TY 2020 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
bullet

Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2020

Open to Public Inspection

For calendar year 2020, or tax year beginning 10-01-2020 , and ending 09-30-2021

Name of foundation
BARBARA AND ALBERT HORTON FOUNDATION INC

Number and street (or P.O. box number if mail is not delivered to street address)4701 JENNINGS LANE
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
LOUISVILLE, KY40218

A Employer identification number

47-2615702

B Telephone number (see instructions)

(502) 589-1000

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$5,261,086J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	500,000
2	Check .............
3	Interest on savings and temporary cash investments	10		10
4	Dividends and interest from securities...	87,486		87,486
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		342,728
b	Gross sales price for all assets on line 6a 1,820,861
7	Capital gain net income (from Part IV, line 2)...			574,524
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	930,224		662,020
13	Compensation of officers, directors, trustees, etc.	50,000		0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....		28,291	28,291	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		24,936	24,936	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	103,227		53,227	0
25	Contributions, gifts, grants paid.......	209,452			209,452
26	Total expenses and disbursements. Add lines 24 and 25	312,679		53,227	209,452
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	617,545
b	Net investment income (if negative, enter -0-)			608,793
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2020)

Form 990-PF (2020)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	9,201	91,619	91,619
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	3,592,520	4,127,647	5,169,467
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	3,601,721	4,219,266	5,261,086
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	0	0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........	3,601,721	4,219,266
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	3,601,721	4,219,266
	30	Total liabilities and net assets/fund balances (see instructions).	3,601,721	4,219,266

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

3,601,721

Enter amount from Part I, line 27a .....................

