TY 2021 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0047

2021

Open to Public Inspection

For calendar year 2021, or tax year beginning 09-01-2021 , and ending 08-31-2022

Name of foundation
WAKA FOUNDATION INC
C/O ADELMAN KATZ AND MOND LLP

Number and street (or P.O. box number if mail is not delivered to street address)200 WEST 41ST STREET 1801
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10036

A Employer identification number

13-3973868

B Telephone number (see instructions)

(212) 382-0404

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$305,645J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	8,065		8,065
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		-6,057
b	Gross sales price for all assets on line 6a 209,141
7	Capital gain net income (from Part IV, line 2)...			0
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	2,008		8,065
13	Compensation of officers, directors, trustees, etc.	48,000		0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		10,289	4,116	6,173
c	Other professional fees (attach schedule)....
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		100	100	0
19	Depreciation (attach schedule) and depletion...		160	0
20	Occupancy..............
21	Travel, conferences, and meetings.......	10,000		0	10,000
22	Printing and publications..........
23	Other expenses (attach schedule).......		7,462	0	7,462
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	76,011		4,216	23,635
25	Contributions, gifts, grants paid.......	16,711			16,711
26	Total expenses and disbursements. Add lines 24 and 25	92,722		4,216	40,346
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-90,714
b	Net investment income (if negative, enter -0-)			3,849
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2021)

Form 990-PF (2021)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	18,239	20,905	20,905
	2	Savings and temporary cash investments.........
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	340,791	248,473	274,026
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........
	14	Land, buildings, and equipment: basis 100,446
		Less: accumulated depreciation (attach schedule) 89,732	13,254	10,714	10,714
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	372,284	280,092	305,645
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons	166,984	166,984
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )	110	119
	23	Total liabilities (add lines 17 through 22).........	167,094	167,103
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	205,167	112,966
	27	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	28	Retained earnings, accumulated income, endowment, or other funds	23	23
	29	Total net assets or fund balances (see instructions).....	205,190	112,989
	30	Total liabilities and net assets/fund balances (see instructions).	372,284	280,092

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

205,190

Enter amount from Part I, line 27a .....................

