Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
right arrowDo not enter social security numbers on this form as it may be made public.
right arrowGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2022
Open to Public Inspection
For calendar year 2022, or tax year beginning 01-01-2022 , and ending 12-31-2022
Name of foundation
SWARTZ FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)CO FWP 177 HUNTINGTON AVE 17TH FL
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BOSTON, MA02115
A Employer identification number

04-3255974
B Telephone number (see instructions)

(617) 602-1901
C right arrow
G Check all that apply:

D 1. Foreign organizations, check here............. right arrow
2. Foreign organizations meeting the 85%
test, check here and attach computation ... right arrow
E right arrow
H Check type of organization:
F right arrow
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)right arrow$207,416,989J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 3,739,739
2 Check right arrow.............
3 Interest on savings and temporary cash investments 184,190 184,190  
4 Dividends and interest from securities... 3,555,437 3,536,401  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment
List of Attached Documents:
// Content
10,029,755
b Gross sales price for all assets on line 6a 68,070,356
7 Capital gain net income (from Part IV, line 2)... 9,926,327
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
0 953,107  
12 Total. Add lines 1 through 11........ 17,509,121 14,600,025  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment
List of Attached Documents:
// Content
68,227 45,712   22,515
b Accounting fees (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
57,300 38,391   18,909
c Other professional fees (attach schedule).... Click to see attachment
List of Attached Documents:
// Content
616,972 616,972   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment
List of Attached Documents:
// Content
374,545 82,871   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment
List of Attached Documents:
// Content
567 1,106,521   500
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 1,117,611 1,890,467   41,924
25 Contributions, gifts, grants paid....... 734,507 734,507
26 Total expenses and disbursements. Add lines 24 and 25 1,852,118 1,890,467   776,431
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 15,657,003
b Net investment income (if negative, enter -0-) 12,709,558
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2022)
Form 990-PF (2022)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. -1    
2 Savings and temporary cash investments......... 10,140,606 14,353,962 14,353,962
3 Accounts receivable right arrow  
Less: allowance for doubtful accounts right arrow        
4 Pledges receivable right arrow  
Less: allowance for doubtful accounts right arrow        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) right arrow  
Less: allowance for doubtful accounts right arrow   90,624 0 0
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 56,733,970 Click to see attachment
List of Attached Documents:
// Content
80,083,390 		96,522,411
c Investments—corporate bonds (attach schedule)....... 46,151,092 Click to see attachment
List of Attached Documents:
// Content
29,643,221 		25,088,148
11 Investments—land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 79,861,726 Click to see attachment
List of Attached Documents:
// Content
71,358,057 		71,452,468
14 Land, buildings, and equipment: basis right arrow  
Less: accumulated depreciation (attach schedule) right arrow        
15 Other assets (describe right arrow)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 192,978,017 195,438,630 207,416,989
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe right arrow)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here right arrow
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here right arrow
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 143,580,540 143,580,540
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 49,397,477 51,858,090
29 Total net assets or fund balances (see instructions)..... 192,978,017 195,438,630
30 Total liabilities and net assets/fund balances (see instructions). 192,978,017 195,438,630
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
192,978,017
2
Enter amount from Part I, line 27a .....................
2
15,657,003
3
Other increases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
3
12,779,485
4
Add lines 1, 2, and 3 ..........................
4
221,414,505
5
Decreases not included in line 2 (itemize) right arrowClick to see attachment
List of Attached Documents:
// Content
5
25,975,875
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
195,438,630
Form 990-PF (2022)
Form 990-PF (2022)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a ADAMAS OPPORTUNITIES LP (1YR) P    
b ADAMAS OPPORTUNITIES LP (3YR) P    
c ADAMAS OPPORTUNITIES LP (1YR) P    
d ADAMAS OPPORTUNITIES LP (3YR) P    
e AMOON GROWTH FUND, LP P    
BAUPOST VALUE PARTNERS LP IV P    
FIMI OPPORTUNITY 6, LP P    
FIMI OPPORTUNITY V, LP P    
FINEPOINT CAPITAL PARTNERS II LP P    
GS CAPITAL PARTNERS V INSTITUTIONAL, LP P    
GSCP V INSTITUTIONAL AIV, LP P    
GUARDIAN POINT LP P    
HIGHVISTA II LIMITED PARTNERSHIP P    
HIGHVISTA OPPORTUNISTIC PRIVATE CREDIT FUND LP P    
HIGHVISTA OPPORTUNISTIC PRIVATE CREDIT FUND II LP P    
SHAWSPRING PARTNERS QP FUND, LP P    
STEPSTONE VC BLOCKCHAIN I, LP P    
TFJ CAPITAL PARTNERS, LP P    
R&G P    
NFS P    
NFS P    
R&G P    
R&G P    
NFS P    
DISTRESSED MANAGERS III OFFSHORE LP P    
GS MEZZANINE PARTNERS 2006 OFFSHORE LP P    
VINTAGE III OFFSHORE LP P    
ONE WILLIAM STREET CAPITAL OFFSHORE FUND LTD P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 3,021     3,021
b 38,676     38,676
c 3,972     3,972
d 50,746     50,746
e 207,152     207,152
1,982,167     1,982,167
18,246     18,246
43,963     43,963
241,953     241,953
    7,743 -7,743
    350 -350
105,306     105,306
93,110     93,110
47,296     47,296
    171 -171
    30,088 -30,088
    6,638 -6,638
    282,471 -282,471
6,722,105   5,517,345 1,204,760
19,820,472   14,581,045 5,239,427
141,945     141,945
90,623   90,623 0
26,092,015   26,718,264 -626,249
10,712,919   10,805,863 -92,944
64,747     64,747
11,407     11,407
23,384     23,384
1,451,703     1,451,703
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       3,021
b       38,676
c       3,972
d       50,746
e       207,152
      1,982,167
      18,246
      43,963
      241,953
      -7,743
      -350
      105,306
      93,110
      47,296
      -171
      -30,088
      -6,638
      -282,471
      1,204,760
      5,239,427
      141,945
      0
      -626,249
      -92,944
      64,747
      11,407
      23,384
      1,451,703
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 9,926,327
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2022)
Form 990-PF (2022)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here right arrow and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions) 1 176,663
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 176,663
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 176,663
6 Credits/Payments:
a 2022 estimated tax payments and 2021 overpayment credited to 2022 6a 240,904
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 275,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 515,904
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2221 is attached. Click to see attachment
List of Attached Documents:
// Content
8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......right arrow 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...right arrow 10 339,241
11 Enter the amount of line 10 to be: Credited to 2023 estimated taxright arrow339,241 Refundedright arrow 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. right arrow$ 0(2) On foundation managers.right arrow$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.right arrow$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
round bullet By language in the governing instrument, or
round bullet By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument? ................
6
Yes
 
