Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 07-01-2021 , and ending 06-30-2022
Name of foundation
HENRY UNGER FAMILY FOUNDATION INC
 
Number and street (or P.O. box number if mail is not delivered to street address)2029 FAIRFIELD BEACH ROAD
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
FAIRFIELD, CT06824
A Employer identification number

06-1457223
B Telephone number (see instructions)

(203) 255-2001
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,777,436J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 31,641 31,641  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 693,742
b Gross sales price for all assets on line 6a 1,710,451
7 Capital gain net income (from Part IV, line 2)... 693,742
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 725,383 725,383  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 3,500 3,500   0
c Other professional fees (attach schedule).... Click to see attachment 14,427 14,427   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 4,000 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 21,927 17,927   0
25 Contributions, gifts, grants paid....... 91,281 91,281
26 Total expenses and disbursements. Add lines 24 and 25 113,208 17,927   91,281
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 612,175
b Net investment income (if negative, enter -0-) 707,456
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............   -1 -1
2 Savings and temporary cash investments......... -62,799 -48,280 -48,280
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 16,395 Click to see attachment42,520 36,226
b Investments—corporate stock (attach schedule)....... 1,152,771 Click to see attachment1,498,611 1,320,969
c Investments—corporate bonds (attach schedule)....... 290,070 Click to see attachment515,762 468,522
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,396,437 2,008,612 1,777,436
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 5,000 5,000
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 1,391,437 2,003,612
29 Total net assets or fund balances (see instructions)..... 1,396,437 2,008,612
30 Total liabilities and net assets/fund balances (see instructions). 1,396,437 2,008,612
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
1,396,437
2
Enter amount from Part I, line 27a .....................
2
612,175
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
2,008,612
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
2,008,612
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a ACCENTURE PLC IRELAND CL A P 2020-12-08 2021-07-16
b ACCENTURE PLC IRELAND CL A P 2020-12-08 2021-07-19
c ACCENTURE PLC IRELAND CL A P 2020-12-08 2021-08-23
d ACCENTURE PLC IRELAND CL A P 2020-12-08 2021-08-24
e ACCENTURE PLC IRELAND CL A P 2020-12-08 2021-08-25
ACCENTURE PLC IRELAND CL A P 2020-12-08 2021-08-26
ACCENTURE PLC IRELAND CL A P 2020-12-08 2021-09-20
ACCENTURE PLC IRELAND CL A P 2020-12-08 2021-09-21
ADOBE INC. (DELAWARE) P 2020-12-08 2021-08-02
AMERICAN TOWER CORP REIT P 2020-12-08 2021-09-30
AMERICAN TOWER CORP REIT P 2020-12-08 2021-10-01
AMERIPRISE FINANCIAL INC P 2020-12-08 2021-10-01
