TY 2021 Form 990PF

- TIN:

Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0047

2021

Open to Public Inspection

For calendar year 2021, or tax year beginning 07-01-2021 , and ending 06-30-2022

Name of foundation
EDDIE AND JO ALLISON SMITH
FAMILY FOUNDATION INC

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 1527
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
GREENVILLE, NC27835

A Employer identification number

56-1844198

B Telephone number (see instructions)

(252) 752-2111

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$148,340,769J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	34,926,932
2	Check .............
3	Interest on savings and temporary cash investments	2,518		2,518
4	Dividends and interest from securities...	1,024,260		1,010,750
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		8,683,358
b	Gross sales price for all assets on line 6a 14,952,202
7	Capital gain net income (from Part IV, line 2)...			8,683,318
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		91,571	114,684
12	Total. Add lines 1 through 11........	44,728,639		9,811,270
13	Compensation of officers, directors, trustees, etc.	0		0	0
14	Other employee salaries and wages......	57,881		2,797	54,987
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		7,009	1,500	5,457
b	Accounting fees (attach schedule).......		73,000	30,340	38,690
c	Other professional fees (attach schedule)....		717,809	670,605	24,000
17	Interest...............	3,697		0	0
18	Taxes (attach schedule) (see instructions)...		190,248	60,081	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......	238		0	238
22	Printing and publications..........
23	Other expenses (attach schedule).......		3,978	2,878	1,000
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	1,053,860		768,201	124,372
25	Contributions, gifts, grants paid.......	5,168,346			5,168,346
26	Total expenses and disbursements. Add lines 24 and 25	6,222,206		768,201	5,292,718
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	38,506,433
b	Net investment income (if negative, enter -0-)			9,043,069
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2021)

Form 990-PF (2021)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	16,660,348	5,491,745	5,492,433
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)	13,051,479	15,643,297	14,345,998
	b	Investments—corporate stock (attach schedule).......	26,606,734	33,307,126	35,629,683
	c	Investments—corporate bonds (attach schedule).......	325,008	751,321	718,870
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	39,343,979	78,928,594	92,153,785
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	95,987,548	134,122,083	148,340,769
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	0	0
	27	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	28	Retained earnings, accumulated income, endowment, or other funds	95,987,548	134,122,083
	29	Total net assets or fund balances (see instructions).....	95,987,548	134,122,083
	30	Total liabilities and net assets/fund balances (see instructions).	95,987,548	134,122,083

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

95,987,548

Enter amount from Part I, line 27a .....................