7
Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
and Part XIV..................................
7
Yes
 
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
right arrowMA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
8b
Yes
 
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2022 or the taxable year beginning in 2022? See the instructions for Part XIII.
If "Yes," complete Part XIII .............................
9
 
No
10
Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
and addresses. ...............................
10
 
No
Form 990-PF (2022)
Form 990-PF (2022)
Page 5
Part VI-A
Statements Regarding Activities (continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
11
 
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructionsClick to see attachment
List of Attached Documents:
// Content
.................
12
Yes
 
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
 
Website addressright arrowN/A
14
The books are in care ofright arrowFIDUCIARY WEALTH PARTNERS Telephone no.right arrow (617) 602-1901

Located atright arrow177 HUNTINGTON AVENUE 17TH FLOORBOSTONMA ZIP+4right arrow02115
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........right arrow
and enter the amount of tax-exempt interest received or accrued during the year ........right arrow
15
 
16 At any time during calendar year 2022, did the foundation have an interest in or a signature or other authority over YesNo
a bank, securities, or other financial account in a foreign country? .................
16   No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country right arrow
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
1a(1)
 
No
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person? ..............................
1a(2)
 
No
(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
1a(3)
 
No
(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
1a(4)
 
No
(5) Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)? ......................
1a(5)
 
No
(6) Agree to pay money or property to a government official? (Exception. Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.) ...............
1a(6)
 
No
b
If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
1b
 
 
c
Organizations relying on a current notice regarding disaster assistance check here ........right arrow
d
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2022? .............
1d
 
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2022, did the foundation have any undistributed income (Part XII, lines 6d
and 6e) for tax year(s) beginning before 2022?....................
2a
 
No
If "Yes," list the years right arrow20, 20, 20, 20
b
Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to all years listed, answer "No" and attach statement—see instructions.) ..............
2b
 
 
c
If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
right arrow20, 20, 20, 20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year? ..............................
3a
Yes
 
b
If "Yes," did it have excess business holdings in 2022 as a result of (1) any purchase by the foundation
or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2022.) .....................
3b
 
No
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
 
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2022? ..
4b
 
No
Form 990-PF (2022)
Form 990-PF (2022)
Page 6
Part VI-B
Statements Regarding Activities for Which Form 4720 May Be Required (continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
5a(1)
 