AMERIPRISE FINANCIAL INC P 2020-12-08 2022-03-08
AMERIPRISE FINANCIAL INC P 2020-12-08 2022-03-28
AMERIPRISE FINANCIAL INC P 2020-12-08 2022-03-29
AMGEN INC P 2020-12-08 2022-05-02
AMGEN INC P 2020-12-08 2022-05-03
AMGEN INC P 2020-12-08 2022-05-04
ANALOG DEVICES INC P 2021-01-08 2022-06-03
ANALOG DEVICES INC P 2021-01-11 2022-06-03
ANALOG DEVICES INC P 2021-01-11 2022-06-06
ANALOG DEVICES INC P 2021-01-12 2022-06-06
ASPEN TECHNOLOGY INC P 2020-12-08 2022-05-25
ASPEN TECHNOLOGY INC DEL CHANGE IN STATE OF INC **MERGER : 05/2022** P 2020-12-08 2022-05-17
ASPEN TECHNOLOGY INC DEL CHANGE IN STATE OF INC **MERGER : 05/2022** P 2021-11-03 2022-05-17
ASPEN TECHNOLOGY INC DEL CHANGE IN STATE OF INC **MERGER : 05/2022** P 2022-03-25 2022-05-17
AUTOMATIC DATA PROCESSNG INC P 2021-02-23 2021-12-06
AUTOMATIC DATA PROCESSNG INC P 2021-02-24 2021-12-06
AUTOMATIC DATA PROCESSNG INC P 2021-02-25 2021-12-06
AUTOMATIC DATA PROCESSNG INC P 2021-02-25 2021-12-07
AUTOMATIC DATA PROCESSNG INC P 2021-02-26 2021-12-07
AUTOMATIC DATA PROCESSNG INC P 2021-05-05 2021-12-07
AUTOMATIC DATA PROCESSNG INC P 2021-05-05 2022-06-03
AUTOMATIC DATA PROCESSNG INC P 2021-05-05 2022-06-06
AUTOMATIC DATA PROCESSNG INC P 2021-08-02 2022-06-06
AUTOMATIC DATA PROCESSNG INC P 2021-08-03 2022-06-06
BERKLEY W R CORP P 2020-12-08 2022-03-24
CDW CORP P 2020-12-08 2022-03-28
CDW CORP P 2021-10-29 2022-03-28
CDW CORP P 2021-10-29 2022-03-29
CDW CORP P 2021-10-29 2022-03-31
CDW CORP P 2021-10-29 2022-04-04
CDW CORP P 2021-10-29 2022-04-07
CENTENE CORP NTS B/E 03.000% 101530 DTD100720 CALL@MW+50BP P 2020-12-08 2022-05-24
CHEMED CORP NEW P 2020-12-08 2022-04-28
CHUBB LTD CHF P 2020-12-08 2021-10-15
CHUBB LTD CHF P 2020-12-08 2021-10-18
CHUBB LTD CHF P 2020-12-08 2021-10-19
CHUBB LTD CHF P 2020-12-08 2022-06-21
CISCO SYSTEMS INC P 2020-12-08 2021-09-20
CISCO SYSTEMS INC P 2020-12-08 2021-09-21
COCA COLA CO COM P 2020-12-08 2022-06-03
COCA COLA CO COM P 2020-12-08 2022-06-06
COMCAST CORP NEW CL A P 2020-12-08 2021-08-02
COMCAST CORP NEW CL A P 2020-12-08 2021-08-03
COMCAST CORP NEW CL A P 2020-12-08 2022-05-02
COMCAST CORP NEW CL A P 2020-12-08 2022-05-03
COMCAST CORP NEW CL A P 2021-10-29 2022-05-03
COOPER COMPANIES INC NEW P 2020-12-08 2022-04-28
COSTCO WHOLESALE CORP P 2020-12-08 2022-03-28
COSTCO WHOLESALE CORP P 2021-06-22 2022-03-28
DANAHER CORP P 2020-12-08 2021-08-02
DANAHER CORP P 2020-12-08 2021-08-03
DOLLAR GEN CORP NEW P 2020-12-08 2022-03-08
DOLLAR GEN CORP NEW P 2020-12-08 2022-05-20
DOLLAR GEN CORP NEW P 2021-10-29 2022-05-20
DUCK CREEK TECHNOLOGIES INC P 2021-01-29 2022-03-07
DUCK CREEK TECHNOLOGIES INC P 2021-02-01 2022-03-07
DUCK CREEK TECHNOLOGIES INC P 2021-10-29 2022-03-07
DUCK CREEK TECHNOLOGIES INC P 2021-10-29 2022-03-08
DUCK CREEK TECHNOLOGIES INC P 2021-10-29 2022-03-09
DUCK CREEK TECHNOLOGIES INC P 2021-10-29 2022-03-17
DUCK CREEK TECHNOLOGIES INC P 2021-10-29 2022-03-18
EOG RESOURCES INC P 2021-03-23 2022-01-18
EOG RESOURCES INC P 2021-03-24 2022-01-18
EOG RESOURCES INC P 2021-03-25 2022-01-18
EOG RESOURCES INC P 2021-03-25 2022-01-19
EOG RESOURCES INC P 2021-03-26 2022-01-19
EOG RESOURCES INC P 2021-06-10 2022-01-19
