Form990-PF
Click to see attachment
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Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
SMITH RICHARDSON FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)701 GREEN VALLEY ROAD 306
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
GREENSBORO, NC274087096
A Employer identification number

56-0611550
B Telephone number (see instructions)

(336) 379-8600
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$606,694,904J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 2,409,000
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,131 1,131  
4 Dividends and interest from securities... 7,267,806 7,258,223  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 57,242,481
b Gross sales price for all assets on line 6a 893,785
7 Capital gain net income (from Part IV, line 2)... 57,198,322
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 21,668,795 4,439,414  
12 Total. Add lines 1 through 11........ 88,589,213 68,897,090  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 1,743,720 0   1,743,720
14 Other employee salaries and wages...... 1,191,237 0   1,191,237
15 Pension plans, employee benefits....... 1,585,488 0   868,554
16a Legal fees (attach schedule)......... Click to see attachment 16,527 0   16,527
b Accounting fees (attach schedule)....... Click to see attachment 109,160 0   109,160
c Other professional fees (attach schedule).... Click to see attachment 372,148 6,565,324   353,966
17 Interest............... 545 545   0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,566,364 0   125,998
19 Depreciation (attach schedule) and depletion... 68,857 0  
20 Occupancy.............. 34,162 0   34,162
21 Travel, conferences, and meetings.......        
22 Printing and publications.......... 1,439 0   1,439
23 Other expenses (attach schedule)....... Click to see attachment 478,812 0   492,524
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 7,168,459 6,565,869   4,937,287
25 Contributions, gifts, grants paid....... 18,663,122 21,140,808
26 Total expenses and disbursements. Add lines 24 and 25 25,831,581 6,565,869   26,078,095
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 62,757,632
b Net investment income (if negative, enter -0-) 62,331,221
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 42,297 437,408 437,408
2 Savings and temporary cash investments......... 16,132 764,877 764,877
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 284,077 278,810 278,810
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 546,038,200 Click to see attachment605,066,206 605,066,206
14 Land, buildings, and equipment: basis bullet1,154,841
Less: accumulated depreciation (attach schedule) bullet1,032,700 182,925 122,141 122,141
15 Other assets (describe bullet) Click to see attachment300,801 Click to see attachment25,462 Click to see attachment25,462
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 546,864,432 606,694,904 606,694,904
Liabilities 17 Accounts payable and accrued expenses.......... 16,543,403 17,434,378
18 Grants payable................. 9,689,189 6,928,007
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment3,743,051 Click to see attachment2,686,098
23 Total liabilities (add lines 17 through 22)......... 29,975,643 27,048,483
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 516,888,789 579,646,421
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 516,888,789 579,646,421
30 Total liabilities and net assets/fund balances (see instructions). 546,864,432 606,694,904
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
516,888,789
2
Enter amount from Part I, line 27a .....................
2
62,757,632
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
579,646,421
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
579,646,421
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a MOORINGS CAPITAL LLC (ST - GROSS) P 2021-01-01 2021-12-31
b MOORINGS CAPITAL LLC (LT - GROSS) P 2019-01-01 2021-12-31
c UBI LONG-TERM CAPITAL LOSS P 2019-01-01 2021-12-31
d CAPITAL GAIN DISTRIBUTIONS P 2021-01-01 2021-12-31
e LT SALES P 2019-01-01 2021-12-31
UBI SHORT-TERM CAPITAL GAIN P 2021-01-01 2021-12-31
ST SALES P 2021-01-01 2021-12-31
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a       5,121,459
b       51,894,707
c       -68,223
d 6,241     6,241
e 814,036   596,254 217,782
      24,064
73,508   71,216 2,292
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       5,121,459
b       51,894,707
c       -68,223
d       6,241
e       217,782
      24,064
      2,292
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 57,198,322
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 866,404
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 866,404
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 737,772
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 200,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 937,772
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 71,368
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet71,368 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNC, CT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions Click to see attachment.............
    11
    Yes
     
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructionsClick to see attachment.................
    12
    Yes
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.SRF.ORG
    14
    The books are in care ofbulletROSS HEMPHILL Telephone no.bullet (336) 379-8600

    Located atbullet701 GREEN VALLEY ROAD SUITE 306GREENSBORONC ZIP+4bullet274087096
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
    Yes
     
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
    No
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
    Yes
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
    Yes
     