-90,714

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

114,476

Decreases not included in line 2 (itemize) bullet

1,487

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

112,989

Form 990-PF (2021)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	PING AN INSURANCE CL H ORD	P	2020-08-26	2022-01-19
b	APPLE INC	P	2014-07-02	2022-03-14
c	ALLIANCEBERNSTEIN HO	P	2018-07-31	2022-01-19
d	ABBOTT LABORATORIES	P	2020-03-31	2022-03-14
e	AMCOMRI ENTMT INC	P	2020-01-16	2022-02-04
	AMCOMRI ENTMT INC	P	2020-11-18	2022-02-04
	AMCOMRI ENTMT INC	P	2021-02-01	2022-02-04
	PREF APT COMMUNITIES REIT	P	2015-04-07	2022-03-14
	PREF APT COMMUNITIES REIT	P	2015-04-07	2022-04-27
	AVALON GP	P	2020-07-02	2022-01-19
	AVALON GP	P	2020-07-02	2022-01-19
	AVALON GP	P	2020-11-09	2022-01-19
	AVALON GP	P	2020-11-16	2022-01-19
	ASTRAZENECA PLC ADR	P	2021-02-01	2022-03-14
	ASTRAZENECA PLC ADR	P	2021-02-01	2022-04-27
	ALIBABA GROUP HLDG L ADR	P	2020-11-03	2022-01-19
	BARINGS B D C INC	P	2016-07-07	2022-01-19
	BARINGS B D C INC	P	2017-08-01	2022-01-19
	BARINGS B D C INC	P	2017-11-01	2022-01-19
	BARINGS B D C INC	P	2018-01-09	2022-01-19
	BARINGS B D C INC	P	2018-05-01	2022-01-19
	BARINGS B D C INC	P	2018-08-01	2022-01-19
	BARINGS B D C INC	P	2018-11-01	2022-01-19
	BARINGS B D C INC	P	2019-01-10	2022-01-19
	BARINGS B D C INC	P	2019-05-01	2022-01-19
	BARINGS B D C INC	P	2019-08-01	2022-01-19
	BARINGS B D C INC	P	2019-11-01	2022-01-19
	BARINGS B D C INC	P	2020-01-13	2022-01-19
	BARINGS B D C INC	P	2020-05-01	2022-01-19
	BARINGS B D C INC	P	2020-08-03	2022-01-19
	BRISTOL-MYERS SQUIBB	P	2002-05-21	2022-03-14
	GLOBAL X CYBERSECURITY ETF	P	2021-01-15	2022-01-19
	COMCAST CORP A	P	2021-02-01	2022-03-14
	CRISPR THERAPEUTICS	P	2020-09-28	2022-01-19
	SPDR DOW JONES INDUSTRIAL AVR ETF IV	P	2021-01-04	2022-03-14
	SPDR DOW JONES INDUSTRIAL AVRG ETF	P	2021-01-04	2022-04-27
	PROSHARES ULTRA OIL & GAS	P	2020-03-31	2022-03-14
	PROSHARES ULTRA OIL & GAS	P	2020-03-31	2022-04-27
	DESERT MOUNTAIN ENER	P	2020-11-16	2022-01-19
	DESERT MOUNTAIN ENER	P	2020-11-16	2022-01-19
	EBAY INC	P	2020-10-19	2022-03-14
	EBAY INC	P	2020-10-19	2022-04-27
	GLOBAL X TELEMDN AND DIGTL HELT ETF	P	2021-01-15	2022-01-19
	E3 METALS CORP	P	2021-01-11	2022-01-19
	E3 METALS CORP	P	2021-01-11	2022-01-19
	E3 METALS CORP	P	2021-01-11	2022-01-19
	ISHARES MSCI SOUTH KOREA ETF IV	P	2020-07-02	2022-01-19
	ISHARES MSCI SOUTH KOREA ETF IV	P	2020-07-02	2022-01-19
	FREEPORT-MCMORAN INC	P	2015-12-29	2022-01-19
	FREEPORT-MCMORAN INC	P	2018-05-02	2022-01-19
	FREEPORT-MCMORAN INC	P	2018-08-02	2022-01-19
	FREEPORT-MCMORAN INC	P	2018-11-02	2022-01-19
	FREEPORT-MCMORAN INC	P	2019-02-04	2022-01-19
	FREEPORT-MCMORAN INC	P	2019-05-02	2022-01-19
	FREEPORT-MCMORAN INC	P	2019-08-02	2022-01-19
	FREEPORT-MCMORAN INC	P	2019-11-04	2022-01-19
	FREEPORT-MCMORAN INC	P	2020-02-04	2022-01-19
	FREEPORT-MCMORAN INC	P	2021-01-04	2022-01-19
	FREEPORT-MCMORAN INC	P	2021-01-04	2022-01-19
	GENESIS HEALTHCARE A	P	2020-07-20	2022-01-19
	GENESIS HEALTHCARE A	P	2020-11-16	2022-01-19
	GILEAD SCIENCES INC	P	2020-02-28	2022-03-14
	GILEAD SCIENCES INC	P	2020-02-28	2022-04-27
	BARRICK GOLD CORP	P	2020-08-26	2022-01-19
	GLAXOSMITHKLINE PLC ADR	P	2020-03-31	2022-03-14
	GLAXOSMITHKLINE PLC ADR	P	2020-03-31	2022-04-27
	HOME DEPOT INC	P	2009-12-18	2022-03-14
	HOME DEPOT INC	P	2009-12-18	2022-04-27
	GLOBAL X VIDEO GAMES ESPORTS ETF	P	2021-01-15	2022-03-14
	ISHARES BIOTECHNOLOGY ETF	P	2021-02-01	2022-03-14
	ISHARES BIOTECHNOLOGY ETF	P	2021-02-01	2022-04-27
	INTEL CORP	P	2009-12-18	2022-03-14
	BLUEJAY MINING PLC	P	2021-01-11	2022-01-19
	KRANSHRS ELCTR VHCL FTR MOB ETF IV	P	2020-07-02	2022-03-14
	KRANESHS ASIA PACF HGH INCM BND ETF	P	2020-07-02	2022-01-19
	KINDER MORGAN INC	P	2020-10-07	2022-03-14
	KRNSHR MSCI AL CHNA HLTH CR ETF	P	2020-07-02	2022-01-19
	KRNSHR MSCI AL CHNA HLTH CR ETF	P	2020-07-02	2022-01-19
	KRNSHR MSCI AL CHNA HLTH CR ETF	P	2020-07-02	2022-01-19
	KRNSHR MSCI AL CHNA HLTH CR ETF	P	2020-07-02	2022-01-19
	LUMOS PHARMA INC	P	2020-07-28	2022-01-19
	MAG SILVER CORP	P	2020-06-24	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2010-03-26	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2017-06-20	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2017-09-19	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2017-12-06	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2017-12-06	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2017-12-28	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2018-03-19	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2018-06-19	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2018-09-18	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2018-12-12	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2018-12-12	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2019-03-18	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2019-06-18	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2019-09-17	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2019-12-17	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2020-03-26	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2020-06-25	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2020-09-29	2022-01-19
	MAGNA INTL INC	P	2020-08-31	2022-01-19
	MICROSOFT CORP	P	2002-05-21	2022-03-14
	VIRTUS ALLIANZGI CONV & INCOME FD II	P	2020-08-26	2022-01-19
	NEW MOUNTAIN FIN CO	P	2014-12-05	2022-01-19
	NEW MOUNTAIN FIN CO	P	2017-07-03	2022-01-19
	NEW MOUNTAIN FIN CO	P	2017-10-02	2022-01-19
	NEW MOUNTAIN FIN CO	P	2017-12-29	2022-01-19
	NEW MOUNTAIN FIN CO	P	2018-04-02	2022-01-19
	NEW MOUNTAIN FIN CO	P	2018-07-02	2022-01-19
	NEW MOUNTAIN FIN CO	P	2018-10-01	2022-01-19
	NEW MOUNTAIN FIN CO	P	2018-12-31	2022-01-19
	NEW MOUNTAIN FIN CO	P	2019-04-01	2022-01-19
	NEW MOUNTAIN FIN CO	P	2019-07-01	2022-01-19
	NEW MOUNTAIN FIN CO	P	2019-09-30	2022-01-19
	NEW MOUNTAIN FIN CO	P	2019-12-30	2022-01-19
	NEW MOUNTAIN FIN CO	P	2020-03-30	2022-01-19
	NEW MOUNTAIN FIN CO	P	2020-07-01	2022-01-19
	NEW MOUNTAIN FIN CO	P	2020-10-01	2022-01-19
	NEW MOUNTAIN FIN CO	P	2020-12-31	2022-01-19
	NEW YORK CMNTY BANCO	P	2020-08-26	2022-03-14
	KRANSHRS MSCI ONE BLT ONE RD IDX ETF	P	2018-02-08	2022-01-19
	KRANSHRS MSCI ONE BLT ONE RD IDX ETF	P	2018-05-31	2022-01-19
	KRANSHRS MSCI ONE BLT ONE RD IDX ETF	P	2018-10-23	2022-01-19
	O'SHARES U.S. QUALITY DIVIDEND ETF	P	2020-06-24	2022-03-14
	O'SHARES U.S. QUALITY DIVIDEND ETF	P	2020-06-24	2022-04-27
	PFIZER INC	P	2009-10-16	2022-03-14
	ISHARES PREFERRED INCOME SEC ETF	P	2020-08-26	2022-03-14
	ISHARES PREFERRED INCOME SEC ETF	P	2020-08-26	2022-04-27
	GLOBAL X CANNABIS ETF	P	2021-01-04	2022-01-19
	GLOBAL X CANNABIS ETF	P	2021-01-15	2022-01-19
	PETROCHINA CO LTD ADR	P	2002-05-21	2022-01-19
	PETROCHINA CO LTD ADR	P	2020-08-26	2022-01-19
	PETROCHINA CO LTD ADR	P	2020-08-26	2022-01-19
	PETROCHINA CO LTD ADR	P	2020-08-26	2022-01-19
	PETROCHINA CO LTD ADR	P	2020-08-26	2022-01-19
	PETROCHINA CO LTD ADR	P	2020-08-26	2022-01-19
	INVESCO QQQ TRUST	P	2021-01-04	2022-03-14
	GLOBAL X NASDQ 100 CV CAL GRW ETF	P	2021-01-15	2022-01-19
	RIOT BLOCKCHAIN I N	P	2020-08-26	2022-01-19
	ROKU I N C A	P	2020-02-28	2022-01-19
	ROKU I N C A	P	2020-02-28	2022-01-19
	SHANGHAI ELEC GROUP ADR	P	2020-12-22	2022-01-19
	SNOWFLAKE INC A	P	2020-09-16	2022-01-19
	TWITTER INC	P	2021-01-12	2022-01-19
	UBER TECHNOLOGIES IN	P	2020-07-07	2022-01-19
	VIATRIS INC	P	2009-10-16	2022-01-19
	VIATRIS INC	P	2017-09-05	2022-01-19
	VIATRIS INC	P	2017-12-04	2022-01-19
	VIATRIS INC	P	2018-03-02	2022-01-19
