Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 03-01-2021 , and ending 02-28-2022
Name of foundation
WILLIAM GASTON ALLEN FOUNDATION TR
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 919798
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
ORLANDO, FL328919798
A Employer identification number

35-7201867
B Telephone number (see instructions)

C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,875,052J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,012 1,012  
4 Dividends and interest from securities... 75,103 74,576  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 41,396
b Gross sales price for all assets on line 6a 406,118
7 Capital gain net income (from Part IV, line 2)... 41,396
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 117,511 116,984  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 48,578 24,289   24,289
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 3,285 2,090   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 1,298 1,298    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 53,161 27,677 0 24,289
25 Contributions, gifts, grants paid....... 93,940 93,940
26 Total expenses and disbursements. Add lines 24 and 25 147,101 27,677 0 118,229
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -29,590
b Net investment income (if negative, enter -0-) 89,307
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 51,156    
2 Savings and temporary cash investments.........   69,454 69,454
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 800,272 Click to see attachment725,736 1,184,943
c Investments—corporate bonds (attach schedule)....... 1,421,344 Click to see attachment1,342,480 1,342,934
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 991,755 Click to see attachment1,098,370 1,277,221
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment400 Click to see attachment400 Click to see attachment500
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,264,927 3,236,440 3,875,052
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 3,264,927 3,236,440
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 3,264,927 3,236,440
30 Total liabilities and net assets/fund balances (see instructions). 3,264,927 3,236,440
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
3,264,927
2
Enter amount from Part I, line 27a .....................
2
-29,590
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
1,969
4
Add lines 1, 2, and 3 ..........................
4
3,237,306
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
866
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
3,236,440
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 5000. WELLS FARGO & CO DTD 03/29/2011 4.6% 04/   2019-09-10 2021-03-12
b 5000. WELLS FARGO & CO DTD 03/29/2011 4.6% 04/   2019-09-10 2021-04-01
c 12000. VIRGINIA ELEC & PWR 2.950% 1/15/22     2021-04-09
d 39. VARIAN MED SYS INC     2021-04-15
e 13000. U.S. TREASURY NOTES 0.625% 5/15/30   2020-07-02 2021-04-16
12000. CATERPILLAR INC 3.400% 5/15/24   2019-10-09 2021-04-26
14000. U S TREASURY NOTES 3.125% 05/15/21   2021-01-06 2021-05-13
20000. U S TREASURY NOTES 3.125% 05/15/21     2021-05-13
10000. UNIV OF CA   2018-05-15 2021-05-15
4. ALPHABET INC CL C   2018-07-06 2021-06-09
4. ALPHABET INC CL A   2018-07-06 2021-06-09
3. AMAZON INC COMMON     2021-06-09
6. AMGEN INCORPORATED     2021-06-09
6. ANSYS INC   2019-05-28 2021-06-09
33. AUTODESK, INC. COMMON   2018-07-06 2021-06-09
59. COTERRA ENERGY INC   2019-11-26 2021-06-09
6. CERNER CORP   2018-07-06 2021-06-09
7. CISCO SYSTEMS   2018-04-18 2021-06-09
21. COCA COLA COMPANY     2021-06-09