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    MICHAEL BLAIR TRUSTEE, AUDIT & COMPENSATION CMT.
    1.00     		0 0 0
    701 GREEN VALLEY ROAD STE 306
    GREENSBORO,NC27408
    KARLA FRANK ASSISTANT SECRETARY
    40.00     		163,981 64,504 0
    701 GREEN VALLEY ROAD STE 306
    GREENSBORO,NC27408
    ROSS HEMPHILL SENIOR VP, CFO, INVESTMENT CMT
    47.00     		169,867 106,091 0
    701 GREEN VALLEY ROAD STE 306
    GREENSBORO,NC27408
    WWINBURNE KING III VICE CHAIR. OF THE TRUSTEES, INVST CMT
    40.00     		64,714 63,343 0
    701 GREEN VALLEY ROAD STE 306
    GREENSBORO,NC27408
    DR ARVID R NELSON TRUSTEE, SECRETARY, AUDIT CMT. CHAIRMA
    22.00     		60,000 0 0
    701 GREEN VALLEY ROAD STE 306
    GREENSBORO,NC27408
    JOHN P RICHARDSON JR TRUSTEE & AUDIT COMMITTEE
    1.00     		0 0 0
    701 GREEN VALLEY ROAD STE 306
    GREENSBORO,NC27408
    NICOLAS L RICHARDSON TRUSTEE, INVESTMENT CMT., GRANTS CMT
    1.00     		0 0 0
    701 GREEN VALLEY ROAD STE 306
    GREENSBORO,NC27408
    PL RICHARDSON CHAIRMAN OF THE TRUSTEES, PRESIDENT
    50.00     		660,361 296,758 0
    701 GREEN VALLEY ROAD STE 306
    GREENSBORO,NC27408
    TYLER B RICHARDSON TRUSTEE, GRANTS ADV. CMT & INVESTMENT
    1.00     		0 0 0
    701 GREEN VALLEY ROAD STE 306
    GREENSBORO,NC27408
    E WILLIAM STETSON III TRUSTEE & GRANTS COMMITTEE
    1.00     		0 0 0
    701 GREEN VALLEY ROAD STE 306
    GREENSBORO,NC27408
    DR MARIN STRMECKI SENIOR VP, DIRECTOR OF PROGRAMS
    50.00     		624,797 103,131 0
    701 GREEN VALLEY ROAD STE 306
    GREENSBORO,NC27408
    THE ABOVE COMPENSATION SHOWS THE N/A
    0.00     		0 0 0
    NET AMOUNT ADJ BY 1249352 OF
    REIMBURSED EXPENSES FROM MOORINGS C
    GREENSBORO,NC27408
    192124 SHOWN IN COL D WAS NOT N/A
    0.00     		0 0 0
    PAID TO MR RICHARDSON IN CY THIS IS
    UNVESTED RETIREMENT BENEFIT ACCR
    GREENSBORO,NC27408
    MR RICHARDSON'S SUPPLEMENTAL N/A
    0.00     		0 0 0
    RETIREMENT BENEFITS ARE BEING
    ACCRUED OVER HIS EXPECTED 37 YR WIT
    GREENSBORO,NC27408
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    ALLAN SONG SR PROGRAM OFFICER
    37.50     		240,671 100,939 0
    701 GREEN VALLEY RD
    GREENSBORO,NC27408
    MARK STEINMEYER SR PROGRAM OFFICER
    37.50     		240,645 68,017 0
    701 GREEN VALLEY RD
    GREENSBORO,NC27408
    CHRISTOPHER GRIFFIN SR PROGRAM OFFICER
    37.50     		194,888 93,699 0
    701 GREEN VALLEY RD
    GREENSBORO,NC27408
    MCKINLEY JOHNSON SR PORTFOLIO ACCOUNT
    37.50     		133,400 80,102 0
    701 GREEN VALLEY RD
    GREENSBORO,NC27408
    DAWN CARD EXECUTIVE ASSISTANT
    37.50     		125,355 61,928 0
    701 GREEN VALLEY RD
    GREENSBORO,NC27408
    Total number of other employees paid over $50,000...................bullet 7
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    INTELLIGENT TECHNOLOGIES INC COMPUTER CONSULTANTS 128,060
    12 OAK BRANCH DRIVE
    GREENSBORO,NC27407
    H SMITH RICHARDSON TESTAMENTARY TRUST ACCOUNTING SERVICES 114,717
    701 GREEN VALLEY RD STE 306
    GREENSBORO,NC27408
    RSM US LLP AUDIT AND TAX SERVICES 109,160
    230 NORTH ELM STREET
    GREENSBORO,NC27401
    KORN FERRY HAY GROUP CONSULTANTS 81,872
    33 SOUTH 6TH ST 4900
    MINNEAPOLIS,MN55485
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1   0
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 0
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    576,039,073
    b
    Average of monthly cash balances.......................
    1b
    2,218,421
    c
    Fair market value of all other assets (see instructions)................
    1c
    341,720
    d
    Total (add lines 1a, b, and c).........................
    1d
    578,599,214
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    578,599,214
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    8,678,988
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    569,920,226
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    28,496,011
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    28,496,011
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    866,404
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    866,404
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    27,629,607
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    127,173
    5
    Add lines 3 and 4............................
    5
    27,756,780
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    27,756,780
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 27,756,780
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 22,313,800
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018......  
    d From 2019......  
    e From 2020......  
    f Total of lines 3a through e ........ 0
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 26,094,722
    a Applied to 2020, but not more than line 2a 22,313,800
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		Click to see attachment2,409,000
    d Applied to 2021 distributable amount..... 1,371,922
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 2,409,000
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		26,384,858
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		2,409,000
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    PETER L RICHARDSON PRESIDENT
    SMITH RICHARDSON FOUNDATION INC 60
    JESUP ROAD
    WESTPORT,CT06880
    (203) 222-6222
    bThe form in which applications should be submitted and information and materials they should include:
    WRITTEN PROPOSAL ALONG WITH A COPY OF IRS EXEMPTION LETTER
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    ALTHOUGH THE MISSION OF THE FOUNDATION IS TO SUPPORT PUBLIC POLICY RESEARCH, IT MAKES SMALL GRANTS TO ORGANIZATIONS IN NORTH CAROLINA AND CONNECTICUT THAT PROVIDE INNOVATIVE SERVICES FOR DISADVANTAGED CHILDREN AND FAMILIES. HOWEVER, SUCH GRANTS ARE CUSTOMARILY SOLICITED BY THE FOUNDATION'S GOVERNORS. THEY ARE NOT RENEWABLE. DIRECT SERVICE ORGANIZATIONS LOCATED OUTSIDE THESE TWO STATES, AS WELL AS NATIONAL DIRECT SERVICE CHARITIES, WILL NOT BE CONSIDERED FOR SUPPORT BY THE DIRECT SERVICE GRANTS PROGRAM.
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A SIMPLE GESTURE INC
    3503 REDINGTON DR
    GREENSBORO,NC27410     		  PC GENERAL OPERATING SUPPORT 10,000
    A WIDER CIRCLE
    1726 7TH ST NW
    WASHINGTON,DC20001     		  PC GENERAL OPERATING SUPPORT 2,000
    ADAM J LEWIS ACADEMY
    500 STATE STREET
    BRIDGEPORT,CT06604     		  PC GENERAL OPERATING SUPPORT 50,000
    AMERICA ABROAD MEDIA
    1701 PENNSYLVANIA AVE NW STE 200
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 250,000
    AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RESEARCH
    1789 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 83,300
    AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RESEARCH
    1789 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 200,000
    AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RESEARCH
    1789 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 126,800
    AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RESEARCH
    1789 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 150,000
    AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RESEARCH
    1789 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 96,900
    AMERICAN FOREIGN POLICY COUNCIL
    509 C ST NE
    WASHINGTON,DC20002     		  PC GENERAL OPERATING SUPPORT 400,000
    AMERICAN FOREIGN POLICY COUNCIL
    509 C ST NE
    WASHINGTON,DC20002     		  PC GENERAL OPERATING SUPPORT 150,000
    AMERICAN FOREIGN POLICY COUNCIL
    509 C ST NE
    WASHINGTON,DC20002     		  PC GENERAL OPERATING SUPPORT 25,000
    AMERICAN RESILIENCE PROJECT
    14 PARK STREET
    FLORENCE,MA01062     		  PC GENERAL OPERATING SUPPORT 5,000
    AMERICAN RESILIENCE PROJECT
    14 PARK STREET
    FLORENCE,MA01062     		  PC GENERAL OPERATING SUPPORT 5,000
    AMERICARES FOUNDATION INC
    88 HAMILTON AVENUE
    STAMFORD,CT06902     		  PC GENERAL OPERATING SUPPORT 25,000
    ANGELO STATE UNIVERSITY
    2601 W AVENUE N
    SAN ANGELO,TX76909     		  PC GENERAL OPERATING SUPPORT 134,635
    AREI INC
    PO BOX 7784
    ASPEN,CO81612     		  PC GENERAL OPERATING SUPPORT 5,000
    ASSOCIATION FOR THE NEW CENTURY INC
    PO BOX 115
    SEWICKLEY,PA15143     		  PC GENERAL OPERATING SUPPORT 200,000
    ASSOCIATION OF GRADUATES OF THE UNITED STATES MILITARY ACADEMY
    698 MILLS RD HERBERT ALUMNI CENTER
    WEST POINT,NY10996     		  PC GENERAL OPERATING SUPPORT 5,000
    BACKPACK BEGINNINGS
    3707 ALLIANCE DRIVE NO D
    GREENSBORO,NC27407     		  PC GENERAL OPERATING SUPPORT 2,500
    BEAUFORT HISTORICAL ASSOCIATION INC
    100 TURNER ST
    BEAUFORT,NC28516     		  PC GENERAL OPERATING SUPPORT 5,000
