Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021
Name of foundation
THE GARFIELD FOUNDATION
C/O BALDWIN BROTHERS
Number and street (or P.O. box number if mail is not delivered to street address)204 SPRING STREET
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MARION, MA02738
A Employer identification number

22-2285358
B Telephone number (see instructions)

(508) 748-0800
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$37,628,299J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 510,739 440,453  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,683,423
b Gross sales price for all assets on line 6a 8,659,952
7 Capital gain net income (from Part IV, line 2)... 1,727,653
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 20,657 15,612  
12 Total. Add lines 1 through 11........ 2,214,819 2,183,718  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages...... 1,037,120 0   1,037,120
15 Pension plans, employee benefits....... 202,713 0   202,713
16a Legal fees (attach schedule)......... Click to see attachment 141,307 105,980   35,327
b Accounting fees (attach schedule)....... Click to see attachment 53,150 39,863   13,287
c Other professional fees (attach schedule).... Click to see attachment 181,098 180,998   100
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 87,878 894   64,195
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 38,794 0   38,794
21 Travel, conferences, and meetings....... 11,440 0   11,440
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 41,602 3,520   41,602
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,795,102 331,255   1,444,578
25 Contributions, gifts, grants paid....... 1,376,574 1,376,574
26 Total expenses and disbursements. Add lines 24 and 25 3,171,676 331,255   2,821,152
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -956,857
b Net investment income (if negative, enter -0-) 1,852,463
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 141,710 360,854 360,854
2 Savings and temporary cash investments......... 886,744 694,123 694,123
3 Accounts receivable bullet10,357
Less: allowance for doubtful accounts bullet   532,763 10,357 10,357
4 Pledges receivable bullet394,733
Less: allowance for doubtful accounts bullet     394,733 394,733
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 24,256,655 Click to see attachment29,951,228 29,951,228
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 7,120,302 Click to see attachment6,215,594 6,215,594
14 Land, buildings, and equipment: basis bullet4,193
Less: accumulated depreciation (attach schedule) bullet4,193 13,440 0 0
15 Other assets (describe bullet) Click to see attachment1,410 Click to see attachment1,410 Click to see attachment1,410
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 32,953,024 37,628,299 37,628,299
Liabilities 17 Accounts payable and accrued expenses.......... 210,882 123,083
18 Grants payable................. 429,733  
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment234,083 Click to see attachment257,158
23 Total liabilities (add lines 17 through 22)......... 874,698 380,241
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 32,078,326 37,248,058
29 Total net assets or fund balances (see instructions)..... 32,078,326 37,248,058
30 Total liabilities and net assets/fund balances (see instructions). 32,953,024 37,628,299
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
32,078,326
2
Enter amount from Part I, line 27a .....................