38,506,433

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

134,493,981

Decreases not included in line 2 (itemize) bullet

371,898

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

134,122,083

Form 990-PF (2021)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	183 SHS. 3I GROUP ADR 080421/LAZ	P	2021-08-04	2022-02-22
b	6 SHS. ABBOTT LABS COM 061021/SE_SLD#1	P	2021-06-10	2021-12-17
c	6 SHS. ABBVIE INC COM 061021/SE_SLD#1	P	2021-06-10	2022-05-20
d	3 SHS. ACCENTURE PLC COM 061021/SE_SLD#1	P	2021-06-10	2021-10-26
e	440 SHS. ACTIVISION BLIZZARD INC COM 070721/QO	P	2021-07-07	2022-04-20
	100 SHS. ACTIVISION BLIZZARD INC COM 090121/QO	P	2021-09-01	2022-04-20
	1114 SHS. ALBERTSONS COS INC 050421(1)/QO	P	2021-05-04	2022-04-20
	25 SHS. ALBERTSONS COS INC 100521/QO	P	2021-10-05	2022-04-20
	58 SHS. ALBERTSONS COS INC 050421(2)/QO_SLD#1	P	2021-05-04	2022-04-20
	450 SHS. ALBERTSONS COS INC 050421(2)/QO	P	2021-05-04	2022-04-20
	350 SHS. ALBERTSONS COS INC 050421(3)/QO	P	2021-05-04	2022-04-20
	100 SHS. ALBERTSONS COS INC 050421(4)/QO	P	2021-05-04	2022-04-20
	14 SHS. ALLSTATE CORP COM 022321/LAZ_SLD#1	P	2021-02-23	2021-08-04
	17 SHS. ALLY FINL INC COM 100521/QO	P	2021-10-05	2022-04-20
	1 SHS. ALPHABET COM CL-A 070721/AF_SLD#1	P	2021-07-07	2022-04-04
	225 SHS. AMER CAMPUS CMNTYS 010522/CHR	P	2022-01-05	2022-05-13
	145 SHS. AMER CAMPUS CMNTYS 010522/CHR_SLD#1	P	2022-01-05	2022-05-04
	380 SHS. AMER CAMPUS CMNTYS 010522/CHR_SLD#2	P	2022-01-05	2022-05-05
	1110 SHS. AMER CAMPUS CMNTYS 010522/CHR_SLD#3	P	2022-01-05	2022-05-12
	100 SHS. AMER CAMPUS CMNTYS 051021/CHR	P	2021-05-10	2022-05-04
	250 SHS. AMER CAMPUS CMNTYS 121321/CHR	P	2021-12-13	2022-05-04
	4 SHS. AMERICAN EXPRESS CO COM 092220/LAZ	P	2020-09-22	2021-07-12
	13 SHS. AMERICAN EXPRESS CO COM 110520/LAZ	P	2020-11-05	2021-07-12
	1 SHS. AMERICAN EXPRESS CO COM 111220/LAZ_SLD#1	P	2020-11-12	2021-07-12
	10 SHS. AMERICAN EXPRESS CO COM 111220/LAZ	P	2020-11-12	2021-09-20
	19 SHS. AMERICAN EXPRESS CO COM 111320/LAZ	P	2020-11-13	2021-09-20
	45 SHS. AMGEN INC COM 012821/GWK	P	2021-01-28	2021-09-29
	53 SHS. APA CORP COM 070721/QO	P	2021-07-07	2022-04-20
	462 SHS. APA CORP COM 090121/QO	P	2021-09-01	2022-04-20
	36 SHS. ASHLAND GLOABL HLDGS INC COM 051021/LAZ	P	2021-05-10	2022-01-26
	7 SHS. ASHLAND GLOBAL HLDGS INC COM 042821/LAZ	P	2021-04-28	2022-01-26
	36 SHS. ASHLAND GLOBAL HLDGS INC COM 042821/LAZ_SLD#1	P	2021-04-28	2022-01-19
	556 SHS. AT&T INC COM 050421/QO	P	2021-05-04	2022-04-20
	223 SHS. AT&T INC COM 060421/QO	P	2021-06-04	2022-04-20
	64 SHS. BANK OF AMERICA CORP 082720/LAZ_SLD#2	P	2020-08-27	2021-08-09
	15 SHS. BHP GROUP LTD ADR 080321/QO	P	2021-08-03	2022-04-20
	110 SHS. BRISTOL-MYERS SQUIBB CO COM 090121/QO	P	2021-09-01	2022-04-20
	40 SHS. BRISTOL-MYERS SQUIBB CO COM 111320/LAZ	P	2020-11-13	2021-07-12
	71 SHS. CABOT OIL & GAS CORP (COTERRA) 061021/SE	P	2021-06-10	2022-03-01
	66 SHS. CABOT OIL & GAS CORP (COTERRA) 061021/SE_SLD#1	P	2021-06-10	2022-02-28
	46 SHS. CABOT OIL & GAS CORP (COTERRA) 061021/SE_SLD#2	P	2021-06-10	2022-02-28
	1 SHS. CABOT OIL & GAS CORP (COTERRA) 071521/SE	P	2021-07-15	2022-03-28
	1 SHS. CABOT OIL & GAS CORP (COTERRA) 071521/SE_SLD#1	P	2021-07-15	2022-03-01
	27 SHS. CABOT OIL & GAS CORP (COTERRA) 071521/SE_SLD#2	P	2021-07-15	2022-03-07
	75 SHS. CABOT OIL & GAS CORP (COTERRA) 071521/SE_SLD#3	P	2021-07-15	2022-03-21
	56 SHS. CABOT OIL & GAS CORP (COTERRA) 071921/SE	P	2021-07-19	2022-03-28
	96 SHS. CABOT OIL & GAS CORP (COTERRA) 081921/SE	P	2021-08-19	2022-03-28
	4 SHS. CABOT OIL & GAS CORP (COTERRA) 081921/SE_SLD#1	P	2021-08-19	2022-03-28
	400 SHS. CANADIAN NATURAL RES LTD COM 062921/GWK_SLD#1	P	2021-06-29	2022-01-19
	15 SHS. CARDINAL HEALTH INC COM 080321/QO	P	2021-08-03	2022-04-20
	352 SHS. CENTERPOINT ENERGY INC 010521/QO	P	2021-01-05	2021-07-07
	71 SHS. CF INDUSTRIES HLDGS INC 070721/AF_SLD#1	P	2021-07-07	2022-04-04
	45 SHS. CHINA LONGYUAN POWER GRP CORP 021121/LAZ_SLD#1	P	2021-02-11	2021-11-19
	118 SHS. CHINA LONGYUAN POWER GRP CORP 021121/LAZ_SLD#2	P	2021-02-11	2022-01-07
	5 SHS. CHUBB LTD COM 061021/SE_SLD#1	P	2021-06-10	2022-05-20
	5 SHS. CHUBB LTD COM 061021/SE_SLD#2	P	2021-06-10	2022-06-03
	828 SHS. CISCO SYSTEMS INC 110421/QO	P	2021-11-04	2022-04-20
	94 SHS. CITIGROUP INC COM 061021/SE	P	2021-06-10	2022-01-05
	30 SHS. CITIGROUP INC COM 061021/SE_SLD#1	P	2021-06-10	2021-10-05
	12 SHS. CITIGROUP INC COM 061021/SE_SLD#2	P	2021-06-10	2021-10-06
	55 SHS. CME GRP INC COM CL-A 012821/GWK	P	2021-01-28	2021-10-06
	208 SHS. CONTINENTAL AG ADR 051221/LAZ	P	2021-05-12	2022-02-02
	750 SHS. COUSINS PROP INC COM 050322/CHR	P	2022-05-03	2022-06-17
	920 SHS. COUSINS PROP INC COM 102221/CHR	P	2021-10-22	2022-06-17
	7 SHS. CUMMINS INC COM 061021/SE	P	2021-06-10	2022-04-28
	11 SHS. CUMMINS INC COM 061021/SE_SLD#1	P	2021-06-10	2022-04-08
	10 SHS. CUMMINS INC COM 061021/SE_SLD#2	P	2021-06-10	2022-04-25
	11 SHS. CUMMINS INC COM 061021/SE_SLD#3	P	2021-06-10	2022-04-25
	7 SHS. CUMMINS INC COM 080221/SE	P	2021-08-02	2022-04-29
	1 SHS. CUMMINS INC COM 080221/SE_SLD#1	P	2021-08-02	2022-04-28
	200 SHS. CYRUSONE INC COM 012821/GWK	P	2021-01-28	2022-01-03
	30 SHS. DARDEN RESTAURANTS INC 012622/LAZ	P	2022-01-26	2022-05-20
	11 SHS. DICKS SPORTING GOODS INC COM 061021/SE_SLD#2	P	2021-06-10	2021-07-26
	9 SHS. DICKS SPORTING GOODS INC COM 061021/SE	P	2021-06-10	2021-08-13
	12 SHS. DICKS SPORTING GOODS INC COM 061021/SE_SLD#4	P	2021-06-10	2021-08-10
	10 SHS. DICKS SPORTING GOODS INC COM 061021/SE_SLD#5	P	2021-06-10	2021-08-10
	7 SHS. DICKS SPORTING GOODS INC COM 061021/SE_SLD#3	P	2021-06-10	2021-08-02
	100 SHS. DIGITAL RLTY TRST INC COM 021021/CHR	P	2021-02-10	2021-10-12
	445 SHS. DIGITAL RLTY TRST INC COM 122120/CHR	P	2020-12-21	2021-10-12
	55 SHS. DIGITAL RLTY TRST INC COM 122320/CHR	P	2020-12-23	2021-10-12
	15 SHS. DISCOVER FINL SRVCS COM 061021/SE_SLD#1	P	2021-06-10	2021-07-09
	7 SHS. DISCOVER FINL SRVCS COM 061021/SE_SLD#2	P	2021-06-10	2021-08-06
	55 SHS. ECOLAB INC COM 012821/GWK	P	2021-01-28	2021-07-21
	45 SHS. ECOLAB INC COM 070721/AF	P	2021-07-07	2022-02-04
	4 SHS. ELEVANCE HEALTH INC (ANTHEM) 061021/SE_SLD#1	P	2021-06-10	2022-04-20
	2 SHS. ELEVANCE HEALTH INC (ANTHEM) 061021/SE_SLD#2	P	2021-06-10	2022-06-08
	13 SHS. ENCOMPASS HEALTH CORP COM 061021/SE	P	2021-06-10	2021-08-02
	523 SHS. ENEL SPA ADR 012721/LAZ	P	2021-01-27	2021-09-20
	287 SHS. ENEL SPA ADR 041621/LAZ	P	2021-04-16	2021-09-20
	27 SHS. EOG RESOURCES INC COM 061021/SE_SLD#1	P	2021-06-10	2022-02-22
	16 SHS. EOG RESOURCES INC COM 061021/SE_SLD#2	P	2021-06-10	2022-02-28
	9 SHS. EOG RESOURCES INC COM 061021/SE_SLD#3	P	2021-06-10	2022-03-01
	12 SHS. EOG RESOURCES INC COM 061021/SE_SLD#4	P	2021-06-10	2022-03-01
	5 SHS. EOG RESOURCES INC COM 061021/SE_SLD#5	P	2021-06-10	2022-03-07
	14 SHS. EOG RESOURCES INC COM 061021/SE_SLD#6	P	2021-06-10	2022-03-10
	9 SHS. EOG RESOURCES INC COM 061021/SE_SLD#7	P	2021-06-10	2022-05-16
	7 SHS. EOG RESOURCES INC COM 061021/SE_SLD#8	P	2021-06-10	2022-05-26
	500 SHS. FIRST HORIZON CORP COM 072121/GWK	P	2021-07-21	2022-04-13
	800 SHS. FIRST HORIZON CORP COM 082721/GWK	P	2021-08-27	2022-04-13
	175 SHS. FIRSTENERGY CORP COM 012821/GWK	P	2021-01-28	2021-10-29
	250 SHS. FIRSTENERGY CORP COM 070221/GWK	P	2021-07-02	2021-10-29
	9 SHS. FMC CORP COM 100521/SE	P	2021-10-05	2022-03-21
	9 SHS. FMC CORP COM 100521/SE_SLD#1	P	2021-10-05	2022-03-16
	9 SHS. FMC CORP COM 100621/SE	P	2021-10-06	2022-03-21
	2 SHS. FMC CORP COM 100621/SE_SLD#1	P	2021-10-06	2022-03-21
	11 SHS. FMC CORP COM 101921/SE	P	2021-10-19	2022-03-21
	1 SHS. FMC CORP COM 101921/SE_SLD#1	P	2021-10-19	2022-03-21
	7.105 SHS. GAMING & LEISURE P COM 090920/LAZ_SLD#1	P	2020-09-09	2021-07-12
	200 SHS. GETTY RLTY CORP COM 022321/CHR	P	2021-02-23	2022-02-10
	1040 SHS. GETTY RLTY CORP COM 102221/CHR	P	2021-10-22	2022-02-10
	1400 SHS. HANESBRANDS INC COM 090121/QO_SLD#1	P	2021-09-01	2021-11-04
	731 SHS. HANESBRANDS INC COM 090121/QO	P	2021-09-01	2021-11-04
	325 SHS. HANESBRANDS INC COM 100521/QO	P	2021-10-05	2021-11-04
	8 SHS. HARLEY DAVIDSON COM 060421(1)/QO	P	2021-06-04	2021-11-04
	387 SHS. HARLEY DAVIDSON COM 060421(2)/QO	P	2021-06-04	2021-11-04
	92 SHS. HARLEY DAVIDSON COM 060421(2)/QO_SLD#1	P	2021-06-04	2021-11-04
	2 SHS. HARLEY DAVIDSON COM 060421(2)/QO_SLD#2	P	2021-06-04	2021-11-04
	240 SHS. HARLEY DAVIDSON COM 060421(2)/QO_SLD#3	P	2021-06-04	2021-11-04
	137 SHS. HARLEY DAVIDSON COM 080321/QO	P	2021-08-03	2021-11-04
	147 SHS. HARLEY DAVIDSON COM 100521/QO	P	2021-10-05	2021-11-04
	1910 SHS. HEALTHCARE RLTY TRST INC COM 012121/CHR	P	2021-01-21	2022-01-04
	290 SHS. HEALTHCARE RLTY TRST INC COM 020821/CHR	P	2021-02-08	2022-01-04
	300 SHS. HEALTHCARE RLTY TRST INC COM 021021/CHR	P	2021-02-10	2022-01-04
	495 SHS. HEALTHCARE RLTY TRST INC COM 102221/CHR	P	2021-10-22	2022-01-04
	37 SHS. HILL-ROM HLDGS INC COM 051221/LAZ	P	2021-05-12	2021-08-09
	4 SHS. HOME DEPOT INC COM 061021/SE_SLD#1	P	2021-06-10	2021-10-25
	3 SHS. HOME DEPOT INC COM 061021/SE_SLD#2	P	2021-06-10	2021-11-18
	1254 SHS. HONDA MOTOR CO ADR 050521/QO	P	2021-05-05	2022-04-20
	4 SHS. HONEYWELL INTERNATL INC COM 061021/SE_SLD#1	P	2021-06-10	2021-08-02
	106 SHS. INTEL CORP COM 080321/QO	P	2021-08-03	2022-04-20
	1000 SHS. INVENTRUST PPTYS CORP COM 101321/CHR_SLD#1	P	2021-10-13	2022-03-29
	1444.26 SHS. INVESCO OPPENHEIMER DEV MKTS R6 121421	P	2021-12-14	2022-02-24
	0.001 SHS. ISHARES RUSSELL 1000 VAL ETF 070721/QO	P	2021-07-07	2022-04-20
	9.999 SHS. ISHARES RUSSELL 1000 VAL ETF 070721/QO_SLD#1	P	2021-07-07	2022-04-20
	334 SHS. ITV ADR UNSPON 031821/LAZ	P	2021-03-18	2021-07-30
	5 SHS. JP MORGAN CHASE & CO COM 080321/QO	P	2021-08-03	2022-04-20
	42 SHS. KEYCORP COM 100521/QO	P	2021-10-05	2022-04-20
	500 SHS. KINDER MORGAN INC COM 012821/GWK	P	2021-01-28	2021-09-13
	13 SHS. KLA CORP COM 070721/AF_SLD#1	P	2021-07-07	2022-01-04
	21 SHS. KOHLS CORP COM 040921/LAZ	P	2021-04-09	2022-03-29
	44 SHS. KOHLS CORP COM 040921/LAZ_SLD#1	P	2021-04-09	2022-01-28
	49 SHS. KOHLS CORP COM 052021/LAZ	P	2021-05-20	2022-03-29
	37 SHS. KYNDRYL HLDGS INC 070721/AF	P	2021-07-07	2021-12-28
	7 SHS. L3 HARRIS TECHNOLOGIES INC 061021/SE_SLD#1	P	2021-06-10	2022-02-28
	4 SHS. L3 HARRIS TECHNOLOGIES INC 061021/SE_SLD#2	P	2021-06-10	2022-03-01
	40 SHS. LOCKHEED MARTIN COM 012821/GWK	P	2021-01-28	2021-12-14
	17 SHS. LOWES COS INC 070721/AF_SLD#1	P	2021-07-07	2022-01-04
	16 SHS. MCKESSON CORP COM 070721/AF_SLD#1	P	2021-07-07	2022-04-04
	15 SHS. METLIFE INC COM 080321/QO	P	2021-08-03	2022-04-20
	1091 SHS. MGM GROWTH PROP LLC CL-A 050421/QO	P	2021-05-04	2022-04-20
	3 SHS. MICROSOFT CORP COM 061021/SE_SLD#1	P	2021-06-10	2021-07-07
	5 SHS. MICROSOFT CORP COM 061021/SE_SLD#2	P	2021-06-10	2021-10-27
	10 SHS. MORGAN STANLEY COM 070721/QO	P	2021-07-07	2022-04-20
	159 SHS. MOWI ASA ADR SPONS 071221/LAZ	P	2021-07-12	2022-02-24
	9 SHS. NATIONAL GRID ADR SPON 092021/LAZ_SLD#1	P	2021-09-20	2022-05-05
	40 SHS. NEENAH INC COM 080921/LAZ	P	2021-08-09	2022-02-24
	88 SHS. NEENAH INC COM 080921/LAZ_SLD#1	P	2021-08-09	2022-01-07
	52 SHS. NEENAH INC COM 092021/LAZ	P	2021-09-20	2022-02-24
	12 SHS. NORTHERN TRUST CORP COM 061021/SE_SLD#1	P	2021-06-10	2021-08-27
	10 SHS. NORTHERN TRUST CORP COM 061021/SE_SLD#2	P	2021-06-10	2021-10-14
	11 SHS. NORTHERN TRUST CORP COM 061021/SE_SLD#3	P	2021-06-10	2021-10-20
	13 SHS. NORTHERN TRUST CORP COM 061021/SE_SLD#4	P	2021-06-10	2021-10-28
	12 SHS. NORTHERN TRUST CORP COM 061021/SE_SLD#5	P	2021-06-10	2021-11-15
	9 SHS. NORTHERN TRUST CORP COM 061021/SE_SLD#6	P	2021-06-10	2021-11-23
	16 SHS. OIL CO LUKOIL PJSC ADR 032521/LAZ_SLD#1	P	2021-03-25	2022-01-28
	15 SHS. ORGANON & CO COM 061121/SE	P	2021-06-11	2021-07-29
	9 SHS. PFIZER INC COM 101420/LAZ	P	2020-10-14	2021-09-08
	400 SHS. PHYSICIANS RLTY TRST COM 012821/GWK	P	2021-01-28	2021-10-07
	750 SHS. PHYSICIANS RLTY TRST COM 060921/GWK	P	2021-06-09	2021-10-07
	598 SHS. PPL CORP COM 050421/QO	P	2021-05-04	2022-04-20
	5 SHS. PRICE T ROWE GROUPS 070721/QO	P	2021-07-07	2022-04-20
	14 SHS. PROLOGIS INC COM 030821/LAZ_SLD#1	P	2021-03-08	2022-01-28
	27 SHS. QUANTA SERVICES COM 070721/AF_SLD#1	P	2021-07-07	2022-04-04
	126 SHS. RELX PLC ADR 111220/LAZ	P	2020-11-12	2021-09-10
	6 SHS. RELX PLC ADR 111320/LAZ_SLD#1	P	2020-11-13	2021-09-10
	10 SHS. RESTAURANT BRANDS INTL INC 061021/SE	P	2021-06-10	2022-05-27
	23 SHS. RESTAURANT BRANDS INTL INC 061021/SE_SLD#1	P	2021-06-10	2022-05-16
	31 SHS. RESTAURANT BRANDS INTL INC 061021/SE_SLD#2	P	2021-06-10	2022-05-17
	31 SHS. RESTAURANT BRANDS INTL INC 061021/SE_SLD#3	P	2021-06-10	2022-05-25
	32 SHS. RESTAURANT BRANDS INTL INC 061021/SE_SLD#4	P	2021-06-10	2022-05-26
	15 SHS. RESTAURANT BRANDS INTL INC 080221/SE	P	2021-08-02	2022-05-27
	13 SHS. RIO TINTO PLC ADR 032521/LAZ_SLD#1	P	2021-03-25	2022-03-09
	33 SHS. SANOFI ADR SPONS 011922/LAZ_SLD#1	P	2022-01-19	2022-05-31
	442 SHS. SHELL PLC ADR 050421/QO	P	2021-05-04	2022-04-20
	118 SHS. SK TELECOM (78440P306) 052721/LAZ	P	2021-05-27	2022-02-15
	45 SHS. SK TELECOM (78440P306) 062321/LAZ	P	2021-06-23	2022-02-15
	118 SHS. SMITH A O CORP COM 090121/QO	P	2021-09-01	2022-04-20
	7 SHS. SONY CORP ADR SPONS 080321/QO	P	2021-08-03	2022-04-20
	250 SHS. STATE BANK OF INDIA NEW YORK CD 856285YP0/TD	P	2021-11-19	2021-11-24
	293 SHS. TRANE TECHNOLOGIES PLC 020421/QO	P	2021-02-04	2021-09-01
	102 SHS. UNITED HEALTH GROUP INC 110421/QO	P	2021-11-04	2022-04-20
	464 SHS. UNUM GROUP COM 070721/AF	P	2021-07-07	2021-10-04
	148 SHS. VERIZON COMM COM 061021/SE	P	2021-06-10	2022-05-17
	24 SHS. VERIZON COMM COM 061021/SE_SLD#1	P	2021-06-10	2021-10-05
	300 SHS. VICI PPTYS 1 LLC COM 010421/CHR	P	2021-01-04	2021-11-18
	300 SHS. VICI PPTYS 1 LLC COM 022321/CHR	P	2021-02-23	2021-11-18
	415 SHS. VICI PPTYS 1 LLC COM 121120/CHR	P	2020-12-11	2021-11-18
	20 SHS. VITESCO TECH GRP AG 051221/LAZ	P	2021-05-12	2021-10-12
	0.61 SHS. WALGREENS BOOTS ALLIANCE 100521/FROM C&E	D	2021-10-05	2021-12-30
	224 SHS. WALGREENS BOOTS ALLIANCE INC 050421(1)/QO	P	2021-05-04	2022-04-20
	100 SHS. WALGREENS BOOTS ALLIANCE INC 050421(2)/QO	P	2021-05-04	2022-04-20
	18 SHS. WALGREENS BOOTS ALLIANCE INC 100521/QO	P	2021-10-05	2022-04-20
	134.5059 SHS. WARNER BROS DISCOVERY INC 050421/QO	P	2021-05-04	2022-04-20
	53.9475 SHS. WARNER BROS DISCOVERY INC 060422/QO	P	2021-06-04	2022-04-20
	984 SHS. WEYERHAEUSER CO COM 060421/QO	P	2021-06-04	2022-04-20
	175 SHS. 3I GROUP ADR 012721/LAZ	P	2021-01-27	2022-02-22
	253 SHS. 3I GROUP ADR 070720/LAZ	P	2020-07-07	2022-02-22
	245 SHS. 3I GROUP ADR 070720/LAZ_SLD#1	P	2020-07-07	2022-01-19
	213 SHS. 3I GROUP ADR 113020/LAZ	P	2020-11-30	2022-02-22
	15 SHS. ABBVIE INC COM 053117/GWK	P	2017-05-31	2022-04-08
	75 SHS. ABBVIE INC COM 053117/GWK_SLD#2	P	2017-05-31	2022-03-11
	35 SHS. ABBVIE INC COM 072617/GWK_SLD#1	P	2017-07-26	2022-04-08
	225 SHS. AGNC INVST CORP COM 030719/GWK	P	2019-03-07	2021-07-02
	175 SHS. AGNC INVST CORP COM 050619/GWK_SLD#1	P	2019-05-06	2021-07-02
	11 SHS. ALLSTATE CORP COM 022321/LAZ_SLD#2	P	2021-02-23	2022-04-28
	225 SHS. ALLY FINL INC 030220/FROM C&E	D	2020-03-02	2021-12-30
	257 SHS. ALLY FINL INC 032020/FROM C&E	D	2020-03-20	2021-12-30
	865 SHS. ALLY FINL INC 061119/FROM C&E	D	2019-06-11	2021-12-30
	5.594 SHS. ALLY FINL INC 081619/FROM C&E	D	2019-08-16	2021-12-30
	210 SHS. ALLY FINL INC 100219/FROM C&E	D	2019-10-02	2021-12-30
	341 SHS. ALLY FINL INC 111319/FROM C&E	D	2019-11-13	2021-12-30
	0.324 SHS. ALLY FINL INC 111819/FROM C&E	D	2019-11-18	2021-12-30
	6.406 SHS. ALLY FINL INC 111819/FROM C&E_SLD#1	D	2019-11-18	2021-12-30
	200 SHS. ALLY FINL INC COM 030220/QO	P	2020-03-02	2022-04-20
	246 SHS. ALLY FINL INC COM 032020/QO	P	2020-03-20	2022-04-20
	707 SHS. ALLY FINL INC COM 061119/QO	P	2019-06-11	2022-04-20
	112 SHS. ALLY FINL INC COM 062619/QO	P	2019-06-26	2022-04-20
	5.181 SHS. ALLY FINL INC COM 081619/QO	P	2019-08-16	2022-04-20
	155 SHS. ALLY FINL INC COM 100219/QO	P	2019-10-02	2022-04-20
	301 SHS. ALLY FINL INC COM 110519/QO	P	2019-11-05	2022-04-20
	0.196 SHS. ALLY FINL INC COM 111819/QO	P	2019-11-18	2022-04-20
	5.819 SHS. ALLY FINL INC COM 111819/QO_SLD#1	P	2019-11-18	2022-04-20
	50 SHS. ALTRIA GRP INC COM 031820(1)/GWK_SLD#3	P	2020-03-18	2022-01-19
	100 SHS. AMER CAMPUS CMNTYS 011321/CHR	P	2021-01-13	2022-05-04
	100 SHS. AMER CAMPUS CMNTYS 022621/CHR	P	2021-02-26	2022-05-04
	100 SHS. AMER CAMPUS CMNTYS 042221/CHR	P	2021-04-22	2022-05-04
	300 SHS. AMER CAMPUS CMNTYS 082420/CHR	P	2020-08-24	2022-05-03
	320 SHS. AMER CAMPUS CMNTYS 082420/CHR_SLD#1	P	2020-08-24	2022-05-02
	65 SHS. AMER CAMPUS CMNTYS 082720/CHR	P	2020-08-27	2022-05-04
	415 SHS. AMER CAMPUS CMNTYS 082720/CHR_SLD#1	P	2020-08-27	2022-05-03
	100 SHS. AMER CAMPUS CMNTYS 092320/CHR	P	2020-09-23	2022-05-04
	100 SHS. AMER CAMPUS CMNTYS 120420/CHR	P	2020-12-04	2022-05-04
	45 SHS. AMERICAN TOWER CORP REIT 030717/GWK_SLD#6	P	2017-03-07	2021-09-10
	30 SHS. AMERICAN TOWER CORP REIT 030717/GWK_SLD#7	P	2017-03-07	2021-09-13
	5 SHS. AMGEN INC COM 010820/GWK	P	2020-01-08	2021-09-10
	10 SHS. AMGEN INC COM 010919/GWK	P	2019-01-09	2021-09-10
	50 SHS. AMGEN INC COM 033120/GWK_SLD#1	P	2020-03-31	2021-09-10
	5 SHS. AMGEN INC COM 012918/GWK	P	2018-01-29	2021-09-10
	80 SHS. AMGEN INC COM 011818/GWK	P	2018-01-18	2021-08-27
	25 SHS. AMGEN INC COM 012918/GWK_SLD#1	P	2018-01-29	2021-08-27
	100 SHS. AMGEN INC COM 101717/GWK	P	2017-10-17	2021-08-27
	25 SHS. AMGEN INC COM 033120/GWK	P	2020-03-31	2021-09-29
	567 SHS. APA CORP 032020/FROM C&E	D	2020-03-20	2021-12-30
	175 SHS. APA CORP 080420/FROM C&E	D	2020-08-04	2021-12-30
	747 SHS. APA CORP COM 011619/QO	P	2019-01-16	2022-04-20
	150 SHS. APA CORP COM 020520/QO	P	2020-02-05	2022-04-20
	138 SHS. APA CORP COM 021119/QO	P	2019-02-11	2022-04-20
	471 SHS. APA CORP COM 032020/QO	P	2020-03-20	2022-04-20
	154 SHS. APA CORP COM 061119/QO	P	2019-06-11	2022-04-20
	209 SHS. APA CORP COM 062619/QO	P	2019-06-26	2022-04-20
	157 SHS. APA CORP COM 080620/QO	P	2020-08-06	2022-04-20
	16.823 SHS. APA CORP COM 082319/QO	P	2019-08-23	2022-04-20
	476 SHS. APA CORP COM 110519/QO	P	2019-11-05	2022-04-20
	0.314 SHS. APA CORP COM 112519/QO	P	2019-11-25	2022-04-20
	13.177 SHS. APA CORP COM 112519/QO_SLD#1	P	2019-11-25	2022-04-20
	15 SHS. APPLIED MATLS INC COM 031220/LAZ_SLD#2	P	2020-03-12	2021-08-09
	21 SHS. APPLIED MATLS INC COM 031220/LAZ_SLD#3	P	2020-03-12	2021-11-05
	800 SHS. AT&T INC COM 011619/QO	P	2019-01-16	2022-04-20
	338 SHS. AT&T INC COM 021119/QO	P	2019-02-11	2022-04-20
	175 SHS. AT&T INC COM 032020/QO	P	2020-03-20	2022-04-20
	333 SHS. AT&T INC COM 040621(1)/QO	P	2021-04-06	2022-04-20
	300 SHS. AT&T INC COM 040621(2)/QO	P	2021-04-06	2022-04-20
	203 SHS. AT&T INC COM 062619/QO	P	2019-06-26	2022-04-20
	23.613 SHS. AT&T INC COM 080219/QO	P	2019-08-02	2022-04-20
	0.976 SHS. AT&T INC COM 110419/QO	P	2019-11-04	2022-04-20
	18.387 SHS. AT&T INC COM 110419/QO_SLD#1	P	2019-11-04	2022-04-20
	50 SHS. AT&T INC COM 120420/QO	P	2020-12-04	2022-04-20
	490 SHS. BHP GROUP LTD ADR 031120/QO	P	2020-03-11	2022-04-20
	101 SHS. BHP GROUP LTD ADR 070720/QO	P	2020-07-07	2022-04-20
	552 SHS. BHP GROUP LTD SP ADR 031120/FROM C&E	D	2020-03-11	2021-12-30
	112 SHS. BHP GROUP LTD SP ADR 070220/FROM C&E	D	2020-07-02	2021-12-30
	129 SHS. BORG WARNER INC 011019/FROM C&E	D	2019-01-10	2021-12-30
	39 SHS. BORG WARNER INC 040919/FROM C&E	D	2019-04-09	2021-12-30
	239 SHS. BORG WARNER INC 070219/FROM C&E	D	2019-07-02	2021-12-30
	4.849 SHS. BORG WARNER INC 091719/FROM C&E	D	2019-09-17	2021-12-30
	40 SHS. BORG WARNER INC 100220/FROM C&E	D	2020-12-02	2021-12-30
	584 SHS. BORG WARNER INC 110818/FROM C&E	D	2018-11-08	2021-12-30
	0.089 SHS. BORG WARNER INC 121719/FROM C&E	D	2019-12-17	2021-12-30
	4.151 SHS. BORG WARNER INC 121719/FROM C&E_SLD#1	D	2019-12-17	2021-12-30
	562 SHS. BORG WARNER INC COM 011619/QO	P	2019-01-16	2022-04-20
	95 SHS. BORG WARNER INC COM 011619/QO_SLD#1	P	2019-01-16	2021-10-05
	63 SHS. BORG WARNER INC COM 021119/QO	P	2019-02-11	2022-04-20
	55 SHS. BORG WARNER INC COM 062619/QO	P	2019-06-26	2022-04-20
	241 SHS. BORG WARNER INC COM 070219/QO	P	2019-07-02	2022-04-20
	4.454 SHS. BORG WARNER INC COM 091719/QO	P	2019-09-17	2022-04-20
	0.349 SHS. BORG WARNER INC COM 121719/QO	P	2019-12-17	2022-04-20
	3.546 SHS. BORG WARNER INC COM 121719/QO_SLD#1	P	2019-12-17	2022-04-20
	736 SHS. BRISTOL-MYERS SQUIBB CO 021119/FROM C&E	D	2019-02-11	2021-12-30
	171 SHS. BRISTOL-MYERS SQUIBB CO 040919/FROM C&E	D	2019-04-09	2021-12-30
	9.155 SHS. BRISTOL-MYERS SQUIBB CO 080219/FROM C&E	D	2019-08-02	2021-12-30
	0.528 SHS. BRISTOL-MYERS SQUIBB CO 110419/FROM C&E	D	2019-11-04	2021-12-30
	6.845 SHS. BRISTOL-MYERS SQUIBB CO 110419/FROM C&E_SLD#1	D	2019-11-04	2021-12-30
	49 SHS. BRISTOL-MYERS SQUIBB CO COM 020421/QO	P	2021-02-04	2022-04-20
	512 SHS. BRISTOL-MYERS SQUIBB CO COM 021119/QO	P	2019-02-11	2022-04-20
	140 SHS. BRISTOL-MYERS SQUIBB CO COM 040919/QO	P	2019-04-09	2022-04-20
	156 SHS. BRISTOL-MYERS SQUIBB CO COM 062619/QO	P	2019-06-26	2022-04-20
	8.866 SHS. BRISTOL-MYERS SQUIBB CO COM 080219/QO	P	2019-08-02	2022-04-20
	0.264 SHS. BRISTOL-MYERS SQUIBB CO COM 110419/QO	P	2019-11-04	2022-04-20
	6.134 SHS. BRISTOL-MYERS SQUIBB CO COM 110419/QO_SLD#1	P	2019-11-04	2022-04-20
	17 SHS. BRISTOL-MYERS SQUIBB CO COM 071719/LAZ	P	2019-07-17	2021-07-12
	36 SHS. BRISTOL-MYERS SQUIBB CO COM 121219/LAZ	P	2019-12-12	2021-07-12
	10 SHS. BROADCOM CORP COM 010918/GWK	P	2018-01-09	2022-03-14
	45 SHS. BROADCOM CORP COM 010918/GWK_SLD#4	P	2018-01-09	2021-10-07
	30 SHS. BROADCOM CORP COM 011618/GWK	P	2018-01-16	2022-03-14
	4 SHS. BROADCOM CORP COM 011818/GWK_SLD#1	P	2018-01-18	2022-03-14
	75 SHS. CAMDEN PPTY TR SH BEN INT 010518/CHR	P	2018-01-05	2021-10-22
	5 SHS. CAMDEN PPTY TR SH BEN INT 012918/CHR_SLD#1	P	2018-01-29	2021-10-22
	50 SHS. CAMDEN PPTY TR SH BEN INT 050417/CHR	P	2017-05-04	2021-10-22
	15 SHS. CAMDEN PPTY TR SH BEN INT 121317/CHR	P	2017-12-13	2021-10-22
	1048 SHS. CANADIAN NATURAL RES LTD 030421/QO	P	2021-03-04	2022-04-20
	217 SHS. CANADIAN NATURAL RES LTD 040621/QO	P	2021-04-06	2022-04-20
	105 SHS. CANON MCMILLAN SCH PA 138010VV2/MB	P	2012-11-28	2021-12-01
	100 SHS. CAPITAL ONE BK USA NATL ASSN CD 1404204V9/TD	P	2017-08-28	2021-08-30
	18 SHS. CARDINAL HEALTH INC COM 010521/QO	P	2021-01-05	2022-04-20
	482 SHS. CARDINAL HEALTH INC COM 040919/QO	P	2019-04-09	2022-04-20
	105 SHS. CARDINAL HEALTH INC COM 040919/QO_SLD#1	P	2019-04-09	2021-09-01
	95 SHS. CARDINAL HEALTH INC COM 040919/QO_SLD#2	P	2019-04-09	2021-10-05
	109 SHS. CARDINAL HEALTH INC COM 050520/QO	P	2020-05-05	2022-04-20
	62 SHS. CARDINAL HEALTH INC COM 060320/QO	P	2020-06-03	2022-04-20
	87 SHS. CARDINAL HEALTH INC COM 062619/QO	P	2019-06-26	2022-04-20
	83 SHS. CARDINAL HEALTH INC COM 070720/QO	P	2020-07-07	2022-04-20
	7.945 SHS. CARDINAL HEALTH INC COM 071619/QO	P	2019-07-16	2022-04-20
	0.409 SHS. CARDINAL HEALTH INC COM 101619/QO	P	2019-10-16	2022-04-20
	7.055 SHS. CARDINAL HEALTH INC COM 101619/QO_SLD#1	P	2019-10-16	2022-04-20
	1263 SHS. CENTERPOINT ENERGY INC 070720/QO	P	2020-07-07	2021-07-07
	195 SHS. CHINA LONGYUAN POWER GRP CORP 021121/LAZ_SLD#3	P	2021-02-11	2022-02-15
	100 SHS. CISCO SYSTEMS INC COM 071416/GWK	P	2016-07-14	2021-09-30
	75 SHS. CISCO SYSTEMS INC COM 072617/GWK_SLD#1	P	2017-07-26	2021-09-30
	25 SHS. CISCO SYSTEMS INC COM 112916/GWK	P	2016-11-29	2021-09-30
	130 SHS. CME GRP INC COM CL-A 032118/GWK_SLD#4	P	2018-03-21	2021-09-30
