Form990


Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
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OMB No. 1545-0047
2021
Open to Public Inspection
A For the 2021 calendar year, or tax year beginning 07-01-2021 , and ending 06-30-2022
BCheck if applicable:
CName of organization
Cornell University
 
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
377 PINE TREE ROAD
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
ITHACA, NY14850
D Employer identification number

15-0532082
E Telephone number

G Gross receipts $ 12,775,998,234
F Name and address of principal officer:
MARTHA E POLLACK PRESIDENT
377 PINE TREE ROAD
ITHACA,NY14850
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.CORNELL.EDU
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. See instructions.
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1865
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: EDUCATION, RESEARCH, MEDICAL SERVICES AND OTHER PUBLIC SERVICES.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 63
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 59
5 Total number of individuals employed in calendar year 2021 (Part V, line 2a) ...... 5 41,865
6 Total number of volunteers (estimate if necessary) ............. 6 2,063
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 15,167,890
b Net unrelated business taxable income from Form 990-T, Part I, line 11 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 660,310,439 696,997,589
9 Program service revenue (Part VIII, line 2g) ......... 4,627,366,695 4,895,863,532
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 780,113,839 862,337,153
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 37,666,938 47,812,729
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 6,105,457,911 6,503,011,003
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 736,285,004 788,679,218
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 3,040,297,665 3,288,790,546
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 626,400 651,379
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet55,274,444    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,614,883,052 1,378,833,788
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 5,392,092,121 5,456,954,931
19 Revenue less expenses. Subtract line 18 from line 12....... 713,365,790 1,046,056,072
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 17,400,544,171 17,439,114,941
21 Total liabilities (Part X, line 26)............. 4,356,037,016 4,144,096,861
22 Net assets or fund balances. Subtract line 21 from line 20..... 13,044,507,155 13,295,018,080
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2021)
Form 990 (2021)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,718,593,000 including grants of $ 538,745,301 ) (Revenue $ 1,336,320,753 )
CORNELL UNIVERSITY IS RENOWNED FOR ITS ACADEMIC RIGOR, INTELLECTUAL VIBRANCY, ENTREPRENEURIAL CHARACTER, AND THE DIVERSITY AND QUALITY OF ITS CURRICULA AND AREAS OF MULTIDISCIPLINARY RESEARCH AND STUDY. THE UNIVERSITY'S UNDERGRADUATE, GRADUATE, PROFESSIONAL, POST-DOCTORAL, AND CONTINUING EDUCATION PROGRAMS HAVE A GLOBAL REPUTATION FOR EXCELLENCE AND INNOVATION. CORNELL'S MAIN CAMPUS IS IN ITHACA, NEW YORK, WITH THE CAMPUSES OF WEILL CORNELL MEDICAL COLLEGE AND CORNELL TECH IN NEW YORK CITY. THE UNIVERSITY HAS A SIGNIFICANT INTERNATIONAL EDUCATIONAL PRESENCE, INCLUDING WEILL CORNELL MEDICAL COLLEGE'S CAMPUS IN DOHA, QATAR. DURING THE REPORTING YEAR, THE UNIVERSITY GRANTED THE FOLLOWING DEGREES: UNDERGRADUATE (3,781); MASTERS (3,756); D.V.M. (114); J.D. (199), AND PH.D., J.D., AND D.M.A. (512).
4b (Code:   ) (Expenses $ 1,449,841,000 including grants of $ 0 ) (Revenue $ 1,304,677,301 )
MEDICAL SERVICES, INCLUDING THE TRAINING AND EDUCATION OF PHYSICIANS, IS A PRIMARY COMPONENT OF THE UNIVERSITY'S MISSION. CORNELL IS COMMITTED TO EXCELLENCE IN PATIENT CARE, SCIENTIFIC DISCOVERY, AND THE EDUCATION OF FUTURE PHYSICIANS IN NEW YORK CITY AND AROUND THE WORLD. THE DOCTORS AND SCIENTISTS OF WEILL CORNELL MEDICINE -FACULTY FROM WEILL CORNELL MEDICAL COLLEGE, WEILL CORNELL GRADUATE SCHOOL OF MEDICAL SCIENCES, AND THE WEILL CORNELL PHYSICIAN ORGANIZATION- PROVIDE CLINICAL CARE AND RESEARCH THAT CONNECT PATIENTS TO THE LATEST TREATMENT INNOVATIONS AND PREVENTION STRATEGIES.
4c (Code:   ) (Expenses $ 1,090,381,057 including grants of $ 249,933,917 ) (Revenue $ 1,090,381,057 )
CORNELL HAS A LONG TRADITION OF COMBINING SCHOLARLY WORK AND LEADERSHIP IN RESEARCH -BOTH BASIC AND APPLIED- WITH PUBLIC SERVICE AND ENGAGEMENT IN NEW YORK STATE AND AROUND THE WORLD. REVENUES FROM SPONSORED AWARDS INCLUDE $873,143,000 IN DIRECT SUPPORT AND $215,008,000 IN INDIRECT COST RECOVERY. REVENUES ALSO INCLUDE GRANT AND CONTRACT REVENUE TO SUPPORT PUBLIC OUTREACH AND INSTRUCTION, THE SINGLE LARGEST PORTION IS RELATED TO RESEARCH.
(Code:   ) (Expenses $ 779,907,132 including grants of $ 0 ) (Revenue $ 1,164,484,421 )
OTHER PROGRAM SERVICE ACCOMPLISHMENTS INCLUDE, BUT ARE NOT LIMITED TO, CORNELL'S LAND-GRANT MISSION, ACADEMIC CONFERENCES, PUBLICATIONS, AND ROOM AND BOARD FOR STUDENTS.
4d Other program services (Describe in Schedule O.)
(Expenses $ 779,907,132 including grants of $   ) (Revenue $ 1,164,484,421 )
4e Total program service expensesMediumBullet5,038,722,189
Form 990 (2021)
Form 990 (2021)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? See instructions. Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Rev. Proc. 98-19? If "Yes," complete Schedule C, Part III..
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I.........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X, as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XII......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I. See instructions. ....Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2021)
Form 990 (2021)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ....
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part II...........
26
 
No
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part III.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see the Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....Click to see attachment
28b
Yes
 
c
A 35% controlled entity of one or more individuals and/or organizations described in line 28a or 28b? If "Yes," complete Schedule L, Part IV..................... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations on Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in box 3 of Form 1096. Enter -0- if not applicable ..
1a
39,386
b
Enter the number of Forms W-2G included on line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2021)
Form 990 (2021)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
41,865
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. See instructions.
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletHK , IN , IT , AS , QA , UK , CH
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
Yes
 
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
6
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources. (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see the instructions and file Form 4720, Schedule N.
15
Yes
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
17
Section 501(c)(21) organizations. Did the trust, any disqualified person, or mine operator engage in any activities that would result in the imposition of an excise tax under section 4951, 4952, or 4953? ..
If "Yes," complete Form 6069.
17
 
 
Form 990 (2021)
Form 990 (2021)
Page 6
Part VI
Governance, Management, and Disclosure. For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
63
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
59
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe on Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe on Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process on Schedule O. See instructions.
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
CA , CO , CT , DC , FL , GA , AL , HI , IL , KS , KY , LA , ME , AK , MD , MA , MI , MN , MS , MO , NV , NH , NJ , NM , NY , NC , ND , OH , OK , OR , PA , RI , SC , TN , UT , VA , AR , WA , WV
18
Section 6104 requires an organization to make its Form 1023 (1024 or 1024-A, if applicable), 990, and 990-T (section 501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletUNIVERSITY CONTROLLER377 PINE TREE ROAD   ITHACA,NY14850 (607) 254-5898
Form 990 (2021)
Form 990 (2021)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See the instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (box 5 of Form W-2, Form 1099-MISC, and/or box 1 of Form 1099-NEC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See the instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC/1099-NEC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC/1099-NEC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) MARTHA E POLLACK
 
PRESIDENT
 55.0
.................
0.0 		X   X       1,481,897 0 67,573
(2) ABIGAIL C COHN
 
EMPLOYEE & TRUSTEE
 2.0
.................
0.0 		X           141,835 0 49,809
(3) ALEXANDER D HANSON
 
TRUSTEE
 2.0
.................
0.0 		X           0 0 0
(4) ANA G Pinczuk
 
Trustee
 0.2
.................
0.0 		X           0 0 0
(5) A'NDREA L VAN SCHOICK
 
TRUSTEE
 2.0
.................
0.0 		X           0 0 0
(6) ANDREA STEWART-COUSINS
 
TRUSTEE
 2.0
.................
0.0 		X           0 0 0
(7) ANNE MEINIG SMALLING
 
TRUSTEE
 2.0
.................
0.0 		X           0 0 0
(8) ARYAN SHAYEGANI MD
 
TRUSTEE
 2.0
.................
0.0 		X           0 0 0
(9) BETH ANDERSON
 
TRUSTEE
 2.0
.................
0.0 		X           0 0 0
(10) BRADLEY H STONE
 
TRUSTEE
 2.0
.................
0.0 		X           0 0 0
(11) Bruce S Raynor
 
TRUSTEE
 0.2
.................
0.0 		X           0 0 0
(12) CARL E HEASTIE
 
TRUSTEE
 2.0
.................
0.0 		X           0 0 0
(13) CYNTHIA A CUFFIE
 
TRUSTEE
 2.0
.................
0.0 		X           0 0 0
(14) DALE S ROSENTHAL
 
TRUSTEE
 2.0
.................
0.0 		X           0 0 0
(15) DAVID J BREAZZANO
 
TRUSTEE
 2.0
.................
0.0 		X           0 0 0
(16) DAVID M EINHORN
 
TRUSTEE
 2.0
.................
0.0 		X           0 0 0
(17) DOUG MITAROTONDA
 
TRUSTEE
 2.0
.................
0.0 		X           0 0 0
Form 990 (2021)
Form 990 (2021)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC/1099-NEC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC/1099-NEC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) DOUGLAS L BRAUNSTEIN
 
CO-VICE CHAIRMAN
 2.0
.......................0.0 		X           0 0 0
(19) ELIZABETH C EVERETT KRISBERG
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(20) ENRIQUE J VILA-BIAGGI
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(21) EZRA CORNELL
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(22) GARY S DAVIS
 
CO-VICE CHAIRMAN
 2.0
.......................0.0 		X           0 0 0
(23) Girish V Reddy
 
Trustee
 0.2
.......................0.0 		X           0 0 0
(24) HARRIET P SCHLEIFER
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(25) HON STEPHEN C ROBINSON
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(26) HOWARD L MORGAN
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(27) HOWARD P MILSTEIN
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(28) J ALLEN SMITH
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(29) JESSICA M BIBLIOWICZ
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(30) JIA ZHU
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(31) JOHN CERIALIE
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(32) JOHN O BOOCHEVER
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(33) KATHY HOCHUL
 
TRUSTEE & GOVERNOR
 2.0
.......................0.0 		X           0 0 0
(34) KATRINA E JAMES
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(35) KIMBERLY A WAGNER
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(36) KRAIG H KAYSER
 
CHAIRMAN
 2.0
.......................0.0 		X           0 0 0
(37) LELAND C PILLSBURY
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(38) LINDA M GADSBY
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(39) LIZ DAVIS-FROST
 
GRADUATE STUDENT & TRUSTEE
 2.0
.......................0.0 		X           5,784 0 0
(40) LORETTE SIMON GROSS
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(41) MARIO CILENTO
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(42) MARTIN F SCHEINMAN ESQ
 
TRUSTEE
 2.0
.......................0.0 		X           1,000 0 0
(43) MARY ARMSTRONG MEDUSKI
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(44) MARY JOHN MILLER
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(45) MATTHEW L BIBEN
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(46) MELISSA A HINES
 
TRUSTEE & PROFESSOR
 55.0
.......................0.0 		X           211,279 0 29,907
(47) MICHAEL A TROY
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(48) MICHAEL L THOMPSON
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(49) PEGGY J KOENIG
 
CO-VICE CHAIRMAN
 2.0
.......................0.0 		X           0 0 0
(50) PETER R CALL
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(51) RATAN N TATA
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(52) Rebecca Robertson
 
Trustee
 0.2
.......................0.0 		X           0 0 0
(53) REGINALD H WHITE
 
EMPLOYEE & TRUSTEE (THRU 3/13/22)
 2.0
.......................0.0 		X           163,890 0 18,773
(54) REUBEN A MUNDAY
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(55) RICHARD A BAKER
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(56) ROBERT S HARRISON
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(57) ROBERT W SELANDER
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(58) RONALD D MCCRAY
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(59) SELAM WOLDAI
 
STUDENT & TRUSTEE
 2.0
.......................0.0 		X           9,133 0 0
(60) STEPHANIE KEENE FOX
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(61) SUSAN C SCHNABEL
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(62) WILLIAM J LIPINSKI
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(63) WILLIAM LIM
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(64) YONN K RASMUSSEN
 
TRUSTEE
 2.0
.......................0.0 		X           0 0 0
(65) AUGUSTINE MK CHOI MD
 
PROVOST - MEDICAL AFFAIRS & DEAN
 55.0
.......................0.0 		    X       2,427,611 0 68,004
(66) DONICA VARNER
 
UNIVERSITY COUNSEL
 55.0
.......................0.0 		    X       308,005 0 38,696
(67) JOANNE M DESTEFANO
 
CFO & EVP
 55.0
.......................0.0 		    X       818,952 0 77,404
(68) MICHAEL I KOTLIKOFF
 
PROVOST
 55.0
.......................0.0 		    X       809,037 0 105,469
(69) KENNETH MIRANDA
 
CHIEF INVESMENT OFFICER
 55.0
.......................0.0 		      X     2,392,617 0 29,548
(70) ROBERT J MIN MD
 
PRES. & CEO OF PHYSICIAN ORG
 55.0
.......................0.0 		      X     2,242,387 0 69,781
(71) SCOTT PUCCINO
 
CFO & ASSOC. TREASURER - WEILL
 55.0
.......................0.0 		      X     626,550 0 86,788
(72) STEPHEN COHEN
 
EXEC. VICE PROV. FOR ADM & FIN
 55.0
.......................0.0 		      X     1,403,821 0 87,964
(73) HEY-JOO KANG MD
 
ASSOCIATE PROFESSOR - CLINICAL
 55.0
.......................0.0 		        X   5,480,283 0 65,558
(74) KIEHYUN DANIEL RIEW MD
 
ASSISTANT PROFESSOR
 55.0
.......................0.0 		        X   3,990,744 0 72,701
(75) LEONARD GIRARDI MD
 
ACADEMIC CHAIR
 55.0
.......................0.0 		        X   4,560,303 0 68,272
(76) RONY T ELIAS MD
 
ASSISTANT PROFESSOR
 55.0
.......................0.0 		        X   3,945,434 0 85,243
(77) ZEV ROSENWARKS MD
 
ACADEMIC PROFESSOR
 55.0
.......................0.0 		        X   8,886,018 0 62,152
(78) HUNTER R RAWLINGS III
 
FORMER PRESIDENT
 55.0
.......................0.0 		          X 146,160 0 33,445
(79) MADELYN F WESSEL
 
FORMER UNIVERSITY COUNSEL & SECRETARY
 55.0
.......................0.0 		          X 338,708 0 48,942
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 40,391,448 0 1,166,029
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet6,012
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
575 LEX PROPERTY OWNER LLC

PO BOX 780236
PHILADELPHIA,PA19178 		REAL ESTATE MANAGEMENT 13,375,549
GEMINI CONSULTING & SERVICES LLC

14567 N OUTER FORTY ROAD
CHESTERFIELD,MO63017 		CONSULTING SERVICES 8,257,808
HUDSON CORNELL TECH LLC

826 BROADWAY
FLOOR 11
NEW YORK,NY10003 		REAL ESTATE MANAGEMENT 7,823,389
FOREST CITY TRS LLC

50 PUBLIC SQUARE
STE 1410
CLEVELAND,OH73727 		REAL ESTATE MANAGEMENT 7,372,749
SCIARABBA WALKER & CO LLP

410 E UPLAND ROAD
ITHACA,NY14850 		CONSULTING SERVICES 5,802,829
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet283
Form 990 (2021)
Form 990 (2021)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, Grants, and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b 299,563
c Fundraising events..1c 42,188
d Related organizations1d 18,026,703
e Government grants (contributions)1e 15,830,099
f All other contributions, gifts, grants, and similar amounts not included above1f 662,799,036
g Noncash contributions included in lines 1a - 1f:$ 1g 38,558,388
h Total. Add lines 1a-1f.......MediumBullet 696,997,589
Program Service RevenueAmt Business Code
2a Education: Tuition 900099 1,336,320,753 1,336,320,753    
b Grants & Contracts for Research 900099 1,090,381,057 1,090,381,057    
c Medical Services 900099 1,304,677,301 1,304,677,301    
d Land Grant Mission Gov't Appropriation 900099 152,399,634 152,399,634    
e Auxiliary Enterprises - Room & Board 900099 173,611,087     173,611,087
f All other program service revenue. 838,473,700 738,247,597 1,454,220 98,771,883
g Total. Add lines 2a–2f .....MediumBullet 4,895,863,532
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 86,862,647   -14,277,295 101,139,942
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet 37,707,189     37,707,189
(ii) Personal (i) Real
6a Gross rents   5,215,555 6a
b Less: rental expenses   3,458,268 6b
c Rental income or (loss) 0 1,757,287 6c
d Net rental income or (loss).......MediumBullet 1,757,287   137,742 1,619,545
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 3,130,573 7,024,596,000 7a
b Less: cost or other basis and sales expenses 5,353,067 6,246,899,000 7b
c Gain or (loss) -2,222,494 777,697,000 7c
d Net gain or (loss).........MediumBullet 775,474,506   26,999,635 748,474,871
8a Gross income from fundraising events (not including $ 42,188of contributions reported on line 1c). See Part IV, line 18 ....
8a 17,381
b Less: direct expenses ... 8b 4,499
c Net income or (loss) from fundraising events..MediumBullet 12,882   12,882
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a  
b Less: direct expenses ... 9b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
10a 25,607,768
b Less: cost of goods sold .. 10b 17,272,397
c Net income or (loss) from sales of inventory..MediumBullet 8,335,371   853,588 7,481,783
Business Code Miscellaneous Revenue
11a            
b            
c            
d All other revenue .... 0 0 0 0
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See instructions.....MediumBullet 6,503,011,003 4,622,026,342 15,167,890 1,168,819,182
Form 990 (2021)
Form 990 (2021)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 92,895,780 92,895,780
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 538,745,301 538,745,301
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 157,038,137 157,038,137
4 Benefits paid to or for members ....... 0 0
5 Compensation of current officers, directors, trustees, and key employees ........... 13,617,513 9,385,147 3,960,036 272,330
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ......... 791,639 791,639    
7 Other salaries and wages........ 2,544,838,885 2,399,931,146 114,426,919 30,480,820
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 135,790,999 124,416,388 8,746,734 2,627,877
9 Other employee benefits ....... 474,213,730 438,959,755 25,265,400 9,988,575
10 Payroll taxes ........... 119,537,780 112,638,587 5,168,600 1,730,593
11 Fees for services (non-employees):        
a Management ...... 218,422   218,422  
b Legal ......... 14,910,567 410,041 14,481,135 19,391
c Accounting ........... 1,716,211   1,716,211  
d Lobbying ........... 525,770   394,328 131,442
e Professional fundraising services. See Part IV, line 17 651,379 651,379
f Investment management fees ...... 39,283,441   39,283,441  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 356,535,921 335,552,304 17,485,168 3,498,449
12 Advertising and promotion .... 5,686,318 5,686,318    
13 Office expenses ....... 53,714,095 47,263,560 3,854,157 2,596,378
14 Information technology ...... 28,789,615 25,694,731 2,950,936 143,948
15 Royalties .. 28,398,596 7,099,649 21,298,947  
16 Occupancy ........... 147,702,316 140,571,547 5,424,577 1,706,192
17 Travel ............ 20,359,161 18,730,473 888,752 739,936
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings .... 6,451,263 5,337,261 614,533 499,469
20 Interest ........... 58,113,241 14,528,310 43,584,931  
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 298,487,876 267,892,869 30,595,007  
23 Insurance ... 64,101,098 58,620,454 5,384,492 96,152
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a MAINTENANCE 70,176,543 58,346,029 11,790,483 40,031
b Sponsored Research Subcontract 38,246,827 38,245,366 1,461  
c LAB & COMPUTER SUPPLIES 61,071,797 56,692,967 4,346,730 32,100
d STUDENT & CAMPUS SERVICES 33,554,381 33,258,895 276,104 19,382
e All other expenses 50,790,329 49,989,535 800,794 0
25 Total functional expenses. Add lines 1 through 24e 5,456,954,931 5,038,722,189 362,958,298 55,274,444
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2021)
Form 990 (2021)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 208,686,965 1 374,474,091
2 Savings and temporary cash investments ......... 522,923,956 2 427,515,590
3 Pledges and grants receivable, net ...... 751,345,090 3 794,025,862
4 Accounts receivable, net ............. 544,934,746 4 643,241,354
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
  5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
  6 0
7 Notes and loans receivable, net ........... 55,161,420 7 49,299,305
8 Inventories for sale or use ............ 9,570,092 8 10,600,701
9 Prepaid expenses and deferred charges ...... 76,543,983 9 83,979,569
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 8,919,786,232
b Less: accumulated depreciation 10b 4,647,351,141 4,190,153,331 10c 4,272,435,091
11 Investments—publicly traded securities . 1,832,540,753 11 1,968,630,121
12 Investments—other securities. See Part IV, line 11 ..... 8,441,917,787 12 8,181,780,049
13 Investments—program-related. See Part IV, line 11 .. 0 13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 766,766,048 15 633,133,208
16 Total assets. Add lines 1 through 15 (must equal line 33)... 17,400,544,171 16 17,439,114,941
Liabilities 17 Accounts payable and accrued expenses ..... 772,613,828 17 466,750,278
18 Grants payable ... 30,026,780 18 21,384,556
19 Deferred revenue ......... 239,394,021 19 403,522,133
20 Tax-exempt bond liabilities ......... 945,410,000 20 889,710,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D   21  
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
  22 0
23 Secured mortgages and notes payable to unrelated third parties .. 4,451,067 23 4,043,800
24 Unsecured notes and loans payable to unrelated third parties .. 689,890,000 24 921,165,000
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 1,674,251,320 25 1,437,521,094
26 Total liabilities. Add lines 17 through 25.. 4,356,037,016 26 4,144,096,861
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 3,878,274,744 27 4,120,176,110
28 Net assets with donor restrictions ........... 9,166,232,411 28 9,174,841,970
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 13,044,507,155 32 13,295,018,080
33 Total liabilities and net assets/fund balances ........ 17,400,544,171 33 17,439,114,941
Form 990 (2021)
Form 990 (2021)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
6,503,011,003
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
5,456,954,931
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
1,046,056,072
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
13,044,507,155
5
Net unrealized gains (losses) on investments ...............
5
-920,430,427
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
17,841,540
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
107,043,740
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
13,295,018,080
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain on
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2021)
Form 990 (2021)
Additional Data