617,545

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

4,219,266

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

4,219,266

Form 990-PF (2020)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	1,834.00 BRISTOL MYERS SQUIBB CO	D	2019-11-21	2021-01-06
b	900 BRISTOL MYERS SQUIBB	D	2019-11-21	2021-01-06
c	750 BRISTOL MYERS SQUIBB	D	2019-11-21	2021-01-06
d	14 SHARES BRISTOL MYERS SQUIBB	D	2019-11-21	2021-01-06
e	212 SHS INTL BUSINESS MACHINES	P	2019-11-04	2021-01-20
	585 SHARES MICROSOFT	D	2016-02-02	2021-01-06
	279 SHARES MICROSOFT	D	2020-08-08	2021-01-06
	264 SHARES OF MICROSOFT	D	2020-08-08	2021-01-06
	217 SHARES OF MICROSOFT	D	2020-04-19	2021-01-06
	189 SHARES OF MICROSOFT	D	2020-08-23	2021-01-06
	136 SHARES OF MICROSOFT	D	2020-08-24	2021-01-06
	97 SHARES OF MICROSOFT	D	2016-03-16	2021-01-06
	85 SHARES OF MICROSOFT	D	2016-10-24	2021-01-06
	61 SHARES OF MICROSOFT	D	2016-10-24	2021-01-06
	59 SHARES OF MICROSOFT	D	2016-03-16	2021-01-06
	16 SHARES OF MICROSOFT	D	2017-03-02	2021-01-06
	131 SHS INTL BUSINESS MACH	P	2021-01-06	2021-01-06
	BRISTOL MYERS	D	2019-11-21	2021-01-06
	4 ACCENTURE PLC IRELAND	P	2017-10-25	2020-10-13
	4 AIR PROD & CHEM	P	2015-03-23	2020-10-13
	11 APPLE INC	P	2018-11-29	2020-10-13
	6 AUTOMATIC DATA PROC	P	2015-03-23	2020-10-13
	3 BECTON DICKINSON & CO	P	2015-09-25	2020-10-13
	8 EXXON MOBILE CORP	P	2015-03-23	2020-10-13
	5 ILL TOOL WORKS INC	P	2015-09-25	2020-10-13
	5 JOHNSON & JOHNSON	P	2017-12-27	2020-10-13
	5 MCDONALDS CORP	P	2015-03-23	2020-10-13
	7 VF CORP	P	2015-09-25	2020-10-13
	3 WEC ENERGY GROUP	P	2015-09-25	2020-10-13
	4 ABBOTT LABORATORIES	P	2020-10-12	2020-10-13
	4 AMERICAN TOWER REIT COM	P	2019-11-04	2020-10-13
	3 APTARGROUP INC	P	2020-04-21	2020-10-13
	9 ARTHUR J GALLAGHER	P	2019-11-04	2020-10-13
	6 ASSURANT INC	P	2019-11-04	2020-10-13
	16 ATT&T INC	P	2019-11-04	2020-10-13
	5 BROADRIDGE FIN SOLU	P	2019-11-04	2020-10-13
	5 CASEY'S GENRAL STORES	P	2019-11-04	2020-10-13
	12 COCA COLA CO	P	2019-11-04	2020-10-13
	13 COMMERCE BANCSHARES	P	2019-11-04	2020-10-13
	2 COSTCO WHOLESALE	P	2019-11-04	2020-10-13
	2 DOLLAR GEN CORP	P	2019-11-04	2020-10-13
	3 FIDELITY NATL INFOR	P	2020-01-15	2020-10-13
	9 GILEAD SCIENCE	P	2019-11-04	2020-10-13
	17 GLACIER BANCORP	P	2019-11-04	2020-10-13
	4 HOME DEPOT	P	2019-11-04	2020-10-13
	5 INTL BUSINESS MACH	P	2019-11-10	2020-10-13
	1 INTUIT INC	P	2020-09-21	2020-10-13
	6 JACK HENRY ASSOC	P	2019-11-04	2020-10-13
	2 KIMBERLY CLARK CORP	P	2019-11-04	2020-10-13
	2 MASTERCARD INC CL A	P	2019-11-04	2020-10-13
	5 MCCORMICK	P	2019-11-04	2020-10-13
	9 MERCK & CO	P	2019-11-04	2020-10-13
	7 NASDAQ INC	P	2019-11-04	2020-10-13
	1 NEXTERRA INC	P	2020-05-07	2020-10-13
	10 PROSPERITY BANCSHARES	P	2019-11-04	2020-10-13
	11 QUALCOMM INC	P	2019-11-04	2020-10-13
	11 REALTY INCOME CORP	P	2019-11-04	2020-10-13
	12 REPUBLIC SERVICES	P	2019-11-04	2020-10-13
	1 SHERWIN WILLIAMS	P	2019-11-04	2020-10-13
	4 SNAP-ON	P	2019-11-04	2020-10-13
	6 STERIS	P	2019-11-04	2020-10-13
	4 STRYKER	P	2019-11-04	2020-10-13
	102 TRACTOR SUPPLY	P	2019-11-04	2020-10-13
	4 TRACTOR SUPPLY	P	2019-11-04	2020-10-13
	5 UNION PACIFIC	P	2019-11-04	2020-10-13
	13 VERIZON COMMUNICATIONS	P	2019-11-04	2020-10-13