	VIATRIS INC	P	2018-06-04	2022-01-19
	VIATRIS INC	P	2018-09-05	2022-01-19
	VIATRIS INC	P	2018-12-04	2022-01-19
	VIATRIS INC	P	2019-03-04	2022-01-19
	VIATRIS INC	P	2019-06-10	2022-01-19
	VIATRIS INC	P	2019-09-04	2022-01-19
	VIATRIS INC	P	2019-12-03	2022-01-19
	VIATRIS INC	P	2020-03-09	2022-01-19
	VIATRIS INC	P	2020-06-08	2022-01-19
	VIATRIS INC	P	2020-09-02	2022-01-19
	VERIZON COMMUNICATN	P	2009-12-18	2022-03-14
	COMMUNICAT SVS SLCT SEC SPDR ETF	P	2018-06-25	2022-03-14
	COMMUNICAT SVS SLCT SEC SPDR ETF	P	2018-06-25	2022-04-27
	ENERGY SELECT SECTOR SPDR ETF IV	P	2020-12-18	2022-03-14
	ENERGY SELECT SECTOR SPDR ETF	P	2020-12-18	2022-04-27
	SELECT STR FINANCIAL SELECT S ETF IV	P	2020-02-28	2022-03-14
	SELECT STR FINANCIAL SELECT SPDR ETF	P	2020-02-28	2022-04-27
	TECHNOLOGY SELECT SECTOR SPDR ETF IV	P	2017-06-27	2022-03-14
	TECHNOLOGY SELECT SECTOR SPDR ETF	P	2017-06-27	2022-04-27
	TECHNOLOGY SELECT SECTOR SPDR ETF	P	2017-09-26	2022-04-27
	SPDR S&P OIL & GAS EXPLOR & PRODTN ETF	P	2020-03-31	2022-03-14
	SPDR S&P OIL & GAS EXPL & PROD ETF	P	2020-03-31	2022-04-27
	XPENG INC ADR ADR	P	2020-08-31	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-01-15	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-01-15	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-01-15	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-01-15	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-01-15	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-01-15	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-01-15	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-01-15	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-01-15	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-01-15	2022-01-19
	ALLIANCEBERNSTEIN HO	P	2021-05-28	2022-01-19
	ALLIANCEBERNSTEIN HO	P	2021-08-20	2022-01-19
	ALLIANCEBERNSTEIN HO	P	2021-11-26	2022-01-19
	ALLIANCEBERNSTEIN HO	P	2021-11-26	2022-03-14
	AMCOMRI ENTMT INC	P	2021-03-18	2022-02-04
	ALIBABA GROUP HLDG L ADR	P	2021-02-01	2022-01-19
	BARINGS B D C INC	P	2021-03-18	2022-01-19
	BARINGS B D C INC	P	2021-06-17	2022-01-19
	BARINGS B D C INC	P	2021-09-16	2022-01-19
	BARINGS B D C INC	P	2021-09-16	2022-03-14
	BARINGS B D C INC	P	2021-12-02	2022-03-14
	BARINGS B D C INC	P	2022-02-24	2022-03-14
	BRISTOL-MYERS SQUIBB	P	2022-05-03	2022-05-11
	GLOBAL X CYBERSECURITY ETF	P	2022-01-10	2022-01-19
	GLOBAL X CYBERSECURITY ETF	P	2022-01-10	2022-01-19
	GLOBAL X CYBERSECURITY ETF	P	2022-01-10	2022-01-19
	COMCAST CORP A	P	2022-04-28	2022-05-11
	CONOCOPHILLIPS	P	2021-02-01	2022-01-19
	CONOCOPHILLIPS	P	2021-02-01	2022-01-19
	CONOCOPHILLIPS	P	2021-06-02	2022-03-14
	CONOCOPHILLIPS	P	2021-09-02	2022-03-14
	CONOCOPHILLIPS	P	2021-12-02	2022-03-14
	CONOCOPHILLIPS	P	2022-01-18	2022-03-14
	CONOCOPHILLIPS	P	2022-03-02	2022-03-14
	CREDIT SUISSE GROUP ADR	P	2021-03-30	2022-01-19
	CREDIT SUISSE GROUP ADR	P	2021-03-30	2022-01-19
	ISHARES MSCI EMERGING MARKETS ETF IV	P	2021-02-01	2022-01-19
	ISHARES MSCI EMERGING MARKETS ETF IV	P	2021-06-17	2022-03-14
	ISHARES MSCI EMERGING MARKETS ETF IV	P	2021-12-20	2022-03-14
	ISHARES MSCI EMERGING MARKETS ETF IV	P	2022-01-06	2022-03-14
	E3 METALS CORP	P	2021-03-18	2022-01-19
	E3 METALS CORP	P	2021-03-17	2022-01-19
	E3 METALS CORP	P	2021-03-18	2022-01-19
	E3 METALS CORP	P	2021-03-17	2022-01-19
	ISHARES MSCI SOUTH KOREA ETF IV	P	2021-12-20	2022-01-19
	ISHARES MSCI SOUTH KOREA ETF IV	P	2021-12-20	2022-03-14
	FREEPORT-MCMORAN INC	P	2021-05-04	2022-01-19
	FREEPORT-MCMORAN INC	P	2021-08-03	2022-01-19
	FREEPORT-MCMORAN INC	P	2021-08-03	2022-01-19
	FREEPORT-MCMORAN INC	P	2021-11-02	2022-01-19
	FINL INSTITUTN	P	2021-03-30	2022-01-19
	GENESIS HEALTHCARE A	P	2021-03-18	2022-01-19
	GENESIS HEALTHCARE A	P	2021-03-18	2022-01-19
	GENMAB A/S ADR	P	2021-02-01	2022-01-19
	BARRICK GOLD CORP	P	2021-02-01	2022-01-19
	INFOSYS LTD ADR	P	2021-02-08	2022-01-19
	SPDR S&P BANK ETF	P	2021-02-01	2022-01-19
	SPDR S&P BANK ETF	P	2021-03-26	2022-03-14
	SPDR S&P BANK ETF	P	2021-06-25	2022-03-14
	SPDR S&P BANK ETF	P	2021-09-24	2022-03-14
	SPDR S&P BANK ETF	P	2021-12-27	2022-03-14
	KRANESHS ASIA PACF HGH INCM BND ETF	P	2021-04-01	2022-01-19
	KRANESHS ASIA PACF HGH INCM BND ETF	P	2021-05-03	2022-01-19
	KRANESHS ASIA PACF HGH INCM BND ETF	P	2021-06-01	2022-01-19
	KRANESHS ASIA PACF HGH INCM BND ETF	P	2021-07-01	2022-01-19
	KRANESHS ASIA PACF HGH INCM BND ETF	P	2021-08-02	2022-01-19
	KRANESHS ASIA PACF HGH INCM BND ETF	P	2021-09-01	2022-01-19
	KRANESHS ASIA PACF HGH INCM BND ETF	P	2021-10-04	2022-01-19
	KRANESHS ASIA PACF HGH INCM BND ETF	P	2021-11-01	2022-01-19
	KRANESHS ASIA PACF HGH INCM BND ETF	P	2021-12-01	2022-01-19
	KRANESHS ASIA PACF HGH INCM BND ETF	P	2021-12-01	2022-01-19
	KRANESHS ASIA PACF HGH INCM BND ETF	P	2022-01-03	2022-01-19
	KRNSHR MSCI AL CHNA HLTH CR ETF	P	2022-01-03	2022-01-19
	KRNSHR MSCI AL CHNA HLTH CR ETF	P	2022-01-03	2022-01-19
	KRNSHR MSCI AL CHNA HLTH CR ETF	P	2022-01-03	2022-03-14
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2021-03-25	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2021-06-29	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2021-09-28	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2021-12-15	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2021-12-15	2022-01-19
	MATTHEWS ASIA DIVIDEND INVESTOR	P	2021-12-15	2022-01-19
	VIRTUS ALLIANZGI CONV & INCOME FD II	P	2021-04-05	2022-01-19
	VIRTUS ALLIANZGI CONV & INCOME FD II	P	2021-05-04	2022-01-19
	VIRTUS ALLIANZGI CONV & INCOME FD II	P	2021-06-03	2022-01-19
	VIRTUS ALLIANZGI CONV & INCOME FD II	P	2021-07-02	2022-01-19
	VIRTUS ALLIANZGI CONV & INCOME FD II	P	2021-08-03	2022-01-19
	VIRTUS ALLIANZGI CONV & INCOME FD II	P	2021-09-02	2022-01-19
	VIRTUS ALLIANZGI CONV & INCOME FD II	P	2021-10-04	2022-01-19
	VIRTUS ALLIANZGI CONV & INCOME FD II	P	2021-11-02	2022-01-19
	VIRTUS ALLIANZGI CONV & INCOME FD II	P	2021-12-02	2022-01-19
	VIRTUS ALLIANZGI CONV & INCOME FD II	P	2022-01-04	2022-01-19
	VIRTUS ALLIANZGI CONV & INCOME FD II	P	2022-01-04	2022-03-14
	VIRTUS ALLIANZGI CONV & INCOME FD II	P	2022-01-04	2022-04-27
	VIRTUS ALLIANZGI CONV & INCOME FD II	P	2022-05-03	2022-05-11
	NEW MOUNTAIN FIN CO	P	2021-04-01	2022-01-19
	NEW MOUNTAIN FIN CO	P	2021-07-01	2022-01-19
	NEW MOUNTAIN FIN CO	P	2021-10-01	2022-01-19
	NEW MOUNTAIN FIN CO	P	2021-12-31	2022-01-19
	NEW MOUNTAIN FIN CO	P	2021-12-31	2022-03-14
	KRANSHRS MSCI ONE BLT ONE RD IDX ETF	P	2022-01-03	2022-01-19
	KRANSHRS MSCI ONE BLT ONE RD IDX ETF	P	2022-01-03	2022-03-14
	O'SHARES U.S. QUALITY DIVIDEND ETF	P	2022-05-04	2022-05-11
	ISHARES PREFERRED INCOME SEC ETF	P	2022-05-09	2022-05-11
	PLUG POWER INC	P	2021-03-17	2022-01-19
	GLOBAL X CANNABIS ETF	P	2021-07-09	2022-01-19
	GLOBAL X CANNABIS ETF	P	2022-01-10	2022-01-19
	GLOBAL X CANNABIS ETF	P	2022-01-10	2022-02-16
	INVSC QQQ TRUST SRS 1 ETF	P	2022-05-02	2022-05-11
	GLOBAL X NASDQ 100 CV CAL GRW ETF	P	2021-03-31	2022-01-19
	GLOBAL X NASDQ 100 CV CAL GRW ETF	P	2021-04-28	2022-01-19
	GLOBAL X NASDQ 100 CV CAL GRW ETF	P	2021-06-03	2022-01-19
	GLOBAL X NASDQ 100 CV CAL GRW ETF	P	2021-06-30	2022-01-19
	GLOBAL X NASDQ 100 CV CAL GRW ETF	P	2021-07-28	2022-01-19
	GLOBAL X NASDQ 100 CV CAL GRW ETF	P	2021-09-01	2022-01-19
	GLOBAL X NASDQ 100 CV CAL GRW ETF	P	2021-09-29	2022-01-19
	GLOBAL X NASDQ 100 CV CAL GRW ETF	P	2021-10-27	2022-01-19
	GLOBAL X NASDQ 100 CV CAL GRW ETF	P	2021-12-02	2022-01-19
	GLOBAL X NASDQ 100 CV CAL GRW ETF	P	2022-01-10	2022-01-19
	GLOBAL X NASDQ 100 CV CAL GRW ETF	P	2022-01-10	2022-03-14
	GLOBAL X NASDQ 100 CV CAL GRW ETF	P	2022-02-02	2022-03-14
