TY 2021 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0047

2021

Open to Public Inspection

For calendar year 2021, or tax year beginning 01-01-2021 , and ending 12-31-2021

Name of foundation
THE PETER HALMOS FAMILY FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 2210
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
WEST PALM BEACH, FL33402

A Employer identification number

59-2409780

B Telephone number (see instructions)

(561) 659-3301

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$4,079,311J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)		(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)		40,111
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...		103,551		103,551
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10			571,926
b	Gross sales price for all assets on line 6a 5,570,318
7	Capital gain net income (from Part IV, line 2)...				571,926
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances	79
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....			79
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........		715,667		675,477
13	Compensation of officers, directors, trustees, etc.		0		0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......			37,611	12,537	0
c	Other professional fees (attach schedule)....
17	Interest...............		6		6	0
18	Taxes (attach schedule) (see instructions)...			407	296	111
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......			1,084	576	300
24	Total operating and administrative expenses.
	Add lines 13 through 23..........		39,108		13,415	411
25	Contributions, gifts, grants paid.......		131,000			131,000
26	Total expenses and disbursements. Add lines 24 and 25		170,108		13,415	131,411
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements		545,559
b	Net investment income (if negative, enter -0-)				662,062
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2021)

Form 990-PF (2021)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	14,767	15,736	15,736
	2	Savings and temporary cash investments.........	908,926	14,491	14,491
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	2,514,063	3,930,382	4,016,831
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........
	14	Land, buildings, and equipment: basis 49,689
		Less: accumulated depreciation (attach schedule) 49,689
	15	Other assets (describe )	9,547	32,253	32,253
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	3,447,303	3,992,862	4,079,311
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........	3,447,303	3,992,862
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	3,447,303	3,992,862
	30	Total liabilities and net assets/fund balances (see instructions).	3,447,303	3,992,862

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

3,447,303

Enter amount from Part I, line 27a .....................