	5 WATSCO	P	2019-11-04	2020-10-13
	12 XCEL ENERGY INC	P	2019-11-04	2020-10-13
	246 XILINX INC	P	2019-11-04	2020-10-09
	.35 COMMERCE BANCSHARES	P	2019-11-04	2020-12-18
	137 SHS APPLE INC	P	2019-11-28	2021-02-18
	238 SHS ASSURANT	P	2019-11-04	2021-02-02
	212 QUALCOME	P	2019-11-04	2021-02-18
	148 SHS ASSURANT	P	2021-01-06	2021-02-02
	474 SHS COCA COLA	P	2019-11-04	2021-03-17
	59 SHS MASTERCARD	P	2019-11-04	2021-03-17
	294 SHS COCA COLA	P	2021-01-06	2021-03-17
	398 PROSPERITY BANCSHARES	P	2019-11-04	2021-04-24
	246 PROSPERITY BANCSHARES	P	2021-01-06	2021-04-28
	667 AT&T	P	2019-11-04	2021-05-20
	68 CASEY'S GENERAL STORE	P	2019-11-04	2021-05-20
	160 GALLAGHER ARTHUR J & CO	P	2019-11-04	2021-05-20
	70 WATSCO INC	P	2019-11-04	2021-05-20
	413 AT&T INC	P	2021-01-06	2021-05-20
	.1 ORGANON & CO	P	2019-11-04	2021-06-03
	35.1 ORGANON & CO	P	2019-11-04	2021-06-15
	21.9 ORGANON & CO	P	2021-01-06	2021-06-15
	553 COMMERCE BANCSHARES	P	2019-11-04	2021-08-05
	343 COMMERCE BANCSHARES	P	2021-01-06	2021-08-05
	60 INTUIT	P	2020-09-21	2021-08-17
	10 ACCENTURE PLC	P	2017-10-25	2021-09-23
	9 AIR PROD & CHEM INC	P	2015-03-23	2021-09-23
	10 AMERICAN TOWER	P	2019-11-04	2021-09-23
	47 APPLE INC	P	2018-11-29	2021-09-23
	19 APTARGROUP	P	2020-04-21	2021-09-23
	15 AUTOMATIC DATA PROC	P	2015-03-23	2021-09-23
	8 BECTON DICKINSON	P	2015-09-15	2021-09-23
	15 BROADRIDGE	P	2019-11-04	2021-09-23
	11 CASEY'S GENERAL STORE	P	2019-11-04	2021-09-23
	7 COSTCO	P	2019-11-04	2021-09-23
	11 DOLLAR GENERAL	P	2020-09-02	2021-09-23
	43 EXXON MOBILE	P	2015-03-25	2021-09-23
	1 EXXON MOBILE	P	2015-09-25	2021-09-23
	15 FIDELITY NATL INF	P	2020-01-16	2021-09-23
	15 GALLAGHER ARTHUR	P	2019-11-04	2021-09-23
	23 GILEAD SCIENCE	P	2019-11-04	2021-09-23
	42 GLACIER BANCORP	P	2019-11-04	2021-09-23
	9 HOME DEPOT	P	2019-11-04	2021-09-23
	12 ILL TOOL WORKS	P	2015-09-25	2021-09-23
	4 INTUIT INC	P	2020-09-21	2021-09-23
	13 JACK HENRY & ASSOC	P	2019-11-04	2021-09-23
	12 JOHNSON & JOHNSON	P	2017-12-27	2021-09-23
	15 KIMBERLY CLARK	P	2019-11-04	2021-09-23
	7 MASTERCARD INC CL A	P	2019-11-04	2021-09-23
	24 MCCORMICK AND CO	P	2019-11-04	2021-09-23
	11 MCDONALDS	P	2015-03-23	2021-09-23
	25 MERCK & CO	P	2019-11-04	2021-09-23
	18 NASDAQ INC	P	2019-11-04	2021-09-23
	34 NEXTERRA ENERGY	P	2020-05-07	2021-09-23
	19 QUALCOMM	P	2019-11-04	2021-09-23
	28 REALTY INCOME	P	2019-11-04	2021-09-23
	28 REPUBLIC SERVICES	P	2019-11-04	2021-09-23
	10 SHERWIN WILLIAMS	P	2019-11-04	2021-09-23
	10 SNAP-ON	P	2019-11-04	2021-09-23
	15 STERIS	P	2019-11-04	2021-09-23
	11 STRYKER	P	2019-11-04	2021-09-23
	15 TRACTOR SUPPLY	P	2019-11-04	2021-09-23
	13 UNION PACIFIC	P	2019-11-04	2021-09-23
	19 VF CORP	P	2015-09-25	2021-09-23
	39 VERIZON	P	2019-11-04	2021-09-23
	8 WATSCO	P	2019-11-04	2021-09-23
	9 WEC ENERGY	P	2015-09-25	2021-09-23
	12 WEC ENERGY	P	2017-09-06	2021-09-23
	31 XCEL ENERGY	P	2019-11-04	2021-09-23
	21 ABBOTT LABORTORIES	P	2020-11-12	2021-09-23
	51 CARRIER GLOBAL CORP	P	2021-04-28	2021-09-23
	13 CLOROX CO	P	2021-03-17	2021-09-23
	2 EQUINIX	P	2021-08-05	2021-09-23
	52 FASTENAL	P	2021-02-02	2021-09-23
	7 S&P GLOBAL	P	2021-01-20	2021-09-23
	12 T ROWE PRICE	P	2021-05-20	2021-09-23
	64 DEER & CO	P	2019-10-04	2020-10-28