EOG RESOURCES INC P 2021-06-11 2022-01-19
EOG RESOURCES INC P 2021-06-11 2022-01-20
EOG RESOURCES INC P 2021-06-14 2022-01-20
EOG RESOURCES INC P 2021-08-02 2022-01-20
GENERAL ELEC CO B/E 03.625% 050130 DTD042220 CALL@MW+45BP P 2020-12-08 2021-12-01
HOME DEPOT INC P 2020-12-08 2021-09-30
HOME DEPOT INC P 2020-12-08 2021-10-01
HOME DEPOT INC P 2020-12-08 2021-11-01
HOME DEPOT INC P 2020-12-08 2021-11-02
HOME DEPOT INC P 2020-12-08 2021-12-06
HOME DEPOT INC P 2021-10-29 2021-12-06
HOME DEPOT INC P 2021-10-29 2021-12-07
HOME DEPOT INC P 2020-12-08 2022-06-21
HOME DEPOT INC P 2021-06-21 2022-06-21
HOME DEPOT INC P 2021-06-22 2022-06-21
INTEL CORP P 2020-12-08 2021-10-26
INTEL CORP P 2020-12-08 2021-10-27
INTERCONTINENTALEXCHANGE GROUP P 2020-12-08 2022-06-03
JOHNSON & JOHNSON COM P 2020-12-08 2022-01-20
JPMORGAN CHASE & CO P 2020-12-08 2022-03-15
LOCKHEED MARTIN CORP P 2020-12-08 2022-01-05
LOCKHEED MARTIN CORP P 2020-12-08 2022-01-06
LOCKHEED MARTIN CORP P 2021-10-29 2022-01-06
LOCKHEED MARTIN CORP P 2021-10-29 2022-01-07
LOWES COMPANIES INC P 2020-12-08 2021-12-14
LOWES COMPANIES INC P 2020-12-08 2022-05-20
LOWES COMPANIES INC P 2020-12-08 2022-06-21
LOWES COMPANIES INC P 2021-09-30 2022-06-21
LOWES COMPANIES INC P 2021-10-01 2022-06-21
LOWES COMPANIES INC P 2021-10-29 2022-06-21
MARSH & MCLENNAN COS INC P 2020-12-08 2021-10-15
MARSH & MCLENNAN COS INC P 2020-12-08 2021-10-18
MCDONALDS CORP P 2020-12-08 2021-08-02
MCDONALDS CORP P 2020-12-08 2021-08-03
MEDTRONIC PLC P 2020-12-08 2021-12-14
MEDTRONIC PLC P 2021-10-29 2021-12-14
MEDTRONIC PLC P 2021-10-29 2021-12-15
MEDTRONIC PLC P 2020-12-08 2022-06-03
MEDTRONIC PLC P 2020-12-08 2022-06-06
META PLATFORMS INC CL A P 2020-12-08 2021-08-02
META PLATFORMS INC CL A P 2020-12-08 2021-08-03
META PLATFORMS INC CL A P 2020-12-08 2021-09-30
META PLATFORMS INC CL A P 2020-12-08 2022-02-14
META PLATFORMS INC CL A P 2021-01-26 2022-02-14
META PLATFORMS INC CL A P 2021-10-29 2022-02-14
META PLATFORMS INC CL A P 2021-10-29 2022-06-21
MICROSOFT CORP P 2020-12-08 2021-11-01
MSCI INC P 2020-12-08 2022-02-24
MSCI INC P 2021-10-29 2022-02-24
MSCI INC P 2021-10-29 2022-03-24
MSCI INC P 2021-10-29 2022-03-28
NETFLIX INC NTS B/E 04.875% 041528 DTD102617 FC041518 P 2021-07-29 2022-05-19
NOVARTIS AG SPON ADR P 2020-12-08 2021-08-02
NOVARTIS AG SPON ADR P 2020-12-08 2021-08-03
NOVARTIS AG SPON ADR P 2020-12-08 2022-02-10
NOVARTIS AG SPON ADR P 2020-12-08 2022-02-11
NOVARTIS AG SPON ADR P 2021-10-29 2022-02-11
NOVARTIS AG SPON ADR P 2021-10-29 2022-02-14
NOVARTIS AG SPON ADR P 2021-10-29 2022-02-15
O REILLY AUTOMOTIVE INC P 2020-12-08 2021-10-04
O REILLY AUTOMOTIVE INC P 2020-12-08 2021-12-14
O REILLY AUTOMOTIVE INC P 2020-12-08 2022-02-14
O REILLY AUTOMOTIVE INC P 2020-12-08 2022-02-15
O REILLY AUTOMOTIVE INC P 2021-01-29 2022-03-08
O REILLY AUTOMOTIVE INC P 2021-02-01 2022-03-08
O REILLY AUTOMOTIVE INC P 2021-10-29 2022-03-29
O REILLY AUTOMOTIVE INC P 2021-10-29 2022-05-20
PARKER HANNIFIN CORP P 2020-12-08 2022-03-28
PARKER HANNIFIN CORP P 2020-12-08 2022-03-29
PARKER HANNIFIN CORP P 2020-12-08 2022-05-20
PARKER HANNIFIN CORP P 2020-12-08 2022-05-23
