Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 12-01-2021 , and ending 11-30-2022
Name of foundation
The John C Griswold Family Foundation
 
% Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

13-2978937
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$14,807,067J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet.............
3 Interest on savings and temporary cash investments 425 425  
4 Dividends and interest from securities... 250,739 250,739  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 240,296
b Gross sales price for all assets on line 6a 2,412,887
7 Capital gain net income (from Part IV, line 2)... 240,296
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 4,503 4,503  
12 Total. Add lines 1 through 11........ 495,963 495,963  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 2,515 0 0 2,515
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 180,931 180,931    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 6,970      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 29,514     29,514
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 67,308 1,515   65,793
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 287,238 182,446 0 97,822
25 Contributions, gifts, grants paid....... 907,986 907,986
26 Total expenses and disbursements. Add lines 24 and 25 1,195,224 182,446 0 1,005,808
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -699,261
b Net investment income (if negative, enter -0-) 313,517
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 822,254 563,836 563,836
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 2,135,573 Click to see attachment1,837,608 1,695,119
b Investments—corporate stock (attach schedule)....... 7,312,956 Click to see attachment7,213,761 11,019,049
c Investments—corporate bonds (attach schedule)....... 1,766,630 Click to see attachment1,722,947 1,529,063
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 12,037,413 11,338,152 14,807,067
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds 12,037,413 11,338,152
29 Total net assets or fund balances (see instructions)..... 12,037,413 11,338,152
30 Total liabilities and net assets/fund balances (see instructions). 12,037,413 11,338,152
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
12,037,413
2
Enter amount from Part I, line 27a .....................
2
-699,261
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
11,338,152
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
11,338,152
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 2,412,887   2,172,591 240,296
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       240,296
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 240,296
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 4,358
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,358
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 6,205
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 6,205
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,847
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet1,847 RefundedBullet 11  
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletFoundation Source Telephone no.bullet (800) 839-1754

    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
    Yes
     
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
    No
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
    Yes
     