No
(2) Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive? ....................
5a(2)
 
No
(3) Provide a grant to an individual for travel, study, or other similar purposes? .............
5a(3)
 
No
(4) Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions ........................
5a(4)
Yes
 
(5) Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals? .............
5a(5)
 
No
b
If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
5b
 
No
c
Organizations relying on a current notice regarding disaster assistance check .........right arrow
d
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant? .................
5d
Yes
 
If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
List of Attached Documents:
// Content
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract? .............................
6a
 
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
6b
 
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
7a
 
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
7b
 
 
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year? .........................
8
 
No
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a) Name and address (b) Title, and average
hours per week
devoted to position 		(c) Compensation
 (If not paid, enter
-0-) 		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
other allowances
SIDNEY W SWARTZ TRUSTEE
1.00 		0 0 0
FWP 177 HUNTINGTON AVE 17TH FLOOR
BOSTON,MA02115
JEFFREY SWARTZ TRUSTEE
1.00 		0 0 0
FWP 177 HUNTINGTON AVE 17TH FLOOR
BOSTON,MA02115
JUDITH SWARTZ TRUSTEE
1.00 		0 0 0
FWP 177 HUNTINGTON AVE 17TH FLOOR
BOSTON,MA02115
2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000 (b) Title, and average
hours per week
devoted to position 		(c) Compensation (d) Contributions to
employee benefit
plans and deferred
compensation 		(e) Expense account,
other allowances
NONE
Total number of other employees paid over $50,000...................right arrow 0
Form 990-PF (2022)
Form 990-PF (2022)
Page 7
Part VII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)
3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
BATTERY GLOBAL ADVISORS INVESTMENT MANAGEMENT 228,149
ONE MARINA PARK DRIVE SUITE 1150
BOSTON,MA02110
ROPES & GRAY LLP LEGAL & INVESTMENT MANAGEMENT 205,920
800 BOYLSTON STREET
BOSTON,MA021993600
FIDUCIARY WEALTH ADVISORS INVESTMENT 148,420
177 HUNTINGTON AVE 17TH FLOOR
BOSTON,MA02115
COMMUNITY CAPITAL MANAGEMENT INC INVESTMENT 71,997
2500 WESTON ROAD SUITE 101
WESTON,FL33331
DAIGLE & ASSOCIATES LLP TAX 57,300
176 FEDERAL STREET
BOSTON,MA02110
Total number of others receiving over $50,000 for professional services.............right arrow0
Part VIII-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
1  
2  
3  
4  
Part VIII-B
Summary of Program-Related Investments (see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
1  
2  
All other program-related investments. See instructions.
3  
Total. Add lines 1 through 3.........................right arrow0
Form 990-PF (2022)
Form 990-PF (2022)
Page 8
Part IX
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities...................
1a
205,125,050
b
Average of monthly cash balances.......................
1b
16,744,781
c
Fair market value of all other assets (see instructions)................
1c
0
d
Total (add lines 1a, b, and c).........................
1d
221,869,831
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation) .............
1e
0
2
Acquisition indebtedness applicable to line 1 assets..................
2
0
3
Subtract line 2 from line 1d.........................
3
221,869,831
4
Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
instructions) .............................
4
3,328,047
5
Net value of noncharitable-use assets. Subtract line 4 from line 3. ............
5
218,541,784
6
Minimum investment return. Enter 5% (0.05) of line 5................
6
10,927,089
Part X
Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
1
Minimum investment return from Part IX, line 6..................
1
10,927,089
2a
Tax on investment income for 2022 from Part V, line 5.......
2a
176,663
b
Income tax for 2022. (This does not include the tax from Part V.) ...
2b
22,076
c
Add lines 2a and 2b............................
2c
198,739
3
Distributable amount before adjustments. Subtract line 2c from line 1............
3
10,728,350
4
Recoveries of amounts treated as qualifying distributions................
4
0
5
Add lines 3 and 4............................
5
10,728,350
6
Deduction from distributable amount (see instructions).................
6
0
7
Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
7
10,728,350
Part XI
Qualifying Distributions (see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
1a
776,431
b
Program-related investments—total from Part VIII-B..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes...............................
2
 