	45 SHS. CME GRP INC COM CL-A 032118/GWK	P	2018-03-21	2021-10-06
	110 SHS. CME GRP INC COM CL-A 033120/GWK	P	2020-03-31	2021-10-06
	60 SHS. CME GRP INC COM CL-A 051018/GWK	P	2018-05-10	2021-10-06
	11 SHS. COCA COLA CO COM 051617/LAZ	P	2017-05-16	2022-01-24
	9 SHS. COCA COLA CO COM 061517/LAZ	P	2017-06-15	2022-04-28
	19 SHS. COCA COLA CO COM 061517/LAZ_SLD#1	P	2017-06-15	2022-01-24
	29 SHS. COCA COLA CO COM 100917/LAZ_SLD#1	P	2017-10-09	2022-04-28
	21 SHS. COCA-COLA CO COM 061021/SE_SLD#1	P	2021-06-10	2022-06-24
	500 SHS. COUSINS PROP INC COM 021021/CHR	P	2021-02-10	2022-06-17
	100 SHS. COUSINS PROP INC COM 022620/CHR	P	2020-02-26	2022-06-17
	500 SHS. COUSINS PROP INC COM 030620/CHR	P	2020-03-06	2022-06-17
	100 SHS. COUSINS PROP INC COM 031720/CHR	P	2020-03-17	2022-06-17
	300 SHS. COUSINS PROP INC COM 042221/CHR	P	2021-04-22	2022-06-17
	155 SHS. COUSINS PROP INC COM 071420/CHR	P	2020-07-14	2022-06-17
	100 SHS. COUSINS PROP INC COM 092320/CHR	P	2020-09-23	2022-06-17
	445 SHS. COUSINS PROP INC COM 111419/CHR	P	2019-11-14	2022-06-17
	600 SHS. COUSINS PROP INC COM 121720/CHR	P	2020-12-17	2022-06-17
	299 SHS. CTO RLTY GROWTH INC NEW 041019/CHR_SLD#1	P	2019-04-10	2022-06-09
	100 SHS. CYRUSONE INC COM 030619/GWK	P	2019-03-06	2022-01-03
	150 SHS. CYRUSONE INC COM 031820/GWK	P	2020-03-18	2022-01-03
	275 SHS. CYRUSONE INC COM 033120/GWK	P	2020-03-31	2022-01-03
	30 SHS. CYRUSONE INC COM 051018/GWK	P	2018-05-10	2022-01-03
	25 SHS. CYRUSONE INC COM 092519/GWK	P	2019-09-25	2022-01-03
	130 SHS. CYRUSONE INC COM 011818/GWK	P	2018-01-18	2021-10-29
	95 SHS. CYRUSONE INC COM 051018/GWK_SLD#1	P	2018-05-10	2021-10-29
	70 SHS. CYRUSONE INC COM 011818/GWK_SLD#1	P	2018-01-18	2021-09-10
	80 SHS. CYRUSONE INC COM 082817/GWK	P	2017-08-28	2021-09-10
	125 SHS. CYRUSONE INC COM 110717/GWK	P	2017-11-07	2021-09-10
	25 SHS. DISCOVER FINL SRVCS COM 061021/SE_SLD#3	P	2021-06-10	2022-06-24
	13 SHS. DISCOVER FINL SRVCS COM 061021/SE_SLD#4	P	2021-06-10	2022-06-27
	14 SHS. DISCOVER FINL SRVCS COM 061021/SE_SLD#5	P	2021-06-10	2022-06-28
	20 SHS. ECOLAB INC COM 033120/GWK	P	2020-03-31	2021-07-21
	5 SHS. ELEVANCE HEALTH INC (ANTHEM) 021121/LAZ_SLD#1	P	2021-02-11	2022-03-16
	188 SHS. ENGIE ADE SPONS 062321/LAZ	P	2021-06-23	2022-06-27
	67 SHS. ENGIE ADR SPONS 051719/LAZ	P	2019-05-17	2022-06-27
	146 SHS. ENGIE ADR SPONS 050819/LAZ	P	2019-05-08	2021-09-20
	141 SHS. ENGIE ADR SPONS 051719/LAZ_SLD#1	P	2019-05-17	2021-09-20
	145 SHS. ENGIE ADR SPONS 060721/LAZ	P	2021-06-07	2022-06-27
	22 SHS. ENGIE ADR SPONS 101420/LAZ	P	2020-10-14	2022-06-27
	52 SHS. FIFTH THIRD BANCORP COM 022321/LAZ	P	2021-02-23	2022-05-12
	55 SHS. FIFTH THIRD BANCORP COM 101320/LAZ	P	2020-10-13	2022-05-12
	65 SHS. FIFTH THIRD BANCORP COM 101320/LAZ_SLD#1	P	2020-10-13	2022-03-16
	39 SHS. FIFTH THIRD BANCORP COM 101320/LAZ_SLD#2	P	2020-10-13	2022-05-09
	62 SHS. FIFTH THIRD BANCORP COM 110420/LAZ	P	2020-11-04	2022-05-12
	3250 SHS. FIRST HORIZON CORP COM 032221/GWK	P	2021-03-22	2022-04-13
	1100 SHS. FIRST HORIZON CORP COM 032421/GWK	P	2021-03-24	2022-04-13
	10 SHS. FIRSTENERGY CORP COM 031820/GWK	P	2020-03-18	2021-10-13
	190 SHS. FIRSTENERGY CORP COM 031920/GWK	P	2020-03-19	2021-10-13
	375 SHS. FIRSTENERGY CORP COM 033120/GWK	P	2020-03-31	2021-10-13
	225 SHS. FIRSTENERGY CORP COM 042120/GWK	P	2020-04-21	2021-10-13
	25 SHS. FIRSTENERGY CORP COM 043020/GWK	P	2020-04-30	2021-10-13
	100 SHS. FIRSTENERGY CORP COM 051320/GWK	P	2020-05-13	2021-10-13
	270 SHS. FIRSTENERGY CORP COM 063020/GWK_SLD#1	P	2020-06-30	2021-10-13
	5 SHS. FIRSTENERGY CORP COM 063020/GWK	P	2020-06-30	2021-10-29
	20 SHS. GAMING & LEISURE P COM 050120/LAZ	P	2020-05-01	2021-07-12
	61 SHS. GAMING & LEISURE P COM 051520/LAZ	P	2020-05-15	2021-07-12
	0.895 SHS. GAMING & LEISURE P COM 062620/LAZ	P	2020-06-26	2021-07-12
	36 SHS. GAMING & LEISURE P COM 090920/LAZ_SLD#2	P	2020-09-09	2022-05-17
	200 SHS. GETTY RLTY CORP COM 010421/CHR	P	2021-01-04	2022-02-10
	300 SHS. GETTY RLTY CORP COM 020821/CHR	P	2021-02-08	2022-02-10
	995 SHS. GETTY RLTY CORP COM 050620/CHR	P	2020-05-06	2022-02-10
	405 SHS. GETTY RLTY CORP COM 051420/CHR	P	2020-05-14	2022-02-10
	300 SHS. GETTY RLTY CORP COM 062520/CHR	P	2020-06-25	2022-02-10
	300 SHS. GETTY RLTY CORP COM 071420/CHR	P	2020-07-14	2022-02-10
	300 SHS. GETTY RLTY CORP COM 092320/CHR	P	2020-09-23	2022-02-10
	300 SHS. GETTY RLTY CORP COM 120420/CHR	P	2020-12-04	2022-02-10
	300 SHS. GETTY RLTY CORP COM 121120/CHR	P	2020-12-11	2022-02-10
	72 SHS. GRUPO AEROPORTUARIO DEL CENTRO ADR 011520/LAZ	P	2020-01-15	2021-11-19
	39 SHS. GRUPO AEROPORTUARIO DEL CENTRO ADR 050620/LAZ	P	2020-05-06	2021-11-19
	26 SHS. HASBRO INC COM 062920/LAZ_SLD#1	P	2020-06-29	2022-01-19
	93 SHS. HEWLETT PACKARD ENTERPRISE CO 042321/LAZ_SLD#1	P	2021-04-23	2022-05-12
	100 SHS. HONOLULU CITY & CNTY HI 438687DZ5/TD	P	2019-04-23	2021-09-01
	471 SHS. INTEL CORP COM 011619/QO	P	2019-01-16	2022-04-20
	135 SHS. INTEL CORP COM 062619/QO	P	2019-06-26	2022-04-20
	190 SHS. INTEL CORP COM 070219/QO	P	2019-07-02	2022-04-20
	142 SHS. INTEL CORP COM 080620/QO	P	2020-08-06	2022-04-20
	8.477 SHS. INTEL CORP COM 090419/QO	P	2019-09-04	2022-04-20
	0.32 SHS. INTEL CORP COM 120319/QO	P	2019-12-03	2022-04-20
	6.523 SHS. INTEL CORP COM 120319/QO_SLD#1	P	2019-12-03	2022-04-20
	4116.765 SHS. INVESCO OPPENHEIMER DEV MKTS R6 012716	P	2016-01-27	2022-02-24
	1947.651 SHS. INVESCO OPPENHEIMER DEV MKTS R6 041819	P	2019-04-18	2022-02-24
	2373.907 SHS. INVESCO OPPENHEIMER DEV MKTS R6 102014	P	2014-10-20	2022-02-24
	1668.046 SHS. INVESCO OPPENHEIMER DEV MKTS R6 102615	P	2015-10-26	2022-02-24
	385.241 SHS. INVESCO OPPENHEIMER DEV MKTS R6 112414	P	2014-11-24	2022-02-24
	220.235 SHS. INVESCO OPPENHEIMER DEV MKTS R6 120315	P	2015-12-03	2022-02-24
	197.955 SHS. INVESCO OPPENHEIMER DEV MKTS R6 120418	P	2018-12-04	2022-02-24
	298.026 SHS. INVESCO OPPENHEIMER DEV MKTS R6 120516	P	2016-01-05	2022-02-24
	253.822 SHS. INVESCO OPPENHEIMER DEV MKTS R6 120517	P	2017-12-05	2022-02-24
	296.784 SHS. INVESCO OPPENHEIMER DEV MKTS R6 120814	P	2014-12-08	2022-02-24
	46.66 SHS. INVESCO OPPENHEIMER DEV MKTS R6 121619(1)	P	2019-12-16	2022-02-24
	500.653 SHS. INVESCO OPPENHEIMER DEV MKTS R6 121619(2)	P	2019-12-16	2022-02-24
	10072.293 SHS. INVESCO OPPENHEIMER DEV MKTS R6 122314	P	2014-12-23	2022-02-24
	6284.353 SHS. INVESCO OPPENHEIMER DEV MKTS R6 122415	P	2015-12-24	2022-02-24
	84 SHS. ISHARES RUSSELL 1000 VAL ETF 011619/QO	P	2019-01-16	2022-04-20
	28 SHS. ISHARES RUSSELL 1000 VAL ETF 062619/QO	P	2019-06-26	2022-04-20
	1.56 SHS. ISHARES RUSSELL 1000 VAL ETF 100119/QO	P	2019-10-01	2022-04-20
	89 SHS. ISHARES RUSSELL 1000 VAL ETF 110519/QO	P	2019-11-05	2022-04-20
	119.708 SHS. ISHARES RUSSELL 1000 VAL ETF 120619/FROM C&E	D	2019-12-06	2021-12-30
	100 SHS. ISHARES RUSSELL 1000 VAL ETF 120619/FROM C&E_SLD#1	D	2019-12-06	2021-12-30
	0.959 SHS. ISHARES RUSSELL 1000 VAL ETF 122319(2)/FROM C&E	D	2019-12-23	2021-12-30
	2.121 SHS. ISHARES RUSSELL 1000 VAL ETF 122319(2)/FROM C&E_SLD#1	D	2019-12-23	2021-12-30
	11.171 SHS. ISHARES RUSSELL 1000 VEL ETF 122319(1)/FROM C&E	D	2019-12-23	2021-12-30
	0.528 SHS. ISHARES RUSSELL 1000 VAL ETF 122319(1)/QO	P	2019-12-23	2022-04-20
	1.913 SHS. ISHARES RUSSELL 1000 VAL ETF 122319(2)/QO	P	2019-12-23	2022-04-20
	143 SHS. JOHNSON & JOHNSON 010219/FROM C&E	D	2019-01-02	2021-12-30
	106 SHS. JOHNSON & JOHNSON 011019/FROM C&E	D	2019-01-10	2021-12-30
	3.258 SHS. JOHNSON & JOHNSON 091119/FROM C&E	D	2019-09-11	2021-12-30
	38 SHS. JOHNSON & JOHNSON 110818/FROM C&E	D	2018-11-08	2021-12-30
	0.277 SHS. JOHNSON & JOHNSON 121119/FROM C&E	D	2019-12-11	2021-12-30
	2.742 SHS. JOHNSON & JOHNSON 121119/FROM C&E_SLD#1	D	2019-12-11	2021-12-30
	208 SHS. JOHNSON & JOHNSON COM 011619/QO	P	2019-01-16	2022-04-20
	33 SHS. JOHNSON & JOHNSON COM 062619/QO	P	2019-06-26	2022-04-20
	15 SHS. JOHNSON & JOHNSON COM 090919/QO	P	2019-09-09	2022-04-20
	2.827 SHS. JOHNSON & JOHNSON COM 091119/QO	P	2019-09-11	2022-04-20
	0.547 SHS. JOHNSON & JOHNSON COM 121119/QO	P	2019-12-11	2022-04-20
	2.173 SHS. JOHNSON & JOHNSON COM 121119/QO_SLD#1	P	2019-12-11	2022-04-20
	154 SHS. JP MORGAN CHASE & CO 011019/FROM C&E	D	2019-01-10	2021-12-30
	43 SHS. JP MORGAN CHASE & CO 032020/FROM C&E	D	2020-03-20	2021-12-30
	3.48 SHS. JP MORGAN CHASE & CO 080119/FROM C&E	D	2019-08-01	2021-12-30
	18 SHS. JP MORGAN CHASE & CO 080420/FROM C&E	D	2020-08-04	2021-12-30
	0.087 SHS. JP MORGAN CHASE & CO 110119/FROM C&E	D	2019-11-01	2021-12-30
	3.52 SHS. JP MORGAN CHASE & CO 110119/FROM C&E_SLD#1	D	2019-11-01	2021-12-30
	270 SHS. JP MORGAN CHASE & CO 110818/FROM C&E	D	2018-11-08	2021-12-30
	287 SHS. JP MORGAN CHASE & CO COM 011619/QO	P	2019-01-16	2022-04-20
	33 SHS. JP MORGAN CHASE & CO COM 011619/QO_SLD#6	P	2019-01-16	2021-09-01
	52 SHS. JP MORGAN CHASE & CO COM 032020/QO	P	2020-03-20	2022-04-20
	80 SHS. JP MORGAN CHASE & CO COM 062619/QO	P	2019-06-26	2022-04-20
	3.384 SHS. JP MORGAN CHASE & CO COM 080119/QO	P	2019-08-01	2022-04-20
	14 SHS. JP MORGAN CHASE & CO COM 080620/QO	P	2020-08-06	2022-04-20
	0.516 SHS. JP MORGAN CHASE & CO COM 110119/QO	P	2019-11-01	2022-04-20
	2.616 SHS. JP MORGAN CHASE & CO COM 110119/QO_SLD#1	P	2019-11-01	2022-04-20
	2200 SHS. KEYCORP 031120/FROM C&E	D	2020-03-11	2021-12-30
	623 SHS. KEYCORP 040220/FROM C&E	D	2020-04-02	2021-12-30
	280 SHS. KEYCORP 060320/FROM C&E	D	2020-06-03	2021-12-30
	39 SHS. KEYCORP COM 010521(1)/QO	P	2021-01-05	2022-04-20
	20 SHS. KEYCORP COM 010521(2)/QO	P	2021-01-05	2022-04-20
	1900 SHS. KEYCORP COM 031120/QO	P	2020-03-11	2022-04-20
	552 SHS. KEYCORP COM 040220/QO	P	2020-04-02	2022-04-20
	311 SHS. KEYCORP COM 060320/QO	P	2020-06-03	2022-04-20
	800 SHS. KINDER MORGAN INC COM 103018/GWK_SLD#4	P	2018-10-30	2021-08-20
	400 SHS. KINDER MORGAN INC COM 030619/GWK	P	2019-03-06	2021-09-13
	700 SHS. KINDER MORGAN INC COM 033120/GWK	P	2020-03-31	2021-09-13
	250 SHS. KINDER MORGAN INC COM 103018/GWK	P	2018-10-30	2021-09-13
	1100 SHS. KINDER MORGAN INC COM 110218/GWK	P	2018-11-02	2021-09-13
	81 SHS. LEGGETT & PLATT INC COM 060320/LAZ	P	2020-06-03	2022-02-24
	7 SHS. LEGGETT & PLATT INC COM 101420/LAZ	P	2020-10-14	2022-02-24
	30 SHS. LOCKHEED MARTIN COM 072617/GWK_SLD#1	P	2017-07-26	2021-10-29
	5 SHS. LOCKHEED MARTIN COM 011217/GWK	P	2017-01-12	2021-10-26
	15 SHS. LOCKHEED MARTIN COM 102214/GWK	P	2014-10-22	2021-10-26
	15 SHS. LOCKHEED MARTIN COM 113016/GWK	P	2016-11-30	2021-10-26
	15 SHS. LOCKHEED MARTIN COM 122414/GWK	P	2014-12-24	2021-10-26
	5 SHS. LOCKHEED MARTIN COM 031820/GWK	P	2020-03-18	2021-12-14
	50 SHS. LOCKHEED MARTIN COM 033120/GWK	P	2020-03-31	2021-12-14
	60 SHS. LOCKHEED MARTIN COM 011818/GWK	P	2018-01-18	2021-12-07
	20 SHS. LOCKHEED MARTIN COM 031820/GWK_SLD#1	P	2020-03-18	2021-12-07
	5 SHS. LOCKHEED MARTIN COM 060118/GWK	P	2018-06-01	2021-12-07
	5 SHS. LOCKHEED MARTIN COM 072617/GWK	P	2017-07-26	2021-12-07
	5 SHS. LOCKHEED MARTIN COM 092519/GWK	P	2019-09-25	2021-12-07
	130 SHS. MARYLAND ST CMNTY DEV ADMIN 57419RB87/MB	P	2019-04-18	2021-09-01
	16 SHS. MCDONALDS CORP COM 031821/LAZ	P	2021-03-18	2022-05-17
	8 SHS. MCDONLADS CORP COM 032921/LAZ	P	2021-03-29	2022-05-17
	122 SHS. METLFIFE 032020/FROM C&E	D	2020-03-20	2021-12-30
	301 SHS. METLIFE 011019/FROM C&E	D	2019-01-10	2021-12-30
	307 SHS. METLIFE 021119/FROM C&E	D	2019-02-11	2021-12-30
	15.857 SHS. METLIFE 091619/FROM C&E	D	2019-09-16	2021-12-30
	997 SHS. METLIFE 110818/FROM C&E	D	2018-11-08	2021-12-30
	55 SHS. METLIFE 120718/FROM C&E	D	2018-12-07	2021-12-30
	0.823 SHS. METLIFE 121619/FROM C&E	D	2019-12-16	2021-12-30
	14.143 SHS. METLIFE 121619/FROM C&E_SLD#1	D	2019-12-16	2021-12-30
	1080 SHS. METLIFE INC COM 011619/QO	P	2019-01-16	2022-04-20
	280 SHS. METLIFE INC COM 021119/QO	P	2019-02-11	2022-04-20
	62 SHS. METLIFE INC COM 060619/LAZ	P	2019-06-06	2022-04-07
	212 SHS. METLIFE INC COM 062619/QO	P	2019-06-26	2022-04-20
	14.858 SHS. METLIFE INC COM 091619/QO	P	2019-09-16	2022-04-20
	36 SHS. METLIFE INC COM 111519/LAZ	P	2019-11-15	2022-04-07
	0.579 SHS. METLIFE INC COM 121619/QO	P	2019-12-16	2022-04-20
	13.142 SHS. METLIFE INC COM 121619/QO_SLD#1	P	2019-12-16	2022-04-20
	80 SHS. MONDELEZ INTL INC CL-A 031820/LAZ	P	2020-03-18	2022-01-24
	16 SHS. MONDELEZ INTL INC CL-A 032320/LAZ	P	2020-03-23	2022-01-24
	545 SHS. MORGAN STANLEY 093020/FROM C&E	D	2020-09-30	2021-12-30
	166 SHS. MORGAN STANLEY 110320/FROM C&E	D	2020-11-03	2021-12-30
	486 SHS. MORGAN STANLEY COM 100220/QO	P	2020-09-30	2022-04-20
	148 SHS. MORGAN STANLEY COM 110520/QO	P	2020-11-05	2022-04-20
	29 SHS. NATIONAL GRID ADR SPON 082520/LAZ	P	2020-08-25	2022-05-04
	25 SHS. NATIONAL GRID ADR SPON 111320/LAZ	P	2020-11-13	2022-05-04
	17 SHS. NATIONAL GRID ADR SPON 113020/LAZ	P	2020-11-30	2022-05-05
	10 SHS. NATIONAL GRID ADR SPON 113020/LAZ_SLD#1	P	2020-11-30	2022-05-04
	4 SHS. NATIONAL GRID ADR SPON 120519/LAZ	P	2019-12-05	2022-05-04
	31 SHS. NATIONAL GRID ADR SPON 121819/LAZ	P	2019-12-18	2022-05-04
	20 SHS. NEXTERA ENERGY INC COM 011217/GWK	P	2017-01-12	2022-01-06
	15 SHS. NEXTERA ENERGY INC COM 053117/GWK_SLD#1	P	2017-05-31	2022-01-06
	340 SHS. NEXTERA ENERGY INC COM 113016/GWK	P	2016-11-30	2022-01-06
	82 SHS. NINTENDO CO LTD ADR UNSP 110119/LAZ	P	2019-11-01	2022-04-28
	37 SHS. NINTENDO CO LTD ADR UNSP 111819/LAZ	P	2019-11-18	2022-04-28
	17 SHS. NORTHERN TRUST CORP COM 061021/SE	P	2021-06-10	2022-06-24
	41 SHS. OIL CO LUKOIL PJSC ADR 011620/LAZ	P	2020-01-16	2022-01-28
	20 SHS. OIL CO LUKOIL PJSC ADR 012320/LAZ	P	2020-01-23	2022-01-28
	5 SHS. OIL CO LUKOIL PJSC ADR 101420/LAZ	P	2020-10-14	2022-01-28
	145 SHS. OKLAHOMA ST UNIV AGRICULTURAL 679191GJ9/TD	P	2019-04-22	2021-08-02
	41 SHS. PFIZER INC COM 020720/LAZ	P	2020-02-07	2021-09-08
	6 SHS. PFIZER INC COM 062119/LAZ	P	2019-06-21	2021-09-08
	80 SHS. PFIZER INC COM 100917/LAZ	P	2017-10-09	2021-08-09
	51 SHS. PFIZER INC COM 100917/LAZ_SLD#2	P	2017-10-09	2021-08-09
	30 SHS. PHILIP MORRIS INTL COM 042215/GWK_SLD#1	P	2015-04-22	2022-01-19
	20 SHS. PHILIP MORRIS INTL COM 122414/GWK	P	2014-12-24	2022-01-19
	675 SHS. PHYSICIANS RLTY TRST COM 031820(1)/GWK	P	2020-03-18	2021-10-07
	275 SHS. PHYSICIANS RLTY TRST COM 031820(2)/GWK	P	2020-03-18	2021-10-07
	250 SHS. PHYSICIANS RLTY TRST COM 031920/GWK	P	2020-03-19	2021-10-07
	350 SHS. PHYSICIANS RLTY TRST COM 033020/GWK	P	2020-03-30	2021-10-07
	500 SHS. PHYSICIANS RLTY TRST COM 033120/GWK	P	2020-03-31	2021-10-07
	400 SHS. PHYSICIANS RLTY TRST COM 051320/GWK	P	2020-05-13	2021-10-07
	1010 SHS. PLYMOUTH INDUSTRIAL REIT 082720/CHR_SLD#1	P	2020-08-27	2021-10-22
	330 SHS. PLYMOUTH INDUSTRIAL REIT 082720/CHR	P	2020-08-27	2021-12-13
	160 SHS. PLYMOUTH INDUSTRIAL REIT 092320/CHR_SLD#1	P	2020-09-23	2021-12-13
	128 SHS. PNC FINL SRVCS GROUP 011019/FROM C&E	D	2019-01-10	2021-12-30
	4.746 SHS. PNC FINL SRVCS GROUP 080619/FROM C&E	D	2019-08-06	2021-12-30
	0.962 SHS. PNC FINL SRVCS GROUP 110619/FROM C&E	D	2019-11-06	2021-12-30
	3.254 SHS. PNC FINL SRVCS GROUP 110619/FROM C&E_SLD#1	D	2019-11-06	2021-12-30
	252 SHS. PNC FINL SRVCS GROUP 110818/FROM C&E	D	2018-11-08	2021-12-30
	271 SHS. PNC FINL SRVCS GRP COM 011619/QO	P	2019-01-16	2022-04-20
	9 SHS. PNC FINL SRVCS GRP COM 031821/LAZ_SLD#1	P	2021-03-18	2022-05-12
	67 SHS. PNC FINL SRVCS GRP COM 062619/QO	P	2019-06-26	2022-04-20
	4.461 SHS. PNC FINL SRVCS GRP COM 080619/QO	P	2019-08-06	2022-04-20
	0.264 SHS. PNC FINL SRVCS GRP COM 110619/QO	P	2019-11-06	2022-04-20
	3.539 SHS. PNC FINL SRVCS GRP COM 110619/QO_SLD#1	P	2019-11-06	2022-04-20
	210 SHS. PPL CORP COM 010521/QO	P	2021-01-05	2022-04-20
	1111 SHS. PPL CORP COM 011619/QO	P	2019-01-16	2022-04-20
	345 SHS. PPL CORP COM 011619/QO_SLD#4	P	2019-01-16	2021-08-03
	256 SHS. PPL CORP COM 062619/QO	P	2019-06-26	2022-04-20
	28.109 SHS. PPL CORP COM 070219/QO	P	2019-07-02	2022-04-20
	0.875 SHS. PPL CORP COM 100219/QO	P	2019-10-02	2022-04-20
	30.891 SHS. PPL CORP COM 100219/QO_SLD#1	P	2019-10-02	2022-04-20
	233 SHS. PRICE T ROWE GROUPS 110520/QO	P	2020-11-05	2022-04-20
	262.25 SHS. PRICE T ROWE GRP INC 110320/FROM C&E	D	2020-11-03	2021-12-30
	236 SHS. PROLOGIS COM 050118/CHR	P	2018-05-01	2022-01-27
	67.5 SHS. PROLOGIS COM 050218/CHR_SLD#1	P	2018-05-02	2022-01-27
	0.5 SHS. PROLOGIS COM 050218/CHR	P	2018-05-02	2022-01-27
	26 SHS. PROLOGIS COM 050818/CHR_SLD#1	P	2018-05-02	2022-01-27
	27 SHS. PROLOGIS INC COM 030821/LAZ_SLD#2	P	2021-03-08	2022-05-04
	801 SHS. PULTE GROUP INC 110320/FROM C&E	D	2020-11-03	2021-12-30
	714 SHS. PULTE GROUP INC COM 110520/QO	P	2020-11-05	2022-04-20
	8 SHS. RIO TINTO PLC ADR 062119/LAZ	P	2019-06-21	2022-03-09
	3 SHS. RIO TINTO PLC ADR 100917/LAZ	P	2017-10-09	2022-03-09
	40 SHS. RIO TINTO PLC ADR 110117/LAZ	P	2017-11-01	2022-03-09
	10 SHS. SBA COMM CORP COM CL-A 051619/CHR_SLD#1	P	2019-05-16	2022-06-09
	35 SHS. SBA COMM CORP COM CL-A 052218/CHR	P	2018-05-22	2021-09-08
	25 SHS. SBA COMM CORP COM CL-A 061418/CHR	P	2018-06-14	2021-09-08
	25 SHS. SBA COMM CORP COM CL-A 062818/CHR	P	2018-06-28	2021-09-08
	165 SHS. SBA COMM CORP COM CL-A 112817/CHR	P	2017-11-27	2021-09-08
	25 SHS. SBA COMM CORP COM CL-A 070218/CHR	P	2018-07-02	2022-06-09
	25 SHS. SBA COMM CORP COM CL-A 071118/CHR	P	2018-07-11	2022-06-09
	10 SHS. SBA COMM CORP COM CL-A 101218/CHR	P	2018-10-12	2022-06-09
	300 SHS. SERVICE CORP INTL 080420/FROM C&E	D	2020-08-04	2021-12-30
	360 SHS. SERVICE CORP INTL 080420/FROM C&E_SLD#1	D	2020-08-04	2021-12-30
	142 SHS. SERVICE CORP INTL COM 030421/QO	P	2021-03-04	2022-04-20
	110 SHS. SERVICE CORP INTL COM 040621/QO	P	2021-04-06	2022-04-20
	300 SHS. SERVICE CORP INTL COM 080620/QO	P	2020-08-06	2022-04-20
	288 SHS. SERVICE CORP INTL COM 080620/QO(2)	P	2020-08-06	2022-04-20
	984 SHS. SHELL PLC ADR 040621/QO	P	2021-04-06	2022-04-20
	752 SHS. SMITH A O CORP COM 020421/QO	P	2021-02-04	2022-04-20
	11 SHS. SONY CORP ADR SPONS 010521/QO	P	2021-01-05	2022-04-20
	176 SHS. SONY CORP ADR SPONS 011619/QO	P	2019-01-16	2022-04-20
	50 SHS. SONY CORP ADR SPONS 011619/QO_SLD#7	P	2019-01-16	2021-09-01
	175 SHS. SONY CORP ADR SPONS 021119/QO	P	2019-02-11	2022-04-20
	137 SHS. SONY CORP ADR SPONS 030419/QO	P	2019-03-04	2022-04-20
	74 SHS. SONY CORP ADR SPONS 030421/QO	P	2021-03-04	2022-04-20
	78 SHS. SONY CORP ADR SPONS 062619/QO	P	2019-06-26	2022-04-20
	35 SHS. SONY CORP ADR SPONS 110519/QO	P	2019-11-05	2022-04-20
	0.02 SHS. SONY CORP ADR SPONS 121119/QO	P	2019-12-11	2022-04-20
	2 SHS. SONY CORP ADR SPONS 121119/QO_SLD#1	P	2019-12-11	2022-04-20
	185 SHS. SONY GROUP CORP SP A 011019/FROM C&E	D	2019-01-10	2021-12-30
	205 SHS. SONY GROUP CORP SP A 021119/FROM C&E	D	2019-02-11	2021-12-30
	168 SHS. SONY GROUP CORP SP A 030419/FROM C&E	D	2019-03-04	2021-12-30
	117 SHS. SONY GROUP CORP SP A 110818/FROM C&E	D	2018-11-08	2021-12-30
	0.367 SHS. SONY GROUP CORP SP A 121119/FROM C&E	D	2019-12-11	2021-12-30
	2 SHS. SONY GROUP CORP SP A 121119/FROM C&E_SLD#1	D	2019-12-11	2021-12-30
	50 SHS. STAG INDUSTRIAL INC COM 040516/GWK	P	2016-04-05	2021-12-07
	150 SHS. STAG INDUSTRIAL INC COM 063017/GWK	P	2017-06-30	2021-12-07
	119 SHS. STAG INDUSTRIAL INC COM 072617/GWK_SLD#1	P	2017-07-26	2021-12-07
	72 SHS. STAG INDUSTRIAL INC COM 092216/GWK	P	2016-09-22	2021-12-07
	74 SHS. STAG INDUSTRIAL INC COM 092616/GWK	P	2016-09-26	2021-12-07
	85 SHS. STAG INDUSTRIAL INC COM 092816(1)/GWK	P	2016-09-28	2021-12-07
	100 SHS. STAG INDUSTRIAL INC COM 092816(2)/GWK	P	2016-09-28	2021-12-07
	269 SHS. STAG INDUSTRIAL INC COM 011818/GWK_SLD#1	P	2018-01-18	2021-12-20
	106 SHS. STAG INDUSTRIAL INC COM 072617/GWK	P	2017-07-26	2021-12-20
	50 SHS. STAG INDUSTRIAL INC COM 010919/GWK	P	2019-01-09	2022-01-19
	131 SHS. STAG INDUSTRIAL INC COM 011818/GWK	P	2018-01-18	2022-01-19
	200 SHS. STAG INDUSTRIAL INC COM 031820/GWK	P	2020-03-18	2022-01-19
	250 SHS. STAG INDUSTRIAL INC COM 033020/GWK	P	2020-03-30	2022-01-19
	44 SHS. STAG INDUSTRIAL INC COM 033120/GWK_SLD#1	P	2020-03-31	2022-01-19
	80 SHS. SUN CMNTYS INC COM 093020/CHR_SLD#1	P	2020-09-30	2021-10-22
	10 SHS. SW DUBOIS CO IN FIRST MTG BDS 844816AE8/MB_SLD#2	P	2014-01-06	2021-07-12
	10 SHS. SW DUBOIS CO IN FIRST MTG BDS 844816AE8/MB_SLD#3	P	2014-01-06	2022-02-02
	60 SHS. SWARTHMORE BORO AUTH PA COLLEGE 870000HJ8/TD	P	2013-07-09	2021-09-15
	26 SHS. SYSCO CORP COM 040921/LAZ_SLD#1	P	2021-04-09	2022-04-28
	15 SHS. UNITED HEALTH GROUP INC COM 101918/GWK	P	2018-10-19	2021-10-14
	25 SHS. UNITED HEALTH GROUP INC COM 102418/GWK_SLD#1	P	2018-10-24	2021-10-14
	20 SHS. UNITED HEALTH GROUP INC COM 102418/GWK_SLD#2	P	2018-10-24	2022-01-19
	20 SHS. UNITED HEALTH GROUP INC COM 102418/GWK_SLD#3	P	2018-10-24	2022-03-11
	57 SHS. VERIZON COMM COM 021919/LAZ_SLD#1	P	2019-02-19	2022-05-31
	500 SHS. VICI PPTYS 1 LLC COM 040220/CHR	P	2020-04-02	2021-11-18
	85 SHS. VICI PPTYS 1 LLC COM 061620/CHR	P	2020-06-16	2021-11-18
	1900 SHS. VICI PPTYS 1 LLC COM 062619/CHR	P	2019-06-26	2021-11-18
	100 SHS. VICI PPTYS 1 LLC COM 081519/CHR	P	2019-08-15	2021-11-18
	151 SHS. WALGREENS BOOTS ALLIANCE 050520/FROM C&E	D	2020-05-05	2021-12-30
	124 SHS. WALGREENS BOOTS ALLIANCE 060320/FROM C&E	D	2020-06-03	2021-12-30
	644 SHS. WALGREENS BOOTS ALLIANCE INC 011619/QO	P	2019-01-16	2022-04-20
	150 SHS. WALGREENS BOOTS ALLIANCE INC 030421/QO	P	2021-03-04	2022-04-20
	121 SHS. WALGREENS BOOTS ALLIANCE INC 050520/QO	P	2020-05-05	2022-04-20
	111 SHS. WALGREENS BOOTS ALLIANCE INC 060320/QO	P	2020-06-03	2022-04-20
	89 SHS. WALGREENS BOOTS ALLIANCE INC 062619/QO	P	2019-06-26	2022-04-20
	5.995 SHS. WALGREENS BOOTS ALLIANCE INC 091319/QO	P	2019-09-13	2022-04-20
	76 SHS. WALGREENS BOOTS ALLIANCE INC 100219/QO	P	2019-10-02	2022-04-20
	0.402 SHS. WALGREENS BOOTS ALLIANCE INC 121319/QO	P	2019-12-13	2022-04-20
	6.005 SHS. WALGREENS BOOTS ALLIANCE INC 121319/QO_SLD#1	P	2019-12-13	2022-04-20
	192.7081 SHS. WARNER BROS DISCOVERY INC 011619/QO	P	2019-01-16	2022-04-20
	81.7679 SHS. WARNER BROS DISCOVERY INC 021119/QO	P	2019-02-11	2022-04-20
	42.3355 SHS. WARNER BROS DISCOVERY INC 032020/QO	P	2020-03-20	2022-04-20
	80.5584 SHS. WARNER BROS DISCOVERY INC 040621(1)/QO	P	2021-04-06	2022-04-20
	72.5751 SHS. WARNER BROS DISCOVERY INC 040621(2)/QO	P	2021-04-06	2022-04-20
	49.1092 SHS. WARNER BROS DISCOVERY INC 062619/QO	P	2019-06-26	2022-04-20
	5.7124 SHS. WARNER BROS DISCOVERY INC 080219/QO	P	2019-08-02	2022-04-20
	4.6842 SHS. WARNER BROS DISCOVERY INC 110419/QO	P	2019-11-04	2022-04-20
	12.0958 SHS. WARNER BROS DISCOVERY INC 120420/QO	P	2020-12-04	2022-04-20
	48 SHS. WATSCO INC CL-A 061317/GWK	P	2017-06-13	2021-07-21
	47 SHS. WATSCO INC CL-A 062317/GWK_SLD#1	P	2017-06-23	2021-07-21
	10 SHS. WATSCO INC COM 031821/LAZ_SLD#1	P	2021-03-18	2022-05-31
	75 SHS. WILL COUNTY ILL SCH DIST 122 968852F99/MB	P	2013-12-05	2021-10-01
	ROUNDING	P		2022-06-30
	CASH IN LIEU	P		2022-06-30
	CAPITAL GAINS DISTRIBUTIONS	P		2022-06-30
	FROM STEPSTONE SECONDARIES II	P		2022-06-30
	FROM TWIN BRIDGE NARROW GATE FUND	P		2022-06-30
	FROM FIVE POINTS SMALL BUYOUT STRATEGIES	P		2022-06-30
	FROM BELL INSTITUTIONAL V	P		2022-06-30
	FROM STEPSTONE GLOBAL IX-B	P		2022-06-30
	FROM STEPSTONE GLOBAL VII-B	P		2022-06-30
	FROM STEPSTONE GLOBAL V-B	P		2022-06-30
	FROM PIPE EQUITY	P		2022-06-30
	SALE OF INTEREST IN AXA SECONDARY FUND V	P		2022-06-30
	SALE OF INTEREST IN OZ OVERSEAS FUND II	P		2022-06-30
	SALE OF INTEREST IN FORESTER OFFSHORE LTD	P		2022-06-30
	SALE OF MORROCROFT SPEC OPP FUND	P		2022-03-02
	SALE OF INTEREST IN PORTFOLIO ADVISORS SECONDARY FUND II	P		2022-06-30
	FROM TWIN BRIDGE NARROW GATE FUND (UBTI)	P		2022-06-30