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
    No
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
    Yes
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Allyson Griswold Dayak Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Jeffrey W Earls Trustee, Treas
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    John V Earls Trustee, Sec, VP, Pres
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Kit Earls Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Michael G Earls Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Nathaniel Earls Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Natalie Griswold Sec
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Whitney Griswold Larson Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    D Ross Griswold Jr Trustee, Pres
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    CIBC Private Wealth Management Investment Mgmt 117,983
    1177 6TH AVENUE 42ND FL
    NEW YORK,NY10036
    Morgan Stanley Investment MGMT 62,948
    7755 MONTGOMERY ROAD 2ND FL
    CINCINNATI,OH45236
    Foundation Source Administrative 60,613
    55 Walls Drive 3rd Fl
    Fairfield,CT06824
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    14,883,109
    b
    Average of monthly cash balances.......................
    1b
    734,448
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    15,617,557
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    15,617,557
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    234,263
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    15,383,294
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    769,165
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    769,165
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    4,358
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,358
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    764,807
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    764,807
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    764,807
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 764,807
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only.......  
    b Total for prior years:2019, 2018, 2017  
    3 Excess distributions carryover, if any, to 2021:
    a From 2016...... 264,649
    b From 2017...... 410,221
    c From 2018...... 158,683
    d From 2019...... 138,470
    e From 2020...... 73,342
    f Total of lines 3a through e ........ 1,045,365
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 1,005,808
    a Applied to 2020, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2021 distributable amount..... 764,807
    e Remaining amount distributed out of corpus 241,001
    5 Excess distributions carryover applied to 2021.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,286,366
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		264,649
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		1,021,717
    10 Analysis of line 9:
    a Excess from 2017.... 410,221
    b Excess from 2018.... 158,683
    c Excess from 2019.... 138,470
    d Excess from 2020.... 73,342
    e Excess from 2021.... 241,001
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ARCHIBALD PROJECT INC
    PO BOX 4038
    HORSESHOE BAY,TX78657     		N/A PC General & Unrestricted 10,000
    ARTS FOR ART INC
    107 SUFFOLK ST
    NEW YORK,NY10002     		N/A PC General & Unrestricted 5,000
    AVES THEATRE BOOSTERS
    7400 CORNELL RD
    CINCINNATI,OH45242     		N/A PC General & Unrestricted 500
    BACK ON MY FEET
    100 S BROAD ST STE 2136
    PHILADELPHIA,PA19110     		N/A PC General & Unrestricted 4,000
    BROTHERS CAPABLE OF ACCOMPLISHING ANYTHING
    8142 GEYSER AVE
    RESEDA,CA91335     		N/A PC General & Unrestricted 2,000
    BUDA POLICE FOUNDATION
    PO BOX 212
    BUDA,TX78610     		N/A PC General & Unrestricted 1,000
    BUYAMBA INC
    3625 E THOUSAND OAKS BLVD STE 265