Software ID: 21014044
Software Version: 2021v4.2
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 437,550,675 420,726,543 511,045,032 660,310,439 696,997,589 2,726,630,278
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge.. 58,400,898 56,804,157 52,165,785 55,106,065 54,435,230 276,912,135
4 Total. Add lines 1 through 3 495,951,573 477,530,700 563,210,817 715,416,504 751,432,819 3,003,542,413
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f) .. 0
6 Public support. Subtract line 5 from line 4. 3,003,542,413
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
7 Amounts from line 4.. 495,951,573 477,530,700 563,210,817 715,416,504 751,432,819 3,003,542,413
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 99,108,684 98,628,577 143,073,019 116,473,882 129,785,391 587,069,553
9 Net income from unrelated business activities, whether or not the business is regularly carried on..           0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.).. 280,516,040 282,177,880 249,258,961 205,661,823 297,971,118 1,315,585,822
11 Total support. Add lines 7 through 10 4,906,197,788
12
12
20,858,830,644
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here ........................................right arrow
Section C. Computation of Public Support Percentage
14
14
61.22 %
15
15
60.75 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included on line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described on line 7? If “Yes,” complete Part I of Schedule L (Form 990).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined on line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined on line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described on lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described on 11a above?
11b
 
 
c
A 35% controlled entity of a person described on line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described on line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity 		2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions 		8  
9 Distributable amount for 2021 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2021 		(iii)
Distributable
Amount for 2021
1 Distributable amount for 2021 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2021 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2021:
a From 2016.......  
b From 2017.......  
c From 2018.......  
d From 2019.......  
e From 2020.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2021 distributable amount  
i Carryover from 2016 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2021 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2021 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2021, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions. 		 
6 Remaining underdistributions for 2021. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions. 		 
7 Excess distributions carryover to 2022. Add lines
3j and 4c. 		 
8 Breakdown of line 7:
a Excess from 2017.....  
b Excess from 2018.....  
c Excess from 2019.....  
d Excess from 2020.....  
e Excess from 2021.....  
Schedule A (Form 990) (2021)

Schedule A (Form 990) 2021
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A, Part II, Line 10 Other Income DESCRIPTION - AUX ENTERPRISES - ROOM & BOARD, COLUMN A - XXX-XX-XXXX.0, COLUMN B - XXX-XX-XXXX.0, COLUMN C - XXX-XX-XXXX.0, COLUMN D - XXX-XX-XXXX.0, COLUMN E - XXX-XX-XXXX.0, COLUMN F - 766009068.0; DESCRIPTION - OTHER PROGRAM SERVICES, COLUMN A - 87038729.0, COLUMN B - 90098009.0, COLUMN C - 78491865.0, COLUMN D - 79183465.0, COLUMN E - 98734883.0, COLUMN F - XXX-XX-XXXX.0; DESCRIPTION - GROSS INCOME FROM FUNDRAISING, COLUMN A - 316148.0, COLUMN B - 865255.0, COLUMN C - 369625.0, COLUMN D - 67264.0, COLUMN E - 17381.0, COLUMN F - 1635673.0; DESCRIPTION - GROSS INCOME FROM SALES OF INVENTORY, COLUMN A - 25770729.0, COLUMN B - 24772737.0, COLUMN C - 21357747.0, COLUMN D - 16885150.0, COLUMN E - 25607767.0, COLUMN F - XXX-XX-XXXX.0;
Schedule A (Form 990) 2021


Additional Data


Software ID: 21014044
Software Version: 2021v4.2
Schedule B
(Form 990)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990) (2021)
Schedule B (Form 990) (2021) Page 2
Name of organization
Cornell University
  		Employer identification number
15-0532082
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990) (2021)
Schedule B (Form 990) (2021)
Page 3
Name of organization
Cornell University
  		Employer identification number

15-0532082
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990) (2021)
Schedule B (Form 990) (2021)
Page 4
Name of organization
Cornell University
  		Employer identification number

15-0532082
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990) (2021)
Additional Data


Software ID: 21014044
Software Version: 2021v4.2
SCHEDULE C
(Form 990)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV. See instructions for definition of “political campaign activities."

2
Political campaign activity expenditures. See instructions ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities. See instructions ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990) 2021

Schedule C (Form 990) 2021
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2018 (b) 2019 (c) 2020 (d) 2021 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990) 2021


Schedule C (Form 990) 2021
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
Yes
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
Yes
 
c
Media advertisements? ...................................................................................................
 
No
 
d
Mailings to members, legislators, or the public? .............................................................................
Yes
 
14,030
e
Publications, or published or broadcast statements? ...........................................................
 
No
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
511,740
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
No
 
i
Other activities? ...................................................................................................................
Yes
 
0
j
Total. Add lines 1c through 1i ....................................................................................................
525,770
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures. See Instructions .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C, Part I-A, Line 1 THE UNIVERSITY DOES NOT PARTICIPATE DIRECTLY OR INDIRECTLY IN ANY POLITICAL CAMPAIGN AND REMINDS THE UNIVERSITY COMMUNITY, AT THE BEGINNING OF THE FALL AND SPRING SEMESTERS, ABOUT THE PROHIBITION AGAINST UNIVERSITY PARTICIPATION. THE MESSAGE MAKES CLEAR THAT THIS PROHIBITION DOES NOT IN ANY WAY AFFECT AN INDIVIDUAL'S PERSONAL ACTIVITIES. UNIVERSITY POLICY 4.18 "POLITICAL CAMPAIGN ACTIVITY" PREVENTS THE USE OF UNIVERSITY RESOURCES FOR POLITICAL CAMPAIGN PURPOSES.
Schedule C, Part II-B, Line 1a CORNELL ESTABLISHED THE CORNELL ADVOCACY PROGRAM IN JANUARY 2020 TO ENCOURAGE INTERESTED CORNELL ALUMNI VOLUNTEERS TO LOBBY CONGRESS ON UNIVERSITY PRIORITIES, INCLUDING STUDENT FINANCIAL AID, FUNDING FOR RESEARCH, AND UNIVERSITY ENDOWMENTS.
Schedule C, Part II-B, Line 1b CORNELL'S LOBBYING EFFORTS WERE HANDLED THROUGH THE UNIVERSITY RELATIONS OFFICES LOCATED IN ALBANY AND WASHINGTON DC PRIMARILY BY SIX REGISTERED LOBBYISTS. THROUGHOUT THE FISCAL YEAR ENDING JUNE 30, 2022 LOBBYING EFFORTS CENTERED ON HIGHER EDUCATION MATTERS, STATE AND FEDERAL BUDGETS, UNIVERSITY-BASED RESEARCH PROPOSALS, AND LEGISLATIVE BILLS AND REGULATIONS AFFECTING CORNELL STUDENTS, FACULTY AND STAFF. CORNELL IS A PAYING MEMBER OF SEVERAL STATE AND FEDERAL ASSOCIATIONS THAT DO DIRECT LOBBYING AND PUBLIC ADVOCACY ON BEHALF OF PUBLIC AND PRIVATE NOT-FOR-PROFIT HIGHER EDUCATION, RESEARCH, COLLEGE ATHLETICS, AND UNIVERSITY OPERATIONS INCLUDING STUDENT HEALTH INSURANCE, ENERGY, AND FINANCIAL PLANNING.
Schedule C, Part II-B, Line 1d CORNELL ADMINISTRATORS AND FACULTY SENT OCCASIONAL LETTERS AND ELECTRONIC MAIL TO THE NEW YORK CONGRESSIONAL DELEGATION AND TO STATE LEGISLATORS IN ALBANY. EXPENSES WERE MINIMAL.
Schedule C, Part II-B, Line 1g CORNELL UNIVERSITY STAFF LOBBIED LEGISLATORS, LEGISLATIVE STAFF AND GOVERNMENT OFFICIALS IN WASHINGTON, ALBANY, AND TOMPKINS COUNTY DURING THE FISCAL YEAR ENDING JUNE 30, 2022. TOPICS INCLUDED: FUNDING FOR CONTRACT COLLEGES AND PROGRAMS, AGRICULTURE TESTING AND RESEARCH PROGRAMS, STEM CELL RESEARCH, ENVIRONMENTAL PROTECTION PROGRAMS, ALTERNATIVE ENERGY PRODUCTION AND SERVICES, COVID-19 REGULATIONS, COVID-19 TESTING LABORATORY FUNDING, HIGHER EDUCATION INSTRUCTION, STATE AND FEDERAL FUNDING FOR STUDENT FINANCIAL AID AND RESEARCH, FUNDING FOR OPERATIONS AND FACILITIES, STUDENT FINANCIAL AID PROGRAMS, STUDENT TRAVEL HEALTH INSURANCE, CRYPTOCURRENCY INDUSTRY REGULATIONS, INTERSTATE MEDICAL LICENSURE COMPACT, STUDENT LOAN AND LOAN FORGIVENESS PROGRAMS, TITLE IX AND SEXUAL HARASSMENT POLICIES, FEDERAL FARM BILL, BUDGET RECONCILIATION, ECONOMIC DEVELOPMENT PROGRAMS, IMMIGRATION, INTERNATIONAL EDUCATION, RESEARCH SECURITY AND INTEGRITY, GRADUATE MEDICAL EDUCATION, CAMPUS SAFETY INITIATIVES, PATENT REFORM, SCIENCE AND TECHNOLOGY INITIATIVES, HEALTH CARE, AND AGENCY RE-AUTHORIZATIONS.
Schedule C (Form 990) 2021


Additional Data


Software ID: 21014044
Software Version: 2021v4.2

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $ 500,017
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $ 109,199,239
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 9,230,316,421 6,678,526,938 6,783,134,979 6,702,170,986 6,335,520,329
b Contributions ... 282,764,614 212,788,526 201,134,263 119,794,469 142,594,770
c Net investment earnings, gains, and losses -92,945,525 2,704,871,491 111,917,735 343,343,472 639,735,017
d Grants or scholarships ... 59,332,046 58,390,650 56,918,850 56,152,080 56,780,770
e Other expenditures for facilities
and programs ... 		201,002,344 242,703,854 312,135,584 281,692,233 316,655,728
f Administrative expenses .... 50,023,217 64,776,030 48,605,605 44,329,635 42,242,632
g End of year balance ...... 9,109,777,903 9,230,316,421 6,678,526,938 6,783,134,979 6,702,170,986
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet18 %
b
Permanent endowment SchDMd Bullet77 %
c
Term endowment SchDMd Bullet5 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .................
3a(i)
Yes
 
(ii) Related organizations .................
3a(ii)
Yes
 
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   101,239,421 101,239,421
b Buildings ....   5,871,616,611 2,812,578,753 3,059,037,858
c Leasehold improvements   822,075,992 549,736,447 272,339,545
d Equipment ....   1,065,771,762 793,611,626 272,160,136
e Other .....   1,059,082,446 491,424,315 567,658,131
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 4,272,435,091
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........ 28,248,319 F
(3) Other
(A) DOMESTIC EQUITIES		 321,594,738 F

(B) FOREIGN EQUITIES		 606,811,713 F

(C) HEDGED EQUITIES		 785,132 F

(D) PRIVATE EQUITIES		 2,920,333,528 F

(E) FIXED INCOME ASSET BACKED SEC		 10,880,686 F

(F) FIXED INCOME CORPORATE BONDS		 50,901,584 F

(G) FIXED INCOME EQUITY PSHIPS		 760,798,110 F

(H) FIXED INCOME & MARKETABLE SEC.		 3,481,426,239 F
(H)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 8,181,780,049
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 1,437,521,094
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 5,110,612,543
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d -363,596,442
e Add lines 2a through 2d ..................... 2e -363,596,442
3 Subtract line 2e from line 1.................. 3 5,474,208,985
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b 1,028,802,018
c Add lines 4a and 4b.................... 4c 1,028,802,018
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 6,503,011,003
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 4,987,122,833
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 56,138,840
e Add lines 2a through 2d.................... 2e 56,138,840
3 Subtract line 2e from line 1................... 3 4,930,983,993
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b 525,970,938
c Add lines 4a and 4b..................... 4c 525,970,938
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 5,456,954,931
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Schedule D, Part III, Line 4 Collections of art - description of collections ART COLLECTION: THE HERBERT F. JOHNSON MUSEUM OF ART IS PARTICULARLY NOTED FOR ITS COLLECTION IN THE AREA OF ASIAN ART, 19TH AND 20TH CENTURY AMERICAN ART AND THE GRAPHIC ARTS. THE COLLECTION IS USED FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH. THE MUSEUM'S CALENDAR OF EVENTS IS AVAILABLE ON ITS WEB SITE AND PROVIDES INFORMATION TO ENCOURAGE USE OF THE COLLECTION BY THE PUBLIC.
Schedule D, Part V, Line 4 Intended uses of endowment funds ENDOWMENT FUNDS: THE UNIVERSITY'S ENDOWMENT CONSISTS PRIMARILY OF PERMANENT ENDOWMENT AND BOARD DESIGNATED ENDOWMENT (I.E., FUNDS FUNCTIONING AS ENDOWMENT). THE INCOME FROM THE ENDOWMENT PROVIDES CRITICAL SUPPORT FOR ENDOWED FACULTY CHAIRS, STUDENT FINANCIAL AID, AND SUPPORT FOR VARIOUS INSTITUTIONAL PROGRAMS FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH.
Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM INCOME TAXES ON RELATED INCOME PURSUANT TO THE APPROPRIATE SECTIONS OF THE INTERNAL REVENUE CODE. IN ACCORDANCE WITH THE ACCOUNTING STANDARDS, THE UNIVERSITY EVALUATES ITS INCOME TAX POSITION EACH FISCAL YEAR TO DETERMINE WHETHER IT IS MORE LIKELY THAN NOT TO BE SUSTAINED IF EXAMINED BY THE APPLICABLE TAXING AUTHORITY. THIS REVIEW HAD NO MATERIAL IMPACT ON THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS.
Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 Deconsolidation of subsidiaries - XXX-XX-XXXX Investment Return - Distributed - -XXX-XX-XXXX
Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements Reclass of Financial Aid - XXX-XX-XXXX Restricted Gifts - XXX-XX-XXXX State Appropriations - 19963618 Net Assets Released - 16860309 Gain/Loss on Debt Swap - XXX-XX-XXXX Line 6b: Rental expense - -3458268 Line 7c (ii): Gain/(loss) on sale of assets - -2222494 Line 8b: Fundraising expense - -4499 Line 10b: COGS on sale of inventory - -17272397
Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Deconsolidation of subsidiaries - 56138840
Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements Reclass of Financial Aid - XXX-XX-XXXX Non-capital expenses - 12761059 Interest expense - 25924838 Line 6b: Rental expense - -3458268 Line 7c (ii): Gain/(loss) on sale of assets - -2222494 Line 8b: Fundraising expense - -4499 Line 10b: COGS on sale of inventory - -17272397
Schedule D (Form 990) 2021