3. COLGATE PALMOLIVE COMPANY   2018-07-06 2021-06-09
16. EQUITY LIFESTYLE PROPERTIES REIT   2019-02-06 2021-06-09
4. EXPEDITORS INTERNATIONAL   2018-07-06 2021-06-09
1. FACTSET RESH SYS INC   2018-07-06 2021-06-09
9. GENERAL DYNAMICS   2018-04-18 2021-06-09
1. INTUITIVE SURGICAL INC   2020-08-26 2021-06-09
4. LENNAR CORPORATION COMMON   2018-04-18 2021-06-09
15. MICROCHIP TECHNOLOGY INC   2018-07-06 2021-06-09
8. MITSUBISHI UFJ FINANCIAL GROUP INC ADR   2018-04-18 2021-06-09
9. ORACLE SYSTEM CORPORATION   2018-04-18 2021-06-09
5. PARKER HANNIFIN CORP   2019-02-06 2021-06-09
4. PHILLIPS 66   2018-07-06 2021-06-09
49. PIONEER NAT RES CO COMMON     2021-06-09
4. PROCTOR AND GAMBLE COMPANY   2018-07-06 2021-06-09
12. REGENERON PHARMACEUTICALS INC   2019-02-06 2021-06-09
1. SEI INVESTMENTS CO   2018-04-18 2021-06-09
2. STARBUCKS CORPORATIONS COMMON   2018-05-08 2021-06-09
6. SUN COMMUNITIES INC REIT   2019-02-06 2021-06-09
4. TYSON FOODS, INC. COMMON   2019-12-04 2021-06-09
174. UNILEVER PLC-SPONSORED ADR     2021-06-09
9. WALGREENS BOOTS ALLIANCE INC   2018-04-18 2021-06-09
59. YUM CHINA HOLDINGS INC   2018-04-18 2021-06-09
8. ALLEGION PLC   2019-12-04 2021-06-09
24. JOHNSON CONTROLS INTERNATIONAL PLC   2018-07-06 2021-06-09
6. MEDTRONIC PLC   2018-07-06 2021-06-09
13000. BANK OF MONTREAL MTN 2.500% 6/28/24   2019-06-25 2021-08-10
2000. HOLLYFRONTIER CORP 5.875% 4/01/26   2021-02-22 2021-08-12
14000. U.S. TREASURY NOTES 2.125% 12/31/21   2020-01-17 2021-08-31
12000. AMERICAN INTL GROUP 3.900% 4/01/26     2021-09-30
13000. SUMITOMO MITSUI FINL 2.846% 1/11/22     2021-10-26
10000. ENERGY TRAN PTNR 5.200% 2/01/22     2021-11-01
12000. KIMCO REALTY CORP 3.400% 11/01/22     2021-11-04
13000. MORGAN STANLEY MTN 4.000% 7/23/25     2021-11-12
13000. COMCAST CORP 3.600% 3/01/24   2019-06-12 2021-12-03
.4 COMMERCE BANCSHARES, INC.   2019-12-04 2021-12-28
40000. FED HOME LN MTG CORP 2.375% 01/13/22     2022-01-13
13000. U.S. TREASURY NOTES 1.875% 1/31/22   2019-05-09 2022-01-31
4347.826 MASSMUTUAL GLBL FLTG RT-Y   2019-12-04 2022-02-10
11000. U.S. TREASURY NOTES 2.500% 2/15/22   2021-04-16 2022-02-11
CAPITAL GAIN DIVIDENDS P    
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(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 5,009   5,000 9
b 5,000   5,000  
c 12,160   11,925 235
d 6,923   4,690 2,233
e 12,012   12,942 -930
13,010   12,522 488
14,002   14,001 1
20,003   20,000 3
10,000   10,000  
9,977   4,554 5,423
9,622   4,617 5,005
9,862   5,065 4,797
1,435   1,144 291
1,966   1,084 882
9,129   4,450 4,679
1,019   956 63
479   379 100
378   314 64
1,168   942 226
250   198 52
1,213   865 348
494   287 207
323   203 120
1,736   2,034 -298
839   699 140
377   232 145
2,284   1,395 889
46   52 -6
757   426 331
1,530   832 698
374   447 -73
8,249   8,649 -400
543   318 225
6,214   4,947 1,267
63   71 -8
224   115 109
1,054   668 386
310   357 -47
10,479   9,869 610
483   597 -114
4,087   2,392 1,695
1,105   975 130
1,608   832 776
735   522 213
13,662   12,998 664
2,301   2,256 45
14,096   14,025 71
13,296   11,803 1,493
13,068   12,983 85
10,000   10,000  
12,278   11,936 342
14,135   13,343 792
13,822   13,822  
28   23 5
40,000   39,965 35
13,000   13,000  
40,739   40,000 739
11,001   11,001  
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
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      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
      6,161
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       9
b        
c       235
d       2,233
e       -930
      488
      1
      3
       
