Form990-PF


Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
For calendar year 2021, or tax year beginning 11-01-2021 , and ending 10-31-2022
Name of foundation
Helmut Wolfgang Schumann Foundation
Ethan Frechette/Stebbins Bradley PA
Number and street (or P.O. box number if mail is not delivered to street address)41 South Park Street
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Hanover, NH037550382
A Employer identification number

22-2573793
B Telephone number (see instructions)

(603) 643-3737
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,232,297J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments 291 291  
4 Dividends and interest from securities... 62,202 62,202  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 120,446
b Gross sales price for all assets on line 6a 1,139,669
7 Capital gain net income (from Part IV, line 2)... 120,446
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 8,260 8,260  
12 Total. Add lines 1 through 11........ 191,199 191,199  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 3,930 0   0
b Accounting fees (attach schedule)....... Click to see attachment 4,760 0   0
c Other professional fees (attach schedule).... Click to see attachment 47,853 17,191   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 264 264   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 56,807 17,455   0
25 Contributions, gifts, grants paid....... 127,700 127,700
26 Total expenses and disbursements. Add lines 24 and 25 184,507 17,455   127,700
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 6,692
b Net investment income (if negative, enter -0-) 173,744
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2021)
Form 990-PF (2021)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 54,438 33,792 33,792
2 Savings and temporary cash investments......... 37,889 30,008 30,008
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 1,688,497 Click to see attachment1,751,246 1,810,526
c Investments—corporate bonds (attach schedule)....... 416,179 Click to see attachment388,649 357,971
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,197,003 2,203,695 2,232,297
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 0 0
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 2,197,003 2,203,695
29 Total net assets or fund balances (see instructions)..... 2,197,003 2,203,695
30 Total liabilities and net assets/fund balances (see instructions). 2,197,003 2,203,695
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
2,197,003
2
Enter amount from Part I, line 27a .....................
2
6,692
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
2,203,695
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
2,203,695
Form 990-PF (2021)
Form 990-PF (2021)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Publicly Traded - CVRD      
b Publicly Traded - CVRD      
c Capital Gains Dividends P    
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 340,038   368,537 -28,499
b 715,319   650,686 64,633
c 84,312     84,312
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -28,499
b       64,633
c       84,312
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 120,446
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Form 990-PF (2021)
Form 990-PF (2021)
Page 4
Part V
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 2,415
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,415
6 Credits/Payments:
a 2021 estimated tax payments and 2020 overpayment credited to 2021 6a 3,060
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,060
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 645
11 Enter the amount of line 10 to be: Credited to 2022 estimated taxBullet645 RefundedBullet 11 0
Part VI-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?.........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XIV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNH
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.
    If "Yes," complete Part XIII .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 5
    Part VI-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletEthan Frechette Atty Telephone no.bullet (603) 643-3737

    Located atbullet41 South Park StreetHanoverNH ZIP+4bullet03755
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........
    1a(1)
     
    No
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person? ..............................
    1a(2)
     
    No
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........
    1a(3)
     
    No
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............
    1a(4)
     
    No
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)? ......................
    1a(5)
     
    No
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.) ...............
    1a(6)
     
    No
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........
    1b
     
     
    c
    ........bullet
    d
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2021? .............
    1d
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2021, did the foundation have any undistributed income (lines 6d
    and 6e, Part XII) for tax year(s) beginning before 2021?....................
    2a
     
    No
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year? ..............................
    3a
     
    No
    b
    If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2021.) .....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..
    4b
     
    No
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 6
    Part VI-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........
    5a(1)
     
    No
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive? ....................
    5a(2)
     
    No
    (3) Provide a grant to an individual for travel, study, or other similar purposes? .............
    5a(3)
     
    No
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions ........................
    5a(4)
     
    No
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals? .............
    5a(5)
     
    No
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........
    5b
     
     
    c
    .........bullet
    d
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant? .................
    5d
     
     
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract? .............................
    6a
     
    No
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    7a
     
    No
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .........................
    8
     