545,559

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

3,992,862

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

3,992,862

Form 990-PF (2021)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	ARK INNOVATION ETF	2021-01-04	2021-01-11
b	PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND	2021-03-19	2021-05-19
c	VANGUARD RUSSELL 1000 GROWTH INDEX FUND ETF SHARES	2021-04-15	2021-07-19
d	ARK INNOVATION ETF	2021-01-05	2021-01-11
e	EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETF	2021-03-09	2021-03-23
	VANGUARD SMALL-CAP GROWTH INDEX FUND ETF SHARES	2020-12-24	2021-01-26
	NUCOR CORP COM	2021-10-07	2021-11-15
	VANGUARD RUSSELL 2000 INDEX FUND ETF SHARES	2021-04-15	2021-09-10
	CHEVRON CORP NEW COM	2021-01-05	2021-02-17
	EXXON MOBIL CORP COM	2020-11-23	2021-02-17
	VANGUARD TOTAL STOCK MARKET INDEX FUND ETF SHARES	2020-11-23	2021-02-17
	SPDR S&P DIVIDEND ETF	2020-03-26	2021-11-26
	ISHARES CORE S&P 500 ETF	2021-03-12	2021-07-19
	ADOBE INC	2021-09-23	2021-11-23
	VANGUARD MATERIALS INDEX FUND ETF SHARES	2021-04-15	2021-06-18
	VANGUARD SPECIALIZED FUNDS VANGUARD DIVIDEND APPRECIATION ETF	2020-02-06	2021-08-19
	INTEL CORP	2021-01-13	2021-03-23
	MODERNA INC	2021-03-01	2021-05-06
	SYSCO CORP COM	2021-04-27	2021-08-18
	MODERNA INC	2021-03-01	2021-05-06
	SELECT SECTOR SPDR TRUST THE TECHNOLOGY SELECT SECTOR SPDR FUND	2020-01-09	2021-07-19
	VANGUARD INDEX FUNDS SMALL-CAP VALUE ETF	2021-02-08	2021-03-23
	EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETF	2020-06-19	2021-03-01
	SPDR SER TR S&P REGL BKG ETF	2020-11-02	2021-07-19
	SYSCO CORP COM	2020-05-01	2021-01-25
	VANGUARD INDEX FUNDS SMALL-CAP VALUE ETF	2020-04-14	2021-01-26
	VANGUARD RUSSELL 1000 VALUE INDEX FUND ETF SHARES	2021-04-15	2021-07-16
	SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1	2021-04-23	2021-06-16
	VIRTU FINANCIAL INC	2021-02-02	2021-03-25
	SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1	2021-02-08	2021-03-23
	SERVICE CORPORATION INTERNATIONAL	2021-02-05	2021-08-18
	SERVICE CORPORATION INTERNATIONAL	2021-07-23	2021-08-18
	ALPS SECTOR DIVIDEND DOGS ETF	2018-01-17	2021-03-23
	SPDR S&P DIVIDEND ETF	2019-12-11	2021-11-26
	ISHARES RESIDENTIAL REAL ESTATE CAPPED ETF	2021-04-08	2021-06-18
	INVESCO LTD SHS	2021-01-13	2021-03-23
	VANGUARD INDEX FUNDS GROWTH EFT	2021-02-05	2021-09-21
	AGCO CORP	2021-08-11	2021-08-16
	DOW INC	2021-09-23	2021-09-28
	VANGUARD HEALTH CARE INDEX FUND ETF SHARES	2021-08-13	2021-08-18
	STANDARD & POORS MIDCAP 400	2021-02-05	2021-03-23
	STANDARD & POORS MIDCAP 400	2021-03-03	2021-03-23
	ISHARES CORE S&P MID CAP ETF	2019-12-24	2021-07-19
	VANGUARD HEALTH CARE INDEX FUND ETF SHARES	2021-04-15	2021-07-26
	SYSCO CORP COM	2020-08-04	2021-01-25
	SYSCO CORP COM	2019-12-04	2021-01-25
	SYSCO CORP COM	2020-02-10	2021-01-25
	STARBUCKS CORP COM	2021-03-26	2021-04-09
	ELI LILLY & CO COM	2021-11-23	2021-12-07
	ISHARES INC ISHARES MSCI JAPAN EFT	2021-02-08	2021-09-21
	BARRETT BUSINESS SERVICES INC	2021-01-04	2021-01-06
	FIDELITY COVINGTON TRUST FIDELITY DIVIDEND ETF FOR RISING RATES	2020-01-08	2021-07-19
	ISHARES RUSSELL 2000 ETF	2019-11-06	2021-06-10
	BANK OF NEW YORK MELLON CORP	2021-02-01	2021-02-08
	VANGUARD SPECIALIZED FUNDS VANGUARD REAL ESTATE ETF	2020-03-26	2021-07-19
	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	2020-03-09	2021-07-19
	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	2019-12-11	2021-07-19
	BARRETT BUSINESS SERVICES INC	2021-01-05	2021-01-06
	ALPS SECTOR DIVIDEND DOGS ETF	2018-02-09	2021-03-23
	BRUNSWICK CORP	2021-06-25	2021-08-13
	LAMAR ADVERTISING CO NEW CL A	2021-03-17	2021-05-10
	LAMAR ADVERTISING CO NEW CL A	2020-11-03	2021-05-10
	VANECK VECTORS ETF TR RARE EARTH STRATEGIC METALS ETFF	2021-08-18	2021-09-28
	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	2018-08-07	2021-07-19
	FEDERAL AGRIC MTG CORP CL C	2021-05-07	2021-05-19
	INVESCO EXCHANGE TRADED FD TR II S&P GLOBAL WATER INDEX ETF	2020-12-24	2021-03-23
	KAISER ALUMINUM CORP COM PAR $0.01	2020-04-14	2021-01-13
	EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETF	2021-04-08	2021-04-09
	EMERSON ELECTRIC CO	2021-02-01	2021-07-06
	CHEVRON CORP NEW COM	2021-01-05	2021-02-17
	WEYERHAEUSER CO COM	2021-08-25	2021-09-28
	PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF	2020-02-11	2021-07-19
	3M CO	2021-04-27	2021-07-19
	MAIN STREET CAPITAL CORP COM	2021-02-16	2021-03-23
	GENERAL DYNAMICS CORP	2021-05-03	2021-07-26
	SPDR SER TR S&P REGL BKG ETF	2019-12-06	2021-01-26
	SPDR SER TR S&P REGL BKG ETF	2020-07-16	2021-01-26
	SPDR SER TR S&P RETAIL ETF	2021-02-05	2021-03-22
	ISHARES TRUST ISHARES ESG AWARE MSCI USA EFT	2021-04-14	2021-05-17
	ISHARES RUSSELL 2000 VALUE ETF	2019-11-06	2021-06-10
	VANGUARD S&P MID-CAP 400 INDEX FUND ETF SHARES	2021-04-16	2021-08-16
	DUPONT DE NEMOURS INC	2020-11-23	2021-01-21
	GOLDMAN SACHS ETF TRUST GOLDMAN SACHS ACTIVEBETA U S LARGE CAP EQUITY ETF	2020-11-02	2021-07-19
	SELECT SECTOR SPDR CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND	2021-04-09	2021-09-21
	FIDELITY COVINGTON TRUST FIDELITY DIVIDEND ETF FOR RISING RATES	2021-03-09	2021-07-19
	INVESCO SOLAR ETF	2021-05-07	2021-07-19
	IRON MTN INC NEW COM	2020-11-25	2021-02-02
	AMERICAN EXPRESS CO	2021-10-01	2021-11-01
	BILL.COM HOLDINGS INC	2021-04-21	2021-08-11
	WISDOMTREE GLOBAL EX-U.S. QUALITY DIVIDEND GROWTH FUND	2021-03-11	2021-04-20
	VANGUARD SPECIALIZED FUNDS VANGUARD DIVIDEND APPRECIATION ETF	2020-03-09	2021-08-19
	VANGUARD SPECIALIZED FUNDS VANGUARD DIVIDEND APPRECIATION ETF	2020-03-09	2021-08-19
	EXXON MOBIL CORP COM	2020-02-06	2021-02-17
	ISHARES RESIDENTIAL REAL ESTATE CAPPED ETF	2020-03-13	2021-06-18
	BP PLC SPONSORED ADR	2021-01-05	2021-03-09
	S&P GLOBAL INC	2021-03-18	2021-05-06
	FORD MTR CO DEL COM PAR $0.01	2020-11-02	2021-01-25
	AGCO CORP	2021-07-01	2021-08-16
	CME GROUP INC COM	2020-12-01	2021-01-06
	ISHARES RUSSELL 2000 VALUE ETF	2020-05-01	2021-06-10
	VANGUARD MATERIALS INDEX FUND ETF SHARES	2021-03-09	2021-03-22
	ALPS ETF TR MEDICAL BREATHROUGHS	2020-12-01	2021-03-23
	INVESCO EXCHANGE TRADED FUND WEIGHT HEALTH CARE EFT	2021-02-18	2021-07-26
	ISHARES U.S. INFRASTRUCTURE ETF	2021-01-13	2021-01-26
	ISHARES TR ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF	2021-05-25	2021-07-19
	VANGUARD INDEX FUNDS SMALL-CAP VALUE ETF	2019-12-17	2021-01-26
	BIGLARI HOLDINGS INC	2021-06-25	2021-07-26
	AT&T INC	2019-09-20	2021-03-22
	SELECT SECTOR SPDR TRUST THE TECHNOLOGY SELECT SECTOR SPDR FUND	2019-12-26	2021-07-19
	W P CAREY INC COM	2020-03-26	2021-07-19
	SYSCO CORP COM	2020-03-26	2021-01-25
	SYSCO CORP COM	2020-01-09	2021-01-25
	TOTALENERGIES SE	2021-04-23	2021-05-17
	JPMORGAN CHASE & CO COM	2020-03-06	2021-08-16
	STURM RUGER & COMPANY INC	2021-10-04	2021-10-06
	ISHARES RUSSELL TOP 200 GROWTH ETF	2021-05-25	2021-09-21
	BARRETT BUSINESS SERVICES INC	2020-12-22	2021-01-06
	ALBEMARLE CORP	2020-12-01	2021-01-06
	SELECT SECTOR SPDR TRUST THE FINANCIAL SELECT SECTOR SPDR FUND	2020-01-09	2021-07-19
	TOTALENERGIES SE	2021-04-23	2021-05-17
	VANGUARD RUSSELL 1000 VALUE INDEX FUND ETF SHARES	2021-04-13	2021-07-16
	AMERICAN EXPRESS CO	2021-04-23	2021-05-06
	ISHARES MSCI EAFE ETF	2019-12-17	2021-02-02
	INVESCO LTD SHS	2020-09-04	2021-01-26
	INVESCO EXCHANGE TRADED FUND TRUST INVESCO S&P 500 EQUAL WEIGHT ETF	2020-03-09	2021-03-25
	ARK RESTAURANTS CORP	2021-02-01	2021-03-17
	VANGUARD ENERGY EFT	2021-04-15	2021-07-23
	SELECT SECTOR ENERGY SELECT SECTOR SPDR FUND	2021-02-03	2021-07-19
	FRANKLIN RESOURCES INC	2021-01-13	2021-03-23
	GAMING & LEISURE PPTYS INC COM	2020-12-22	2021-07-19
	BARRETT BUSINESS SERVICES INC	2021-02-01	2021-03-04
	ALLISON TRANSMISSION HLDGS INC COM	2021-05-10	2021-05-19
	LONG TERM CARE ETF(THE)	2020-02-18	2021-06-16
	VANGUARD MID-CAP VALUE INDEX FUND ETF SHARES	2021-07-21	2021-09-10
	LOUISIANA-PACIFIC CORP	2021-07-01	2021-10-20
	VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX USA SMALL CAP ETF	2019-12-24	2021-03-23
	INVESCO LTD SHS	2021-04-16	2021-05-19
	FIRST TRUST NASDAQ CYBERSECURITY ETF	2020-12-22	2021-03-17
	UNITY SOFTWARE INC	2021-09-23	2021-12-07
	EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETF	2020-08-20	2021-03-04
	LOUISIANA-PACIFIC CORP	2021-08-25	2021-10-20
	TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD	2021-01-13	2021-09-15
	FOX CORP CL A COM	2020-08-03	2021-03-23
	INVESCO EXCHANGE TRADED FUND WEIGHT HEALTH CARE EFT	2021-03-11	2021-07-26
	LOGITECH INTERNATIONAL SA	2021-05-19	2021-06-10
	FIRST TRUST RISING DIVIDEND ACHIEVERS EFT	2021-02-05	2021-10-06
	THOR INDS INC COM	2020-12-23	2021-03-18
	GILEAD SCIENCES INC COM	2020-12-23	2021-05-06
	H & R BLOCK INC	2020-12-28	2021-07-19
	H & R BLOCK INC	2021-01-26	2021-07-19
	BANK OF AMERICA CORP	2021-06-24	2021-08-19
	UNIVERSAL CORPORATION	2019-12-12	2021-03-22
	UNIVERSAL CORPORATION	2020-12-02	2021-03-22
	W P CAREY INC COM	2020-05-01	2021-07-19
	W P CAREY INC COM	2020-04-09	2021-07-19
	VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX USA SMALL CAP ETF	2020-03-26	2021-03-23
	ICAHN ENTERPRISES LP	2021-02-08	2021-05-06
	AMERICAN EXPRESS CO	2020-03-26	2021-03-17
	SPDR SER TR S&P REGL BKG ETF	2019-12-17	2021-01-26
	SPDR SER TR S&P REGL BKG ETF	2018-01-18	2021-01-26
	BRISTOL MYERS SQUIBB CO COM	2021-01-04	2021-03-23
	STARBUCKS CORP COM	2019-10-11	2021-04-09
	WISDOMTREE SMALLCAP DIVIDEND FUND	2019-12-11	2021-01-06
	EVERCORE INC CLASS A	2020-05-01	2021-01-25
	GREIF INC CL A	2021-07-01	2021-07-06
	ALPS EMERGING SECTOR DIVIDEND DOGS ETF	2019-12-11	2021-02-02
	BANK OF AMERICA CORP	2021-01-13	2021-03-23
	MEDTRONIC PLC	2021-01-13	2021-07-19
	WEYERHAEUSER CO COM	2021-04-16	2021-09-28
	TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD	2021-03-26	2021-09-15
	ARCHER DANIELS MIDLAND CO COM	2021-01-05	2021-03-17
	INTERCONTINENTAL EXCHANGE INC COM	2019-12-17	2021-07-26
	ISHARES CORE S&P SMALL-CAP ETF	2019-12-17	2021-03-23
	AMERICAN INTERNATIONAL GROUP INC	2021-10-01	2021-10-06
	BANK OF AMERICA CORP	2021-02-01	2021-03-23
	ROYAL DUTCH SHELL PLC	2021-01-13	2021-03-17
	AFLAC INC	2021-05-10	2021-08-20
	LAMAR ADVERTISING CO NEW CL A	2021-08-20	2021-11-12
	SELECT SECTOR SPDR TRUST THE FINANCIAL SELECT SECTOR SPDR FUND	2020-05-01	2021-07-19
	INVESCO LTD SHS	2021-01-13	2021-01-26
	BANK OF NEW YORK MELLON CORP	2021-09-23	2021-11-01
	EXXON MOBIL CORP COM	2019-08-16	2021-02-17
	EXXON MOBIL CORP COM	2019-09-03	2021-02-17
	EXXON MOBIL CORP COM	2020-02-12	2021-02-17
	EXXON MOBIL CORP COM	2020-04-14	2021-02-17
	EXXON MOBIL CORP COM	2020-02-20	2021-02-17
	AMPLIFY ONLINE RETAIL ETF	2021-01-26	2021-02-23
	AMPLIFY ONLINE RETAIL ETF	2020-11-25	2021-01-06
	ABBVIE INC	2021-01-04	2021-03-17
	KINDER MORGAN INC DEL COM	2020-10-08	2021-05-06
	FIRST TRUST CLOUD COMPUTING ETF	2021-04-09	2021-10-04
	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	2020-03-09	2021-07-19
	ISHARES RUSSELL MID CAP VALUE EFT	2021-02-01	2021-09-21
	FEDERAL AGRIC MTG CORP CL C	2021-04-23	2021-05-19
	JOHNSON & JOHNSON	2021-04-15	2021-07-19
	ONEOK INC NEW COM	2020-05-01	2021-05-06
	LYONDELLBASELL INDUSTRIES NV	2021-03-11	2021-05-19
	NEW RESIDENTIAL INVESTMENT CORP	2020-10-23	2021-08-16
	FIRST TRUST NSDAQ ABA CMNTY BK INDEX FD	2020-11-05	2021-01-25
	FIRST TRUST NSDAQ ABA CMNTY BK INDEX FD	2020-05-01	2021-01-25