      5,423
      5,005
      4,797
      291
      882
      4,679
      63
      100
      64
      226
      52
      348
      207
      120
      -298
      140
      145
      889
      -6
      331
      698
      -73
      -400
      225
      1,267
      -8
      109
      386
      -47
      610
      -114
      1,695
      130
      776
      213
      664
      45
      71
      1,493
      85
       
      342
      792
       
      5
      35
       
      739
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 41,396
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,241
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,241
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 868
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 1,019
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,887
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 646
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet646 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNC
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletTRUIST BANK Telephone no.bullet (919) 716-9314

    Located atbulletPO BOX 919798ORLANDOFL ZIP+4bullet328919798
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
    Yes
     
    If "Yes," list the years bullet2020, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
    Yes
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
    Yes
     
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
    No
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
    Yes
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    TRUIST BANK LEAD TRUSTEE
    1     		48,578    
    PO BOX 919798
    ORLANDO,FL328919798
    RAY WARREN TRUSTEE
    1     		0    
    434 FAYETTEVILLE ST 11TH FL
    RALEIGH,NC27601
    RICK CLAYTON TRUSTEE
    1     		0    
    434 FAYETTEVILLE ST 11TH FL
    RALEIGH,NC27601
    TAYLOR GREG POTTER TRUSTEE
    1     		0    
    434 FAYETTEVILLE ST 11TH FL
    RALEIGH,NC27601
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    3,991,368
    b
    Average of monthly cash balances.......................
    1b
    54,564
    c
    Fair market value of all other assets (see instructions)................
    1c
    496
    d
    Total (add lines 1a, b, and c).........................
    1d
    4,046,428
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    4,046,428
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    60,696
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    3,985,732
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    199,287
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    199,287
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    1,241
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,241
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    198,046
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    198,046
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    198,046
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 198,046
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 157,961
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 0
    b From 2017...... 0
    c From 2018...... 0
    d From 2019...... 0
    e From 2020...... 0
    f Total of lines 3a through e ........ 0
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 118,229
    a Applied to 2020, but not more than line 2a 118,229
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 0
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		39,732
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		198,046
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2017.... 0
    b Excess from 2018.... 0
    c Excess from 2019.... 0
    d Excess from 2020.... 0
    e Excess from 2021.... 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    MICHELLE MCNAMARA
    434 FAYETTEVILLE ST FL 11
    RALEIGH,NC276012902
    (919) 716-9314
    bThe form in which applications should be submitted and information and materials they should include:
    WRITTEN REQUEST
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SUPPORT FOR ANY CORPORATION, COMMUNITY CHEST, FUND, FOUNDATION, OR SIMILAR ENTITY ORGANIZED AND OPERATED EXCLUSIVELY FOR EXEMPT RELIGIOUS EDUCATIONAL OR SCIENTIFIC PURPOSES UNDER CODE SECTION 501(C)(3).
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CENTER FOR SCHOLARSHIP ADMINISTRATION
    4320 WADE HAMPTON BLVD G
    TAYLORS,SC29687     		NONE POF GENERAL 93,940
    Total .................................bullet 3a 93,940
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,012  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 41,396  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) ..   117,511  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    117,511
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2021 ExpenditureResponsibilityStmt
    Name:
    WILLIAM GASTON ALLEN FOUNDATION TR
    EIN:
    35-7201867
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    CENTER FOR SCHOLARSHIP ADMINISTRATION
          		4320 WADE HAMPTON BLVD G
    TAYLORS,NC29687     		2021-06-14 93,940 SCHOLARSHIPS 88,000 NONE 1/11/2023    