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	1,645	1,740	-95
b	833	654	179
c	892	686	206
d	1,073	851	222
e	34,762	41,186	-6,424
	7,900	8,265	-365
	37,341	20,754	16,587
	838	736	102
	1,944	1,080	864
	15,083	8,379	6,704
	11,731	6,517	5,214
	3,352	1,862	1,490
	1,820	1,513	307
	752	914	-162
	2,872	2,535	337
	14,531	12,599	1,932
	9,381	8,119	1,262
	24,588	21,278	3,310
	71,450	62,155	9,295
	6,469	4,645	1,824
	16,173	13,665	2,508
	692	415	277
	2,250	1,252	998
	173	114	59
	1,590	1,139	451
	3,020	2,141	879
	9,678	11,402	-1,724
	2,349	1,065	1,284
	20,478	8,757	11,721
	3,452	3,195	257
	671	665	6
	3,635	3,422	213
	10,738	13,453	-2,715
	4,307	4,941	-634
	2,614	1,659	955
	1,147	1,191	-44
	8,499	7,268	1,231
	2,708	2,562	146
	1,677	1,234	443
	1,523	1,147	376
	1,058	799	259
	28	17	11
	24	17	7
	719	450	269
	1,896	1,250	646
	1,590	864	726
	2,706	1,397	1,309
	114	58	56
	21,250	14,491	6,759
	957	893	64
	8,800	7,546	1,254
	7,151	3,538	3,613
	900	836	64
	2,332	2,192	140
	1,002	843	159
	1,044	843	201
	44,095	47,581	-3,486
	6,002	7,434	-1,432
	2,181	2,372	-191
	855	949	-94
	10,870	10,143	727
	2,048	2,584	-536
	21,925	27,128	-5,203
	26,894	37,066	-10,172
	1,362	1,807	-445
	2,162	2,840	-678
	1,926	2,582	-656
	2,155	2,840	-685
	1,354	1,622	-268
	195	232	-37
	17,928	14,509	3,419
	3,468	4,175	-707
	1,149	1,096	53
	986	897	89
	1,312	1,196	116
	1,090	996	94
	735	697	38
	14,153	14,657	-504
	62,983	59,171	3,812
	7,784	7,309	475
	1,834	1,872	-38
	915	874	41
	11,765	11,689	76
	8,363	9,502	-1,139
	2,101	1,527	574
	995	764	231
	1,103	1,081	22
	4,143	5,194	-1,051
	2,273	2,975	-702
	3,026	2,359	667
	1,819	1,398	421
	1,054	786	268
	1,390	1,048	342
	592	437	155
	1,660	1,223	437
	1,145	786	359
	944	612	332
	11,500	7,958	3,542
	18,401	13,268	5,133
	6,672	5,449	1,223
	9,531	9,411	120
	1,176	827	349
	1,134	827	307
	1,174	802	372
	261	178	83
	1,438	1,013	425
	130	92	38
	334	267	67
	5,658	5,792	-134
	29,422	33,412	-3,990
	25,165	26,852	-1,687
	13,137	14,021	-884
	5,841	5,634	207
	309	385	-76
	14,957	18,644	-3,687
	3,559	4,432	-873
	77	96	-19
	9,278	11,562	-2,284
	5,295	5,450	-155
	5,682	5,439	243
	60,765	59,163	1,602
	9,226	8,883	343
	9,544	9,272	272
	15,748	16,429	-681
	4,816	4,043	773
	1,483	1,231	252
	1,215	923	292
	33,564	37,965	-4,401
	937	916	21
	5,101	5,694	-593
	30,453	23,652	6,801
	60,542	67,259	-6,717
			0
	1,683	1,588	95
	5,230	5,822	-592
	658	760	-102
	913	958	-45
	8,095	7,354	741
	5,533	4,000	1,533
	1,294	1,302	-8
	2,615	2,728	-113
	3,019	2,613	406
	697	5,161	-4,464
	1,754	1,539	215
	1,042	879	163
	13,836	13,273	563
	4,395	3,317	1,078
	4,868	3,035	1,833
	1,085	868	217
	44,818	38,379	6,439
	839	762	77
	1,625	1,270	355
	908	896	12
	3,812	4,134	-322
	674	584	90
	1,529	1,937	-408
	4,192	4,261	-69
	1,988	2,368	-380
	1,442	1,430	12
	1,195	1,191	4
	1,358	1,310	48
	1,586	1,549	37
	1,501	1,430	71
	1,122	1,072	50
	1,394	1,293	101
	443	444	-1
	420	295	125
	7,298	7,151	147
	13,684	14,494	-810
	18,009	17,396	613
	720	1,019	-299
	2,091	1,350	741
	3,535	2,366	1,169
	3,815	3,056	759
	182	143	39
	509	680	-171
	1,180	1,564	-384
	1,603	2,107	-504
	1,562	2,107	-545
	1,636	2,175	-539
	764	1,000	-236
	1,004	972	32
	1,748	1,722	26
	25,512	17,140	8,372
	2,996	6,153	-3,157
	1,143	2,384	-1,241
	7,796	8,549	-753
	624	721	-97
	250,000	250,000	0
	57,854	43,647	14,207
	55,587	46,498	9,089
	12,038	12,781	-743
	7,246	8,485	-1,239
	1,313	1,376	-63
	8,748	7,580	1,168
	8,748	8,370	378
	12,102	10,701	1,401
	213	275	-62
	32	29	3
	10,395	12,042	-1,647
	4,641	5,376	-735
	835	847	-12
	3,123	4,293	-1,170
	1,253	1,577	-324
	41,358	35,331	6,027
	1,573	1,383	190
	2,275	1,346	929
	2,316	1,303	1,013
	1,915	1,590	325
	2,605	993	1,612
	11,229	4,965	6,264
	6,078	2,542	3,536
	3,837	3,994	-157
	2,985	3,093	-108
	1,420	1,189	231
	10,808	5,678	5,130
	12,345	3,260	9,085
	41,550	25,640	15,910
	269	170	99
	10,087	6,598	3,489
	16,380	10,556	5,824
	16	10	6
	308	197	111
	8,846	5,049	3,797
	10,880	3,059	7,821
	31,270	20,959	10,311
	4,954	3,367	1,587
	229	158	71
	6,856	4,873	1,983
	13,313	9,820	3,493
	9	6	3
	257	179	78
	2,515	1,958	557
	6,469	4,214	2,255
	6,469	4,129	2,340
	6,469	4,596	1,873
	19,411	9,700	9,711
	20,677	10,347	10,330
	4,205	2,168	2,037
	26,852	13,840	13,012
	6,469	3,416	3,053
	6,469	4,035	2,434
	13,139	5,162	7,977
	8,843	3,441	5,402
	1,074	1,209	-135
	2,148	2,027	121
	10,738	10,242	496
	1,074	987	87
	17,971	14,969	3,002
	5,616	4,937	679
	22,464	18,306	4,158
	5,376	5,121	255
	15,521	2,965	12,556
	4,791	2,788	2,003
	33,111	23,504	9,607
	6,649	4,376	2,273
	6,117	4,196	1,921
	20,877	2,426	18,451
	6,826	4,495	2,331
	9,264	6,067	3,197
	6,959	2,491	4,468
	746	356	390
	21,099	11,445	9,654
	14	7	7
	584	309	275
	2,136	718	1,418
	3,192	1,005	2,187
	15,450	18,634	-3,184
	6,528	7,562	-1,034
	3,380	3,840	-460
	6,431	7,785	-1,354
	5,794	7,013	-1,219
	3,920	5,040	-1,120
	456	611	-155
	19	29	-10
	355	546	-191
	966	1,099	-133
	37,469	17,187	20,282
	7,723	5,076	2,647
	33,263	19,373	13,890
	6,749	5,640	1,109
	5,820	5,001	819
	1,760	1,643	117
	10,783	9,812	971
	219	188	31
	1,805	1,549	256
	26,349	23,387	2,962
	4	4	0
	187	185	2
	21,735	22,363	-628
	4,261	3,780	481
	2,437	2,451	-14
	2,127	2,313	-186
	9,321	9,894	-573
	172	173	-1
	14	16	-2
	137	158	-21
	46,202	36,629	9,573
	10,734	7,876	2,858
	575	416	159
	33	30	3
	430	389	41
	3,786	3,031	755
	39,557	25,491	14,066
	10,816	6,449	4,367
	12,052	7,107	4,945
	685	403	282
	20	15	5
	474	349	125
	1,151	755	396
	2,437	2,292	145
	5,681	2,690	2,991
	22,458	12,106	10,352
	17,044	7,970	9,074
	2,272	1,063	1,209
	11,971	6,648	5,323
	798	430	368
	7,981	4,073	3,908
	2,394	1,400	994
	72,107	31,482	40,625
	14,931	6,756	8,175
	105,000	105,000	0
	100,000	100,000	0
	1,148	957	191
	30,744	22,818	7,926
	5,460	4,971	489
	4,696	4,497	199
	6,953	5,196	1,757
	3,955	3,502	453
	5,549	3,952	1,597
	5,294	4,311	983
	507	370	137
	26	20	6
	450	353	97
	31,575	24,681	6,894
	3,848	3,623	225
	5,477	2,995	2,482
	4,108	2,393	1,715
	1,369	777	592
	25,439	21,503	3,936
	8,894	7,443	1,451
	21,740	18,924	2,816
	11,858	9,627	2,231
	648	487	161
	590	409	181
	1,119	864	255
	1,901	1,321	580
	1,313	1,175	138
	14,616	17,084	-2,468
	2,923	3,995	-1,072
	14,616	18,032	-3,416
	2,923	2,612	311
	8,770	10,935	-2,165
	4,531	4,513	18
	2,923	2,748	175
	13,009	17,743	-4,734
	17,540	21,210	-3,670
	18,756	17,645	1,111
	8,964	5,042	3,922
	13,446	7,382	6,064
	24,651	16,861	7,790
	2,689	1,656	1,033
	2,241	1,942	299
	10,670	7,242	3,428
	7,797	5,245	2,552
	5,372	3,900	1,472
	6,140	5,012	1,128
	9,594	7,775	1,819
	2,474	3,120	-646
	1,284	1,622	-338
	1,381	1,747	-366
	4,278	3,192	1,086
	2,367	1,471	896
	2,247	2,618	-371
	801	1,026	-225
	1,989	2,154	-165
	1,921	2,159	-238
	1,733	2,212	-479
	263	323	-60
	1,846	1,827	19
	1,952	1,309	643
	3,046	1,547	1,499
	1,433	928	505
	2,201	1,499	702
	74,752	54,711	20,041
	25,301	18,262	7,039
	357	347	10
	6,791	6,783	8
	13,404	15,108	-1,704
	8,043	9,699	-1,656
	894	1,034	-140
	3,574	3,889	-315
	9,651	10,382	-731
	191	192	-1
	940	530	410
	2,868	1,671	1,197
	42	34	8
	1,632	1,353	279
	5,658	5,503	155
	8,487	8,336	151
	28,149	25,698	2,451
	11,458	8,845	2,613
	8,487	8,714	-227
	8,487	8,870	-383
	8,487	7,615	872
	8,487	8,528	-41
	8,487	8,723	-236
	3,665	4,480	-815
	1,985	1,205	780
	2,586	1,902	684
	1,446	1,507	-61
	100,000	100,000	0
	22,667	22,788	-121
	6,497	6,535	-38
	9,144	9,135	9
	6,834	6,906	-72
	408	410	-2
	15	18	-3
	314	367	-53
	172,572	112,000	60,572
	81,644	85,000	-3,356
	99,513	89,059	10,454
	69,923	53,000	16,923
	16,148	15,000	1,148
	9,232	6,803	2,429
	8,298	7,831	467
	12,493	9,388	3,105
	10,640	10,567	73
	12,440	10,823	1,617
	1,956	2,092	-136
	20,987	22,444	-1,457
	422,224	354,000	68,224
	263,435	190,000	73,435
	14,139	9,760	4,379
	4,713	3,543	1,170
	263	199	64
	14,981	11,797	3,184
	20,157	16,133	4,024
	16,838	13,477	3,361
	161	131	30
	357	289	68
	1,881	1,523	358
	89	72	17
	322	261	61
	24,677	18,235	6,442
	18,292	13,605	4,687
	562	424	138
	6,557	5,515	1,042
	48	39	9
	473	388	85
	38,125	26,710	11,415
	6,049	4,681	1,368
	2,749	1,917	832
	518	368	150
	100	77	23
	398	307	91
	24,447	15,367	9,080
	6,826	3,716	3,110
	552	405	147
	2,857	1,714	1,143
	14	11	3
	559	447	112
	42,862	30,305	12,557
	37,780	29,635	8,145
	5,294	3,408	1,886
	6,845	4,485	2,360
	10,531	8,738	1,793
	445	394	51
	1,843	1,331	512
	68	66	2
	344	333	11
	51,204	26,884	24,320
	14,500	6,109	8,391
	6,517	3,490	3,027
	847	648	199
	435	332	103
	41,285	23,113	18,172
	11,994	5,409	6,585
	6,758	3,878	2,880
	12,788	13,261	-473
	6,476	8,032	-1,556
	11,333	9,692	1,641
	4,048	4,144	-96
	17,810	18,735	-925
	2,903	2,852	51
	251	311	-60
	10,105	8,706	1,399
	1,684	1,292	392
	5,052	2,611	2,441
	5,052	4,034	1,018
	5,052	2,981	2,071
	1,729	1,489	240
	17,295	17,037	258
	20,432	20,022	410
	6,811	5,954	857
	1,703	1,599	104
	1,703	1,451	252
	1,703	1,967	-264
	130,000	128,239	1,761
	3,906	3,573	333
	1,953	1,810	143
	7,647	3,062	4,585
	18,866	13,001	5,865
	19,242	13,191	6,051
	994	755	239
	62,488	45,306	17,182
	3,447	2,237	1,210
	52	42	10
	886	720	166
	78,137	48,715	29,422
	20,258	12,032	8,226
	4,334	3,006	1,328
	15,338	10,338	5,000
	1,075	707	368
	2,516	1,773	743
	42	29	13
	951	669	282
	5,368	3,560	1,808
	1,074	691	383
	54,031	26,490	27,541
	16,457	8,440	8,017
	44,153	23,621	20,532
	13,446	7,525	5,921
	2,148	1,660	488
	1,851	1,586	265
	1,272	1,015	257
	741	597	144
	296	232	64
	2,296	1,928	368
	1,768	621	1,147
	1,326	533	793
	30,052	9,760	20,292
	4,672	3,904	768
	2,108	1,786	322
	1,645	2,025	-380
	3,572	4,394	-822
	1,742	2,141	-399
	436	296	140
	145,000	145,000	0
	1,914	1,374	540
	280	223	57
	3,734	2,536	1,198
	2,324	1,617	707
	3,050	2,356	694
	2,034	1,687	347
	12,315	10,351	1,964
	5,017	3,661	1,356
	4,561	3,284	1,277
	6,386	4,909	1,477
	9,122	6,968	2,154
	7,298	6,040	1,258
	25,225	13,231	11,994
	9,794	4,323	5,471
	4,749	1,962	2,787
	25,780	15,273	10,507
	956	631	325
	194	145	49
	655	492	163
	50,754	33,845	16,909
	48,815	32,898	15,917
	1,423	1,653	-230
	12,069	8,970	3,099
	804	593	211
	48	40	8
	637	535	102
	6,324	5,801	523
	33,458	32,712	746
	9,813	10,158	-345
	7,709	8,019	-310
	847	864	-17
	26	27	-1
	930	954	-24
	33,547	30,821	2,726
	52,153	34,658	17,495
	35,171	14,832	20,339
	10,059	4,177	5,882
	75	31	44
	3,875	1,653	2,222
	3,975	2,604	1,371
	45,865	34,098	11,767
	31,409	30,388	1,021
	618	490	128
	232	144	88
	3,090	1,972	1,118
	3,421	2,131	1,290
	12,847	5,567	7,280
	9,176	3,948	5,228
	9,176	4,112	5,064
	60,562	28,600	31,962
	8,552	4,108	4,444
	8,552	4,128	4,424
	3,421	1,493	1,928
	21,278	13,143	8,135
	25,538	15,772	9,766
	10,138	6,564	3,574
	7,854	5,757	2,097
	21,419	13,119	8,300
	20,563	12,591	7,972
	56,796	39,161	17,635
	49,684	44,014	5,670
	981	1,129	-148
	15,689	8,754	6,935
	5,258	2,487	2,771
	15,600	7,784	7,816
	12,213	6,519	5,694
	6,597	7,547	-950
	6,953	4,105	2,848
	3,120	2,151	969
	2	1	1
	178	133	45
	23,390	9,002	14,388
	25,919	9,119	16,800
	21,241	7,989	13,252
	14,793	6,359	8,434
	46	24	22
	253	133	120
	2,246	1,015	1,231
	6,737	4,167	2,570
	5,345	3,314	2,031
	3,234	1,715	1,519
	3,324	1,778	1,546
	3,818	2,128	1,690
	4,491	2,503	1,988
	12,089	6,935	5,154
	4,764	2,952	1,812
	2,161	1,300	861
	5,662	3,377	2,285
	8,644	3,760	4,884
	10,805	5,317	5,488
	1,902	983	919
	16,134	11,060	5,074
	10,000	10,000	0
	10,000	10,000	0
	60,000	60,000	0
	2,278	2,090	188
	6,394	3,986	2,408
	10,656	6,602	4,054
	9,315	5,282	4,033
	9,731	5,282	4,449
	2,918	3,175	-257
	14,580	7,460	7,120
	2,479	1,889	590
	55,406	41,572	13,834
	2,916	2,078	838
	7,879	6,350	1,529
	6,470	5,451	1,019
	29,885	46,456	-16,571
	6,961	7,031	-70
	5,615	5,089	526
	5,151	4,870	281
	4,130	4,728	-598
	278	335	-57
	3,527	4,023	-496
	19	23	-4
	279	349	-70
	4,475	5,913	-1,438
	1,899	2,413	-514
	983	1,225	-242
	1,871	2,484	-613
	1,685	2,238	-553
	1,140	1,608	-468
	133	195	-62
	109	183	-74
	281	351	-70
	13,505	7,164	6,341
	13,223	7,365	5,858
	2,527	2,573	-46
	75,000	75,000	0
	4		4
	115		115
	905,402		905,402
	517,223		517,223
	216		216
	110,089		110,089
	2,301,730		2,301,730
	20,365		20,365
	111,846		111,846
	813,439		813,439
	1		1
	15,784		15,784
	3,029		3,029
	1,995,621		1,995,621
	63,419		63,419
	292,940		292,940
		40	-40