    No
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Eric R Schumann Trustee
    0.00     		0 0 0
    7312 Douglas Avenue
    Racine,WI53402
    Mary Schumann Drewek Trustee
    0.00     		0 0 0
    PO Box 253
    Bridgewater Corners,VT05035
    Claudia Jacobson Trustee
    0.00     		0 0 0
    40034 Featherbed Lane
    Lovettsville,VA20180
    Petra Schumann Trustee
    0.00     		0 0 0
    510 Goodman Road
    Pacifica,CA94044
    Alexandra Schumann Patchan Trustee
    0.00     		0 0 0
    3242 Huntersworth Way
    Glenwood,MD21738
    Daniel Schumann Trustee
    0.00     		0 0 0
    12363 Sycamore Ridge Ct
    San Diego,CA92131
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 7
    Part VII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part VIII-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 None 0
    2  
    3  
    4  
    Part VIII-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3 Click to see attachment 0
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 8
    Part IX
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,433,061
    b
    Average of monthly cash balances.......................
    1b
    29,919
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,462,980
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,462,980
    4
    Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see
    instructions) .............................
    4
    36,945
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. .......
    5
    2,426,035
    6
    Minimum investment return. Enter 5% (0.05) of line 5................
    6
    121,302
    Part X
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part IX, line 6..................
    1
    121,302
    2a
    Tax on investment income for 2021 from Part V, line 5.......
    2a
    2,415
    b
    Income tax for 2021. (This does not include the tax from Part V.) ...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,415
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    118,887
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    118,887
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...
    7
    118,887
    Part XI
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part VIII-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.
    4
     
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 9
    Part XII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2020     		(c)
    2020     		(d)
    2021
    1 Distributable amount for 2021 from Part X, line 7 118,887
    2 Undistributed income, if any, as of the end of 2021:
    a Enter amount for 2020 only....... 74,027
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2021:
    a From 2016......  
    b From 2017......  
    c From 2018......  
    d From 2019......  
    e From 2020......  
    f Total of lines 3a through e ........ 0
    4Qualifying distributions for 2021 from Part
    XI, line 4: bullet$ 127,700
    a Applied to 2020, but not more than line 2a 74,027
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2021 distributable amount..... 53,673
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2021. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2021. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2022 ..........     		65,214
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2016 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9 Excess distributions carryover to 2022.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2017....  
    b Excess from 2018....  
    c Excess from 2019....  
    d Excess from 2020....  
    e Excess from 2021....  
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 10
    Part XIII
    Private Operating Foundations (see instructions and Part VI-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2021 (b) 2020 (c) 2019 (d) 2018
             