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    WILLIAM GASTON ALLEN FOUNDATION TR
    EIN:
    35-7201867
    Name of Bond End of Year Book Value End of Year Fair Market Value
    06759W406 BARINGS GLOBAL FLOAT    
    31420B847 FEDERATED INST HI YL    
    74441R607 PGIM SHORT-TERM CORP 56,314 56,607
    3135G0K36 FEDERAL NATIONAL MOR 26,049 27,360
    3135G0T94 FEDERAL NATIONAL MOR 32,828 33,375
    3135G0ZR7 FEDERAL NATIONAL MOR 31,754 32,805
    3137EADB2 FED HOME LOAN MTG CO    
    9128282A7 UNITED STATES TREASU 21,789 21,766
    9128283W8 UNITED STATES TREASU 26,103 27,401
    9128285T3 UNITED STATES TREASU 12,130 12,402
    9128286A3 UNITED STATES TREASU 12,141 12,404
    9128286Z8 UNITED STATES TREASU 27,230 27,127
    912828B66 UNITED STATES TREASU 8,982 9,224
    912828D56 UNITED STATES TREASU 39,184 38,727
    912828G87 US TREASURY NOTE DTD    
    912828N30 UNITED STATES TREASU 32,107 32,295
    912828QN3 US TREASURY NOTE DTD    
    912828R36 UNITED STATES TREASU 10,973 10,945
    912828SV3 UNITED STATES TREASU 42,166 42,116
    912828UN8 UNITED STATES TREASU 9,977 10,087
    912828V72 US TREASURY NOTE DTD    
    912828V98 UNITED STATES TREASU 9,642 10,236
    912828VS6 UNITED STATES TREASU 19,782 20,346
    912828W89 UNITED STATES TREASU 25,062 25,035
    912828XG0 UNITED STATES TREASU 19,937 20,106
    912828ZQ6 US TREASURY DTD 05/1    
    9128284N7 UNITED STATES TREASU 14,097 13,806
    9128285M8 UNITED STATES TREASU 11,346 11,898
    13063DAD0 CALIFORNIA STATE 9,983 10,015
    1995072U7 COLUMBUS OHIO CITY S 20,391 20,587
    25477GCX1 DISTRICT OF COLUMBIA 10,161 10,282
    347622CW0 FORT LAUDERDALE FLOR 25,227 24,367
    5741925E6 MARYLAND STATE 10,313 10,584
    64971XBH0 NEW YORK CITY NEW YO 9,898 10,151
    649907XV9 NEW YORK STATE DORM 10,046 10,187
    65819WAH6 NORTH CAROLINA STATE 15,121 15,463
    68609TJU3 OREGON STATE 25,000 26,641
    717096AM3 PFLUGERVILLE TEXAS I 23,835 22,897
    91412GD51 UNIV OF CALIFORNIA C    
    92778VES3 VIRGINIA STATE CLG B 19,840 20,229
    00206RJX1 AT&T INC 13,623 12,824
    00287YBF5 ABBVIE INC 13,213 14,037
    025537AJ0 AMERICAN ELECTRIC PO 13,019 13,290
    026874DH7 AMERICAN INTL GROUP    
    035240AQ3 ANHEUSER-BUSCH INBEV 12,595 13,321
    05526DBB0 BAT CAPITAL CORP 13,475 13,084
    06051GGA1 BANK OF AMERICA CORP 12,472 13,294
    06406RAE7 BANK OF NY MELLON CO 12,947 13,165
    126650DE7 CVS HEALTH CORP 12,568 12,144
    14040HBF1 CAPITAL ONE FINANCIA 13,856 13,393
    149123CC3 CATERPILLAR INC DTD    
    20030NBJ9 COMCAST CORP    
    22822VAR2 CROWN CASTLE INTL CO 13,383 11,713
    26441CAL9 DUKE ENERGY CORP 13,090 13,342
    26884ABA0 ERP OPERATING LP 11,929 12,145
    29273RAQ2 ENERGY TRANSFER PART    
    313747BA4 FEDERAL REALTY INVT 13,902 13,334
    337738AT5 FISERV INC 14,017 14,304
    38141GXG4 GOLDMAN SACHS GROUP 12,649 11,517
    436106AA6 HOLLYFRONTIER CORP 4,499 4,336
    437076BM3 HOME DEPOT INC 9,763 10,362
    46625HJH4 JPMORGAN CHASE & CO 12,939 13,217
    49326EEJ8 KEYCORP 13,616 13,577
    49446RAN9 KIMCO REALTY CORP DT    
    49456BAP6 KINDER MORGAN INC 13,418 12,787
    58933YAZ8 MERCK & CO INC 14,871 13,702
    594918BJ2 MICROSOFT CORP 11,892 12,494
    6174468C6 MORGAN STANLEY 11,921 12,568
    670346AP0 NUCOR CORP 11,885 12,789
    67066GAF1 NVIDIA CORP 13,555 13,161
    693475AV7 PNC FINANCIAL SERVIC 13,252 13,382
    723787AT4 PIONEER NAT RES CO 13,023 12,352
    7591EPAQ3 REGIONS FINANCIAL CO 13,957 14,025
    78355HKK4 RYDER SYSTEM INC 13,070 13,398
    824348AW6 SHERWIN-WILLIAMS CO 12,581 13,524
    913017CY3 UNITED TECHNOLOGIES 13,987 14,047
    92277GAN7 VENTAS REALTY LP 12,438 13,042
    927804FK5 VIRGINIA ELEC & POWE    
    94974BEV8 WELLS FARGO & CO DTD    
    95000U2G7 WELLS FARGO & COMPAN 13,894 12,793
    06367WMQ3 BANK OF MONTREAL DTD    
    606822AN4 MITSUBISHI UFJ FINL 12,862 13,602
    822582CD2 SHELL INTERNATIONAL 12,908 12,664
    86562MAM2 SUMITOMO MITSUI FINL    
    89114QCK2 TORONTO-DOMINION BAN 13,961 13,226
    25470DAR0 DISCOVERY COMMUNICAT 13,057 12,378
    31620RAK1 FIDELITY NATL FINANC 13,962 13,055
    436106AC2 HOLLYFRONTIER CORP 2,152 2,015
    5445872S6 LOS ANGELES CALIFORN 15,000 14,575
    69121KAG9 OWL ROCK CAPITAL COR 12,987 11,818
    74460DAH2 PUBLIC STORAGE 12,994 12,417
    78016EYH4 ROYAL BANK CANADA 12,985 12,291
    912828L57 UNITED STATES TREASU 33,541 33,188
    912828XB1 UNITED STATES TREASU 13,512 13,181
    91282CCB5 UNITED STATES TREASU 40,694 39,305
    91282CDJ7 UNITED STATES TREASU 32,157 32,592
    92343VGG3 VERIZON COMMUNICATIO 9,001 8,693