Additional Data


Software ID: 21014044
Software Version: 2021v4.2




SCHEDULE E(Form 990)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for the latest information.
OMB No. 1545-0047 2021Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy on its primary publicly accessible Internet homepage at
all times during its taxable year in a manner reasonably expected to be noticed by visitors to the homepage, or through
newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no
solicitation program, in a way that makes the policy known to all parts of the general community it serves? If "Yes," please
describe. If "No," please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . .
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50085D
Schedule E (Form 990) (2021)
Schedule E (Form 990) (2021)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.
Return Reference Explanation
Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY SEE SUPLEMENTAL PAGE.
Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT CORNELL RECEIVES ASSISTANCE FROM BOTH THE FEDERAL GOVERNMENT AND NEW YORK STATE. THE FEDERAL GOVERNMENT PROVIDES SUPPORT FOR LOANS, STUDENT EMPLOYMENT, AND GRANTS. THE MAJOR LOAN PROGRAMS ARE W.D. FORD SUBSIDIZED AND UNSUBSIDIZED LOANS, PERKINS LOANS, AND DIRECT PLUS LOANS. EMPLOYMENT INCLUDES FUNDS FOR FEDERAL WORK-STUDY. THE MAJOR GRANTS ARE PELL GRANTS AND SUPPLEMENTAL EDUCATIONAL OPPORTUNITY ASSISTANCE PROGRAM (TAP).
Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY THE UNIVERSITY, ORGANIZED IN THE 1860'S, INCLUDED IN ITS CHARTER A COMMITMENT TO NON-DISCRIMINATION BASED ON RELIGION. FROM ITS EARLIEST HISTORY, THE UNIVERSITY ADMITTED A DIVERSE STUDENT BODY IN TERMS OF RACE, GENDER, AND RELIGION. THE STATISTICS ABOUT THE COMPOSITION OF FACULTY, STAFF, AND STUDENTS, AS WELL AS THE UNIVERSITY'S ONGOING EFFORTS TO INCREASE DIVERSITY, REFLECT THE STRONG COMMITMENT TO NON-DISCRIMINATION. CORNELL UNIVERSITY IS COMMITTED TO PROVIDING A SAFE, INCLUSIVE, AND RESPECTFUL LEARNING, LIVING, AND WORKING ENVIRONMENT FOR ITS STUDENTS, FACULTY, AND STAFF AND DOES NOT DISCRIMINATE ON THE BASIS OF PROTECTED STATUS, INCLUDING RACE, IN THE EDUCATION PROGRAMS AND ACTIVITIES IT OPERATES. THE UNIVERSITY PROHIBITS DISCRIMINATION IN ADMISSION, HIRING, EMPLOYMENT, AND IN OTHER ACTIVITIES IN WHICH THE UNIVERSITY OPERATES. THE UNIVERSITY HAS A POLICY, POLICY 6.4 "PROHIBITED BIAS, DISCRIMINATION, HARASSMENT, AND SEXUAL AND RELATED MISCONDUCT" THAT OUTLINES THIS PROHIBITION, AS WELL AS A FORMAL PROCESS AND PROCEDURE FOR INDIVIDUALS TO ADDRESS BIAS, DISCRIMINATION, HARASSMENT, AND SEXUAL AND RELATED MISCONDUCT. POLICY 6.4 IS MADE AVAILABLE TO THE GENERAL PUBLIC ON THE UNIVERSITY'S POLICY WEBSITE AS WELL AS ON THE OFFICE OF INSTITUTIONAL EQUITY AND TITLE IX'S WEBSITE. IDENTITIES PROTECTED UNDER UNIVERSITY POLICY 6.4 ARE THOSE PROTECTED UNDER FEDERAL, STATE, AND LOCAL EQUAL EDUCATION AND EMPLOYMENT LAWS AND REGULATIONS. THESE INCLUDE RACE, ETHNIC OR NATIONAL ORIGIN, CITIZENSHIP AND IMMIGRATION STATUS, COLOR, SEX/GENDER, PREGNANCY OR PREGNANCY-RELATED CONDITIONS, AGE, CREED, RELIGION, ACTUAL OR PERCEIVED DISABILITY (INCLUDING PERSONS ASSOCIATED WITH SUCH A PERSON), ARREST AND/OR CONVICTION RECORD, MILITARY OR VETERAN STATUS, SEXUAL ORIENTATION, GENDER EXPRESSION AND/OR IDENTITY, AN INDIVIDUAL'S GENETIC INFORMATION, DOMESTIC VIOLENCE VICTIM STATUS, FAMILIAL STATUS, MARITAL STATUS, AND ANY OTHER LEGALLY PROTECTED STATUS.
Schedule E (Form 990) (2021)
Additional Data


Software ID: 21014044
Software Version: 2021v4.2
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
Central America and the Caribbean 0 0 Program Services Medical Research & Services 1,070,987
East Asia and the Pacific 0 0 Program Services Medical Research & Services 69,993
Europe (Including Iceland and Greenland) 0 0 Program Services Medical Research & Services 1,419,078
Middle East and North Africa 1 405 Program Services Medical Research & Services 140,750,699
North America (Canada & Mexico only) 0 0 Program Services Medical Research & Services 565,259
South America 0 0 Program Services Medical Research & Services 278,927
South Asia 0 0 Program Services Medical Research & Services 42,483
Sub-Saharan Africa 0 0 Program Services Medical Research & Services 606,417
Central America and the Caribbean 0 0 Program Services Research Sub-contracts 175,725
East Asia and the Pacific 0 0 Program Services Research Sub-contracts 55,974
Europe (Including Iceland and Greenland) 0 0 Program Services Research Sub-contracts 3,414,840
Middle East and North Africa 0 0 Program Services Research Sub-contracts 342,300
North America (Canada & Mexico only) 0 0 Program Services Research Sub-contracts 76,200
Russia and Neighboring States 0 0 Program Services Research Sub-contracts 37,500
South America 0 0 Program Services Research Sub-contracts 1,982,332
South Asia 0 0 Program Services Research Sub-contracts 520,364
Sub-Saharan Africa 0 0 Program Services Research Sub-contracts 2,966,897
Central America and the Caribbean 0 9 Program Services Education & Research 673,672
East Asia and the Pacific 1 27 Program Services Education & Research 1,409,210
Europe (Including Iceland and Greenland) 10 117 Program Services Education & Research 6,672,297
Middle East and North Africa 0 11 Program Services Education & Research 1,137,675
North America (Canada & Mexico only) 0 36 Program Services Education & Research 1,190,224
Russia and Neighboring States 0 1 Program Services Education & Research 187,017
South America 0 24 Program Services Education & Research 735,919
South Asia 1 9 Program Services Education & Research 681,168
Sub-Saharan Africa 0 22 Program Services Education & Research 1,002,530
Central America and the Caribbean 0 0 Investments   2,589,142,435
Europe (Including Iceland and Greenland) 0 0 Investments   179,455,401
North America (Canada & Mexico only) 0 0 Investments   64,281,346
Sub-Saharan Africa 0 0 Investments   34,795,466
East Asia and the Pacific 0 0 Grantmaking   48,801
Europe (Including Iceland and Greenland) 0 0 Grantmaking   16,813
South America 0 0 Grantmaking   14,050
South Asia 0 0 Grantmaking   24,783
Sub-Saharan Africa 0 0 Grantmaking   24,985
Central America and the Caribbean 0 0 Grantmaking   23,460
Europe (Including Iceland and Greenland) 0 0 Grantmaking   2,490,474
South Asia 0 0 Grantmaking   10,096
Europe (Including Iceland and Greenland) 0 0 Fundraising   1,143,446
3a Sub-total .... 1 405 151,409,078
b Total from continuation sheets to Part I ... 12 256 2,888,128,165
c Totals (add lines 3a and 3b) 13 661 3,039,537,243
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2021
Schedule F (Form 990) 2021
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Europe (Including Iceland and Greenland) Medical Research Services 96,047 EFT     FMV
Central America and the Caribbean Medical Research Services 1,070,987 EFT     FMV
East Asia and the Pacific Medical Research Services 69,993 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 438,733 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 43,365 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 56,400 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 40,031 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 103,755 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 43,027 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 20,634 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 125,180 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 7,000 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 8,000 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 45,093 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 217,211 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 36,229 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 97,989 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 16,122 EFT     FMV
Europe (Including Iceland and Greenland) Medical Research Services 10,375 EFT     FMV
Middle East and North Africa Medical Research Services 42,368 EFT     FMV
Middle East and North Africa Medical Research Services 204,842 EFT     FMV
Middle East and North Africa Medical Research Services 140,503,489 EFT     FMV
North America (Canada & Mexico only) Medical Research Services 39,678 EFT     FMV
North America (Canada & Mexico only) Medical Research Services 110,864 EFT     FMV
North America (Canada & Mexico only) Medical Research Services 49,028 EFT     FMV
North America (Canada & Mexico only) Medical Research Services 159,469 EFT     FMV
North America (Canada & Mexico only) Medical Research Services 156,277 EFT     FMV
North America (Canada & Mexico only) Medical Research Services 20,793 EFT     FMV
North America (Canada & Mexico only) Medical Research Services 29,150 EFT     FMV
South America Medical Research Services 128,240 EFT     FMV
South America Medical Research Services 150,687 EFT     FMV
South Asia Medical Research Services 42,483 EFT     FMV
Sub-Saharan Africa Medical Research Services 32,764 EFT     FMV
Sub-Saharan Africa Medical Research Services 232,685 EFT     FMV
Sub-Saharan Africa Medical Research Services 299,615 EFT     FMV
Sub-Saharan Africa Medical Research Services 37,780 EFT     FMV
South Asia Research-Other Non-S & E Fields 7,609 EFT     FMV
South Asia Research-Other Non-S & E Fields 49,392 EFT     FMV
South America Research-Geological & Earth Sciences 1,566,760 EFT     FMV
South Asia Research-Health Sciences 192,286 EFT     FMV
Sub-Saharan Africa Other-Agricultural Sciences 39,569 EFT     FMV
Europe (Including Iceland and Greenland) Research-Other Non-S & E Fields 116,848 EFT     FMV
South America Research-Agricultural Sciences 103,795 EFT     FMV
South America Research-Health Sciences 13,200 EFT     FMV
South Asia Research-Life Sciences 146,596 EFT     FMV
Europe (Including Iceland and Greenland) Research-Physics 193,373 EFT     FMV
Sub-Saharan Africa Research-Mechanical Engineering 160,247 EFT     FMV
Sub-Saharan Africa Research-Agricultural Sciences 125,676 EFT     FMV
South America Research-Geological & Earth Sciences 298,578 EFT     FMV
Central America and the Caribbean Research-Agricultural Sciences 154,235 EFT     FMV
East Asia and the Pacific Research-Biological & Biomedical Sciences 15,541 EFT     FMV
South Asia Research-Biological & Biomedical Sciences 28,101 EFT     FMV
Europe (Including Iceland and Greenland) Research-Agricultural Sciences 2,135,048 EFT     FMV
Europe (Including Iceland and Greenland) Research-Life Sciences 174,897 EFT     FMV
Europe (Including Iceland and Greenland) Research-Biological & Biomedical Sciences 20,675 EFT     FMV
Europe (Including Iceland and Greenland) Research-Agricultural Sciences 145,583 EFT     FMV
Sub-Saharan Africa Research-Agricultural Sciences 447,032 EFT     FMV
Europe (Including Iceland and Greenland) Research-Biological & Biomedical Sciences 449,488 EFT     FMV
Sub-Saharan Africa Other-Agricultural Sciences 140,004 EFT     FMV
Sub-Saharan Africa Research-Agricultural Sciences 137,473 EFT     FMV
Sub-Saharan Africa Research-Health Sciences 144,901 EFT     FMV
Sub-Saharan Africa Research-Agricultural Sciences 252,604 EFT     FMV
Sub-Saharan Africa Research-Agricultural Sciences 574,917 EFT     FMV
Sub-Saharan Africa Other-Agricultural Sciences 39,950 EFT     FMV
Sub-Saharan Africa Research-Agricultural Sciences 612,175 EFT     FMV
Russia and Neighboring States Research-Physics 37,500 EFT     FMV
South Asia Other-Agricultural Sciences 96,380 EFT     FMV
Europe (Including Iceland and Greenland) Other-Agricultural Sciences 6,725 EFT     FMV
Sub-Saharan Africa Research-Agricultural Sciences 239,605 EFT     FMV
Middle East and North Africa Research-Chemistry 73,948 EFT     FMV
Middle East and North Africa Research-Electrical/Electronic & Communications Engineering 17,215 EFT     FMV
North America (Canada & Mexico only) Research-Chemistry 76,200 EFT     FMV
Central America and the Caribbean Research-Agricultural Sciences 21,490 EFT     FMV
Europe (Including Iceland and Greenland) Research-Agricultural Sciences 107,862 EFT     FMV
East Asia and the Pacific Research-Biological & Biomedical Sciences 26,064 EFT     FMV
Europe (Including Iceland and Greenland) Research-Agricultural Sciences 64,341 EFT     FMV
Middle East and North Africa Research-Physics 251,137 EFT     FMV
Sub-Saharan Africa Research-Agricultural Sciences 52,744 EFT     FMV
East Asia and the Pacific Research-Biological & Biomedical Sciences 14,369 EFT     FMV
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
74
3 Enter total number of other organizations or entities .......................MediumBullet
0
Schedule F (Form 990) 2021
Schedule F (Form 990) 2021Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Student Travel Grant/Fellowship East Asia and the Pacific 17 48,801 Check/ACH     FMV
Student Travel Grant/Fellowship Europe (Including Iceland and Greenland) 17 16,813 Check/ACH     FMV
Student Travel Grant/Fellowship South America 13 14,050 Check/ACH     FMV
Student Travel Grant/Fellowship South Asia 7 24,783 Check/ACH     FMV
Student Travel Grant/Fellowship Sub-Saharan Africa 11 24,985 Check/ACH     FMV
Student Financial Aid Central America and the Caribbean 2 23,460 Check/ACH     FMV
Student Financial Aid Europe (Including Iceland and Greenland) 92 2,490,474 Check/ACH     FMV
Student Financial Aid South Asia 1 10,096 Check/ACH     FMV
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2021
Schedule F (Form 990) 2021
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2021
Schedule F (Form 990) 2021
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds THE UNIVERSITY REVIEWS ALL INVOICES AND OTHER REQUIRED DOCUMENTATION FOR ACCURACY, APPROPRIATENESS OF THE EXPENDITURES IN COMPLIANCE WITH THE AWARD DOCUMENTS AND TIMELINESS OF SUBMISSION.
Schedule F, Part I, Line 3 Method used to account for expenditures on org's financial statements CENTRAL AMERICA AND THE CARIBBEAN-Accrual,; EAST ASIA AND THE PACIFIC-Accrual,; EUROPE (INCLUDING ICELAND AND GREENLAND)-,Accrual; MIDDLE EAST AND NORTH AFRICA-Accrual,; NORTH AMERICA (CANADA & MEXICO ONLY)-Accrual,; RUSSIA AND NEIGHBORING STATES-Accrual,; SOUTH AMERICA-Accrual,; SOUTH ASIA-,Accrual; SUB-SAHARAN AFRICA-,Accrual
Schedule F, Part II, Line 1 Method used to account for expenditures on org's financial statements CENTRAL AMERICA AND THE CARIBBEAN-Accrual,; EAST ASIA AND THE PACIFIC-Accrual,; EUROPE (INCLUDING ICELAND AND GREENLAND)-Accrual,; MIDDLE EAST AND NORTH AFRICA-Accrual,; NORTH AMERICA (CANADA & MEXICO ONLY)-Accrual,; RUSSIA AND NEIGHBORING STATES-Accrual; SOUTH AMERICA-Accrual,; SOUTH ASIA-Accrual,; SUB-SAHARAN AFRICA-Accrual,
Schedule F, Part III Method used to account for expenditures on org's financial statements CENTRAL AMERICA AND THE CARIBBEAN -Accrual EAST ASIA AND THE PACIFIC -Accrual EUROPE (INCLUDING ICELAND AND GREENLAND) -Accrual SOUTH AMERICA -Accrual SOUTH ASIA -Accrual SUB-SAHARAN AFRICA -Accrual
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2021
Additional Data


Software ID: 21014044
Software Version: 2021v4.2



SCHEDULE G (Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
 
Ruffalo Noel Levitz
PO Box 718
 
Des Moines, IA503030718 		Implementation of digital engagement center   No 0 240,628 -240,628
 
Community Counselling Service
527 Madison Avenue 5th Floor
 
New York, NY10022 		Fundraising/campaign consulting   No 0 181,000 -181,000
 
John Brown Limited Inc
4916 Crestwood Drive
 
Waco, TX76710 		Consulting   No 0 112,251 -112,251
 
Brian Chapman
285 W 110th Street 4C
 
New York, NY10026 		Consulting   No 0 65,000 -65,000
 
Grenzenbach Glier and Associates
200 S Michigan Avenue Suite 2100
 
Chicago, IL60604 		Consulting   No 0 52,500 -52,500
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow 0 651,379 -651,379
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
CA, CO, CT, DC, FL, GA, AL, HI, IL, KS, KY, LA, ME, AK, MD, MA, MI, MN, MS, MO, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, AR, WA, WV, WI
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990) 2021
Schedule G (Form 990) 2021
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.









VerticalRevenue
(a) Event #1

PAN ASIAN JANUARY 2022
(event type) 		(b) Event #2

Women's Health Symposium
(event type) 		(c) Other events

2
(total number) 		(d) Total events
(add col. (a) through col. (c))

1
Gross receipts . . . . .
30,370
12,700
16,499
59,569

2
Less: Contributions . . . .
29,570
 
12,618
42,188
3 Gross income (line 1 minus
line 2) . . . . . .
800
12,700
3,881
17,381



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . . 754   1,463 2,217
6 Rent/facility costs . . . .        
7 Food and beverages . . .        
8 Entertainment . . . .        
9 Other direct expenses . . . 37 975 1,270 2,282
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow 4,499
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow 12,882
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1
Gross revenue . . . . .
 
 
 
 
VerticalDirectExpenses

2
Cash prizes . . . . .
 
 
 
 

3
Noncash prizes . . . .
 
 
 
 

4
Rent/facility costs . . . .
 
 
 
 

5
Other direct expenses . . .
 
 
 
 


6

Volunteer labor . . . .
%
%
%


7
Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow
 

8
Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow
 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990) 2021
Schedule G (Form 990) 2021
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
Schedule G (Form 990) 2021
Additional Data