    BERKELEY DIVINITY SCHOOL
    409 PROSPECT ST
    NEW HAVEN,CT06511     		  PC GENERAL OPERATING SUPPORT 2,500
    BERKELEY DIVINITY SCHOOL
    409 PROSPECT ST
    NEW HAVEN,CT06511     		  PC GENERAL OPERATING SUPPORT 5,000
    BHCARE FOUNDATION
    127 WASHINGTON AVE
    NORTH HAVEN,CT06473     		  PC GENERAL OPERATING SUPPORT 10,000
    BISHOP JOHN T WALKER SCHOOL FOR BOYS
    1801 MISSISSIPPI AVE SE
    WASHINGTON,DC20020     		  PC GENERAL OPERATING SUPPORT 4,000
    BOYS AND GIRLS CLUBS OF COASTAL CAROLINA INC
    601 MULBERRY ST
    BEAUFORT,NC28516     		  PC GENERAL OPERATING SUPPORT 10,000
    BRAIN & BEHAVIOR RESEARCH FOUNDATION
    747 3RD AVE 33RD FL
    NEW YORK,NY10017     		  PC GENERAL OPERATING SUPPORT 15,000
    BRIDGEPORT HOSPITAL FOUNDATION INC
    267 GRANT ST
    BRIDGEPORT,CT06610     		  PC GENERAL OPERATING SUPPORT 25,000
    BRIDGEPORT HOSPITAL FOUNDATION INC
    267 GRANT ST
    BRIDGEPORT,CT06610     		  PC GENERAL OPERATING SUPPORT 5,000
    BRIDGEPORT NEIGHBORHOOD TRUST
    570 STATE STREET
    BRIDGEPORT,CT06604     		  PC GENERAL OPERATING SUPPORT 10,000
    BROOKINGS INSTITUTION
    1775 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 250,000
    BROOKINGS INSTITUTION
    1775 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 150,000
    BROOKINGS INSTITUTION
    1775 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 150,000
    BROWN UNIVERSITY
    75 WATERMAN ST
    PROVIDENCE,RI02912     		  PC GENERAL OPERATING SUPPORT 350,000
    BROWN UNIVERSITY
    75 WATERMAN ST
    PROVIDENCE,RI02912     		  PC GENERAL OPERATING SUPPORT 250,000
    CAMPAIGN FOR HUMAN RIGHTS INC
    137 MONTAGUE STREET PMB 384
    BROOKLYN,NY11201     		  PC GENERAL OPERATING SUPPORT 100,000
    CARAVAN OF LIFE USA
    26 CEDAR STREET
    BERGENFIELD,NJ07621     		  PC GENERAL OPERATING SUPPORT 2,500
    CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE
    1779 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 50,000
    CARTERET COMMUNITY FOUNDATION INC
    3737 GLENWOOD AVE SUITE 460
    RALEIGH,NC27612     		  PC GENERAL OPERATING SUPPORT 5,000
    CATHOLIC CHARITIES OF THE ARCHODIOCESE OF WASHINGTON INC
    924 G ST NW
    WASHINGTON,DC20001     		  PC GENERAL OPERATING SUPPORT 4,000
    CENTER FOR A NEW AMERICAN SECURITY INC
    1152 15TH ST NE STE 950
    WASHINGTON,DC20005     		  PC GENERAL OPERATING SUPPORT 150,000
    CENTER FOR CREATIVE LEADERSHIP
    1 LEADERSHIP PL
    GREENSBORO,NC27410     		  PC GENERAL OPERATING SUPPORT 5,000
    CENTER FOR CREATIVE LEADERSHIP
    1 LEADERSHIP PL
    GREENSBORO,NC27410     		  PC GENERAL OPERATING SUPPORT 2,000,000
    CENTER FOR CREATIVE LEADERSHIP
    1 LEADERSHIP PL
    GREENSBORO,NC27410     		  PC GENERAL OPERATING SUPPORT 10,000
    CENTER FOR EUROPEAN POLICY ANALYSIS
    1275 PENNSYLVANIA AVE NW STE 400
    WASHINGTON,DC20004     		  PC GENERAL OPERATING SUPPORT 150,000
    CENTER FOR STRATEGIC AND BUDGETARY ASSESSMENTS
    1667 K ST NW STE 900
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 76,397
    CENTER FOR STRATEGIC AND BUDGETARY ASSESSMENTS
    1667 K ST NW STE 900
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 95,491
    CENTER FOR STRATEGIC AND BUDGETARY ASSESSMENTS
    1667 K ST NW STE 900
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 140,451
    CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES INC
    1616 RHODE ISLAND AVENUE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 80,000
    CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES INC
    1616 RHODE ISLAND AVENUE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 75,000
    CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES INC
    1616 RHODE ISLAND AVENUE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 100,000
    CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES INC
    1616 RHODE ISLAND AVENUE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 193,600
    CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES INC
    1616 RHODE ISLAND AVENUE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 175,000
    CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES INC
    1616 RHODE ISLAND AVENUE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 200,000
    CENTER FOR URBAN FAMILIES INC
    2201 N MONROE ST
    BALTIMORE,MD21217     		  PC GENERAL OPERATING SUPPORT 3,000
    CHECKERBOARD FOUNDATION INC
    1 E 53RD ST 14TH FL
    NEW YORK,NY10022     		  PC GENERAL OPERATING SUPPORT 10,000
    CHILDREN OF FALLEN PATRIOTS FOUNDATION
    44900 PRENTICE DR
    STERLING,VA20166     		  PC GENERAL OPERATING SUPPORT 50,000
    CLAREMONT MCKENNA COLLEGE
    888 COLUMBIA AVENUE
    CLAREMONT,CA91711     		  PC GENERAL OPERATING SUPPORT 140,583
    THE UNIVERSITY OF TEXAS AT AUSTIN
    110 INNER CAMPUS DRIVE
    AUSTIN,TX78705     		  PC GENERAL OPERATING SUPPORT 150,000
    COLUMBIA UNIVERSITY
    213 LOW LIBRARY 535 W 116TH ST
    NEW YORK,NY10027     		  PC GENERAL OPERATING SUPPORT 52,461
    COLUMBIA UNIVERSITY
    213 LOW LIBRARY 535 W 116TH ST
    NEW YORK,NY10027     		  PC GENERAL OPERATING SUPPORT 130,000
    COLUMBIA UNIVERSITY
    213 LOW LIBRARY 535 W 116TH ST
    NEW YORK,NY10027     		  PC GENERAL OPERATING SUPPORT 100,000
    COLUMBIA UNIVERSITY
    213 LOW LIBRARY 535 W 116TH ST
    NEW YORK,NY10027     		  PC GENERAL OPERATING SUPPORT 7,500
    COMMITTEE FOR A RESPONSIBLE FEDERAL BUDGET
    1900 M STREET SUITE 850
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 112,000
    COMMITTEE FOR HUMAN RIGHTS IN NORTH KOREA
    1801 F STREET NW SUITE 305
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 200,000
    CONNECTICUT BASEBALL CLUB INC
    230 PLEASANT VIEW AVE
    BRISTOL,CT06010     		  PC GENERAL OPERATING SUPPORT 4,000
    COUNCIL ON FOREIGN RELATIONS INC
    1777 F ST NW
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 173,968
    COUNCIL ON FOREIGN RELATIONS INC
    1777 F ST NW
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 50,000
    COUNCIL ON STRATEGIC RISKS
    1025 CONNECTICUT AVE NW STE 1000
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 50,000
    COURT APPOINTED SPECIAL ADVOCATES OF SOUTHERN CONNECTICUT INC
    157 CHURCH STREET 19TH FLOOR
    NEW HAVEN,CT06510     		  PC GENERAL OPERATING SUPPORT 5,000
    COVENANT HOUSE WASHINGTON DC
    2001 MISSISSIPPI AVE SE
    WASHINGTON,DC20020     		  PC GENERAL OPERATING SUPPORT 4,000
    DUKE UNIVERSITY
    614 CHAPEL DR
    DURHAM,NC27708     		  PC GENERAL OPERATING SUPPORT 15,000
    EDMUND BURKE FOUNDATION INC
    600 PENNSYLVANIA AVE NW S
    WASHINGTON,DC20003     		  PC GENERAL OPERATING SUPPORT 50,000
    EDMUND BURKE FOUNDATION INC
    600 PENNSYLVANIA AVE NW S
    WASHINGTON,DC20003     		  PC GENERAL OPERATING SUPPORT 10,000
    EMP TASK FORCE ON NATIONAL AND HOMELAND SECURITY
    300 WINDSWEPT RD
    MINERAL,VA23117     		  PC GENERAL OPERATING SUPPORT 149,966
    ENABLED CHILDREN INITIATIVE
    11706 36TH AVENUE WEST
    BRADENTON,FL34210     		  PC GENERAL OPERATING SUPPORT 10,000
    ENVIRONMENTAL DEFENSE FUND INC
    1875 CONNECTICUT AVE NW SUITE 600
    WASHINGTON,DC20009     		  PC GENERAL OPERATING SUPPORT 5,000
    ENVIRONMENTAL FILM FESTIVAL IN THE NATION'S CAPITAL
    1800 M ST NW PO BOX 33309
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 10,000
    EQUAL JUSTICE INITIATIVE
    122 COMMERCE ST
    MONTGOMERY,AL36104     		  PC GENERAL OPERATING SUPPORT 7,000
    EYE ON ISIS
    206 CHRISTOL ST
    METUCHEN,NJ08840     		  PC GENERAL OPERATING SUPPORT 100,000
    FAIRFIELD UNIVERSITY
    1073 NORTH BENSON RD
    FAIRFIELD,CT06824     		  PC GENERAL OPERATING SUPPORT 20,000
    FAMILY SERVICE OF GREENSBORO FOUNDATION INC
    902 BONNER DR
    JAMESTOWN,NC27282     		  PC GENERAL OPERATING SUPPORT 2,000
    FAMILY SUPPORT NETWORK OF CENTRAL CAROLINA
    1200 N ELM ST
    GREENSBORO,NC27401     		  PC GENERAL OPERATING SUPPORT 10,000
    FIDELITY CHARITABLE GIFT FUND
    PO BOX 770001
    CINCINNATI,OH45277     		  PC GENERAL OPERATING SUPPORT 70,000
    FIRST PRESBYTERIAN CHURCH
    617 N ELM STREET
    GREENSBORO,NC27401     		  PC GENERAL OPERATING SUPPORT 5,000
    FIRST UNITED METHODIST CHURCH
    604 MARKET STREET
    WILLIAMSPORT,PA17701     		  PC GENERAL OPERATING SUPPORT 10,000
    FOREIGN POLICY RESEARCH INSTITUTE
    1528 WALNUT ST STE 610
    PHILADELPHIA,PA19102     		  PC GENERAL OPERATING SUPPORT 89,155
    FOREIGN POLICY RESEARCH INSTITUTE
    1528 WALNUT ST STE 610
    PHILADELPHIA,PA19102     		  PC GENERAL OPERATING SUPPORT 80,300
    FOREIGN POLICY RESEARCH INSTITUTE
    1528 WALNUT ST STE 610
    PHILADELPHIA,PA19102     		  PC GENERAL OPERATING SUPPORT 154,000