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-95
b			179
c			206
d			222
e			-6,424
			-365
			16,587
			102
			864
			6,704
			5,214
			1,490
			307
			-162
			337
			1,932
			1,262
			3,310
			9,295
			1,824
			2,508
			277
			998
			59
			451
			879
			-1,724
			1,284
			11,721
			257
			6
			213
			-2,715
			-634
			955
			-44
			1,231
			146
			443
			376
			259
			11
			7
			269
			646
			726
			1,309
			56
			6,759
			64
			1,254
			3,613
			64
			140
			159
			201
			-3,486
			-1,432
			-191
			-94
			727
			-536
			-5,203
			-10,172
			-445
			-678
			-656
			-685
			-268
			-37
			3,419
			-707
			53
			89
			116
			94
			38
			-504
			3,812
			475
			-38
			41
			76
			-1,139
			574
			231
			22
			-1,051
			-702
			667
			421
			268
			342
			155
			437
			359
			332
			3,542
			5,133
			1,223
			120
			349
			307
			372
			83
			425
			38
			67
			-134
			-3,990
			-1,687
			-884
			207
			-76
			-3,687
			-873
			-19
			-2,284
			-155
			243
			1,602
			343
			272
			-681
			773
			252
			292
			-4,401
			21
			-593
			6,801
			-6,717
			0
			95
			-592
			-102
			-45
			741
			1,533
			-8
			-113
			406
			-4,464
			215
			163
			563
			1,078
			1,833
			217
			6,439
			77
			355
			12
			-322
			90
			-408
			-69
			-380
			12
			4
			48
			37
			71
			50
			101
			-1
			125
			147
			-810
			613
			-299
			741
			1,169
			759
			39
			-171
			-384
			-504
			-545
			-539
			-236
			32
			26
			8,372
			-3,157
			-1,241
			-753
			-97
			0
			14,207
			9,089
			-743
			-1,239
			-63
			1,168
			378
			1,401
			-62
			3
			-1,647
			-735
			-12
			-1,170
			-324
			6,027
			190
			929
			1,013
			325
			1,612
			6,264
			3,536
			-157
			-108
			231
			5,130
			9,085
			15,910
			99
			3,489
			5,824
			6
			111
			3,797
			7,821
			10,311
			1,587
			71
			1,983
			3,493
			3
			78
			557
			2,255
			2,340
			1,873
			9,711
			10,330
			2,037
			13,012
			3,053
			2,434
			7,977
			5,402
			-135
			121
			496
			87
			3,002
			679
			4,158
			255
			12,556
			2,003
			9,607
			2,273
			1,921
			18,451
			2,331
			3,197
			4,468
			390
			9,654
			7
			275
			1,418
			2,187
			-3,184
			-1,034
			-460
			-1,354
			-1,219
			-1,120
			-155
			-10
			-191
			-133
			20,282
			2,647
			13,890
			1,109
			819
			117
			971
			31
			256
			2,962
			0
			2
			-628
			481
			-14
			-186
			-573
			-1
			-2
			-21
			9,573
			2,858
			159
			3
			41
			755
			14,066
			4,367
			4,945
			282
			5
			125
			396
			145
			2,991
			10,352
			9,074
			1,209
			5,323
			368
			3,908
			994
			40,625
			8,175
			0
			0
			191
			7,926
			489
			199
			1,757
			453
			1,597
			983
			137
			6
			97
			6,894
			225
			2,482
			1,715
			592
			3,936
			1,451
			2,816
			2,231
			161
			181
			255
			580
			138
			-2,468
			-1,072
			-3,416
			311
			-2,165
			18
			175
			-4,734
			-3,670
			1,111
			3,922
			6,064
			7,790
			1,033
			299
			3,428
			2,552
			1,472
			1,128
			1,819
			-646
			-338
			-366
			1,086
			896
			-371
			-225
			-165
			-238
			-479
			-60
			19
			643
			1,499
			505
			702
			20,041
			7,039
			10
			8
			-1,704
			-1,656
			-140
			-315
			-731
			-1
			410
			1,197
			8
			279
			155
			151
			2,451
			2,613
			-227
			-383
			872
			-41
			-236
			-815
			780
			684
			-61
			0
			-121
			-38
			9
			-72
			-2
			-3
			-53
			60,572
			-3,356
			10,454
			16,923
			1,148
			2,429
			467
			3,105
			73
			1,617
			-136
			-1,457
			68,224
			73,435
			4,379
			1,170
			64
			3,184
			4,024
			3,361
			30
			68
			358
			17
			61
			6,442
			4,687
			138
			1,042
			9
			85
			11,415
			1,368
			832
			150
			23
			91
			9,080
			3,110
			147
			1,143
			3
			112
			12,557
			8,145
			1,886
			2,360
			1,793
			51
			512
			2
			11
			24,320
			8,391
			3,027
			199
			103
			18,172
			6,585
			2,880
			-473
			-1,556
			1,641
			-96
			-925
			51
			-60
			1,399
			392
			2,441
			1,018
			2,071
			240
			258
			410
			857
			104
			252
			-264
			1,761
			333
			143
			4,585
			5,865
			6,051
			239
			17,182
			1,210
			10
			166
			29,422
			8,226
			1,328
			5,000
			368
			743
			13
			282
			1,808
			383
			27,541
			8,017
			20,532
			5,921
			488
			265
			257
			144
			64
			368
			1,147
			793
			20,292
			768
			322
			-380
			-822
			-399
			140
			0
			540
			57
			1,198
			707
			694
			347
			1,964
			1,356
			1,277
			1,477
			2,154
			1,258
			11,994
			5,471
			2,787
			10,507
			325
			49
			163
			16,909
			15,917
			-230
			3,099
			211
			8
			102
			523
			746
			-345
			-310
			-17
			-1
			-24
			2,726
			17,495
			20,339
			5,882
			44
			2,222
			1,371
			11,767
			1,021
			128
			88
			1,118
			1,290
			7,280
			5,228
			5,064
			31,962
			4,444
			4,424
			1,928
			8,135
			9,766
			3,574
			2,097
			8,300
			7,972
			17,635
			5,670
			-148
			6,935
			2,771
			7,816
			5,694
			-950
			2,848
			969
			1
			45
			14,388
			16,800
			13,252
			8,434
			22
			120
			1,231
			2,570
			2,031
			1,519
			1,546
			1,690
			1,988
			5,154
			1,812
			861
			2,285
			4,884
			5,488
			919
			5,074
			0
			0
			0
			188
			2,408
			4,054
			4,033
			4,449
			-257
			7,120
			590
			13,834
			838
			1,529
			1,019
			-16,571
			-70
			526
			281
			-598
			-57
			-496
			-4
			-70
			-1,438
			-514
			-242
			-613
			-553
			-468
			-62
			-74
			-70
			6,341
			5,858
			-46
			0
			4
			115
			905,402
			517,223
			216
			110,089
			2,301,730
			20,365
			111,846
			813,439
			1
			15,784
			3,029
			1,995,621
			63,419
			292,940
			-40