    b 85% (0.85) of line 2a .........          
    c Qualifying distributions from Part XI,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part IX, line 6 for each year listed ..     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XIV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 11
    Part XIV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A Lab for Life Rescue
    PO Box 955
    Killingworth,CT06419     		None   General Support 1,000
    A Place to Be
    8 North Jay Street
    Middleburg,VA20117     		None   General Support 8,000
    American Heart Association
    7272 Greenville Ave
    Dallas,TX75231     		None   General Support 1,000
    Antique Gas and Steam Engine Museum
    2040 N Santa Fe Ave
    Vista,CA92083     		None   General Support 500
    ANZA Borrego Foundation
    587 Palm Canyon Dr
    Borrego Springs,CA92004     		None   General Support 500
    ARC of Loudoun
    601 Catoctin Cir NE
    Lessburg,VA20176     		None   General Support 5,000
    Art of Yoga Project
    330 Twin Dolphin Drive Suite 131
    Redwood City,CA94065     		None   General Support 1,000
    ArtSpan
    934 Brannan Street
    San Francisco,CA94103     		None   General Support 2,500
    Bethany Mennonite Church
    169 VT-100A
    Bridgewater Corners,VT05035     		None   General Support 4,500
    Brown Dog Farm
    12 Tyson Road
    South Strafford,VT05070     		None   General Support 1,500
    Cedarburg Art Museum
    W63N675 Washington Ave
    Cedarburg,WI53012     		None   General Support 2,000
    Charity Navigator
    299 Market Street Suite 250
    Saddle Brook,NJ07663     		None   General Support 100
    Classics for Kids
    3740 Fourth Avenue
    San Diego,CA92103     		None   General Support 500
    Contemporary Jewish Museum
    736 Mission Street
    San Francisco,CA94013     		None   General Support 300
    Doctors Without Borders
    40 Rector Street 16th Floor
    New York,NY10006     		None   General Support 2,500
    EAA Racine WI
    3333 N Green Bay Road
    Racine,WI53404     		None   General Support 1,000
    Environmental Defense Fund
    257 Park Ave S
    New York,NY10010     		None   General Support 300
    FINCA International
    1201 15th St NW 800
    Washington,DC20005     		None   General Support 1,000
    Fine Arts Museum of San Francisco
    50 Hagiwara Tea Garden Dr
    San Francisco,CA94118     		None   General Support 300
    Friends of Franklin Park Art Center
    36441 Blueridge View Lane
    Purcellville,VA20132     		None   General Support 5,000
    Gathering Waters Conservancy
    211 S Paterson St Suite 270
    Madison,WI53703     		None   General Support 3,000
    Grace Dental and Medical Missions
    150 Cross Street
    Methuen,MA01844     		None   General Support 200
    Harvard College Fund
    PO Box 419209
    Boston,MA022419209     		None   General Support 1,000
    Homeless Animals Rescue
    PO Box 7261
    Fairfax Station,VA22039     		None   General Support 700
    International Reacue Committee
    122 E 42nd Street
    New York,NY10168     		None   General Support 4,500
    KCRW
    1900 Pico Boulevard
    Santa Monica,CA90405     		None   General Support 500
    Kellogg Annual Fund Northwestern
    2211 Campus Drive
    Evanston,IL60208     		None   General Support 1,000
    KPBS
    5200 Campanile Drive
    San Diego,CA92182     		None   General Support 2,500
    KPCC Southern California Public Radio
    474 S Raymound Ave
    Pasadena,CA91105     		None   General Support 1,500
    KQED
    2601 Mariposa Street
    San Francisco,CA94110     		None   General Support 500
    Legacy Farms Virginia
    15855 Limestone School Road
    Leesburg,VA20176     		None   General Support 3,000
    Loudoun Empty Bowls
    16 E Pennsylvania Ave
    Lovettsville,VA201808515     		None   General Support 2,200
    Lovettsville Elementary PTO
    49 S Loudoun Street
    Lovettsville,VA20180     		None   General Support 2,000
    Lucy MacKenzie Humane Society
    4832 VT-44
    West Windsor,VT05089     		None   General Support 4,000
    Mannakin Theater and Dance
    1625 Bush St Suite 4
    San Francisco,CA94109     		None   General Support 1,000
    Margaret Jenkins Dance Company
    3973 25th Street
    San Francisco,CA94114     		None   General Support 500
    Marshall Middle School MMO
    9700 Avenue of Nations
    San Diego,CA92131     		None   General Support 1,500
    McCormick School of Engineering Northwestern
    2145 Sheridan Road
    Evanston,IL60208     		None   General Support 1,000
    Mercy Corps
    45 SW Ankeny Street
    Portland,OR97204     		None   General Support 500
    Milwaukee Art Museum
    700 N Art Museum Dr
    Milwaukee,WI53202     		None   General Support 4,000
    Mt Pleasant Lutheran Church
    1700 S Green Bay Road
    Racine,WI53406     		None   General Support 500
    Museum of the African Diaspora
    685 Mission Street
    San Francisco,CA94105     		None   General Support 300
    National Audubon Society
    225 Varick Street