PARKER HANNIFIN CORP P 2021-08-02 2022-06-21
PARKER HANNIFIN CORP P 2021-10-29 2022-06-21
POOL CORP P 2020-12-08 2022-04-28
RAYTHEON TECHNOLOGIES CORP P 2020-12-08 2022-05-02
RAYTHEON TECHNOLOGIES CORP P 2020-12-08 2022-05-03
REPUBLIC SERVICES INC P 2020-12-08 2022-06-03
REPUBLIC SERVICES INC P 2020-12-08 2022-06-06
ROCKWELL AUTOMATION INC NEW P 2020-12-08 2021-08-02
ROCKWELL AUTOMATION INC NEW P 2020-12-08 2021-08-03
ROCKWELL AUTOMATION INC NEW P 2020-12-08 2021-09-20
ROCKWELL AUTOMATION INC NEW P 2020-12-08 2021-09-21
ROCKWELL AUTOMATION INC NEW P 2020-12-08 2022-05-02
ROCKWELL AUTOMATION INC NEW P 2021-05-05 2022-05-02
ROCKWELL AUTOMATION INC NEW P 2021-05-05 2022-05-03
ROCKWELL AUTOMATION INC NEW P 2021-10-29 2022-05-03
ROCKWELL AUTOMATION INC NEW P 2021-10-29 2022-05-04
ROCKWELL AUTOMATION INC NEW P 2021-10-29 2022-05-05
THERMO FISHER SCIENTIFIC INC P 2020-12-08 2021-08-02
TJX COS INC NEW P 2020-12-08 2022-03-08
TJX COS INC NEW P 2020-12-08 2022-05-20
TJX COS INC NEW P 2020-12-08 2022-06-03
TJX COS INC NEW P 2020-12-08 2022-06-06
TJX COS INC NEW P 2021-08-02 2022-06-06
TJX COS INC NEW P 2021-08-03 2022-06-06
TJX COS INC NEW P 2021-08-04 2022-06-21
TJX COS INC NEW P 2021-10-29 2022-06-21
TOCQUEVILLE FUND P 2019-12-12 2021-07-28
TOCQUEVILLE FUND P 2020-12-11 2021-07-28
TOCQUEVILLE FUND P 2020-12-11 2021-07-28
TOCQUEVILLE FUND P 2019-12-12 2021-08-04
TOCQUEVILLE FUND P 2019-12-12 2021-09-13
TOCQUEVILLE FUND P 2006-10-03 2021-10-28
TOCQUEVILLE FUND P 2006-10-27 2021-10-28
TOCQUEVILLE FUND P 2006-10-27 2021-10-28
TOCQUEVILLE FUND P 2006-11-15 2021-10-28
TOCQUEVILLE FUND P 2006-12-19 2021-10-28
TOCQUEVILLE FUND P 2007-12-13 2021-10-28
TOCQUEVILLE FUND P 2007-12-13 2021-10-28
TOCQUEVILLE FUND P 2007-12-13 2021-10-28
TOCQUEVILLE FUND P 2008-12-12 2021-10-28
TOCQUEVILLE FUND P 2008-12-18 2021-10-28
TOCQUEVILLE FUND P 2009-12-17 2021-10-28
TOCQUEVILLE FUND P 2010-12-14 2021-10-28
TOCQUEVILLE FUND P 2011-12-23 2021-10-28
TOCQUEVILLE FUND P 2012-12-19 2021-10-28
TOCQUEVILLE FUND P 2013-12-18 2021-10-28
TOCQUEVILLE FUND P 2013-12-18 2021-10-28
TOCQUEVILLE FUND P 2017-12-13 2021-10-28
TOCQUEVILLE FUND P 2017-12-13 2021-10-28
TOCQUEVILLE FUND P 2018-12-12 2021-10-28
TOCQUEVILLE FUND P 2018-12-12 2021-10-28
TOCQUEVILLE FUND P 2019-12-12 2021-10-28
TOCQUEVILLE FUND P 2019-12-12 2021-10-28
TOCQUEVILLE OPPORTUNITY FUND P 2011-01-20 2021-10-28
TOCQUEVILLE OPPORTUNITY FUND P 2013-12-18 2021-10-28
TOCQUEVILLE OPPORTUNITY FUND P 2017-12-13 2021-10-28
TOCQUEVILLE OPPORTUNITY FUND P 2018-12-12 2021-10-28
TOCQUEVILLE OPPORTUNITY FUND P 2019-12-12 2021-10-28
TOCQUEVILLE OPPORTUNITY FUND P 2020-12-11 2021-10-28
TRUIST FINL CORP P 2020-12-08 2022-03-15
UNION PACIFIC CORP P 2020-12-08 2021-11-01
UNION PACIFIC CORP P 2020-12-08 2021-12-06
UNION PACIFIC CORP P 2020-12-08 2021-12-07
UNION PACIFIC CORP P 2021-04-23 2021-12-14
UNION PACIFIC CORP P 2021-04-26 2021-12-14
UNION PACIFIC CORP P 2021-04-27 2021-12-14
UNION PACIFIC CORP P 2021-04-28 2021-12-14
UNION PACIFIC CORP P 2021-06-21 2021-12-15
UNION PACIFIC CORP P 2021-06-22 2022-03-08
UNION PACIFIC CORP P 2021-06-23 2022-03-08
UNION PACIFIC CORP P 2021-08-02 2022-03-08
