Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 05-01-2021 , and ending 04-30-2022
Name of foundation
MARC AND DIANE SPILKER FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)CO RSM US LLP PO BOX 290058
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BOSTON, MA02129
A Employer identification number

13-3933345
B Telephone number (see instructions)

(212) 372-1000
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$21,281,278J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 2,113 2,113  
4 Dividends and interest from securities... 779,457 779,457  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 394,130
b Gross sales price for all assets on line 6a 771,306
7 Capital gain net income (from Part IV, line 2)... 394,130
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 41,841 41,841 0
12 Total. Add lines 1 through 11........ 1,217,541 1,217,541 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0 0 0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 19,000 0 0 0
c Other professional fees (attach schedule)....        
17 Interest............... 1,313 1,313 0 0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 384 0 0 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 42,790 42,787 0 3
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 63,487 44,100 0 3
25 Contributions, gifts, grants paid....... 900,000 900,000
26 Total expenses and disbursements. Add lines 24 and 25 963,487 44,100 0 900,003
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 254,054
b Net investment income (if negative, enter -0-) 1,173,441
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 7,124,318 5,946,346 5,946,398
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 4,998,920 Click to see attachment4,631,485 8,267,496
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 5,288,999 Click to see attachment7,088,134 7,067,384
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 17,412,237 17,665,965 21,281,278
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 17,412,237 17,665,965
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 0 0
29 Total net assets or fund balances (see instructions)..... 17,412,237 17,665,965
30 Total liabilities and net assets/fund balances (see instructions). 17,412,237 17,665,965
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
17,412,237
2
Enter amount from Part I, line 27a .....................
2
254,054
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
17,666,291
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
326
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
17,665,965
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a ST CAPITAL GAIN FROM PARTNERSHIP INVESTMENTS P    
b LT CAPITAL GAIN FROM PARTNERSHIP INVESTMENTS P    
c 47.27 SHS OF FS CHIRON SMID OPP FUND CLASS I P 2021-06-29 2021-10-08
d 82 SHS OF FIGS, INC P   2022-01-11
e 201 SHS OF FIGS, INC P   2022-01-11
223 SHS OF GMAC CAPITAL TRUST I PFD P 2015-10-13 2021-05-24
487 SHS OF GMAC CAPITAL TRUST I PFD P 2016-01-28 2021-07-02
90 SHS OF GMAC CAPITAL TRUST I PFD P 2016-01-28 2021-07-13
6,000 SHS OF JPMORGAN CHASE & CO P 2019-01-16 2021-05-05
18,000 SHS OF CITIGROUP P 2015-11-05 2021-05-15
4,000 SHS OF METLIFE, INC P 2017-04-19 2021-06-15
15,000 SHS OF CAPITAL ONE FINANCIAL GROUP P 2016-03-24 2021-09-01
50,000 SHS OF AMERICAN EXPRESS COMPANY P 2015-04-09 2021-11-15
5,000 SHS OF CITIGROUP P   2022-01-06
25,000 SHS OF JPMORGAN CHASE & CO P   2022-02-01
GS 857 LT CAPITAL GAIN ADJUSTMENT P    
73.07 SHS OF FS CHIRON SMID OPP FUND CLASS I P 2020-12-30 2021-10-08
50.50 SHS OF FS CHIRON SMID OPP FUND CLASS I P 2020-09-29 2021-10-08
67.3 SHS OF FS CHIRON SMID OPP FUND CLASS I P 2019-09-27 2021-10-08
89.38 SHS OF FS CHIRON SMID OPP FUND CLASS I P 2018-12-28 2021-10-08
123.78 SHS OF FS CHIRON SMID OPP FUND CLASS I P 2019-06-27 2021-10-08
138.32 SHS OF FS CHIRON SMID OPP FUND CLASS I P 2019-12-30 2021-10-08
203.79 SHS OF FS CHIRON SMID OPP FUND CLASS I P 2018-12-20 2021-10-08
641.01 SHS OF FS CHIRON SMID OPP FUND CLASS I P 2018-12-20 2021-10-08
18,709.07 SHS OF FS CHIRON SMID OPP FUND CLASS I P 2018-04-06 2021-10-08
20,002.10 SHS OF FS CHIRON SMID OPP FUND CLASS I P 2017-10-04 2021-10-08
423 SHS OF GMAC CAPITAL TRUST I PFD P 2016-01-28 2021-05-24
11,000 SHS OF JPMORGAN CHASE & CO P 2017-12-11 2021-05-05
15,000 SHS OF JPMORGAN CHASE & CO P 2020-01-15 2021-05-05
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a       60,114
b       180,756
c 688   698 -10
d 1,870   570 1,300
e 4,583   1,380 3,203
5,575   5,701 -126
12,175   12,343 -168
2,352   2,281 71
6,011   6,015 -4
18,000   18,000 0
4,000   4,160 -160
15,000   14,925 75
50,000   51,150 -1,150
5,104   25,017 -19,913
25,000   25,213 -213
      0
1,064   905 159
735   524 211
980   704 276
1,301   827 474
1,802   1,328 474
2,014   1,562 452
2,967   1,889 1,078
9,333   5,942 3,391
272,404   200,000 72,404
291,231   200,000 91,231
10,575   10,721 -146
11,021   11,191 -170
15,521   15,000 521
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       60,114
b       180,756
c       -10
d       1,300
e       3,203
      -126
      -168
      71
      -4
      0
      -160
      75
      -1,150
      -19,913
      -213
      0
      159
      211
      276
      474
      474
      452
      1,078
      3,391
      72,404
      91,231
      -146
      -170
      521
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 394,130
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 61,563
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 16,311
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 16,311
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 0
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 0
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 475
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 16,786
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet   RefundedBullet 11  
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructionsClick to see attachment.................
    12
    Yes
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRSM Telephone no.bullet (212) 372-1000