	70 LAS VEGAS SANDS	P	2019-10-04	2020-10-28
	26 AMAZON COM	P	2019-10-04	2020-10-01
	313 ASAHI KAISEI CORP	P	2020-01-29	2020-10-29
	491 ENBRIDGE INC	P	2019-10-04	2020-11-11
	336 SHIONOGI & CO	P	2020-03-20	2020-11-12
	608 SHIONOGI & CO	P	2020-03-23	2020-11-12
	108 AIA GROUP LTD	P	2019-10-04	2020-12-11
	106 AIRBUS SE	P	2019-10-04	2020-12-11
	13 ASML HOLDING NV NY	P	2019-10-04	2020-12-11
	113 LAS VEGAS SANDS	P	2019-10-04	2020-12-02
	128 SAFRAN SA	P	2019-10-04	2020-12-11
	27 SEAGEN INC	P	2019-10-04	2020-12-11
	40 TAIWAN SMCNDCTR	P	2019-10-04	2020-12-11
	29 BEIGENE LTD	P	2020-07-08	2020-12-11
	88 GLOBAL PAYMENT INC	P	2019-10-04	2021-01-29
	61 RYANAIR HLDGS PLC	P	2019-10-04	2021-01-29
	346 AES CORP	P	2019-10-04	2021-02-16
	15 BROADCOM INC	P	2019-10-04	2021-02-16
	29 CHARTER COMMUNICATIONS	P	2019-10-04	2021-02-19
	12 CME GROUP INC	P	2019-10-04	2021-02-16
	856 ENEL SOCIETA PER AZIONI	P	2020-01-15	2021-02-01
	51 ESSILORLUXOTTICA	P	2019-10-04	2021-02-16
	43 FACEBOOK INC	P	2019-10-04	2021-02-16
	13 GENMAB	P	2019-10-04	2021-02-16
	75 JACK HENRY ASSOC INC	P	2019-10-04	2021-02-16
	8 KEYENCE CORP	P	2019-10-04	2021-02-16
	83 LVMH MOET HENNESSY	P	2016-08-05	2021-02-01
	35 LVMH MOET HENNESSY	P	2019-01-02	2021-02-01
	71 NOVO NORDISK	P	2019-10-04	2021-02-15
	91 SHIN ETSU CHEM CO LTD	P	2019-10-04	2021-02-17
	78 TAIWAN SMCNDCTR MFG	P	2019-10-04	2021-02-16
	48 TENCENT HLDGS LTD	P	2020-01-15	2021-02-16
	175 ANHEUSER BUSCH	P	2020-09-15	2021-02-16
	115 GENMAB	P	2020-10-01	2021-02-16
	123 TERUMO CORP	P	2020-10-02	2021-02-01
	27 INTERCONTINENTAL EXCHANGE	P	2019-10-04	2021-03-17
	20 JP MORGAN CHASE	P	2019-10-04	2021-03-17
	1 MICROSOFT CORP	P	2016-06-28	2021-03-17
	15 MICROSOFT CORP	P	2019-12-06	2021-03-17
	29 NESTLE SPON ADR	P	2019-10-04	2021-03-17
	481 PERNOD RICARD	P	2019-10-04	2021-03-28
	15 VISA INC	P	2019-10-04	2021-03-17
	158 WABTEC CORP	P	2019-10-04	2021-03-17
	69 AMERICAN TOWER REIT	P	2019-10-04	2021-04-20
	18 AMSL HOLDING NV NY	P	2019-10-04	2021-04-26
	500 AIRBUS	P	2019-10-04	2021-05-06
	36 AMERICAN TOWER CORP	P	2019-10-04	2021-05-06
	76 DIAGEO PLC SPON ADR	P	2019-10-04	2021-05-06
	99 NOVO NORDISK	P	2019-10-04	2021-05-06
	59 TAIWAN SMCNDCTR	P	2019-10-04	2021-05-06
	52 DIAGEO PLC SPON	P	2019-10-04	2021-06-10
	26 APPLE INC	P	2019-10-04	2021-07-21
	16 ASML HOLDING NV NY REG	P	2019-10-04	2021-07-21
	15 CHEVRON	P	2017-12-17	2021-07-21
	22 CHEVRON	P	2019-10-04	2021-07-21
	19 CME GROUP	P	2019-10-04	2021-07-21
	350 DNB ASA	P	2020-01-29	2021-07-21
	23 SEAGEN INC	P	2019-10-04	2021-07-21
	580 ENGIE SPONS	P	2021-03-18	2021-07-21
	27 RECKITT BENCKISER	P	2015-02-25	2021-08-12
	413 RECKITT BENCKISER	P	2015-09-25	2021-08-12
	93 RECKITT BENCKISER	P	2020-07-06	2021-08-12
	CAPITAL GAIN DISTRIBUTIONS	P
	18 AMSL HOLDING NV NY	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	113,153	102,521	10,632
b	55,528	50,310	5,218
c	46,273	41,925	4,348
d	864	783	81
e	27,436	29,149	-1,713
	125,920	31,347	94,573
	60,054	16,164	43,890
	56,826	15,283	41,543
	46,709	12,182	34,527
	40,682	10,958	29,724
	29,274	7,883	21,391
	20,879	5,216	15,663
	18,296	5,169	13,127
	13,130	3,696	9,434
	12,700	3,179	9,521
	3,444	1,024	2,420
	16,954	17,162	-208
		7,450	-7,450