	TOTALENERGIES SE	2019-08-19	2021-05-17
	SIX FLAGS ENTMT CORP NEW COM	2019-12-11	2021-03-22
	IRON MTN INC NEW COM	2020-05-01	2021-02-02
	DELUXE CORPORATION	2021-01-05	2021-01-21
	COMCAST CORP NEW CL A	2020-01-09	2021-02-02
	KINDER MORGAN INC DEL COM	2018-02-09	2021-05-06
	CHEVRON CORP NEW COM	2019-12-20	2021-02-17
	CHEVRON CORP NEW COM	2020-03-27	2021-02-17
	CHEVRON CORP NEW COM	2020-03-26	2021-02-17
	BORGWARNER INC	2021-04-16	2021-05-19
	FRANKLIN RESOURCES INC	2021-06-25	2021-08-16
	ADVENT CONVERTIBLE & INCOME FUND	2021-01-14	2021-08-20
	SELECT SECTOR ENERGY SELECT SECTOR SPDR FUND	2021-02-03	2021-07-19
	WHITESTONE REIT COM	2020-04-14	2021-08-19
	WHITESTONE REIT COM	2020-01-22	2021-08-19
	VANECK VECTORS ETF TR RARE EARTH STRATEGIC METALS ETFF	2021-04-08	2021-09-28
	VALUE LINE INC	2021-11-08	2021-12-27
	VANGUARD SPECIALIZED FUNDS VANGUARD REAL ESTATE ETF	2021-04-15	2021-07-19
	SIREN NASDAQ NEXGEN ECONOMY ETF	2020-12-01	2021-03-23
	SIX FLAGS ENTMT CORP NEW COM	2021-02-08	2021-03-22
	SPDR SERIES TRUST BLOOMBERG BARCLAYS 1 3 MNTH T BILL EFT	2021-02-19	2021-03-12
	ARK RESTAURANTS CORP	2021-01-13	2021-03-17
	CENTERSPACE COMMON STOCK	2021-05-14	2021-11-01
	ISHARES TRUST ISHARES ESG AWARE MSCI USA EFT	2021-02-01	2021-03-17
	VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF	2020-02-12	2021-09-21
	AT&T INC	2020-03-26	2021-03-22
	PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF	2020-05-01	2021-07-19
	PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF	2020-05-01	2021-07-19
	FIRST TR EXCHANGE TRADED FD VI FIRST TRUST NASDAQ BANK ETF	2020-05-01	2021-03-23
	BORGWARNER INC	2021-09-23	2021-10-18
	NEW RESIDENTIAL INVESTMENT CORP	2021-07-01	2021-08-16
	VANGUARD MEGA CAP VALUE ETF CRSP U S MEGA CAP VALUE INDEX	2020-11-03	2021-07-19
	VANGUARD MEGA CAP VALUE ETF CRSP U S MEGA CAP VALUE INDEX	2021-04-16	2021-07-19
	VANECK VECTORS ETF TR RARE EARTH STRATEGIC METALS ETFF	2019-12-05	2021-03-01
	FEDERAL AGRIC MTG CORP CL C	2020-11-13	2021-03-23
	INVESCO DOW JONES INDUSTRIAL AVERAGE DIVIDEND ETF	2020-06-02	2021-07-19
	BADGER METER INC COM	2021-01-14	2021-09-28
	STATE STR CORP COM	2020-01-09	2021-08-19
	HIGHWOODS PPTYS INC COM	2021-03-03	2021-07-06
	BANK OF NEW YORK MELLON CORP	2020-01-09	2021-02-08
	BANK OF NEW YORK MELLON CORP	2020-03-26	2021-02-08
	FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC	2021-03-03	2021-07-19
	MSC INDUSTRIAL DIRECT CO INC	2021-02-05	2021-08-18
	FIRST TRUST WATER ETF	2021-03-09	2021-07-19
	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF SHARES	2021-01-04	2021-06-22
	DAQO NEW ENERGY CROP	2021-11-01	2021-12-07
	DELUXE CORPORATION	2021-05-14	2021-07-06
	ISHARES TRUST ISHARES ESG AWARE MSCI USA EFT	2021-02-05	2021-03-17
	VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF	2020-07-16	2021-09-21
	INVESCO DOW JONES INDUSTRIAL AVERAGE DIVIDEND ETF	2021-06-25	2021-07-19
	MEDICAL PROPERTIES TRUST INC	2021-01-13	2021-07-19
	ALPS ETF TR EQUAL SECTOR WEIGHT ETF	2021-05-14	2021-09-21
	SPDR SERIES TRUST S&P TRANSN EFT	2021-10-04	2021-10-08
	WISDOMTREE SMALLCAP DIVIDEND FUND	2020-03-26	2021-02-02
	SELECT SECTOR SPDR FUND SHS BEN INT MATERIALS	2021-02-01	2021-07-19
	KROGER CO COM	2020-09-01	2021-12-07
	SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF	2021-04-16	2021-05-19
	WELLTOWER INC	2020-06-02	2021-09-15
	WILLIAMS COMPANIES INC	2021-09-16	2021-10-06
	SYSCO CORP COM	2020-08-04	2021-08-18
	ISHARES TRUST ISHARES EDGE MSCI MIN VOL USA ETF	2020-03-11	2021-08-18
	BADGER METER INC COM	2020-11-23	2021-01-06
	STATE STR CORP COM	2020-03-26	2021-08-19
	BLACKROCK SCIENCE & TECHNOLGOY TRUST	2021-04-16	2021-08-16
	BANK OF AMERICA CORP	2021-04-16	2021-08-19
	SPDR SERIES TRUST S&P TRANSN EFT	2021-02-03	2021-09-21
	INVESCO S&P MIDCAP QUALITY ETF	2019-06-13	2021-09-21
	PETMED EXPRESS INC COM	2021-01-04	2021-01-27
	H & R BLOCK INC	2021-01-26	2021-09-21
	STURM RUGER & COMPANY INC	2020-11-02	2021-10-06
	MAIN STREET CAPITAL CORP COM	2019-11-08	2021-03-23
	FIRST TRUST WATER ETF	2021-06-25	2021-07-19
	WHITESTONE REIT COM	2020-03-13	2021-08-19
	ALPS EMERGING SECTOR DIVIDEND DOGS ETF	2020-05-01	2021-09-21
	AT&T INC	2020-11-25	2021-05-25
	SPDR SER TR S&P RETAIL ETF	2021-04-13	2021-09-21
	BANK OF AMERICA CORP	2020-12-22	2021-03-23
	BANK OF AMERICA CORP	2020-08-05	2021-03-23
	EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETF	2020-08-05	2021-03-01
	WEYERHAEUSER CO COM	2021-08-12	2021-09-28
	AT&T INC	2020-11-25	2021-05-25
	INVESCO LTD SHS	2020-09-04	2021-01-26
	UNIVERSAL CORPORATION	2020-01-09	2021-03-22
	INVESCO S&P 100 EQUAL WEIGHT ETF	2021-03-11	2021-09-21
	VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND ETF SHARES	2021-03-11	2021-09-23
	JANUS DETROIT STREET TRUST JANUS HENDERSON SMALL CAP GROWTH ALPHA ETF	2019-12-24	2021-02-17
	TANGER FACTORY OUTLET CTRS INC COM	2020-02-19	2021-01-27
	SELECT SECTOR SPDR FUND SHS BEN INT MATERIALS	2021-04-09	2021-07-19
	LIBERTY ALL STAR EQUITY FD SH BEN INT	2020-01-10	2021-01-26
	WISDOMTREE SMALLCAP DIVIDEND FUND	2019-12-17	2021-01-06
	ISHARES ESG MSCI USA LEADERS ETF	2020-06-02	2021-09-21
	ISHARES TRUST ISHARES EDGE MSCI MIN VOL USA ETF	2021-02-18	2021-08-18
	ADVANCED EMISSIONS SOLUTS INC COM	2021-01-05	2021-05-21
	ADVANCED EMISSIONS SOLUTS INC COM	2020-08-17	2021-05-21
	INVESCO EXCHANGE TRADED FUND TRUST INVESCO S&P 500 EQUAL WEIGHT ETF	2020-03-09	2021-03-25
	WISDOMTREE SMALLCAP DIVIDEND FUND	2019-12-17	2021-02-02
	EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETF	2020-08-20	2021-03-04
	EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETF	2020-08-05	2021-03-04
	DIREXION DAILY HOMEBUILDERS & SUPPLIES BULL 3X SHARES	2020-06-02	2021-05-19
	VANGUARD ENERGY EFT	2021-02-05	2021-07-23
	VANGUARD ENERGY EFT	2021-06-22	2021-07-23
	INVESCO S&P MIDCAP QUALITY ETF	2020-02-20	2021-09-21
	ALPS EMERGING SECTOR DIVIDEND DOGS ETF	2018-08-28	2021-02-02
	JPMORGAN CHASE & CO ALERIAN MLP INDEX ETN BASED ON WAP LEVEL OF INDEX	2020-01-08	2021-03-04
	PETMED EXPRESS INC COM	2021-05-17	2021-06-10
	PETMED EXPRESS INC COM	2021-05-17	2021-06-10
	ASANA INC	2021-06-25	2021-08-11
	DELUXE CORPORATION	2020-03-26	2021-01-21
	VALLEY NATL BANCORP COM	2017-04-03	2021-03-22
	EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETF	2020-08-20	2021-03-23
	NATURAL GROCERS BY VITAMIN COTTAGE INC	2021-03-19	2021-03-24
	SERVICE CORPORATION INTERNATIONAL	2020-06-08	2021-08-18
	LOUISIANA-PACIFIC CORP	2021-06-22	2021-10-20
	KINDER MORGAN INC DEL COM	2017-07-03	2021-05-06
	FIRST TRUST EXCHANGE TRADED FUND II FIRST TRUST NATURAL GAS EFT	2021-03-03	2021-06-28
	ISHARES MORNINGSTAR MID-CAP GROWTH ETF	2021-08-25	2021-09-21
	INVESCO EXCHANGE TRADED FD TR II	2019-07-08	2021-09-10
	JOHNSON CONTROLS INTL PLC ORDIANARY SHARES	2021-02-18	2021-07-26
	BRIXMOR PPTY GROUP INC COM	2020-12-08	2021-05-19
	ISHARES MORNINGSTAR MID-CAP GROWTH ETF	2021-06-25	2021-07-26
	FRANKLIN RESOURCES INC	2021-04-23	2021-08-16
	W P CAREY INC COM	2021-01-13	2021-07-19
	UNIVERSAL CORPORATION	2020-01-09	2021-03-22
	AT&T INC	2020-11-25	2021-03-22
	CAMBRIA SHAREHOLDER YIELD ETF	2020-03-11	2021-09-21
	WINNEBAGO INDUSTRIES INC	2021-06-22	2021-09-21
	BARRETT BUSINESS SERVICES INC	2021-03-11	2021-08-19
	GREIF INC CL A	2021-03-10	2021-07-06
	MANULIFE FINL CORP COM	2020-05-01	2021-08-19
	MANULIFE FINL CORP COM	2019-12-18	2021-08-19
	FIRST TR EXCHANGE TRADED FD VI FIRST TRUST NASDAQ BANK ETF	2019-12-11	2021-03-23
	ARCHER DANIELS MIDLAND CO COM	2021-02-01	2021-03-17
	READY CAPITAL CORP	2017-11-24	2021-11-12
	ISHARES INC ISHARES MSCI TAIWAN EFT	2021-02-01	2021-07-26
	AMERICAN INTERNATIONAL GROUP INC	2021-07-01	2021-10-06
	INVESCO EXCHANGE TRADED FD TR II S&P GLOBAL WATER INDEX ETF	2021-06-25	2021-09-28
	FORD MTR CO DEL COM PAR $0.01	2021-10-13	2021-12-07
	AFLAC INC	2021-02-18	2021-08-20
	INVESCO LTD SHS	2019-12-11	2021-01-26
	SPDR INDEX SHS FDS SPDR S&P EMERGNG MARKETS DIVID ETF	2020-03-26	2021-08-20
	INVESCO WATER RESOURCES ETF	2021-06-25	2021-09-28
	VANGUARD GLOBAL EX US REAL ESTATE ETF	2019-12-04	2021-03-24
	WISDOMTREE SMALLCAP DIVIDEND FUND	2020-03-26	2021-02-02
	FIRST TRUST NSDAQ ABA CMNTY BK INDEX FD	2020-11-05	2021-07-06
	CAMBRIA SHAREHOLDER YIELD ETF	2021-07-21	2021-09-21
	ARCHER DANIELS MIDLAND CO COM	2021-02-01	2021-08-20
	BANK OF NEW YORK MELLON CORP	2021-06-25	2021-08-19
	ONEOK INC NEW COM	2019-12-18	2021-05-06
	EXXON MOBIL CORP COM	2020-03-26	2021-02-17
	EXXON MOBIL CORP COM	2018-11-06	2021-02-17
	AMPLIFY TRANSFORMATIONAL DATA SHARING EFT	2021-02-03	2021-02-23
	BP PLC SPONSORED ADR	2019-09-03	2021-03-09
	EATON VANCE TAX ADVT DIV INCM COM	2020-03-26	2021-09-21
	ISHARES MSCI CHINA SMALL-CAP ETF	2021-06-25	2021-07-26
	ISHARES MSCI CHINA SMALL-CAP ETF	2021-06-25	2021-07-26
	CHICAGO RIVET & MACH CO COM	2020-12-01	2021-07-06
	QURATE RETAIL INC COM SER A	2020-11-24	2021-02-01
	VANGUARD FTSE EMERGING MARKETS ETF FTSE EMERGING INDEX	2021-03-11	2021-03-24
	VANGUARD FTSE EMERGING MARKETS ETF FTSE EMERGING INDEX	2020-03-09	2021-03-24
	NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS	2019-12-10	2021-03-25
	DEVON ENERGY CORP	2021-10-04	2021-11-12
	ALPS SECTOR DIVIDEND DOGS ETF	2016-09-14	2021-03-23
	BORGWARNER INC	2021-03-03	2021-05-19
	JPMORGAN CHASE & CO ALERIAN MLP INDEX ETN BASED ON WAP LEVEL OF INDEX	2020-03-26	2021-03-04
	VANGUARD GLOBAL EX US REAL ESTATE ETF	2020-03-26	2021-03-24
	SPDR S&P GLOBAL NATURAL RESOURCES ETF	2020-11-20	2021-09-21
	FIRST TRUST NSDAQ ABA CMNTY BK INDEX FD	2020-02-12	2021-01-25
	VANECK VECTORS ETF TR RARE EARTH STRATEGIC METALS ETFF	2019-12-11	2021-03-01
	TOTALENERGIES SE	2019-07-11	2021-05-17
	ADVANCED EMISSIONS SOLUTS INC COM	2020-12-08	2021-05-21
	ADVANCED EMISSIONS SOLUTS INC COM	2020-04-14	2021-05-21
	SIX FLAGS ENTMT CORP NEW COM	2019-10-14	2021-03-22
	ENGINE NO. 1 TRANSFORM 500 ETF	2021-07-01	2021-12-07
	QURATE RETAIL INC COM SER A	2020-11-24	2021-02-01
	JOHNSON & JOHNSON	2021-04-15	2021-07-19
	INVESCO EXCHANGE TRADED FD TR II S&P GLOBAL WATER INDEX ETF	2021-03-18	2021-03-23
	BANK OF NEW YORK MELLON CORP	2021-06-25	2021-08-19
	BANK OF NEW YORK MELLON CORP	2021-04-23	2021-08-19
	LIBERTY ALL-STAR GROWTH FD INC COM	2020-12-22	2021-01-26
	ETFIS SERIES TRUST I VIRTUS PRIV	2021-02-08	2021-08-19
	INVESCO EXCHANGES TRADED FD TR II S&P 500 HIGH BETA	2021-02-01	2021-09-21
	INVESCO LTD SHS	2019-12-11	2021-01-26
	ISHARES MSCI EMERGING MARKETS ETF	2020-11-20	2021-03-24
	XEROX CORP COM	2020-04-14	2021-03-22
	SELECT SECTOR ENERGY SELECT SECTOR SPDR FUND	2021-01-04	2021-07-19
	WHITESTONE REIT COM	2020-03-26	2021-08-19
	FLYWIRE CORPORATION VOTING	2021-10-01	2021-10-18
	SPDR S&P GLOBAL NATURAL RESOURCES ETF	2021-07-26	2021-09-21
	BRIGGS & STRATTON CORP	2020-01-22	2021-02-25
	PROSHARES MSCI EAFE DIVIDEND GROWERS ETF	2021-04-27	2021-08-20
	DAQO NEW ENERGY CROP	2021-10-18	2021-12-07
	FIRST TRUST NASDAQ CYBERSECURITY ETF	2020-06-02	2021-03-17
	ISHARES CORE S&P 500 ETF	2019-12-24	2021-07-19
	MAIN STREET CAPITAL CORP COM	2021-02-16	2021-03-23
	DEVON ENERGY CORP	2021-09-23	2021-11-12
	DEVON ENERGY CORP	2021-10-04	2021-11-12
	BANK OF NEW YORK MELLON CORP	2019-06-21	2021-02-08
	INVESCO EXCHANGE TRADED FD TR II SMALLCAP LOW VOLATILITY	2021-02-18	2021-09-21
	FOX CORP CL A COM	2019-12-11	2021-03-23
	FOX CORP CL A COM	2020-03-26	2021-03-23
	UNIVERSAL CORPORATION	2020-01-09	2021-03-22
	SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF	2021-03-11	2021-05-19
	BLACKROCK SCIENCE & TECHNOLGOY TRUST	2021-02-01	2021-08-16
	ALLISON TRANSMISSION HLDGS INC COM	2021-05-10	2021-05-19
	LIBERTY ALL-STAR GROWTH FD INC COM	2020-12-22	2021-01-26
	ALLISON TRANSMISSION HLDGS INC COM	2020-09-01	2021-05-19
	COVANTA HLDG CORP COM	2020-04-28	2021-03-23
	***LAZARD LTD SHS A	2019-12-24	2021-12-07
	ALPINE INCOME PROPERTY TRUST INC	2021-03-10	2021-07-26
	INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF	2021-01-04	2021-09-21
	MAIN STREET CAPITAL CORP COM	2019-11-08	2021-03-23
	MAIN STREET CAPITAL CORP COM	2019-02-01	2021-03-23
	JANUS HENDERSON GROUP PLC	2021-06-25	2021-12-07
	TANGER FACTORY OUTLET CTRS INC COM	2019-11-06	2021-01-27
	TANGER FACTORY OUTLET CTRS INC COM	2019-12-09	2021-01-27
	SABINE ROYALTY TR UNIT BEN INT	2021-04-23	2021-05-07
	WISDOMTREE EMERGING MARKETS EX-STATE-OWNED ENTERPRISES FUND	2020-11-11	2021-07-26
	SELECT SECTOR SPDR TRUST THE FINANCIAL SELECT SECTOR SPDR FUND	2019-10-18	2021-07-19
	PACWEST BANCORP DEL COM	2020-05-01	2021-12-07
	ARBOR RLTY TR INC COM	2021-04-23	2021-08-20
	ADVANCED EMISSIONS SOLUTS INC COM	2020-03-03	2021-05-21
	U S SILICA HLDGS INC COM	2020-12-17	2021-01-21
	SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1	2021-02-08	2021-06-16
	DEVON ENERGY CORP	2021-10-04	2021-11-12
	JPMORGAN CHASE & CO ALERIAN MLP INDEX ETN BASED ON WAP LEVEL OF INDEX	2020-03-26	2021-03-04
	LONG TERM CARE ETF(THE)	2020-01-03	2021-06-16
	ARBOR RLTY TR INC COM	2021-04-16	2021-08-20
	SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1	2020-01-09	2021-03-23
	IRON MTN INC NEW COM	2020-02-19	2021-02-02
	CENOVUS ENERGY INC	2019-08-26	2021-07-06
	READY CAPITAL CORP	2017-09-01	2021-11-12
	CHEMOURS COMPANY (THE) COM	2021-03-11	2021-08-20
	BRIGGS & STRATTON CORP	2020-03-03	2021-02-25
	CENOVUS ENERGY INC	2020-12-23	2021-07-06
	ISHARES U.S. INFRASTRUCTURE ETF	2020-07-06	2021-01-26
	ICAHN ENTERPRISES LP	2020-05-01	2021-05-06
	DELUXE CORPORATION	2019-12-11	2021-01-21
	HENNESSY ADVISORS INC COM	2020-01-13	2021-08-16
	SPDR INDEX SHS FDS SPDR S&P EMERGNG MARKETS DIVID ETF	2020-01-03	2021-08-20
	HUSKY ENERGY INC COM	2019-07-10	2021-01-06
	FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC	2021-02-05	2021-07-19
	WISDOMTREE SMALLCAP DIVIDEND FUND	2016-12-12	2021-01-06
	ICAHN ENTERPRISES LP	2020-05-01	2021-05-06
	HUSKY ENERGY INC COM	2019-08-26	2021-01-06
	AARON'S COMPANY INC	2021-04-27	2021-08-24
	WILLIAMS COMPANIES INC	2021-03-03	2021-10-06
	NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS	2019-11-15	2021-03-25
	CLEARWAY ENERGY INC	2020-12-01	2021-12-07
	PETMED EXPRESS INC COM	2021-05-17	2021-06-10
	ELI LILLY & CO COM	2020-12-01	2021-12-07
	GLOBAL MEDICAL REIT INC COM	2020-03-26	2021-03-23
	U S SILICA HLDGS INC COM	2021-10-04	2021-12-07
	BP PLC SPONSORED ADR	2019-01-22	2021-03-09
	VANGUARD HEALTH CARE INDEX FUND ETF SHARES	2021-04-15	2021-08-18
	GLADSTONE LAND CORP	2021-01-04	2021-12-07
	ETFIS SERIES TRUST I VIRTUS PRIV	2019-07-08	2021-08-19
	EATON VANCE TAX ADVT DIV INCM COM	2019-12-11	2021-09-21
	XEROX CORP COM	2020-12-02	2021-03-22
	JOHN HANCOCK HDG EQ & INC FD COM	2020-03-26	2021-12-07
	CENOVUS ENERGY INC	2019-07-10	2021-07-06
	BILL.COM HOLDINGS INC	2021-04-21	2021-12-07
	BP PLC SPONSORED ADR	2021-01-05	2021-03-16
	READY CAPITAL CORP	2017-11-24	2021-11-12
	ITURAN LOCATION AND CONTROL LTD	2021-03-03	2021-12-07
	ADVANCED EMISSIONS SOLUTS INC COM	2020-05-01	2021-05-21
	ADVANCED EMISSIONS SOLUTS INC COM	2019-12-06	2021-05-21
	ADVANCED EMISSIONS SOLUTS INC COM	2020-02-11	2021-05-21
	BILL.COM HOLDINGS INC	2021-04-13	2021-08-11
	HENNESSY ADVISORS INC COM	2020-08-05	2021-08-16
	BRIXMOR PPTY GROUP INC COM	2019-12-18	2021-05-19
	HUSKY ENERGY INC COM	2020-12-23	2021-01-06
	FORD MTR CO DEL COM PAR $0.01	2020-11-02	2021-12-07
	CME GROUP INC COM	2019-12-17	2021-01-06
	ARBOR RLTY TR INC COM	2020-12-01	2021-03-23
	NAVIENT CORPORATION COM	2019-03-04	2021-10-01
	MEDICAL PROPERTIES TRUST INC	2020-04-23	2021-07-19
	TANGER FACTORY OUTLET CTRS INC COM	2020-02-19	2021-12-07
	AMERICAN EXPRESS CO	2021-04-23	2021-11-01
	VANGUARD MATERIALS INDEX FUND ETF SHARES	2021-03-09	2021-06-18
	ALPS EMERGING SECTOR DIVIDEND DOGS ETF	2018-08-28	2021-02-02
	TANGER FACTORY OUTLET CTRS INC COM	2019-11-06	2021-01-27
	ALBEMARLE CORP	2020-09-25	2021-01-06
	INVESCO EXCHANGES TRADED FD TR II S&P 500 HIGH BETA	2021-02-01	2021-09-21
	ISHARES TR ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF	2020-11-03	2021-07-19
	JPMORGAN CHASE & CO ALERIAN MLP INDEX ETN BASED ON WAP LEVEL OF INDEX	2019-12-17	2021-03-04
	NATURAL GROCERS BY VITAMIN COTTAGE INC	2020-11-20	2021-03-24
	VANGUARD INDEX FUNDS SMALL-CAP VALUE ETF	2020-04-14	2021-03-23
	FIRST TRUST EXCHANGE TRADED FUND II FIRST TRUST NATURAL GAS EFT	2021-02-03	2021-06-28
	ARBOR RLTY TR INC COM	2020-12-01	2021-03-23
	KINDER MORGAN INC DEL COM	2021-03-03	2021-05-06
	AMERICAN EXPRESS CO	2020-03-26	2021-05-06
	THOR INDS INC COM	2019-10-18	2021-03-18
	FIRST TRUST EXCHANGE TRADED FUND II FIRST TRUST NATURAL GAS EFT	2021-06-22	2021-06-28
	AMERICAN EXPRESS CO	2019-12-24	2021-03-17
	MANDIANT INC	2020-11-20	2021-12-07
	HUSKY ENERGY INC COM	2018-04-03	2021-01-06
	AGCO CORP	2021-06-25	2021-08-16
	ARK INNOVATION ETF	2021-01-11	2021-01-11
	PETMED EXPRESS INC COM	2021-01-04	2021-01-27
	MARATHON OIL CORP	2021-02-08	2021-12-07
	TIDAL ETF TRUST ATAC US ROTATION EFT	2021-02-19	2021-12-07
	EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETF	2020-08-20	2021-03-04
	GLOBAL MEDICAL REIT INC COM	2020-01-24	2021-03-23
	AMPLIFY ONLINE RETAIL ETF	2020-11-25	2021-02-23
	QURATE RETAIL INC COM SER A	2020-11-24	2021-02-01
	JOHN HANCOCK HDG EQ & INC FD COM	2020-01-02	2021-12-07
	LAMAR ADVERTISING CO NEW CL A	2021-03-17	2021-11-12
	ARBOR RLTY TR INC COM	2020-12-01	2021-03-23
	ALPS EMERGING SECTOR DIVIDEND DOGS ETF	2016-09-14	2021-02-02
	DIREXION DAILY HOMEBUILDERS & SUPPLIES BULL 3X SHARES	2020-06-02	2021-12-07
	ALPS EMERGING SECTOR DIVIDEND DOGS ETF	2016-09-14	2021-02-02
	COVANTA HLDG CORP COM	2016-08-03	2021-03-23
	BADGER METER INC COM	2020-11-23	2021-09-28
	KAISER ALUMINUM CORP COM PAR $0.01	2020-04-08	2021-01-13
	LAMAR ADVERTISING CO NEW CL A	2020-01-13	2021-05-10
	MAIN STREET CAPITAL CORP COM	2021-02-16	2021-03-23
	VANECK VECTORS ETF TR RARE EARTH STRATEGIC METALS ETFF	2019-12-11	2021-09-28
	VANGUARD SPECIALIZED FUNDS VANGUARD REAL ESTATE ETF	2019-09-18	2021-07-19
	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	2016-06-30	2021-07-19
	FEDERAL AGRIC MTG CORP CL C	2020-11-13	2021-05-19
	ALPS ETF TR EQUAL SECTOR WEIGHT ETF	2020-03-26	2021-09-21
	VANGUARD MEGA CAP VALUE ETF CRSP U S MEGA CAP VALUE INDEX	2020-03-09	2021-07-19
	ISHARES TRUST ISHARES ESG AWARE MSCI USA EFT	2021-02-05	2021-05-17
	WHITESTONE REIT COM	2020-03-13	2021-08-19
	WHITESTONE REIT COM	2020-03-13	2021-08-19
	SPDR SER TR S&P RETAIL ETF	2021-02-05	2021-09-21
	SPDR SERIES TRUST S&P TRANSN EFT	2021-02-03	2021-10-08
	U S SILICA HLDGS INC COM	2020-01-03	2021-01-21
	LIBERTY ALL-STAR GROWTH FD INC COM	2020-12-10	2021-01-26
	BADGER METER INC COM	2020-09-01	2021-01-06
	GOLDMAN SACHS ETF TRUST GOLDMAN SACHS ACTIVEBETA U S LARGE CAP EQUITY ETF	2020-03-09	2021-07-19
	ISHARES RESIDENTIAL REAL ESTATE CAPPED ETF	2018-02-09	2021-06-18
	W P CAREY INC COM	2020-02-25	2021-07-19
	BARRETT BUSINESS SERVICES INC	2021-02-01	2021-08-19
	BARRETT BUSINESS SERVICES INC	2021-01-05	2021-03-04
	READY CAPITAL CORP	2020-05-01	2021-11-12
	FRANKLIN RESOURCES INC	2021-01-13	2021-03-23
	ISHARES MORNINGSTAR MID-CAP GROWTH ETF	2021-06-25	2021-09-21
	BARRETT BUSINESS SERVICES INC	2020-11-23	2021-01-06
	ADVANCED EMISSIONS SOLUTS INC COM	2019-12-06	2021-05-21
	ADVANCED EMISSIONS SOLUTS INC COM	2019-10-18	2021-05-21
	TIDAL ETF TRUST ATAC US ROTATION EFT	2021-02-19	2021-12-07
	GILEAD SCIENCES INC COM	2020-02-19	2021-05-06
	EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETF	2021-03-09	2021-04-09
	BRISTOL MYERS SQUIBB CO COM	2021-01-04	2021-03-23
	GREIF INC CL A	2020-01-08	2021-07-06
	BANK OF NEW YORK MELLON CORP	2021-06-25	2021-11-01
	ARCHER DANIELS MIDLAND CO COM	2020-03-26	2021-03-17
	BANK OF NEW YORK MELLON CORP	2021-02-01	2021-08-19
	ALPS ETF TR MEDICAL BREATHROUGHS	2019-06-17	2021-03-23
	PETMED EXPRESS INC COM	2020-02-19	2021-01-27
	SIREN NASDAQ NEXGEN ECONOMY ETF	2020-01-10	2021-03-23
	INVESCO EXCHANGE TRADED FD TR II S&P GLOBAL WATER INDEX ETF	2020-01-24	2021-03-23
	SIX FLAGS ENTMT CORP NEW COM	2021-02-08	2021-04-09
	BORGWARNER INC	2021-04-16	2021-10-18
	DELUXE CORPORATION	2021-01-05	2021-07-06
	GAMING & LEISURE PPTYS INC COM	2020-05-01	2021-07-19
	HIGHWOODS PPTYS INC COM	2019-03-04	2021-07-06
	ALPS EMERGING SECTOR DIVIDEND DOGS ETF	2018-08-28	2021-02-02
	PACWEST BANCORP DEL COM	2019-08-21	2021-12-07
	ALLISON TRANSMISSION HLDGS INC COM	2020-03-27	2021-05-19
	KROGER CO COM	2019-03-08	2021-12-07
	BANK OF AMERICA CORP	2021-02-01	2021-08-19
	QURATE RETAIL INC COM SER A	2020-11-24	2021-02-01
	VALLEY NATL BANCORP COM	2017-04-03	2021-03-22
	CLEARWAY ENERGY INC	2020-08-17	2021-12-07
	PETMED EXPRESS INC COM	2021-01-04	2021-06-10
	DELUXE CORPORATION	2019-07-18	2021-01-21
	FRANKLIN RESOURCES INC	2021-01-13	2021-08-16
	FIRST TR EXCHANGE TRADED FD VI FIRST TRUST NASDAQ BANK ETF	2019-07-11	2021-03-23
	LONG TERM CARE ETF(THE)	2020-02-18	2021-10-18
	EATON VANCE TAX ADVT DIV INCM COM	2019-12-11	2021-09-21
	COVANTA HLDG CORP COM	2016-08-03	2021-03-23
	INVESCO LTD SHS	2021-01-13	2021-05-19
	XEROX CORP COM	2020-04-01	2021-03-22
	BRIXMOR PPTY GROUP INC COM	2019-03-04	2021-05-19
	INVESCO LTD SHS	2019-10-18	2021-01-26
	COVANTA HLDG CORP COM	2020-04-28	2021-12-01
	MEDICAL PROPERTIES TRUST INC	2017-06-09	2021-07-19
	LIBERTY ALL STAR EQUITY FD SH BEN INT	2020-09-08	2021-01-26
	MAIN STREET CAPITAL CORP COM	2021-02-16	2021-03-23
	LIBERTY ALL STAR EQUITY FD SH BEN INT	2020-06-09	2021-01-26
	LIBERTY ALL STAR EQUITY FD SH BEN INT	2021-01-05	2021-01-26
	LIBERTY ALL STAR EQUITY FD SH BEN INT	2020-03-10	2021-01-26
	ARBOR RLTY TR INC COM	2020-12-01	2021-08-20
	ARBOR RLTY TR INC COM	2020-09-25	2021-03-23
	MAIN STREET CAPITAL CORP COM	2019-11-08	2021-03-23
	GAMING & LEISURE PPTYS INC COM	2020-06-29	2021-07-19
	BADGER METER INC COM	2020-09-01	2021-01-06
	U S SILICA HLDGS INC COM	2020-12-17	2021-12-07
	EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETF	2020-08-20	2021-03-23
	CENOVUS ENERGY INC	2018-04-03	2021-07-06
	GAMING & LEISURE PPTYS INC COM	2020-12-22	2021-07-19
	FIRST TRUST EXCHANGE TRADED FUND II FIRST TRUST NATURAL GAS EFT	2021-03-03	2021-06-28
	ICAHN ENTERPRISES LP	2021-04-29	2021-05-06
	JOHN HANCOCK HDG EQ & INC FD COM	2020-01-02	2021-12-07
	LIBERTY ALL-STAR GROWTH FD INC COM	2020-12-22	2021-01-26
	GAMING & LEISURE PPTYS INC COM	2020-09-28	2021-07-19
	READY CAPITAL CORP	2020-05-01	2021-11-12
	LIBERTY ALL STAR EQUITY FD SH BEN INT	2021-01-05	2021-01-26
	CALL EPD 11/05/21 25 ENTERPRISE PRODUCTS PARTNERS	2021-10-20	2021-11-08
	GAMING & LEISURE PPTYS INC COM	2020-10-13	2021-07-19
	ARES CAPITAL CORPORATION- ALLIED CAPITAL CORP-	2012-12-30	2021-01-31
	***RTS LIBERTY ALL STAH FUND INC CONTRA CUSIP	2021-06-11	2021-05-26
	CASH IN LIEU	2021-01-01	2021-12-31
	ICAHN K-1	2021-01-01	2021-12-31
	ICAHN K-1	2020-01-01	2021-12-31