    Located atbulletPO 290058BOSTONMA ZIP+4bullet02129
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
    Yes
     
    If "Yes," list the years bullet2020, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
    Yes
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    MARC SPILKER TRUSTEE - AS NEEDED
    0.00     		0 0 0
    PO BOX 290058
    BOSTON,MA02129
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    9,117,570
    b
    Average of monthly cash balances.......................
    1b
    6,274,010
    c
    Fair market value of all other assets (see instructions)................
    1c
    4,344,588
    d
    Total (add lines 1a, b, and c).........................
    1d
    19,736,168
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    19,736,168
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    296,043
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    19,440,125
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    972,006
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    972,006
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    16,311
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    16,311
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    955,695
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    955,695
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    955,695
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 955,695
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 942,797
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018......  
    d From 2019......  
    e From 2020......  
    f Total of lines 3a through e ........ 0
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 900,003
    a Applied to 2020, but not more than line 2a 900,003
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 0
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		42,794
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		955,695
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ADMINISTRATORS OF THE TULANE EDUCATIONAL FUND
    6823 ST CHARLES AVENUE
    NEW ORLEANS,LA70118     		UNRELATED PC GENERAL CHARITABLE PURPOSE 125,000
    THE NEW 42ND STREET INC
    229 WEST 42ND STREET
    NEW YORK,NY10036     		UNRELATED PC GENERAL CHARITABLE PURPOSE 100,000
    SAY YES TO EDUCATION INC
    ONE STATE STREET
    HARTFORD,CT06103     		UNRELATED PC GENERAL CHARITABLE PURPOSE 100,000
    ADMINISTRATORS OF THE TULANE EDUCATIONAL FUND
    6823 ST CHARLES AVENUE
    NEW ORLEANS,LA70118     		UNRELATED PC GENERAL CHARITABLE PURPOSE 100,000
    HILLEL FOUNDATION OF NEW ORLEANS
    912 BROADWAY STREET
    NEW ORLEANS,LA70118     		UNRELATED PC GENERAL CHARITABLE PURPOSE 25,000
    AMERICAN ISRAEL EDUCATION FOUNDATION
    251 H STREET NW
    WASHINGTON,DC20001     		UNRELATED PC GENERAL CHARITABLE PURPOSE 150,000
    ROBERT F KENNEDY HUMAN RIGHTS
    1300 19TH STREET NW
    WASHINGTON,DC20036     		UNRELATED PC GENERAL CHARITABLE PURPOSE 25,000
    CENTRAL SYNAGOGUE
    123 E 55TH STREET
    NEW YORK,NY10022     		UNRELATED PC GENERAL CHARITABLE PURPOSE 50,000
    YELLOWSTONE CLUB COMMUNITY FOUNDATION
    1 YELLOWSTONE CLUB TRAIL
    BIG SKY,MT59716     		UNRELATED PC GENERAL CHARITABLE PURPOSE 10,000
    FEDERATION OF JEWISH PHILANTHROPIES OF NEW YORK
    130 EAST 59TH STREET
    NEW YORK,NY10022     		UNRELATED PC GENERAL CHARITABLE PURPOSE 60,000
    JAPAN SOCIETY INC
    333 EAST 47TH STREET
    NEW YORK,NY10017     		UNRELATED PC GENERAL CHARITABLE PURPOSE 20,000
    CONNECTICUT PUBLIC BROADCASTING INC
    1049 ASYLUM AVE
    HARTFORD,CT06105     		UNRELATED PC GENERAL CHARITABLE PURPOSE 25,000
    RILEYS URGENT FUND FOR FRIENDS
    48025 GALLATIN ROAD
    GALLATIN GATEWAY,MT59730     		UNRELATED PC GENERAL CHARITABLE PURPOSE 10,000
    THE HEWITT SCHOOL
    45 EAST 75TH STREET
    NEW YORK,NY10021     		UNRELATED PC GENERAL CHARITABLE PURPOSE 50,000
    THE BIRCH WATHEN LENOX SCHOOL
    210 E 77TH STREET
    NEW YORK,NY10075     		UNRELATED PC GENERAL CHARITABLE PURPOSE 50,000
    Total .................................bullet 3a 900,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 2,113  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 394,130  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 1,217,541 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,217,541
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    MARC AND DIANE SPILKER FOUNDATION
    EIN:
    13-3933345
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 19,000 0 0 0