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)....................
3a
 
b
Cash distribution test (attach the required schedule) .................
3b
 
4
Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4. .......
4
776,431
Form 990-PF (2022)
Form 990-PF (2022)
Page 9
Part XII
Undistributed Income (see instructions)
(a)
Corpus 		(b)
Years prior to 2021 		(c)
2021 		(d)
2022
1 Distributable amount for 2022 from Part X, line 7 10,728,350
2 Undistributed income, if any, as of the end of 2022:
a Enter amount for 2021 only....... 0
b Total for prior years:20, 20, 20 0
3 Excess distributions carryover, if any, to 2022:
a From 2017......  
b From 2018......  
c From 2019......  
d From 2020......  
e From 2021......  
f Total of lines 3a through e ........ 0
4Qualifying distributions for 2022 from Part
XI, line 4: right arrow$ 776,431
a Applied to 2021, but not more than line 2a 0
b Applied to undistributed income of prior years
(Election required—see instructions)..... 		0
c Treated as distributions out of corpus (Election
required—see instructions)........ 		0
d Applied to 2022 distributable amount..... 776,431
e Remaining amount distributed out of corpus 0
5 Excess distributions carryover applied to 2022. 0 0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6Enter the net total of each column as
indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
b Prior years’ undistributed income. Subtract
line 4b from line 2b .......... 		0
c Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed...... 		0
d Subtract line 6c from line 6b. Taxable amount
—see instructions ........... 		0
e Undistributed income for 2021. Subtract line
4a from line 2a. Taxable amount—see
instructions ............. 		0
f Undistributed income for 2022. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2023 .......... 		9,951,919
7 Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions) ....... 		0
8 Excess distributions carryover from 2017 not
applied on line 5 or line 7 (see instructions) ... 		0
9 Excess distributions carryover to 2023.
Subtract lines 7 and 8 from line 6a ...... 		0
10 Analysis of line 9:
a Excess from 2018....  
b Excess from 2019....  
c Excess from 2020....  
d Excess from 2021....  
e Excess from 2022....  
Form 990-PF (2022)
Form 990-PF (2022)
Page 10
Part XIII
Private Operating Foundations (see instructions and Part VI-A, question 9)
1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2022, enter the date of the ruling ...... right arrow
 
b Check box to indicate whether the organization is a private operating foundation described in section or
2a Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part IX for each
year listed .......... 		Tax year Prior 3 years (e) Total
(a) 2022 (b) 2021 (c) 2020 (d) 2019
         
b 85% (0.85) of line 2a .........          
c Qualifying distributions from Part XI,
line 4 for each year listed ..... 		         
d Amounts included in line 2c not used directly
for active conduct of exempt activities .......... 		         
e Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c .... 		         
3 Complete 3a, b, or c for the
alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......          
(2) Value of assets qualifying
under section 4942(j)(3)(B)(i)		          
b “Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part IX, line 6 for each year listed .. 		         
c “Support" alternative test—enter:
(1) Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties) .... 		         
(2) Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii).... 		         
(3) Largest amount of support
from an exempt organization		          
(4) Gross investment income          
Part XIV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1Information Regarding Foundation Managers:
aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
SIDNEY W SWARTZ
bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here right arrow
aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
bThe form in which applications should be submitted and information and materials they should include:
cAny submission deadlines:
dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form 990-PF (2022)
Form 990-PF (2022)
Page 11
Part XIV
Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
 Foundation
status of
recipient 		Purpose of grant or
contribution 		Amount
Name and address (home or business)
aPaid during the year