	GLOBAL X NASDQ 100 CV CAL GRW ETF	P	2022-03-03	2022-03-14
	ISHARES MSCI EAFE SMALL CAP ETF	P	2021-02-01	2022-01-19
	ISHARES MSCI EAFE SMALL CAP ETF	P	2021-06-17	2022-01-19
	ISHARES MSCI EAFE SMALL CAP ETF	P	2021-12-20	2022-01-19
	ISHARES MSCI EAFE SMALL CAP ETF	P	2021-12-20	2022-03-14
	ISHARES MSCI EAFE SMALL CAP ETF	P	2022-01-06	2022-03-14
	SHANGHAI ELEC GROUP ADR	P	2021-02-01	2022-01-19
	VIATRIS INC	P	2021-06-17	2022-03-14
	VIATRIS INC	P	2021-09-17	2022-03-14
	VIATRIS INC	P	2021-12-17	2022-03-14
	VERIZON COMMUNICATN	P	2022-05-03	2022-05-11
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-03-31	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-04-28	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-06-03	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-06-30	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-07-28	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-09-01	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-09-29	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-10-27	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2021-12-02	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2022-01-10	2022-01-19
	GLOBAL X S AND P 500 COVR CALL ETF	P	2022-01-10	2022-03-14
	GLOBAL X S AND P 500 COVR CALL ETF	P	2022-01-10	2022-03-14
	GLOBAL X S AND P 500 COVR CALL ETF	P	2022-02-02	2022-03-14
	GLOBAL X S AND P 500 COVR CALL ETF	P	2022-03-03	2022-03-14
	YUM CHINA HOLDINGS I	P	2021-02-08	2022-01-19
	YUM CHINA HOLDINGS I	P	2021-03-26	2022-03-14
	YUM CHINA HOLDINGS I	P	2021-06-21	2022-03-14
	YUM CHINA HOLDINGS I	P	2021-09-17	2022-03-14
	YUM CHINA HOLDINGS I	P	2021-12-17	2022-03-14
	BRISTOL MYERS SQUIBB CO	P	2002-05-21	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2017-08-02	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2017-11-02	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2018-02-02	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2018-05-02	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2018-08-02	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2018-11-02	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2019-02-04	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2019-05-02	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2019-08-02	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2019-11-04	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2020-02-04	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2020-05-04	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2020-08-04	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2020-11-03	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2021-02-02	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2021-05-04	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2021-08-03	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2021-11-02	2022-08-04
	BRISTOL MYERS SQUIBB CO	P	2022-02-02	2022-08-04
	COMCAST CORP NEW CL A	P	2021-02-01	2022-05-16
	COMCAST CORP NEW CL A	P	2021-04-29	2022-05-16
	COMCAST CORP NEW CL A	P	2021-07-29	2022-05-16
	COMCAST CORP NEW CL A	P	2021-10-28	2022-05-16
	COMCAST CORP NEW CL A	P	2022-01-27	2022-05-16
	COMM SERVICES SELECT	P	2018-06-25	2022-08-04
	COMM SERVICES SELECT	P	2018-10-18	2022-08-04
	COMM SERVICES SELECT	P	2021-03-26	2022-08-04
	COMM SERVICES SELECT	P	2021-06-25	2022-08-04
	COMM SERVICES SELECT	P	2021-09-24	2022-08-04
	COMM SERVICES SELECT	P	2021-12-27	2022-08-04
	COMM SERVICES SELECT	P	2022-03-25	2022-08-04
	EBAY INC	P	2020-10-19	2022-08-04
	EBAY INC	P	2021-06-21	2022-08-04
	EBAY INC	P	2021-09-20	2022-08-04
	EBAY INC	P	2021-12-20	2022-08-04
	EBAY INC	P	2022-03-21	2022-08-04
	GENERAL MOTORS CO	P	2021-02-01	2022-05-16
	GILEAD SCIENCES INC	P	2020-02-28	2022-05-16
	GILEAD SCIENCES INC	P	2020-12-18	2022-05-16
	GILEAD SCIENCES INC	P	2021-01-04	2022-05-16
	GILEAD SCIENCES INC	P	2021-03-31	2022-05-16
	GILEAD SCIENCES INC	P	2021-06-30	2022-05-16
	GILEAD SCIENCES INC	P	2021-09-30	2022-05-16
	GILEAD SCIENCES INC	P	2021-12-31	2022-05-16
	GILEAD SCIENCES INC	P	2022-03-31	2022-05-16
	GLAXO WELLCOME PLC SPON	P	2020-03-31	2022-07-29
	GLOBAL X VIDEO GAMES &	P	2021-01-15	2022-05-16
	GLOBAL X VIDEO GAMES &	P	2021-07-09	2022-05-16
	GLOBAL X VIDEO GAMES &	P	2022-01-10	2022-05-16
	GLOBAL X VIDEO GAMES &	P	2022-01-10	2022-05-16
	HALEON PLC SPON ADR	P	2020-03-31	2022-08-04
	HALEON PLC SPON ADR	P	2021-04-09	2022-08-04
	HALEON PLC SPON ADR	P	2021-07-09	2022-08-04
	HALEON PLC SPON ADR	P	2021-10-08	2022-08-04
	HALEON PLC SPON ADR	P	2022-01-14	2022-08-04
	HALEON PLC SPON ADR	P	2022-04-08	2022-08-04
	INTEL CORP	P	2009-12-18	2022-05-16
	INTEL CORP	P	2017-09-05	2022-05-16
	INTEL CORP	P	2017-12-04	2022-05-16
	INTEL CORP	P	2018-03-02	2022-05-16
	INTEL CORP	P	2018-06-04	2022-05-16
	INTEL CORP	P	2018-09-05	2022-05-16
	INTEL CORP	P	2018-12-04	2022-05-16
	INTEL CORP	P	2019-03-04	2022-05-16
	INTEL CORP	P	2019-06-04	2022-05-16
	INTEL CORP	P	2019-09-04	2022-05-16
	INTEL CORP	P	2019-12-03	2022-05-16
	INTEL CORP	P	2020-03-03	2022-05-16
	INTEL CORP	P	2020-06-02	2022-05-16
	INTEL CORP	P	2020-09-02	2022-05-16
	INTEL CORP	P	2020-12-02	2022-05-16
	INTEL CORP	P	2021-03-02	2022-05-16
	INTEL CORP	P	2021-06-02	2022-05-16
	INTEL CORP	P	2021-09-02	2022-05-16
	INTEL CORP	P	2021-12-02	2022-05-16
	INTEL CORP	P	2022-03-02	2022-05-16
	INVESCO BLDRS EMERGING	P	2021-03-25	2022-05-16
	ISHARES BIOTECHNOLOGY	P	2021-02-01	2022-05-16
	ISHARES BIOTECHNOLOGY	P	2021-04-01	2022-05-16
	ISHARES BIOTECHNOLOGY	P	2021-06-17	2022-05-16
	ISHARES BIOTECHNOLOGY	P	2021-10-01	2022-05-16
	ISHARES BIOTECHNOLOGY	P	2021-12-20	2022-05-16
	ISHARES BIOTECHNOLOGY	P	2022-03-31	2022-05-16
	MODERNA INC	P	2020-11-30	2022-05-16
	MODERNA INC	P	2020-12-18	2022-05-16
	NEW YORK CMNTY BANCORP	P	2020-08-26	2022-05-16
	NEW YORK CMNTY BANCORP	P	2021-05-19	2022-05-16
	NEW YORK CMNTY BANCORP	P	2021-08-18	2022-05-16
	NEW YORK CMNTY BANCORP	P	2021-11-17	2022-05-16
	NEW YORK CMNTY BANCORP	P	2022-02-18	2022-05-16
	NOMURA HOLDINGS INC NEW	P	2021-03-30	2022-05-16
	O'SHARES GLOBAL INTERNET	P	2020-08-26	2022-05-16
	PREFERRED APARTMENT	P	2015-04-07	2022-05-16
	PREFERRED APARTMENT	P	2017-07-17	2022-05-16
	PREFERRED APARTMENT	P	2017-10-17	2022-05-16
	PREFERRED APARTMENT	P	2018-01-17	2022-05-16
	PREFERRED APARTMENT	P	2018-04-17	2022-05-16
	PREFERRED APARTMENT	P	2018-07-17	2022-05-16
	PREFERRED APARTMENT	P	2018-10-16	2022-05-16
	PREFERRED APARTMENT	P	2019-01-16	2022-05-16
	PREFERRED APARTMENT	P	2019-04-16	2022-05-16
	PREFERRED APARTMENT	P	2019-07-16	2022-05-16
	PREFERRED APARTMENT	P	2019-10-16	2022-05-16
	PREFERRED APARTMENT	P	2020-01-16	2022-05-16
	PREFERRED APARTMENT	P	2020-04-16	2022-05-16
	PREFERRED APARTMENT	P	2020-07-16	2022-05-16
	PREFERRED APARTMENT	P	2020-10-16	2022-05-16
	PREFERRED APARTMENT	P	2021-01-19	2022-05-16
	PREFERRED APARTMENT	P	2021-02-01	2022-05-16
	PREFERRED APARTMENT	P	2021-04-16	2022-05-16
	PREFERRED APARTMENT	P	2021-07-16	2022-05-16
	PREFERRED APARTMENT	P	2021-10-18	2022-05-16
	PREFERRED APARTMENT	P	2022-01-18	2022-05-16
	PREFERRED APARTMENT	P	2022-04-18	2022-05-16
	PROSHARES TR ETF	P	2020-03-31	2022-05-16
	PROSHARES TR ETF	P	2021-03-31	2022-05-16
	PROSHARES TR ETF	P	2021-06-30	2022-05-16
	PROSHARES TR ETF	P	2021-09-30	2022-05-16
	PROSHARES TR ETF	P	2022-01-03	2022-05-16
	PROSHARES TR ETF	P	2022-03-31	2022-05-16
	TAIWAN SEMICONDUCTOR MFG	P	2020-10-19	2022-05-16
	TENCENT HLDGS LTD ADR	P	2018-11-20	2022-05-16
	TENCENT HLDGS LTD ADR	P	2020-08-25	2022-05-16
	VIRTUS CONV & INCOME	P	2022-01-04	2022-05-16
	VIRTUS CONV & INCOME	P	2022-02-02	2022-05-16