Software ID: 21014044
Software Version: 2021v4.2

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number
15-0532082
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) 1199 SEIU HOME CARE INDUSTRY
330 WEST 42ND STREET
NEW YORK,NY10036 		71-1028611 501(c)(3) 17,350       Research
(2) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVENUE
BRONX,NY10461 		47-2209056 501(c)(3) 1,064,713       Research
(3) Alfred University
1 Saxon Dr
Alfred,NY14802 		16-0743900 501(c)(3) 10,000       Research
(4) AMERICAN AUSTRIAN FOUNDATION
150 East 42nd
New York,NY10017 		13-3275103 501(c)(3) 15,000       Cmty Donation/Sponsorship
(5) ANN & ROBERT H LURIE
225 EAST CHICAGO AVENUE
CHICAGO,IL60611 		36-2170833 501(c)(3) 17,727       Research
(6) Arizona State University
PO Box 871504
Tempe,AZ852871504 		86-0196696 GOVERNMENT 789,571       Research
(7) Auburn University
Contract Grants
Auburn,AL368495110 		63-6000724 501(c)(3) 16,524       Research
(8) B&D Engineering and Consulting LLC
321 S Boston Ave Ste 300
Tulsa,OK74103 		46-5624420 - 16,990       Research
(9) Barnard College
3009 Broadway
New York,NY10027 		13-1628149 501(c)(3) 9,900       Research
(10) BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA
HOUSTON,TX77030 		74-1613878 501(c)(3) 117,201       Research
(11) Bergmann Associates
280 E Broad St
Rochester,NY146041720 		25-1407718 - 8,580       Research
(12) Beth Israel Deaconess Medical Ctr
1 DEACONESS ROAD
Boston,MA02215 		04-2103881 501(c)(3) 40,421       Research
(13) Bigelow Laboratory for Ocean Sciences
60 Bigelow Dr
East Boothbay,ME045445700 		01-6006001 501(c)(3) 37,513       Research
(14) Board of Regents Univ Wisconsin Sys
Wisconsin Crop Innovation Center
Middleton,WI53562 		39-6006492 501(c)(3) 187,743       Research
(15) Board of Trustees Leland Stanford Univ
Tresidder Memorial Union-Sanford Un
Stanford,CA943053072 		94-1156365 501(c)(3) 1,729,636       Research
(16) Board of Trustees of Michigan State Univ
AgriAgribusiness Inst - Business O
East Lansing,MI488243754 		38-6005984 501(c)(3) 141,568       Research
(17) BOSTON CHILDRENS HOSPITAL
PO BOX 414413
BOSTON,MA022414413 		04-2774441 501(c)(3) 191,518       Research
(18) BOSTON COLLEGE
140 COMMONWEALTH AVENUE
CHESTNUT HILL,MA02467 		04-2103545 501(c)(3) 134,173       Research
(19) BOSTON MEDICAL CENTER
660 HARRISON AVENUE
BOSTON,MA02118 		04-3314093 501(c)(3) 195,813       Research
(20) BotFactory Inc
4334 32nd Pl Rm 3R-B
Long Island City,NY111012313 		46-3102393 - 48,825       Research
(21) Boyce Thompson Inst for Plant Rsh Inc
533 Tower Rd
Ithaca,NY148531801 		13-1739923 501(c)(3) 1,078,810       Research
(22) Bradley University
1501 W Bradley Ave
Peoria,IL616250119 		37-0661494 501(c)(3) 26,674       Research
(23) BRANDEIS UNIVERSITY
415 SOUTH STREET
WALTHAM,MA02453 		04-2103552 501(c)(3) 19,554       Research
(24) BRIGHAM & WOMENS HOSPITAL INC
PO BOX 3887
BOSTON,MA02241 		04-2312909 501(c)(3) 1,153,178       Research
(25) Brigham Young University
DNA Sequencing Center
Provo,UT84602 		87-0217280 501(c)(3) 98,077       Research
(26) BROWN UNIVERSITY
60 George St
Providence,RI02912 		05-0258809 501(c)(3) 986,492       Research
(27) Buffalo Niagara Waterkeeper Inc
721 Main St
Buffalo,NY142031321 		22-2993054 501(c)(3) 23,034       Research
(28) BUILDING THE NEXT GENERATION
c/o Nelson Sanchez VP BNGAP 9 Le
Rye Brook,NY10573 		47-3330126 501(c)(3) 15,000       Community Donation/Sponsorship
(29) BURKE NEUROLOGICAL INSTITUTE
785 MAMARONECK AVENUE
WHITE PLAINS,NY10605 		13-3434924 501(c)(3) 414,489       Research
(30) California Institute of Technology
Department of Biology
Pasadena,CA91125 		95-1643307 501(c)(3) 179,244       Research
(31) Camp Compass Inc
1221 Sumner Ave
Allentown,PA18104 		25-1857959 501(c)(3) 25,559       Research
(32) Carnegie Mellon University
5000 Forbes Ave
Pittsburgh,PA15213 		25-0969449 501(c)(3) 284,998       Research
(33) CEDARS SINAI MEDICAL CENTER
6500 WILSHIRE BLVD
LOS ANGELES,CA90048 		95-1644600 501(c)(3) 6,792       Research
(34) Center for Science in the Public Interest
1220 L St NW Ste 300
Washington,DC20005 		23-7122879 501(c)(3) 19,085       Research
(35) Centro Internacional de Agr Tropical Inc
CIAT-MIAMI
Medlye,FL33166 		23-7187762 501(c)(3) 256,425       Research
(36) CHIEF EXECTIVE GROUP LLC
9450 SW Gemini Drive PMB 22704
Beaverton,OR970087105 		27-0501219 - 12,000       Periodical Publisher
(37) CHILDRENS HOSPITAL OF
3401 CIVIC CENTER BOULEVARD
PHILADELPHIA,PA19104 		23-1352166 501(c)(3) 66,777       Research
(38) Children's Mercy Hospital
PO BOX 803852
Kansas City,MO641803852 		44-0605373 501(c)(3) 19,960       Research
(39) CHILDRENS RESEARCH INSTITUTE
1 INVENTA PLACE FL 3
SILVER SPRING,MD20910 		52-1654453 501(c)(3) 34,077       Research
(40) Clarkson University
8 Clarkson Ave - Controlllers Offic
Potsdam,NY136995546 		15-0543659 501(c)(3) 18,952       Research
(41) Clemson University
Administrative Services Bldg
Clemson,SC29634 		57-6000254 501(c)(3) 514,689       Research
(42) CLEVELAND CLINIC LERNER
PO BOX 931562
CLEVELAND,OH44193 		34-0714585 501(c)(3) 20,799       Research
(43) CLEVELAND STATE UNIVERSITY
2121 EUCLID AVENUE
CLEVELAND,OH44115 		34-0966056 GOVERNMENT 20,909       Research
(44) CLINICAL DIRECTORS NETWORK INC
5 W 37TH STREET
NEW YORK,NY10018 		14-1717344 501(c)(3) 11,491       Research
(45) Cold Spring Harbor Laboratory
1 Bungtown Rd
Cold Spring Harbor,NY11724 		11-2013303 501(c)(3) 461,537       Research
(46) Colgate University
Colgate University Library
Hamilton,NY13346 		15-0532078 501(c)(3) 31,473       Research
(47) Colorado Seminary
Colorado Seminary
Denver,CO80208 		84-1512831 501(c)(3) 14,623       Research
(48) Colorado State University
Clinical Sciences
Fort Collins,CO805231678 		84-6000545 GOVERNMENT 131,999       Research
(49) Comunidades Latinas Unidas En Servicio Inc
797 E 7th St
Saint Paul,MN551065014 		41-1386986 501(c)(3) 51,862       Research
(50) Concepts Inc
4800 Hampden Ln Ste 200
Bethesda,MD208142934 		52-2029941 - 997,547       Research
(51) Connecticut Agricultural Experiment Sta
123 Huntington St
New Haven,CT06511 		06-6032987 GOVERNMENT 212,329       Research
(52) Conservation Metrics Inc
Coastal Science Campus
Santa Cruz,CA95060 		45-5163605 - 34,359       Research
(53) Conservation Science Global Inc
700 Washington St Ste 2085
Cape May,NJ082049914 		81-4473006 501(c)(3) 16,822       Research
(54) COOK CHILDRENS HEALTH CARE SYSTEM
810 SEVENTH AVENUE
FORT WORTH,TX76104 		75-2705881 501(c)(3) 7,000       Research
(55) Cooperative Ext Assoc in the State New York
Resrce Ctr 34570 State Hwy 10
Hamden,NY13782 		16-6072878 501(c)(3) 15,100       Research
(56) Cornell Coop Ext of Orange Cty
18 Seward Ave Ste 300
Middletown,NY10940 		14-6036889 501(c)(3) 15,770       Research
(57) Cornell Co-op Ext of Rockland County
10 Patriot Hills Dr
Stony Point,NY10980 		13-6210461 501(c)(3) 31,001       Research
(58) Cornell Coop Ext of Sullivan County
64 Ferndale Loomis Rd
Liberty,NY12754 		14-6036894 501(c)(3) 9,080       Research
(59) Cornell Coop Ext Suffolk Cty
350 Yaphank Ave
Yaphank,NY11980 		11-6081424 501(c)(3) 81,224       Research
(60) Cornell Coop Ext Tompkins Cty
615 Willow Avenue
Ithaca,NY14850 		16-6072897 501(c)(3) 27,070       Research
(61) Cornell Coop Extension Chemung Cty
425 Pennsylvania Ave
Elmira,NY14904 		16-6072875 501(c)(3) 37,346       Research
(62) Cornell Coop Extension Franklin Cty
355 West Main St
Malone,NY12953 		14-6037203 501(c)(3) 41,919       Research
(63) Cornell Coop Extension of Monroe County
2449 St Paul Blvd
Rochester,NY14617 		16-6072886 GOVERNMENT 68,379       Research
(64) Cornell Cooperative Ext Clinton Cty
6064 Rt 22
Plattsburgh,NY12901 		14-6036885 501(c)(3) 8,148       Research
(65) Council on the Environment Inc
51 Chambers St Ste 1231
New York,NY10007 		13-2765465 501(c)(3) 89,523       Research
(66) Cty Ext Service Assoc in State NY Ulster Co
232 Plaza Rd
Kingston,NY12401 		14-6036893 501(c)(3) 35,330       Research
(67) Cultural Practice LLC
4300 Montgomery Ave Ste 305
Bethesda,MD20814 		52-2236285 - 72,696       Research
(68) Dana-Farber Cancer Institute Inc
450 BROOKLINE AVENUE
BOSTON,MA02215 		04-2263040 501(c)(3) 926,284       Research
(69) DisabilityIN
3000 Potomac Ave
Alexandria,VA223053084 		26-0482057 501(c)(3) 25,283       Research
(70) DOMINICAN UNIVERSITY OF CALIFORNIA
50 ACACIA AVENUE
SAN RAFAEL,CA94901 		94-1156525 501(c)(3) 21,915       Research
(71) Donald Danforth Plant Science Ctr
975 N Warson Rd
Saint Louis,MO63132 		31-1584621 501(c)(3) 194,454       Research
(72) DUKE UNIVERSITY
PAYMENT PROCESSING CENTER
Charlotte,NC282602651 		56-0532129 501(c)(3) 1,560,855       Research
(73) EIC Laboratories Inc
111 Downey St
Norwood,MA020622612 		04-2497074 - 6,659       Research
(74) EMORY UNIVERSITY
PO BOX 935084
ATLANTA,GA31193 		58-0566256 501(c)(3) 968,791       Research
(75) EMPIRICAN PRN INC
1 W SENECA STREET
BUFFALO,NY14203 		81-2538163 - 178,314       Research
(76) END DOMESTIC ABUSE WISCONSIN
1400 E WASHINGTON AVENUE
MADISON,WI53703 		39-1380437 501(c)(3) 42,846       Research
(77) EpiBone Inc
760 Parkside Ave Ste 222
Brooklyn,NY112261785 		80-0952869 - 62,210       Research
(78) FEINSTEIN INSTITUTE FOR MEDICAL RES
PO BOX 95000-7530
PHILADELPHIA,PA19195 		11-2673595 501(c)(3) 98,263       Research
(79) Florida Agriculture&Mechanical Univ
Controllers Office
Tallahassee,FL323073200 		59-0977035 GOVERNMENT 23,806       Research
(80) FLORIDA INSTITUTE FOR HUMAN & MACHI
40 SOUTH ALCANIZ STREET
PENSACOLA,FL32502 		20-0760849 501(c)(3) 223,718       Research
(81) Florida Institute of Technology Inc
150 W University Blvd
Melbourne,FL32901 		59-6046500 501(c)(3) 29,076       Research
(82) Florida Int'l University Board of Trustees
11200 SW 8TH STREET CSC319
Miami,FL33199 		65-0177616 501(c)(3) 44,359       Research
(83) Fordham University
Law School
New York,NY10023 		13-1740451 501(c)(3) 17,531       Research
(84) FRED HUTCHINSON CANCER CENTER
1100 FAIRVIEW AVE N J6-330
SEATTLE,WA98109 		23-7156071 501(c)(3) 314,153       Research
(85) FRIENDS RESEARCH INSTITUTE
1040 PARK AVENUE
BALTIMORE,MD21201 		52-0701445 501(c)(3) 75,990       Research
(86) Garibay Group Inc
4611 N Ravenswood Ave Ste 203
Chicago,IL60640 		26-1752357 - 67,986       Research
(87) George Mason University
4400 University Dr
Fairfax,VA220304444 		54-0836354 501(c)(3) 323,314       Research
(88) GEORGE WASHINGTON UNIVERSITY
Political Science
Washington,DC20052 		53-0196584 501(c)(3) 449,950       Research
(89) Georgia Tech Research Corporation
505 TENTH STREET N W
Atlanta,GA30318 		58-0603146 501(c)(3) 795,451       Research
(90) GripTape Inc
60 Park Terrace W A21
New York,NY10034 		84-1835502 501(c)(3) 171,858       Research
(91) HLEE MOFFITT CANCER CENTER &
PO BOX 742801
ATLANTA,GA30374 		59-2451713 501(c)(3) 314,982       Research
(92) HACKENSACK UNIV MEDICAL CENTER
40 PROSPECT AVENUE
EDISON,NJ08837 		22-1487576 501(c)(3) 775,825       Research
(93) HEALTH CORE
123 JUSTISON STREET
WILMINGTON,DE19801 		51-0365660 - 71,983       Research
(94) HEALTH RESEARCH INC ROSEWELL
PO Box 2833
Buffalo,NY142402833 		14-1402155 501(c)(3) 643,668       Research
(95) HEBREW HOME AT RIVERDALE
5901 PALISADE AVENUE
RIVERDALE,NY10471 		20-4352212 501(c)(3) 81,258       Research
(96) HOSPITAL FOR SPECIAL SURGERY
535 EAST 70TH STREET
NEW YORK,NY10021 		13-1624135 501(c)(3) 576,455       Research
(97) HOUSTON METHODIST HOSPITAL
PO BOX 4384
HOUSTON,TX77210 		87-0721923 501(c)(3) 47,643       Research
(98) Human Computation Institute
21 Lone Oak Rd
Ithaca,NY148509607 		81-5402321 501(c)(3) 167,413       Research
(99) Icahn School of Medicine at Mount Sinai
1 GUSTAVE L LEVY PLACE BOX 1030
New York,NY10029 		13-6171197 501(c)(3) 2,443,764       Research
(100) iFood Decision Sciences Inc
PO Box 82475
Kenmore,WA980282475 		47-5657549 - 126,171       Research
(101) INDIANA UNIVERSITY RESEARCH
PO Box 66057
Indianapolis,IN46266 		35-6001673 GOVERNMENT 104,806       Research
(102) Innovative Dynamics
2560 N Triphammer Rd
Ithaca,NY14850 		16-1407666 - 22,667       Research
(103) INSTITUTE FOR APPLIED GERONTOLOGY I
39 BROADWAY
NEW YORK,NY10006 		11-3135751 501(c)(3) 64,215       Research
(104) Institute for Systems Biology
401 TERRY AVENUE N
Seattle,WA981095263 		91-2003593 501(c)(3) 346,500       Research
(105) Intl Food Policy Research Institute
1201 Eye St NW
Washington,DC20005 		52-1041632 501(c)(3) 105,491       Research
(106) Intrepid Museum Foundation Inc
One Intrepid Sq
New York,NY10036 		13-3062419 501(c)(3) 15,000       Research
(107) Iowa State Univ of Science&Technology
2221 Wanda Daley Dr
Ames,IA500111004 		42-6004224 GOVERNMENT 412,534       Research
(108) Ithaca College
953 Danby Rd
Ithaca,NY14850 		15-0532204 501(c)(3) 109,279       Research
(109) J DAVID GLADSTONE INSTITUTES
1650 OWENS STREET
SAN FRANCISCO,CA94158 		23-7203666 501(c)(3) 141,761       Research
(110) JACKSON LAB
610 MAIN STREET
Bar Harbor,ME04609 		01-0211513 501(c)(3) 250,798       Research
(111) Johns Hopkins University
12529 COLLECTION CENTER DRIVE
Chicago,IL60693 		52-0595110 501(c)(3) 2,491,923       Research
(112) JOSLIN DIABETES CENTER INC
ONE JOSLINE PLACE
BOSTON,MA02215 		04-2203836 501(c)(3) 18,220       Research
(113) Junior College Dist of East Central Missouri
1964 Prairie Dell Rd
Union,MO630844344 		43-1062435 501(c)(3) 23,528       Research
(114) KAISER FOUNDATION RESEARCH INSTITUT
1800 HARRISON STREET 16TH FLOOR
OAKLAND,CA946123433 		11-3191685 501(c)(3) 7,293       Research
(115) Kansas State University
Sponsored Pgrms/Div of Fin Services
Manhattan,KS665060108 		48-0771751 GOVERNMENT 285,605       Research
(116) KOREAN AMERICAN MEDICAL ASSOCIATION
40 Sylvan Ave Suite 108
Englewood Cliffs,NJ07632 		23-7442511 501(c)(6) 15,000       Community Donation/Sponsorship
(117) LA NET COMMUNITY HEALTH RESOURCE NE
3000 E 2ND STREET
LONG BEACH,CA90803 		45-4682159 501(c)(3) 7,600       Research
(118) LEADINGAGE INC
2519 CONNECTICUT AVENUE NW
WASHINGTON,NY20008 		13-6213525 501(c)(3) 41,808       Research
(119) Lehigh University
Bursars Office
Bethlehem,PA18015 		24-0795445 501(c)(3) 46,963       Research
(120) LEUKEMIA AND LYMPHOMA SOCIETY INC
61 BROADWAY
New York,NY10006 		13-5644916 501(c)(3) 12,500       Community Donation/Sponsorship
(121) LIFESPAN OF GREATER ROCHESTER INC
1900 S CLINTON AVENUE
ROCHESTER,NY14618 		16-0986298 501(c)(3) 153,288       Research
(122) Lincoln Park Zoological Society
2001 N Clark St
Chicago,IL606144712 		36-2512404 501(c)(3) 72,239       Research
(123) Louisiana State UniversityandA&M College
Plant Diagnostic Center
Baton Rouge,LA70803 		72-6000848 501(c)(3) 55,785       Research
(124) Loyola University of Chicago
820 N Michigan Ave 7th Fl
Chicago,IL60611 		36-1408475 501(c)(3) 10,050       Research
(125) LUSINE GASPARYAN
3909 FOX VALLEY DRIVE
ROCKVILLE,MD20853 		86-2185638 - 561,522       Research
(126) MASSACHUSETTS GENERAL HOSPITAL
PO BOX 3829
Somerville,MA02145 		04-2697983 501(c)(3) 337,380       Research
(127) Massachusetts Institute of Technology
77 MASSACHUSETTS AVE
Cambridge,MA02139 		04-2103594 501(c)(3) 959,721       Research
(128) MAURY REGIONAL HOSPITAL
1224 TROTWOOD AVENUE
COLUMBIA,TN38401 		62-6002623 501(c)(3) 15,710       Research
(129) MAYO CLINIC
PO BOX 860334
MINNEAPOLIS,MN55486 		41-6011702 501(c)(3) 56,025       Research
(130) MEDICAL COLLEGE OF WISCONSIN INC
8701 WATERTOWN PLANK ROAD
MILWAUKEE,WI53226 		39-0806261 501(c)(3) 181,440       Research
(131) MEDICAL UNIVERSITY OF SOUTH
1 SOUTH PARK CIRLCE
CHARLESTON,SC29407 		57-6000722 GOVERNMENT 90,662       Research
(132) MEDICARE RIGHTS CENTER
266 West 37th Street 3rd Floor
New York,NY10018 		13-3505372 501(c)(3) 7,500       Community Donation/Sponsorship
(133) MEMORIAL SLOAN KETTERING CANCER CEN
PO BOX 27084
NEW YORK,NY10021 		13-1924236 501(c)(3) 3,374,848       Research
(134) Metro Atlanta Urban Farm
3271 Main St
College Park,GA30337 		45-2500753 501(c)(3) 74,269       Research
(135) Mississippi State University
Account Services
Mississippi State,MS39762 		64-6000819 501(c)(3) 85,211       Research
(136) Missouri State University
Financial Services
Springfield,MO65897 		44-6000308 501(c)(3) 24,362       Research
(137) Montana State University
119 Plant BioSciences Bldg
Bozeman,MT59717 		81-6010045 501(c)(3) 6,029       Research
(138) Movimiento para el Alcance deVida Ind
PO Box 25277
San Juan,PR009285277 		66-0446732 501(c)(3) 19,226       Research
(139) National Aquaculture Association
PO Box 12759
Tallahassee,FL323172759 		55-0696828 501(c)(5) 26,253       Research
(140) NATIONAL JEWISH HEALTH
PO BOX 17232
DENVER,CO80217 		74-2044647 501(c)(3) 143,255       Research
(141) NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM
200 Liberty Street 16th Floor
New York,NY10281 		61-1745872 501(c)(3) 10,000       Membership
(142) NCM USA BRONX LLC
461 PARK AVENUE SOUTH
NEW YORK,NY10016 		27-3330203 - 83,381       Research
(143) New England Aquarium Corporation
Central Wharf
Boston,MA02110 		04-2297514 501(c)(3) 16,422       Research
(144) NEW YORK ACADEMY OF MEDICINE
7 WTC 250 Greenwich Street 40th F
New York,NY10007 		13-1656674 501(c)(3) 12,725       Community Donation/Sponsorship
(145) New York City Criminal Justice Agency Inc
299 Broadway Fl 4
New York,NY100074100 		13-2900682 501(c)(3) 80,724       Research
(146) NEW YORK GENOME CENTER INC
PO BOX 9551
NEW YORK,NY10087 		80-0631734 501(c)(3) 945,202       Research
(147) NEW YORK INSTITUTE OF TECHNOLOGY
PO BOX 8000 - NORTHERN BOULEVARD
OLD WESTBURY,NY11568 		11-1788788 501(c)(3) 56,881       Research
(148) NEW YORK PRESBYTERIAN FUND INC
525 E 68TH STREET
NEW YORK,NY10065 		13-3160356 501(c)(3) 23,977       Research
(149) NEW YORK PRESBYTERIANQUEENS
56-45 MAIN STREET
FLUSHING,NY11355 		11-1839362 501(c)(3) 35,575       Research
(150) NEW YORK UNIVERSITY
PO BOX 5166
NEW YORK,NY10012 		13-5562308 501(c)(3) 1,492,303       Research
(151) NEWYORK PRESBYTERIAN BROOKLYN METHO
506 6TH STREET
BROOKLYN,NY11215 		11-1631796 501(c)(3) 84,097       Research
(152) North Carolina State University
PO Box 7613
Raleigh,NC27695 		04-3847594 GOVERNMENT 142,769       Research
(153) North Dakota State University
Grant and Contract Accounting