    New York,NY10014     		None   General Support 300
    NPR
    1111 North Capitol Street NE
    Washington DC Culver,CA90230     		None   General Support 5,000
    Oceana High School
    401 Paloma Ave
    Pacifica,CA94044     		None   General Support 1,500
    Orange County Rescue Mission
    1 Hope Dr
    Tustin,CA92782     		None   General Support 500
    Orphans Africa
    2612 N 8th Street
    Tacoma,WA98406     		None   General Support 500
    Pacifica Education Foundation
    375 Reina del Mar
    Pacifica,CA94044     		None   General Support 1,500
    Pacifica Friends of the Library
    104 Hilton Way
    Pacifica,CA94044     		None   General Support 1,000
    Pacifica Historical Society
    1850 Francisco Blvd
    Pacifica,CA94044     		None   General Support 500
    Pacifica Library Foundation
    104 Hilton Way
    Pacifica,CA94044     		None   General Support 1,000
    Pacifica Performances
    1220 Linda Mar Blvd
    Pacifica,CA94044     		None   General Support 1,000
    Pacifica Resource Center
    1809 Palmetto Ave
    Pacifica,CA94044     		None   General Support 1,000
    Peninsula Open Space Trust
    222 High Street
    Palo Alto,CA94301     		None   General Support 500
    Racine Vocational Ministry
    214 7th Street
    Racine,WI53403     		None   General Support 2,000
    Riverwest Food Pantry
    2610 N Doctor MLK Jr Dr
    Milwaukee,WI53212     		None   General Support 9,000
    San Diego Natural History Museum
    1788 El Prado
    San Diego,CA92101     		None   General Support 500
    San Diego Public Library Foundation
    330 Park Blvd
    San Diego,CA92101     		None   General Support 150
    San Diego Quail Botanical Gardens
    Quail Gardens Drive and Ecka Ranch
    Rd
    Encinitas,CA92024     		None   General Support 500
    San Diego Rescue Mission
    120 Elm St
    San Diego,CA92101     		None   General Support 500
    San Diego Symphony
    750 B St
    San Diego,CA92101     		None   General Support 500
    San Francisco Museum of Modern Art
    151 3rd St
    San Francisco,CA94103     		None   General Support 300
    Scripps Ranch Civic Association 501(c)4
    10755 Scripps Poway Pkwy Ste F
    San Diego,CA92131     		None   General Support 450
    Second Harvest Food Bank
    6969 Silver Crest Road
    Nazareth,PA18064     		None   General Support 500
    SOMArts Cultural Center
    934 Brannan Street
    San Francisco,CA94103     		None   General Support 1,000
    Spindrift School of Performing Arts
    1053 Crespi Dr
    Pacifica,CA94044     		None   General Support 500
    SS United States Conservancy
    Pier 82
    Philadelphia,PA19148     		None   General Support 500
    St Paul's School
    325 Pleasant Street
    Concord,NH03301     		None   General Support 350
    The Potter School
    8279 Raindrop Way
    Springfield,VA22153     		None   General Support 500
    The Salvation Army
    615 Slaters Lane
    Alexandria,VA22314     		None   General Support 500
    Union Rescue Mission
    545 S San Pedro Street
    Los Angeles,CA90013     		None   General Support 500
    United Nations High Commissioner for Refugees
    1800 Massachusetts Ave NW Suite 500
    Washington,DC20036     		None   General Support 2,000
    Vermont Food Bank
    33 Parker Road
    Barre,VT05641     		None   General Support 2,000
    Vision Forward
    912 N Hawley Road
    Milwaukee,WI53213     		None   General Support 4,000
    WBEZ
    PO Box 71956
    Chicago,IL606941956     		None   General Support 500
    WI Humane Society
    4500 W Wisconsin Ave
    Milwaukee,WI53208     		None   General Support 2,000
    WI Public Radio
    PO Box 88025
    Milwaukee,WI532888025     		None   General Support 3,000
    WMAA
    5363 44th Street SE
    Grand Rapids,MI49512     		None   General Support 5,000
    Yerba Buena Center for Arts
    701 Mission Street
    San Francisco,CA94103     		None   General Support 500
    YMCA
    101 N Upper Wacker Dr
    Chicago,IL60606     		None   General Support 1,000
    Zoological Society of San Diego
    2920 Zoo Dr
    San Diego,CA92101     		None   General Support 750
    Total .................................bullet 3a 127,700
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 12
    Part XV-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments ....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 291  
    4 Dividends and interest from securities ....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income .....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 120,446  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e) .. 0 191,199 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    191,199
    (See worksheet in line 13 instructions to verify calculations.)
    Part XV-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2021)
    Form 990-PF (2021)
    Page 13
    Part XVI
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2021)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2021 AccountingFeesSchedule
    Name:
    Helmut Wolfgang Schumann Foundation
     