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    WILLIAM GASTON ALLEN FOUNDATION TR
    EIN:
    35-7201867
    Name of Stock End of Year Book Value End of Year Fair Market Value
    00724F101 ADOBE INC 13,949 27,593
    02079K107 ALPHABET INC CL C 8,752 21,583
    02079K305 ALPHABET INC CL A 8,795 21,609
    023135106 AMAZON.COM INC 18,609 36,855
    03076C106 AMERIPRISE FINANCIAL 10,755 22,484
    031162100 AMGEN INC 11,557 14,721
    03662Q105 ANSYS INC 10,446 19,776
    052769106 AUTODESK INC 12,938 21,142
    053015103 AUTOMATIC DATA PROCE 2,724 4,498
    060505104 BANK OF AMERICA CORP 7,622 11,978
    097023105 BOEING CO 9,795 11,704
    127097103 COTERRA ENERGY INC 9,285 13,508
    14040H105 CAPITAL ONE FINANCIA 10,924 17,626
    156782104 CERNER CORP 6,778 10,444
    17275R102 CISCO SYSTEMS INC 9,232 11,489
    191216100 COCA COLA CO 10,424 14,626
    194162103 COLGATE PALMOLIVE CO 6,106 7,387
    200525103 COMMERCE BANCSHARES 6,535 8,111
    229899109 CULLEN FROST BANKERS 6,259 8,303
    235851102 DANAHER CORP 12,693 34,576
    244199105 DEERE & CO 11,185 27,722
    254687106 DISNEY WALT CO NEW 4,952 5,641
    27579R104 EAST WEST BANCORP IN 9,032 12,434
    29472R108 EQUITY LIFESTYLES PR    
    302130109 EXPEDITORS INTL WASH 9,181 14,057
    30303M102 META PLATFORMS INC C 28,007 33,554
    303075105 FACTSET RESEARCH SYS 4,768 9,746
    369550108 GENERAL DYNAMICS COR 10,656 12,895
    437076102 HOME DEPOT INC 11,875 20,213
    452327109 ILLUMINA INC 8,102 7,512
    46120E602 INTUITIVE SURGICAL I 5,592 6,968
    46625H100 JP MORGAN CHASE & CO 9,173 12,195
    526057104 LENNAR CORP-CL A 10,665 17,167
    573284106 MARTIN MARIETTA MATL 9,668 17,073
    594918104 MICROSOFT CORP 30,155 90,533
    595017104 MICROCHIP TECHNOLOGY 9,473 15,473
    61174X109 MONSTER BEVERAGE COR 12,444 18,146
    67066G104 NVIDIA CORP 9,507 61,450
    68389X105 ORACLE CORPORATION 15,338 25,070
    688239201 OSHKOSH CORP 12,272 17,877
    693506107 PPG INDUSTRIES INC 11,338 14,012
    701094104 PARKER HANNIFIN CORP 9,264 16,894
    70450Y103 PAYPAL HOLDINGS INC 7,605 10,409
    718546104 PHILLIPS 66 10,090 8,424
    723787107 PIONEER NATURAL RESO    
    742718109 PROCTER & GAMBLE CO 8,103 16,057
    747525103 QUALCOMM INC 11,541 35,086
    749685103 RPM INTERNATIONAL IN 9,932 9,810
    75886F107 REGENERON PHARMACEUT 9,722 17,314
    784117103 SEI INVESTMENTS COMP 9,246 8,201
    79466L302 SALESFORCE COM INC 21,667 16,632
    855244109 STARBUCKS CORP 6,552 12,208
    866674104 SUN CMNTYS INC COM    
    90184L102 TWITTER INC 9,872 10,310
    902494103 TYSON FOODS INC CL A 12,126 12,602
    92220P105 VARIAN MED SYS INC C    
    92826C839 VISA INC CL A 25,288 42,360
    931427108 WALGREENS BOOTS ALLI 8,198 5,853
    98138H101 WORKDAY INC-CLASS A 6,486 7,101
    988498101 YUM! BRANDS INC 5,383 8,090
    98850P109 YUM CHINA HOLDINGS I 3,330 4,578
    01609W102 ALIBABA GROUP HOLDIN 20,752 11,781
    606822104 MITSUBISHI UFJ FINAN 7,285 7,386
    66987V109 NOVARTIS AG SPONSORE 13,829 17,317
    670100205 NOVO NORDISK AS SPON 12,589 26,664
    771195104 ROCHE HOLDING LTD SP 10,466 12,799
    835699307 SONY GROUP CORP SPON 9,722 20,609
    904767704 UNILEVER PLC-SPONSOR    
    G0176J109 ALLEGION PLC 12,010 11,337
    G51502105 JOHNSON CONTROLS INT 8,368 15,720
    G5960L103 MEDTRONIC PLC 10,158 12,809
    H01301128 ALCON INC 10,222 14,012
    H1467J104 CHUBB LTD 8,369 12,829