Fargo,ND581086050 		45-6002439 GOVERNMENT 20,279       Research
(154) Northeastern University
360 Huntington Ave 177-820
Boston,MA02115 		04-1679980 501(c)(3) 18,879       Research
(155) NORTHERN CALIFORNIA INSTITUTE
4150 CLEMENT STREET 151 NC
SAN FRANCISCO,CA94121 		94-3084159 501(c)(3) 6,954       Research
(156) Northern Illinois University
Swen Parson 210
Dekalb,IL601152856 		36-6008480 GOVERNMENT 88,847       Research
(157) NORTHWESTERN UNIVERSITY
2001 Sheridan Rd
Evanston,IL60208 		36-2167817 501(c)(3) 653,587       Research
(158) Norwich University
158 Harmon Dr
Northfield,VT05663 		03-0179424 501(c)(3) 26,482       Research
(159) NYS Cooperative Ext Assoc of Broome Cty
840 Upper Front St
Binghamton,NY13905 		16-6072872 501(c)(3) 76,275       Research
(160) OCHSNER CLINIC FOUNDATION
PO BOX 54996
NEW ORLEANS,LA70154 		72-0502505 501(c)(3) 135,021       Research
(161) OREGON HEALTH & SCIENCE UNIVERSITY
PO BOX 3003
PORTLAND,OR97208 		93-1176109 501(c)(3) 243,885       Research
(162) Oregon State University
Plant Clinic
Corvallis,OR97331 		61-1730890 GOVERNMENT 230,018       Research
(163) Paleontological Research Institution
1259 Trumansburg Rd
Ithaca,NY14850 		15-0554849 501(c)(3) 57,864       Research
(164) Philadelphia Research & Education Foundation
3900 Woodland Ave MS 151
Philadelphia,PA19104 		23-3066002 501(c)(3) 37,664       Research
(165) Point Reyes Bird Observatory
3820 Cypress Dr Ste 11
Petalum,CA949546964 		94-1594250 501(c)(3) 19,886       Research
(166) President and Fellows of Harvard College
715 ALBANY STREET
Cambridge,MA02138 		04-2103580 501(c)(3) 1,408,276       Research
(167) Prophet World Beat Productions
2100 Park Blvd
San Diego,CA92101 		33-0188490 501(c)(3) 51,988       Research
(168) PULMONARY FIBROSIS FOUNDATION
230 E OHIO STREET
CHICAGO,IL60611 		84-1558631 501(c)(3) 80,314       Research
(169) Reaction Engineering International
189 E Fort Union Blvd Ste 201
Midvale,UT840474657 		87-0474621 - 5,502       Research
(170) RECINTO DE CIENCIAS MEDICAS
PROYECTO ACTU BIOMEDICAL STUDIES
SAN JUAN,PR00936 		66-0433762 - 290,777       Research
(171) Rector&Visitors University of Virginia
PO Box 6550
Charlottesville,VA229086550 		54-6001796 501(c)(3) 2,067,258       Research
(172) RED WIND CONSULTING INC
3578 HARTSEL DRIVE
COLORADO SPRINGS,CO80920 		20-3369356 501(c)(3) 101,984       Research
(173) Regents of the University of Idaho
29603 U of I Ln
Parma,ID83660 		82-6000945 501(c)(3) 20,055       Research
(174) REGENTS OF THE UNIVERSITY OF
PO BOX 741816
LOS ANGELES,CA90074 		04-7120084 501(c)(3) 1,074,841       Research
(175) Regents of the University of California
CalSWEC
Berkeley,CA92507 		94-6002123 501(c)(3) 1,937,193       Research
(176) Regents of the University of Minnesota
NW 5957
Minneapolis,MN554851450 		41-6007513 501(c)(3) 290,527       Research
(177) REGENTS OF THE UNIVERSITY OF SANTA
1156 HIGH STREET
SANTA CRUZ,CA950641077 		94-1539563 501(c)(3) 36,354       Research
(178) REGENTS OF THE UNIVESITY OF CALIFOR
PO BOX 741539
LA JOLLA,CA920930818 		95-6006144 501(c)(3) 157,760       Research
(179) Regents of University of Colorado
University of Colorado Springs
Colorado Springs,CO80918 		84-6000555 501(c)(3) 588,705       Research
(180) REGENTS THE UNIVERSITY OF MICHIGAN
3003 S STATE STREET 1040
Ann Arbor,MI481093209 		38-6006309 501(c)(3) 1,427,925       Research
(181) Regents Univ of California Los Angeles
BOX 957089 1125 MURPHY HALL 405 H
Los Angeles,CA900951432 		95-6006143 501(c)(3) 1,341,327       Research
(182) Rensselaer Polytechnic Institute
110 8th St
Troy,NY121803590 		14-1340095 501(c)(3) 139,421       Research
(183) RESEARCH AMERICA
241 18th Street South Suite 501
Arlington,VA22202 		52-1609875 501(c)(3) 8,900       Membership
(184) RESEARCH FOUNDATION FOR MENTAL
1051 RIVERSIDE DRIVE
NEW YORK,NY10032 		14-1410842 501(c)(3) 219,518       Research
(185) Research Foundation of City Univ of NY
230 W 41st St 7th Fl
New York,NY10036 		13-1988190 GOVERNMENT 556,101       Research
(186) Research Triangle Institute
3040 Cornwallis Rd
Research Triangle Park,NC27709 		56-0686338 501(c)(3) 111,635       Research
(187) Resources for Independent Living
193 N Broadway
Pennsville,NJ08070 		94-2344976 501(c)(3) 42,331       Research
(188) Rice University
office of Admission Ms-17
Houston,TX77251 		74-1109620 501(c)(3) 307,867       Research
(189) Rochester Institute of Technology
RIT/NTID Sunshine 20
Rochester,NY146235604 		16-0743140 501(c)(3) 70,183       Research
(190) ROGOSIN INSTITUTE PHYSICIAN
PO BOX 9243
NEW YORK,NY100879243 		13-3184198 501(c)(3) 48,651       Research
(191) Rooted WI Inc
2702 International Ln Ste 200
Madison,WI537043117 		39-1854762 501(c)(3) 33,312       Research
(192) Rutgers The State University of NJ
94 Rockafeller Rd Ste 107
PISCATAWAY,NJ08854 		22-6001086 501(c)(3) 3,701,291       Research
(193) SALK INSTITUTE FOR BIOLOGICAL STUDI
10010 NORTH TORREY PINES RD
LA JOLLA,CA92037 		95-2160097 501(c)(3) 64,794       Research
(194) Sathguru Inc
95 Newport Ave Ext
Quincy,MA02171 		80-0664005 - 573,582       Research
(195) Sciencenter Discovery Museum
601 First St
Ithaca,NY14850 		22-2470652 501(c)(3) 28,190       Research
(196) SCRIPPS RESEARCH INSTITUTE
10550 NORTH TORREY PINES RD
LA JOLLA,CA92037 		33-0435954 501(c)(3) 1,093,063       Research
(197) SETI Institute
339 Bernardo Ave Ste 200
Mountain View,CA94043 		94-2951356 501(c)(3) 12,923       Research
(198) Skidmore College
815 N Broadway
Satatoga Springs,NY12866 		14-1338562 501(c)(3) 13,633       Research
(199) SLOAN KETTERING CANCER CENTER
PO BOX 27084
NEW YORK,NY10087 		13-1624182 501(c)(3) 58,008       Research
(200) Smithsonian Institution
MRC 1203
Washington,DC200137012 		53-0206027 501(c)(3) 14,695       Research
(201) Somerset County Soil and Water Conservation
70 E Madison Rd
Skowhegan,ME04976 		01-0352111 GOVERNMENT 9,072       Research
(202) SPAULDING REHABILITATION HOSPITAL C
399 REVOLUTION DRIVE
SOMERVILLE,MA02145 		04-2551124 501(c)(3) 83,820       Research
(203) ST JUDE CHILDRENS RESEARCH HOSPITAL
P O BOX 1000
MEMPHIS,TN38148 		62-0646012 501(c)(3) 132,104       Research
(204) ST JUDE MEDICAL S C INC
6300 BEE CAVE ROAD
AUSTIN,TX78746 		41-1625029 - 10,527       Research
(205) State of Maryland
Maryland Higher Education Commissio
Baltimore,MD21201 		52-6002033 GOVERNMENT 508,806       Research
(206) State of Oklahoma
Office of Bursar
Stillwater,OK74078 		73-6017987 GOVERNMENT 33,402       Research
(207) State of South Dakota
Grants Contracts Administration
Brookings,SD57007 		46-6000364 GOVERNMENT 103,376       Research
(208) STATE UNIVERSITY OF IOWA
129 E Washington St
Iowa City,IA52242 		42-6004813 501(c)(3) 229,198       Research
(209) Syracuse University
Whitman School of Management
Syracuse,NY13244 		15-0532081 501(c)(3) 364,026       Research
(210) TEMPLE UNIVERSITY OF THE COMMONWEAL
1852 N 10TH STREET 083-11
PHILADELPHIA,PA19122 		23-1365971 501(c)(3) 219,860       Research
(211) TEXAS A & M AGRILIFE RESEARCH
2147 TAMU
College Station,TX778432477 		74-6000541 GOVERNMENT 67,035       Research
(212) TEXAS A&M ENGINEERING EXPERIMENT ST
400 HARVEY MITCHELL PARKWAY SOUTH
COLLEGE STATION,TX77845 		74-1974733 GOVERNMENT 249,922       Research
(213) Texas A&M Vet Medical Diagnostic Lab
Office of Sponsored Research Servic
College Station,TX778454375 		74-6000531 GOVERNMENT 441,829       Research
(214) Texas Tech University
Box 41105
Lubbock,TX794091105 		75-2668014 501(c)(3) 17,465       Research
(215) The Agricultural Justice Project
PO Box 5786
Gainesville,FL326275786 		35-2484219 501(c)(3) 12,581       Research
(216) The Board of Regents Univ of Nebraska
401 Canfield Administration Bldg
Lincoln,NE685880439 		47-0049123 501(c)(3) 138,765       Research
(217) The Brd of Trustees of the Univ of IL
Grants Contracts
Chicago,IL606731283 		37-6000511 501(c)(3) 1,566,413       Research
(218) The Catholic University of America
650 Michigan Ave NE Leahy 260
Washington,DC20064 		53-0196583 501(c)(3) 229,344       Research
(219) THE CHARLOTTE-MECHLENBURG HOSPITAL
PO BOX 601979
CHARLOTTE,NC28260 		56-0529945 - 187,775       Research
(220) The City University of New York
365 Fifth Ave
New York,NY100164309 		13-6000565 501(c)(3) 10,000       Research
(221) The Evergreen State College
Financial Aid Office
Olympia,WA98505 		91-0826533 501(c)(3) 53,064       Research
(222) The Florida State University
PO BOX 025551
MIAMI,FL33102 		59-0624458 501(c)(3) 1,700,802       Research
(223) The Ohio State University
PO BOX 183248
Columbus,OH43210 		31-6025986 501(c)(3) 617,402       Research
(224) The Pennsylvania State University
500 UNIVERSITY DRIVE
University Park,PA16802 		24-6000376 GOVERNMENT 603,776       Research
(225) The Regents of the Univ of California
1111 Franklin St
Oakland,CA94607 		94-3067788 501(c)(3) 149,140       Research
(226) The Regents of the University of California
Marine Science Institute
Santa Barbara,CA931066150 		95-6006145 501(c)(3) 582,471       Research
(227) The Regents Univ California San Francisco
UCSF MAIN DEPOSITORY
San Francisco,CA941430812 		94-6036493 501(c)(3) 1,930,909       Research
(228) The Research Foundation of SUNY
PO BOX 9
Syracuse,NY13210 		14-1368361 501(c)(3) 1,116,588       Research
(229) The Rockefeller University
1230 YORK AVENUE
New York,NY10065 		13-1624158 501(c)(3) 1,974,911       Research
(230) The Trustees of Princeton University
001 Fisher Hall
Princeton,NJ08544 		21-0634501 501(c)(3) 535,344       Research
(231) The University of Alabama in Huntsville
301 Sparkman Dr
Huntsville,AL35899 		63-0520830 501(c)(3) 120,861       Research
(232) The University of Arizona
Campus Agricultural Center
Tucson,AZ85719 		74-2652689 GOVERNMENT 120,930       Research
(233) The University of Southern California
Sponsored Projects Accounting
Los Angeles,CA900898001 		95-1642394 501(c)(3) 470,155       Research
(234) The University of Texas at Austin
PO Box 7159
Austin,TX787137159 		74-6000203 GOVERNMENT 36,530       Research
(235) The University of Texas at El Paso
500 W University Ave
El Paso,TX79968 		74-6000813 GOVERNMENT 187,824       Research
(236) The Vanderbilt University
Vanderbilt Law School Finance
Nashville,TN372035724 		62-0476822 501(c)(3) 219,689       Research
(237) Trustees of Boston University
881 Commonwealth Ave Fl 4
Boston,MA02215 		04-2103547 501(c)(3) 610,648       Research
(238) Trustees of Columbia Univ City of New York
P O BOX 29789
New York,NY10025 		13-5598093 501(c)(3) 1,925,316       Research
(239) Trustees of Dartmouth College
Office of Sponsored Projects
Hanover,NH037551404 		02-0222111 501(c)(3) 104,052       Research
(240) Trustees of Hamilton College
Business Office
Clinton,NY133234321 		15-0532200 501(c)(3) 10,361       Research
(241) Trustees of Purdue University
SPONSORED PROGRAM SERVICES
West Lafayette,IN479072054 		35-6002041 501(c)(3) 1,018,719       Research
(242) Trustees of the Univ of Pennsylvania
School of Vet Med - Pathobiology
Philadelphia,PA19104 		23-1352685 501(c)(3) 596,548       Research
(243) Trustees of Tufts College
Analytical Core Facility Dept of
Boston,MA02111 		04-2103634 501(c)(3) 13,521       Research
(244) TULANE UNIVERSITY HEALTH
1430 TULANE AVENUE
NEW ORLEANS,LA70112 		72-0423889 501(c)(3) 478,323       Research
(245) UNIV OF MISSOURI COLUMBIA AR
RESEARCH PARK
COLUMBIA,MO65211 		43-6003859 GOVERNMENT 104,769       Research
(246) Univ PittsburghCommonwealthSysHighEdu
Office of Financial Information
Pittsburgh,PA15260 		25-0965591 501(c)(3) 1,006,255       Research
(247) University Kansas Ctr for Research Inc
2385 Irving Hill Rd
Lawrence,KS660457563 		48-0680117 501(c)(3) 73,957       Research
(248) UNIVERSITY MEDICAL CENTER MANAGEMEN
2000 CANAL STREET
NEW ORLEANS,LA70112 		25-1925187 501(c)(3) 57,791       Research
(249) UNIVERSITY OF ALABAMA
172 2nd AVENUE SOUTH
BIRMINGHAM,AL35294 		63-6005396 501(c)(3) 355,386       Research
(250) University of Alaska
University of Alaska Fairbanks
Fairbanks,AK997755040 		92-6000147 501(c)(3) 25,941       Research
(251) University of Arkansas
1125 W Maple St
Fayetteville,AR72701 		71-6003252 501(c)(3) 66,713       Research
(252) UNIVERSITY OF CALIFORNIA
220 MONTGOMERY STREET
SAN FRANCISCO,CA94104 		94-2829914 501(c)(3) 20,471       Research
(253) UNIVERSITY OF CHICAGO
Chicago Center for Contemporary
Chicago,IL60637 		36-2177139 501(c)(3) 927,965       Research
(254) UNIVERSITY OF CINCINNATI MED
51 GOODMAN DRIVE SUITE 530
CINCINNATI,OH44193 		31-6000989 501(c)(3) 66,995       Research
(255) University of Connecticut
Department of Animal Science
Storrs,CT062694040 		06-0772160 501(c)(3) 19,070       Research
(256) University of Delaware
Sea Grant Advisory Service
Lewes,DE19958 		51-6000297 501(c)(3) 33,660       Research
(257) University of Florida
PO Box 117634
Gainesville,FL326117145 		59-6002052 GOVERNMENT 1,531,626       Research
(258) University of Hawaii
2500 Campus Rd
Honolulu,HI96822 		99-6000354 501(c)(3) 36,789       Research
(259) UNIVERSITY OF KANSAS MEDICAL CENTER
MSN 1039 3901 RAINBOW BLVD
KANSAS CITY,KS66160 		48-1108830 501(c)(3) 86,639       Research
(260) UNIVERSITY OF LOUISVILLE RESEARCH
300 EAST MARKET STREET
LOUISVILLE,KY40202 		61-1029626 501(c)(3) 67,905       Research
(261) University of Maine System
Office of Sponsored Programs
Portland,ME04104 		01-6000769 501(c)(3) 179,960       Research
(262) UNIVERSITY OF MASSACHUSETTS
55 LAKE AVENUE NORTH
Worcester,MA01655 		04-3167352 GOVERNMENT 1,748,951       Research
(263) University of Miami
PO Box 248066
Coral Gables,FL24806 		59-0624458 501(c)(3) 419,630       Research
(264) University of New Mexico
MSC Spa
Albuquerque,NM871064365 		85-6000642 GOVERNMENT 158,987       Research
(265) University of North Carolina Chapel Hill
Office of Sponsored Research
Atlanta,GA303842420 		56-6001393 501(c)(3) 1,326,875       Research
(266) University of Notre Dame du Lac
115 MAIN BUILDING
Notre Dame,IN46556 		35-0868188 501(c)(3) 676,827       Research
(267) University of Puerto Rico
Financial Aid Office
Mayaguez,PR00681 		66-0560806 GOVERNMENT 153,020       Research
(268) University of Rochester
Brain Cognitive Sciences
Rochester,NY146270268 		16-0743209 501(c)(3) 594,116       Research
(269) University of South Carolina
Grants Funds Management
Columbia,SC29208 		57-6001153 501(c)(3) 30,872       Research
(270) University of South Florida
4202 Fowler Avenue
Tampa,FL33620 		59-6001874 501(c)(3) 374,369       Research
(271) University of Tennessee
Center for Behavioral Health Resear
Knoxville,TN379963332 		62-6001636 501(c)(3) 23,694       Research
(272) UNIVERSITY OF TEXAS MD ANDERSON
PO BOX 4390
Houston,TX772104266 		74-6001118 501(c)(3) 120,574       Research
(273) UNIVERSITY OF UTAH
201 SOUTH 1460 EAST
SALT LAKE CITY,UT84112 		87-6000525 GOVERNMENT 264,925       Research
(274) University of Vermont&State Ag College
Cereal Grain Quality Laboratory
Burlington,VT05405 		03-0179440 501(c)(3) 221,537       Research
(275) University of Washington
University of Washington Libraries
Seattle,WA981952900 		91-6001537 501(c)(3) 773,300       Research
(276) University of Wisconsin System
1220 Linden Dr
Madison,WI53706 		39-1805963 501(c)(3) 229,594       Research
(277) University System of New Hampshire Inc
11 Garrison Ave Rm 106
Durham,NH03824 		02-6000937 501(c)(3) 69,864       Research
(278) US Dept of Agriculture
USDA National Finance Center
Saint Louis,MO631799000 		72-0564834 GOVERNMENT 430,935       Research
(279) UT SOUTHWESTERN MED CENTER
PO BOX 841765
DALLAS,TX75284 		75-6002868 GOVERNMENT 438,406       Research
(280) Utah State University
Agriculture in the Classroom
Logan,UT84322 		87-6000528 501(c)(3) 50,025       Research
(281) VAN ANDEL RESEARCH INSTITUTE
333 BOSTWICK AVENUE NE
GRAND RAPIDS,MI49503 		52-2000823 501(c)(3) 88,049       Research
(282) VANDERBILT UNIVERSITY MEDICAL
CCC 4322 MEDICAL CENTER NORTH
NASHVILLE,TN37232 		35-2528741 501(c)(3) 254,500       Research
(283) VETERANS HEALTHFOUNDATION
UNIVERSITY DRIVE C
PITTSBURGH,PA15240 		25-1666090 501(c)(3) 8,267       Research
(284) Virgin Islands Advocacy Incorporated
63 Cane Carlton
Frederiksted,VI00840 		66-0363251 501(c)(3) 14,124       Research
(285) Virginia Commonwealth University
Student Accounts
Richmond,VA23284 		54-6001758 501(c)(3) 166,891       Research
(286) Virginia Polytech Inst&State Univ
North End Center MC 0170
Blacksburg,VA24061 		54-6001805 501(c)(3) 182,312       Research
(287) VISITING NURSE SERVICE OF NY
220 EAST 42ND STREET
NEW YORK,NY10017 		13-3189926 501(c)(3) 12,889       Research
(288) VITALANT
DEPT 880337
PHOENIX,AZ20853 		86-0098929 501(c)(3) 79,150       Research
(289) WAKE FOREST UNIVERSITY BAPTIST
MEDICAL CENTER BOULEVARD
WINSTONSALEM,NC27157 		51-0190238 501(c)(3) 5,371       Research
(290) WAKE FOREST UNIVERSITY SCHOOL
MEDICAL CENTER BLVD
WINSTONSALEM,NC27157 		56-0532138 501(c)(3) 55,374       Research
(291) Washington State University
Irrigated Agric ResExtension Cente
Prosser,WA993508694 		91-6001108 GOVERNMENT 154,950       Research
(292) Washington Tree Fruit Research Commission
105 S 18th St Ste 205
Yakima,WA989012149 		91-0854356 GOVERNMENT 9,220       Research
(293) Washington University St Louis
700 ROSEDALE AVE
Saint Louis,MO63110 		43-0653611 501(c)(3) 236,709       Research
(294) West Virginia Univ Research Corp
One Waterfront Pl 4th Fl
Morgantown,WV26506 		55-0665758 501(c)(3) 18,849       Research
(295) WHITMAN WALKER CLINIC INC
1377 R STREET NW
WASHINGTON,DC20009 		52-1122122 501(c)(3) 51,132       Research
(296) WINIFRED MASTERSON BURKE
785 MAMARONECK AVENUE
WHITE PLAINS,NY10605 		13-3434928 501(c)(3) 11,510       Research
(297) WORCESTER POLYTECHNIC INSTITUTE
100 INSTITUTE ROAD
WORCESTER,MA01609 		04-2121659 501(c)(3) 175,459       Research
(298) WSKG Public Telecommunications Council
601 Gates Rd
Vestal,NY13850 		15-0620345 501(c)(3) 40,000       Research
(299) YALE UNIVERSITY GRANTS AND CONTRACT
Office for Equal Opportunity Prgms
New Haven,CT06511 		06-0646973 501(c)(3) 643,288       Research
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
276
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
23
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2021