	920	564	356
	1,208	559	649
	1,341	494	847
	902	526	376
	709	411	298
	274	684	-410
	1,017	414	603
	742	703	39
	1,137	491	646
	538	461	77
	297	153	144
	436	444	-8
	973	851	122
	353	319	34
	979	818	161
	738	758	-20
	444	624	-180
	712	621	91
	925	869	56
	603	639	-36
	762	812	-50
	763	595	168
	447	407	40
	440	435	5
	581	587	-6
	592	739	-147
	1,162	940	222
	625	687	-62
	351	303	48
	975	855	120
	308	262	46
	695	553	142
	1,003	796	207
	726	760	-34
	884	696	188
	301	226	75
	555	710	-155
	1,409	933	476
	676	878	-202
	1,125	1,036	89
	698	575	123
	621	675	-54
	1,129	842	287
	883	812	71
	15,419	9,867	5,552
	612	387	225
	1,018	875	143
	772	779	-7
	1,190	894	296
	877	743	134
	29,278	23,715	5,563
	22	21	1
	17,647	6,158	11,489
	32,018	30,050	1,968
	30,528	17,973	12,555
	19,910	20,393	-483
	24,330	25,223	-893
	22,258	16,319	5,939
	15,091	14,916	175
	29,976	28,113	1,863
	18,622	17,811	811
	19,495	26,004	-6,509
	14,899	11,812	3,087
	23,379	14,537	8,842
	19,726	12,514	7,212
	12,071	12,296	-225
	3	4	-1
	1,071	1,394	-323
	668	848	-180
	38,043	32,893	5,150
	23,596	23,919	-323
	32,182	18,175	14,007
	3,404	1,409	1,995
	2,343	1,258	1,085
	2,918	2,127	791
	6,882	2,112	4,770
	2,303	2,023	280
	3,008	1,316	1,692
	2,061	1,095	966
	2,486	1,861	625
	2,094	1,911	183
	3,178	2,082	1,096
	2,418	2,239	179
	2,410	3,678	-1,268
	56	73	-17
	1,850	2,176	-326
	2,294	1,363	931
	1,654	1,500	154
	2,150	1,825	325
	3,052	2,115	937
	2,613	993	1,620
	2,274	1,212	1,062
	2,205	1,852	353
	1,978	1,688	290
	2,008	1,963	45
	2,436	1,936	500
	2,059	1,910	149
	2,702	1,079	1,623
	1,837	2,009	-172
	3,532	1,789	1,743
	2,797	1,925	872
	2,551	1,611	940
	1,906	2,221	-315
	3,517	2,418	1,099
	2,941	1,917	1,024
	2,134	1,686	448
	3,288	2,105	1,183
	3,010	2,233	777
	3,202	1,451	1,751
	2,611	2,274	337
	1,284	1,251	33
	2,123	2,337	-214
	2,220	1,430	790
	824	459	365
	1,099	787	312
	1,972	1,918	54
	2,627	2,331	296
	2,732	2,302	430
	2,118	2,502	-384
	1,729	1,650	79
	2,792	2,420	372
	3,152	2,261	891
	2,525	2,281	244
	14,347	10,673	3,674
	7,946	9,446	-1,500
	82,981	45,035	37,946
	5,508	6,446	-938
	14,947	17,082	-2,135
	4,475	3,511	964
	8,098	6,461	1,637
	4,939	4,037	902
	2,949	3,440	-491
	5,892	3,189	2,703
	6,545	6,278	267
	4,664	4,950	-286
	5,172	2,239	2,933
	4,153	1,890	2,263
	6,611	5,851	760
	15,676	14,128	1,548
	5,844	4,015	1,829
	9,974	5,523	4,451
	7,362	4,196	3,166
	17,651	12,411	5,240
	2,250	2,562	-312
	8,453	7,066	1,387
	4,321	3,613	708
	11,790	7,744	4,046
	533	254	279
	10,969	10,916	53
	4,454	2,464	1,990
	10,149	2,821	7,328
	4,280	2,027	2,253
	5,351	3,633	1,718
	4,019	2,422	1,597
	10,934	3,685	7,249
	4,607	2,460	2,147
	11,321	9,957	1,364
	4,713	4,252	461
	4,802	4,876	-74
	3,076	2,511	565
	3,081	2,271	810
	235	49	186
	3,519	2,271	1,248
	3,167	3,120	47
	17,987	18,250	-263
	3,331	2,640	691
	12,090	10,308	1,782
	17,345	15,588	1,757
	12,095	4,415	7,680
	14,442	16,225	-1,783
	8,805	8,133	672
	13,689	12,328	1,361
	7,315	5,066	2,249
	6,770	2,787	3,983
	10,151	8,435	1,716
	4,071	1,584	2,487
	11,244	3,925	7,319
	1,473	1,882	-409
	2,160	2,484	-324
	4,007	4,057	-50
	6,844	6,233	611
	3,269	1,907	1,362
	7,614	8,484	-870
	423	477	-54
	6,476	7,554	-1,078
	1,552	1,885	-333
	4,809		4,809
			0