UNION PACIFIC CORP P 2021-08-03 2022-03-08
UNION PACIFIC CORP P 2021-10-29 2022-03-08
UNION PACIFIC CORP P 2021-10-29 2022-05-20
UNITED PARCEL SERVICE INC CL B P 2020-12-08 2021-11-01
UNITED PARCEL SERVICE INC CL B P 2020-12-08 2022-02-10
UNITED PARCEL SERVICE INC CL B P 2020-12-08 2022-02-11
UNITED PARCEL SERVICE INC CL B P 2020-12-08 2022-02-14
UNITEDHEALTH GROUP INC P 2020-12-08 2022-03-08
UNITEDHEALTH GROUP INC P 2020-12-08 2022-03-28
UNITEDHEALTH GROUP INC P 2021-10-29 2022-03-28
UNITEDHEALTH GROUP INC P 2021-10-29 2022-03-29
US TSY NOTE 01.750 % DUE 07/15/22 DTD 07/15/19 FC 01/15/20 P 2020-12-08 2021-10-28
VF CORP P 2020-12-08 2021-12-06
VF CORP P 2020-12-08 2021-12-07
VF CORP P 2020-12-08 2022-02-10
VF CORP P 2020-12-08 2022-02-11
VF CORP P 2020-12-08 2022-02-14
VF CORP P 2021-06-10 2022-02-14
VF CORP P 2021-06-10 2022-05-02
VF CORP P 2021-10-29 2022-05-02
VF CORP P 2021-10-29 2022-05-03
VF CORP P 2021-10-29 2022-05-04
VF CORP P 2021-10-29 2022-05-05
VF CORP P 2021-10-29 2022-05-06
VF CORP P 2021-10-29 2022-05-09
VF CORP P 2021-10-29 2022-05-10
VF CORP P 2021-10-29 2022-05-11
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 627   499 128
b 308   250 58
c 668   499 169
d 332   250 82
e 333   250 83
666   499 167
1,327   997 330
665   499 166
618   491 127
267   224 43
267   224 43
268   193 75
1,060   771 289
312   193 119
626   385 241
4,600   4,561 39
2,787   2,736 51
1,874   1,824 50
1,655   1,574 81
662   632 30
820   788 32
1,659   1,580 79
11   11 0
1,973   1,618 355
3,453   3,338 115
1,644   1,572 72
1,855   1,375 480
928   697 231
464   351 113
938   702 236
469   352 117
235   196 39
2,427   2,151 276
442   391 51
1,104   1,050 54
221   212 9
33   22 11
2,651   2,011 640
353   373 -20
3,252   3,361 -109
541   560 -19
358   373 -15
178   187 -9
8,550   10,458 -1,908
500   480 20
548   458 90
533   458 75
725   611 114
2,269   1,833 436
2,732   2,170 562
1,167   930 237
3,531   2,983 548
1,324   1,119 205
935   826 109
928   826 102
4,821   6,198 -1,377
3,642   4,648 -1,006
688   878 -190
373   344 29
1,674   1,133 541
558   391 167
297   226 71
300   226 74
1,008   1,061 -53
562   636 -74
374   444 -70
623   1,323 -700
67   156 -89
312   447 -135
361   511 -150
163   224 -61
41   64 -23
146   224 -78
1,488   976 512
744   507 237
1,276   855 421
211   142 69
1,372   967 405
1,372   1,122 250
739   603 136
1,692   1,378 314
634   520 114
740   508 232
15,847   15,580 267
332   262 70
329   262 67
5,149   3,660 1,489
4,411   3,137 1,274
5,406   3,398 2,008
416   375 41
3,741   3,373 368
1,080   1,047 33
270   307 -37
270   312 -42
4,156   4,314 -158
4,142   4,314 -172
713   771 -58
4,826   4,394 432
2,380   2,198 182
7,209   7,217 -8
717   722 -5
4,663   4,282 381
7,214   6,588 626
1,267   759 508
915   759 156
173   152 21
346   409 -63
173   204 -31
1,037   1,397 -360
1,135   813 322
810   581 229
962   833 129
947   833 114
1,566   1,547 19
2,125   2,265 -140
2,193   2,503 -310
3,364   3,881 -517
1,244   1,442 -198
706   568 138
351   284 67
341   284 57
3,706   4,831 -1,125
436   566 -130
1,962   2,911 -949
6,711   13,583 -6,872
9,850   6,447 3,403
2,507   2,144 363