BETH ISRAEL DEACONESS MEDICAL CENTER INC

330 BROOKLINE AVENUE
BOSTON,MA02215 		N/A PUBLIC CHARITY GENERAL SUPPORT 50,000

BOCA RATON REGIONAL HOSPITAL FOUNDATION

745 MEADOWS ROAD
BOCA RATON,FL33486 		N/A PUBLIC CHARITY GENERAL SUPPORT 2,500

CHABAD LUBAVITCH OF THE NORTH SHORE

44 BURRILL STREET
SWAMPSCOTT,MA01907 		N/A PUBLIC CHARITY JEWISH LEARNING INSTITUTE OF THE NORTH SHORE 5,000

COMBINED JEWISH PHILANTHROPIES OF GREATER BOSTON INC

126 HIGH STREET
BOSTON,MA021102700 		N/A PUBLIC CHARITY GENERAL SUPPORT 1,000

DANA FARBER CANCER INSTITUTE INC

44 BINNEY STREET
BOSTON,MA02115 		N/A PUBLIC CHARITY GENERAL SUPPORT 1,000

HADASSAH MEDICAL ORGANIZATION

KIRYAT HADASSAH POB 12000
JERUSALEM   91120
IS 		N/A NC MEDICAL RESEARCH 278,507

HEBREW SENIORLIFE INC

1200 CENTRE STREET
BOSTON,MA02131 		N/A PUBLIC CHARITY ANNUAL SUPPORT 1,000

HILLEL THE FOUNDATION FOR JEWISH CAMPUS LIFE

800 EIGHTH STREET NW
WASHINGTON,DC200013724 		N/A PUBLIC CHARITY PEACE & DIALOGUE LEADERSHIP INITIATIVE 25,000

JEWISH FAMILY AND CHILDRENS FOUNDATION INC

31 NEW CHARDON STREET
BOSTON,MA02114 		N/A PUBLIC CHARITY FAMILY TABLE 5,000

JEWISH FEDERATION OF SOUTH PALM BEACH COUNTY INC

9901 DONNA KLEIN BLVD
BOCA RATON,FL33428 		N/A PUBLIC CHARITY MARCH OF THE LIVING 103,000

RUTH RALES JEWISH FAMILY SERVICE OF SOUTH PALM BEACH COUNTY INC

21300 RUTH BARON COLEMAN BLVD
BOCA RATON,FL33428 		N/A PUBLIC CHARITY ANNUAL SUPPORT 5,000

TEMPLE EMANUEL

385 WARD STREET
NEWTON CENTRE,MA02459 		N/A PUBLIC CHARITY ANNUAL SUPPORT FUND 7,500

KESHET DONOR ADVISED FUND

SHFAYIM CENTER 2ND FLOOR POB 376
SHFAYIM   6099000
IS 		N/A PUBLIC CHARITY SUPPORT OF CHARITABLE PROGRAMS IN ISRAELSUPPORT OF CHARITABLE PROGRAMS IN ISRAEL 250,000
Total .................................right arrow 3a 734,507
bApproved for future payment
Total ................................. right arrow 3b 0
Form 990-PF (2022)
Form 990-PF (2022)
Page 12
Part XV-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
Related or exempt
function income
(See instructions.)
1Program service revenue: (a)
Business code 		(b)
Amount 		(c)
Exclusion code 		(d)
Amount
a
b
c
d
e
f
gFees and contracts from government agencies          
2 Membership dues and assessments ....          
3 Interest on savings and temporary cash
investments ........... 		    14 184,190  
4 Dividends and interest from securities ....     14 3,555,437  
5 Net rental income or (loss) from real estate:
aDebt-financed property......          
bNot debt-financed property.....          
6 Net rental income or (loss) from personal property          
7 Other investment income .....          
8 Gain or (loss) from sales of assets other than
inventory ............ 		523000 103,428 18 9,926,327  
9 Net income or (loss) from special events:          
10 Gross profit or (loss) from sales of inventory          
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) .. 103,428 13,665,954 0
13Total. Add line 12, columns (b), (d), and (e)..................
13
13,769,382
(See worksheet in line 13 instructions to verify calculations.)
Part XV-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
DownArrow 		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form 990-PF (2022)
Form 990-PF (2022)
Page 13
Part XVI
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1) Cash...................................
1a(1)
 
No
(2) Other assets.................................
1a(2)
 
No
b
Other transactions:
(1) Sales of assets to a noncharitable exempt organization....................
1b(1)
 
No
(2) Purchases of assets from a noncharitable exempt organization..................
1b(2)
 
No
(3) Rental of facilities, equipment, or other assets.......................
1b(3)
 
No
(4) Reimbursement arrangements...........................
1b(4)
 
No
(5) Loans or loan guarantees.............................
1b(5)
 
No
(6) Performance of services or membership or fundraising solicitations................
1b(6)
 
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
1c
 
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
(a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
b
If "Yes," complete the following schedule.

(a) Name of organization (b) Type of organization (c) Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
right arrow right arrow
May the IRS discuss this return
with the preparer shown below?
See instructions.
Signature of officer or trustee Date Title
Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date Check if self-
employed right arrow		 PTIN
Firm's name SmallBullet
 Firm's EIN SmallBullet
Firm's address SmallBullet


 Phone no.
Form 990-PF (2022)
Additional Data


Software ID:  
Software Version:  


Form 990PF - Special Condition Description:
Special Condition Description
Schedule B
(Form 990)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2022
Name of the organization
SWARTZ FOUNDATION
 
Employer identification number

04-3255974
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990) (2022)
Schedule B (Form 990) (2022) Page 2
Name of organization
SWARTZ FOUNDATION
  		Employer identification number
04-3255974
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
1
SIDNEY W SWARTZ
1001 S OCEAN BOULEVARD
 