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    MARC AND DIANE SPILKER FOUNDATION
    EIN:
    13-3933345
    Name of Stock End of Year Book Value End of Year Fair Market Value
    BANK OF NEW YORK HYBRID 09/20/25 4.7% 10,000 9,975
    CITIGROUP INC. HYBRID 05/15/25 5.95% 9,550 9,777
    METLIFE, INC. HYBRID 03/15/28 5.875% 9,400 9,896
    CAPITAL ONE FINANCIAL CORP PFD 12/01/24 5.0% 9,375 7,792
    AT&T INC. PFD 12/12/24 5.0% 9,349 7,695
    REGIONS FINANCIAL CORPORATION PFD 05/15/29 5.70% 6,250 6,062
    CITIZENS FINANCIAL GROUP, INC. PFD 04/06/24 6.35% 5,925 6,131
    SYNCHRONY FINANCIAL PFD 11/15/24 5.62% 9,375 7,755
    S&P 500 INDEX FUND (SPDR) 3,288,260 6,921,600
    MORGAN STANLEY PFD 10/15/23 7.12% 13,527 12,246
    ENBRIDGE INC. HYBRID 04/15/30 5.75% 10,000 9,925
    PARTNERRE FINANCE B LLC HYBRID 04/01/30 4.5% 10,000 9,350
    TRUIST FINANCIAL CORPORATION HYBRID 09/01/25 4.95% 10,406 9,987
    BP CAPITAL MARKETS HYBRID 03/22/30 4.875% 10,809 9,588
    CITIZENS FINANCIAL GROUP, INC. PFD 01/06/25 5.0% 12,500 10,330
    BANK OF NOVA SCOTIA HYBRID 06/04/25 4.9% 5,025 4,906
    DUKE ENERGY CORPORATION HYBRID 01/15/27 3.25% 14,000 11,919
    EDISON INTERNATIONAL HYBRID 12/15/26 5.0% 14,917 13,577
    CMS ENERGY CORP HYBRID 09/01/30 3.75% 10,000 8,400
    PRUDENTIAL FINANCIAL HYBRID 11/28/31 5.125% 5,006 4,863
    CITI TRENDS, INC. (CTRN) 0 67,128
    TRUIST FINANCIAL CORPORATION HYBRID 03/01/30 5.1% 5,000 4,924
    JPMORGAN CHASE & CO. HYBRID 08/01/24 5.0% 15,000 14,325
    KKR GROUP FINANCE CO. IX LLC PFD 04/01/26 4.62% 4,950 3,815
    COMERICA INCORPORATED HYBRID 07/01/25 5.625% 4,988 5,088
    VOYA FINANCIAL, INC. PFD 09/15/29 5.35% 5,000 4,930
    AIR LEASE CORPORATION HYBRID 12/15/26 4.125% 5,000 4,247
    AIR LEASE CORPORATION PFD 06/15/26 4.65% 5,000 4,500
    SOUTHERN COMPANY HYBRID 10/15/25 4.0% 5,000 4,743
    CHARLES SCHWAB CORPORATION 06/01/27 5.0% 5,000 4,817
    EQUITABLE HOLDINGS, INC. HYBRID 09/15/25 4.95% 5,000 4,990
    PNC FINANCIAL SERVICES GROUP HYBRID 05/15/27 6.0% 5,000 4,968
    HUNTINGTON BANCSHARES HYBRID 10/15/27 4.45% 15,000 14,364
    DUKE ENERGY CORPORATION PFD 06/15/24 5.75% 18,125 18,796
    SEMPRA ENERGY HYBRID 01/01/27 4.125% 15,000 13,226
    VOYA FINANCIAL, INC. HYBRID 09/15/23 6.125% 25,000 24,875
    DOMINION ENERGY, INC. HYBRID 12/15/24 4.65% 25,000 23,875
    M&T BANK CORPORATION HYBRID 11/01/26 5.125% 25,125 24,563
    TRANSCANADA TRUST HYBRID 08/15/2076 5.875% 25,737 25,018
    MORGAN STANLEY HYBRID 09/15/26 5.875% 25,969 25,494
    VOYA FINANCIAL INC HYBRID 5/15/2053 5.65% 26,262 24,872
    PRUDENTIAL FINANCIAL HYBRID 6/15/2043 5.625% 26,912 25,175
    EMERA INCORPORATED HYBRID 06/15/2076 06/15/26 6.75% 27,438 25,344
    PNC FINANCIAL SERVICES GROUP HYBRID 11/01/26 5.0% 25,000 24,000
    JPMORGAN CHASE & CO. HYBRID 10/01/24 6.1% 27,469 25,052
    MORGAN STANLEY PFD 10/15/24 6.38% 27,601 25,830
    FIFTH THIRD BANCORP HYBRID 09/30/25 4.5% 30,000 29,098
    CHARLES SCHWAB CORPORATION 06/01/26 4.0% 35,188 31,736
    JPMORGAN CHASE & CO. HYBRID 06/01/26 3.65% 45,000 40,387
    CITIGROUP INC. HYBRID 08/15/26 6.25% 50,000 50,500
    BANK OF AMERICA CORPORATION HYBRID 03/10/26 6.3% 51,094 51,125
    WELLS FARGO & COMPANY HYBRID 06/15/25 5.875% 53,650 50,375
    BNSF FUNDING TRUST I HYBRID 12/15/2055 6.613% 57,025 51,250
    BANK OF AMERICA CORPORATION HYBRID 03/17/25 6.1% 27,500 25,264
    BANK OF NEW YORK HYBRID 03/20/26 3.7% 15,000 13,875
    BANK OF AMERICA CORPORATION HYBRID 03/15/28 5.875% 25,000 23,836
    CENTERPOINT ENERGY, INC HYBRID 09/01/23 6.125% 25,000 24,055
    CHARLES SCHWAB CORPORATION 12/01/30 4.0% 15,000 12,714
    EDISON INTERNATIONAL HYBRID 03/15/26 5.375% 15,000 13,835
    CHARLES SCHWAB CORPORATION 06/01/25 5.375% 15,000 15,094
    REGIONS FINANCIAL CORPORATION PFD 06/15/25 5.75% 15,000 15,300
    CITIGROUP INC. HYBRID 02/18/26 6.25% 15,125 13,550
    METLIFE, INC. HYBRID 09/15/25 3.85% 15,250 14,382
    M&T BANK CORPORATION HYBRID 08/01/24 5.0% 15,450 14,513
    ENERGY TRANSFER OPERATING LP FRN 11/01/2066 5.270630% 16,012 15,648
    WELLS FARGO & COMPANY HYBRID 03/15/26 3.9% 25,000 22,811
    PNC FINANCIAL SERVICES GROUP HYBRID 09/15/26 3.4% 17,000 14,620
    KEYCORP PFD 12/15/26 6.13% 19,750 21,101
    ALLY FINANCIAL HYBRID 05/15/26 4.7% 20,000 17,270
    ALLY FINANCIAL HYBRID 05/15/28 4.7% 20,050 17,300
    SVB FINANCIAL GROUP HYBRID 05/15/26 4.0% 20,272 17,394
    AMERICAN EXPRESS COMPANY HYBRID 09/15/26 3.55% 24,000 20,672
    CITIGROUP INC. HYBRID 12/10/25 4.0% 24,869 22,688
    BANK OF AMERICA CORPORATION HYBRID 01/27/27 4.375% 25,000 22,125
    NATIONAL RURAL UTILITIES HYBRID 4/20/46 5.25% 25,000 24,240
    FIRST CITIZENS BANCSHARES INC HYBRID 01/04/27 5.8% 0 20,005