    TY 2021 InvestmentsOtherSchedule2
    Name:
    WILLIAM GASTON ALLEN FOUNDATION TR
    EIN:
    35-7201867
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    00143W859 INVESCO DEVELOPING M AT COST 47,410 47,728
    412295107 HARDING LOEVNER INTL AT COST 248,782 294,215
    52106N889 LAZARD EMERGING MARK AT COST 57,676 54,804
    464287606 ISHARES S&P MIDCAP 4 AT COST 164,433 227,967
    464287705 ISHARES S&P MIDCAP 4 AT COST 131,245 179,063
    464287804 ISHARES CORE S&P SMA AT COST 98,930 131,837
    464288877 ISHARES MSCI EAFE VA AT COST 243,279 232,467
    00770X576 SHENKMAN CAPITAL FLO AT COST 40,696 40,394
    29472R108 EQUITY LIFESTYLE PRO AT COST 4,435 6,119
    31420B847 FEDERATED HERMES INS AT COST 57,597 56,292
    866674104 SUN COMMUNITIES INC AT COST 3,887 6,335

    TY 2021 OtherAssetsSchedule
    Name:
    WILLIAM GASTON ALLEN FOUNDATION TR
    EIN:
    35-7201867
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    VL0029553 10588 FALLS OF NEUSE 400 400 500


    TY 2021 OtherDecreasesSchedule
    Name:
    WILLIAM GASTON ALLEN FOUNDATION TR
    EIN:
    35-7201867
    Description Amount
    2021 TRANSACTION POSTED IN 2022 506
    AI EFFECTIVE BEFORE TAX YEAR 342
    ROUNDING 18


    TY 2021 OtherExpensesSchedule
    Name:
    WILLIAM GASTON ALLEN FOUNDATION TR
    EIN:
    35-7201867
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    REAL ESTATE EXPENSE ON NON-REN 1,242 1,242   0
    OTHER EXPENSE (NON-DEDUCTIBLE 56 56   0


    TY 2021 OtherIncreasesSchedule
    Name:
    WILLIAM GASTON ALLEN FOUNDATION TR
    EIN:
    35-7201867
    Description Amount
    AI POSTING DATE BEFORE TAX YEAR 267
    2020 TRANSACTION POSTED IN 2021 470
    ADJUSTMENT TO INCOME 27
    MARKET DISCOUNT/AMORTIZATION 1,205


    TY 2021 TaxesSchedule
    Name:
    WILLIAM GASTON ALLEN FOUNDATION TR
    EIN:
    35-7201867
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 486 486   0
    FEDERAL TAX PAYMENT - PRIOR YE 327 0   0
    FEDERAL ESTIMATES - PRINCIPAL 868 0   0
    FOREIGN TAXES ON QUALIFIED FOR 1,579 1,579   0
    FOREIGN TAXES ON NONQUALIFIED 25 25   0