1,504   1,981 -477
990   1,321 -331
2,472   3,302 -830
1,928   2,304 -376
831   822 9
1,108   1,096 12
3,735   3,928 -193
2,065   2,192 -127
2,323   2,228 95
4,374   4,208 166
1,987   1,898 89
600   444 156
668   444 224
659   444 215
669   444 225
663   430 233
663   437 226
694   631 63
575   631 -56
574   549 25
590   549 41
258   274 -16
523   549 -26
481   621 -140
481   602 -121
420   338 82
2,632   2,072 560
2,002   1,554 448
1,343   948 395
1,072   758 314
920   747 173
619   498 121
907   747 160
902   747 155
3,493   3,484 9
1,247   1,326 -79
433   530 -97
2,597   3,841 -1,244
2,846   4,162 -1,316
648   960 -312
535   477 58
1,007   1,113 -106
866   982 -116
436   458 -22
124   131 -7
248   273 -25
124   137 -13
172   205 -33
632   713 -81
40,176   31,711 8,465
30,814   26,378 4,436
6,920   5,924 996
1,915   1,518 397
10,000   7,838 2,162
23,293   12,037 11,256
61,462   30,731 30,731
4,285   2,142 2,143
194,137   100,000 94,137
1,291   681 610
81,064   43,366 37,698
10,024   5,362 4,662
8,607   4,604 4,003
312,851   98,502 214,349
29,192   9,360 19,832
18,765   7,694 11,071
22,076   10,138 11,938
21,264   9,787 11,477
19,007   9,488 9,519
12,532   7,985 4,547
10,176   6,484 3,692
101,901   76,120 25,781
10,440   7,799 2,641
92,365   62,519 29,846
12,092   8,185 3,907
18,667   14,292 4,375
11,800   9,034 2,766
157,507   46,593 110,914
8,765   3,778 4,987
6,036   3,153 2,883
18,367   8,833 9,534
11,053   6,512 4,541
7,356   6,305 1,051
2,310   1,911 399
2,390   2,058 332
2,706   2,263 443
2,235   1,852 383
245   222 23
490   451 39
490   451 39
490   453 37
491   436 55
516   437 79
258   220 38
258   219 39
258   220 38
773   723 50
854   964 -110
2,320   1,827 493
1,997   1,495 502
1,296   997 299
1,496   1,163 333
954   694 260
1,533   1,041 492
511   457 54
2,051   1,829 222
16,189   16,184 5
2,280   2,678 -398
2,626   3,035 -409
1,393   1,964 -571
1,226   1,786 -560
484   714 -230
726   944 -218
519   787 -268
1,868   2,612 -744
2,230   3,120 -890
2,999   4,208 -1,209
599   871 -272
671   1,016 -345
854   1,306 -452
700   1,088 -388
276   435 -159
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       128
b       58
c       169
d       82
e       83
      167
      330
      166
      127
      43
      43
      75
      289
      119
      241
      39
      51
      50
      81
      30
      32
      79
      0
      355
      115
      72
      480
      231
      113
      236
      117
      39
      276
      51
      54
      9
      11
      640
      -20
      -109
      -19
      -15
      -9
      -1,908
      20
      90
      75
      114
      436
      562
      237
      548
      205
      109
      102
      -1,377
      -1,006
      -190
      29
      541
      167
      71
      74
      -53
      -74
      -70
      -700
      -89
      -135
      -150
      -61
      -23
      -78
      512
      237
      421
      69
      405
      250
      136
      314
      114
      232
      267
      70
      67
      1,489
      1,274
      2,008
      41
      368
      33
      -37
      -42
      -158
      -172
      -58
      432
      182