2
-956,857
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
6,152,544
4
Add lines 1, 2, and 3 ..........................
4
37,274,013
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
25,955
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
37,248,058
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a XYLEM INC COM P 2017-02-08 2021-12-22
b VERIZON COMMUNICATIONS P 2017-01-11 2021-04-29
c VISA INC COM CL A P 2019-12-24 2021-12-22
d STARBUCKS CORP COM P 2019-12-24 2021-04-29
e STARBUCKS CORP COM P 2018-02-21 2021-12-22
STARBUCKS CORP COM P 2017-07-19 2021-12-22
STARBUCKS CORP COM P 2017-07-19 2021-04-29
PAYPAL HLDGS INC COM P 2019-12-24 2021-12-22
PAYPAL HLDGS INC COM P 2019-12-24 2021-04-29
PAX CORE BOND FUND INSTITUTIONAL CLASS P 2020-03-31 2021-03-25
PEPSICO INC COM P 2016-04-25 2021-04-29
PEPSICO INC COM P 2012-05-02 2021-12-22
PEPSICO INC COM P 2012-05-02 2021-04-29
ORGANON & CO COM P 2014-01-08 2021-06-07
ORGANON & CO COM P 2014-01-08 2021-10-05
ORGANON & CO COM P 2013-07-31 2021-10-05
JPMORGAN SMALL-CAP GROWTH FUND CLASS I P 2021-04-29 2021-07-16
MICROSOFT CORP COM P 2019-12-24 2021-11-04
MSCI INC COM P 2019-12-24 2021-12-22
MSCI INC COM P 2019-12-24 2021-04-29
MCCORMICK & CO INC COM NON VTG P 2019-12-24 2021-04-21
MCCORMICK & CO INC COM NON VTG P 2018-02-21 2021-04-21
MEDTRONIC PLC SHS P 2017-10-18 2021-04-29
LEIDOS HLDGS INC COM P 2020-12-07 2021-03-18
INTERCONTINENTAL EXCHANGE GROUP INC COM P 2020-12-07 2021-12-22
HUMANA INC COM P 2016-08-31 2021-04-29
HONEYWELL INTL INC COM P 2020-12-07 2021-04-29
GARMIN LTD P 2018-08-09 2021-11-04
ALPHABET INC CL A P 2010-09-22 2021-12-22
FIRST REP BK SAN FRANCISCO CALIF NEW COM P 2016-12-20 2021-12-22
ESTEE LAUDER COS INC CL A P 2020-12-07 2021-12-22
ESTEE LAUDER COS INC CL A P 2020-12-07 2021-10-05
ECOLAB INC P 2018-08-14 2021-12-22
ECOLAB INC P 2018-08-14 2021-04-01
COSTCO WHOLESALE CORP NEW COM P 2016-12-12 2021-12-22
COSTCO WHOLESALE CORP NEW COM P 2016-12-12 2021-04-29
AMAZON COM INC P 2021-04-29 2021-12-22
AMGEN INC COM P 2016-03-23 2021-05-13
AMGEN INC COM P 2015-03-03 2021-05-13
ADOBE SYS INC P 2019-08-19 2021-12-22
ADOBE SYS INC P 2019-08-19 2021-04-29
ACCENTURE PLC P 2019-12-24 2021-11-04
INCOME AND IMPACT FUND P 2018-03-31 2021-11-29
INCOME AND IMPACT FUND P 2018-03-31 2021-02-22
COLCHIS/MARLETTE INCOME FUND P 2014-11-14 2021-12-30
COLCHIS/MARLETTE INCOME FUND P 2014-11-14 2021-10-29
COLCHIS/MARLETTE INCOME FUND P 2014-11-14 2021-09-30
COLCHIS/MARLETTE INCOME FUND P 2014-11-14 2021-06-30
COLCHIS/MARLETTE INCOME FUND P 2014-11-14 2021-08-31
COLCHIS/MARLETTE INCOME FUND P 2014-11-14 2021-07-30
COLCHIS/MARLETTE INCOME FUND P 2014-11-14 2021-03-30
COLCHIS/MARLETTE INCOME FUND P 2014-11-14 2021-05-31
COLCHIS/MARLETTE INCOME FUND P 2014-11-14 2021-02-26
COLCHIS/MARLETTE INCOME FUND P 2014-11-14 2021-01-29
COLCHIS/MARLETTE INCOME FUND P 2014-11-14 2021-04-30
COLCHIS/MARLETTE INCOME FUND P 2014-11-14 2021-12-02
SPDR GOLD TR GOLD SHS P 2021-12-03 2021-12-03
SPDR GOLD TR GOLD SHS P 2021-11-04 2021-11-04
SPDR GOLD TR GOLD SHS P 2021-10-08 2021-10-08
SPDR GOLD TR GOLD SHS P 2021-09-09 2021-09-09
SPDR GOLD TR GOLD SHS P 2021-08-05 2021-08-05
SPDR GOLD TR GOLD SHS P 2021-07-06 2021-07-06
SPDR GOLD TR GOLD SHS P 2021-06-04 2021-06-04
SPDR GOLD TR GOLD SHS P 2021-05-05 2021-05-05
SPDR GOLD TR GOLD SHS P 2021-04-07 2021-04-07
SPDR GOLD TR GOLD SHS P 2021-03-03 2021-03-03
SPDR GOLD TR GOLD SHS P 2021-02-05 2021-02-05