    WESTLAKE VILLAGE,CA91362     		N/A PC General & Unrestricted 10,000
    CENTER FOR THE DEVELOPMENTALLY DISABLED
    9150 E 41ST TERRACE
    KANSAS CITY,MO64133     		N/A PC General & Unrestricted 3,000
    CHICS HELPING INNER CITY ADOLESCENTS
    1515 N MCDIVITT AVE
    COMPTON,CA90221     		N/A PC Resources & Educational Assistance for Deserving Youth 3,500
    CHORUS AMERICA ASSOCIATION
    1200 18TH ST NW STE 1250
    WASHINGTON,DC20036     		N/A PC Annual Conference Scholarship Fund 7,000
    CHRISTIAN HERALD ASSN INC - THE BOWERY MISSION
    PO BOX 2000 THE MURRAY HILL STA
    NEW YORK,NY10156     		N/A PC General & Unrestricted 500
    CIBACS FOUNDATION
    21400 MAGNOLIA ST
    HUNTINGTN BCH,CA92646     		N/A PC Senior Scholarship Fund 5,000
    CIELO PROJECT RADIO RANCH
    1601 N ST SE
    OLYMPIA,WA98501     		N/A PC General & Unrestricted 2,500
    CINCINNATI PERMACULTURE INSTITUTE
    3321 MCLELLAND AVE
    CINCINNATI,OH45211     		N/A PC General & Unrestricted 25,000
    COMMUNITY PALLIATIVE CARE OF NORTHERN NEW MEXICO
    618 E ALAMEDA ST UNIT C
    SANTA FE,NM87501     		N/A PC General & Unrestricted 5,000
    CONSCIOUS ALLIANCE
    3801 INDUSTRIAL LN
    BROOMFIELD,CO80020     		N/A PC General & Unrestricted 1,000
    DIRECT CONNECTIONS TO AFRICA INC
    1278 GLENNEYRE 47
    LAGUNA BEACH,CA92651     		N/A PC General & Unrestricted 20,000
    DOWN SYNDROME ASSOCIATION OF GREATER CINCINNATI
    4623 WESLEY AVE STE A
    CINCINNATI,OH45212     		N/A PC General & Unrestricted 1,000
    DOWN SYNDROME ASSOCIATION OF GREATER CINCINNATI
    4623 WESLEY AVE STE A
    CINCINNATI,OH45212     		N/A PC Charitable Event 3,000
    DOWNTOWN WOMENS CENTER
    442 S SAN PEDRO ST
    LOS ANGELES,CA90013     		N/A PC General & Unrestricted 10,000
    DRAGONFLY DEVELOPMENT RESOURCES INC
    51 FRONT ST APT 327
    CUMBERLAND,RI02864     		N/A PF Expenditure Responsibility Grant 40,000
    EQUUS EFFECT
    37 DRUM RD
    SHARON,CT06069     		N/A PC General & Unrestricted 5,000
    EVERYTOWN FOR GUN SAFETY SUPPORT FUND INC
    PO BOX 3886
    NEW YORK,NY10163     		N/A PC General & Unrestricted 2,346
    FISHER HOUSE SOUTHERN CALIFORNIA INC
    PO BOX 110
    LONG BEACH,CA90801     		N/A PC General & Unrestricted 7,500
    FRIENDS OF CAPITOL FOREST
    855 TROSPER RD SW STE 108 223
    TUMWATER,WA98512     		N/A PC General & Unrestricted 4,000
    FRIENDS OF EARLY MUSIC INC
    1237 PEPPERELL DR
    COLUMBUS,OH43235     		N/A PC General & Unrestricted 100
    FULLERTON HILLS SOFTBALL
    PO BOX 5244
    FULLERTON,CA92838     		N/A PC General & Unrestricted 2,500
    GIRLS ON THE RUN OF LOS ANGELES COUNTY
    556 S FAIR OAKS AVE STE 101 307
    PASADENA,CA91105     		N/A PC General & Unrestricted 3,000
    GIVING GROVE
    300 E 39TH ST
    KANSAS CITY,MO64111     		N/A PC The Common Orchard Project 10,000
    GREATER AUSTIN PERFORMING ARTS CENTER
    701 W RIVERSIDE DR
    AUSTIN,TX78704     		N/A PC General & Unrestricted 4,000
    GREATER CINCINNATI COALITION FOR THE HOMELESS
    117 E 12TH ST
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 19,737
    HAYS CISD EDUCATION FOUNDATION INC
    21003 N IH 35
    KYLE,TX78640     		N/A PC Clothes Closet fund 2,000
    HAYS COUNTY FOOD BANK
    220 HERNDON ST
    SAN MARCOS,TX78666     		N/A PC General & Unrestricted 2,000
    HUMAN MILK BANKING ASSOCIATION OF NORTH AMERICA
    4455 CAMP BOWIE BLVD STE 114 88
    FORT WORTH,TX76107     		N/A PC General & Unrestricted 5,000
    HUNTINGTON BEACH WETLANDS CONSERVANCY
    PO BOX 5903
    HUNTINGTN BCH,CA92615     		N/A PC Project for Huntington Beach Main Library window shading 10,000
    HUNTINGTON BEACH WETLANDS CONSERVANCY
    PO BOX 5903
    HUNTINGTN BCH,CA92615     		N/A PC General & Unrestricted 10,000
    HUNTSMAN CANCER FOUNDATION
    500 S HUNTSMAN WAY
    SALT LAKE CTY,UT84108     		N/A SO III FI Charitable Event 5,000
    INSPIRE INC
    25 FLEMING LN