Schedule I (Form 990) 2021
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) FINANCIAL AID - UNDERGRADUATE 7778 333,538,658   FMV  
(2) FINANCIAL AID - GRADUATE 6616 153,117,251   FMV  
(3) MEDICAL SCHOOL - UNDERGRADUATE 233 20,105,992   FMV  
(4) MEDICAL SCHOOL - GRADUATE 430 31,983,400   FMV  
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. THE UNIVERSITY REPORTS ALL GRANT RECIPIENTS, INCLUDING SUB-GRANTEES, OF WHICH IT IS AWARE. THIS INCLUDES SUB-RECIPIENT AWARDS, PRIMARILY FOR RESEARCH, TO GOVERNMENT AGENCIES, ORGANIZATIONS EXEMPT UNDER 501(C)(3) AND FOR-PROFIT ENTITIES FOR WHICH NO AUTHORITY FOR EXEMPTION IS PROVIDED.
Schedule I (Form 990) 2021



Additional Data


Software ID: 21014044
Software Version: 2021v4.2


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2021

Schedule J (Form 990) 2021
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2, 1099-MISC compensation, and/or 1099-NEC (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1MARTHA E POLLACK
 
PRESIDENT 		(i)

(ii)		 1,338,432
-------------
0 		0
-------------
0 		143,465
-------------
0 		48,500
-------------
0 		19,073
-------------
0 		1,549,470
-------------
0 		0
-------------
0
2MELISSA A HINES
 
TRUSTEE & PROFESSOR 		(i)

(ii)		 210,029
-------------
0 		0
-------------
0 		1,250
-------------
0 		21,348
-------------
0 		8,559
-------------
0 		241,186
-------------
0 		0
-------------
0
3ABIGAIL C COHN
 
EMPLOYEE & TRUSTEE 		(i)

(ii)		 134,152
-------------
0 		0
-------------
0 		7,683
-------------
0 		14,953
-------------
0 		34,856
-------------
0 		191,644
-------------
0 		0
-------------
0
4REGINALD H WHITE
 
EMPLOYEE & TRUSTEE (THRU 3/13/22) 		(i)

(ii)		 153,640
-------------
0 		1,500
-------------
0 		8,750
-------------
0 		8,188
-------------
0 		10,585
-------------
0 		182,663
-------------
0 		0
-------------
0
5AUGUSTINE MK CHOI MD
 
PROVOST - MEDICAL AFFAIRS & DEAN 		(i)

(ii)		 944,961
-------------
0 		41,632
-------------
0 		1,441,018
-------------
0 		54,360
-------------
0 		13,644
-------------
0 		2,495,615
-------------
0 		0
-------------
0
6JOANNE M DESTEFANO
 
CFO & EVP 		(i)

(ii)		 751,786
-------------
0 		0
-------------
0 		67,166
-------------
0 		62,505
-------------
0 		14,899
-------------
0 		896,356
-------------
0 		0
-------------
0
7MICHAEL I KOTLIKOFF
 
PROVOST 		(i)

(ii)		 755,533
-------------
0 		0
-------------
0 		53,504
-------------
0 		86,200
-------------
0 		19,269
-------------
0 		914,506
-------------
0 		0
-------------
0
8DONICA VARNER
 
UNIVERSITY COUNSEL 		(i)

(ii)		 282,131
-------------
0 		0
-------------
0 		25,874
-------------
0 		28,663
-------------
0 		10,033
-------------
0 		346,701
-------------
0 		0
-------------
0
9KENNETH MIRANDA
 
CHIEF INVESMENT OFFICER 		(i)

(ii)		 818,138
-------------
0 		1,420,251
-------------
0 		154,228
-------------
0 		29,000
-------------
0 		548
-------------
0 		2,422,165
-------------
0 		0
-------------
0
10ROBERT J MIN MD
 
PRES. & CEO OF PHYSICIAN ORG 		(i)

(ii)		 359,678
-------------
0 		46,000
-------------
0 		1,836,709
-------------
0 		54,360
-------------
0 		15,421
-------------
0 		2,312,168
-------------
0 		0
-------------
0
11STEPHEN COHEN
 
EXEC. VICE PROV. FOR ADM & FIN 		(i)

(ii)		 1,268,258
-------------
0 		26,268
-------------
0 		109,295
-------------
0 		54,360
-------------
0 		33,604
-------------
0 		1,491,785
-------------
0 		0
-------------
0
12SCOTT PUCCINO
 
CFO & ASSOC. TREASURER - WEILL 		(i)

(ii)		 626,550
-------------
0 		0
-------------
0 		0
-------------
0 		73,860
-------------
0 		12,928
-------------
0 		713,338
-------------
0 		0
-------------
0
13ZEV ROSENWARKS MD
 
ACADEMIC PROFESSOR 		(i)

(ii)		 339,509
-------------
0 		0
-------------
0 		8,546,509
-------------
0 		34,860
-------------
0 		27,292
-------------
0 		8,948,170
-------------
0 		0
-------------
0
14HEY-JOO KANG MD
 
ASSOCIATE PROFESSOR - CLINICAL 		(i)

(ii)		 70,354
-------------
0 		0
-------------
0 		5,409,929
-------------
0 		24,360
-------------
0 		41,198
-------------
0 		5,545,841
-------------
0 		0
-------------
0
15LEONARD GIRARDI MD
 
ACADEMIC CHAIR 		(i)

(ii)		 441,885
-------------
0 		0
-------------
0 		4,118,418
-------------
0 		54,360
-------------
0 		13,912
-------------
0 		4,628,575
-------------
0 		0
-------------
0
16KIEHYUN DANIEL RIEW MD
 
ASSISTANT PROFESSOR 		(i)

(ii)		 152,748
-------------
0 		0
-------------
0 		3,837,996
-------------
0 		27,981
-------------
0 		44,720
-------------
0 		4,063,445
-------------
0 		0
-------------
0
17RONY T ELIAS MD
 
ASSISTANT PROFESSOR 		(i)

(ii)		 55,172
-------------
0 		0
-------------
0 		3,890,262
-------------
0 		43,860
-------------
0 		41,383
-------------
0 		4,030,677
-------------
0 		0
-------------
0
18MADELYN F WESSEL
 
FORMER UNIVERSITY COUNSEL & SECRETARY 		(i)

(ii)		 264,661
-------------
0 		0
-------------
0 		74,047
-------------
0 		38,750
-------------
0 		10,192
-------------
0 		387,650
-------------
0 		0
-------------
0
19HUNTER R RAWLINGS III
 
FORMER PRESIDENT 		(i)

(ii)		 146,160
-------------
0 		0
-------------
0 		0
-------------
0 		15,000
-------------
0 		18,445
-------------
0 		179,605
-------------
0 		0
-------------
0
Schedule J (Form 990) 2021

Schedule J (Form 990) 2021
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
Schedule J, Part I, Line 1a First-class or charter travel THE POSITIONS OF PRESIDENT OF CORNELL UNIVERSITY AND THE DEAN OF MEDICINE AT WEILL CORNELL MEDICAL COLLEGE RECEIVE THE BENEFITS STATED IN SCHEDULE J,PART I, LINE 1A. AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, BOTH THE PRESIDENT OF THE UNIVERSITY AND THE INDIVIDUAL SERVING AS DEAN AND PROVOST OF MEDICINE ARE REQUIRED TO LIVE IN UNIVERSITY-PROVIDED HOUSING. EXPENSES FOR USE OF THEIR RESPECTIVE HOMES FOR THE UNIVERSITY'S BUSINESS PURPOSES ARE PAID OR REIMBURSED BY THE UNIVERSITY. TAXABLE HOUSING BENEFITS ARE SHOWN IN SCHEDULE J FOR ZEV ROSENWARKS AND KEN MIRANDA. POTENTIALLY TAXABLE BENEFITS, SUCH AS USE OF AN AUTOMOBILE, PROVIDING A CORNELL EMPLOYEE AS A DRIVER, CLUB AND ASSOCIATION MEMBERSHIPS USED FOR BUSINESS PURPOSES, DISCRETIONARY SPENDING ACCOUNTS, PERSONAL SERVICES, AND PAYMENT OF PROFESSIONAL ADVISORS HAVE BEEN INCLUDED WHERE RELEVANT IN SCHEDULE J, PART II. WHERE BENEFITS ARE TAXABLE, SUCH AMOUNTS ARE INCLUDED AS TAXABLE WAGES ON THE EMPLOYEES' RESPECTIVE FORMS W-2. PAYMENT OR REIMBURSEMENT OF THE EXPENSES DESCRIBED IN LINE 1A ARE COVERED BY THE UNIVERSITY'S TRAVEL POLICIES OR SPECIFIC EMPLOYMENT CONTRACTS AND INCLUDES THE UNIVERSITY'S IMPLEMENTATION OF AN ACCOUNTABLE PLAN. THERE IS OCCASIONALLY UNIT DISCRETION. EMPLOYEES MAY UPGRADE THEIR CLASS OF SERVICE AT THEIR OWN EXPENSE USING THEIR OWN MEANS OF PAYMENT OR THEIR FREQUENT-FLYER MILES. PREMIUM CLASS (E.G., BUSINESS CLASS, FIRST CLASS, ETC) MUST NOT BE PURCHASED USING SPONSORED FUNDS OR FEDERAL APPROPRIATIONS, UNLESS SPECIFICALLY APPROVED IN THE AWARD DOCUMENTS. PURSUANT TO AN INDIVIDUAL'S EMPLOYMENT AGREEMENT AND/OR BENEFITS PACKAGE, TAX GROSS-UPS HAVE BEEN PROVIDED FOR CERTAIN BENEFITS THAT HAVE RESULTED IN IMPUTED INCOME.
Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan HUNTER R. RAWLINGS PARTICIPATED IN A BOARD AUTHORIZED IRC SECTION 457(F) DEFERRED COMPENSATION PLAN WHILE SERVING THE UNIVERSITY. FOLLOWING HIS SECOND RETIREMENT FROM THE UNIVERSITY, PAYMENTS UNDER THE IRC SECTION 457(F) PLAN RESUMED IN JULY, 2017. THE CURRENT PRESIDENT DOES NOT CURRENTLY PARTICIPATE IN A 457(F) PLAN.
Schedule J, Part I, Line 7 Non-fixed payments ALL BONUS PAYMENTS INCLUDED ABOVE ARE NON FIXED AND ARE PROVIDED TO INDIVIDUALS IN RECOGNITION OF ACCOMPLISHMENTS OF SPECIFIC GOALS OR OVERALL PERFORMANCE, EXCEPT CHIEF INVESTMENT OFFICER WHOSE BONUS IS DETERMINED ACCORDING TO A PREDETERMINED FORMULA. ADDITIONAL INFORMATION ON BOARD OF TRUSTEES. THE CORNELL BOARD INCLUDES FACULTY, STAFF AND STUDENTS. FACULTY MEMBERS ELECT TWO (2) MEMBERS; THE STUDENT BODY ELECTS TWO (2) MEMBERS; THE 'EMPLOYEE ASSEMBLIES' ELECT ONE (1) MEMBER.
Schedule J, Part II, Column (B)(ii) BONUS AND INCENTIVE PAY IS ANY PAYMENT RECEIVED RELATED TO THE SCHEDULE J, PART I, LINE 7 DISCLOSURE. THE FOLLOWING INDIVIDUALS RECEIVED BONUS AND INCENTIVE PAY: AUGUSTINE M.K. CHOI, STEPHEN COHEN, ROBERT MIN, REGINALD WHITE AND KENNETH M. MIRANDA.
Schedule J, Part II, Column (B)(iii) OTHER REPORTABLE COMPENSATION REPORTED ON SCHEDULE J IS MADE UP OF ONE, OR A VARIETY OF THE FOLLOWING ITEMS: PENSION RESTORATION BENEFITS, SUPPLEMENTAL WAGES, WHICH INCLUDES WAGES EARNED FOR CLINICAL SERVICES AT THE HOSPITAL, AND OTHER TAXABLE BENEFITS OR REIMBURSEMENTS RECEIVED, SUCH AS A HOUSING ALLOWANCE. THE FOLLOWING INDIVIDUALS RECEIVED SUPPLEMENTAL WAGES FOR CLINICAL SERVICES: ROBERT MIN, ZEV ROSENWARKS, HEY-JOO KANG, LEONARD GIRARDI, KIEHYUN DANIEL RIEW AND RONY T. ELIAS. THE FOLLOWING INDIVIDUALS RECEIVED TAXABLE HOUSING ALLOWANCES: KENNETH M. MIRANDA AND ZEV ROSENWARKS.
Schedule J, Part II, Column (C) CORNELL UNIVERSITY PROVIDES A WIDE VARIETY OF BENEFITS TO ITS EMPLOYEES. BENEFITS ARE TREATED AS A NON-TAXABLE BENEFIT, A PRE-TAX EMPLOYEE DEDUCTION, A POST-TAX EMPLOYEE DEDUCTION, OR OTHERWISE RECORDED AS TAXABLE INCOME. CORNELL CONTRIBUTES ON BEHALF OF THE EMPLOYEE ON A TAX-FREE BASIS, FOR A PORTION OF THEIR HEALTH, DENTAL, AND LIFE INSURANCE. EMPLOYEES CONTRIBUTE TO THOSE BENEFITS ON A PRE-TAX BASIS, ALONG WITH OTHER PRE-TAX BENEFITS SUCH AS VISION, A FLEXIBLE SPENDING ACCOUNT, DEPENDENT GROUP LIFE INSURANCE, AND RETIREMENT ACCOUNTS.
Schedule J (Form 990) 2021