    Ethan Frechette/Stebbins Bradley PA
    EIN:
    22-2573793
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Accounting Fees 4,760 0   0

    TY 2021 AllOthProgRltdInvestmentsSch
    Name:
    Helmut Wolfgang Schumann Foundation
     
    Ethan Frechette/Stebbins Bradley PA
    EIN:
    22-2573793
    Category Amount
    None 0

    TY 2021 InvestmentsCorpBondsSchedule
    Name:
    Helmut Wolfgang Schumann Foundation
     
    Ethan Frechette/Stebbins Bradley PA
    EIN:
    22-2573793
    Name of Bond End of Year Book Value End of Year Fair Market Value
    Vanguard GNMA FD 70,314 61,730
    Baird Interm. Bd 136,229 125,694
    Vanguard Emerg Mkts Bd Adm 21,667 15,914
    iShares Barclays 7-10 YR 39,742 35,970
    Western Asset Core Bond 36,100 35,716
    BBH Limited Duration 84,597 82,947

    TY 2021 InvestmentsCorpStockSchedule
    Name:
    Helmut Wolfgang Schumann Foundation
     
    Ethan Frechette/Stebbins Bradley PA
    EIN:
    22-2573793
    Name of Stock End of Year Book Value End of Year Fair Market Value
    Dodge & Cox Stock FD 143,312 179,111
    iShares Core S&P 500 ETF 172,178 265,636
    Primecap Odyssey Aggr Grth 132,520 119,057
    Principal Midcap FD-Ins 76,012 113,860
    T Rowe PR Growth Stock 70,650 82,574
    Artisan Intl Value FD 107,874 162,468
    INV Opp Intl Grwth -R6 112,257 85,309
    iShares MSCI Acwi Ex US ETF 73,613 67,349
    Cliffwater Corp Lnding - Complement 95,602 95,206
    Cohen & Steers Instl - Complement 72,095 57,728
    Infinity Q Drivers - Complement 107,382 29,422
    Principal Driver Real - Complement 85,796 83,281
    Victory Mrkt Ntrl - Complement 66,240 62,336
    America Beacon Lon 203,600 189,199
    iShare Core MSCI Intl 5,701 5,338
    Artisan Focus Inst 114,814 120,417
    Bgf Emerging Markets 111,600 92,235

    TY 2021 LegalFeesSchedule
    Name:
    Helmut Wolfgang Schumann Foundation
     
    Ethan Frechette/Stebbins Bradley PA
    EIN:
    22-2573793
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Legal Fees 3,930 0   0


    TY 2021 OtherIncomeSchedule2
    Name:
    Helmut Wolfgang Schumann Foundation
     
    Ethan Frechette/Stebbins Bradley PA
    EIN:
    22-2573793
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Additional Mutual Fund Income 451 451 451
    Additional Mutual Fund Income 7,809 7,809 7,809


    TY 2021 OtherProfessionalFeesSchedule
    Name:
    Helmut Wolfgang Schumann Foundation
     
    Ethan Frechette/Stebbins Bradley PA
    EIN:
    22-2573793
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Mgmt Fees 17,191 17,191   0
    Trustee Fees 30,000 0   0
    Meeting & Postage & Misc 662 0   0


    TY 2021 TaxesSchedule
    Name:
    Helmut Wolfgang Schumann Foundation
     
    Ethan Frechette/Stebbins Bradley PA
    EIN:
    22-2573793
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Foreign Tax Paid 264 264   0