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			10,632
b			5,218
c			4,348
d			81
e			-1,713
			94,573
			43,890
			41,543
			34,527
			29,724
			21,391
			15,663
			13,127
			9,434
			9,521
			2,420
			-208
			-7,450
			356
			649
			847
			376
			298
			-410
			603
			39
			646
			77
			144
			-8
			122
			34
			161
			-20
			-180
			91
			56
			-36
			-50
			168
			40
			5
			-6
			-147
			222
			-62
			48
			120
			46
			142
			207
			-34
			188
			75
			-155
			476
			-202
			89
			123
			-54
			287
			71
			5,552
			225
			143
			-7
			296
			134
			5,563
			1
			11,489
			1,968
			12,555
			-483
			-893
			5,939
			175
			1,863
			811
			-6,509
			3,087
			8,842
			7,212
			-225
			-1
			-323
			-180
			5,150
			-323
			14,007
			1,995
			1,085
			791
			4,770
			280
			1,692
			966
			625
			183
			1,096
			179
			-1,268
			-17
			-326
			931
			154
			325
			937
			1,620
			1,062
			353
			290
			45
			500
			149
			1,623
			-172
			1,743
			872
			940
			-315
			1,099
			1,024
			448
			1,183
			777
			1,751
			337
			33
			-214
			790
			365
			312
			54
			296
			430
			-384
			79
			372
			891
			244
			3,674
			-1,500
			37,946
			-938
			-2,135
			964
			1,637
			902
			-491
			2,703
			267
			-286
			2,933
			2,263
			760
			1,548
			1,829
			4,451
			3,166
			5,240
			-312
			1,387
			708
			4,046
			279
			53
			1,990
			7,328
			2,253
			1,718
			1,597
			7,249
			2,147
			1,364
			461
			-74
			565
			810
			186
			1,248
			47
			-263
			691
			1,782
			1,757
			7,680
			-1,783
			672
			1,361
			2,249
			3,983
			1,716
			2,487
			7,319
			-409
			-324
			-50
			611
			1,362
			-870
			-54
			-1,078
			-333
			4,809
			0