SPDR GOLD TR GOLD SHS P 2021-01-11 2021-01-11
ROSE SMART GROWTH INVESTMENT FUND I P 2021-01-01 2021-12-31
PASS-THRU LT GAINS/LOSSES P 2021-01-01 2021-12-31
PASS-THRU SECTION 1231 P 2021-01-01 2021-12-31
CAPITAL GAINS DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 49,288   20,003 29,285
b 194,895   178,728 16,167
c 72,077   61,927 10,150
d 252,434   194,603 57,831
e 42,847   21,746 21,101
9,460   4,955 4,505
43,602   22,152 21,450
51,312   29,363 21,949
141,770   57,639 84,131
1,954,091   2,000,020 -45,929
143,540   101,460 42,080
47,420   18,728 28,692
42,557   19,732 22,825
17   12 5
689   500 189
16,412   11,624 4,788
637,788   700,000 -62,212
243,521   114,114 129,407
48,000   20,812 27,188
182,851   96,258 86,593
161,323   148,163 13,160
150,324   86,185 64,139
197,663   117,791 79,872
390,474   414,957 -24,483
48,544   39,724 8,820
202,008   80,357 121,651
447,325   421,339 25,986
205,162   93,545 111,617
72,897   6,440 66,457
40,320   18,414 21,906
107,420   73,627 33,793
125,491   98,169 27,322
60,160   38,934 21,226
151,083   102,844 48,239
65,655   19,195 46,460
63,590   27,193 36,397
51,359   51,924 -565
403,833   239,100 164,733
94,648   59,794 34,854
56,045   28,770 27,275
211,626   117,955 93,671
203,254   117,232 86,022
25,235   25,164 71
479,463   474,836 4,627
24,325   21,258 3,067
26,355   23,299 3,056
27,371   24,361 3,010
27,377   24,757 2,620
28,388   25,384 3,004
30,417   27,350 3,067
29,724   27,663 2,061
31,461   28,653 2,808
32,815   30,994 1,821
32,861   32,880 -19
38,569   35,388 3,181
48,653   42,888 5,765
341   322 19
347   323 24
338   319 19
352   330 22
353   328 25
346   319 27
355   314 41
332   312 20
185   169 16
180   167 13
199   175 24
194   167 27
5,507     5,507
    8,151 -8,151
46,597     46,597
36,537     36,537
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       29,285
b       16,167
c       10,150
d       57,831
e       21,101
      4,505
      21,450
      21,949
      84,131
      -45,929
      42,080
      28,692
      22,825
      5
      189
      4,788
      -62,212
      129,407
      27,188
      86,593
      13,160
      64,139
      79,872
      -24,483
      8,820
      121,651
      25,986
      111,617
      66,457
      21,906
      33,793
      27,322
      21,226
      48,239
      46,460
      36,397
      -565
      164,733
      34,854
      27,275
      93,671
      86,022
      71
      4,627
      3,067
      3,056
      3,010
      2,620
      3,004
      3,067
      2,061
      2,808
      1,821
      -19
      3,181
      5,765
      19
      24
      19
      22
      25
      27
      41
      20
      16
      13
      24
      27
      5,507
      -8,151
      46,597
      36,537
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,727,653
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 25,749
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 25,749
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 37,458
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 25,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 62,458
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 36,709
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet36,709 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA, MA, NJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW. GARFIELDFOUNDATION.ORG
    14
    The books are in care ofbulletBALDWIN BROTHERS Telephone no.bullet (508) 748-0800