    FOREIGN POLICY RESEARCH INSTITUTE
    1528 WALNUT ST STE 610
    PHILADELPHIA,PA19102     		  PC GENERAL OPERATING SUPPORT 137,500
    FREEDOM HOUSE
    1850 M ST NW FLOOR 11
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 5,000
    FREEDOM HOUSE
    1850 M ST NW FLOOR 11
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 125,000
    FRIENDS OF CHINA LABOUR BULLETIN INC
    1114 AVENUE OF THE AMERICAS 40TH FL
    NEW YORK,NY10036     		  PC GENERAL OPERATING SUPPORT 95,308
    FRIENDS OF KING'S COLLEGE LONDON ASSOCIATION INC
    1350 AVENUE OF THE AMERICAS SUITE
    266
    NEW YORK,NY10019     		  PC GENERAL OPERATING SUPPORT 7,500
    FRIENDS OF THE AMERICAN UNIVERSITY OF AFGHANSTAN
    1901 PENNSYLVANIA AVE NW STE 207
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 4,000
    GEORGETOWN UNIVERSITY
    37TH AND O STREETS NW
    WASHINGTON,DC20057     		  PC GENERAL OPERATING SUPPORT 150,000
    GEORGETOWN UNIVERSITY
    37TH AND O STREETS NW
    WASHINGTON,DC20057     		  PC GENERAL OPERATING SUPPORT 110,402
    GRAND TETON NATIONAL PARK FOUNDATION
    115 E PEARL AVE STE 201
    JACKSON,WY83001     		  PC GENERAL OPERATING SUPPORT 7,500
    GREATER NEW ORLEANS FOUNDATION
    919 ST CHARLES AVE
    NEW ORLEANS,LA70130     		  PC GENERAL OPERATING SUPPORT 2,500
    GREENSBORO DAY SCHOOL
    5401 LAWNDALE DR
    GREENSBORO,NC27455     		  PC GENERAL OPERATING SUPPORT 10,000
    GREENSBORO DAY SCHOOL
    5401 LAWNDALE DR
    GREENSBORO,NC27455     		  PC GENERAL OPERATING SUPPORT 2,500
    HABIB UNIVERSITY FOUNDATION US INC
    4 E 27TH ST
    NEW YORK,NY10001     		  PC GENERAL OPERATING SUPPORT 5,000
    HARVARD UNIVERSITY
    1350 MASSACHUSETTS AVE
    CAMBRIDGE,MA02138     		  PC GENERAL OPERATING SUPPORT 200,000
    HEALING PLACE INC
    1020 W MARKET ST
    LOUISVILLE,KY40202     		  PC GENERAL OPERATING SUPPORT 1,500
    HILLSDALE COLLEGE
    33 E COLLEGE ST
    HILLSDALE,MI49242     		  PC GENERAL OPERATING SUPPORT 20,000
    HOLOCAUST MUSEUM HOUSTON
    5401 CAROLINE
    HOUSTON,TX77004     		  PC GENERAL OPERATING SUPPORT 5,000
    HOMES WITH HOPE INC
    49 RICHMONDVILLE AVE SUITE 212
    WESTPORT,CT06880     		  PC GENERAL OPERATING SUPPORT 10,000
    HOMES WITH HOPE INC
    49 RICHMONDVILLE AVE SUITE 212
    WESTPORT,CT06880     		  PC GENERAL OPERATING SUPPORT 25,000
    HUDSON INSTITUTE INC
    1201 PENNSYLVANIA AVE NW STE 400
    WASHINGTON,DC20004     		  PC GENERAL OPERATING SUPPORT 100,000
    HUDSON INSTITUTE INC
    1201 PENNSYLVANIA AVE NW STE 400
    WASHINGTON,DC20004     		  PC GENERAL OPERATING SUPPORT 135,000
    HUDSON INSTITUTE INC
    1201 PENNSYLVANIA AVE NW STE 400
    WASHINGTON,DC20004     		  PC GENERAL OPERATING SUPPORT 100,000
    HUDSON INSTITUTE INC
    1201 PENNSYLVANIA AVE NW STE 400
    WASHINGTON,DC20004     		  PC GENERAL OPERATING SUPPORT 50,000
    HUDSON INSTITUTE INC
    1201 PENNSYLVANIA AVE NW STE 400
    WASHINGTON,DC20004     		  PC GENERAL OPERATING SUPPORT 150,000
    HUDSON INSTITUTE INC
    1201 PENNSYLVANIA AVE NW STE 400
    WASHINGTON,DC20004     		  PC GENERAL OPERATING SUPPORT 100,000
    JOHNS HOPKINS UNIVERSITY
    2715 N CHARLES STREET
    BALTIMORE,MD21218     		  PC GENERAL OPERATING SUPPORT 49,343
    LAST PRISONER PROJECT
    1312 17TH ST 640
    DENVER,CO80202     		  PC GENERAL OPERATING SUPPORT 10,000
    LITTLE BRITCHES THERAPEUTIC RIDING INC
    510 JEREMY SWAMP ROAD
    SOUTHBURY,CT06488     		  PC GENERAL OPERATING SUPPORT 5,000
    MASSACHUSETTS INSTITUTE OF TECHNOLOGY
    77 MASSACHUSETTS AVE
    CAMBRIDGE,MA02139     		  PC GENERAL OPERATING SUPPORT 266,385
    MASSACHUSETTS INSTITUTE OF TECHNOLOGY
    77 MASSACHUSETTS AVE
    CAMBRIDGE,MA02139     		  PC GENERAL OPERATING SUPPORT 7,500
    MDRC
    200 VESEY ST 23RD FL
    NEW YORK,NY10281     		  PC GENERAL OPERATING SUPPORT 5,000
    GEORGE MASON UNIVERSITY FOUNDATION INC
    3434 WASHINGSTON BLVD
    ARLINGTON,VA22201     		  PC GENERAL OPERATING SUPPORT 92,807
    GEORGE MASON UNIVERSITY FOUNDATION INC
    3434 WASHINGSTON BLVD
    ARLINGTON,VA22201     		  PC GENERAL OPERATING SUPPORT 110,000
    MISSOURI STATE UNIVERSITY FOUNDATION
    901 S NATIONAL
    SPRINGFILED,MO65897     		  PC GENERAL OPERATING SUPPORT 49,800
    MY FRIEND ABBEY INC
    12 GLENWOOD DRIVE
    TRUMBULL,CT06611     		  PC GENERAL OPERATING SUPPORT 10,000
    NATIONAL BUREAU OF ECONOMIC RESEARCH
    1050 MASSACHUSETTS AVENUE
    CAMBRIDGE,MA02138     		  PC GENERAL OPERATING SUPPORT 64,488
    NATIONAL CAMPAIGN TO PREVENT TEEN PREGNANCY
    1776 MASSACHUSETTS AVENUE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 2,000
    NATIONAL INSTITUTE FOR PUBLIC POLICY
    9302 LEE HWY
    FAIRFAX,VA22031     		  PC GENERAL OPERATING SUPPORT 49,928
    NATIONAL INSTITUTE FOR PUBLIC POLICY
    9302 LEE HWY
    FAIRFAX,VA22031     		  PC GENERAL OPERATING SUPPORT 189,776
    NATIONAL INSTITUTE FOR PUBLIC POLICY
    9302 LEE HWY
    FAIRFAX,VA22031     		  PC GENERAL OPERATING SUPPORT 22,500
    NATURAL SCIENCE CENTER OF GREENSBORO INC
    4301 LAWNDALE DR
    GREENSBORO,NC27455     		  PC GENERAL OPERATING SUPPORT 10,500
    NEW AMERICA FOUNDATION
    740 15TH ST NW STE 900
    WASHINGTON,DC20005     		  PC GENERAL OPERATING SUPPORT 105,000
    NEW YORK UNIVERSITY
    105 E 17TH STREET
    NEW YORK,NY10003     		  PC GENERAL OPERATING SUPPORT 149,227
    NORTH CAROLINA MARINE AND ESTUARY FOUNDATION INC
    1101 HAYNES STREET NO 102
    RALEIGH,NC27604     		  PC GENERAL OPERATING SUPPORT 5,000
    OPEN MARKETS INSTITUTE
    655 15TH ST NW
    WASHINGTON,DC20005     		  PC GENERAL OPERATING SUPPORT 50,000
    OPPORTUNITY AMERICA
    737 8TH STREET SE STE 201
    WASHINGTON,DC20003     		  PC GENERAL OPERATING SUPPORT 75,000
    OUTCOMES RESEARCH INSTITUTE
    1092 CATHCART WAY
    STANFORD,CA94305     		  PC GENERAL OPERATING SUPPORT 200,000
    PACIFIC FORUM
    1003 BISHOP ST STE 1150
    HONOLULU,HI96813     		  PC GENERAL OPERATING SUPPORT 150,000
    PEW CHARITABLE TRUSTS
    2005 MARKET STREET STE 2800
    PHILADELPHIA,PA19103     		  PC GENERAL OPERATING SUPPORT 129,000
    PHILANTHROPY ROUNDTABLE
    1120 20TH ST NW STE 550
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 25,000
    MIDDLEBURY COLLEGE
    84 SOUTH SERVICE RD
    MIDDLEBURY,VT05753     		  PC GENERAL OPERATING SUPPORT 5,000
    PRINCETON CHURCH OF CHRIST
    33 RIVER ROAD
    PRINCETON,NJ08540     		  PC GENERAL OPERATING SUPPORT 10,000
    PROJECT 2049 INSTITUTE
    2300 CLARENDON BLVD STE 703
    ARLINGTON,VA22201     		  PC GENERAL OPERATING SUPPORT 50,000
    PROJECT 2049 INSTITUTE
    2300 CLARENDON BLVD STE 703
    ARLINGTON,VA22201     		  PC GENERAL OPERATING SUPPORT 160,000
    PROTESTANT EPISCOPAL HIGH SCHOOL IN VIRGINIA
    1200 N QUAKER LN
    ALEXANDRIA,VA22302     		  PC GENERAL OPERATING SUPPORT 7,500
    PROVIDENCE COLLEGE
    1 CUNNINGHAM SQUARE
    PROVIDENCE,RI02918     		  PC GENERAL OPERATING SUPPORT 4,000
    RANGELEY LAKES HERITAGE TRUST INC
    2424 MAIN ST
    RANGELEY,ME04970     		  PC GENERAL OPERATING SUPPORT 10,000
    READWORKS INC
    PO BOX 24673
    BROOKLYN,NY11202     		  PC GENERAL OPERATING SUPPORT 3,100
    READWORKS INC
    PO BOX 24673
    BROOKLYN,NY11202     		  PC GENERAL OPERATING SUPPORT 1,900
    READWORKS INC
    PO BOX 24673
    BROOKLYN,NY11202     		  PC GENERAL OPERATING SUPPORT 50,000
    UNIVERSITY OF VIRGINIA
    1827 UNIVERSITY AVENUE
    CHARLOTTESVILLE,VA22903     		  PC GENERAL OPERATING SUPPORT 48,564
    RED DOG FARM ANIMAL RESCUE NETWORK
    8653 NC HIGHWAY 65
    STOKESDALE,NC27357     		  PC GENERAL OPERATING SUPPORT 10,000
    RED DOG FARM ANIMAL RESCUE NETWORK
    8653 NC HIGHWAY 65
    STOKESDALE,NC27357     		  PC GENERAL OPERATING SUPPORT 5,000
    REIDSVILLE OUTREACH CENTER
    PO BOX 773
    REIDSVILLE,NC27323     		  PC GENERAL OPERATING SUPPORT 10,000
    THE CITY UNIVERSITY OF NEW YORK
    205 EAST 42ND STREET
    NEW YORK,NY10017     		  PC GENERAL OPERATING SUPPORT 7,500
    RESEARCH FOUNDATION OF THE STATE UNIVERSITY OF NEW YORK
    PO BOX 9
    ALBANY,NY12201     		  PC GENERAL OPERATING SUPPORT 100,388
    RESOURCES FOR THE FUTURE INC
    1616 P ST NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 250,000
    ROYAL INSTITUTE OF INTERNATIONAL AFFAIRS CHATHAM HOUSE FOUNDATION
    1725 I STREET NW
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 75,000
    ROYAL UNITED SERVICES INSTITUTE US FOUNDATION
    1776 I STREET NW
    WASHINGTON,DC20006     		  POF GENERAL OPERATING SUPPORT 115,572
    SACRED HEART UNIVERSITY
    5151 PARK AVENUE
    FAIRFIELD,CT06825     		  PC GENERAL OPERATING SUPPORT 10,000
    SAINT ANTHONY HISTORIC PRESERVATION SOCIETY
    4 STABLE ROAD
    TUXEDO PARK,NY10987     		  PC GENERAL OPERATING SUPPORT 5,000