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number
15-0532082
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A DASNY (2020A-2)
  		14-6000293 64990GF56 05-12-2020 102,090,381 REFUNDING (SEE PART VI)   X   X   X
B DASNY (2020A)
  		14-6000293 64990GB43 04-02-2020 292,657,467 REFUNDING (SEE PART VI)   X   X   X
C DASNY (2019D)
  		14-6000293 64990GSL7 09-19-2019 161,446,050 FINANCE PROJECTS AND CAPITALIZE INTEREST   X   X   X
D DASNY (2019ABC)
  		14-6000293 64990GMF6 04-25-2019 306,733,618 REFUNDING (SEE PART VI)   X   X   X
DASNY (SERIES 2016A)
  		14-6000293 64990BG49 05-17-2016 153,651,986 REFUNDING (SEE PART VI)   X   X   X
DASNY (SERIES 2000AB)
  		14-6000293   12-16-2015 101,130,000 REFUNDING (SEE PART VI)   X   X   X
DASNY (SERIES 2004AB)
  		14-6000293 64983TRF2 05-27-2004 92,100,000 REFUNDING & NEW MONEY (SEE PART VI)   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 29,625,000 41,500,000 5,625,000 28,480,000
2 Amount of bonds legally defeased .............. 0      
3 Total proceeds of issue .................. 102,090,381 292,657,467 163,977,461 306,733,618
4 Gross proceeds in reserve funds ............. 0      
5 Capitalized interest from proceeds ............. 0   10,826,171  
6 Proceeds in refunding escrows ............... 0      
7 Issuance costs from proceeds ............... 422,095 819,381 645,465 1,207,989
8 Credit enhancement from proceeds ............. 0      
9 Working capital expenditures from proceeds ............. 0      
10 Capital expenditures from proceeds ............. 0   152,431,946  
11 Other spent proceeds ............. 101,667,476 291,838,086 73,879 305,525,629
12 Other unspent proceeds ............. 0      
13 Year of substantial completion ............. 2020 2020 2021 2019
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2020, a current refunding issue)? ........ 		X   X     X X  
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2020, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 2
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X   X   X  
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X     X X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X   X     X X  
c No rebate due? .........   X   X X     X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? .....   X   X   X X  
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
Schedule K, Part I, Column (f) SERIES 2020A-2 THE PURPOSE OF THE ISSUE IS TO REFUND THE SERIES 2008BC REOFFEREING DATED 05/03/2010
Schedule K, Part IV, Line 2b SERIES 2020A-2 THE ISSUED BONDS CURRENTLY REFUNDED EXISITING DEBT WITH NO NEW MONEY COMPONENT AND ARE THEREFORE, EXEMPT FROM THE REBATE CALCULATION.
Schedule K, Part III SERIES 2020A-2 NOTE ON TAX EXEMPT BONDS - WITH THE IMPLEMENTATION OF THE MIXED USED RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE USE DUE TO UNIVERSITY EQUITY AND GIFTS.
Schedule K, Part I, Column (f) SERIES 2020A THE PURPOSE OF THE ISSUE IS TO REFUND THE SERIES 2010A DATED 06/09/2010.
Schedule K, Part IV, Line 2b SERIES 2020A THE ISSUED BONDS CURRENTLY REFUNDED EXISTING DEBT WITH NO NEW MONEY COMPONENT AND ARE THEREFORE, EXEMPT FROM THE REBATE CALCULATION.
Schedule K, Part III SERIES 2020A NOTE ON TAX EXEMPT BONDS - WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.
Schedule K, Part II, Line 3 SERIES 2019D THE AMOUNT LISTED FOR TOTAL PROCEEDS OF THE ISSUE EXCEEDS THE ISSUE PRICE LISTED IN PART I COLUMN (e) DUE TO INVESTMENT PROCEEDS IN THE AMOUNT OF $2,531,411.
Schedule K, Part IV, Line 2b SERIES 2019D A TWO-YEAR SPENDING EXCEPTION WAS CALCULATED AS OF 10/11/2021 AND THE BONDS WERE FOUND TO BE EXEMPT.
Schedule K, Part III SERIES 2019D NOTE ON TAX EXEMPT BONDS - WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.
Schedule K, Part I, Column (f) SERIES 2019A, B, C THE PURPOSE OF THE ISSUE IS TO REFUND THE SERIES 2009A DATED 04/22/2009; REFUND TAX-EXEMPT COMMERCIAL PAPER
Schedule K, Part IV, Line 2b SERIES 2019A, B, C THE ISSUED BONDS CURRENTLY REFUNDED EXISTING DEBT WITH NO NEW MONEY COMPONENT AND THEREFORE, EXEMPT FROM THE REBATE CALCULATION
Schedule K, Part III SERIES 2019A, B, C NOTE ON TAX EXEMPT BONDS - WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.
Schedule K, Part I, Column (f) SERIES 2016A THE PURPOSE OF THE ISSUE IS TO REFUND THE 2006A BONDS DATED 05/11/2006
Schedule K, Part IV, Line 2b SERIES 2016A THE ISSUED BONDS CURRENTLY REFUNDED EXISTING DEBT WITH NO NEW MONEY COMPONENT AND ARE THEREFORE, EXEMPT FROM THE REBATE CALCULATION.
Schedule K, Part III SERIES 2016A NOTE ON TAX EXEMPT BONDS - WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.
Schedule K, Part I, Column (f) SERIES 2000A & B THE PURPOSE OF THE ISSUE IS TO REFUND THE 2000AB BONDS ISSUED 04/05/2000.
Schedule K, Part III SERIES 2000A & B THE PRE-2003 ISSUANCE RULES APPLY AND THEREFORE, PART III IS NOT REQUIRED.
Schedule K, Part IV, Line 2b SERIES 2000A & B THE ISSUED BONDS CURRENTLY REFUNDED EXISTING DEBT WITH NO NEW MONEY COMPONENT AND ARE THEREFORE, EXEMPT FROM THE REBATE CALCULATION.
Schedule K, Part I, Column (f) SERIES 2004A & B THE PURPOSE OF THE ISSUE IS TO REFUND 1998 TAX-EXEMPT COMMERCIAL PAPER AND FINANCE NEW PROJECTS.
Schedule K, Part IV, Line 2c SERIES 2004A & B ARBITRAGE REBATE CALCULATION COMPLETED 7/24/2007. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENT OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
Schedule K, Part III SERIES 2004A & B NOTE ON TAX EXEMPT BONDS - WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEE A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.
Schedule K, Part II, Line 3 SERIES 2004AB The difference between the issue price reported on Part I ($92,200,000) and the total proceeds of the issue reported on Line 3 of Part II ($92,663,883) is due to interest earned on the construction fund.
Schedule K, Part IV, Line 2c COLUMN C Issuer name: DASNY (2019D) The calculation for computing no rebate due was performed on 10/11/2021
Schedule K, Part IV, Line 2c COLUMN C Issuer name: DASNY (SERIES 2004AB) The calculation for computing no rebate due was performed on 07/24/2007
Schedule K (Form 990) 2021

Additional Data


Software ID: 21014044
Software Version: 2021v4.2


Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number
15-0532082
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A DASNY (2020A-2)
  		14-6000293 64990GF56 05-12-2020 102,090,381 REFUNDING (SEE PART VI)   X   X   X
B DASNY (2020A)
  		14-6000293 64990GB43 04-02-2020 292,657,467 REFUNDING (SEE PART VI)   X   X   X
C DASNY (2019D)
  		14-6000293 64990GSL7 09-19-2019 161,446,050 FINANCE PROJECTS AND CAPITALIZE INTEREST   X   X   X
D DASNY (2019ABC)
  		14-6000293 64990GMF6 04-25-2019 306,733,618 REFUNDING (SEE PART VI)   X   X   X
DASNY (SERIES 2016A)
  		14-6000293 64990BG49 05-17-2016 153,651,986 REFUNDING (SEE PART VI)   X   X   X
DASNY (SERIES 2000AB)
  		14-6000293   12-16-2015 101,130,000 REFUNDING (SEE PART VI)   X   X   X
DASNY (SERIES 2004AB)
  		14-6000293 64983TRF2 05-27-2004 92,100,000 REFUNDING & NEW MONEY (SEE PART VI)   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 29,625,000 41,500,000 5,625,000 28,480,000
2 Amount of bonds legally defeased .............. 0      
3 Total proceeds of issue .................. 102,090,381 292,657,467 163,977,461 306,733,618
4 Gross proceeds in reserve funds ............. 0      
5 Capitalized interest from proceeds ............. 0   10,826,171  
6 Proceeds in refunding escrows ............... 0      
7 Issuance costs from proceeds ............... 422,095 819,381 645,465 1,207,989
8 Credit enhancement from proceeds ............. 0      
9 Working capital expenditures from proceeds ............. 0      
10 Capital expenditures from proceeds ............. 0   152,431,946  
11 Other spent proceeds ............. 101,667,476 291,838,086 73,879 305,525,629
12 Other unspent proceeds ............. 0      
13 Year of substantial completion ............. 2020 2020 2021 2019
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2020, a current refunding issue)? ........ 		X   X     X X  
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2020, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 2
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X   X   X  
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X     X X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0 % 0 %
6 Total of lines 4 and 5 ............. 0 % 0 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X   X  
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X   X     X X  
c No rebate due? .........   X   X X     X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? .....   X   X   X X  
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
Schedule K, Part I, Column (f) SERIES 2020A-2 THE PURPOSE OF THE ISSUE IS TO REFUND THE SERIES 2008BC REOFFEREING DATED 05/03/2010
Schedule K, Part IV, Line 2b SERIES 2020A-2 THE ISSUED BONDS CURRENTLY REFUNDED EXISITING DEBT WITH NO NEW MONEY COMPONENT AND ARE THEREFORE, EXEMPT FROM THE REBATE CALCULATION.
Schedule K, Part III SERIES 2020A-2 NOTE ON TAX EXEMPT BONDS - WITH THE IMPLEMENTATION OF THE MIXED USED RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE USE DUE TO UNIVERSITY EQUITY AND GIFTS.
Schedule K, Part I, Column (f) SERIES 2020A THE PURPOSE OF THE ISSUE IS TO REFUND THE SERIES 2010A DATED 06/09/2010.
Schedule K, Part IV, Line 2b SERIES 2020A THE ISSUED BONDS CURRENTLY REFUNDED EXISTING DEBT WITH NO NEW MONEY COMPONENT AND ARE THEREFORE, EXEMPT FROM THE REBATE CALCULATION.
Schedule K, Part III SERIES 2020A NOTE ON TAX EXEMPT BONDS - WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.
Schedule K, Part II, Line 3 SERIES 2019D THE AMOUNT LISTED FOR TOTAL PROCEEDS OF THE ISSUE EXCEEDS THE ISSUE PRICE LISTED IN PART I COLUMN (e) DUE TO INVESTMENT PROCEEDS IN THE AMOUNT OF $2,531,411.
Schedule K, Part IV, Line 2b SERIES 2019D A TWO-YEAR SPENDING EXCEPTION WAS CALCULATED AS OF 10/11/2021 AND THE BONDS WERE FOUND TO BE EXEMPT.
Schedule K, Part III SERIES 2019D NOTE ON TAX EXEMPT BONDS - WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.
Schedule K, Part I, Column (f) SERIES 2019A, B, C THE PURPOSE OF THE ISSUE IS TO REFUND THE SERIES 2009A DATED 04/22/2009; REFUND TAX-EXEMPT COMMERCIAL PAPER
Schedule K, Part IV, Line 2b SERIES 2019A, B, C THE ISSUED BONDS CURRENTLY REFUNDED EXISTING DEBT WITH NO NEW MONEY COMPONENT AND THEREFORE, EXEMPT FROM THE REBATE CALCULATION
Schedule K, Part III SERIES 2019A, B, C NOTE ON TAX EXEMPT BONDS - WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.
Schedule K, Part I, Column (f) SERIES 2016A THE PURPOSE OF THE ISSUE IS TO REFUND THE 2006A BONDS DATED 05/11/2006
Schedule K, Part IV, Line 2b SERIES 2016A THE ISSUED BONDS CURRENTLY REFUNDED EXISTING DEBT WITH NO NEW MONEY COMPONENT AND ARE THEREFORE, EXEMPT FROM THE REBATE CALCULATION.
Schedule K, Part III SERIES 2016A NOTE ON TAX EXEMPT BONDS - WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEEN A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.
Schedule K, Part I, Column (f) SERIES 2000A & B THE PURPOSE OF THE ISSUE IS TO REFUND THE 2000AB BONDS ISSUED 04/05/2000.
Schedule K, Part III SERIES 2000A & B THE PRE-2003 ISSUANCE RULES APPLY AND THEREFORE, PART III IS NOT REQUIRED.
Schedule K, Part IV, Line 2b SERIES 2000A & B THE ISSUED BONDS CURRENTLY REFUNDED EXISTING DEBT WITH NO NEW MONEY COMPONENT AND ARE THEREFORE, EXEMPT FROM THE REBATE CALCULATION.
Schedule K, Part I, Column (f) SERIES 2004A & B THE PURPOSE OF THE ISSUE IS TO REFUND 1998 TAX-EXEMPT COMMERCIAL PAPER AND FINANCE NEW PROJECTS.
Schedule K, Part IV, Line 2c SERIES 2004A & B ARBITRAGE REBATE CALCULATION COMPLETED 7/24/2007. CORNELL HAS VERIFIED THAT ALL REQUIRED ARBITRAGE REPORTS WERE FILED AS FINAL AND NO ADDITIONAL REPORTS ARE REQUIRED DUE TO THE FACT THERE CAN BE NO IRS INSTALLMENT PAYMENT OR LIABILITY SINCE ALL BOND PROCEEDS WERE UTILIZED OR SPENT PRIOR TO EACH FINAL ARBITRAGE FILING.
Schedule K, Part III SERIES 2004A & B NOTE ON TAX EXEMPT BONDS - WITH THE IMPLEMENTATION OF THE MIXED USE RULES, THE UNIVERSITY HAS SEE A REDUCTION IN REPORTABLE PRIVATE USE DUE TO UNIVERSITY EQUITY AND GIFTS.
Schedule K, Part II, Line 3 SERIES 2004AB The difference between the issue price reported on Part I ($92,200,000) and the total proceeds of the issue reported on Line 3 of Part II ($92,663,883) is due to interest earned on the construction fund.
Schedule K, Part IV, Line 2c COLUMN C Issuer name: DASNY (2019D) The calculation for computing no rebate due was performed on 10/11/2021
Schedule K, Part IV, Line 2c COLUMN C Issuer name: DASNY (SERIES 2004AB) The calculation for computing no rebate due was performed on 07/24/2007
Schedule K (Form 990) 2021

Additional Data


Software ID: 21014044
Software Version: 2021v4.2

Schedule L
(Form 990)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
Total ...............Small Bullet $  
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990) 2021
Schedule L (Form 990) 2021
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) MARY CHOI
  		OFFICER - SPOUSE 447,898 COMPENSATION   No
(2) JUSTIN CHOI
  		OFFICER - CHILD 225,932 COMPENSATION   No
(3) CAROLYN MCDANIEL
  		OFFICER - SPOUSE 117,809 COMPENSATION   No
(4) SOUTH HILL BUSINESS CAMPUS LLC
  		TRUSTEE - EZRA CORNELL 345,357 BUSINESS TRANSACTION - RENT   No
(5) ITHAKA Harbors Inc
  		OFFICER - MARTHA POLLACK 170,286 BUSINESS TRANSACTION - SERVICES   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990) 2021


Additional Data


Software ID: 21014044
Software Version: 2021v4.2




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 24 2,322,631 Other - APPRAISAL
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 1,036,804 Other
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles .. X 1 100,000 Other - APPRAISAL
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 544 25,778,593 Other - FMV
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		X 1 7,142,857 Other - APPRAISAL
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( COMPUTER ) X 1 13,195 Other - APPRAISAL
26 Other Right pointing arrow large image ( EQUIPMENT ) X 22 1,609,295 Other - APPRAISAL
27 Other Right pointing arrow large image ( HORSES ) X 20 45,013 Other - APPRAISAL
28 Other Right pointing arrow large image ( CRYPTOCURRENCY ) X 2 510,000 Other - APPRAISAL
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
21
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2021)
Schedule M (Form 990) (2021)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Schedule M, Part I COLUMN B REPRESENTS THE NUMBER OF ITESM RECEIVED.
Schedule M (Form 990) (2021)