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	138,340	125,359	12,981
b	97,762	97,363	399
c	83,915	79,974	3,941
d	69,868	62,885	6,983
e	58,687	58,508	179
	57,003	54,478	2,525
	54,797	49,467	5,330
	54,048	54,498	-450
	47,641	42,174	5,467
	47,348	34,753	12,595
	41,265	36,792	4,473
	37,179	24,287	12,892
	33,940	31,586	2,354
	33,092	31,437	1,655
	31,982	32,003	-21
	31,862	25,885	5,977
	31,642	29,135	2,507
	31,248	30,646	602
	31,073	33,399	-2,326
	29,685	29,115	570
	29,660	18,874	10,786
	29,464	28,069	1,395
	29,408	18,296	11,112
	29,276	19,872	9,404
	29,219	23,373	5,846
	28,467	18,356	10,111
	27,812	27,300	512
	27,473	27,271	202
	26,658	25,632	1,026
	25,886	25,069	817
	25,808	20,896	4,912
	25,808	23,083	2,725
	25,185	24,034	1,151
	24,786	21,300	3,486
	24,052	22,124	1,928
	24,027	19,404	4,623
	23,933	21,192	2,741
	23,825	23,710	115
	23,778	23,043	735
	23,536	23,178	358
	23,347	22,547	800
	23,347	23,168	179
	23,031	18,516	4,515
	22,821	21,273	1,548
	21,914	15,891	6,023
	21,914	24,333	-2,419
	21,914	23,199	-1,285
	21,408	20,572	836
	21,263	20,758	505
	21,221	20,455	766
	21,140	19,976	1,164
	20,745	17,733	3,012
	20,645	14,318	6,327
	20,604	19,987	617
	20,533	13,765	6,768
	20,437	15,640	4,797
	20,437	18,424	2,013
	20,436	19,440	996
	20,148	18,378	1,770
	19,988	18,619	1,369
	19,723	18,744	979
	19,723	12,637	7,086
	19,556	19,870	-314
	19,415	16,524	2,891
	19,281	19,550	-269
	19,183	18,490	693
	19,098	13,495	5,603
	18,782	19,088	-306
	18,250	15,363	2,887
	18,102	16,026	2,076
	17,892	17,091	801
	17,848	15,188	2,660
	17,596	17,263	333
	17,434	15,844	1,590
	17,260	16,931	329
	17,124	17,075	49
	17,124	11,115	6,009
	17,106	14,957	2,149
	17,035	17,082	-47
	17,030	12,557	4,473
	16,556	16,494	62
	16,538	12,648	3,890
	16,215	12,816	3,399
	16,204	15,793	411
	16,181	15,492	689
	16,152	15,156	996
	16,052	13,407	2,645
	16,038	15,366	672
	15,973	12,012	3,961
	15,946	15,492	454
	15,931	11,153	4,778
	15,931	11,161	4,770
	15,783	18,864	-3,081
	15,759	11,762	3,997
	15,696	12,393	3,303
	15,542	14,023	1,519
	15,502	11,136	4,366
	15,416	14,612	804
	15,415	13,966	1,449
	15,327	8,750	6,577
	15,290	15,052	238
	15,123	14,042	1,081
	15,116	13,417	1,699
	15,025	15,651	-626
	15,018	15,151	-133
	14,983	13,695	1,288
	14,972	14,518	454
	14,895	18,660	-3,765
	14,830	9,173	5,657
	14,691	11,367	3,324
	14,610	10,576	4,034
	14,610	16,995	-2,385
	14,502	13,283	1,219
	14,282	9,780	4,502
	14,242	14,353	-111
	14,125	12,793	1,332
	14,094	14,379	-285
	14,066	10,980	3,086
	14,042	12,380	1,662
	14,019	12,837	1,182
	13,906	13,560	346
	13,900	13,012	888
	13,871	13,167	704
	13,794	7,525	6,269
	13,731	9,559	4,172
	13,661	11,052	2,609
	13,606	13,678	-72
	13,501	12,032	1,469
	13,319	12,369	950
	13,179	12,277	902
	13,175	12,196	979
	13,039	13,649	-610
	12,944	12,675	269
	12,905	12,531	374
	12,846	11,982	864
	12,818	10,946	1,872
	12,811	12,955	-144
	12,747	13,506	-759
	12,519	12,599	-80
	12,289	9,434	2,855
	12,204	11,977	227
	12,139	12,406	-267
	12,107	7,608	4,499
	12,093	10,443	1,650
	11,923	9,592	2,331
	11,900	10,283	1,617
	11,856	8,166	3,690
	11,854	10,310	1,544
	11,721	7,944	3,777
	11,721	8,525	3,196
	11,670	11,749	-79
	11,644	10,900	744
	11,644	9,120	2,524
	11,598	10,214	1,384
	11,598	10,479	1,119
	11,536	7,120	4,416
	11,502	12,098	-596
	11,430	7,565	3,865
	11,416	11,755	-339
	11,416	12,631	-1,215
	11,295	11,166	129
	11,267	8,658	2,609
	11,244	11,348	-104
	11,205	5,402	5,803
	11,170	11,461	-291
	11,105	10,445	660
	11,053	10,020	1,033
	11,007	10,593	414
	10,954	11,835	-881
	10,925	10,190	735
	10,910	9,563	1,347
	10,792	8,344	2,448
	10,775	8,293	2,482
	10,742	10,523	219
	10,685	8,780	1,905
	10,662	10,180	482
	10,611	10,830	-219
	10,567	9,700	867
	10,531	7,019	3,512
	10,530	9,800	730
	10,528	9,301	1,227
	10,522	13,611	-3,089
	10,522	13,695	-3,173
	10,522	12,280	-1,758
	10,522	8,694	1,828
	10,522	12,046	-1,524
	10,492	10,289	203
	10,479	9,421	1,058
	10,425	10,411	14
	10,398	7,771	2,627
	10,359	9,987	372
	10,218	7,827	2,391
	10,191	8,899	1,292
	10,148	10,185	-37
	10,093	9,869	224
	10,060	5,822	4,238
	10,002	9,902	100
	9,833	8,670	1,163
	9,784	7,382	2,402
	9,784	7,626	2,158
	9,668	9,766	-98
	9,653	9,034	619
	9,631	7,493	2,138
	9,585	8,574	1,011
	9,553	8,624	929
	9,542	10,684	-1,142
	9,527	11,943	-2,416
	9,527	7,018	2,509
	9,527	7,452	2,075
	9,500	9,346	154
	9,449	9,545	-96
	9,320	8,425	895
	9,311	8,298	1,013
	9,278	6,420	2,858
	9,278	13,810	-4,532
	9,263	7,016	2,247
	9,261	8,668	593
	9,240	8,547	693
	9,186	7,388	1,798
	9,170	7,606	1,564
	9,150	9,151	-1
	9,107	8,302	805
	9,082	6,326	2,756
	9,038	8,774	264
	9,030	7,363	1,667
	8,937	8,974	-37
	8,924	6,525	2,399
	8,924	6,524	2,400
	8,890	5,440	3,450
	8,884	8,364	520
	8,850	9,522	-672
	8,762	6,926	1,836
	8,762	8,802	-40
	8,631	3,798	4,833
	8,626	6,011	2,615
	8,554	6,805	1,749
	8,515	8,572	-57
	8,511	8,169	342
	8,485	7,984	501
	8,410	10,302	-1,892
	8,410	6,559	1,851
	8,367	8,255	112
	8,352	8,552	-200
	8,283	7,600	683
	8,270	8,319	-49
	8,195	14,062	-5,867
	8,189	8,240	-51
	8,134	8,075	59
	8,127	6,275	1,852
	8,126	8,337	-211
	8,022	8,386	-364
	8,010	7,904	106
	7,999	7,998	1
	7,957	5,316	2,641
	7,876	7,218	658
	7,854	6,390	1,464
	7,822	7,514	308
	7,819	4,848	2,971
	7,796	7,482	314
	7,768	5,297	2,471
	7,717	6,007	1,710
	7,686	6,407	1,279
	7,660	4,454	3,206
	7,647	7,378	269
	7,646	7,449	197
	7,625	6,531	1,094
	7,559	4,892	2,667
	7,537	4,917	2,620
	7,501	5,115	2,386
	7,496	6,870	626
	7,477	8,576	-1,099
	7,455	7,494	-39
	7,423	7,278	145
	7,410	4,922	2,488
	7,394	7,304	90
	7,392	7,417	-25
	7,369	5,892	1,477
	7,369	5,088	2,281
	7,352	5,413	1,939
	7,303	7,088	215
	7,277	7,188	89
	7,267	3,964	3,303
	7,219	7,141	78
	7,218	6,693	525
	7,163	6,995	168
	7,123	4,708	2,415
	7,100	5,212	1,888
	7,089	7,165	-76
	7,064	6,885	179
	7,027	7,113	-86
	6,951	4,843	2,108
	6,945	6,064	881
	6,900	5,605	1,295
	6,900	4,430	2,470
	6,865	4,773	2,092
	6,860	7,113	-253
	6,827	5,239	1,588
	6,827	5,414	1,413
	6,809	2,469	4,340
	6,803	5,909	894
	6,803	7,596	-793
	6,803	5,003	1,800
	6,663	6,559	104
	6,657	9,060	-2,403
	6,648	5,972	676
	6,638	5,972	666
	6,628	5,617	1,011
	6,610	5,158	1,452
	6,584	5,610	974
	6,529	5,187	1,342
	6,468	6,515	-47
	6,452	4,126	2,326
	6,423	5,715	708
	6,362	8,656	-2,294
	6,361	5,230	1,131
	6,354	6,459	-105
	6,346	5,622	724
	6,330	4,977	1,353
	6,322	4,682	1,640
	6,290	6,198	92
	6,191	5,564	627
	6,186	5,332	854
	6,113	6,046	67
	5,958	5,797	161
	5,931	2,952	2,979
	5,926	5,901	25
	5,890	5,720	170
	5,879	5,618	261
	5,850	3,902	1,948
	5,850	5,940	-90
	5,824	5,270	554
	5,742	4,980	762
	5,676	5,657	19
	5,672	5,125	547
	5,653	4,839	814
	5,635	5,364	271
	5,595	4,501	1,094
	5,585	4,677	908
	5,582	4,467	1,115
	5,556	4,286	1,270
	5,548	5,317	231
	5,541	6,037	-496
	5,488	3,664	1,824
	5,345	3,691	1,654
	5,338	5,435	-97
	5,326	4,482	844
	5,298	5,071	227
	5,295	7,370	-2,075
	5,261	3,799	1,462
	5,261	8,188	-2,927
	5,233	4,199	1,034
	5,232	7,433	-2,201
	5,210	3,214	1,996
	5,178	5,770	-592
	5,177	5,770	-593
	5,175	4,256	919
	5,162	4,556	606
	5,113	5,320	-207
	5,113	3,747	1,366
	5,101	4,564	537
	5,056	4,595	461
	5,037	4,086	951
	5,000	4,677	323
	4,992	2,768	2,224
	4,987	3,870	1,117
	4,985	4,164	821
	4,892	5,010	-118
	4,888	2,168	2,720
	4,834	5,656	-822
	4,830	3,836	994
	4,830	4,851	-21
	4,826	4,947	-121
	4,800	4,585	215
	4,799	4,237	562
	4,798	4,692	106
	4,796	4,887	-91
	4,768	4,565	203
	4,768	4,287	481
	4,752	4,720	32
	4,745	4,236	509
	4,745	3,833	912
	4,739	3,793	946
	4,702	4,421	281
	4,669	3,551	1,118
	4,655	3,781	874
	4,639	3,338	1,301
	4,612	3,982	630
	4,487	4,714	-227
	4,418	4,417	1
	4,327	4,065	262
	4,313	6,821	-2,508
	4,249	3,185	1,064
	4,242	3,226	1,016
	4,235	3,849	386
	4,214	3,117	1,097
	4,214	3,829	385
	4,205	4,371	-166
	4,189	3,989	200
	4,175	3,643	532
	4,175	2,503	1,672
	4,134	4,090	44
	4,117	3,940	177
	4,025	3,583	442
	3,968	4,153	-185
	3,951	3,911	40
	3,925	3,237	688
	3,903	2,296	1,607
	3,878	3,379	499
	3,828	3,452	376
	3,816	3,323	493
	3,815	4,375	-560
	3,815	3,666	149
	3,645	3,564	81
	3,554	3,381	173
	3,550	3,162	388
	3,528	3,368	160
	3,511	3,244	267
	3,510	2,819	691
	3,508	1,692	1,816
	3,462	3,350	112
	3,450	4,000	-550
	3,441	3,030	411
	3,434	3,134	300
	3,371	3,063	308
	3,328	1,838	1,490
	3,319	3,059	260
	3,289	3,144	145
	3,236	2,889	347
	3,210	3,410	-200
	3,208	2,994	214
	3,198	3,031	167
	3,131	2,772	359
	3,117	3,117	0
	3,114	2,905	209
	3,068	2,381	687
	2,991	2,181	810
	2,977	4,536	-1,559
	2,970	3,135	-165
	2,924	3,195	-271
	2,900	2,900	0
	2,885	2,338	547
	2,811	2,725	86
	2,760	2,014	746
	2,727	2,727	0
	2,697	3,025	-328
	2,688	2,385	303
	2,684	2,379	305
	2,677	2,199	478
	2,659	2,389	270
	2,658	1,466	1,192
	2,636	2,142	494
	2,624	2,506	118
	2,616	4,029	-1,413
	2,615	2,364	251
	2,612	1,288	1,324
	2,497	2,555	-58
	2,467	2,257	210
	2,457	2,265	192
	2,430	1,968	462
	2,406	2,245	161
	2,330	1,502	828
	2,325	1,859	466
	2,319	2,311	8
	2,262	545	1,717
	2,070	2,275	-205
	2,070	3,155	-1,085
	2,070	3,600	-1,530
	1,997	1,552	445
	1,980	1,616	364
	1,962	1,928	34
	1,929	1,929	0
	1,929	795	1,134
	1,927	2,038	-111
	1,875	1,609	266
	1,807	1,107	700
	1,805	1,422	383
	1,794	1,173	621
	1,782	1,446	336
	1,777	1,673	104
	1,777	1,749	28
	1,775	1,691	84
	1,758	852	906
	1,726	1,393	333
	1,669	1,440	229
	1,664	2,159	-495
	1,658	1,380	278
	1,637	966	671
	1,598	1,058	540
	1,589	1,364	225
	1,578	1,372	206
	1,544	946	598
	1,482	584	898
	1,438	1,439	-1
	1,429	1,247	182
	1,426	1,366	60
	1,425	1,425	0
	1,401	1,314	87
	1,397	1,374	23
	1,385	906	479
	1,384	777	607
	1,367	1,353	14
	1,365	1,048	317
	1,318	1,490	-172
	1,311	1,047	264
	1,291	1,139	152
	1,266	1,478	-212
	1,174	986	188
	1,145	982	163
	1,113	1,113	0
	1,112	274	838
	1,112	1,113	-1
	1,077	1,258	-181
	1,064	801	263
	1,061	719	342
	1,038	898	140
	1,030	936	94
	1,029	384	645
	1,027	938	89
	1,022	705	317
	1,015	668	347
	1,001	618	383
	974	727	247
	946	897	49
	928	911	17
	928	910	18
	924	787	137
	889	726	163
	882	605	277
	880	785	95
	865	564	301
	853	570	283
	829	560	269
	773	869	-96
	736	678	58
	732	670	62
	720	277	443
	716	665	51
	706	689	17
	705	693	12
	690	1,051	-361
	690	1,409	-719
	683	676	7
	659	671	-12
	648	657	-9
	627	620	7
	588	430	158
	585	507	78
	574	336	238
	530	408	122
	522	353	169
	495	284	211
	484	265	219
	480	427	53
	474	400	74
	468	492	-24
	455	296	159
	455	290	165
	447	456	-9
	445	437	8
	438	334	104
	436	327	109
	436	250	186
	402	303	99
	361	319	42
	347	295	52
	335	251	84
	332	324	8
	331	418	-87
	326	266	60
	307	256	51
	301	325	-24
	274	251	23
	269	315	-46
	267	196	71
	246	177	69
	218	173	45
	211	158	53
	203	79	124
	201	133	68
	197	168	29
	191	173	18
	189	143	46
	182	172	10
	174	170	4
	173	136	37
	159	116	43
	153	175	-22
	114	96	18
	96	63	33
	94	78	16
	66	52	14
	65	61	4
	37	34	3
	32	26	6
	25	25	0
	13	15	-2
	8	8	0
	7	6	1
	7	3	4
			0
		20	-20
			0
			0
			0
	29		29
		93	-93
		71	-71