      -8
      -5
      381
      626
      508
      156
      21
      -63
      -31
      -360
      322
      229
      129
      114
      19
      -140
      -310
      -517
      -198
      138
      67
      57
      -1,125
      -130
      -949
      -6,872
      3,403
      363
      -477
      -331
      -830
      -376
      9
      12
      -193
      -127
      95
      166
      89
      156
      224
      215
      225
      233
      226
      63
      -56
      25
      41
      -16
      -26
      -140
      -121
      82
      560
      448
      395
      314
      173
      121
      160
      155
      9
      -79
      -97
      -1,244
      -1,316
      -312
      58
      -106
      -116
      -22
      -7
      -25
      -13
      -33
      -81
      8,465
      4,436
      996
      397
      2,162
      11,256
      30,731
      2,143
      94,137
      610
      37,698
      4,662
      4,003
      214,349
      19,832
      11,071
      11,938
      11,477
      9,519
      4,547
      3,692
      25,781
      2,641
      29,846
      3,907
      4,375
      2,766
      110,914
      4,987
      2,883
      9,534
      4,541
      1,051
      399
      332
      443
      383
      23
      39
      39
      37
      55
      79
      38
      39
      38
      50
      -110
      493
      502
      299
      333
      260
      492
      54
      222
      5
      -398
      -409
      -571
      -560
      -230
      -218
      -268
      -744
      -890
      -1,209
      -272
      -345
      -452
      -388
      -159
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 693,742
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 9,834
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 9,834
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 4,776
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 4,776
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 5,058
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet   RefundedBullet 11  
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBARBARA UNGER WALES Telephone no.bullet (203) 255-2001

    Located atbullet2029 FAIRFIELD BEACH ROADFAIRFIELDCT ZIP+4bullet06824
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BARBARA UNGER WALES PRESIDENT/TRUSTEE
    0.25     		0 0 0
    2029 FAIRFIELD BEACH ROAD
    FAIRFIELD,CT06824
    JAN UNGER VICE PRESIDENT/TRUSTEE
    0.25     		0 0 0
    22 BEAVER BROOK ROAD
    WESTON,CT06883
    DANE UNGER VICE PRESIDENT/TRUSTEE
    0.25     		0 0 0
    13 EDNA COURT
    BROOKFIELD,CT06804
    MARK UNGER VICE PRESIDENT/TRUSTEE
    0.25     		0 0 0
    82 RUSSEL RD
    BETHANY,CT06524
    TERESA FOSTER VICE PRESIDENT/TRUSTEE
    0.25     		0 0 0
    1255 RESERVE ST 150
    SILVERTON,OR97381
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,952,468
    b
    Average of monthly cash balances.......................
    1b
    141,749
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,094,217
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,094,217
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    31,413