Additional Data


Software ID: 21014044
Software Version: 2021v4.2
SCHEDULE O
(Form 990)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Return Reference Explanation
Form 990, Part III, Line 1 ORGANIZATION'S MISSION THE MISSION OF CORNELL UNIVERSITY IS TO PROVIDE UNDERGRADUATE, GRADUATE, AND PROFESSIONAL DEGREE PROGRAMS; TO DISCOVER, PRESERVE, AND DISSEMINATE KNOWLEDGE; PRODUCE CREATIVE WORK; AND PROMOTE A CULTURE OF BROAD INQUIRY THROUGHOUT AND BEYOND THE UNIVERSITY COMMUNITY. CORNELL ALSO AIMS, THROUGH PUBLIC SERVICE, TO ENHANCE THE LIVES AND LIVELIHOODS OF STUDENTS, THE CITIZENS OF NEW YORK STATE, AND OTHERS AROUND THE WORLD.
Form 990, Part III, Line 4d Description of other program services (Expenses $ 779,907,132 including grants of $ 0)(Revenue $ 1,164,484,421) OTHER PROGRAM SERVICE ACCOMPLISHMENTS INCLUDE, BUT ARE NOT LIMITED TO, CORNELL'S LAND-GRANT MISSION, ACADEMIC CONFERENCES, PUBLICATIONS, AND ROOM AND BOARD FOR STUDENTS.
Form 990, Part VI, Line 1a THE BOARD OF TRUSTEES CONSISTS OF 64 MEMBERS. HOWEVER, FOR THE TAX YEAR ENDING JUNE 30, 2022, ONLY 63 POSITIONS WERE FILLED AS OF THE LAST DAY OF THE TAX YEAR. REGINALD H. WHITE RESIGNED FROM THE BOARD OF TRUSTEES ON MARCH 13, 2022 AND HIS POSITION REMAINED VACANT THROUGH 6/30/2022. EXECUTIVE COMMITTEE ARTICLE III OF THE BY-LAWS PROVIDES THAT THE EXECUTIVE COMMITTEE IS COMPRISED OF THE CHAIRPERSON AND VICE CHAIRPERSONS OF THE BOARD, THE PRESIDENT OF THE UNIVERSITY, AND THE CHAIRPERSONS OF THE TWO BOARDS OF THE MEDICAL COLLEGE AND CORNELL TECH, EACH EX OFFICIO, TOGETHER WITH TRUSTEES AND EMERITUS TRUSTEES TO BE ELECTED BY THE BOARD PURSUANT TO SECTION 712 OF THE NOT-FOR-PROFIT CORPORATION LAW. A MAJORITY OF THE VOTING MEMBERSHIP OF THE COMMITTEE SHALL CONSTITUTE A QUORUM. DURING THIS REPORTING YEAR, ALL MEMBERS OF THE EXECUTIVE COMMITTEE WERE TRUSTEES. THE EXECUTIVE COMMITTEE IS AUTHORIZED TO: (I) REVIEW THE BUDGET AND FINANCIAL PLAN FOR CORNELL UNIVERSITY, EXCEPT FOR WEILL CORNELL MEDICAL COLLEGE, AND TO SUBMIT THE PLAN, WITH RECOMMENDATIONS, FOR FULL BOARD REVIEW; (II) REVIEW THE PRESIDENT'S PLAN FOR THE UNIVERSITY'S PROPERTIES AND INVESTMENTS; (III) REVIEW AND APPROVE THE PRESIDENT'S COMPENSATION; (IV) REVIEW AND APPROVE COMPENSATION AND BENEFIT POLICIES FOR ALL UNIVERSITY PERSONNEL; (V) ELECT THE DEANS, DIRECTORS AND OTHER HEADS OF THE COLLEGES, SCHOOLS OR OTHER ACADEMIC UNITS, ALL UPON RECOMMENDATION OF THE PROVOST OR PROVOST FOR MEDICAL AFFAIRS, AS APPROPRIATE, AND WITH THE CONCURRENCE OF THE PRESIDENT; (VI) PRESCRIBE THE DUTIES OF SUCH OFFICERS AND ADJUST THEIR COMPENSATION, EXCEPT FOR WEILL CORNELL MEDICAL COLLEGE; AND (VII) EXERCISE THE POWERS OF THE BOARD IN ALL MATTERS, EXCEPT THOSE WHICH REQUIRE ACTION BY THE FULL BOARD, BETWEEN MEETINGS OF THE BOARD OF TRUSTEES.
Form 990, Part VI, Line 12a POLICIES RELATED TO LINES 12-14 CORNELL UNIVERSITY HAS ADOPTED POLICIES COVERING THE SUBJECTS OF CONFLICTS OF INTEREST, WHISTLEBLOWERS, AND DOCUMENT RETENTION AND DESTRUCTION, AS WELL AS OTHER SIGNIFICANT POLICIES, EACH OF WHICH IS POSTED ON ITS WEBSITE AT POLICY.CORNELL.EDU. THE CORNELL UNIVERSITY POLICY PROMULGATION PROCESS WAS ESTABLISHED IN 1991. THE CURRENT POLICY PROMULGATION PROCESS DOES NOT REQUIRE THAT EACH SPECIFIC POLICY BE APPROVED BY THE BOARD OF TRUSTEES OR THAT THE LITERAL AUTHORITY TO PROMULGATE POLICY WAS DELEGATED; HOWEVER, CORNELL TAKES A SUBSTANTIATED POSITION THAT THE AUTHORITY TO PROMULGATE POLICIES WAS DELEGATED TO EACH EXECUTIVE BY THE AUDIT COMMITTEE IN 1991.
Form 990, Part VI, Line 16a PROCEDURES FOR PARTICIPATION IN JOINT VENTURES THE UNIVERSITY HAS NUMEROUS CONTROLS IN PLACE TO ENSURE THAT ANY INVESTMENT IN, CONTRIBUTION OF ASSETS TO, OR PARTICIPATION IN A JOINT VENTURE OR SIMILAR ARRANGEMENT WITH A TAXABLE OR NON-TAXABLE ENTITY ARE IN FULL COMPLIANCE WITH UNIVERSITY POLICIES, INCLUDING, BUT NOT LIMITED TO, THE POLICIES ON 1) TRANSACTION AUTHORITY AND PAYMENT APPROVAL AND 2) UNRELATED BUSINESS INCOME TAX. COMPLIANCE WITH THE UNIVERSITY'S POLICIES SERVES TO PROTECT THE ORGANIZATIONS EXEMPT STATUS.
Form 990, Part VI, Line 7a Members or stockholders electing members of governing body PURSUANT TO THE UNIVERSITY'S CHARTER, THE BOARD OF TRUSTEES CONSISTS OF 64 MEMBERS. OF THIS NUMBER, THE GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE, THE SPEAKER OF THE ASSEMBLY, AND THE PRESIDENT OF THE UNIVERSITY ARE EX OFFICIO TRUSTEES DURING THEIR TERMS OF OFFICE. FURTHER, THE ELDEST LINEAL DESCENDANT OF EZRA CORNELL IS APPOINTED AS A TRUSTEE FOR HIS OR HER LIFE. THE GOVERNOR ALSO APPOINTS THREE TRUSTEES. ADDITIONALLY, ACADEMIC FACULTY APPOINT TWO MEMBERS, THE STUDENT BODY APPOINTS TWO MEMBERS, AND THE NON-ACADEMIC STAFF APPOINT ONE MEMBER AND THE ALUMNI ELECT EIGHT MEMBERS, AND THE GOVERNOR APPOINTS THREE MEMBERS. ALL REMAINING TRUSTEES ARE ELECTED BY THE BOARD OF TRUSTEES.
Form 990, Part VI, Line 11b Review of form 990 by governing body IN ADVANCE OF FILING, THE UNIVERSITY PRESENTS A DRAFT OF FORM 990 TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AT THEIR SPRING MEETING WHICH GENERALLY OCCURS IN MARCH OF EACH YEAR. FURTHER, PRIOR TO THE SPRING AUDIT COMMITTEE MEETING, ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES ARE NOTIFIED OF MATERIALS BEING REVIEWED BY THE COMMITTEE AND A DRAFT FROM 990 IS INCLUDED IN THIS NOTIFICATION. IF ANY CHANGES ARE MADE, PRIOR TO FILING, THE FINAL 990 IS POSTED TO THE BOARD OF TRUSTEE'S PASSWORD-PROTECTED WEBSITE. AN EMAIL NOTIFICATION IS SENT TO ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES INFORMING THEM THAT CHANGES HAVE BEEN MADE WITH A LINK TO THE SECURE WEBSITE.
Form 990, Part VI, Line 12c Conflict of interest policy INFORMATION ON MONITORING CONFLICT OF INTEREST: UNDER THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, OFFICERS, DIRECTORS, AND OTHER KEY EMPLOYEES AND FACULTY MEMBERS MUST FILE AN ANNUAL CONFLICT OF INTEREST STATEMENT. ANY CONFLICT IDENTIFIED IS REPORTED TO THE APPROPRIATE OFFICE RESPONSIBLE FOR MANAGING THE CONFLICT, SUCH AS THE REAL ESTATE OFFICE FOR REAL ESTATE MATTERS. THIS PROCEDURE IS DESIGNED TO HELP ENSURE THAT SUCH TRANSACTIONS ARE SUBJECT TO ADDITIONAL REVIEW AND AUTHORIZATION. ANY MEMBER OF THE BOARD OF TRUSTEES, BOARD OF FELLOWS, AN OFFICER OF THE CORPORATION, OR OTHER SENIOR ADMINISTRATOR MUST REPORT ANNUALLY, IN WRITING, ANY EXTERNAL INTERESTS, OR THOSE OF A FAMILY MEMBER OR ASSOCIATE, TO THE VICE PRESIDENT AND GENERAL COUNSEL AND THE SECRETARY OF THE CORPORATION. THE VICE PRESIDENT AND GENERAL COUNSEL WILL ADVISE THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES REGARDING SUCH MATTERS AS NECESSARY INCLUDING DETERMINING WHETHER A CONFLICT OF INTEREST EXISTS AND HOW CORNELL UNIVERSITY SHOULD BEST MANAGE A CONFLICT OF INTEREST. AN INDIVIDUAL IS CONSIDERED TO HAVE A CONFLICT OF INTEREST WHEN HE OR SHE, A MEMBER OF HIS OR HER FAMILY, OR AN ASSOCIATE (TO HIS OR HER PRESENT KNOWLEDGE) EITHER: (1) HAS AN EXISTING OR POTENTIAL SIGNIFICANT FINANCIAL INTEREST OR OTHER MATERIAL INTEREST OR RELATIONSHIP THAT IMPAIRS OR MIGHT APPEAR TO IMPAIR THE INDIVIDUAL'S INDEPENDENCE AND OBJECTIVITY IN THE DISCHARGE OF HIS OR HER RESPONSIBILITIES TO THE UNIVERSITY; OR (2) MAY RECEIVE A FINANCIAL OR OTHER MATERIAL BENEFIT FROM INFORMATION CONFIDENTIAL TO THE UNIVERSITY. TYPICALLY, A CONFLICT OF INTEREST MAY ARISE WHEN AN INDIVIDUAL HAS THE OPPORTUNITY TO INFLUENCE THE UNIVERSITY'S BUSINESS, ADMINISTRATIVE, ACADEMIC, OR OTHER DECISIONS IN WAYS THAT COULD LEAD TO PERSONAL GAIN OR ADVANTAGE OF ANY KIND. UPON FULL REPORTING, THE UNIVERSITY MAY APPROVE A TRANSACTION OR AFFILIATION, PROVIDED THAT THE CONFLICT CAN BE MANAGED. IN MANY CASES, THE CONFLICT CAN BE MANAGED THROUGH DISCLOSURE. IN SOME CASES, THE INDIVIDUAL MAY BE REQUIRED TO REPORT ON THE CONFLICT ANNUALLY. THE UNIVERSITY WILL DISAPPROVE THE TRANSACTION OR AFFILIATION IF A CONFLICT OF INTEREST IS INVOLVED THAT CANNOT BE MANAGED.
Form 990, Part VI, Line 15a Process to establish compensation of top management official THE UNIVERSITY HAS FORMAL PROCEDURE TO AUTHORIZE AND MANAGE COMPENSATION ISSUES. THE PROCEDURES IDENTIFIED BELOW APPLY TO ALL OFFICERS; ALL FORMER OFFICERS WHO CONTINUE TO PROVIDE SERVICES TO THE INSTITUTION AS A WHOLE; AND ALL EMPLOYEES WHOSE COMPENSATION EXCEEDS A PRE ESTABLISHED THRESHOLD. THE VICE PRESIDENT AND CHIEF HUMAN RESOURCES OFFICER (VP) DEVELOPS THE LIST OF INDIVIDUALS SUBJECT TO REVIEW AND OBTAINS COMPARATIVE DATA FROM EXTERNAL, INDEPENDENT CONSULTING FIRMS. ANY PROPOSED COMPENSATION THAT EXCEEDS MARKET BENCHMARKS IS REVIEWED BY A SEPARATE CONSULTING FIRM FOR REASONABLENESS AND THESE OPINION LETTERS, AS WELL AS THE MARKET DATA, ARE SHARED WITH THE COMPENSATION COMMITTEE. THE VP AND HER INTERNAL STAFF DEVELOP FORMAL PRESENTATIONS FOR THE COMPENSATION COMMITTEE AND THE EXECUTIVE COMMITTEE OF THE BOARD. THE COMPENSATION COMMITTEE REVIEWS THE INFORMATION, MODIFIES IT IF DEEMED APPROPRIATE, APPROVES CASES PER ITS DELEGATED AUTHORITY, AND INFORMS THE EXECUTIVE COMMITTEE OF THOSE APPROVALS. THE COMPENSATION COMMITTEE RECOMMENDS COMPENSATION FOR CASES EXCEEDING ITS AUTHORITY FOR FINAL REVIEW AND APPROVAL TO THE EXECUTIVE COMMITTEE OF THE BOARD. IN ADDITION, THE UNIVERSITY MAINTAINS CONTEMPORANEOUS WRITTEN RECORDS OF THE PROCEDURES THAT, TOGETHER WITH THE FOREGOING, GIVE RISE TO A REBUTTABLE PRESUMPTION OF REASONABLENESS. NOTE: COMPENSATION PROPOSALS WHICH OCCUR OUTSIDE THE SPRING TIMELINE AND REQUIRE COMPENSATION COMMITTEE AND/OR EXECUTIVE COMMITTEE APPROVAL ARE PRESENTED FOR REVIEW AND APPROVAL IN PRIVATE SESSION OF THE APPROPRIATE COMMITTEE. IF THERE IS DISCRETIONARY COMPONENT OF COMPENSATION, IT IS LIMITED BY AMOUNT, PERCENTAGE, OR OTHER CLEARLY SPECIFIED CRITERIA.
Form 990, Part VI, Line 15b Process to establish compensation of other employees SEE FORM 990, PART VI, LINE 15A DISCLOSURE
Form 990, Part VI, Line 19 Required documents available to the public THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC VIA THE UNIVERSITY'S WEBSITE.
Form 990, Part VIII, Line 1h THE CORNELL UNIVERSITY FOUNDATION IS A DONOR ADVISED FUND PROVIDING A SERVICE FOR CORNELL ALUMNI AND FRIENDS WHO WISH TO MAKE CHARITABLE GIFTS THROUGH THE STRUCTURE OF A DONOR-ADVISED FUND. AMOUNTS GRANTED FROM THIS FOUNDATION TO CORNELL UNIVERSITY HAVE BEEN INCLUDED IN THE CONTRIBUTION TOTAL FOR CORNELL UNIVERSITY BEGINNING WITH THE 2014 FORM 990.
Form 990, Part VIII, Line 2f Other Program Service Revenue - Total Revenue: XXX-XX-XXXX, Related or Exempt Function Revenue: XXX-XX-XXXX, Unrelated Business Revenue: 1454220, Revenue Excluded from Tax Under Sections 512, 513, or 514: 98771883;
Form 990, Part VIII, Line 11d Other Miscellaneous Revenue - Total Revenue: , Related or Exempt Function Revenue: , Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ;
Form 990, Part XI, Line 9 Other changes in net assets or fund balances PENSION & POST RETIREMENT CHANGES - XXX-XX-XXXX; CHANGE IN FMV OF SPLIT INTEREST AGREEMENTS - -17770394;
Schedule C, Part II-B, Line 1i DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY IN ADDITION TO MEETING WITH GOVERNMENT OFFICIALS TO ADVANCE THE INTERESTS OF HIGHER EDUCATION IN GENERAL AND UNIVERSITY-BASED RESEARCH ACTIVITIES IN PARTICULAR, THE UNIVERSITY IS A MEMBER OF KEY ORGANIZATIONS THAT ALSO LOBBY ON BEHALF OF ISSUES AFFECTING HIGHER EDUCATION.
Schedule F, Part I THE INVESTMENTS DISCLOSURES IN SCHEDULE F, PART I, INDICATE WHERE EXTERNAL INVESTMENT FUNDS ARE INCORPORATED OR OTHERWISE DOMICILED. ACTUAL UNDERLYING INVESTMENTS ARE TYPICALLY MADE IN OTHER REGIONS OF THE WORLD.
Schedule F, Part I, Line 3(f) THE AUDITED FINANCIAL STATEMENTS ARE PREPARED UNDER THE ACCRUAL METHOD. ACCORDINGLY, THE REVENUE AND EXPENSES REPORTED IN THE FORM 990 AND ITS SUPPORTING SCHEDULES, INCLUDING THE FOREIGN EXPENDITURES REPORTED ON SCHEDULE F, PART I, LINE 2, COLUMN F, ARE REPORTED UNDER THE ACCRUAL METHOD.
Schedule F, Part III THE AMOUNTS REPORTED ON SCHEDULE F, PART III ARE ALL TRAVEL GRANTS AND SCHOLARSHIP, FELLOWSHIP, AND GRANT FUNDING PROVIDED TO STUDENTS FOR FURTHERING THEIR EDUCATION OUTSIDE OF THE U.S., WHETHER IT BE TOWARD A DEGREE OR FOR STUDENT RESEARCH AND EDUCATIONAL STUDIES.
FORM 990, PART VIII, PART IX AND PART X CURRENT YEAR REVENUE AND EXPENSE PRESENTS DATA OF CORNELL UNIVERSITY DECONSOLIDATED ON EACH LINE FROM ITS RELATED ORGANIZATIONS THAT ARE INCLUDED IN CORNELL'S CONSOLIDATED FINANCIAL STATEMENTS. BOTH THE BEGINNING OF YEAR AND END OF YEAR BALANCE SHEETS FOR CORNELL UNIVERSITY HAVE BEEN PRESENTED DECONSOLIDATED FROM THE RELATED ORGANIZATIONS INCLUDED IN CORNELL'S CONSOLIDATED FINANCIAL STATEMENTS.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990) 2021


Additional Data


Software ID: 21014044
Software Version: 2021v4.2
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
Cornell University
 
Employer identification number

15-0532082
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) CORNELL UNIVERSITY FOUNDATION UK LTD
 
 
UK DONATIONS UK 1,141,457 26,198 CORNELL UNIVERSITY
 
(2) LLENROC GLOBAL LLC
300 CCC BLDG
235 GARDEN AV
ITHACA,NY14853
47-5629659 		SUPPORTING NY 0 17,181 CORNELL UNIVERSITY
 
(3) WEILL CORNELL INTERNATIONAL LLC
445 E69TH STREET
NEW YORK,NY10021
84-1768308 		SUPPORT ORG NY 0 0 CORNELL UNIVERSITY
 
(4) CORNELL GRADUATE HOTEL MEZZ LENDER LLC
377 PINE TREE RD
ITHACA,NY14850
83-2647810 		SUPPORT ORG DE 1,528,296 19,325,355 CORNELL UNIVERSITY
 




Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)CORNELL CENTER OF NEW YORK
6 EAST 44TH ST

NEW YORK,NY10017
16-1301416 		SOCIAL CLUB NY 501(c)(7)   CORNELL UNIV
 
Yes
 
(2)MRSI MANAGEMENT INC
575 LEXINGTON AVE

NEW YORK,NY10022
13-3366821 		MEDICAL SERV NY 501(c)(3) Type II CORNELL UNIV
 
Yes
 
(3)CORNELL REAL PROPERTY SERVICES INC
15 THORNWOOD DR

ITHACA,NY14850
16-1450535 		PROPERTY SERV NY 501(c)(3) Type III-O CORNELL UNIV
 
Yes
 
(4)CORNELL RESEARCH FOUNDATION INC
CORNELL UNIV DAY HALL

ITHACA,NY14850
16-6050703 		HOLDS IP PROP NY 501(c)(2)   CORNELL UNIV
 
Yes
 
(5)SAMUEL CURTIS JOHNSON FOUNDATION
130 SENECA PLACE

ITHACA,NY14850
22-2572815 		SUPPORT ORG NY 501(c)(3) Type I CORNELL UNIV
 
Yes
 
(6)CORNELL UNIVERSITY FOUNDATION
130 SENECA PLACE

ITHACA,NY14850
22-2848738 		SUPPORT ORG NY 501(c)(3) Type I CORNELL UNIV
 
Yes
 
(7)ROBERT J MIN MD PC
575 LEXINGTON AVE

NEW YORK,NY10022
13-3366820 		MEDICAL SERV NY 501(c)(3) 10 CORNELL UNIV
 
Yes
 
(8)THE FRNDS OF THE CORNELL LAB OF ORN INC
1209 ORANGE ST

WILMINGTON,DE19801
46-1979945 		SUPPORT ORG DE 501(c)(3) Type I NA
 
 
No
(9)NY WEILL CORNELL MEDICAL CTR FUND INC
575 LEXINGTON AVENUE
SUITE 9TH
NEW YORK,NY10022
13-6094042 		SUPPORT ORG NY 501(c)(3) Type I CORNELL UNIV
 
Yes
 
(10)CORNELL MEDICAL BENEFITS TRUST
10 S DEARBORN IL1-0117

CHICAGO,IL60603
16-1457001 		SUPPORT ORG NY 501(c)(3) Type I CORNELL UNIV
 
Yes
 
(11)CORNELL EDUCATION RESEARCH FOUNDATION
4TH FL DLF PL DIST CTR SAKET

NEW DELHI,IN10017
 SUPPORT ORG IN 501(c)(3)   NA
 
 
No
(12)CORNELL UNIVERSITY FDN HONG KONG LTD
 
 
SUPPORT ORG HK 501(c)(3)   CORNELL UNIV
 
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) HUDSON CORNELL RESIDENTIAL JV

826 BROADWAY
NEW YORK,NY10003
47-3978608 		REAL ESTATE NY CORNELL UNIVERSITY
  		Related -802,919 113,960,975   No 0   No 94.49 %
(2) CAYUGA 1993 LP

555 MAIN ST
RACINE,WI53403
39-1759702 		INVESTMENTS WI CORNELL UNIVERSITY
  		Related 1,072,374 13,137,877   No 0   No 62.94 %
(3) CAYUGA VENTURE FUND IV LP

15 THORNWOOD DRIVE
ITHACA,NY14850
27-3829885 		INVESTMENTS NY CORNELL UNIVERSITY
  		Related 1,055,796 6,030,668   No 0   No 51.94 %
(4) COHEN & STEERS GLOBAL REALTY FOCUS FUND LP

280 PARK AVENUE
NEW YORK,NY10017
83-2982881 		INVESTMENTS NY CORNELL UNIVERSITY
  		Related 11,664,014 73,476,143   No 0   No 51.31 %






Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) LENROC REAL ESTATE BROKERAGE INC

15 THORNWOOD DR
ITHACA,NY14850
16-1450466 		REAL ESTATE NY CORNELL UNIVERSITY
  		C Corporation 22,280 87,031 100 % Yes  
(2) UNIVERSITY VETERINARY SPECIALISTS INC

800 CANAL ST
STAMFORD,CT06902
27-2461725 		VET SERVICES CT CORNELL UNIVERSITY
  		C Corporation 23,759,337 12,433,562 100 % Yes  
(3) EZRA BEIJING BUSINESS CONSULTING CO LTD

12TH FL BLDG 8
JIANGUOMENWAI ST
  BEIJING  
CH
SUPPORT ORG CH na
  		C Corporation 1,095,916 1,803,042 100 % Yes  
(4) CORNELL IN INDIA PRIVATE LIMITED

 
 
SUPPORT ORG IN NA
  		C Corporation 100,439 92,307 100 % Yes  
(5) TOWER INNOVATIVE LEARNING SOLUTIONS INC

950 DANBY ROAD
ITHACA,NY14850
16-1593492 		DIST LEARNING NY CORNELL UNIVERSITY
  		C Corporation 0 0 100 % Yes  
(6) CHARITABLE REMAINDER TRUSTS (46)

 
 
INVESTMENT NY CORNELL UNIV
  		        Yes  
(7) CHARITABLE LEAD TRUST (6)

 
 
INVESTMENT NY CORNELL UNIV
  		        Yes  
(8) Kepos Carbon Transition Fund LTD

MAPLES CORPORATE SERVICES LTD
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY11104
CJ
INVESTMENTS CJ CORNELL UNIVERSITY
  		C Corporation 10,523,356 50,170,113 58.25 % Yes  
(9) EMH GROWTH FUND II (FEEDER) SCSP

3 rue Gabriel Lippmann
  MunsbachL5365
LU
INVESTMENTS LU CORNELL UNIVERSITY
  		C Corporation -610,364 4,279,371 55.1 % Yes  
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
 
No
c Gift, grant, or capital contribution from related organization(s) ............................
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) ............................
1d
Yes
 
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
Yes
 
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
Yes
 
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
 
No
o Sharing of paid employees with related organization(s) ............................
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
Yes
 
r Other transfer of cash or property to related organization(s) ............................
1r
 
No
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) CORNELL UNIVERSITY FOUNDATION

 C 18,026,703 FMV
(2) SAMUEL CURTIS JOHNSON FOUNDATION

 C 2,815,729 FMV
(3) UNIVERSITY VETERINARY SPECIALISTS INC

 F 900,000 FMV
(4) UNIVERSITY VETERINARY SPECIALISTS INC

 D 700,000 FMV
(5) FRIENDS OF THE LAB OF ORNITHOLOGY

 C 2,610,000 FMV
(6) HUDSON CORNELL RESIDENTIAL JV LLC

 K 1,542,846 FMV
(7) HUSDON CORNELL RESIDENTIAL JV LLC

 O 76,124 FMV
(8) HUDSON CORENLL RESIDENTIAL JV LLC

 S 2,450,785 FMV
(9) HUDSON CORNELL RESIDENTIAL JV LLC

 Q 334,466 FMV
(10) EZRA (BEIJING) BUSINESS CONSULTING CO LTD

 M 984,083 FMV
(11) CORNELL IN INDIA PRIVATE LIMITED

 M 97,182 FMV
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
Schedule R (Form 990) 2021

Additional Data


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