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			12,981
b			399
c			3,941
d			6,983
e			179
			2,525
			5,330
			-450
			5,467
			12,595
			4,473
			12,892
			2,354
			1,655
			-21
			5,977
			2,507
			602
			-2,326
			570
			10,786
			1,395
			11,112
			9,404
			5,846
			10,111
			512
			202
			1,026
			817
			4,912
			2,725
			1,151
			3,486
			1,928
			4,623
			2,741
			115
			735
			358
			800
			179
			4,515
			1,548
			6,023
			-2,419
			-1,285
			836
			505
			766
			1,164
			3,012
			6,327
			617
			6,768
			4,797
			2,013
			996
			1,770
			1,369
			979
			7,086
			-314
			2,891
			-269
			693
			5,603
			-306
			2,887
			2,076
			801
			2,660
			333
			1,590
			329
			49
			6,009
			2,149
			-47
			4,473
			62
			3,890
			3,399
			411
			689
			996
			2,645
			672
			3,961
			454
			4,778
			4,770
			-3,081
			3,997
			3,303
			1,519
			4,366
			804
			1,449
			6,577
			238
			1,081
			1,699
			-626
			-133
			1,288
			454
			-3,765
			5,657
			3,324
			4,034
			-2,385
			1,219
			4,502
			-111
			1,332
			-285
			3,086
			1,662
			1,182
			346
			888
			704
			6,269
			4,172
			2,609
			-72
			1,469
			950
			902
			979
			-610
			269
			374
			864
			1,872
			-144
			-759
			-80
			2,855
			227
			-267
			4,499
			1,650
			2,331
			1,617
			3,690
			1,544
			3,777
			3,196
			-79
			744
			2,524
			1,384
			1,119
			4,416
			-596
			3,865
			-339
			-1,215
			129
			2,609
			-104
			5,803
			-291
			660
			1,033
			414
			-881
			735
			1,347
			2,448
			2,482
			219
			1,905
			482
			-219
			867
			3,512
			730
			1,227
			-3,089
			-3,173
			-1,758
			1,828
			-1,524
			203
			1,058
			14
			2,627
			372
			2,391
			1,292
			-37
			224
			4,238
			100
			1,163
			2,402
			2,158
			-98
			619
			2,138
			1,011
			929
			-1,142
			-2,416
			2,509
			2,075
			154
			-96
			895
			1,013
			2,858
			-4,532
			2,247
			593
			693
			1,798
			1,564
			-1
			805
			2,756
			264
			1,667
			-37
			2,399
			2,400
			3,450
			520
			-672
			1,836
			-40
			4,833
			2,615
			1,749
			-57
			342
			501
			-1,892
			1,851
			112
			-200
			683
			-49
			-5,867
			-51
			59
			1,852
			-211
			-364
			106
			1
			2,641
			658
			1,464
			308
			2,971
			314
			2,471
			1,710
			1,279
			3,206
			269
			197
			1,094
			2,667
			2,620
			2,386
			626
			-1,099
			-39
			145
			2,488
			90
			-25
			1,477
			2,281
			1,939
			215
			89
			3,303
			78
			525
			168
			2,415
			1,888
			-76
			179
			-86
			2,108
			881
			1,295
			2,470
			2,092
			-253
			1,588
			1,413
			4,340
			894
			-793
			1,800
			104
			-2,403
			676
			666
			1,011
			1,452
			974
			1,342
			-47
			2,326
			708
			-2,294
			1,131
			-105
			724
			1,353
			1,640
			92
			627
			854
			67
			161
			2,979
			25
			170
			261
			1,948
			-90
			554
			762
			19
			547
			814
			271
			1,094
			908
			1,115
			1,270
			231
			-496
			1,824
			1,654
			-97
			844
			227
			-2,075
			1,462
			-2,927
			1,034
			-2,201
			1,996
			-592
			-593
			919
			606
			-207
			1,366
			537
			461
			951
			323
			2,224
			1,117
			821
			-118
			2,720
			-822
			994
			-21
			-121
			215
			562
			106
			-91
			203
			481
			32
			509
			912
			946
			281
			1,118
			874
			1,301
			630
			-227
			1
			262
			-2,508
			1,064
			1,016
			386
			1,097
			385
			-166
			200
			532
			1,672
			44
			177
			442
			-185
			40
			688
			1,607
			499
			376
			493
			-560
			149
			81
			173
			388
			160
			267
			691
			1,816
			112
			-550
			411
			300
			308
			1,490
			260
			145
			347
			-200
			214
			167
			359
			0
			209
			687
			810
			-1,559
			-165
			-271
			0
			547
			86
			746
			0
			-328
			303
			305
			478
			270
			1,192
			494
			118
			-1,413
			251
			1,324
			-58
			210
			192
			462
			161
			828
			466
			8
			1,717
			-205
			-1,085
			-1,530
			445
			364
			34
			0
			1,134
			-111
			266
			700
			383
			621
			336
			104
			28
			84
			906
			333
			229
			-495
			278
			671
			540
			225
			206
			598
			898
			-1
			182
			60
			0
			87
			23
			479
			607
			14
			317
			-172
			264
			152
			-212
			188
			163
			0
			838
			-1
			-181
			263
			342
			140
			94
			645
			89
			317
			347
			383
			247
			49
			17
			18
			137
			163
			277
			95
			301
			283
			269
			-96
			58
			62
			443
			51
			17
			12
			-361
			-719
			7
			-12
			-9
			7
			158
			78
			238
			122
			169
			211
			219
			53
			74
			-24
			159
			165
			-9
			8
			104
			109
			186
			99
			42
			52
			84
			8
			-87
			60
			51
			-24
			23
			-46
			71
			69
			45
			53
			124
			68
			29
			18
			46
			10
			4
			37
			43
			-22
			18
			33
			16
			14
			4
			3
			6
			0
			-2
			0
			1
			4
			0
			-20
			0
			0
			0
			29
			-93
			-71