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	3,800	5,504	-1,704
b	142	22	120
c	1,272	763	509
d	12	9	3
e	4	42	-38
	367	3,630	-3,263
	24	87	-63
	3	1	2
	7	3	4
	1,260	3,238	-1,978
	140	360	-220
	700	1,177	-477
	1,050	1,843	-793
	40	34	6
	34	26	8
	2,550	5,710	-3,160
	98	78	20
	28	27	1
	18	18	0
	18	19	-1
	20	19	1
	21	19	2
	22	19	3
	23	20	3
	23	20	3
	23	20	3
	28	23	5
	27	24	3
	19	12	7
	20	13	7
	55	24	31
	855	847	8
	42	47	-5
	3,295	4,199	-904
	50	46	4
	13	11	2
	34	7	27
	44	8	36
	407	295	112
	3,227	2,341	886
	42	45	-3
	21	22	-1
	726	1,027	-301
	1,898	833	1,065
	306	134	172
	11	5	6
	1,982	1,523	459
	1,830	1,405	425
	768	122	646
	74	25	49
	73	25	48
	91	25	66
	99	25	74
	98	25	73
	109	25	84
	107	26	81
	97	26	71
	380	224	156
	1,880	1,107	773
	793	3,981	-3,188
	396	1,183	-787
	41	48	-7
	47	53	-6
	1,887	2,890	-1,003
	26	24	2
	17	14	3
	101	9	92
	12	1	11
	19	27	-8
	5	7	-2
	2	3	-1
	4	2	2
	23	31	-8
	22	17	5
	3,154	3,964	-810
	12	9	3
	108	127	-19
	297	348	-51
	54	63	-9
	2,241	2,625	-384
	2,004	4,213	-2,209
	3,156	2,550	606
	1,969	1,408	561
	125	89	36
	74	53	21
	93	66	27
	345	247	98
	259	185	74
	12	8	4
	163	116	47
	96	68	28
	176	126	50
	763	545	218
	35	25	10
	127	91	36
	120	85	35
	97	69	28
	33	23	10
	77	55	22
	27	19	8
	2,686	1,519	1,167
	26	3	23
	968	862	106
	334	382	-48
	8	9	-1
	8	9	-1
	9	9	0
	9	9	0
	9	9	0
	9	10	-1
	10	10	0
	10	10	0
	10	10	0
	10	11	-1
	11	11	0
	19	11	8
	14	10	4
	15	11	4
	13	11	2
	6	5	1
	616	523	93
	3,079	2,511	568
	3,079	2,204	875
	30	23	7
	7	5	2
	19	6	13
	19	20	-1
	9	10	-1
	1,641	3,096	-1,455
	547	1,544	-997
	1,308	513	795
	2,145	1,443	702
	523	352	171
	105	70	35
	2,092	1,408	684
	366	246	120
	29	28	1
	1,218	1,195	23
	1,141	206	935
	831	550	281
	332	220	112
	1,094	1,114	-20
	1,445	1,300	145
	1,853	2,428	-575
	1,918	1,655	263
	115	57	58
	3	2	1
	2	3	-1
	3	3	0
	3	3	0
	2	3	-1
	2	3	-1
	2	3	-1
	2	3	-1
	3	3	0
	3	3	0
	3	3	0
	3	3	0
	3	3	0
	17	10	7
	33	26	7
	10	9	1
	71	38	33
	17	9	8
	33	24	9
	15	11	4
	48	19	29
	9	3	6
	5	2	3
	102	28	74
	23	6	17
	1,887	859	1,028
	31	28	3
	124	111	13
	31	28	3
	31	28	3
	31	28	3
	62	56	6
	62	56	6
	804	724	80
	31	28	3
	31	28	3
	23	20	3
	23	23	0
	5	5	0
	14	18	-4
	122	217	-95
	1,275	2,574	-1,299
	7	7	0
	8	7	1
	7	7	0
	1	1	0
	8	8	0
			0
	30	30	0
	3	3	0
	3	3	0
			0
	13	14	-1
	879	401	478
	879	401	478
	14	9	5
	15	9	6
	13	9	4
	4	4	0
			0
	602	657	-55
	401	438	-37
	2,480	2,721	-241
	9	12	-3
	31	36	-5
	1	1	0
	126	146	-20
	1,008	1,086	-78
	2,081	2,414	-333
	1,203	1,290	-87
	76	77	-1
	6	7	-1
	15	12	3
	4	3	1
	4	3	1
	7	6	1
	1,654	1,490	164
	15	53	-38
	1	3	-2
	3,477	4,090	-613
	1,887	2,203	-316
	2,498	1,786	712
	1,786	1,295	491
	10	10	0
	7	7	0
	8	8	0
	11	11	0
	13	16	-3
	13	16	-3
	13	16	-3
	13	16	-3
	13	16	-3
	13	16	-3
	13	15	-2
	22	23	-1
	15	16	-1
	6	7	-1
	21	22	-1
	378	401	-23
			0
	3	4	-1
	17	12	5
	9	6	3
	10	7	3
	4	3	1
	135	96	39
	564	403	161
	7	8	-1
	7	8	-1
	7	8	-1
	7	8	-1
	7	8	-1
	7	8	-1
	7	8	-1
	7	8	-1
	8	8	0
	4	4	0
	2	3	-1
			0
			0
	12	11	1
	12	11	1
	12	12	0
	1	1	0
	11	11	0
	216	214	2
	4	4	0
	7	7	0
	8	8	0
	2,281	3,665	-1,384
	17	39	-22
	55	57	-2
	4	4	0
	8	9	-1
	6	6	0
	6	6	0
	6	6	0
	5	6	-1
	6	6	0
	5	6	-1
	5	6	-1
	5	6	-1
	6	7	-1
	39	39	0
	24	28	-4
			0
			0
	3,558	3,449	109
	34	35	-1
	37	37	0
	30	33	-3
	3	3	0
	2,735	3,790	-1,055
	1	1	0
	1	1	0
	1	1	0
	25	25	0
	5	5	0
	5	5	0
	4	4	0
	3	3	0
	5	5	0
	5	5	0
	5	5	0
	4	4	0
	5	5	0
	21	21	0
			0
	22	24	-2
			0
			0
	2,290	2,956	-666
	4	6	-2
	3	6	-3
	4	6	-2
	5	6	-1
	2,464	1,061	1,403
	113	90	23
	102	91	11
	103	94	9
	126	94	32
	112	95	17
	91	68	23
	98	70	28
	105	70	35
	110	71	39
	88	72	16
	86	79	7
	37	32	5
	38	32	6
	27	24	3
	29	26	3
	29	27	2
	27	27	0
	32	27	5
	32	30	2
	1,948	2,457	-509
	9	13	-4
	8	13	-5
	10	13	-3
	10	13	-3
	1,074	962	112
	2,781	2,346	435
	7	9	-2
	7	10	-3
	7	10	-3
	8	11	-3
	10	12	-2
	4,567	5,451	-884
	13	18	-5
	12	18	-6
	13	18	-5
	18	22	-4
	1,772	2,564	-792
	4,626	5,076	-450
	7,450	7,054	396
	6,208	5,931	277
	285	298	-13
	193	213	-20
	188	216	-28
	185	218	-33
	234	226	8
	34	31	3
	2,004	3,221	-1,217
	2	3	-1
	5	7	-2
	10	13	-3
	682	679	3
	12	12	0
	9	10	-1
	9	10	-1
	8	10	-2
	9	12	-3
	1,485	704	781
	39	33	6
	31	33	-2
	32	37	-5
	27	37	-10
	32	37	-5
	21	26	-5
	21	27	-6
	25	27	-2
	23	27	-4
	20	27	-7
	20	29	-9
	19	29	-10
	23	29	-6
	12	15	-3
	10	16	-6
	11	16	-5
	12	16	-4
	13	16	-3
	14	17	-3
	3,747	5,429	-1,682
	2,164	3,255	-1,091
	2	3	-1
			0
	2	2	0
	1	1	0
	2	2	0
	6,712	7,189	-477
	6,712	7,014	-302
	1,742	1,814	-72
	25	34	-9
	25	34	-9
	25	35	-10
	26	35	-9
	343	559	-216
	2,630	4,477	-1,847
	2,679	1,218	1,461
	105	71	34
	86	72	14
	110	77	33
	133	78	55
	114	81	33
	118	82	36
	126	85	41
	139	86	53
	147	89	58
	152	90	62
	165	92	73
	333	94	239
	216	65	151
	294	66	228
	109	35	74
	2,445	710	1,735
	128	54	74
	129	54	75
	110	55	55
	77	56	21
	56	57	-1
	9,309	1,488	7,821
	69	26	43
	41	19	22
	55	24	31
	68	35	33
	53	49	4
	4,443	4,423	20
	2,204	1,746	458
	2,222	3,544	-1,322
		1	-1
	1	8	-7