    SEED PUBLIC CHARTER SCHOOL OF WASHINGTON DC
    4300 C ST SE
    WASHINGTON,DC20019     		  PC GENERAL OPERATING SUPPORT 1,000
    SHADY SIDE ACADEMY
    423 FOX CHAPEL RD
    PITTSBURGH,PA15238     		  PC GENERAL OPERATING SUPPORT 20,000
    SHALOM AUSTIN
    7300 HART LANE
    AUSTIN,TX78731     		  PC GENERAL OPERATING SUPPORT 5,000
    SISTERS OF THE HUMILITY OF MARY
    820 W CENTRAL PARK AVE
    DAVENPORT,IA52804     		  PC GENERAL OPERATING SUPPORT 4,000
    SPIRIT OF AMERICA WORLDWIDE
    12021 WILSHIRE BLVD STE 507
    LOS ANGELES,CA90025     		  PC GENERAL OPERATING SUPPORT 100,000
    SQUADRON A FOUNDATION
    3 W 51 STREET
    NEW YORK,NY10019     		  PC GENERAL OPERATING SUPPORT 2,500
    ST BARNABAS EPISCOPAL CHURCH
    10345 MONTGOMERY ROAD
    MONTGOMERY,OH45242     		  PC GENERAL OPERATING SUPPORT 27,500
    STANFORD UNIVERSITY
    485 BORADWAY STREET
    REDWOOD CITY,CA94063     		  PC GENERAL OPERATING SUPPORT 200,000
    STANFORD UNIVERSITY
    485 BORADWAY STREET
    REDWOOD CITY,CA94063     		  PC GENERAL OPERATING SUPPORT 200,000
    STANFORD UNIVERSITY
    485 BORADWAY STREET
    REDWOOD CITY,CA94063     		  PC GENERAL OPERATING SUPPORT 146,448
    STANFORD UNIVERSITY
    485 BORADWAY STREET
    REDWOOD CITY,CA94063     		  PC GENERAL OPERATING SUPPORT 134,447
    STANFORD UNIVERSITY
    485 BORADWAY STREET
    REDWOOD CITY,CA94063     		  PC GENERAL OPERATING SUPPORT 427,852
    STEPPING STONES MUSEUM FOR CHILDREN
    303 WEST AVE
    NORWALK,CT06850     		  PC GENERAL OPERATING SUPPORT 10,000
    TEXAS A&M UNIVERSITY
    400 HARVEY MITCHELL PKWY SOUTH
    COLLEGE STATION,TX77845     		  GOV GENERAL OPERATING SUPPORT 7,500
    THE ALEXANDER HAMILTON SOCIETY
    1875 CONNECTICUT AVE NW STE 10
    WASHINGTON,DC20009     		  PC GENERAL OPERATING SUPPORT 161,000
    THE AMERICAN ACADEMY FOR STRATEGIC EDUCATION
    28892 MARGUERITE PKWY STE 260
    MISSION VIEJO,CA92692     		  PF GENERAL OPERATING SUPPORT 144,043
    THE AMERICAN SOCIETY OF THE MOST VENERABLE ORDER OF THE HOSPITAL OF ST JOH
    22101 MOROSS RD
    DETROIT,MI48236     		  PC GENERAL OPERATING SUPPORT 2,500
    THE ARAB GULF STATES INSTITUTE IN WASHINGTON
    1050 CONNECTICUT AVE NW STE 1060
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 50,000
    ARMY DISTAFF FOUNDATION INC
    6200 OREGON AVE NW
    WASHINGTON,DC20015     		  PC GENERAL OPERATING SUPPORT 10,000
    THE ATLANTIC COUNCIL OF THE UNITED STATES INC
    910 17TH ST NW
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 50,000
    THE ATLANTIC COUNCIL OF THE UNITED STATES INC
    910 17TH ST NW
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 5,000
    THE ATLANTIC COUNCIL OF THE UNITED STATES INC
    910 17TH ST NW
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 125,000
    THE ATLANTIC COUNCIL OF THE UNITED STATES INC
    910 17TH ST NW
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 200,000
    THE ATLANTIC COUNCIL OF THE UNITED STATES INC
    910 17TH ST NW
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 108,405
    THE BERKSHIRE TACONIC COMMUNITY
    800 N MAIN ST
    SHEFFIELD,MA01257     		  PC GENERAL OPERATING SUPPORT 5,000
    COLLEGE OF WILLIAM & MARY
    PO BOX 8795
    WILLIAMSBURG,VA23187     		  GOV GENERAL OPERATING SUPPORT 75,000
    THE DUI HUA FOUNDATION
    450 SUTTER ST RM 900
    SAN FRANCISCO,CA94108     		  PC GENERAL OPERATING SUPPORT 180,000
    THE FATHERS HOUSE
    940 LAKE EMORY ROAD
    FRANKLINE,NC28734     		  PC GENERAL OPERATING SUPPORT 5,000
    THE FOUNDATION FOR DEFENSE OF DEMOCRACIES INC
    PO BOX 33249
    WASHINGTON,DC20033     		  PC GENERAL OPERATING SUPPORT 300,000
    THE INSTITUTE FOR THE STUDY OF WAR
    1400 16TH ST NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 200,000
    THE INSTITUTE FOR THE STUDY OF WAR
    1400 16TH ST NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 10,000
    THE INTERNATIONAL INSTITUTE FOR STRATEGIC STUDIES-IISS AMERICAS
    2121 K STREET NW STE 600
    WASHINGTON,DC20037     		  PC GENERAL OPERATING SUPPORT 90,310
    THE JAMESTOWN FOUNDATION
    210 LIBERTY ST
    JAMESTOWN,PA16134     		  PC GENERAL OPERATING SUPPORT 119,158
    THE JAMESTOWN FOUNDATION
    210 LIBERTY ST
    JAMESTOWN,PA16134     		  PC GENERAL OPERATING SUPPORT 225,000
    THE JAMESTOWN FOUNDATION
    210 LIBERTY ST
    JAMESTOWN,PA16134     		  PC GENERAL OPERATING SUPPORT 100,000
    THE JEWISH INSTITUTE FOR NATIONAL SECURITY OF AMERICA
    1101 14TH STREET NW STE 1030
    WASHINGTON,DC20005     		  PC GENERAL OPERATING SUPPORT 100,000
    THE MARATHON INITIATIVE
    1725 PENNSYLVANIA AVE NW STE 400
    WASHINGTON,DC20004     		  PC GENERAL OPERATING SUPPORT 150,000
    THE MARATHON INITIATIVE
    1725 PENNSYLVANIA AVE NW STE 400
    WASHINGTON,DC20004     		  PC GENERAL OPERATING SUPPORT 146,300
    THE MARATHON INITIATIVE
    1725 PENNSYLVANIA AVE NW STE 400
    WASHINGTON,DC20004     		  PC GENERAL OPERATING SUPPORT 11,110
    THE MIDDLE EAST INSTITUTE
    1763 N STREET NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 100,000
    THE NONPROLIFERATION POLICY EDUCATION CENTER
    1600 WILSON BLVD STE 640
    ARLINGTON,VA22209     		  PC GENERAL OPERATING SUPPORT 175,000
    THE OXUS SOCIETY FOR CENTRAL ASIAN AFFAIRS
    2039 NEW HAMPSHIRE AVE NW 306
    WASHINGTON,DC20009     		  PC GENERAL OPERATING SUPPORT 139,700
    THE PETEY GREEN PROGRAM INC
    22 STOCKTON ST
    PRINCETON,NJ08540     		  PC GENERAL OPERATING SUPPORT 5,000
    THE SHEPHERD'S TABLE INC
    8106 GEORGIA AVENUE
    SILVER SPRING,MD20910     		  PC GENERAL OPERATING SUPPORT 2,000
    URBAN INSTITUTE
    500 LENFANT PLAZA SW
    WASHINGTON,DC20024     		  PC GENERAL OPERATING SUPPORT 250,000
    URBAN INSTITUTE
    500 LENFANT PLAZA SW
    WASHINGTON,DC20024     		  PC GENERAL OPERATING SUPPORT 150,000
    THE VOLCKER ALLIANCE
    39 BROADWAY STE 1930
    NEW YORK,NY10006     		  PC GENERAL OPERATING SUPPORT 250,000
    WESTMINSTER SCHOOL INC
    995 HOPMEADOW ST
    SIMSBURY,CT06070     		  PC GENERAL OPERATING SUPPORT 10,000
    THE WISCONSIN PROJECT ON NUCLEAR ARMS CONTROL
    1701 K STREET NW STE 805
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 150,000
    WOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARS
    1300 PENNSYLVANIA AVENUE NW
    WASHINGTON,DC20004     		  PC GENERAL OPERATING SUPPORT 200,000
    THOMAS B FORDHAM INSTITUTE
    1016 16TH ST NW 8TH FL
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 200,000
    TRIAD INDEPENDENT CAT RESCUE INC
    2405 COTTAGE PLACE
    GREENSBORO,NC27455     		  PC GENERAL OPERATING SUPPORT 2,000
    TRILATERAL COMMISSION NORTH AMERICA
    PO BOX 380810
    CAMBRIDGE,MA02238     		  PC GENERAL OPERATING SUPPORT 5,000
    DARTMOUTH COLLEGE
    6016 MCNUTT HALL DARTMOUTH COLLEGE
    HANOVER,NH03755     		  PC GENERAL OPERATING SUPPORT 96,305
    DARTMOUTH COLLEGE
    6016 MCNUTT HALL DARTMOUTH COLLEGE
    HANOVER,NH03755     		  PC GENERAL OPERATING SUPPORT 182,122
    DARTMOUTH COLLEGE
    6016 MCNUTT HALL DARTMOUTH COLLEGE
    HANOVER,NH03755     		  PC GENERAL OPERATING SUPPORT 8,000
    UNIVERSITY OF PENNSYLVANIA
    3451 WALNUT ST
    PHILADELPHIA,PA19104     		  PC GENERAL OPERATING SUPPORT 7,500
    TUFTS UNIVERSITY
    419 BOSTON AVE
    MEDFORD,MA02155     		  PC GENERAL OPERATING SUPPORT 25,000
    UNC HEALTH FOUNDATION INC
    PO BOX 309
    CHAPEL HILL,NC27514     		  PC GENERAL OPERATING SUPPORT 10,000
    UNITED STATES NAVAL INSTITUTE
    291 WOOD RD
    ANNAPOLIS,MD21402     		  PC GENERAL OPERATING SUPPORT 20,000
    UNITED WAY OF GREATER GREENSBORO INC
    PO BOX 14998
    GREENSBORO,NC27415     		  PC GENERAL OPERATING SUPPORT 10,000
    UNIVERSITY OF CALIFORNIA IRVINE
    A311 STUDENT CENTER
    IRVINE,CA92697     		  PC GENERAL OPERATING SUPPORT 83,381
    UNIVERSITY OF CALIFORNIA BERKELEY
    101 SPROUL HALL 4206
    BERKELEY,CA94720     		  PC GENERAL OPERATING SUPPORT 200,000
    UNIVERSITY OF CALIFORNIA AT LOS ANGELES
    405 HILGARD AVE
    LOS ANGELES,CA90095     		  PC GENERAL OPERATING SUPPORT 7,500
    UNIVERSITY OF CALIFORNIA SAN DIEGO
    9500 GILMAN DRIVE
    LA JOLLA,CA92093     		  PC GENERAL OPERATING SUPPORT 75,000
    UNIVERSITY OF CHICAGO
    1427 EAST 60TH ST
    CHICAGO,IL60637     		  PC GENERAL OPERATING SUPPORT 400,000
    UNIVERSITY OF CHICAGO
    1427 EAST 60TH ST
    CHICAGO,IL60637     		  PC GENERAL OPERATING SUPPORT 7,500
    UNIVERSITY OF CONNECTICUT
    343 MANSFIELD RD UNIT 1074
    STORRS,CT06269     		  GOV GENERAL OPERATING SUPPORT 67,069
    UNIVERSITY OF MARYLAND FOUNDATION INC
    701 EAST PRATT ST
    BALTIMORE,MD21202     		  GOV GENERAL OPERATING SUPPORT 50,000
    UNIVERSITY OF MICHIGAN
    500 S STATE ST