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	571,926
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Form 990-PF (2021)

Page 4

Part V

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	9,203
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	9,203
6	Credits/Payments:

a	2021 estimated tax payments and 2020 overpayment credited to 2021	6a	18,325
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	18,325
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	9,122
11	Enter the amount of line 10 to be: Credited to 2022 estimated tax9,122	Refunded	11	0

Part VI-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?.........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XIV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation . Click to see attachment

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.

If "Yes," complete Part XIII .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2021)

Page 5

Part VI-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

BLUE OCEAN CAPITAL Telephone no. bullet

(561) 659-3301

Located at bullet

PO BOX 2210WEST PALM BEACHFL ZIP+4 bullet

33402

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........

1a(1)

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? ..............................

1a(2)

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........

1a(3)

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............

1a(4)

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? ......................

1a(5)

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.) ...............

1a(6)

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2021? .............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2021, did the foundation have any undistributed income (lines 6d

and 6e, Part XII) for tax year(s) beginning before 2021?....................

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? ..............................

If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2021.) .....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..

Form 990-PF (2021)

Page 6

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........

5a(1)

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive? ....................

5a(2)

(3) Provide a grant to an individual for travel, study, or other similar purposes? .............

5a(3)

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions ........................

5a(4)

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals? .............

5a(5)

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here ......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant? .................

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? .............................

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .........................

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
PETER A HALMOS PETER A HALMOS HALMO	PRES., SEC. 10.00	0	0	0
700 S OLIVE AVENUE WEST PALM BEACH,FL33401	PRES., SEC. 10.00	0	0	0
NICHOLAS HALMOS NICHOLAS HALMOS NIC	VICE PRES. 1.00	0	0	0
700 S OLIVE AVENUE WEST PALM BEACH,FL33401	VICE PRES. 1.00	0	0	0
VICKI HALMOS VICKI HALMOS VICKI	VICE PRES. 40.00	0	0	0
700 S OLIVE AVENUE WEST PALM BEACH,FL33401	VICE PRES. 40.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2021)

Page 7

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part VIII-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part VIII-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2021)

Page 8

Part IX

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

3,472,763

Average of monthly cash balances.......................

507,625

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

3,980,388

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

3,980,388

Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see

instructions) .............................

59,706

Net value of noncharitable-use assets. Subtract line 4 from line 3. .......

3,920,682

Minimum investment return. Enter 5% (0.05) of line 5................

196,034

Part X

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part IX, line 6..................

196,034

Tax on investment income for 2021 from Part V, line 5.......

9,203

Income tax for 2021. (This does not include the tax from Part V.) ...

Add lines 2a and 2b............................

9,203

Distributable amount before adjustments. Subtract line 2c from line 1............

186,831

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

186,831

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...

186,831

Part XI

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part VIII-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.

Form 990-PF (2021)

Page 9

Part XII

Undistributed Income (see instructions)

	(a) Corpus	(b) Years prior to 2020	(c) 2020	(d) 2021
1 Distributable amount for 2021 from Part X, line 7				186,831
2 Undistributed income, if any, as of the end of 2021:
a Enter amount for 2020 only.......			120,158
b Total for prior years:20, 20, 20		0
3 Excess distributions carryover, if any, to 2021:
a From 2016......
b From 2017......
c From 2018......
d From 2019......
e From 2020......
f Total of lines 3a through e ........	0
4Qualifying distributions for 2021 from Part
XI, line 4: $ 131,411
a Applied to 2020, but not more than line 2a			120,158
b Applied to undistributed income of prior years (Election required—see instructions).....		0
c Treated as distributions out of corpus (Election required—see instructions)........	0
d Applied to 2021 distributable amount.....				11,253
e Remaining amount distributed out of corpus	0
5 Excess distributions carryover applied to 2021.	0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5	0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........		0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......		0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........		0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............			0
f Undistributed income for 2021. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2022 ..........				175,578
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......	0
8 Excess distributions carryover from 2016 not applied on line 5 or line 7 (see instructions) ...	0
9 Excess distributions carryover to 2022. Subtract lines 7 and 8 from line 6a ......	0
10 Analysis of line 9:
a Excess from 2017....
b Excess from 2018....
c Excess from 2019....
d Excess from 2020....
e Excess from 2021....

Form 990-PF (2021)

Page 10

Part XIII

Private Operating Foundations (see instructions and Part VI-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section 4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2021	(b) 2020	(c) 2019	(d) 2018	(e) Total

b 85% (0.85) of line 2a .........
c Qualifying distributions from Part XI, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part IX, line 6 for each year listed ..
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XIV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2021)

Page 11

Part XIV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
COMMUNITY FOUNDATION SANTA CRUZ CNTY 7807 SOQUEL DRIVE APTOS,CA95003			GENERAL	100,000
GLOBAL SELF FOUNDATION 47 DIVISION STREET 196 CHICAGO,IL60610			GENERAL	28,500
MAHARISHI FOUNDATION PO BOX 624 FAIRFIELD,IA52556			GENERAL	2,500
Total ................................. 3a				131,000

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2021)

Page 12

Part XV-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments ....
3 Interest on savings and temporary cash investments ...........			14
4 Dividends and interest from securities ....
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income .....
8 Gain or (loss) from sales of assets other than inventory ............			18	571,926
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory	211110	79
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) ..		79		675,477	0

13Total. Add line 12, columns (b), (d), and (e)..................