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-1,704
b			120
c			509
d			3
e			-38
			-3,263
			-63
			2
			4
			-1,978
			-220
			-477
			-793
			6
			8
			-3,160
			20
			1
			0
			-1
			1
			2
			3
			3
			3
			3
			5
			3
			7
			7
			31
			8
			-5
			-904
			4
			2
			27
			36
			112
			886
			-3
			-1
			-301
			1,065
			172
			6
			459
			425
			646
			49
			48
			66
			74
			73
			84
			81
			71
			156
			773
			-3,188
			-787
			-7
			-6
			-1,003
			2
			3
			92
			11
			-8
			-2
			-1
			2
			-8
			5
			-810
			3
			-19
			-51
			-9
			-384
			-2,209
			606
			561
			36
			21
			27
			98
			74
			4
			47
			28
			50
			218
			10
			36
			35
			28
			10
			22
			8
			1,167
			23
			106
			-48
			-1
			-1
			0
			0
			0
			-1
			0
			0
			0
			-1
			0
			8
			4
			4
			2
			1
			93
			568
			875
			7
			2
			13
			-1
			-1
			-1,455
			-997
			795
			702
			171
			35
			684
			120
			1
			23
			935
			281
			112
			-20
			145
			-575
			263
			58
			1
			-1
			0
			0
			-1
			-1
			-1
			-1
			0
			0
			0
			0
			0
			7
			7
			1
			33
			8
			9
			4
			29
			6
			3
			74
			17
			1,028
			3
			13
			3
			3
			3
			6
			6
			80
			3
			3
			3
			0
			0
			-4
			-95
			-1,299
			0
			1
			0
			0
			0
			0
			0
			0
			0
			0
			-1
			478
			478
			5
			6
			4
			0
			0
			-55
			-37
			-241
			-3
			-5
			0
			-20
			-78
			-333
			-87
			-1
			-1
			3
			1
			1
			1
			164
			-38
			-2
			-613
			-316
			712
			491
			0
			0
			0
			0
			-3
			-3
			-3
			-3
			-3
			-3
			-2
			-1
			-1
			-1
			-1
			-23
			0
			-1
			5
			3
			3
			1
			39
			161
			-1
			-1
			-1
			-1
			-1
			-1
			-1
			-1
			0
			0
			-1
			0
			0
			1
			1
			0
			0
			0
			2
			0
			0
			0
			-1,384
			-22
			-2
			0
			-1
			0
			0
			0
			-1
			0
			-1
			-1
			-1
			-1
			0
			-4
			0
			0
			109
			-1
			0
			-3
			0
			-1,055
			0
			0
			0
			0
			0
			0
			0
			0
			0
			0
			0
			0
			0
			0
			0
			-2
			0
			0
			-666
			-2
			-3
			-2
			-1
			1,403
			23
			11
			9
			32
			17
			23
			28
			35
			39
			16
			7
			5
			6
			3
			3
			2
			0
			5
			2
			-509
			-4
			-5
			-3
			-3
			112
			435
			-2
			-3
			-3
			-3
			-2
			-884
			-5
			-6
			-5
			-4
			-792
			-450
			396
			277
			-13
			-20
			-28
			-33
			8
			3
			-1,217
			-1
			-2
			-3
			3
			0
			-1
			-1
			-2
			-3
			781
			6
			-2
			-5
			-10
			-5
			-5
			-6
			-2
			-4
			-7
			-9
			-10
			-6
			-3
			-6
			-5
			-4
			-3
			-3
			-1,682
			-1,091
			-1
			0
			0
			0
			0
			-477
			-302
			-72
			-9
			-9
			-10
			-9
			-216
			-1,847
			1,461
			34
			14
			33
			55
			33
			36
			41
			53
			58
			62
			73
			239
			151
			228
			74
			1,735
			74
			75
			55
			21
			-1
			7,821
			43
			22
			31
			33
			4
			20
			458
			-1,322
			-1
			-7