    FAIRFIELD,CT06824     		N/A PC General & Unrestricted 2,567
    INTERNATIONAL RESCUE COMMITTEE INC
    PO BOX 3988
    SALT LAKE CITY,UT84110     		N/A PC New Roots Program 8,000
    JDRF INTERNATIONAL
    200 VESEY ST 28TH FLOOR
    NEW YORK,NY10281     		N/A PC General & Unrestricted 1,000
    JESSIE REES FOUNDATION
    PO BOX 80667
    RANCHO SANTA MARGARITA,CA92688     		N/A PC General & Unrestricted 10,000
    KAPPA ALPHA THETA FOUNDATION
    8740 FOUNDERS RD
    INDIANAPOLIS,IN46268     		N/A PC General & Unrestricted 3,500
    LINTON INCORPORATED
    CINCINNATI MUSIC HALL 1241 ELM ST
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 5,000
    LUNCHTIME PRODUCTIONS INC
    1241 ADAMS ST STE 1114
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 21,236
    MAKE-A-WISH FOUNDATION OF ORANGE COUNTY
    3230 EL CAMINO REAL STE 100
    IRVINE,CA92602     		N/A PC General & Unrestricted 10,000
    MANY MOTHERS
    PO BOX 23222
    SANTA FE,NM87502     		N/A PC General & Unrestricted 5,000
    METRO DETROIT SHARE GROUP
    10227 CONTINENTAL DR
    TAYLOR,MI48180     		N/A PC General & Unrestricted 5,000
    MICROGRID SYSTEMS LABORATORY
    PO BOX 789
    MEDANALES,NM87548     		N/A PC General & Unrestricted 7,500
    MILLIKIN UNIVERSITY
    1184 W MAIN ST
    DECATUR,IL62522     		N/A PC General & Unrestricted 10,000
    MILLIKIN UNIVERSITY
    1184 W MAIN ST
    DECATUR,IL62522     		N/A PC funds for Upgrades & Maintenance of Griswold Center and for new Athletics Locker/Performance Facility 50,000
    NATIONAL MULTIPLE SCLEROSIS SOCIETY
    4440 LAKE FOREST DR STE 120
    CINCINNATI,OH45242     		N/A PC General & Unrestricted 6,000
    NCGA FOUNDATION
    30 RAGSDALE DR STE 201
    MONTEREY,CA93940     		N/A PC General & Unrestricted 3,000
    NIMBUS ARTS
    649 MAIN ST
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 15,000
    NORTHERN NEW MEXICO RADIO FOUNDATION
    6401 S RICHARDS AVE
    SANTA FE,NM87508     		N/A PC General & Unrestricted 796
    OC HABITATS
    15333 CULVER DR STE 340-763
    IRVINE,CA92604     		N/A PC Employee Payroll fund 25,000
    OC HABITATS
    15333 CULVER DR STE 340-763
    IRVINE,CA92604     		N/A PC General & Unrestricted 13,000
    OCEAN FOUNDATION
    1320 19TH ST NW STE 500
    WASHINGTON,DC20036     		N/A PC Pro Esteros Friends of Funds 14,000
    OPERATION GIVE BACK
    10891 MILLINGTON CT
    BLUE ASH,OH45242     		N/A PC General & Unrestricted 5,000
    ORANGEWOOD CHILDREN'S HOME
    401 THE CITY DR
    ORANGE,CA92868     		N/A GOV General & Unrestricted 11,013
    PANCREATIC CANCER ACTION NETWORK INC
    1500 ROSECRANS AVE STE 200
    MANHATTAN BCH,CA90266     		N/A PC General & Unrestricted 1,000
    PAWS OF REDEMPTION INC
    25502 PENNSYLVANIA AVE
    LOMITA,CA90717     		N/A PC General & Unrestricted 3,000
    PERMAGANIC CO
    7941 KILGOUR ST
    CAMP DENNISON,OH45111     		N/A PC General & Unrestricted 10,000
    POWER CLEAN RECOVERY CORP
    45 NE INDUSTRIAL ROAD
    BRANFORD,CT06405     		N/A PC General & Unrestricted 10,000
    PROSPECT HOUSE INC
    682 HAWTHORNE AVE
    CINCINNATI,OH45205     		N/A PC General & Unrestricted 21,000
    RAFIKIS RESCUE INC
    11821 COMSTOCK RD
    GARDEN GROVE,CA92840     		N/A PC General & Unrestricted 1,790
    RECLAIMED HOPE INITIATIVE
    1195 REDFIELDS RD
    CHARLOTTESVLE,VA22903     		N/A PC General & Unrestricted 7,000
    RECOVERY COMMUNITY DEVELOPMENT INC
    2253 FAIRFIELD AVE UNIT 3569
    BRIDGEPORT,CT06605     		N/A PC General & Unrestricted 5,000
    RIDE CINCINNATI FOUNDATION
    PO BOX 862
    MASON,OH45040     		N/A PC General & Unrestricted 3,000
    RIVER FUND NEW YORK INC
    8911 LEFFERTS BLVD
    RICHMOND HILL,NY11418     		N/A PC General & Unrestricted 500
    RONALD MCDONALD HOUSE CHARITIES OF SOUTHERN CALIFO
    4560 FOUNTAIN AVE
    LOS ANGELES,CA90029     		N/A PC General & Unrestricted 10,000
    ROOTED WI INC
    2702 INTERNATIONAL LN STE 200