    Located atbullet204 SPRING STREETMARIONMA ZIP+4bullet02738
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
    Yes
     
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BINA GARFIELD VICE PRESIDENT/TRUSTEE
    10.00     		0 0 0
    C/O BALDWIN BROTHERS 204 SPRING ST
    MARION,MA02738
    MICHAEL BALDWIN UNTIL 61521 PRESIDENT
    10.00     		0 0 0
    C/O BALDWIN BROTHERS 204 SPRING ST
    MARION,MA02738
    DAVID GROSSBLAT AS OF 61521 TREASURER/TRUSTEE
    10.00     		0 0 0
    C/O BALDWIN BROTHERS 204 SPRING ST
    MARION,MA02738
    DIANNE MARTINEZ TRUSTEE
    10.00     		0 0 0
    C/O BALDWIN BROTHERS 204 SPRING ST
    MARION,MA02738
    JEREMIAH SASHA MARQUEZ PRESIDENT/TRUSTEE
    10.00     		0 0 0
    C/O BALDWIN BROTHERS 204 SPRING ST
    MARION,MA02738
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    JENNIE CURTIS EXCUTIVE DIRECTOR
    40.00     		258,857 11,803 0
    C/O BALDWIN BROTHERS 204 SPRING ST
    MARION,MA02738
    RUTH E ROMINGER INFO & NTWK DESIGN D
    40.00     		226,066 2,069 0
    C/O BALDWIN BROTHERS 204 SPRING ST
    MARION,MA02738
    ELENI L SOTOS PROGRAM OFFICER
    40.00     		186,720 3,335 0
    C/O BALDWIN BROTHERS 204 SPRING ST
    MARION,MA02738
    JENNIFER BERMAN TRAINING & PARTNERSH
    40.00     		180,221 3,820 0
    C/O BALDWIN BROTHERS 204 SPRING ST
    MARION,MA02738
    JESSICA CONRAD PROG. COORDINATOR, C
    40.00     		142,849 5,566 0
    C/O BALDWIN BROTHERS 204 SPRING ST
    MARION,MA02738
    Total number of other employees paid over $50,000...................bullet 7
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    BALDWIN BROTHERS INVESTMENT MANAGEMENT & RECORDKEEPING 180,998
    204 SPRING STREET
    MARION,MA02738
    LOWENSTEIN & SANDLER LAW FIRM 100,455
    1 LOWENSTEIN DRIVE
    ROSELAND,NJ07068
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 FUNDS RECEIVED ARE USED TO PAY ADMINISTRATION EXPENSES, AND THE BALANCE IS DISTRIBUTED TO QUALIFIED CHARITABLE ORGANIZATIONS UNDER THE INTERNAL RENVENUE CODE.THE ORGANIZATION'S PRIMARY ACITIVITY IS TO SUPPORT BY CONTRIBUTIONS, OTHER ORGANIZATIONS QUALIFYING FOR EXEMPTION UNDER 501(C)(3) OF THE INTERNAL REVENUW CODE. THE TRUSTEES CHOOSE THESE ORGANIZATIONS BASED UPON THEIR KNOWLEDGE OF THE ORGANIZATIOS' ACTIVITIES. NO CONTRIBUTIONS, GRANTS, GIFTS,LOANS ETC. ARE MADE TO INDIVIDUALS. 1,376,574
    2 COLLABORATIVE NETWORK PROJECT 74,237
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    32,159,266
    b
    Average of monthly cash balances.......................
    1b
    1,264,552
    c
    Fair market value of all other assets (see instructions)................
    1c
    470,337
    d
    Total (add lines 1a, b, and c).........................
    1d
    33,894,155
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    33,894,155
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    508,412
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    33,385,743
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    1,669,287
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    1,669,287
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    25,749
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
    1,770
    c
    Add lines 2a and 2b............................
    2c
    27,519
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,641,768
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,641,768
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    1,641,768
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 1,641,768
