMN 16,694 20,054
    STMICROELECTRONICS NV ADR CMN 12,422 19,894
    STRAUMANN HOLDING AG UNSPONSORED ADR CMN 12,559 17,007
    SUMITOMO CHEMICAL COMPANY, LIM UNSPONSORED ADR CMN 9,484 8,896
    SUMITOMO MITSUI FINANCIAL GRP SPONSORED ADR CMN 27,043 25,938
    SUN HUNG KAI PROP LTD SPON ADR SPONSORED ADR CMN 25,499 21,186
    SUNTORY BEVERAGE & FOOD LTD ADR CMN 16,632 16,999
    SUZUKI MOTOR CORPORATION UNSPONSORED ADR CMN 9,665 8,769
    SWATCH GROUP SA (THE) ADR CMN 5,366 6,124
    SWEDBANK A B ADR CMN 14,414 20,515
    SWISS LIFE HLDG ADR CMN 6,396 7,976
    SWISS RE LTD SPONSORED ADR CMN 10,268 9,014
    SWISSCOM AMERICAN DEPOSITARY SHARES 4,253 4,518
    SYLVAMO CORPORATION CMN 601 502
    SYMRISE AG UNSPONSORED ADR CMN 6,640 9,780
    SYNCHRONY FINANCIAL CMN 7,118 13,407
    SYSMEX CORPORATION ADR CMN 9,428 17,825
    T. ROWE PRICE GROUP, INC. CMN 11,383 26,153
    TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADR CMN 29,191 20,063
    TAPESTRY, INC. CMN 6,025 6,374
    TARGET CORPORATION CMN 14,889 59,943
    TDK CORPORATION (ADR) ADR 11,949 12,165
    TE CONNECTIVITY LTD CMN 13,530 27,428
    TEAMVIEWER AG ADR CMN 4,917 1,143
    TECHTRONIC INDS LTD SPONSORED ADR CMN 5,619 13,039
    TELEFONICA S.A. ADR SPONSORED ADR CMN 21,191 14,776
    TELENOR ASA AMERICAN DEPOSITARY SHARES 1 ADS = 3 ORDS 13,126 11,411
    TELEPERFORMANCE UNSPONSORED ADR CMN 10,334 17,386
    TELSTRA CORP ADR (FINAL) SPONSORED ADR CMN 6,911 8,175
    TEMENOS AG SPONSORED ADR CMN 7,571 6,779
    TENARIS SA SPONSORED ADR CMN 8,705 8,323
    TERNA RETE ELETTRICA NAZIONALE ADR CMN 17,107 19,998
    TEVA PHARMACEUTICAL IND LTD ADS 3,889 3,220
    TEXAS INSTRUMENTS INC. CMN 47,050 89,335
    THE BANK OF NY MELLON CORP CMN 27,948 32,351
    THE HERSHEY COMPANY CMN 7,812 14,123
    THE HOME DEPOT, INC. CMN 102,595 228,256
    THE KRAFT HEINZ CO CMN 11,001 12,278
    THE TRAVELERS COMPANIES, INC CMN 16,774 21,431
    THE WILLIAMS COMPANIES, INC. CMN 10,820 16,067
    TIFFANY & CO CMN 9,860 7,466
    TJX COMPANIES INC (NEW) CMN 26,949 48,361
    TOKIO MARINE HOLDINGS, INC. ADR CMN 26,043 26,311
    TOKYO ELECTRON LIMITED UNSPONSORED ADR CMN 20,331 48,924
    TORAY INDUSTRIES INC ADR ADR CMN 12,717 11,048
    TORONTO DOMINION BANK LINKED TO S&P 500 INDEX UPSIDE CAPPED W BUFFER STRUCTU 100,865 105,511
    TOSHIBA CORPORATION UNSPONSORED ADR CMN 7,886 9,530
    TOYOTA MOTOR CORPORATION SPON ADR 71,900 91,909
    TRANE TECHNOLOGIES PUBLIC LIMI CMN 9,032 24,446
    TREASURY WINE ESTATES LIMITED SPONSORED ADR CMN 9,354 6,922
    TREND MICRO INCORPORATED SPONSORED ADR CMN 5,140 5,000
    TRUIST FINANCIAL CORPORATION CMN 28,269 41,688
    TYSON FOODS INC CL-A CMN CLASS A 9,154 13,161
    U.S. BANCORP CMN 39,429 43,775
    UBISOFT ENTERTAINMENT UNSPONSORED ADR CMN 3,756 2,694
    UBS GROUP AG CMN 27,915 39,064
    UCB S.A. (UNION CHIMIQUE BELGE UNSPONSORED ADR CMN 7,803 7,646
    UMICORE GROUP UNSPON ADR CMN 5,676 4,513
    UNILEVER PLC (NEW) SPONSORED ADR CMN 84,261 78,695
    UNION PACIFIC CORP. CMN 42,795 84,900
    UNITED AIRLINES HOLDINGS INC CMN 9,034 7,705
    UNITED OVERSEAS BK LTD SPONSORED ADR CMN 13,846 14,207
    UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK 125,006 131,083
    UNITED RENTALS, INC. CMN 43,141 79,520
    UNITEDHEALTH GROUP INCORPORATE CMN 100,359 244,542
    UOL GROUP LIMITED SPONSORED ADR CMN 833 757
    UPM-KYMMENE OYJ ADR CMN 9,190 10,616
    VALEO SPONS ADR SPONSORED ADR CMN 4,736 4,292
    VANGUARD INTERNATIONAL EQUITY INDEX FUNDS TOTAL WORLD STK INDEX FD ETF S EXC 1,507,441 2,168,045
    VENTAS, INC. CMN 12,297 10,159
    VENTURE CORPORATION LIMITED UNSPONSORED ADR CMN 458 407
    VEOLIA ENVIRONNEMENT SPONSORED ADR CMN 13,183 17,169
    VERISK ANALYTICS, INC. CMN 13,830 17,841
    VERIZON COMMUNICATIONS, INC. CMN 107,141 109,168
    VESTAS WIND SYSTEMS A/S ADR CMN 10,377 14,800
    VF CORP CMN 10,827 12,447
    VIATRIS INC CMN 9,835 8,321
    VINCI SA ADR CMN 35,503 33,810
    VISA INC. CMN CLASS A 181,093 188,538
    VIVENDI ADR CMN 10,714 5,287
    VODAFONE GROUP PLC ADR CMN 41,507 32,373
    VONOVIA SE ADR CMN 32,988 26,364
    W.W. GRAINGER INC CMN 4,684 10,883
    WALGREENS BOOTS ALLIANCE, INC. CMN 15,895 19,404
    WALT DISNEY COMPANY (THE) CMN 98,603 145,906
    WASTE MANAGEMENT INC CMN 24,821 33,380
    WATERS CORPORATION COMMON STOCK 6,247 11,923
    WELLS FARGO & CO (NEW) CMN 99,363 101,526
    WELLTOWER INC. CMN 15,363 18,355
    WESFARMERS LIMITED ADR CMN 28,234 38,673
    WEST JAPAN RAILWAY COMPANY UNSPONSORED ADR (JAPAN) 11,612 10,025
    WEST PHARMACEUTICAL SERVICES INC 10,634 17,353
    WESTPAC BANKING CORP ADS REPRESENTING 5 ORD SHARES 45,603 41,804
    WESTROCK COMPANY CMN 7,473 6,299
    WH GROUP LIMITED SPONSORED ADR CMN 9,591 6,586
    WHIRLPOOL CORP. CMN 6,046 8,213
    WIX .COM CMN 7,353 6,469
    WOLTERS KLUWER NV SPONSORED ADR CMN 9,770 15,669
    WORLDLINE SA ADR CMN 15,480 9,308
    WPP PLC ADR CMN 21,571 26,896
    WYNN MACAU LTD ADR CMN 8,168 3,595
    XYLEM INC. CMN 5,637 10,313
    YAMAHA CORPORATION SPONSORED ADR CMN 8,143 6,549
    YARA INTERNATIONAL ASA SPONSORED ADR CMN 7,671 9,487
    YASKAWA ELECTRIC CORP ADR CMN 7,692 9,502
    YUM BRANDS, INC. CMN 11,958 20,135
    Z HOLDINGS CORPORATION ADR CMN 12,876 10,942
    ZALANDO SE ADR CMN 10,080 11,973
    ZIMMER BIOMET HOLDINGS INC 14,270 13,492
    ZURICH INS GROUP LTD SPONSORED ADR CMN 28,830 30,322