    MADISON,WI53704     		N/A PC General & Unrestricted 3,000
    SAGE MOUNTAIN
    PO BOX 681593
    PARK CITY,UT84068     		N/A PC General & Unrestricted 8,000
    SANTA FE FARMERS MARKET INSTITUTE
    1607 PASEO DE PERALTA STE A
    SANTA FE,NM87501     		N/A PC General & Unrestricted 27,500
    SECRET LAND ARP
    695 VENTURA ST
    ALTADENA,CA91001     		N/A PC General & Unrestricted 26,000
    SEVERALL FRIENDS
    64 VISTA DEL ORO
    CERRILLOS,NM87010     		N/A PC General & Unrestricted 15,000
    SIDEWALK
    1139 5TH AVE SE
    OLYMPIA,WA98501     		N/A PC General & Unrestricted 10,000
    SOUTHPORT CONGREGATIONAL CHURCH - UNITED CHURCH OF
    PO BOX 366
    SOUTHPORT,CT06890     		N/A PC General & Unrestricted 30,000
    ST HELENA MONTESSORI SCHOOL INC
    880 COLLEGE AVE
    SAINT HELENA,CA94574     		N/A PC General & Unrestricted 90,000
    STEPHEN SILLER TUNNEL TO TOWERS FOUNDATION
    2361 HYLAN BLVD
    STATEN ISLAND,NY10306     		N/A PC General & Unrestricted 10,000
    STRAY ANIMAL ADOPTION PROGRAM INC
    PO BOX 72040
    NEWPORT,KY41072     		N/A PC General & Unrestricted 5,000
    TEACHER REUSE
    PO BOX 342
    BUDA,TX78610     		N/A PC General & Unrestricted 1,000
    THE PUBLIC FOR ANIMAL WELFARE INC
    PO BOX 695
    DRIPPING SPGS,TX78620     		N/A PC PAWS Shelter in Kyle, TX 4,000
    THE RIVERBROOK REGIONAL YOUNG MENS CHRISTIAN ASSOC
    404 DANBURY RD
    WILTON,CT06897     		N/A PC Paddle Program Heating Systems 5,000
    THE VILLAGE GREEN FOUNDATION INC
    1415 KNOWLTON ST
    CINCINNATI,OH45223     		N/A PC General & Unrestricted 3,000
    TIERRA DEL SOL FOUNDATION
    9919 SUNLAND BLVD
    SUNLAND,CA91040     		N/A PC General & Unrestricted 2,500
    TIKKUN FARM INC
    7941 ELIZABETH ST
    CINCINNATI,OH45231     		N/A PC General & Unrestricted 10,000
    TONKS FELINE FOSTER
    12562 DALE ST UNIT 41
    GARDEN GROVE,CA92841     		N/A PC General & Unrestricted 9,000
    TWLOHA INC
    PO BOX 2203
    MELBOURNE,FL32902     		N/A PC General & Unrestricted 5,000
    UFFIZI ORDER
    624 W CARRILLO ST
    SANTA BARBARA,CA93101     		N/A PC General & Unrestricted 1,000
    UNIVERSITY OF CINCINNATI FOUNDATION
    PO BOX 19970
    CINCINNATI,OH45219     		N/A PC The Waddell Center for Multiple Schlerosis 20,000
    UNIVERSITY OF CINCINNATI FOUNDATION
    PO BOX 19970
    CINCINNATI,OH45219     		N/A PC Charitable Event 2,000
    UNIVERSITY OF SAN DIEGO
    5998 ALCALA PARK
    SAN DIEGO,CA92110     		N/A PC Daniel Burkett Memorial Scholarship fund 5,000
    VITAL OPERA INC
    8710 34TH AVE APT 2B
    JACKSON HTS,NY11372     		N/A PC General & Unrestricted 15,000
    VOCAL ARTS ENSEMBLE OF CINCINNATI
    1241 ELM ST
    CINCINNATI,OH45202     		N/A PC General & Unrestricted 30,000
    WWP INC - WOUNDED WARRIOR PROJECT INC
    PO BOX 758516
    TOPEKA,KS66675     		N/A PC General & Unrestricted 10,000
    YOU RUN THIS TOWN FOUNDATION
    140 LINDEN AVE
    LONG BEACH,CA90802     		N/A PC General & Unrestricted 3,000
    YOUNG MENS CHRISTIAN ASSOCIATION
    55 N IH 35
    AUSTIN,TX78702     		N/A PC Camp Moody Program 2,901
    Total .................................bullet 3a 907,986
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 425  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 240,296  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aCLASS ACTION LAWSUIT PROCEEDS     		    01 22  
    bFOREIGN TAX REFUND     01 4,481  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) ..   495,963  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    495,963
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
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    Signature of officer or trustee Date Title
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    Form 990-PF (2021)
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    TY 2021 DepreciationSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