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	8,683,318
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Form 990-PF (2021)

Page 4

Part V

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	125,699
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	125,699
6	Credits/Payments:

a	2021 estimated tax payments and 2020 overpayment credited to 2021	6a	167,552
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	125,000
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	292,552
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	166,853
11	Enter the amount of line 10 to be: Credited to 2022 estimated tax166,853	Refunded	11	0

Part VI-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Yes

Did the foundation have unrelated business gross income of $1,000 or more during the year?.........

Yes

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Yes

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XIV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.

If "Yes," complete Part XIII .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2021)

Page 5

Part VI-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

THE ORGANIZATION Telephone no. bullet

(252) 752-2111

Located at bullet

5121 MARTIN LUTHER KING JR BLVDGREENVILLENC ZIP+4 bullet

278348613

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........

1a(1)

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? ..............................

1a(2)

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........

1a(3)

Yes

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............

1a(4)

Yes

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? ......................

1a(5)

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.) ...............

1a(6)

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2021? .............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2021, did the foundation have any undistributed income (lines 6d

and 6e, Part XII) for tax year(s) beginning before 2021?....................

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? ..............................

Yes

If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2021.) .....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..

Form 990-PF (2021)

Page 6

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........

5a(1)

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive? ....................

5a(2)

(3) Provide a grant to an individual for travel, study, or other similar purposes? .............

5a(3)

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions ........................

5a(4)

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals? .............

5a(5)

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here ......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant? .................

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? .............................

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .........................

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
EDWARD C SMITH JR	PRESIDENT/DIRECTOR 3.75	0	0	0
PO BOX 1527 GREENVILLE,NC27835	PRESIDENT/DIRECTOR 3.75	0	0	0
KRISTIN CARROLL	VP/ASST TREASURER/ASST SEC/DIR 1.00	0	0	0
PO BOX 1527 GREENVILLE,NC27835	VP/ASST TREASURER/ASST SEC/DIR 1.00	0	0	0
SAMUEL E SOLIMAN	EXECUTIVE VICE PRESIDENT/DIRECTOR 6.00	0	0	0
123 WEST FRANKLIN STREET STE 540 CHAPEL HILL,NC27516	EXECUTIVE VICE PRESIDENT/DIRECTOR 6.00	0	0	0
JILL A CARRAWAY	SECRETARY/TREASURER/DIRECTOR 1.00	0	0	0
PO BOX 1527 GREENVILLE,NC27835	SECRETARY/TREASURER/DIRECTOR 1.00	0	0	0
HERMAN SIMON	DIRECTOR 1.00	0	0	0
3720 SOUTH OCEAN BOULEVARD 602 HIGHLAND BEACH,FL33487	DIRECTOR 1.00	0	0	0
TERRY NG	DIRECTOR 1.00	0	0	0
PO BOX 31084 GREENVILLE,NC27833	DIRECTOR 1.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
GERI LASSITER	CONTRIBUTIONS COORDI 30.00	57,881	0	0
PO BOX 1527 GREENVILLE,NC27835	CONTRIBUTIONS COORDI 30.00	57,881	0	0








Total number of other employees paid over $50,000...................				0

Form 990-PF (2021)

Page 7

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
SAFE HARBOR FAMILY CAPITAL LLC	INVESTMENT ADVISORY SERVICES	426,000
123 WEST FRANKLIN STREET SUITE 540 CHAPEL HILL,NC27516	INVESTMENT ADVISORY SERVICES	426,000
TERRY NG CPA PLLC	ACCOUNTING AND TAX SERVICES	73,000
PO BOX 31084 GREENVILLE,NC27833	ACCOUNTING AND TAX SERVICES	73,000

Total number of others receiving over $50,000 for professional services............. bullet

Part VIII-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part VIII-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2021)

Page 8

Part IX

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

62,684,222

Average of monthly cash balances.......................

3,196,651

Fair market value of all other assets (see instructions)................

60,386,952

Total (add lines 1a, b, and c).........................

126,267,825

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

126,267,825

Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see

instructions) .............................

1,894,017

Net value of noncharitable-use assets. Subtract line 4 from line 3. .......

124,373,808

Minimum investment return. Enter 5% (0.05) of line 5................

6,218,690

Part X

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part IX, line 6..................

6,218,690

Tax on investment income for 2021 from Part V, line 5.......

125,699

Income tax for 2021. (This does not include the tax from Part V.) ...

Add lines 2a and 2b............................

125,699

Distributable amount before adjustments. Subtract line 2c from line 1............

6,092,991

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

6,092,991

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...

6,092,991

Part XI

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part VIII-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.

Form 990-PF (2021)

Page 9

Part XII

Undistributed Income (see instructions)

	(a) Corpus	(b) Years prior to 2020	(c) 2020	(d) 2021
1 Distributable amount for 2021 from Part X, line 7				6,092,991
2 Undistributed income, if any, as of the end of 2021:
a Enter amount for 2020 only.......			3,283,195
b Total for prior years:20, 20, 20		0
3 Excess distributions carryover, if any, to 2021:
a From 2016......
b From 2017......
c From 2018......
d From 2019......
e From 2020......
f Total of lines 3a through e ........	0
4Qualifying distributions for 2021 from Part
XI, line 4: $ 5,292,718
a Applied to 2020, but not more than line 2a			3,283,195
b Applied to undistributed income of prior years (Election required—see instructions).....		0
c Treated as distributions out of corpus (Election required—see instructions)........	0
d Applied to 2021 distributable amount.....				2,009,523
e Remaining amount distributed out of corpus	0
5 Excess distributions carryover applied to 2021.	0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5	0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........		0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......		0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........		0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............			0
f Undistributed income for 2021. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2022 ..........				4,083,468
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......	0
8 Excess distributions carryover from 2016 not applied on line 5 or line 7 (see instructions) ...	0
9 Excess distributions carryover to 2022. Subtract lines 7 and 8 from line 6a ......	0
10 Analysis of line 9:
a Excess from 2017....
b Excess from 2018....
c Excess from 2019....
d Excess from 2020....
e Excess from 2021....

Form 990-PF (2021)

Page 10

Part XIII

Private Operating Foundations (see instructions and Part VI-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section 4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2021	(b) 2020	(c) 2019	(d) 2018	(e) Total

b 85% (0.85) of line 2a .........
c Qualifying distributions from Part XI, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part IX, line 6 for each year listed ..
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XIV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

EDWARD C SMITH JR

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

EDWARD C SMITH JR

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2021)