    ANN ARBOR,MI48109     		  PC GENERAL OPERATING SUPPORT 145,644
    UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
    130 MASON FARM RD
    CHAPEL HILL,NC27599     		  PC GENERAL OPERATING SUPPORT 60,000
    UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
    130 MASON FARM RD
    CHAPEL HILL,NC27599     		  PC GENERAL OPERATING SUPPORT 7,500
    UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
    130 MASON FARM RD
    CHAPEL HILL,NC27599     		  PC GENERAL OPERATING SUPPORT 4,000
    UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
    130 MASON FARM RD
    CHAPEL HILL,NC27599     		  PC GENERAL OPERATING SUPPORT 2,000
    UNIVERSITY OF NOTRE DAME
    100 CAMPUS DISTRIBUTION CENTER
    NOTRE DAME,IN46556     		  PC GENERAL OPERATING SUPPORT 200,586
    UNIVERSITY OF PENNSYLVANIA
    3451 WALNUT ST
    PHILADELPHIA,PA19104     		  PC GENERAL OPERATING SUPPORT 99,000
    UNIVERSITY OF VIRGINIA
    1827 UNIVERSITY AVENUE
    CHARLOTTESVILLE,VA22903     		  PC GENERAL OPERATING SUPPORT 77,059
    UPPER VALLEY ARTS
    PO BOX 322
    NORWICH,CT05055     		  PC GENERAL OPERATING SUPPORT 5,000
    UPPER VALLEY ARTS
    PO BOX 322
    NORWICH,CT05055     		  PC GENERAL OPERATING SUPPORT 5,000
    VALLEY FORGE MILITARY ACADEMY FOUNDATION
    1001 EAGLE ROAD
    WAYNE,PA19087     		  PC GENERAL OPERATING SUPPORT 20,000
    VOLUNTEERS OF AMERICA MID STATES
    570 S 4TH STREET
    LOUISVILLE,KY40202     		  PC GENERAL OPERATING SUPPORT 1,500
    W E UPJOHN INSTITUTE FOR EMPLOYMENT RESEARCH
    300 S WESTNEDGE AVENUE
    KALAMAZOO,MI49007     		  PC GENERAL OPERATING SUPPORT 102,700
    WELLESLEY COLLEGE
    106 CENTRAL STREET
    WELLESLEY,MA02481     		  PC GENERAL OPERATING SUPPORT 77,262
    WESTOVER PRESBYTERIAN CHURCH INC
    505 MUIRS CHAPEL ROAD
    GREENSBORO,NC27410     		  PC GENERAL OPERATING SUPPORT 40,000
    WESTOVER PRESBYTERIAN CHURCH INC
    505 MUIRS CHAPEL ROAD
    GREENSBORO,NC27410     		  PC GENERAL OPERATING SUPPORT 5,000
    WINSTON PREPARATORY SCHOOL
    126 W 17TH STREET
    NEW YORK,NY10011     		  PC GENERAL OPERATING SUPPORT 20,000
    YALE UNIVERSITY
    PO BOX 208229
    NEW HAVEN,CT06520     		  PC GENERAL OPERATING SUPPORT 2,500
    YALE UNIVERSITY
    PO BOX 208229
    NEW HAVEN,CT06520     		  PC GENERAL OPERATING SUPPORT 113,412
    YOUTH FOCUS INC
    405 PARKWAY AVE STE A
    GREENSBORO,NC27401     		  PC GENERAL OPERATING SUPPORT 5,000
    GJRTT FAMILY GRANTS PROGRAM
    800 GREEN VALLEY ROAD STE 203
    GREENSBORO,NC27408     		  PF GENERAL OPERATING SUPPORT 250,000
    Total .................................bullet 3a 21,140,808
    bApproved for future payment
    AMERICA ABROAD MEDIA
    1701 PENNSYLVANIA AVE NW STE 200
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 250,000
    AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RESEARCH
    1789 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 97,600
    AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RESEARCH
    1789 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 60,000
    ASSOCIATION FOR A NEW CENTURY INC
    PO BOX 115
    SWEICKLEY,PA15143     		  PC GENERAL OPERATING SUPPORT 150,000
    BARD COLLEGE
    PO BOX 5000
    ANNANDALEONHUDSON,NY12504     		  PC GENERAL OPERATING SUPPORT 60,000
    BROWN UNIVERSITY
    75 WATERMAN ST
    PROVIDENCE,RI02912     		  PC GENERAL OPERATING SUPPORT 350,000
    BROWN UNIVERSITY
    75 WATERMAN ST
    PROVIDENCE,RI02912     		  PC GENERAL OPERATING SUPPORT 250,000
    CAMPAIGN FOR HUMAN RIGHTS INC
    137 MONTAGUE STREET PMB 384
    BROOKLYN,NY11201     		  PC GENERAL OPERATING SUPPORT 100,000
    CANDID AKA FOUNDATION CENTER
    32 OLD SLIP 24
    NEW YORK,NY10005     		  PC GENERAL OPERATING SUPPORT 20,000
    CENTER FOR STRATEGIC AND BUDGETARY ASSESSMENTS
    1667 K ST NW STE 900
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 100,131
    COLUMBIA UNIVERSITY
    213 LOW LIBRARY 535 W 116TH ST
    NEW YORK,NY10027     		  PC GENERAL OPERATING SUPPORT 100,000
    COMMITTEE FOR A RESPONSIBLE FEDERAL BUDGET
    1900 M STREET SUITE 850
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 138,000
    EYE ON ISIS
    206 CHRISTOL ST
    METUCHEN,NJ08840     		  PC GENERAL OPERATING SUPPORT 50,000
    FOREIGN POLICY RESEARCH INSTITUTE
    1528 WALNUT ST STE 610
    PHILADELPHIA,PA19102     		  PC GENERAL OPERATING SUPPORT 69,300
    GEORGETOWN UNIVERSITY
    37TH AND O STREETS NW
    WASHINGTON,DC20057     		  PC GENERAL OPERATING SUPPORT 83,611
    HARVARD UNIVERSITY
    1350 MASSACHUSETTS AVE
    CAMBRIDGE,MA02138     		  PC GENERAL OPERATING SUPPORT 200,000
    HUDSON INSTITUTE INC
    1201 PENNSYLVANIA AVE NW STE 400
    WASHINGTON,DC20004     		  PC GENERAL OPERATING SUPPORT 100,000
    HUDSON INSTITUTE INC
    1201 PENNSYLVANIA AVE NW STE 400
    WASHINGTON,DC20004     		  PC GENERAL OPERATING SUPPORT 162,250
    NAVAL WAR COLLEGE FOUNDATION INC
    686 CUSHING ROAD
    NEWPORT,RI02841     		  PC GENERAL OPERATING SUPPORT 60,000
    NEW AMERICA FOUNDATION
    740 15TH ST NW STE 900
    WASHINGTON,DC20005     		  PC GENERAL OPERATING SUPPORT 45,000
    OUTCOMES RESEARCH INSTITUTE
    1092 CATHCART WAY
    STANFORD,CA94305     		  PC GENERAL OPERATING SUPPORT 200,000
    ROYAL INSTITUTE OF INTERNATIONAL AFFAIRS CHATHAM HOUSE
    1725 I STREET NW
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 75,000
    STANFORD UNIVERSITY
    485 BORADWAY STREET
    REDWOOD CITY,CA94063     		  PC GENERAL OPERATING SUPPORT 121,848
    STANFORD UNIVERSITY
    485 BORADWAY STREET
    REDWOOD CITY,CA94063     		  PC GENERAL OPERATING SUPPORT 404,355
    TEXAS A&M UNIVERSITY
    400 HARVEY MITCHELL PKWY SOUTH
    COLLEGE STATION,TX77845     		  GOV GENERAL OPERATING SUPPORT 60,000
    THE ATLANTIC COUNCIL OF THE UNITED STATES INC
    910 17TH ST NW
    WASHINGTON,DC20006     		  PC GENERAL OPERATING SUPPORT 91,493
    COLLEGE OF WILLIAM & MARY
    PO BOX 8795
    WILLIAMSBURG,VA23187     		  GOV GENERAL OPERATING SUPPORT 75,000
    THE INSTITUTE FOR THE STUDY OF WAR
    1400 16TH ST NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 200,000
    THE INTERNATIONAL INSTITUTE FOR STRATEGIC STUDIES-IISS AMERICAS
    2121 K STREET NW STE 600
    WASHINGTON,DC20037     		  PC GENERAL OPERATING SUPPORT 109,890
    THE JAMESTOWN FOUNDATION
    210 LIBERTY ST
    JAMESTOWN,PA16134     		  PC GENERAL OPERATING SUPPORT 50,000
    THE JEWISH INSTITUTE FOR NATIONAL SECURITY OF AMERICA
    1101 14TH STREET NW STE 1030
    WASHINGTON,DC20005     		  PC GENERAL OPERATING SUPPORT 100,000
    THE MIDDLE EAST INSTITUTE
    1763 N STREET NW
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 50,000
    THE NONPROLIFERATION POLICY EDUCATION CENTER
    1600 WILSON BLVD STE 640
    ARLINGTON,VA22209     		  PC GENERAL OPERATING SUPPORT 175,000
    URBAN INSTITUTE
    500 LENFANT PLAZA SW
    WASHINGTON,DC20024     		  PC GENERAL OPERATING SUPPORT 250,000
    THE VOLCKER ALLIANCE
    39 BROADWAY STE 1930
    NEW YORK,NY10006     		  PC GENERAL OPERATING SUPPORT 250,000
    THOMAS B FORDHAM INSTITUTE
    1016 16TH ST NW 8TH FL
    WASHINGTON,DC20036     		  PC GENERAL OPERATING SUPPORT 200,000
    UNIVERSITY OF MICHIGAN
    500 S STATE ST
    ANN ARBOR,MI48109     		  PC GENERAL OPERATING SUPPORT 121,928
    UNIVERSITY OF PENNSYLVANIA
    3451 WALNUT ST
    PHILADELPHIA,PA19104     		  PC GENERAL OPERATING SUPPORT 99,275
    WELLESLEY COLLEGE
    106 CENTRAL STREET
    WELLESLEY,MA02481     		  PC GENERAL OPERATING SUPPORT 122,718
    YALE UNIVERSITY
    PO BOX 208229
    NEW HAVEN,CT06520     		  PC GENERAL OPERATING SUPPORT 3,864
    Total .................................bullet 3b 5,206,263
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,131  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		523000 44,159 18 57,198,322  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aEQUITY IN PARTNERSHIP INCOME(LOSS)     		523000 140,549 14 19,683,516  
    bEQUITY IN INC(LOSS) OF SRF PROPERTIES I (501(A) REAL EST. HOLDING COMPANY)     14 1,273,702  
    cEQUITY IN INC(LOSS) OF SRF PROPERTIES II (501(A) REAL EST. HOLDING COMPANY)     14 -64,964  
    dEQUITY IN INC(LOSS) OF SRF PROPERTIES III (501(A) REAL EST. HOLDING COMPANY)     14 383,216  
    eUNREALIZED GAIN/(LOSS)     14 -158,797  
    fGRANTS RETURNED     14 127,173  
    gGRANTS CANCELLED     14 283,498  
    hMISCELLANEOUS INCOME/(LOSS)     14 625  
    iSALE OF FIXED ASSETS     14 277  
    12 Subtotal. Add columns (b), (d), and (e) .. 194,291 85,985,922 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    86,180,213
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2021
    Name of the organization
    SMITH RICHARDSON FOUNDATION INC
     