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 3,054,975
    b From 2017...... 2,946,552
    c From 2018...... 3,409,535
    d From 2019......  
    e From 2020...... 3,443,417
    f Total of lines 3a through e ........ 12,854,479
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 2,821,152
    a Applied to 2020, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 1,641,768
    e Remaining amount distributed out of corpus 1,179,384
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 14,033,863
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		3,054,975
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		10,978,888
    10 Analysis of line 9:
    a Excess from 2017.... 2,946,552
    b Excess from 2018.... 3,409,535
    c Excess from 2019....  
    d Excess from 2020.... 3,443,417
    e Excess from 2021.... 1,179,384
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ELENI SOTOS PROGRAM ASSISTANT
    936 DEWING AVENUE STE 1
    LAFAYETTE,CA94549
    (925) 385-0314
    bThe form in which applications should be submitted and information and materials they should include:
    QUALIFYING NONPROFIT ORGANIZATIONS WISHING TO INQUIRE ABOUT APPLYING FOR A GRANT MUST SEND A BRIEF EMAIL SUMMARIZING THE PROJECT CONCEPT TO INQUIRY@GARFIELDFOUNDATION.ORG. IF THE ORGANIZATION IS INVITED TO APPLY FOR A GRANT, THE FOUNDATION WILL PROVIDE SPECIFIC PROPOSAL GUIDELINES.
    cAny submission deadlines:
    PROPOSAL SUBMISSION DEADLINES VARY PER APPLICANT.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THE ORGANIZATIONS AWARDS GRANTS IN TWO KEY AREAS: ENVIRONMENTAL SUSTAINABILITY AND COMMUNITY REVITALIZATION, AND SUPPORTS PROJECTS PRIMARILY WITHIN THE UNITED STATES, WITH THE EXCEPTION OF ITS BIODIVERSITY CONSERVATION PROGRAMS.
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    BATESON IDEA GROUP
    PO BOX 2947
    SACRAMENTO,CA95812     		NOT RELATED PC EXEMPT PURPOSES 50,000
    BIODIVERSITY FUNDERS GROUP
    PO BOX 29361
    SAN FRANCISCO,CA94129     		NOT RELATED PC EXEMPT PURPOSES 7,000
    CAMBODIAN LIVING ARTS
    228 PARK AVE S 49331
    NEW YORK,NY10003     		NOT RELATED PC EXEMPT PURPOSES 10,000
    CANCER SUPPORT COMMUNITY PASADENA
    76 E DEL MARK BOULEVARD SUITE 215
    PASADENA,CA91105     		NOT RELATED PC EXEMPT PURPOSES 2,500
    CAROLD INSTITUTE THE
    600-123 SLATER STREET OTTAWA
    ONTARIO   K1P 5H2
    CA     		NOT RELATED PC EXEMPT PURPOSES 155,000
    CENTER FOR ENVIRONMENTAL HEALTH
    2201 BROADWAY SUITE 302
    OAKLAND,CA94612     		NOT RELATED PC EXEMPT PURPOSES 21,500
    CHILDREN'S ENVIRONMENTAL HEALTH NETWORK
    110 MARYLAND AVENUE NE SUITE 404
    WASHINGTON,DC20002     		NOT RELATED PC EXEMPT PURPOSES 64,500
    CLEAN PRODUCTION ACTION INC
    1310 BROADWAY SUITE 101
    SOMERVILLE,MA02144     		NOT RELATED PC EXEMPT PURPOSES 16,125
    COMMUNITY FOUNDATION OF BOULDER COUNTY
    1123 SPRUCE ST
    BOULDER,CO80302     		NOT RELATED PC EXEMPT PURPOSES 21,000
    COMMUNITY INITIATIVES
    1000 BROADWAY SUITE 480
    OAKLAND,CA94607     		NOT RELATED PC EXEMPT PURPOSES 50,000
    ENVIRONMENTAL GRANTMAKERS ASSOCIATION
    475 RIVERSIDE DRIVE STE 960
    NEW YORK,NY10115     		NOT RELATED PC EXEMPT PURPOSES 9,359
    FOOD & WATER WATCH LOS ANGELES
    1616 P ST NW SUITE 300
    WASHINGTON,DC20036     		NOT RELATED PC EXEMPT PURPOSES 7,500
    FORBES FUNDS THE
    FIVE PPG PLACE SUITE 250
    PITTSBURGH,PA15222     		NOT RELATED PC EXEMPT PURPOSES 10,750
    GLOBAL GREENGRANTS FUND
    2840 WILDERNESS PLACE SUITE A