DELRAY, FL33483

$ 5,500,000


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990) (2022)
Schedule B (Form 990) (2022)
Page 3
Name of organization
SWARTZ FOUNDATION
  		Employer identification number

04-3255974
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
1
 1,141.813 SHARES OF VSMAX AND 141,324.261 SHARES OF APHKX $ 5,500,000 2022-12-20
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I 		(b)
Description of noncash property given 		(c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990) (2022)
Schedule B (Form 990) (2022)
Page 4
Name of organization
SWARTZ FOUNDATION
  		Employer identification number

04-3255974
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990) (2022)
Additional Data


Software ID:  
Software Version:  

TY 2022 AccountingFeesSchedule
Name:
SWARTZ FOUNDATION
EIN:
04-3255974
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
DAIGLE - TAX PREP 57,300 38,391   18,909

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2022 ExpenditureResponsibilityStmt
Name:
SWARTZ FOUNDATION
EIN:
04-3255974
Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
HADASSAH MEDICAL ORGANIZATION
  		KIRYAT HADASSAH POB 12000
JERUSALEM    
IS 		2022-07-07 72,840 SUPPORT FOR MEDICAL RESEARCH PROGRAMS 72,840 TO THE KNOWLEDGE OF GRANTOR, NO FUNDS DIVERTED FROM ORIGINAL GRANT PURPOSE 08/09/2022   THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, IT HAS NOT CONDUCTED ANY INDEPENDENT VERIFICATION OF THE REPORTS.
HADASSAH MEDICAL ORGANIZATION
  		KIRYAT HADASSAH POB 12000
JERUSALEM    
IS 		2022-08-07 109,078 SUPPORT FOR MEDICAL RESEARCH PROGRAMS 109,078 TO THE KNOWLEDGE OF GRANTOR, NO FUNDS DIVERTED FROM ORIGINAL GRANT PURPOSE 08/09/2022   THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, IT HAS NOT CONDUCTED ANY INDEPENDENT VERIFICATION OF THE REPORTS.
HADASSAH MEDICAL ORGANIZATION
  		KIRYAT HADASSAH POB 12000
JERUSALEM    
IS 		2022-09-30 96,589 SUPPORT FOR MEDICAL RESEARCH PROGRAMS 96,589 TO THE KNOWLEDGE OF GRANTOR, NO FUNDS DIVERTED FROM ORIGINAL GRANT PURPOSE. 12/14/2022   THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, IT HAS NOT CONDUCTED ANY INDEPENDENT VERIFICATION OF THE REPORTS.

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TY 2022 GainLossSaleOtherAssetsSch
Name:
SWARTZ FOUNDATION
EIN:
04-3255974
Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
ADAMAS OPPORTUNITIES LP (1YR)   PURCHASED     289   COST 0 289  
ADAMAS OPPORTUNITIES LP (3YR)   PURCHASED     3,691   COST 0 3,691  
BAUPOST VALUE PARTNERS LP IV   PURCHASED     2,817   COST 0 2,817  
FIMI OPPORTUNITY 6, LP   PURCHASED     2,047   COST 0 2,047  
FIMI OPPORTUNITY V, LP   PURCHASED     4,846   COST 0 4,846  
GUARDIAN POINT LP   PURCHASED     23,847   COST 0 23,847  
HIGHVISTA II LIMITED PARTNERSHIP   PURCHASED     62,658   COST 0 62,658  
HIGHVISTA OPPORTUNISTIC PRIVATE CREDIT FUND LP   PURCHASED     1,678   COST 0 1,678  
HIGHVISTA OPPORTUNISTIC PRIVATE CREDIT FUND II LP   PURCHASED     1,555   COST 0 1,555  

TY 2022 InvestmentsCorpBondsSchedule
Name:
SWARTZ FOUNDATION
EIN:
04-3255974
Name of Bond End of Year Book Value End of Year Fair Market Value
NFS 29,643,221 25,088,148

TY 2022 InvestmentsCorpStockSchedule
Name:
SWARTZ FOUNDATION
EIN:
04-3255974
Name of Stock End of Year Book Value End of Year Fair Market Value
NFS 80,083,390 96,522,411