    Employer identification number

    56-0611550
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990) (2021)
    Schedule B (Form 990) (2021) Page 2
    Name of organization
    SMITH RICHARDSON FOUNDATION INC
          		Employer identification number
    56-0611550
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    H SMITH RICHARDSON CHARITABLE TRUST
     
    701 GREEN VALLEY ROAD SUITE 306
     
    GREENSBORO, NC274087096

    		$ 2,409,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 3
    Name of organization
    SMITH RICHARDSON FOUNDATION INC
          		Employer identification number

    56-0611550
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990) (2021)
    Schedule B (Form 990) (2021)
    Page 4
    Name of organization
    SMITH RICHARDSON FOUNDATION INC
          		Employer identification number

    56-0611550
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990) (2021)
    Additional Data


    Software ID:  
    Software Version:  

    TY 2021 AccountingFeesSchedule
    Name:
    SMITH RICHARDSON FOUNDATION INC
    EIN:
    56-0611550
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    RSM US LLP 109,160 0   109,160

    TY 2021 DistributionFromCorpusElection
    Name:
    SMITH RICHARDSON FOUNDATION INC
    EIN:
    56-0611550
    Election:
    FOUNDATION TRUSTEES HEREBY ELECT UNDER TREASURY REGULATION SECTION 53.4942(A)-3(D)(2) TO TREAT $2,409,000 OF GRANTS MADE IN 2021 AS A DISTRIBUTION FROM CORPUS.