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	-6,057
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Form 990-PF (2021)

Page 4

Part V

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	54
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	54
6	Credits/Payments:

a	2021 estimated tax payments and 2020 overpayment credited to 2021	6a	415
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	415
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	361
11	Enter the amount of line 10 to be: Credited to 2022 estimated tax361	Refunded	11	0

Part VI-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?.........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XIV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.

If "Yes," complete Part XIII .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2021)

Page 5

Part VI-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

WWW.WAKA.ORG

The books are in care of bullet

THE FOUNDATION Telephone no. bullet

(212) 426-1910

Located at bullet

1328 HICKS STREET SUITE 4BBRONXNY ZIP+4 bullet

10469

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........

1a(1)

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? ..............................

1a(2)

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........

1a(3)

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............

1a(4)

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? ......................

1a(5)

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.) ...............

1a(6)

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2021? .............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2021, did the foundation have any undistributed income (lines 6d

and 6e, Part XII) for tax year(s) beginning before 2021?....................

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? ..............................

If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2021.) .....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..

Form 990-PF (2021)

Page 6

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........

5a(1)

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive? ....................

5a(2)

(3) Provide a grant to an individual for travel, study, or other similar purposes? .............

5a(3)

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions ........................

5a(4)

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals? .............

5a(5)

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here ......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant? .................

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? .............................

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .........................

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
HANS LI	PRESIDENT, DIRECTOR 2.00	48,000
230 CENTRAL PARK SOUTH SUITE 7D NEW YORK,NY10019	PRESIDENT, DIRECTOR 2.00	48,000
CARINA COURTRIGHT	DIRECTOR 1.00	0
3096 RANCHO DEL VERDE PLACE ESCONDIDO,CA92025	DIRECTOR 1.00	0
MOLLY MCBRIDE	DIRECTOR 1.00	0
33-52 CRESCENT STREET 9A LONG ISLAND CITY,NY11106	DIRECTOR 1.00	0
VICTORIA MEYERS	DIRECTOR 1.00	0
135 W 20TH STREET 3RD FLOOR NEW YORK,NY10011	DIRECTOR 1.00	0
JENNIFER KOUVANT	DIRECTOR 2.00	0
230 CENTRAL PARK SOUTH SUITE 7D NEW YORK,NY10019	DIRECTOR 2.00	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2021)

Page 7

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part VIII-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1	CARE USA- PROVIDED SUPPORT FOR THEIR PROGRAMS AND ACTIVITIES	2,449
2	RAZOM FOR UKRAINE - PROVIDED SUPPORT FOR THEIR PROGRAMS AND ACTIVITIES	2,489
3	WORLD CENTRAL - PROVIDED SUPPORT FOR THEIR PROGRAMS AND ACTIVITIES	2,449
4	THRESHOLD FOUNDATION- PROVIDED SUPPORT FOR THEIR PROGRAMS AND ACTIVITIES	1,239

Part VIII-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2021)

Page 8

Part IX

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

368,387

Average of monthly cash balances.......................

19,592

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

387,979

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

387,979

Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see

instructions) .............................

5,820

Net value of noncharitable-use assets. Subtract line 4 from line 3. .......

382,159

Minimum investment return. Enter 5% (0.05) of line 5................

19,108

Part X

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part IX, line 6..................

19,108

Tax on investment income for 2021 from Part V, line 5.......

Income tax for 2021. (This does not include the tax from Part V.) ...

Add lines 2a and 2b............................

Distributable amount before adjustments. Subtract line 2c from line 1............

19,054

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

19,054

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...

19,054

Part XI

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part VIII-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.

Form 990-PF (2021)

Page 9

Part XII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2020	(c) 2020	(d) 2021
1 Distributable amount for 2021 from Part X, line 7					19,054
2 Undistributed income, if any, as of the end of 2021:
a Enter amount for 2020 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2021:
a From 2016......	21,643
b From 2017......	29,362
c From 2018......	24,719
d From 2019......	8,826
e From 2020......
f Total of lines 3a through e ........		84,550
4Qualifying distributions for 2021 from Part
XI, line 4: $ 40,346
a Applied to 2020, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2021 distributable amount.....					19,054
e Remaining amount distributed out of corpus		21,292
5 Excess distributions carryover applied to 2021.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		105,842
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2021. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2022 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2016 not applied on line 5 or line 7 (see instructions) ...		21,643
9 Excess distributions carryover to 2022. Subtract lines 7 and 8 from line 6a ......		84,199
10 Analysis of line 9:
a Excess from 2017....	29,362
b Excess from 2018....	24,719
c Excess from 2019....	8,826
d Excess from 2020....
e Excess from 2021....	21,292

Form 990-PF (2021)

Page 10

Part XIII

Private Operating Foundations (see instructions and Part VI-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section 4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2021	(b) 2020	(c) 2019	(d) 2018	(e) Total

b 85% (0.85) of line 2a .........
c Qualifying distributions from Part XI, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part IX, line 6 for each year listed ..
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XIV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

HANS LI

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2021)