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    TY 2021 ExpenditureResponsibilityStmt
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    DRAGONFLY DEVELOPMENT RESOURCES INC
          		51 FRONT ST APT 327
    CUMBERLAND,RI02864     		2020-02-28 40,000 TO SUPPORT THE BOON PROJECT 40,000 NO 1/12/22   NONE NECESSARY
    DRAGONFLY DEVELOPMENT RESOURCES INC
          		51 FRONT ST APT 327
    CUMBERLAND,RI02864     		2021-03-04 40,000 TO SUPPORT THE BOON PROJECT 40,000 NO 3/8/23   NONE NECESSARY
    DRAGONFLY DEVELOPMENT RESOURCES INC
          		51 FRONT ST APT 327
    CUMBERLAND,RI02864     		2022-03-18 40,000 TO SUPPORT THE BOON PROJECT 40,000 NO 3/28/23   NONE NECESSARY
    IL CUORE DI GIAMPY
          		VIE SEMPIONE 21 INT 12
    ARESE MILANO   20020
    IT     		2018-02-28 5,000 TO SUPPORT THE INFANT CARE TRAINING PROJECT 5,000 NO 7/10/19, 2/8/21, 1/11/22   NONE NECESSARY

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AMERICAN EXPRESS CREDIT MTN BO 169,425 140,009
    APPLE INC - 3.250% - 02/23/202 75,212 72,445
    BANK AMER CORP - 3.559% - 04/2 112,173 94,217
    BK OF AMERICA CORP - 2.087% - 20,526 21,063
    CITIGROUP INC BND - 3.300% - 0 52,042 48,390
    CITIGROUP INC NOTE CALL MAKE W 95,608 92,758
    COMCAST CORP NOTE - 4.150% - 1 171,841 145,269
    DEERE JOHN CAP CORP - 2.800% - 95,850 99,680
    EXXON MOBIL CORP - 3.294% - 03 112,425 96,157
    GOLDMAN SACHS GROUP INC - 3.85 106,456 95,955
    INTEL CORP - 3.750% - 03/25/20 116,922 97,280
    JPMORGAN CHASE &CO NOTE - 2.95 165,974 141,531
    MORGAN STANLEY - 3.625% - 01/2 161,703 142,321
    ORACLE CORP - 3.400% - 07/08/2 131,613 121,964
    PFIZER INC NT - 3.400% - 05/15 52,866 49,179
    U S BANCORP - 3.150% - 04/27/2 82,311 70,845