    BOULDER,CO80301     		NOT RELATED PC EXEMPT PURPOSES 3,000
    GRANTMAKERS FOR EFFECTIVE ORGANIZATIONS
    1310 L STREET NW SUITE 650
    WASHINGTON,DC20005     		NOT RELATED PC EXEMPT PURPOSES 2,090
    HEALTH & ENVIRONMENTAL FUNDERS NETWORK
    PO BOX 1323
    LAUREL,MD20725     		NOT RELATED PC EXEMPT PURPOSES 3,750
    HUNTINGTON CANCER CENTER
    100 W CALIFORNIA BLVD
    PASADENA,CA91105     		NOT RELATED PC EXEMPT PURPOSES 12,000
    HUNTINGTON HOSPITAL
    100 W CALIFORNIA BLVD
    PASADENA,CA91105     		NOT RELATED PC EXEMPT PURPOSES 2,500
    INT'L HONORS PROGRAMWORLD LEARNING
    19 BRADDOCK PARK
    BOSTON,MA02116     		NOT RELATED PC EXEMPT PURPOSES 2,500
    LA REGIONAL FOOD BANK
    1734 EAST 41ST STREET
    LOS ANGELES,CA90058     		NOT RELATED PC EXEMPT PURPOSES 6,000
    LABOR INSTITUTE THE
    817 BROADWAY 6TH FLOOR
    NEW YORK,NY10003     		NOT RELATED PC EXEMPT PURPOSES 75,250
    LOS ANGELES ALLIANCE FOR A NEW ECONOMY
    464 LUCAS AVE SUITE 202
    LOS ANGELES,CA90017     		NOT RELATED PC EXEMPT PURPOSES 50,000
    MAKEWAY CHARITABLE SOCIETY
    163 W HASTINGS ST 400
    VANCOUVER   CE V6B 1H5
    CA     		NOT RELATED PC EXEMPT PURPOSES 50,000
    MARION INSTITUTE THE
    202 SPRING STREET
    MARION,MA02738     		NOT RELATED PC EXEMPT PURPOSES 40,250
    MINNEAPOLIS FOUNDATION THE
    800 IDS CENTER 80 S 8TH ST
    MINNEAPOLIS,MN55402     		NOT RELATED PC EXEMPT PURPOSES 400,000
    MOVEMENT STRATEGY CENTER
    436 14TH STREET SUITE 425
    OAKLAND,CA94612     		NOT RELATED PC EXEMPT PURPOSES 75,000
    NATURE FOR ALL
    1817 JACKSON AVE RM 2
    GABRIEL,CA91776     		NOT RELATED PC EXEMPT PURPOSES 50,000
    OMEGA INSTITUTE
    150 LAKE DR
    RHINEBECK,NY12572     		NOT RELATED PC EXEMPT PURPOSES 10,000
    PASADENA SENIOR CENTER
    85 EAST HOLLY STREET
    PASADENA,CA91103     		NOT RELATED PC EXEMPT PURPOSES 6,000
    PLANNED PARENTHOOD LOS ANGELES
    400 WEST 30TH STREET
    LOS ANGELES,CA90007     		NOT RELATED PC EXEMPT PURPOSES 11,000
    RAINFOREST ACTION NETWORK
    425 BUSH STREET SUITE 300
    SAN FRANCISCO,CA94108     		NOT RELATED PC EXEMPT PURPOSES 8,000
    RESEARCH INSTITUTE FOR WALDORF EDUCATION
    351 FAIRWAY AVENUE UNIT 625
    HUDSON,NY12534     		NOT RELATED PC EXEMPT PURPOSES 10,000
    SO POVERTY LAW CENTER
    400 WASHINGTON AVENUE
    MONTGOMERY,AL36104     		NOT RELATED PC EXEMPT PURPOSES 10,500
    SUSAN LOVE BREAST CANCER FOUNDATION
    16133 VENTURA BLVD SUITE 1000
    ENCINO,CA91436     		NOT RELATED PC EXEMPT PURPOSES 6,000
    TREE PEOPLE INC
    12601 MULHOLLAND DRIVE
    BEVERLY HILLS,CA90210     		NOT RELATED PC EXEMPT PURPOSES 50,000
    VERMONTERS FOR A CLEAN ENVIRONMENT
    789 BAKER BROOK ROAD
    DANBY,VT05739     		NOT RELATED PC EXEMPT PURPOSES 2,500
    WOMEN'S FUND
    135 UNION STREET
    NEW BEDFORD,MA02740     		NOT RELATED PC EXEMPT PURPOSES 5,000
    WORLDLINK
    38 KEYES AVENUE BOX 17
    SAN FRANCISCO,CA94129     		NOT RELATED PC EXEMPT PURPOSES 60,000
    Total .................................bullet 3a 1,376,574
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,683,423  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aPARTNERSHIP DISTRIBUTION     		    01 9,243  
    bTAX REFUND         11,111
    cLITIGATION INCOME     01 303  
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 2,203,708 11,111
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,214,819
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    11B TAX REFUND
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 53,150 39,863   13,287