Page 11

Part XIV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
NEUE GALERIE NEW YORK MUSEUM FOR GERMAN AND AUSTRAIN ART 1048 FIFITH AVENUE NEW YORK,NY100280198	NONE	PUBLIC CHARITY	GENERAL PURPOSE	1,000
NEW YORK CITY AUDUBON 71 W 23RD STREET SUITE 1523 NEW YORK,NY10010	NONE	PUBLIC CHARITY	GENERAL PURPOSE	1,000
SHELBURNE FARMS 352 FARM FARN LN SHELBURNE,VT05482	NONE	PUBLIC CHARITY	GENERAL PURPOSE	250
STONE BARNS CENTER FOR FOOD AND AGRICULTURE 630 BEDFORD ROAD POCANTICO HILLS,NY10591	NONE	PUBLIC CHARITY	GENERAL PURPOSE	1,000
STORM KING ART CENTER 1 MUSEUM RD NEW WINDSOR,NY12553	NONE	PUBLIC CHARITY	GENERAL PURPOSE	750
THE JEWISH MUSEUM 1109 5TH AVE NEW YORK,NY10128	NONE	PUBLIC CHARITY	GENERAL PURPOSE	1,000
THE LIVESTOCK CONSERVANCY PO BOX 477 PITTSBORO,NC27312	NONE	PUBLIC CHARITY	GENERAL PURPOSE	750
THE MAD FOUNDATION 1114 AVENUE OF THE AMERICAS NEW YORK,NY10036	NONE	PUBLIC CHARITY	GENERAL PURPOSE	515
THE THRESHOLD FOUNDATION PO BOX 29903 SAN FRANCISCO,CA941290903	NONE	PUBLIC CHARITY	GENERAL PURPOSE	1,239
SUNDANCE INSTITUTE 1500 KEARNS BLVD SUITEB110 PARK CITY,UT84060	NONE	PUBLIC CHARITY	GENERAL PURPOSE	570
CARE USA 151 ELLIS STREET NE ATLANTA,GA30303	NONE	PUBLIC CHARITY	GENERAL PURPOSE	2,449
RAZOM ZDONA 140 2ND AVE SUITE 305 NEW YORK,NY10003	NONE	PUBLIC CHARITY	GENERAL PURPOSE	2,489
REAL ORGANIC PROJECTS 82 WILSON RD EAST THETFORD,VT05043	NONE	PUBLIC CHARITY	GENERAL PURPOSE	750
SCANDINAVIA HOUSE 58 PARK AVENUE NEW YORK,NY10016	NONE	PUBLIC CHARITY	GENERAL PURPOSE	500
WORLD CENTRAL 200 MASSACHUSETTS AVE NW 7TH FL WASHINGTON,DC20001	NONE	PUBLIC CHARITY	GENERAL PURPOSE	2,449
Total ................................. 3a				16,711

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2021)

Page 12

Part XV-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments ....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities ....
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income .....
8 Gain or (loss) from sales of assets other than inventory ............					-6,057
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) ..		0		0	2,008

13Total. Add line 12, columns (b), (d), and (e)..................

2,008

(See worksheet in line 13 instructions to verify calculations.)

Part XV-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
4	METHODS INCLUDING HERBAL MEDICINE, TRANCE DANCE MOVEMENT,
8	MUSIC & SOUND, AROMATHERAPY, SHAMANISM AND ENVIRONMENTAL PSYCHOLOGY. FOR DETAILS OF ACTIVITY PLEASE GO TO WWW.WAKA.ORG, WAKA PUBLICATIONS AND NEWSLETTERS.

Form 990-PF (2021)

Page 13

Part XVI

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2021)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Description of Amortized Expenses	Date Acquired, Completed, or Expended	Amount Amortized	Deduction for Prior Years	Amortization Method	Current Year Amortization	Total Amount of Amortization
WEBSITE DEVELOPMENT	2009-03-01	51,721	43,084	180.000000000000	3,448	46,532
WEBSITE DEVELOPMENT	2015-03-11	5,000	2,165	180.000000000000	333	2,498
WEBSITE DEVELOPMENT	2015-07-08	2,750	1,129	180.000000000000	183	1,312
WEBSITE DEVELOPMENT	2017-04-19	226	65	180.000000000000	15	80

Description of Property	Date Acquired	Cost or Other Basis	Prior Years' Depreciation	Computation Method	Rate / Life (# of years)	Current Year's Depreciation Expense
COMPUTER EQUIPMENT	2007-10-01	8,176	8,176	200DB	5.000000000000	0
OFFICE EQUIPMENT	2007-11-08	10,437	10,437	200DB	5.000000000000	0
COMPUTER	2008-12-09	7,341	7,341	200DB	5.000000000000	0
COMPUTER	2009-01-08	1,258	1,258	200DB	5.000000000000	0
OFFICE EQUIPMENT	2010-05-11	325	325	SL	5.000000000000	0
OFFICE EQUIPMENT	2010-07-11	860	860	SL	5.000000000000	0
COMPUTER	2010-03-01	3,381	3,381	SL	5.000000000000	0
FURNITURE	2009-09-10	700	700	SL	5.000000000000	0
COMPUTER DESK	2009-11-03	2,021	2,021	SL	5.000000000000	0
CAPITAL IMPROVEMENTS	2009-11-06	103	103	SL	5.000000000000	0
CAPITAL IMPROVEMENTS	2009-11-10	1,649	1,649	SL	5.000000000000	0
CAPITAL IMPROVEMENTS	2009-11-12	69	69	SL	5.000000000000	0
CAPITAL IMPROVEMENTS	2009-11-14	50	50	SL	5.000000000000	0
CAPITAL IMPROVEMENTS	2009-12-04	300	300	SL	5.000000000000	0
COMPUTER EQUIPMENT	2012-02-09	310	155	200DB	3.000000000000	0
COMPUTER EQUIPMENT	2012-02-09	451	225	200DB	3.000000000000	0
OFFICE EQUIPMENT	2012-03-13	42	21	200DB	7.000000000000	0
OFFICE EQUIPMENT	2012-03-20	64	32	200DB	7.000000000000	0
OFFICE EQUIPMENT	2012-03-27	464	232	200DB	7.000000000000	0
COMPUTER EQUIPMENT	2017-11-17	1,149		200DB	3.000000000000	0
COMPUTER EQUIPMENT	2022-03-01	1,599		SL	5.000000000000	160

Category / Item	Cost / Other Basis	Accumulated Depreciation	Book Value
COMPUTER EQUIPMENT	8,176	8,176	0
OFFICE EQUIPMENT	10,437	10,437	0
COMPUTER	7,341	7,341	0
WEBSITE DEVELOPMENT	51,721	46,532	5,189
COMPUTER	1,258	1,258	0
OFFICE EQUIPMENT	325	325	0
OFFICE EQUIPMENT	860	860	0
COMPUTER	3,381	3,381	0
FURNITURE	700	700	0
COMPUTER DESK	2,021	2,021	0
CAPITAL IMPROVEMENTS	103	103	0
CAPITAL IMPROVEMENTS	1,649	1,649	0
CAPITAL IMPROVEMENTS	69	69	0
CAPITAL IMPROVEMENTS	50	50	0
CAPITAL IMPROVEMENTS	300	300	0
COMPUTER EQUIPMENT	310	310	0
COMPUTER EQUIPMENT	451	451	0
OFFICE EQUIPMENT	42	42	0
OFFICE EQUIPMENT	64	64	0
OFFICE EQUIPMENT	464	464	0
WEBSITE DEVELOPMENT	5,000	2,498	2,502
WEBSITE DEVELOPMENT	2,750	1,312	1,438
WEBSITE DEVELOPMENT	226	80	146
COMPUTER EQUIPMENT	1,149	1,149	0
COMPUTER EQUIPMENT	1,599	160	1,439

Description	Revenue and Expenses per Books	Disbursements for Charitable Purposes
DUES & SUBSCRIPTIONS	913	913
OFFICE EXPENSES	383	383
TELEPHONE	995	995
COMPUTER EXPENSES	211	211
SUNDRY	515	515
ADVERTISING EXPENSE	374	374
AUTO EXPENSES	92	92
AMORTIZATION	3,979	3,979