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBOTT LABS 75,716 90,582
    ADOBE SYSTEMS, INC 38,577 80,714
    AIA GROUP LTD ADR 33,598 36,823
    AIRBUS GROUP 24,734 20,877
    ALCON INC 23,830 27,487
    ALIBABA GROUP HOLDING LTD 51,776 33,010
    ALIGN TECHNOLOGY, INC 36,435 26,352
    ALNYLAM PHARMACEUTICALS, INC 27,038 39,706
    ALPHABET INC CL A 105,330 171,683
    ALPHABET INC CL C 66,129 225,118
    ALPS CLEAN ENERGY ETF 127,949 167,400
    AMADEUS IT HLDS SA 44,585 31,945
    AMAZON COM 152,650 292,033
    AMERICAN TOWER REIT INC 60,067 77,216
    AMERICAN WATER WORKS COMPANY I 32,989 39,913
    AMERIPRISE FINANCIAL INC 14,638 64,398
    AMERISOURCEBERGEN CORP 14,716 15,362
    AMETEK INC 12,221 35,747
    AMPHENOL CORPORATION 18,318 50,912
    ANALOG DEVICES INC 50,414 103,662
    ANSYS INC 4,096 34,076
    APPLE INC 16,874 236,848
    APTIV PLC 17,281 25,174
    ARES MANAGEMENT CORPORATION 25,297 29,004
    ASHLAND GLOBAL HOLDINGS 15,701 23,493
    ASML HOLDING NV NY REG SHS 16,955 27,365
    ASSA ABLOY UNSP/ADR 24,144 24,709
    ASTRAZENECA 138,606 174,615
    AUTOMATIC DATA PROCESSING INC 19,569 64,450
    AUTOZONE INC 3,215 95,423
    AVATAR HOLDINGS INC. 43,953 38,544
    BAE SYSTEMS PLC 29,831 37,998
    BANCO SANTANDER CEN 41,099 32,344
    BARCLAYS ETN PLUS SELECT MLP 286,135 305,568
    BERRY PLASTICS GROUP INC 6,851 23,616
    BHP BILLITON LIMITED 30,799 34,414
    BILL COM HOLDINGS 8,069 6,503
    BLACKROCK INC 41,258 69,452
    BROOKFIELD ASSET MANAGEMENT CL 14,980 20,605
    CADENCE DESIGN SYSTEMS INC 31,129 60,386
    CANADIAN NATL RAILWAY CO 19,029 26,713
    CDW CORP 28,138 40,746
    CHARLES RIV LABORATORIES INTL 32,980 33,143
    CHARLES SCHWAB CORP 86,868 167,886
    CHENIERE ENERGY INC 21,472 29,460
    CHEVRON CORP 62,584 94,588
    CHIPOTLE MEX GRILL 40,724 48,809
    CHUBB LIMITED 20,665 30,962
    CHURCH & DWIGHT 2,736 14,818
    CINTAS CRP 14,972 26,783
    CISCO SYSTEMS INC 83,746 134,542
    CME GROUP, INC 50,848 45,008
    COMPASS GROUP PLC ADR 30,092 33,507
    CONOCOPHILLIPS 61,134 78,429
    COSTAR GROUP, INC 9,648 22,448
    COSTCO WHOLESALE CORPORATION 52,172 85,741
    CROWDSTRIKE HOLDINGS, INC 39,569 26,471
    CROWN HOLDINGS INC 13,939 28,198
    DAIKIN INDS LTD ADR 23,272 24,093
    DANAHER CORP 51,876 150,649
    DBS GROUP HLDGS SPON ADR 32,901 41,285
    DIAGEO PLC ADS 24,728 29,102
    DIAMONDBACK ENERGY INC 40,167 47,958
    DOLLAR GENERAL CORP 74,404 97,670
    DOMINOS PIZZA INC 15,475 23,324
    DYNATRACE 18,794 18,988
    EDWARDS LIFESCIENCES 8,307 17,613
    ENPHASE ENERGY ORD SHS 34,026 74,056
    ENTEGRIS INC 24,383 25,197
    EPAM SYSTEMS INC 4,535 47,547
    EQUINOR ASA 16,114 31,323
    EURONET WORLDWIDE INC 31,465 21,100
    F M C CP 11,701 33,836
    FANUC LIMITED UNSPONSORED 39,119 27,979
    FERRARI NV 14,719 18,067
    FIDELITY NATIONAL INFORMATION 68,823 62,637
    FISERV INC 40,282 84,427
    FIVE BELOW INC 25,599 27,668
    FLEETCOR TECHNOLGIES INC 23,322 24,721
    FLOOR AND DECOR HOLDINGS 27,392 20,374
    FOMENTO ECONOMICO MEXICANO 21,167 17,971
    GENPACT LIMITED 8,979 16,553
    GLOBAL PAYMENTS INC 32,344 30,719
    HDFC BANK LTD ADR 33,324 46,364
    HEIDELBERGCEMENT AG UNSPONSORE 20,750 19,984
    HEXAGON 14,285 18,217
    HOME DEPOT INC 72,056 155,191
    HONEYWELL INTL 122,106 181,568
    HOWMET AEROSPACE ORD SHS 23,370 26,633
    HUBBELL INCORPORATED 12,193 28,709
    HUMANA INC 2,917 38,493
    IAA INC 14,959 14,500
    ICON PLC - AMERICAN DEPOSITARY 59,250 61,400
    IDEX CP 24,289 37,523
    INGERSOLL-RAND INC 24,301 26,121
    INTERCONTINENTAL EXCHANGE, INC 46,666 69,102
    INTERCONTINENTAL HOTELS GROUP 31,562 28,234
    IQVIA HOLDINGS INC 78,854 74,999
    JP MORGAN CHASE 26,509 91,613
    JULIUS BAER GROUP LTD 28,143 29,117
    KEYSIGHT TECHNOLOGIES INC 26,420 53,724
    KLA TENCOR CORP 12,581 20,837
    L'AIR LIQUIDE ADR OTC 25,763 32,181