    TY 2021 InvestmentsOtherSchedule2
    Name:
    MARC AND DIANE SPILKER FOUNDATION
    EIN:
    13-3933345
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    GPS SECURITY LLC AT COST 135,359 135,359
    GPS AGRO LLC AT COST 37,925 37,925
    BCF PARTNERS LLC AT COST 39,092 39,092
    MACELLUM AT COST 42,085 42,085
    GS CAPITAL PARTNERS VI AT COST 45,719 83,149
    VALOR EQUITY PARTNERS III LP AT COST 56,769 56,769
    GS GLOBAL LONGSHORT PARTNERS AT COST 79,312 21,132
    BASEPOINT ADMINISTRATIVE LLC AT COST 129,110 129,110
    COVENTURE CLEARBANC SPV2 LLC AT COST 2,017 2,017
    GPS CB, LLC AT COST 137,435 137,435
    COVENTURE NO1 CREDIT OPP. FUND LLC AT COST 240,452 240,452
    COVENTURE CREDIT OPP. PARTNERS FUND LP AT COST 243,857 243,857
    MAXIM LOAN INVESTMENTS AT COST 1,946 1,946
    SOMERSET RE INS LTD WEISSHORN RE LTD AT COST 300,000 300,000
    CEDAR GLADE LLC AT COST 324,034 324,034
    ORELLANA HOLDINGS LLC AT COST 342,580 342,580
    THE ADVISORS INNER CIRCLE CHIRON SMID OPPORTUNITIES AT COST 400,000 400,000
    MAXIM OPPORTUNITY FUND III AT COST 431,466 431,466
    MERCHANT WEALTH PARTNERS LLC AT COST 434,409 434,409
    CHICAGO ATLANTIC FUND QP, LLC AT COST 487,211 487,211
    RECEIVABLES FUNDING II, LLC AT COST 277,574 277,574
    COVENTURE VANTAGE CREDIT OPP. FUND LLC AT COST 539,745 539,745
    MAXIM OPPORTUNITY FUND II AT COST 977,208 977,208
    FS TACTICAL OPP. FUND A LP AT COST 595,885 595,885
    RECEIVABLES FUNDING, LLC AT COST 786,944 786,944