Page 11

Part XIV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
A TIME FOR SCIENCE 729 DICKINSON DR GREENVILLE,NC27834	NONE	PC	GRAND OPENING AND SCIENCE EXPO	2,500
ACCESS DENTAL CARE 513 WHITE OAK STREET SUITE D ASHEBORO,NC27205	NONE	PC	ACCESS DENTAL CARE EASTERN NC EXPANSION	100,000
ACES FOR AUTISM PO BOX 3986 GREENVILLE,NC27836	NONE	PC	FUND DRIVE	1,000
ALS ASSOCIATION - NC CHAPTER 4 NORTH BLOUNT ST SUITE 200 RALEIGH,NC27601	NONE	PC	PROGRAMS SUPPORT EASTERN NC	4,000
ALZHEIMER'S DISEASE AND RELATED DISORDERS ASSOCIATION INC 5171 GLENWOOD AVE SUITE 101 RALEIGH,NC27612	NONE	PC	INCREASE SCIENTIFIC RESEARCH ON BIOMARKERS OF ALZHEIMER	100,000
AMERICAN CANCER SOCIETY 930-B WELLNESS DR GREENVILLE,NC27934	NONE	PC	FUNDING FOR MCCONNELL-RAAB HOPE LODGE	20,000
AMERICAN CHILDREN'S HOME PO BOX 1288 LEXINGTON,NC27293	NONE	PC	CHILDREN'S SERVICES	2,500
AMERICAN RED CROSS 700-A CROMWELL DRIVE GREENVILLE,NC27858	NONE	PC	DISASTER RELIEF FUNDING IN US	26,000
ANSWER ALS 2021 LAKESHORE DRIVE 304 NEW ORLEANS,LA70122	NONE	PC	FUND DRIVE	1,500
ATHLETES IN ACTION - CRU 651 TAYLOR DR XENIA,OH45385	NONE	PC	FUND DRIVE	7,500
BAPTIST CHILDRENS HOMES OF NC INC PO BOX 338 THOMASVILLE,NC27361	NONE	PC	CAMERON BOY CAMP CHALLENGE GRANT	5,000
BATH HIGH SCHOOL PRESERVATION PO BOX 149 BATH,NC27808	NONE	PC	BATH COMMUNITY AUDITORIUM AND RESOURCE CENTER	25,000
BEAUFORT COUNTY ARTS COUNCIL DBA ARTS OF THE PAMLICO PO BOX 634 WASHINGTON,NC27889	NONE	PC	FUND DRIVE	2,500
BEAUFORT GAME FAIRE PO BOX 1120 BEAUFORT,NC28516	NONE	PC	NC MARITIME MUSEUM JUNIOR SAILING PROGRAM	1,500
BETA CHAPTER OF PDT INC 210 NORTH COLUMBIA STREET CHAPEL HILL,NC27514	NONE	PC	FUND DRIVE	1,000
BOYS & GIRLS CLUBS OF COASTAL PLAIN 621 W FIRETOWER RD WINTERVILLE,NC28590	NONE	PC	COMMUNITY CENTER AND ANNUAL FUNDING	33,500
BUILDING HOPE PO BOX 4237 GREENVILLE,NC27836	NONE	PC	FUND DRIVE	11,250
CAMPUS CRUSADE-MARK PALMER PO BOX 628222 ORLANDO,FL32832	NONE	PC	MARK PALMER MINISTRY	1,000
CARINGBRIDGE 2750 BLUE WATER ROAD SUITE 275 EAGAN,MN55121	NONE	PC	CHALLENGE MATCH	1,000
CAROLINA CHRISTIAN STUDY CENTER INC 203 BATTLE LANE CHAPEL HILL,NC27514	NONE	PC	FUND DRIVE	2,500
CARTERET COMMUNITY COLLEGE FOUNDATION 3505 ARENDELL STREET MOREHEAD CITY,NC28557	NONE	PC	EDUCATIONAL NATURE TRAIL	50,000
CATAWBA RIVERKEEPER PO BOX 11838 CHARLOTTE,NC28220	NONE	PC	ENVIRONMENTAL PRESERVATION	1,500
CENTER FOR FAMILY VIOLENCE PREVENTION PO BOX 8429 GREENVILLE,NC27835	NONE	PC	COMMUNITY OUTREACH EVENT	3,500
CHARLOTTE CENTER FOR LITERARY ARTS 1817 CENTRAL AVENUE STE 302 CHARLOTTE,NC28205	NONE	PC	FUND DRIVE	10,000
CHARLOTTE COUNTRY DAY 1440 CARMEL ROAD CHARLOTTE,NC28226	NONE	PC	FUND DRIVE	1,000
CHARLOTTE FRIENDS OF JUNG 1981 JN PEASE PLACE STE 101 CHARLOTTE,NC28262	NONE	PC	FUND DRIVE	500
CHARLOTTE MECKLENBURG LIBRARY FOUNDATION 300 E SEVENTH ST CHARLOTTE,NC28202	NONE	SO 1	FUND DRIVE	1,500
CHESAPEAKE BAY FOUNDATION 6 HERNDON AVE ANNAPOLIS,MD21403	NONE	PC	FUND DRIVE	1,000
CHRISTOPHER CASH MEMORIAL FOUNDATION 508 HOLLAND MILL LANE STELLA,MD28582	NONE	PC	SCHOLARSHIP FUND	1,000
CHURCHES OUTREACH NETWORK PO BOX 31045 GREENVILLE,NC31045	NONE	PC	FEEDING PITT COUNTY HUNGRY CHILDREN/FAMILIES	17,500
CLEANAIRE NC PO BOX 5311 CHARLOTTE,NC28299	NONE	PC	ENVIRONMENTAL PRESERVATION	2,500
COASTAL CONSERVATION ASSOCIATION NORTH CAROLINA 4809 HARGROVE ROAD SUITE 123 RALEIGH,NC27616	NONE	PC	ARTIFICIAL REEF IMPROVEMENTS AND ANNUAL SUPPORT	21,000
COASTAL LAND TRUST 3 PINE VALLEY DRIVE WILMINGTON,NC28412	NONE	PC	ENVIRONMENTAL PRESERVATION	5,000
COMMUNITIES IN SCHOOLSCHARLOTTE-MECKLENBURG 601 EAST 5TH ST STE 301 CHARLOTTE,NC28202	NONE	PC	EDUCATIONAL SERVICES	1,500
COMMUNITY CROSSROADS CENTER 207 MANHATTAN AVE GREENVILLE,NC27834	NONE	PC	OPERATIONAL FUNDING FOR COMMUNITY SHELTER	45,000
CONGRESSIONAL SPORTSMEN'S FOUNDATION 110 NORTH CAROLINA AVENUE SE WASHINGTON,DC20003	NONE	PC	ENVIRONMENTAL PRESERVATION	15,000
CORE SOUND WATERFOWL MUSEUM PO BOX 556 HARKERS ISLAND,NC28531	NONE	PC	FUND DRIVE	200
COUNCIL FOR CHILDREN'S RIGHTS 601 EAST FIFTH ST STE 510 CHARLOTTE,NC28202	NONE	PC	CHILDREN'S SERVICES	500
CRADLES TO CRAYONS 281 NEWTONVILLE AVENUE NEWTON,MA02460	NONE	PC	READY TO LEARN PROGRAM	1,000
CRISIS ASSISTANCE MINISTRY 500-A SPRATTT STREET CHARLOTTE,NC28206	NONE	PC	ANNUAL FUND DRIVE	5,000
CROSS TRAIL OUTFITTERS PO BOX 706 PLYMOUTH,NC27962	NONE	PC	SUMMER CAMPS	1,000
DAV - DISABLED AMERICAN VETERANS PO BOX 1216 GREENVILLE,NC27835	NONE	PC	CAMP CORAL	2,000
DEMENTIA ALLIANCE OF NC 9131 ANSON WAY STE 206 RALEIGH,NC27615	NONE	PC	ANNUAL FUND DRIVE	10,000
DIAL-4-PRAYER INC 5212 SKY LANE DURHAM,NC27704	NONE	PC	RELIGIOUS ORGANIZATIONS	500
DONORSCHOOSEORG 134 WEST 37TH ST FLOOR 11 NEW YORK,NY10018	NONE	PC	G.R. WHITFIELD SCHOOL PROJECT	151,314
DUCKS UNLIMITED INC ONE WATERFOWL WAY MEMPHIS,TN38120	NONE	PC	VARIOUS ENVIRONMENT PRESERVATION PROJECTS	38,100
DURHAM ACADEMY 3601 RIDGE ROAD DURHAM,NC27705	NONE	PC	EDUCATIONAL SERVICES	12,000
E C SMITH CIVIC CENTER 217 S MAIN STREET LEXINGTON,NC27292	NONE	PC	PERFORMANCE GRANT	47,500
EAST CAROLINA COUNCIL BOY SCOUTS OF AMERICA PO BOX 1698 KINSTON,NC28501	NONE	PC	ANNUAL FUND DRIVE	12,500
EAST CAROLINA MUSICAL ARTS PO BOX 3941 GREENVILLE,NC27835	NONE	PC	FUNDING DRIVE	1,500
EAST CAROLINA UNIVERSITY FOUNDATION 2200 SOUTH CHARLES BOULEVARD STE 1143 GREENVILLE,NC27858	NONE	PC	VARIOUS PROJECTS FOR THE SCHOOL OF MUSIC AND THEATER	33,500
EVERY NATION CHURCHES & MINISTRIES PO BOX 1787 BRENTWOOD,TN370241787	NONE	PC	MISSIONARY PARTNERSHIP	600
FATHERS IN THE FIELD 6796 N FRANKLIN AVENUE LOVELAND,CO80538	NONE	PC	FUND DRIVE	1,000
FCA LACROSSE 103 IRON MOUNTAIN RD CHAPEL HILL,NC27517	NONE	PC	FUND DRIVE	7,500
FELLOWSHIP OF CHRISTIAN ATHLETES-EASTERN NC CHAPTER PMB 171 SUITE 400 740 GREENVILLE BLVD GREENVILLE,NC27858	NONE	PC	FCA CAMP SCHOLARSHIP FUND	7,500
FELLOWSHIP OF CHRISTIAN ATHLETES-TRIANGLE 4600 MARRIOTT DRIVE SUITE 120 RALEIGH,NC27612	NONE	PC	FUND DRIVE	5,000
FISHER CTR - ALZHEIMER'S RESEARCH FDR STATION PO BOX 220 NEW YORK,NY10150	NONE	PC	FUND DRIVE	10,000
FOOD BANK OF NC 1924 CAPITAL BLVD RALEIGH,NC27604	NONE	PC	FOOD PANTRY SUPPORT	40,000
FOUNDATION OF HOPE 9401 GLENWOOD AVE RALEIGH,NC27617	NONE	PC	FUND DRIVE	10,000
FRIENDS OF BATH COMMUNITY LIBRARY PO BOX 160 BATH,NC27808	NONE	PC	FUND DRIVE	2,000
FRIENDS OF GREENVILLE GREENWAYS PO BOX 2544 GREENVILLE,NC27836	NONE	PC	FUND DRIVE	2,000
FRIENDS OF THE NC MARITIME MUSEUM 315 FRONT STREET BEAUFORT,NC28516	NONE	PC	FUND DRIVE	2,500
FRIENDS OF THE NC MUSEUM OF NATURAL SCIENCE 11 WEST JONES STREET RALEIGH,NC27601	NONE	PC	FUND DRIVE	2,500
FUTURE FARMERS OF AMERICA STATE ASSOCIATIONS AND LOCAL CHAPTER 2293 SIS MILLS ROAD GRIMESLAND,NC27837	NONE	PC	HIGH SCHOOL FFA PROGRAMS	2,500
GREENVILLE CHORAL SOCIETY PO BOX 1357 GREENVILLE,NC27835	NONE	PC	FUND DRIVE	2,000
GREENVILLE LEARNING CENTER PO BOX 2612 GREENVILLE,NC27858	NONE	PC	SCHOLARSHIP FUND	16,000
GREENVILLE MUSEUM OF ART 802 SOUTH EVANS STREET GREENVILLE,NC27834	NONE	PC	VARIOUS MUSEUM PROGRAM SUPPORT	8,800
GRIFTON MISSION MINISTRIES 6499 N HIGHLAND BLVD GRIFTON,NC28530	NONE	PC	GENERAL SUPPORT	24,000
GRIMESLAND VOLUNTEER FIRE DEPT PO BOX 68 GRIMESLAND,NC27837	NONE	PC	FUND DRIVE	2,500
HAVEN AT BLUE CREEK INC 1290 E ARLINGTON BLVD SUITE 100 GREENVILLE,NC27858	NONE	PC	RECOVERY CENTER GROUNDBREAKING	25,000
HEALTHNETWORK FOUNDATION 3550 LANDER ROAD SUITE 225 PEPPER PIKE,OH44124	NONE	PC	MEDICAL SERVICES	10,000
HELPING A HERO ORG 12345 JONES ROAD SUITE 222 HOUSTON,TX77070	NONE	PC	SUPPORT FOR INJURED VETERANS COMMUNITY	12,500
HIGHER EDUCATION WORKS FOUNDATION PO BOX 10463 RALEIGH,NC27605	NONE	PC	EDUCATION SUPPORT	7,000
HISTORIC BATH FOUNDATION PO BOX 238 BATH,NC27808	NONE	PC	FUND DRIVE	2,500
HOPE FOR THE WARRIORS 8003 FORBES PLACE STE 201 SPRINGFIELD,VA22151	NONE	PC	FUND DRIVE	5,000
HOPE FOR UKRAINE INC 101 EISENHOWER PKWY SUITE 300 ROSELAND,NJ07068	NONE	PC	EMERGENCY FUNDING	1,500
HOPE OF GLORY MINISTRIES 103 E ARLINGTON BLVD STE 106 GREENVILLE,NC27858	NONE	PC	COMMUNITY FOOD CO-OP PROGRAM	15,000
HORIZONS AT THE OAKWOOD SCHOOL 4000 MACGREGOR DOWNS ROAD GREENVILLE,NC27834	NONE	PC	EDUCATIONAL SERVICES PROGRAMS	45,000
HOSPICE OF DAVIDSON COUNTY 200 HOSPICE WAY LEXINGTON,NC27292	NONE	PC	FUND DRIVE	2,000
HUMANE SOCIETY OF EASTERN CAROLINA 3520 TUPPER DR GREENVILLE,NC27934	NONE	PC	FUND DRIVE	2,000
IN HIS WAKES PO BOX 120987 CLERMONT,FL34712	NONE	PC	EVENT AT-RISK CHILDREN	3,000
INDEPENDENT COLLEGE FUND 530 N BLOUNT ST RALEIGH,NC27604	NONE	PC	FUND DRIVE	2,000
INNER BANKS STEM CENTER 202 AIRPORT RD WASHINGTON WARREN AIRPORT WASHINGTON,NC27889	NONE	PC	YOUTH STEM PROGRAM	8,300
J SMITH YOUNG YMCA INC 119 W THIRD AVENUE LEXINGTON,NC27292	NONE	PC	HOMELESS YOUTH PROGRAM	5,000
JOHN LOCKE FOUNDATION 4800 SIX FORKS RD SUITE 220 RALEIGH,NC27609	NONE	PC	FUND DRIVE	5,000
KRISTI OVERTON JOHNSON MINISTRIES PO BOX 120952 CLERMONT,FL34712	NONE	PC	PRISON OUTREACH PROGRAM	10,000
LEUKEMIA & LYMPHOMA SOCIETY PO BOX 22443 NEW YORK,NY10087	NONE	PC	CANCER SUPPORT PROGRAMING	5,000
LIVES OF PURPOSE PO BOX 362 GRIMESLAND,NC27837	NONE	PC	BUILDING RENOVATION FOR ORGANIZATION	25,375
LOAVES AND FISHES 648-B GRIFFITH ROAD CHARLOTTE,NC28217	NONE	PC	FUND DRIVE	2,000
LOVE A SEA TURTLE 105 BISHOP DRIVE WINTERVILLE,NC28590	NONE	PC	LEADERSHIP ADVOCACY SERVICE TRAINING	5,000
MARBLES KIDS MUSEUM 201 E HARGETT STREET RALEIGH,NC27601	NONE	PC	RIVER PLAY WAY EXHIBIT FOR CHILDREN'S MUSEUM	25,000
MARINE TOYS FOR TOTS FOUNDATION 18251 QUANTICO GATEWAY DRIVE TRIANGLE,VA22172	NONE	PC	TOY DRIVE	1,500
MARTIN-PITT PARTNERSHIP FOR CHILDREN 111B EASTBROOK DRIVE GREENVILLE,NC27858	NONE	PC	LITERARY PROGRAMS	10,000
METHODIST HOME FOR CHILDREN 1041 WASHINGTON ST RALEIGH,NC27605	NONE	PC	FOSTER CARE TRAINING AND SUPPORT IN EASTERN NC	28,000
MILE OF HOPE FOUNDATION INC PO BOX 19873 RALEIGH,NC27619	NONE	PC	SUPPORT FOR CHILDREN WITH CANCER	1,000
MISTY MEADOWS MITEY RIDERS 455 PROVIDENCE ROAD SOUTH WAXHAW,NC28173	NONE	PC	THERAPEUTIC RIDING PROGRAM	750
NATHANIEL'S HOPE 5210 S ORANGE AVE ORLANDO,FL32809	NONE	PC	CHILDREN'S SERVICES	2,500
NATIONAL DEER ASSOCIATION FUND PO BOX 162305 ATLANTA,GA30321	NONE	PC	FUND DRIVE	5,000
NATIONAL FOOTBALL FOUNDATION 835 SOUTH LUMINA AVENUE WILMINGTON,NC28480	NONE	PC	SCHOLARSHIP PROGRAM	3,000
NATIONAL LEGAL AND POLICY CENTER PO BOX 486 FRONT ROYAL,VA22630	NONE	PC	FUND DRIVE	500
NC AQUARIUM SOCIETY 3125 POPLARWOOD CT SUITE 160 RALEIGH,NC27607	NONE	PC	IMAGINATION BAY EXHIBIT- CHILDREN'S EXHIBIT	25,000
NC COASTAL FISHERIES REFORM GROUP INC PO BOX 10539 WILMINGTON,NC28404	NONE	PC	FISHERIES REFORM PROJECT	5,000
NC METHODIST CAMP & RETREAT MINISTRIES INC 315 CAMP DON LEE ROAD ARAPAHOE,NC28510	NONE	PC	COVID RELIEF AND ENVIRONMENTAL EDUCATION GRANT	50,000
NC STOP HUMAN TRAFFICKING PO BOX 959 FARMVILLE,NC27828	NONE	PC	TRAINING TO IDENTIFY HUMAN TRAFFICKING VICTIMS	2,500
NC ZOOLOGICAL SOCIETY INC 4403 ZOO PARKWAY ASHEBORO,NC27205	NONE	PC	CAPITAL CAMPAIGN FOR TIGER PROJECT	25,000
NORTH CAROLINA BUSINESS LEADERS FOR EDUCATION 100 SAS CAMPUS DR BLDG T CARY,NC27513	NONE	PC	EDUCATIONAL SERVICES	20,000
NORTH CAROLINA COASTAL FEDERATION 3609 HIGHWAY 24 NEWPORT,NC28570	NONE	PC	JOCKEY'S RIDGE PROJECT AND OTHER PROJECTS	30,000
NORTH CAROLINA FAMILY POLICY COUNCIL PO BOX 2067 RALEIGH,NC27619	NONE	PC	FUNDING DRIVE	1,000
NORTH CAROLINA GOVERNOR'S SCHOOL FOUNDATION PO BOX 11824 WINSTONSALEM,NC27116	NONE	PC	SCHOLARSHIP	2,000
NORTH CAROLINA MUSEUM OF HISTORY FOUNDATION 5 E EAST EDENTON STREET RALEIGH,NC27601	NONE	PC	FUND DRIVE	2,500
NORTH CAROLINA OPERA 612 WADE AVENUE SUITE 100 RALEIGH,NC27605	NONE	PC	FUND DRIVE	1,500
NORTH CAROLINA SPORTS HALL OF FAME INC 3008 ANDERSON DRIVE SUITE 210 RALEIGH,NC27609	NONE	PC	FUND DRIVE	7,500
NORTH CAROLINA SYMPHONY 3700 GREENWOOD AVE STE 130 RALEIGH,NC27612	NONE	PC	FUND DRIVE	3,000
OAK RIDGE MILITARY ACADEMY 2317 OAK RIDGE ROAD OAK RIDGE,NC27310	NONE	SO 1	FUND DRIVE	2,000
OCCONEECHEE COUNCIL BOY SCOUTS 3231 ATLANTIC AVENUE RALEIGH,NC27604	NONE	PC	SCHOLARSHIP PROGRAM	10,000
OPEN DOOR COMMUNITY CENTER 1240 COWELL FARM ROAD WASHINGTON,NC27889	NONE	PC	WOMEN'S SHELTER	5,000
PARENTS FOR PUBLIC SCHOOLS PO BOX 2873 GREENVILLE,NC27836	NONE	PC	EDUCATIONAL SERVICES	5,000
PIRATE CHAPTER OF DUCKS UNLIMITED ONE WATERFOWL WAY MEMPHIS,TN38120	NONE	PC	ENVIRONMENTAL PRESERVATION	500
PITT COMMUNITY COLLEGE FOUNDATION PO DRAWER 7007 GREENVILLE,NC27835	NONE	PC	VISIONS PROGRAM	224,434
PITT COUNCIL ON AGING 4551 COUNTY HOME RD GREENVILLE,NC27858	NONE	PC	MEALS ON WHEELS	15,000
PITT COUNTY ARTS COUNCIL AT EMERGE 404 EVANS STREET GREENVILLE,NC27858	NONE	PC	COMMUNITY PROGRAM SUPPORT	4,000
PITT COUNTY DEPT OF SOCIAL SERVICES 1717 WEST FIFTH ST GREENVILLE,NC27834	NONE	GOV	FOSTER CHILDREN'S CHRISTMAS FUND	1,500
PLANNED PARENTHOOD FEDERATION OF AMERICA INC 123 WILLIAM STREET 10TH FLOOR NEW YORK,NY10038	NONE	PC	FUND DRIVE	500
PLANNED PARENTHOOD OF GREATER TEXAS 7424 GREENVILLE AVE SUITE 206 DALLAS,TX75231	NONE	PC	FUND DRIVE	1,000
PLANNED PARENTHOOD SOUTH ATLANTIC 100 SOUTH BOYLAN AVENUE RALEIGH,NC27603	NONE	PC	FUND DRIVE	2,500
PLANNED PARENTHOOD SOUTHEAST 100 SOUTH BOYLAN AVENUE RALEIGH,NC27603	NONE	PC	FUND DRIVE	750
PROJECT POTENTIAL PO BOX 1823 LEXINGTON,NC27293	NONE	PC	AFTERSCHOOL AND SUMMER SUPPORT	23,500
PROVIDENCE DAY SCHOOL 5800 SARDOS ROAD CHARLOTTE,NC28270	NONE	PC	FUND DRIVE	1,000
PS JONES MIDDLE SCHOOL 4105 NORTH MARKET STREET WASHINGTON,NC27889	NONE	GOV	WRESTLING MATS	3,500
REBUILDING TOGETHER PITT COUNTY PO BOX 31006 GREENVILLE,NC27833	NONE	PC	SAFE & HEALTHY HOUSING	15,000
ROBERT J FISHMAN MEMORIAL FUND 14 FOUNDRY ROAD SHARON,MA02067	NONE	PC	SCHOLARSHIP PROGRAM	5,000
ROC SOLID FOUNDATION INC 5464 W MILITARY HWY SUITE 100 CHESAPEAKE,VA23321	NONE	PC	PROGRAMING FOR CHILDREN WITH CANCER	12,000
SALVATION ARMY OF GREENVILLE NC PO BOX 30280 GREENVILLE,NC27833	NONE	PC	FUND DRIVE	10,000
SAMARITAN'S PURSE PO BOX 3000 BOONE,NC28607	NONE	PC	DISASTER RELIEF HURRICANE IDA	20,000
SAN DIEGO RESCUE MISSION PO BOX 80427 SAN DIEGO,CA92138	NONE	PC	FUNDING DRIVE	500
SERVICE LEAGUE OF GREENVILLE 4101 BILKS WAY WINTERVILLE,NC28590	NONE	SO I	FUNDING DRIVE	7,500
SOUND RIVERS PO BOX 1854 WASHINGTON,NC27889	NONE	PC	ENVIRONMENTAL PRESERVATION	25,000
SOUTHERN PITT DUCKS UNLIMITED 6191 BLOUNT HALL ROAD GRIFTON,NC28530	NONE	PC	ENVIRONMENTAL PRESERVATION PROGRAMING	1,000
SPECIAL OPERATIONS WARRIOR 1137 MARBELLA PLAZA DR TAMPA,FL33619	NONE	PC	FUNDING DRIVE	14,700
ST JAMES UNITED METHODIST 2000 E 6TH STREET GREENVILLE,NC27858	NONE	PC	PROGRAM SUPPORT AND SCHOLARSHIP AWARDS	8,000
ST PAUL'S EPISCOPAL CHURCH 401 E FOURTH STREET GREENVILLE,NC27858	NONE	PC	FOOD PANTRY SUPPORT	3,000
TAR RIVER LAND CONSERVANCY PO BOX 1161 LOUISBURG,NC27549	NONE	PC	ENVIRONMENTAL PRESERVATION	5,000
TEACH FOR AMERICA PO BOX 12331 DURHAM,NC27709	NONE	PC	VARIOUS PROGRAMS FOR EDUCATIONAL SERVICES	36,500
TEEN HEALTH CONNECTION 3541 RANDOLPH ROAD SUITE 206 CHARLOTTE,NC28211	NONE	PC	FUNDING DRIVE	2,000
THE ALS ASSOCIATION NORTH CAROLINA CHAPTER 4 NORTH BLOUNT STREET SUITE 200 RALEIGH,NC27601	NONE	PC	PROGRAMS AND SUPPORT FOR PITT COUNTY	10,000
THE CENTER FOR SCIENCE TECHNOLOGY AND LEADERSHIP DEVELOPMENT PO BOX 165 BETHEL,NC27812	NONE	PC	BETHEL LITERACY PROGRAM SUPPORT AND EXPANSION	75,000
THE DUBLIN SCHOOL 18 LEHMANN WAY DUBLIN,NH03444	NONE	PC	FUND DRIVE	1,000
THE EDUCATIONAL FOUNDATION INC THE RAMS CLUB 450 SKIPPER BOWLES DR CHAPEL HILL,NC27517	NONE	PC	CHRIS SMITH FIELD	3,003,000
THE FISTULA FOUNDATION 1922 THE ALAMEDA SUITE 302 SAN JOSE,CA95126	NONE	PC	FUND DRIVE	1,000
THE GREAT BATH FOUNDATION PO BOX 7 BATH,NC27808	NONE	PC	MEMORIAL DAY CELEBRATION	1,500
THE HILL CENTER 3200 PICKETT ROAD DURHAM,NC27705	NONE	PC	FUND DRIVE	2,000
THE HISTORIC PRESERVATION FOUNDATION OF NORTH CAROLINA INC PO BOX 27644 RALEIGH,NC27611	NONE	PC	ENDANGERED PROPERTIES PROGRAM	2,500
THE JAMES G MARTIN CENTER 353 E SIX FORKS ROAD SUITE 200 RALEIGH,NC27609	NONE	PC	JAMES G. MARTIN CENTER FOR ACADEMIC RENEWAL	2,500
THE JESSE HELMS CENTER PO BOX 188 WINGATE,NC28174	NONE	PC	FUNDING DRIVE	2,000
THE NATURE CONSERVANCY 334 BLACKWELL ST STE 300 DURHAM,NC27701	NONE	PC	ENVIRONMENTAL PRESERVATION	5,000
THIRD STREET EDUCATION CENTER 600 WEST THIRD STREET GREENVILLE,NC27834	NONE	PC	EDUCATIONAL SERVICES PROGRAMS	20,000
TOGETHER RISING 800 WEST BROAD STREET 6409 FALLS CHURCH,VA22040	NONE	PC	EMERGENCY FUNDING	1,500
UNC CENTER FOR PUBLIC TELEVISION PO BOX 14900 RESEARCH TRIANGLE PARK,NC27709	NONE	GOV	EDUCATIONAL TV PROGRAMING	12,500
UNC INSTITUTE FOR THE ENVIRONMENT CAMPUS BOX 1105 CHAPEL HILL,NC27599	NONE	PC	OLD WELL SOCIETY	10,000
UNC KENAN-FLAGLER BUSINESS SCHOOL FOUNDATION 300 KENAN CENTER DRIVE CAMPUS BOX 3440 CHAPEL HILL,NC27599	NONE	PC	EDUCATIONAL SERVICES	20,000
UNC- CHAPEL HILL LIBRARIES CAMPUS BOX 3920 CHAPEL HILL,NC27514	NONE	GOV	LIBRARY FUNDING DRIVE	10,000
UNC LINEBERGER COMPREHENSIVE CANCER CENTER CAMPUS BOX 7295 CHAPEL HILL,NC27599	NONE	PC	SUPPORT FOR VARIOUS PROGRAMS	30,000
UNITED SPECIAL SPORTSMAN ALLIANCE N7864 SHOTWELL LANE PITTSVILLE,WI05446	NONE	PC	CLAYHILL HUNTING CLUB - SPECIAL NEEDS HUNT	500
UNITED WAY OF MIAMI-DADE INC 3250 SOUTHWEST THIRD AVENUE MIAMI,FL33129	NONE	PC	FUND DRIVE	500
UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL ATHLETIC ASSOCIATION (UNCCA) PO BOX 2126 CHAPEL HILL,NC27515	NONE	PC	FUND DRIVE	2,000
UPTOWN GREENVILLE ASSOCIATION PO BOX 92 GREENVILLE,NC27835	NONE	PC	FUND DRIVE	1,000
USO (UNITED SERVICE ORGANIZATION INC) PO BOX 96860 WASHINGTON,DC20077	NONE	PC	FUND DRIVE	2,500
VIRGINIA EPISCOPAL SCHOOL 400 VES ROAD LYNCHBURG,VA24503	NONE	PC	EDUCATIONAL SERVICES	14,500
WOMEN'S IMPACT FUND PO BOX 30864 CHARLOTTE,NC28230	NONE	PC	FUND DRIVE	1,000
YMCA OF THE TRIANGLE AREA 801 CORPORATE CENTER DRIVE SUITE 200 RALEIGH,NC27607	NONE	PC	CAMP SEA GULL AND CAMP SEAFARER AND OTHER PROGRAMS	12,473
YOUNG LIFE - PAMLICO CHAPTER PO BOX 1682 WASHINGTON,NC27889	NONE	PC	FUND DRIVE	7,500
YOUNG LIFE OF PITT COUNTY PO BOX 3738 GREENVILLE,NC27836	NONE	PC	FUND DRIVE	10,000
YWCA CENTRAL CAROLINAS 3420 PARK ROAD CHARLOTTE,NC28209	NONE	PC	FUND DRIVE	1,000
CHRIST COMMUNITY CHURCH SAN MARCOS 421 SPRINGTOWN WAY SAN MARCOS,TX78666	NONE	PC	FUND DRIVE	300
Total ................................. 3a				5,168,346