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2021 ExpenditureResponsibilityStmt
    Name:
    SMITH RICHARDSON FOUNDATION INC
    EIN:
    56-0611550
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    AMERICAN ACADEMY FOR STRATEGIC EDUCATION
          		200 M ST NW SUITE 760
    WASHINGTON,DC20012     		2020-07-15 230,000 OUR GRANT IS INTENDED TO HELP FUND THE EDUCATIONAL ACTIVITIES DIRECTLY PERFORMED AND CARRIED OUT BY AASE. THIS GRANT MUST ONLY BE EXPENDED FOR YOUR DIRECT EDUCATIONAL ACTIVITIES OR OTHER CHARITABLE, SCIENTIFIC, LITERARY, EDUCATIONAL PURPOSES OR RELIGIOUS NEEDS AS DEFINED UNDER THE INTERNAL REVENUE CODE SECTION 501(C)(3). 144,043 NO 06/25/21 2021-06-09 ON 6/25/21, AASE REFUNDED $85,957 OF UNEXPENDED FUNDS FROM THE ORIGINAL GRANT.
    GRACE JONES RICHARDSON TESTAMENTARY TRUST
          		800 GREEN VALLEY ROAD SUITE 203
    GREENSBORO,NC27408     		2021-03-31 250,000 OUR GRANT IS FOR THE GENERAL GRANT MAKING SUPPORT OF GRACE JONES RICHARDSON TESTAMENTARY TRUST AND MUST BE EXPENDED FOR CHARITABLE, SCIENTIFIC, LITERARY, EDUCATIONAL PURPOSES OR RELIGIOUS NEEDS AS DEFINED UNDER INTERNAL REVENUE CODE SECTION 501(C)(3). 250,000 NO 12/31/2021 2021-12-31  
    RUSI - ROYAL UNITED SERVICES INSTITUTE RUSI US FOUNDATION
          		1776 I STREET NW 9TH FLOOR
    WASHINGTON,DC20006     		2021-07-13 115,572 OUR GRANT IS INTENDED TO HELP FUND THE EDUCATIONAL ACTIVITIES DIRECTLY PERFORMED AND CARRIED OUT BY RUSI. THIS GRANT MUST ONLY BE EXPENDED FOR YOUR DIRECT EDUCATIONAL ACTIVITIES OR OTHER CHARITABLE, SCIENTIFIC, LITERARY, EDUCATIONAL PURPOSES OR RELIGIOUS NEEDS AS DEFINED UNDER THE INTERNAL REVENUE CODE SECTION 501(C)(3). 115,572 NO   2021-12-31 RUSI IS REQUIRED TO PROVIDE SRF WITH ITS DETAILED FINANCIAL REPORT REGARDING PROPER EXPENDITURE OF THIS GRANT NO LATER THAN 12/31/2022.

    TY 2021 GeneralExplanationAttachment
    Name:
    SMITH RICHARDSON FOUNDATION INC
    EIN:
    56-0611550
    Identifier Return Reference Explanation
    CONTROLLED ENTITIES FORM 990-PF, PART VI-A, LINE 11 THE SMITH RICHARDSON FOUNDATION (EIN 56-0611550) OWNS AN APPROXIMATELY 63.51% INTEREST IN MOORINGS CAPITAL LLC (EIN 56-2280118). MOORINGS CAPITAL LLC'S ADDRESS IS 701 GREEN VALLEY ROAD, SUITE 306, GREENSBORO, NC 27408. SOME OF THE OTHER LLC MEMBERS SHARE COMMON TRUSTEES WITH THE SMITH RICHARDSON FOUNDATION. WHEN THE TRUST'S OWNERSHIP INTEREST IN MOORINGS CAPITAL LLC IS COMBINED WITH THE OTHER LLC MEMBERS, THE TRUST COULD BE CONSIDERED TO OWN A CONTROLLED ENTITY. DURING THE 2021 TAX YEAR, THE SMITH RICHARDSON FOUNDATION DID NOT RECEIVE ANY SPECIFIED PAYMENTS FROM MOORINGS CAPITAL LLC WITHIN THE MEANING OF INTERNAL REVENUE CODE SECTION 512(B)(13)(A).ALSO, THE SMITH RICHARDSON FOUNDATION'S OWNERSHIP INTEREST IN MOORINGS CAPITAL LLC IS NOT AN EXCESS BUSINESS HOLDING UNDER INTERNAL REVENUE CODE SECTION 4943.MOORINGS CAPITAL LLC IS A PARTNERSHIP FOR FEDERAL INCOME TAX PURPOSES, AND IT HAS FOUR PARTNERS/LLC MEMBERS. ALL OF THE MEMBERS ARE TAX EXEMPT ENTITIES UNDER INTERNAL REVENUE CODE SECTION 501(C)(3).THIS LLC WAS FORMED FOR THE PURPOSE OF POOLING EACH INDIVIDUAL TAX EXEMPT ENTITY'S SEPARATE INVESTMENTS INTO ONE LARGER INVESTMENT POOL. THIS POOLING OF INVESTMENTS PROVIDES MANY BENEFITS TO THE PARTNERS/MEMBERS WHICH INCLUDE LOWER INVESTMENT MANAGEMENT FEES AND ACCESS TO INVESTMENTS NOT OTHERWISE AVAILABLE. MOORINGS CAPITAL LLC DOES NOT HAVE ANY EMPLOYEES AND ITS ONLY ASSETS ARE THE INVESTMENTS IN LOWER TIER INVESTMENT PARTNERSHIPS. MOORINGS CAPITAL DOES NOT HAVE A CONTROLLING INTEREST IN ANY OF THE LOWER TIER INVESTMENT PARTNERSHIPS THAT IT OWNS. ALSO, NEITHER SMITH RICHARDSON FOUNDATION NOR ANY OTHER PARTNER/LLC MEMBER HAS ANY CONTROLLING INTEREST IN ANY OF THE LOWER TIER INVESTMENTS THAT ARE OWNED BY MOORINGS CAPITAL LLC.DURING THE 2021 TAX YEAR THE SMITH RICHARDSON FOUNDATION RECEIVED $24,260,000 OF CAPITAL DISTRIBUTIONS FROM MOORINGS CAPITAL LLC.

    TY 2021 InvestmentsOtherSchedule2
    Name:
    SMITH RICHARDSON FOUNDATION INC
    EIN:
    56-0611550
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    PARTNERSHIP EQUITY FMV 605,066,206 605,066,206

    TY 2021 LegalFeesSchedule
    Name:
    SMITH RICHARDSON FOUNDATION INC
    EIN:
    56-0611550
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NEXSEN PRUET LEGAL FEES 15,691 0   15,691
    BROOKS PIERCE LEGAL FEES 836 0   836


    TY 2021 OtherAssetsSchedule
    Name:
    SMITH RICHARDSON FOUNDATION INC
    EIN:
    56-0611550
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    OTHER RECEIVABLES 300,801 25,462 25,462


    TY 2021 OtherExpensesSchedule
    Name:
    SMITH RICHARDSON FOUNDATION INC
    EIN:
    56-0611550
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK FEES 6,017 0   6,017
    CONSULTING FEES 80,915 0   80,915
    DUES & SUBSCRIPTIONS 15,836 0   15,836
    FURNITURE RENTAL 11,789 0   11,789
    INSURANCE 132,403 0   140,117
    MAINTENANCE 95,199 0   106,877
    OFFICE SUPPLIES 44,364 0   44,364
    POSTAGE 8,572 0   8,572
    TELEPHONE 60,456 0   60,456
    UTILITIES 15,780 0   15,780
    MISCELLANEOUS EXPENSE 1,424 0   1,801
    PENALTIES 6,057 0   0


    TY 2021 OtherIncomeSchedule2
    Name:
    SMITH RICHARDSON FOUNDATION INC
    EIN:
    56-0611550
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME FROM MOORINGS CAPITAL LLC   4,439,414  
    EQUITY IN PARTNERSHIP INCOME(LOSS) 19,824,065   19,683,516
    EQUITY IN INC(LOSS) OF SRF PROPERTIES I (501(A) REAL EST. HOLDING COMPANY) 1,273,702   1,273,702
    EQUITY IN INC(LOSS) OF SRF PROPERTIES II (501(A) REAL EST. HOLDING COMPANY) -64,964   -64,964
    EQUITY IN INC(LOSS) OF SRF PROPERTIES III (501(A) REAL EST. HOLDING COMPANY) 383,216   383,216
    UNREALIZED GAIN/(LOSS) -158,797   -158,797
    GRANTS RETURNED 127,173   127,173
    GRANTS CANCELLED 283,498   283,498
    MISCELLANEOUS INCOME/(LOSS) 625   625
    SALE OF FIXED ASSETS 277   277


    TY 2021 OtherLiabilitiesSchedule
    Name:
    SMITH RICHARDSON FOUNDATION INC
    EIN:
    56-0611550
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED EXCISE TAX 2,117,000 2,652,000
    GRANTS PAYABLE TO SRF I, SRF II, AND SRF III 1,626,051 34,098


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    SMITH RICHARDSON FOUNDATION INC
    EIN:
    56-0611550
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CUSTODIAN FEES 133 133   0
    EQUITY IN PSHP INCOME(LOSS): INVESTMENT EXPENSES (K-1'S) 0 6,565,191   0
    COMPUTER CONSULTING 140,697 0   122,648
    OTHER PROFESSIONAL FEES 231,318 0   231,318


    TY 2021 TaxesSchedule
    Name:
    SMITH RICHARDSON FOUNDATION INC
    EIN:
    56-0611550
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL TAXES 125,998 0   125,998
    DEFERRED FEDERAL EXCISE TAX BENEFIT 1,440,366 0   0


    TY 2021 TransfersFrmControlledEntities
    Name:
    SMITH RICHARDSON FOUNDATION INC
    EIN:
    56-0611550
    Name US /
    Foreign Address    		 EIN Description Amount
    MOORINGS CAPITAL LLC 701 GREEN VALLEY ROAD SUITE 306
    GREENSBORO,NC27408     		56-2280118 CASH DISTRIBUTION AS SHOWN ON 2021 SCHEDULE K-1 RCVD FROM PARTNERSHIP. 0
    MOORINGS CAPITAL LLC 701 GREEN VALLEY ROAD SUITE 306
    GREENSBORO,NC27408     		56-2280118 REIMBURSEMENT FOR SERVICES PROVIDED TO MOORINGS CAPITAL, LLC. 0
    Total     26,218,762