    TY 2021 OtherDecreasesSchedule
    Name:
    MARC AND DIANE SPILKER FOUNDATION
    EIN:
    13-3933345
    Description Amount
    BOOK/TAX DIFFERENCE ON CONTRIBUTED ASSETS HELD AT YEAR END 326


    TY 2021 OtherExpensesSchedule
    Name:
    MARC AND DIANE SPILKER FOUNDATION
    EIN:
    13-3933345
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BROKERAGE ACCOUNT FEES 7,675 7,675 0 0
    OTHER PORTFOLIO DEDUCTIONS FROM PARTNERSHIP K-1S 51 51 0 0
    PORTFOLIO DEDUCTIONS FROM PARTNERSHIP K-1S 35,055 35,055 0 0
    OTHER GAIN/(LOSS) FROM PARTNERSHIP K-1S 9 6 0 3


    TY 2021 OtherIncomeSchedule2
    Name:
    MARC AND DIANE SPILKER FOUNDATION
    EIN:
    13-3933345
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PORTFOLIO INCOME FROM PARTNERSHIP INTEREST INVESTMENTS 31,578 31,578 0
    OTHER GAIN/(LOSS) FROM PARTNERSHIP K-1S 10,263 10,263 0


    TY 2021 TaxesSchedule
    Name:
    MARC AND DIANE SPILKER FOUNDATION
    EIN:
    13-3933345
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 384 0 0 0