    LINDE PLC COM 80,379 139,303
    LIVE NATION INC COM 13,449 11,496
    LIVENT CORPORATION 9,255 20,069
    LLOYDS BANKING GROUP PLC 40,622 38,783
    LONDON STK EXCHANGE GROUP 24,946 30,988
    LVMH MOET HENN UNSP 19,900 31,212
    MARRIOTT INTERNATIONAL INC. CL 21,792 31,251
    MARTIN MARIETTA MATLS INC 96,703 98,950
    MARVELL TECHNOLOGY, INC 11,834 17,957
    MASCO CORP 14,998 19,855
    MERCADOLIBRE, INC 21,187 23,275
    MICROCHIP TECHNOLOGY INC 9,371 60,184
    MICROSOFT CORP 84,398 459,251
    MONDELEZ INTERNATIONAL INC 82,534 101,550
    MONSTER BEVERAGE CORP 1,288 33,018
    MSCI INC 7,102 43,166
    NEXTERA ENERGY, INC 117,941 174,567
    NIDEC CORPORATION ADR 24,891 19,215
    NOVARTIS AG ADR 27,385 31,615
    OSHKOSH CORP 16,786 16,665
    OTIS WORLDWIDE CORP 67,260 94,489
    PALO ALTO NETWORKS INC 49,889 59,635
    PENTAIR INC. COM 7,519 8,879
    PEPSICO INC 52,667 94,425
    PIONEER NAT RES CO 96,289 147,258
    PLANET FITNESS INC 28,250 27,583
    PNC FINANCIAL GROUP INC 89,248 107,855
    PROLOGIS 31,983 36,750
    QUALCOMM INC 40,744 85,887
    RAYTHEON TECHNOLOGIES CORP 113,749 161,308
    REGAL REXNORD CORP 16,082 22,944
    RESMED INC 35,762 46,040
    RITCHIE BROS AUCTIONEERS 18,488 24,573
    ROPER INDUSTRIES 116,214 159,756
    ROSS STORES, INC 6,964 26,005
    S&P GLOBAL INC COM 123,796 128,066
    SALESFORCE.COM 133,796 115,220
    SBA COMMUNICATIONS CORP 17,888 57,765
    SHELL ADR EACH REPRESENTING 2 32,907 35,959
    SIEMENS AG 26,565 28,572
    SONY GROUP CORP 21,990 26,084
    SPROUTS FARMERS MARKET INC 14,268 22,486
    STRYKER CORPORATION 61,351 99,871
    SVB FINANCIAL GROUP 96,572 45,661
    SYMRISE AG UNSPONSORED 25,626 29,154
    SYNOPSYS, INC 29,126 50,931
    SYSMEX CORP UNSP ASDR 31,104 20,370
    T-MOBILE US INC 79,029 136,617
    TAIWAN SEMICONDUCTOR MFG CO LT 15,727 22,902
    TE CONNECTIVITY LTD 102,107 97,365
    TENCENT HOLDINGS LIMITED 38,849 31,328
    THE BLACKSTONE GROUP INC CL A 61,154 116,152
    THERMO FISHER SCIENTIFIC INC 27,471 118,767
    TJX COMPANIES INC 67,696 98,702
    TOKIO MARINE HOLDINGS INC 16,953 21,074
    TOYOTA MTR CORP 37,406 31,458
    TRACTOR SUPPLY CO COM 14,046 47,751
    TRANSUNION COM USD0.01 13,768 20,564
    ULTA SALON, COSMETICS & FRAGRA 35,055 41,371
    UNION PACIFIC 52,568 103,497
    UNITEDHEALTH GROUP INC 53,595 254,161
    US BANCORP 94,979 90,871
    US FOODS HOLDING CORPORATION 26,268 26,155
    VEEVA SYSTEMS INC 42,078 39,405
    VESTAS WIND SYS UNSP/ADR 15,686 19,342
    VISA INC 128,889 247,814
    WALT DISNEY HOLDINGS CO 112,920 72,130
    WASTE CONNECTIONS 28,546 33,235
    WOODSIDE ENERGY GROUP 13,514 14,703
    YUM CHINA HOLDINGS INC 24,980 35,167
    ZOETIS INC 53,548 72,138
    ZOOMINFO TECHNOLOGIES ORD SHS 23,633 14,386
    ZURN WATER SOLUTIONS 7,378 12,952

    TY 2021 InvestmentsGovtObligationsSch
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    US Government Securities - End of Year Book Value:

    1,837,608
    US Government Securities - End of Year Fair Market Value:

    1,695,119
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2021 LegalFeesSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    General Consultations 2,515     2,515


    TY 2021 OtherExpensesSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 60,613     60,613
    Bank Charges 1,515 1,515    
    Indemnification Insurance 4,430     4,430
    State or Local Filing Fees 750     750


    TY 2021 OtherIncomeSchedule2
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Class Action Lawsuit Proceeds 22 22  
    FOREIGN TAX REFUND 4,481 4,481  


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 180,931 180,931    


    TY 2021 TaxesSchedule
    Name:
    The John C Griswold Family Foundation
    EIN:
    13-2978937
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    990-PF Estimated Tax for 2022 6,200      
    990-PF Extension for 2021 770