bApproved for future payment
DURHAM ACADEMY 3601 RIDGE ROAD DURHAM,NC27705	NONE	PC	EDUCATIONAL SERVICES	10,000
THE EDUCATIONAL FOUNDATION INC THE RAMS CLUB 450 SKIPPER BOWLES DR CHAPEL HILL,NC27517	NONE	PC	LEGACY GIFT FOR UNC ATHLETICS	12,500,000
NC AQUARIUM SOCIETY 3125 POPLARWOOD CT SUITE 160 RALEIGH,NC27607	NONE	PC	IMAGINATION BAY EXHIBIT- CHILDREN'S EXHIBIT	25,000
INNER BANKS STEM CENTER 202 AIRPORT RD WASHINGTON WARREN AIRPORT WASHINGTON,NC27889	NONE	PC	YOUTH STEM PROGRAM	3,500
ACES FOR AUTISM PO BOX 3986 GREENVILLE,NC27836	NONE	PC	CAPITAL CAMPAIGN	333,500
MASSACHUSETTS GENERAL HOSPITAL 125 NASHUA STREET SUITE 540 BOSTON,MA02114	NONE	PC	PREVENT ALS - RESEARCH STUDY	250,000
EAST CAROLINA UNIVERSITY FOUNDATION 2200 SOUTH CHARLES BOULEVARD STE 1143 GREENVILLE,NC27858	NONE	PC	FOUR SEASONS MUSIC FESTIVAL, FAMILY INITIATIVE	10,000
TEAM GLEASON FOUNDATION PO BOX 24493 NEW ORLEANS,LA70184	NONE	PC	PROGRAM SERVICES FOR ALS PATIENTS	2,500,000
OPERATION RESOLUTE 3101 INDUSTRIAL DR STE 110 RALEIGH,NC27609	NONE	PC	THE REFUGE PROJECT FOR MILITARY CHAPLINS	100,000
GIRL SCOUTS NC COASTAL PINES 6901 PINECREST RD RALEIGH,NC27613	NONE	PC	PITT COUNTY ENGAGEMENT PROGRAMS FOR GIRLS	10,000
MARBLES KIDS MUSEUM 201 E HARGETT STREET RALEIGH,NC27601	NONE	PC	RIVER PLAYWAY EXHIBIT FOR CHILDREN'S MUSEUM	25,000
AMERICAN RED CROSS 700-A CROMWELL DRIVE GREENVILLE,NC27858	NONE	PC	PROGRAM VEHICLE REPLACEMENT	50,000
CENTER FOR FAMILY VIOLENCE PREVENTION PO BOX 8429 GREENVILLE,NC27835	NONE	PC	COMMUNITY OUTREACH EVENT	100,000
ALZHEIMER'S DISEASE AND RELATED DISORDERS ASSOCIATION INC 5171 GLENWOOD AVE SUITE 101 RALEIGH,NC27612	NONE	PC	DIAN-TU PRIMARY PREVENTION	1,000,000
Total ................................. 3b				16,917,000

Form 990-PF (2021)

Page 12

Part XV-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments ....
3 Interest on savings and temporary cash investments ...........			14	2,518
4 Dividends and interest from securities ....
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income .....
8 Gain or (loss) from sales of assets other than inventory ............	525990	40	18	8,683,318
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aTHE CEDARS			14	32,580
bBELL INSTITUTIONAL V			14	-940
cSTEPSTONE GLOBAL V-B			14	-15,726
dSTEPSTONE GLOBAL V-B (UBTI)	525990	-202
eSJC ONSHORE DIRECT III			14	73,688
fSTEPSTONE GLOBAL VII-B			14	-9,910
gSTEPSTONE GLOBAL VII-B (UBTI)	525990	-385
hSJC ONSHORE DIRECT II			14
iFIVE POINTS SMALL BO III			14	-11,708
jFIVE POINTS SMALL BO III (UBTI)	525990	-8,629
kSTEPSTONE SECONDARIES II			14	-4,855
lSTEPSTONE SECONDARIES II (UBTI)	525990	-187
mCLASS ACTION SETTLEMENT			14	879
nFEDERAL INC TAX REFUND			14
oNC STATE INCOME TAX REFUND			14
pSJC DIRECT LENDING REVOLVER III			14	26,475
qSTEPSTONE GLOBAL IX-B			14	-5,995
rSTEPSTONE GLOBAL IX-B (UBTI)	525990	-4
sPLEXUS FUND V-A			14	14,940
tPLEXUS FUND V-A (UBTI)	525990	-13,582
12 Subtotal. Add columns (b), (d), and (e) ..		-23,952		9,801,542	24,117

13Total. Add line 12, columns (b), (d), and (e)..................

9,801,707

(See worksheet in line 13 instructions to verify calculations.)

Part XV-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
4	INCLUDES INTEREST OF $10,000 FROM STATE MUNICIPAL BONDS WHICH IS EXCLUDED FROM TAX BY SECTION 103. ALSO, INCLUDES TAX-EXEMPT INCOME REPORTED IN BOX 18B FROM K-1'S OF THE FOLLOWING INVESTMENTS: THE CEDARS OF CHAPEL HILL: $3,262 FIVE POINTS SMALL BUYOUT STRATEGIES III: $37 PLEXUS FUND V-A: $211

Form 990-PF (2021)

Page 13

Part XVI

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2021)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of organization EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	C&E ENTERPRISES LLC PO BOX 1527 GREENVILLE, NC27835	$ 1,004,932	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
2	EDWARD C SMITH JR RESTATED 2006 REVOCABLE TRUST PO BOX 1527 GREENVILLE, NC27835	$ 2,500,000	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
3	CHRISTOPHER B SMITH SR 2007 NORTH CAROLINA IRREVOCABLE TRUST PO BOX 1527 GREENVILLE, NC27835	$ 31,422,000	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990) (2021)

Name of organization EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC		Employer identification number 56-1844198

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
1	STOCK - VARIOUS 14,991 SHARES	$ 1,004,932	2021-12-29
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
3	INTEREST IN C&E ENTERPRISES, LLC (24.079%)	$ 31,422,000	2022-03-31
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990) (2021)

Identifier	Return Reference	Explanation
COMPENSATION OF OFFICERS AND DIRECTORS	990-PF, PART I, LINE 13	SEE 990-PF, PART VII, LINES 1 & 3 AND STATEMENT 13 FOR ADDITIONAL DETAIL.
INFORMATION ABOUT OFFICERS & DIRECTORS	990-PF, PART VII, LINE 1 & 3	THE OFFICERS AND DIRECTORS RECEIVE NO COMPENSATION FOR THEIR SERVICES TO THE FOUNDATION AS AN OFFICER AND/OR DIRECTOR. HOWEVER, THE AMOUNTS LISTED ON LINE 3 ARE PROVIDED FOR SPECIFIC LEGAL, CONSULTING, AND INVESTMENT ADVISORY SERVICES TO THE FOUNDATION AND ARE PROVIDED BY COMPANIES OWNED (IN PART IF APPLICABLE) BY A DIRECTOR.
LEGAL, ACCOUNTING, OTHER PROF FEES	990-PF, PART I, LINES 16 A, B, C	AMOUNTS ARE PAID TO ENTITIES THAT HAVE A PRINCIPAL WHO IS ALSO A DIRECTOR. THESE PAYMENTS FIT WITHIN THE PERSONAL SERVICES EXCEPTION TO THE SELF-DEALING RULES.
FOUNDATION MANAGERS	PART VI-B, LINE 3A, AND PART XIV, LINE 1A AND 1B	AS A BEQUEST TO THE FOUNDATION, AN INTEREST IN C&E ENTERPRISES, LLC (EIN 56-1584107) EXCEEDING 10%, WAS RECEIVED ON MARCH 31, 2022 FROM THE CHRISTOPHER B. SMITH, SR. 2007 IRREVOCABLE TRUST, AS PART OF SETTLING THE ESTATE TRUST OF CHRISTOPHER B. SMITH, A FORMER VICE-PRESIDENT AND DIRECTOR OF THE FOUNDATION.EDWARD C. SMITH, JR, PRESIDENT AND DIRECTOR OF THE FOUNDATION, ALSO OWNS MORE THAN A 10% INTEREST IN C&E ENTERPRISES, LLC. THE EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION'S INTEREST IN C&E ENTERPRISES, LLC WAS REDEEMED AS OF JULY 1, 2022.

Name of Stock	End of Year Book Value	End of Year Fair Market Value
INVESTMENTS-MUTUAL FUNDS & ETFS	23,498,459	25,175,247
INVESTMENTS-STOCK	9,808,667	10,454,436

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
400 CAPITAL CREDIT OPP FUND	AT COST	500,000	1,435,827
ALLBLUE LTD	AT COST	0	7,015
AUDA CAP FEEDER-AUDA SEC FUND IV	AT COST	931,955	2,158,564
AXA SECONDARY FUND III	AT COST	0	11,809
AXA SECONDARY FUND V	AT COST	0	7,684
BELL INSTITUTIONAL FUND V	AT COST	55,074	0
BRIDGE DEBT STRATEGIES IV INTERNATIONAL	AT COST	2,343,782	2,257,388
C&E ENTERPRISES, LLC	AT COST	31,422,000	29,062,000
CEDARS	AT COST	11,593	400,000
CEVIAN CAPITAL II	AT COST	561,816	2,464,588
EVOLUTION TECHNOLOGY FUND II SCSP	AT COST	1,584,875	2,366,414
FIVE POINTS SBS III, LP	AT COST	315,479	605,162
FORESTER OFFSHORE	AT COST	0	496,038
FORESTER OPPORTUNITIES LTD	AT COST	5,803,693	7,287,370
FORESTER STRATEGIC OPPORTUNITIES	AT COST	795,000	1,373,815
STEPSTONE VC GLOBAL PARTNERS V-B	AT COST	407,324	1,648,740
STEPSTONE VC GLOBAL PARTNERS VII-B	AT COST	395,420	1,016,769
STEPSTONE VC GLOBAL PRTNRS IX-B	AT COST	242,870	443,346
HARVEST MLP	AT COST	2,550,000	3,561,986
LUXOR CAPITAL PARTNERS OFFSHORE LTD	AT COST	0	22,202
MOON CAPITAL	AT COST	147,486	33,461
MOON CAPITAL GLOBAL EQUITY PARTNERS OFFSHORE	AT COST	3,153	655,387
MUDRICK DISTRESSED OPP OS FUND II	AT COST	1,996,053	2,359,025
OCP ASIA FUND III	AT COST	1,861,679	2,627,402
OZ OVERSEAS FUND II	AT COST	0	36,483
PORTFOLIO ADVISORS SECONDARY FUND II	AT COST	0	619,979
PORTFOLIO ADVISORS SECONDARY FUND III	AT COST	276,450	1,041,516
SJC DIRECT LENDING REVOLVER FD III	AT COST	901,243	918,074
SJC ONSHORE DIRECT III	AT COST	1,264,442	1,276,451
TORTOISE CAPITAL ADVISORS GVA0257	AT COST	2,600,000	3,416,415
WHITE OAK YIELD SPECTRUM FUND	AT COST	1,808,270	2,317,746
STEPSTONE VC SECONDARIES FUND II	AT COST	421,550	320,356
STEPSTONE VC SECONDARIES FUND IV	AT COST	623,281	1,067,697
PLEXUS FUND V-B	AT COST	220,815	269,120
SANDGLASS OPP FEEDER FUND	AT COST	2,250,000	2,360,242
CARRHAE CAPITAL FUND LTD	AT COST	2,000,000	2,128,751
OCP ASIA FUND IV	AT COST	1,091,880	1,189,238
PORTFOLIO ADVISORS SECONDARY FUND IV	AT COST	672,611	878,308
SJC ONSHORE DIRECT FUND IV	AT COST	1,197,620	1,292,307
TWIN BRIDGE NARROW GATE FUND	AT COST	241,530	282,014
PIPE SELECT FUND	AT COST	79,645	65,316
PIPE EQUITY PARTNERS	AT COST	5	5
WEATHERLOW OS FUND I	AT COST	11,350,000	10,371,775


Name of organization EDDIE AND JO ALLISON SMITH FAMILY FOUNDATION INC			Employer identification number 56-1844198
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

Description	Amount
FAIR MARKET VALUE ADJUSTMENTS ON DONATED SECURITIES	370,990
OTHER DECREASES NOT INCLUDED	908

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
THE CEDARS	32,580	32,580	32,580
BELL INSTITUTIONAL V	-940	-940	-940
STEPSTONE GLOBAL V-B	-15,726	-15,726	-15,726
STEPSTONE GLOBAL V-B (UBTI)	-202		-202
SJC ONSHORE DIRECT III	73,688	73,688	73,688
STEPSTONE GLOBAL VII-B	-9,910	-9,910	-9,910
STEPSTONE GLOBAL VII-B (UBTI)	-385		-385
FIVE POINTS SMALL BO III	-11,708	-11,708	-11,708
FIVE POINTS SMALL BO III (UBTI)	-8,629		-8,629
STEPSTONE SECONDARIES II	-4,855	-4,855	-4,855
STEPSTONE SECONDARIES II (UBTI)	-187		-187
CLASS ACTION SETTLEMENT	879		879
SJC DIRECT LENDING REVOLVER III	26,475	26,475	26,475
STEPSTONE GLOBAL IX-B	-5,995	-5,995	-5,995
STEPSTONE GLOBAL IX-B (UBTI)	-4		-4
PLEXUS FUND V-A	14,940	14,940	14,940
PLEXUS FUND V-A (UBTI)	-13,582		-13,582
TWIN BRIDGE NARROW GATE	-11,165	-11,165	-11,165
TWIN BRIDGE NARROW GATE (UBTI)	-1,003		-1,003
PIPE EQUITY FUND	-41	-41	-41
PIPE SELECT FUND	-1,440	-1,440	-1,440
SJC ONSHORE DIRECT LENDING FUND IV	122,764	122,764	122,764
EVOLUTION TECHNOLOGY FUND II	-93,983	-93,983	-93,983

Category	Amount	Net Investment Income
FOREIGN TAXES WITHHELD ON INVESTMENTS	60,081	60,081
FEDERAL INCOME TAXES	125,000	0
STATE INCOME TAXES	5,167	0