TY 2022 InvestmentsOtherSchedule2
Name:
SWARTZ FOUNDATION
EIN:
04-3255974
Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
ADAMAS OPPORTUNITIES LP (1YR & 3YR) AT COST 0 22,201
BROWNING WEST CAYMAN FUND LP AT COST 1,200,000 1,307,707
BROWNING WEST SPV 3 LP AT COST 1,100,109 1,173,466
HIGHVISTA II LIMITED PARTNERSHIP AT COST 4,483,750 3,258,651
HIGHVISTA OPPORTUNISTIC PRIVATE CREDIT FUND LP AT COST 720,378 757,672
HIGHVISTA OPPORTUNISTIC PRIVATE CREDIT FUND II LP AT COST 512,783 501,385
HIGHVISTA OPPORTUNISTIC PRIVATE EQUITY FUND I LP AT COST 449,671 430,530
ONE WILLIAM STREET CAPITAL AT COST 423,297 6,007,227
BAUPOST VALUE PARTNERS LP IV AT COST 33,972,355 31,904,661
ETON PARK OVERSEAS FUND, LTD AT COST 0 1,470
GS CAPITAL PARTNERS V, LP AT COST 0 8,352
FIMI OPPORTUNITY V, LP AT COST 886,471 1,895,000
FINEPOINT CAPITAL PARTNERS II LP AT COST 12,835,965 8,339,762
GUARDIAN POINT LP AT COST 2,773,422 3,482,177
FIMI OPPORTUNITY 6, LP AT COST 762,240 1,363,000
AMOON 2 FUND, LP AT COST 3,732,620 3,962,856
SHAWSPRING PARTNERS QP FUND LP AT COST 2,168,102 2,200,000
STEPSTONE VC BLOCKCHAIN I LP AT COST 947,946 763,472
STEPSTONE VC MICRO IV LP AT COST 98,243 88,445
SYMBOL FUND I LP AT COST 363,358 365,114
TFJ CAPITAL PARTNERS LP AT COST 3,927,347 3,411,183
DISTRESSED MANAGERS III LP AT COST 0 149,787
GS MEZZANINE PARTNERS 2006 LP AT COST 0 18,959
GOLDMAN SACHS VINTAGE FUND III OFFSHORE, LP AT COST 0 39,391

TY 2022 LegalFeesSchedule
Name:
SWARTZ FOUNDATION
EIN:
04-3255974
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
LEGAL FEES 68,227 45,712   22,515


TY 2022 OtherDecreasesSchedule
Name:
SWARTZ FOUNDATION
EIN:
04-3255974
Description Amount
ADJ FOR ENDING PARTNER'S CAP ACCT HIGHVISTA II LP 10,053,616
ADJ FOR ENDING PARTNER'S CAP ACCT BAUPOST VALUE PARTNERS IV 9,074,861
ADJ FOR ENDING PARTNER'S CAP ACCT GS CAPITAL PARTNERS V INSTITUTIONAL 14,134
ADJ FOR ENDING PARTNER'S CAP ACCT ADAMAS OPPORTUNIES 1YR & 3YR 32,676
ADJ FOR ENDING PARTNER'S CAP ACCT FIMI OPPORTUNITY V, LP 31,164
ADJ FOR ENDING PARTNER'S CAP ACCT ONE WILLIAM STREET CAPITAL 2,076,703
TAX/BOOK ALT INVESTMENTS & PRIVATE EQUITY ADJUSTMENTS 4,692,721


TY 2022 OtherExpensesSchedule
Name:
SWARTZ FOUNDATION
EIN:
04-3255974
Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
MA FORM PC - FILING FEE 500 0   500
BANK WIRE FEES 67 67   0
ADAMAS OPPORTUNITIES LP (1YR) 0 102   0
ADAMAS OPPORTUNITIES LP (3YR) 0 1,274   0
BROWNING WEST SPV 3 LP 0 7   0
HIGHVISTA II LIMITED PARTNERSHIP 0 275,473   0
HIGHVISTA OPPORTUNISTIC PRIVATE CREDIT FUND LP 0 11,604   0
HIGHVISTA OPPORTUNISTIC PRIVATE CREDIT FUND II LP 0 10,128   0
HIGHVISTA OPPORTUNISTIC PRIVATE EQUITY FUND I LP 0 7,490   0
BAUPOST VALUE PARTNERS LP IV 0 307,884   0
FINEPOINT CAPITAL PARTNERS II LP 0 162,231   0
FIMI OPPORTUNITY V, LP 0 17,754   0
FIMI OPPORTUNITY 6, LP 0 16,476   0
AMOON GROWTH FUND, LP (FKA AMOON 2 FUND, LP) 0 95,006   0
GUARDIAN POINT LP 0 80,983   0
GSCP V INSTITUTIONAL AIV, LP 0 97   0
GS CAPITAL PARTNERS V INSTITUTIONAL, LP 0 304   0
SHAWSPRING PARTNERS QP FUND, LP 0 1,716   0
STEPSTONE VC BLOCKCHAIN I, LP 0 20,391   0
STEPSTONE VC MICRO IV, LP 0 17,390   0
SYMBOL FUND I, LP 0 35,076   0
TFJ CAPITAL PARTNERS, LP 0 23,245   0
R&G - 8488 0 21,823   0