    TY 2021 InvestmentsOtherSchedule2
    Name:
    ROXANNE QUIMBY FOUNDATION INC
    EIN:
    47-5008812
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    BROAD STREET REAL ESTATE CREDIT PARTNER III OFFSHORE LP AT COST 168,643 159,809
    BROAD STREET REAL ESTATE CREDIT PARTNERS II OFFSHORE FEEDER FUND, L.P. AT COST 10,000 40,892
    DISTRESSED MANAGERS IV OFFSHORE LP AT COST 0 98,835
    GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. / GSCP VINSTITUTIONAL AIV, L.P. AT COST 5,603 6,914
    HEDGE FUND OPPORTUNITIES LTD CLASS A SERIES 1 AT COST 1,500,000 1,715,070
    IMPRINT THEMATIC OPPORTUNITIES AT COST 185,466 185,466
    LAUNCH OPPORTUNITIES OFFSHORE SCSP AT COST 788,093 1,032,316
    PRIVATE EQUITY MANAGERS (IMPACT 2018) OFFSHORE LP AT COST 681,314 725,836
    PRIVATE EQUITY MANAGERS (2017) OFFSHORE SCSP AT COST 345,583 706,951
    PRIVATE EQUITY MANAGERS (2019) OFFSHORE SCSP AT COST 1,080,600 1,439,562
    PRIVATE EQUITY MANAGERS (IMPACT) OFFSHORE LP AT COST 519,307 833,484
    U.S. REAL PROPERTY INCOME FUND, L.P. AT COST 390,650 704,384
    VINTAGE FUND VI OFFSHORE, L.P. AT COST 0 402,473
    VINTAGE VII OFFSHORE SCSP AT COST 221,591 478,224
    VINTAGE VIII OFFSHORE SCSP AT COST 783,383 1,280,538

    TY 2021 OtherExpensesSchedule
    Name:
    ROXANNE QUIMBY FOUNDATION INC
    EIN:
    47-5008812
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK FEES 227 0   227
    OTHER INVESTMENT EXPENSES 60,486 60,486   0
    SUPPLIES 37 0   37
    PORTFOLIO DEDUCTIONS FROM FLOW THROUGH ENTITIES 7,850 7,850   0


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    ROXANNE QUIMBY FOUNDATION INC
    EIN:
    47-5008812
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 216,874 216,874   0


    TY 2021 TaxesSchedule
    Name:
    ROXANNE QUIMBY FOUNDATION INC
    EIN:
    47-5008812
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL NET INVESTMENT INCOME TAX 23,000 0   0