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    2,062,804
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    103,140
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    103,140
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    9,834
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    9,834
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    93,306
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    93,306
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    93,306
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 93,306
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 91,281
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018......  
    d From 2019......  
    e From 2020......  
    f Total of lines 3a through e ........ 0
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 91,281
    a Applied to 2020, but not more than line 2a 91,281
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 0
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		93,306
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    BANDS OF PARENTS
    PO BOX 335
    DEWITTVILLE,NY14728     		  PC TO SUPPORT CANCER RESEARCH. 20,000
    THE ALS ASSOCIATION OF CONNECTICUT
    4 OXFORD RD
    MILFORD,CT06460     		  PC TO SUPPORT THE ALS CLINIC AND PROVIDE FOR MEDICAL EQUIPMENT FOR ALS PATIENTS. 71,281
    Total .................................bullet 3a 91,281
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 693,742  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 725,383 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    725,383
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    HENRY UNGER FAMILY FOUNDATION INC
    EIN:
    06-1457223
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEES 3,500 3,500   0

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    HENRY UNGER FAMILY FOUNDATION INC
    EIN:
    06-1457223
    Name of Bond End of Year Book Value End of Year Fair Market Value
    UBS ACCOUNT 55482 - CORPORATE BONDS AND NOTES 515,762 468,522

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    HENRY UNGER FAMILY FOUNDATION INC
    EIN:
    06-1457223
    Name of Stock End of Year Book Value End of Year Fair Market Value
    UBS ACCOUNT 55478 - COMMON STOCK 179,429 139,574
    UBS ACCOUNT 55480 - COMMON STOCK 407,103 333,418
    UBS ACCOUNT 55481 - COMMON STOCK 912,079 847,977

    TY 2021 InvestmentsGovtObligationsSch
    Name:
    HENRY UNGER FAMILY FOUNDATION INC
    EIN:
    06-1457223
    US Government Securities - End of Year Book Value:

    0
    US Government Securities - End of Year Fair Market Value:

    0
    State & Local Government Securities - End of Year Book Value:


    42,520
    State & Local Government Securities - End of Year Fair Market Value:


    36,226


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    HENRY UNGER FAMILY FOUNDATION INC
    EIN:
    06-1457223
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 14,427 14,427   0


    TY 2021 TaxesSchedule
    Name:
    HENRY UNGER FAMILY FOUNDATION INC
    EIN:
    06-1457223
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAXES 4,000 0   0