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CORPORATE STOCKS 27,112,491 27,112,491
    EXCHANGE TRADED FUNDS 2,838,737 2,838,737

    TY 2021 InvestmentsOtherSchedule2
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MUTUAL BOND FUND AT COST 5,321,848 5,321,848
    PRIVATE INVESTMENTS AT COST 893,746 893,746

    TY 2021 LegalFeesSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 141,307 105,980   35,327


    TY 2021 OtherAssetsSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    SECURITY DEPOSIT 1,410 1,410 1,410


    TY 2021 OtherDecreasesSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Description Amount
    PRIOR PERIOD ADJ TO OPENNING BALANCES 25,955


    TY 2021 OtherExpensesSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    COLLABORATIVE NETWORKS 74,237 0   74,237
    ORGANIZATION PLANNING & MONITORS 11,088 0   11,088
    INSURANCE 15,971 0   15,971
    BANK SERVICE FEE 1,056 0   1,056
    MISC. EXPENSES -61,239 0   -61,239
    BUSINESS GIFT 64 0   64
    CA FILING FEES 80 0   80
    MA FILING FEES 220 0   220
    NJ FILING FEES 30 0   30
    WA FILING FEES 10 0   10
    CO FILING FEES 10 0   10
    VA FILING FEES 75 0   75
    SPDR GOLD TRUST INVESTMENT 0 3,520   0


    TY 2021 OtherIncomeSchedule2
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PASS-THRU OTHER INCOME 0 15,309 0
    PARTNERSHIP DISTRIBUTION 9,243   9,243
    TAX REFUND 11,111   11,111
    LITIGATION INCOME 303 303 303


    TY 2021 OtherIncreasesSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Description Amount
    CHANGE IN UNREALIZED G/L 6,152,544


    TY 2021 OtherLiabilitiesSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Description Beginning of Year - Book Value End of Year - Book Value
    DEFERRED EXCISE TAXES 66,925 90,000
    PPP LOAN 167,158 167,158


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 180,998 180,998   0
    OTHER PROFESSIONAL FEES 100 0   100


    TY 2021 TaxesSchedule
    Name:
    THE GARFIELD FOUNDATION
     
    C/O BALDWIN BROTHERS
    EIN:
    22-2285358
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL TAXES 64,195 0   64,195
    FEDERAL EXCISE TAXES 23,683 0   0
    FOREIGN TAXES 0 894   0