TY 2022 OtherIncomeSchedule2
Name:
SWARTZ FOUNDATION
EIN:
04-3255974
Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
ADAMAS OPPORTUNITIES LP (1YR)   36  
ADAMAS OPPORTUNITIES LP (3YR)   447  
HIGHVISTA II LIMITED PARTNERSHIP   133,161  
HIGHVISTA OPPORTUNISTIC PRIVATE CREDIT FUND LP   31,905  
HIGHVISTA OPPORTUNISTIC PRIVATE CREDIT FUND II LP   17,887  
HIGHVISTA OPPORTUNISTIC PRIVATE EQUITY FUND I LP   -846  
BAUPOST VALUE PARTNERS LP IV   723,341  
FINEPOINT CAPITAL PARTNERS II LP   -12,999  
GUARDIAN POINT LP   28,472  
FIMI OPPORTUNITY 6, LP   33  
FIMI OPPORTUNITY V, LP   86  
SHAWSPRING PARTNERS QP FUND, LP   -64  
STEPSTONE VC BLOCKCHAIN I, LP   342  
TFJ CAPITAL PARTNERS, LP   31,306  


TY 2022 OtherIncreasesSchedule
Name:
SWARTZ FOUNDATION
EIN:
04-3255974
Description Amount
ADJ FOR ENDING PARTNER'S CAP ACCT HIGHVISTA OPPORTUNISTIC PRIVATE CRED. FUND 720,378
ADJ FOR ENDING PARTNER'S CAP ACCT HIGHVISTA OPP. PRIVATE CRED. FUND II 512,783
ADJ FOR ENDING PARTNER'S CAP ACCT HIGHVISTA OPP. PRIVATE EQUITY FUND I 449,671
ADJ FOR ENDING PARTNER'S CAP ACCT FINEPOINT CAPITAL PARTNERS II, LP 379,678
ADJ FOR ENDING PARTNER'S CAP ACCT FIMI OPPORTUNITY 6, LP 10,777
ADJ FOR ENDING PARTNER'S CAP ACCT AMOON GROWTH FUND, LP 765,114
ADJ FOR ENDING PARTNER'S CAP ACCT BROWNING WEST CAYMAN FUND LP 1,200,000
ADJ FOR ENDING PARTNER'S CAP ACCT BROWNING WEST SPV 3 LP 1,100,109
ADJ FOR ENDING PARTNER'S CAP ACCT GUARDIAN POINT, LP 135,979
ADJ FOR ENDING PARTNER'S CAP ACCT SHAWSPRING PARTNERS QP FUND LP 2,168,102
ADJ FOR ENDING PARTNER'S CAP ACCT STEPSTONE VC BLOCKCHAIN I LP 947,946
ADJ FOR ENDING PARTNER'S CAP ACCT STEPSTON VC MICRO IV LP 98,243
ADJ FOR ENDING PARTNER'S CAP ACCT SYMBOL FUND I LP 363,358
ADJ FOR ENDING PARTNER'S CAP ACCT TFJ CAPITAL PARTNERS LP 3,927,347


TY 2022 OtherProfessionalFeesSchedule
Name:
SWARTZ FOUNDATION
EIN:
04-3255974
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
INVESTMENT MANAGEMENT FEES 616,972 616,972   0


TY 2022 TaxesSchedule
Name:
SWARTZ FOUNDATION
EIN:
04-3255974
Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
FEDERAL TAXES 325,000 0   0
FOREIGN TAXES - ROPES & GRAY AND FIDELITY 44,011 44,011   0
STATE TAXES 5,534 5,534   0
ADAMAS OPPORTUNITIES LP (3YR) 0 16   0
ADAMAS OPPORTUNITIES LP (1YR) 0 1   0
HIGHVISTA II LIMITED PARTNERSHIP 0 4,511   0
HIGHVISTA OPPORTUNISTIC PRIVATE EQUITY FUND I LP 0 100   0
BAUPOST VALUE PARTNERS LP IV 0 1,196   0
FINEPOINT CAPITAL PARTNERS II LP 0 20,441   0
FIMI OPPORTUNITY V, LP 0 4,380   0
FIMI OPPORTUNITY 6, LP 0 2,038   0
GUARDIAN POINT LP 0 643   0