675,556

(See worksheet in line 13 instructions to verify calculations.)

Part XV-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
1A	PROVIDING OPPORTUNITY AND FORUM FOR LOCAL YOUTH ACTORS IN COMMUNITY.

Form 990-PF (2021)

Page 13

Part XVI

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2021)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description


Name of organization THE PETER HALMOS FAMILY FOUNDATION	Employer identification number 59-2409780
Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	PETER HALMOS PO BOX 2210 WEST PALM BEACH, FL33402	$ 40,111	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990) (2021)


Name of organization THE PETER HALMOS FAMILY FOUNDATION	Employer identification number 59-2409780
Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990) (2021)

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ACCOUNTING FEES	37,611	12,537		0

- TIN:

TY 2021 InvestmentsCorpStockSchedule

Name:

THE PETER HALMOS FAMILY FOUNDATION

EIN:

59-2409780

Name of Stock	End of Year Book Value	End of Year Fair Market Value
***BANCO LATINOAMERICANO DE COMERCIO EXTERIOR	5,198	4,980
***LAZARD LTD SHS A	562	436
3M CO	1,918	1,776
ADT INC COM	8,816	8,410
ADVISORSHARES TRUST ADVISOR SHARES PURE CANNABIS	7,239	3,900
AFLAC INC	11,487	11,678
AGCO CORP	1,395	1,160
ALBEMARLE CORP	1,372	2,338
ALLISON TRANSMISSION HLDGS INC COM	11,389	10,905
ALPHA ARCH ETF SERIES SOLUTIONS GADSDEN DYN	262	318
ALPINE INCOME PROPERTY TRUST INC	181	200
ALPS ETF TR EQUAL SECTOR WEIGHT ETF	987	1,095
ALPS ETF TR RIVERFRONT STRATEGIC INCOME FUND	12,380	12,325
ALPS SECTOR DIVIDEND DOGS ETF	4,594	5,359
ALTRIA GROUP INC	2,379	2,370
AMERICAN EXPRESS CO	1,707	1,636
AMERICAN INTERNATIONAL GROUP INC	553	569
AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF	3,682	3,819
AMPLIFY HIGH INCOME ETF	1,503	1,663
AMPLIFY ONLINE RETAIL ETF	13,124	9,683
ANNALY CAP MGMT INC COM	2,006	2,423
APARTMENT INCOME REIT CORP	4,657	5,467
APOLLO INVESTMENT CORP	1,395	1,279
ARBOR RLTY TR INC COM	9,824	9,159
ARCHER DANIELS MIDLAND CO COM	498	676
ARES CAP CORP COM	1,806	2,119
ARK INNOVATION ETF	108,163	75,672
ARROW REVERSE CAP 500 ETF	2,280	2,426
ASANA INC	624	746
BADGER METER INC COM	1,071	1,066
BANK OF AMERICA CORP	405	445
BANK OF NEW YORK MELLON CORP	516	580
BARRETT BUSINESS SERVICES INC	714	690
BED BATH & BEYOND INC COM	122	146
BIGLARI HOLDINGS INC	1,613	1,426
BLACKROCK MULTI-SECTOR INCOME TRUST	1,708	1,813
BLACKROCK SCIENCE & TECHNOLGOY TRUST	388	389
BLUESTAR ISRAEL TECHNOLOGY ETF	6,892	6,321
BOEING CO COM	19,278	20,132
BP PLC SPONSORED ADR	206	265
BRANDYWINE RLTY TR SH BEN INT NEW	2,503	2,684
BRIGGS & STRATTON ORATION WISCONSIN COMMON STOCK	7,534	0
BRIGHTSPIRE CAPITAL INC	2,685	2,052
BRITISH AMERICAN TOBACCO PLC	3,820	3,741
BRIXMOR PPTY GROUP INC COM	161	254
BRUNSWICK CORP	1,083	1,107
CAL MAINE FOODS INC COM NEW	3,592	3,699
CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND	1,567	1,617
CAMBRIA SHAREHOLDER YIELD ETF	604	646
CAMPBELL SOUP CO COM	4,246	4,345
CENOVUS ENERGY INC	88	123
CENTERSPACE COMMON STOCK	703	1,109
CHEVRON CORP NEW COM	139,565	152,555
CHURCH & DWIGHT CO INC	8,223	10,250
CITIGROUP INC COM NEW	451	604
CLEARWAY ENERGY INC	274	334
CME GROUP INC COM	1,746	2,285
COHEN & STEERS CLOSED-END OPPORTUNITY FUND	1,226	1,477
COLGATE-PALMOLIVE CO	7,574	8,533
COMCAST CORP NEW CL A	11,322	10,066
CONAGRA FOODS INC	10,279	10,245
CORECIVIC INC COM	15,912	9,970
D R HORTON INC	9,399	10,845
DAQO NEW ENERGY CROP	740	403
DEERE & CO COM	1,370	3,429
DELUXE CORPORATION	18,917	16,055
DEVON ENERGY CORP	3,829	4,405
DILLARD'S INC	12,781	12,251
DOUBLELINE OPPORTUNISTIC CR FD COM	2,060	1,917
DOUBLELINE YIELD OPPORTUNITIES FUND	2,000	1,870
DUKE ENERGY CORP	8,466	10,490
EATON VANCE ENHANCED EQUITY INCOME FUND II	2,243	2,459
EATON VANCE TAX ADVT DIV INCM COM	169	298
ECOFIN SUSTAINABLE AND SOCIAL IMPACT TERM FUND	1,303	1,464
ELI LILLY & CO COM	2,595	2,762
EMERSON ELECTRIC CO	39,880	37,188
EMQQ THE EMERGING MARKETS INTERNET & ECOMMERCE ETF	84,080	64,350
ENGINE NO. 1 TRANSFORM 500 ETF	509	559
ETFIS SERIES TRUST I VIRTUS PRIV	223	254
ETFMG TREATMENTS, TESTING AND ADVANCEMENTS ETF	41,658	35,630
EVERCORE INC CLASS A	13,495	13,585
EXXON MOBIL CORP COM	3,862	6,119
FEDERAL AGRIC MTG CORP CL C	1,029	1,239
FIDELITY COVINGTON TRUST FIDELITY DIVIDEND ETF FOR RISING RATES	397	454
FIDELITY HIGH DIVIDEND ETF	3,686	4,030
FIRST TR EXCHANGE TRADED FD VI FIRST TRUST NASDAQ BANK ETF	188	328
FIRST TRUST EXCHANGE TRADED FUND II FIRST TRUST NATURAL GAS EFT	160	172
FIRST TRUST FINANCIALS ALPHADEX FUND	2,528	4,628
FIRST TRUST MULTI-ASSET DIVERSIFIED INCOME INDEX FUND	7,339	8,298
FIRST TRUST WATER ETF	833	948
FLAHERTY & CRUMRIN PFD & INM S COM	2,163	2,172
FLEXSHARES HIGH YIELD VALUE-SCORED BOND INDEX FUND	4,801	4,899
FLEXSHARES INTERNATIONAL QUALITY DIVIDEND DEFENSIVE INDEX FUND	4,024	4,728
FLEXSHARES READY ACCESS VARIABLE INCOME FUND	7,617	7,556
FLEXSHARES STOXX GLOBAL BROAD INFRASTRUCTURE INDEX FUND	5,781	5,735
FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAT NAT	7,254	7,898
FLEXSHARES TR QUALITY DIVID INDEX FD	3,858	6,134
FLYWIRE CORPORATION VOTING	442	381
FORD MTR CO DEL COM PAR $0.01	155	208
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC	4,988	6,073
FORTUNE BRANDS HOME & SECURITY INC	10,261	10,690
FOX CORP CL A COM	19,837	18,450
FRANKLIN RESOURCES INC	6,297	6,698
GABELLI DIVIDEND & INCOME TRUST	1,912	2,700
GAMING & LEISURE PPTYS INC COM	424	487
GENERAL DYNAMICS CORP	1,881	2,085
GILEAD SCIENCES INC COM	6,634	7,261
GLADSTONE COML CORP COM	1,938	2,577
GLADSTONE LAND CORP	143	338
GLOBAL MEDICAL REIT INC COM	4,524	5,325
GLOBAL X CLEANTECH EFT	13,129	10,566
GLOBAL X NASDAQ 100 COVERED CALL ETF	2,316	2,219
GLOBAL X SUPERDIVIDEND ETF	18,018	15,951
GLOBAL X SUPERDIVIDEND REIT ETF	2,904	2,856
GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF	5,191	5,758
GLOBAL X URANIUM ETF	1,835	2,282
GOLDMAN SACHS BDC INC	1,996	1,916
GOLDMAN SACHS ETF TRUST GOLDMAN SACHS ACTIVEBETA U S LARGE CAP EQUITY ETF	9,683	10,465
GRAY TELEVISION INC COM	4,764	4,032
GREEN BRICK ENTERPRISES INC	2,399	3,033
GREIF INC CL A	603	604
GRIFFON CORP	2,334	2,848
H & R BLOCK INC	1,705	2,356
HANESBRANDS INC COM	3,807	3,344
HARLEY DAVIDSON INC COM	8,068	7,915
HONDA MOTOR CO LTD	6,497	5,690
HORMEL FOODS CORP COM	21,693	24,405
HSBC HLDGS PLC SPON ADR NEW	16,312	15,075
HUNTSMAN CORP COM	3,305	3,837
ICAHN ENTERPRISES LP	145	555
INDEXIQ ETF TR IQ ARB MERGER ARBITRAGE ETF	3,277	3,225
INDEXIQ ETF TRUST IQ S&P	2,510	2,504
INGERSOLL RAND INC	5,031	6,187
INTEL CORP	595	515
INTERCONTINENTAL EXCHANGE INC COM	927	1,368
INTERNATIONAL BUSINESS MACHINES CORP	54,536	53,464
INTL PAPER CO COM	355	470
INVESCO DOW JONES INDUSTRIAL AVERAGE DIVIDEND ETF	439	454
INVESCO EXCHANGE TRADED FD TR II S&P GLOBAL WATER INDEX ETF	12,102	12,126
INVESCO EXCHANGE TRADED FD TR II SMALLCAP LOW VOLATILITY	443	521
INVESCO EXCHANGE TRADED FUND	10,720	16,226
INVESCO EXCHANGE TRADED FUND TRUST INVESCO S&P 500 EQUAL WEIGHT ETF	4,773	8,138
INVESCO EXCHANGE TRADED FUND WEIGHT HEALTH CARE EFT	2,611	3,205
INVESCO EXCHANGES TRADED FD TR II S&P 500 HIGH BETA	581	790
INVESCO FTSE RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF	3,650	3,679
INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF	2,011	2,106
INVESCO KBW HIGH DIVIDEND YIELD FINANCIAL ETF	1,954	2,028
INVESCO LTD SHS	16,372	14,042
INVESCO MODERATELY CONSERVATIVE MULTI-ASSET ALLOCATION ETF	1,550	1,582
INVESCO MSCI GREEN BUILDING ETF	5,111	4,702
INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF	4,409	5,070
INVESCO S&P 100 EQUAL WEIGHT ETF	744	864
INVESCO S&P 500 EQUAL WEIGHT MATERIALS ETF	16,497	18,003
INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF	369	453
INVESCO S&P MIDCAP QUALITY ETF	556	802
INVESCO S&P MIDCAP VALUE WITH MOMENTUM ETF	4,417	4,886
INVESTORS BANCORP INC	1,083	1,515
IRON MTN INC NEW COM	2,682	5,233
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF	5,477	5,388
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF	4,102	4,119
ISHARES CORE 1-5 YEAR USD BOND ETF	5,126	5,043
ISHARES CORE CONSERVATIVE ALLOCATION FUND EFT	3,902	4,001
ISHARES CORE GROWTH ALLOCATION ETF	4,799	5,708
ISHARES CORE S&P 500 ETF	3,948	4,770
ISHARES CORE S&P MID CAP ETF	2,057	2,831
ISHARES CORE S&P U.S. GROWTH ETF	674	1,156
ISHARES ESG MSCI USA LEADERS ETF	538	844
ISHARES GLOBAL 100 ETF	7,079	7,801
ISHARES GLOBAL ENERGY ETF	2,647	2,751
ISHARES GLOBAL FINANCIALS ETF	8,140	8,006
ISHARES IBOXX $ HIGH YIELD	864	870
ISHARES INC ISHARES MSCI JAPAN EFT	705	670
ISHARES INC ISHARES MSCI TAIWAN EFT	569	666
ISHARES MORNINGSTAR MID-CAP GROWTH ETF	718	732
ISHARES MSCI EAFE ETF	693	787
ISHARES MSCI EMERGING MARKETS ETF	5,787	5,374
ISHARES MSCI USA ESG SELECT EFT	8,654	10,625
ISHARES RESIDENTIAL REAL ESTATE CAPPED ETF	763	982
ISHARES RUSSELL 2000 ETF	1,591	2,225
ISHARES RUSSELL 2000 VALUE ETF	972	1,661
ISHARES RUSSELL MID CAP VALUE EFT	989	1,224
ISHARES RUSSELL TOP 200 GROWTH ETF	1,421	1,734
ISHARES SHORT TREASURY BOND ETF	11,052	11,042
ISHARES TIPS BOND ETF	12,595	12,920
ISHARES TR ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF	1,684	1,818
ISHARES TRUST ISHARES EDGE MSCI MIN VOL USA ETF	674	809
ISHARES TRUST ISHARES ESG AWARE MSCI USA EFT	949	1,079
ISHARES TRUST ISHARES JP MORGAN	997	1,091
ISHARES U S HEALTHCARE PROVIDERS ETF	9,462	14,514
ISHARES U.S. HOME CONSTRUCTION ETF	6,090	8,292
ISHARES U.S. INFRASTRUCTURE ETF	10,938	11,858
ISHARES U.S. REAL ESTATE ETF	9,640	11,614
ISHARES US SMALL CAP VALUE FACTOR ETF	9,084	9,594
ITURAN LOCATION AND CONTROL LTD	1,624	267
J P MORGAN EXCHANGE TRADED FD TR ULTRA SHORT INCOME ETF	1,521,978	1,514,400
JANUS HENDERSON GROUP PLC	396	419
JOBY AVIATION INC	1,055	730
JOHN HANCOCK HDG EQ & INC FD COM	104	130
JOHNSON & JOHNSON	1,618	1,711
JOHNSON CONTROLS INTL PLC ORDIANARY SHARES	553	813
JPMORGAN CHASE & CO COM	1,087	1,584
JPMORGAN EQUITY PREMIUM INCOME ETF	68,703	69,509
JPMORGAN U.S. DIVIDEND ETF	3,233	3,419
JUNIPER NETWORKS INC COM	3,065	3,571
KAISER ALUMINUM CORP COM PAR $0.01	750	939
KEURIG DR PEPPER INC COM	2,882	3,686
KINDER MORGAN INC DEL COM	152	159
KINGSTONE COS INC COM	1,689	500
KKR & CO INC CL A	308	745
KROGER CO COM	355	453
KYNDRYL HOLDINGS INC	1,378	1,448
LADDER CAP CORP CL A	9,210	5,995
LAMAR ADVERTISING CO NEW CL A	1,078	1,213
LAZ LTD SHS A	6,056	6,063
LEGGETT & PLATT INC COM	5,071	4,116
LESLIE'S INC	5,577	4,732
LEVI STRAUSS & CO	7,214	7,509
LEXINGTON REALTY TRUST COM	1,060	1,562
LIBERTY ALL STAR EQUITY FD SH BEN INT	222	248
LIBERTY ALL-STAR GROWTH FD INC COM	1,000	1,141
LOGITECH INTERNATIONAL SA	1,066	825
LOUISIANA-PACIFIC CORP	630	784
LTC PPTYS INC COM	4,729	3,414
LUMBER LIQUIDATORS HOLDINGS INC	3,332	1,707
LYONDELLBASELL INDUSTRIES NV	9,467	9,223
MACQUARIE INFRASTRUCTURE CORP COM	13,391	1,095
MANAGED PORTFOLIO ECOFIN GLOBAL WATER ESG FUND	4,458	5,055
MANAGED PORTFOLIO SERIES TORTOISE NORTH AMERICAN	2,190	2,223
MANDIANT INC	152	175
MARATHON OIL CORP	86	164
MARATHON PETE CORP COM	320	640
MEDTRONIC PLC	1,177	1,035
MODERNA INC	26,483	25,398
MONROE CAP CORP COM	3,349	3,366
NATIONWIDE RISK-BASED INTERNATIONAL EQUITY ETF	2,862	2,753
NATURAL GROCERS BY VITAMIN COTTAGE	7,407	7,268
NAVIENT CORPORATION COM	123	212
NEW RESIDENTIAL INVESTMENT CORP	6,158	6,426
NEWELL BRANDS INC COMMON STOCK	3,811	4,368
NOKIA CORP SPONSORED ADR	362	622
NORTHERN TR CORP COM	10,677	11,961
NORTHWEST NATURAL HOLDING CO	4,677	4,878
NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS	8,672	9,502
OCCIDENTAL PETE CORP COM	123	290
ONEOK INC NEW COM	306	588
ORCHID IS CAP INC COM	536	450
ORION OFFICE REIT INC	1,413	1,867
OSHKOSH CORP	12,957	11,271
OTC MKTS GROUP INC CL A	39,693	118,220
OTIS WORLDWIDE CORP	6,434	8,707
OUTFRONT MEDIA INC	2,554	2,682
PACER BENCHMARK DATA & INFRASTRUCTURE REAL ESTATE SCTR ETF	3,699	4,328
PACER FDS TR WEALTHSHIELD ETF	2,463	3,305
PACWEST BANCORP DEL COM	212	452
PENNYMAC MTG INVT TR COM	2,279	1,733
PEOPLES UNITED FINANCIAL INC COM	1,535	1,782
PETMED EXPRESS INC COM	299	253
PFIZER INC COM	3,322	5,905
PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND	983	991
PIMCO 25+ YEAR ZERO COUPON U.S. TREASURY INDEX EXCHANGE-TRADED FUND	1,311	1,523
PLYMOUTH INDL REIT INC COM	187	320
PROSHARES DJ BROOKFIELD GLOBAL INFRASTRUCTURE ETF	4,037	4,783
PROSHARES MSCI EAFE DIVIDEND GROWERS ETF	452	458
PROSHARES MSCI EUROPE DIVIDEND GROWERS ETF	5,009	5,449
PROSHARES RUSSELL US DIVIDEND GROWERS ETF	4,752	5,077
PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF	6,525	9,818
PROSHARES S&P TECHNOLOGY DIVIDEND ARISTOCRATS ETF	5,956	6,694
PROSPECT CAPITAL CORP	5,445	8,410
PROTO LABS INC	5,393	1,284
QURATE RETAIL INC COM SER A	1,139	760
REALTY INCOME CORP COM	56,801	71,590
REYNOLDS CONSUMER PRODS INC COM	2,925	3,140
RYDER SYSTEM INC	17,301	16,486
S&P GLOBAL INC	3,506	4,719
SAGE THERAPEUTICS INC	19,535	17,016
SCHLUMBERGER NV	2,781	2,995
SCHWAB FUNDAMENTAL EMERGING MARKETS LARGE CO INDX EFT	2,948	3,099
SCHWAB FUNDAMENTAL U.S. BROAD MARKET INDEX ETF	4,243	5,804
SCHWAB U.S. TIPS ETF	189,412	188,670
SCHWAB US SMALL-CAP ETF	10,277	10,240
SELECT SECTOR ENERGY SELECT SECTOR SPDR FUND	14,925	16,650
SELECT SECTOR SPDR CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND	1,755	2,044
SELECT SECTOR SPDR FUND SHS BEN INT MATERIALS	796	906
SERVICE CORPORATION INTERNATIONAL	39,268	42,594
SIREN NASDAQ NEXGEN ECONOMY ETF	4,730	4,251
SIXTH STREET SPECIALTY LENDING INC	2,260	2,339
SL GREEN REALTY CORP	516	717
SMITH & WESSON BRANDS INC	1,806	1,780
SOUTHERN COPPER CORP	7,192	6,171
SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1	3,409	3,633
SPDR INDEX SHS FDS SPDR S&P EMERGNG MARKETS DIVID ETF	226	297
SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF	396	421
SPDR RUSSELL 1000 LOW VOLATILITY FOCUS ETF	10,504	11,417
SPDR RUSSELL 1000 YIELD FOCUS ETF	9,418	10,037
SPDR S&P GLOBAL INFRASTRUCTURE ETF	4,471	5,425
SPDR S&P GLOBAL NATURAL RESOURCES ETF	524	540
SPDR S&P KENSHO INTELLIGENT STRUCTURES ETF	4,777	4,546
SPDR S&P KENSHO SMART MOBILITY ETF	5,632	5,522
SPDR SER TR S&P REGL BKG ETF	406	709
SPDR SER TR S&P RETAIL ETF	927	903
SPDR SER TR WELLS FARGO PFD STOCK ETF	4,393	4,291
SPDR SERIES TR BLOOMBERG BARCLASY HIGH YIELD BOND	11,003	10,857
SPDR SERIES TRUS SPDR PORTFOLIO S&P 500 VALUE	3,478	4,200
SPDR SERIES TRUST	3,074	3,097
SPDR SERIES TRUST S&P TRANSN EFT	889	944
SSGA ACTIVE TRUST	3,862	4,608
STAG INDUSTRIAL INC	3,053	4,796
STARBUCKS CORP COM	1,083	1,170
STARWOOD PROPERTY TRUST INC	1,377	2,430
STATE STR CORP COM	8,799	9,300
STEPAN CO COM	10,309	12,429
STURM RUGER & COMPANY INC	755	680
SUMMIT HOTEL PPTYS INC COM	2,307	1,952
SUN LIFE FINL INC COM	414	557
SUNCOKE ENERGY INC	6,510	6,590
SUNCOR ENERGY INC NEW COM	2,471	2,503
SUNRUN INC COM	168	343
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD	1,132	1,203
TANGER FACTORY OUTLET CTRS INC COM	130	193
TERNIUM SA	5,666	4,352
THE REAL ESTATE SELECT SECTOR SPDR FUND	3,807	5,181
THOR INDS INC COM	1,021	1,038
TIDAL ETF TRUST ATAC US ROTATION EFT	225	235
TIMKEN CO COM	341	693
TORO CO	31,239	29,973
TOTALENERGIES SE	443	495
TRANE TECHNOLOGIES PLC	27,718	30,305
TRANSAMERICA ETF TRUST DELTASHARES S&P INTERNATIONAL MANAGED RISK ETF	5,161	5,280
U S SILICA HLDGS INC COM	90	94
UBS GROUP AG SHS	103	179
UNILEVER PLC	6,029	5,379
UNITED AIRLINES HOLDINGS INC	4,652	4,378
UNITY SOFTWARE INC	1,400	1,430
UNIVERSAL CORPORATION	4,560	5,492
UP FINTECH HOLDING LTD AMERICAN DEPOSITORY	2,018	491
URSTADT BIDDLE PROPERTIES INC	2,088	2,130
VANECK VECTORS ETF TR RARE EARTH STRATEGIC METALS ETFF	1,046	1,122
VANECK VECTORS ETF TRUST VANECKVECTORS J P MORGAN EM LOCAL CURRENCY BOND ETF	9,993	8,580
VANECK VECTORS RUSSIA ETF	2,855	2,666
VANGUARD EMERGING MARKETS GOVERNMENT BOND INDEX FUND ETF SHARES	777	777
VANGUARD FTSE DEVELOPED MARKETS INDEX FUND ETF SHARES	4,927	5,106
VANGUARD FTSE EMERGING MARKETS ETF FTSE EMERGING INDEX	5,409	4,946
VANGUARD GLOBAL EX US REAL ESTATE ETF	6,199	5,935
VANGUARD HEALTH CARE INDEX FUND ETF SHARES	2,575	2,664
VANGUARD INDEX FUNDS GROWTH EFT	2,649	3,209
VANGUARD INDEX FUNDS SMALL-CAP VALUE ETF	1,559	1,789
VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF	697	854
VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX USA SMALL CAP ETF	791	1,340
VANGUARD MATERIALS INDEX FUND ETF SHARES	1,778	1,969
VANGUARD MEGA CAP VALUE ETF CRSP U S MEGA CAP VALUE INDEX	978	1,068
VANGUARD MID-CAP VALUE INDEX FUND ETF SHARES	1,392	1,503
VANGUARD S&P MID-CAP 400 INDEX FUND ETF SHARES	1,833	1,915
VANGUARD SHORT-TERM BOND INDEX FUND ETF SHARES	8,216	8,083
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF SHARES	8,263	8,126
VANGUARD SPECIALIZED FUNDS VANGUARD DIVIDEND APPRECIATION ETF	11,161	17,175
VANGUARD SPECIALIZED FUNDS VANGUARD REAL ESTATE ETF	9,498	11,601
VERIZON COMMUNICATIONS INC COM	16,254	15,588
VIATRIS INC	189	162
VIRTU FINANCIAL INC	2,848	2,883
VODAFONE GROUP PLC NEW SPONSORED ADR	8,315	5,972
W P CAREY INC COM	13,330	16,410
WALGREENS BOOTS ALLIANCE INC	15,183	15,648
WELLS FARGO & CO NEW COM	5,002	4,798
WELLTOWER INC	539	858
WESTERN UNION CO	11,273	8,920
WEYERHAEUSER CO COM	349	412
WILLIAMS COMPANIES INC	258	260
WINNEBAGO INDUSTRIES INC	656	749
WISDOMERE CHINA EX STATE	5,479	4,984
WISDOMTREE EMERGING MARKETS EX-STATE-OWNED ENTERPRISES FUND	360	369
WISDOMTREE SMALLCAP DIVIDEND FUND	3,410	3,615
WISDOMTREE TRUST U S QUALITY DIVIDEND GROWTH	5,452	6,586
WORTHINGTON INDUSTRIES INC	6,645	5,466
WTS CENOVUS ENERGY INC.	687	610
WTS OCCIDENTAL PETROLEUM CORPORATION WARRANTS	2	13
XEROX CORP COM	6,445	6,792
YORK WATER CO	4,550	4,978

Description	Beginning of Year - Book Value	End of Year - Book Value	End of Year - Fair Market Value
DIVIDEND RECEIVABLE	2,294
FEDERAL ESTIMATED TAX	7,253	32,253	32,253


Name of organization THE PETER HALMOS FAMILY FOUNDATION			Employer identification number 59-2409780
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
BANK CHARGES	208	0	0
PARTNERSHIP NON-DEDUCTIBLE EXPENSES	128	128	0
PARTNERSHIP INVESTMENT INT EXPENSES	448	448	0
PLAY INSURANCE	300	0	300