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	574,524
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE

1 Reserved

(a) Reserved	(b) Reserved	(c) Reserved	(d) Reserved

Reserved...........................

Reserved,..........................

Form 990-PF (2020)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Reserved................................	1	8,462
c	All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	8,462
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	8,462
6	Credits/Payments:

a	2020 estimated tax payments and 2019 overpayment credited to 2020	6a	10,647
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	10,647
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	37
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	2,148
11	Enter the amount of line 10 to be: Credited to 2021 estimated tax2,148	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. Click to see attachment

...............................

Yes

Form 990-PF (2020)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

CHAIRMAN OF THE BOARD Telephone no. bullet

(502) 969-1371

Located at bullet

4701 JENNINGS LNLOUISVILLEKY ZIP+4 bullet

40218

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2020?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2020, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2020?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2020.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?

Form 990-PF (2020)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
ALBERT C HORTON	PRESIDENT & DIRECTOR 2.00	0
4701 JENNINGS LANE LOUISVILLE,KY40218	PRESIDENT & DIRECTOR 2.00	0
BARBARA B HORTON	VICE PRESIDENT & DIRECTOR 2.00	0
4701 JENNINGS LANE LOUISVILLE,KY40218	VICE PRESIDENT & DIRECTOR 2.00	0
ALANSON P BODEN	SECRETARY & DIRECTOR 2.00	25,000
4701 JENNINGS LANE LOUISVILLE,KY40218	SECRETARY & DIRECTOR 2.00	25,000
DOROTHY J WOODWARD	TREASURER & DIRECTOR 2.00	25,000
4701 JENNINGS LANE LOUISVILLE,KY40218	TREASURER & DIRECTOR 2.00	25,000

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2020)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2020)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

4,941,683

Average of monthly cash balances.......................

136,948

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

5,078,631

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

5,078,631

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

76,179

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

5,002,452

Minimum investment return. Enter 5% of line 5..................

250,123

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

250,123

Tax on investment income for 2020 from Part VI, line 5......

8,462

Income tax for 2020. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

8,462

Distributable amount before adjustments. Subtract line 2c from line 1............

241,661

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

241,661

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

241,661

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

209,452

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

209,452

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

209,452

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2020)

Page 9

Part XIII

Undistributed Income (see instructions)

	(a) Corpus	(b) Years prior to 2019	(c) 2019	(d) 2020
1 Distributable amount for 2020 from Part XI, line 7				241,661
2 Undistributed income, if any, as of the end of 2020:
a Enter amount for 2019 only.......			182,302
b Total for prior years:2018, 20, 20		12,207
3 Excess distributions carryover, if any, to 2020:
a From 2015......
b From 2016......
c From 2017......
d From 2018......
e From 2019......
fTotal of lines 3a through e........	0
4Qualifying distributions for 2020 from Part
XII, line 4: $ 209,452
a Applied to 2019, but not more than line 2a			182,302
b Applied to undistributed income of prior years (Election required—see instructions).....		12,207
c Treated as distributions out of corpus (Election required—see instructions)........	0
d Applied to 2020 distributable amount.....				14,943
e Remaining amount distributed out of corpus	0
5 Excess distributions carryover applied to 2020.	0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5	0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........		0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......		0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........		0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............			0
f Undistributed income for 2020. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2021 ..........				226,718
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......	0
8 Excess distributions carryover from 2015 not applied on line 5 or line 7 (see instructions) ...	0
9Excess distributions carryover to 2021. Subtract lines 7 and 8 from line 6a ......	0
10 Analysis of line 9:
a Excess from 2016....
b Excess from 2017....
c Excess from 2018....
d Excess from 2019....
e Excess from 2020....

Form 990-PF (2020)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2020	(b) 2019	(c) 2018	(d) 2017	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

ALBERT C HORTON

BARBARA B HORTON

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

BARBARA AND ALBERT HORTON FOUNDATIO
4701 JENNINGS LN
LOUISVILLE,KY40218
(502) 969-1371

bThe form in which applications should be submitted and information and materials they should include:

SUBMIT IN WRITING YOUR CONTACT INFORMATION, A BRIEF DESCRIPTION OF FINANCIAL NEED, THE AMOUNT BEING REQUESTED, AND WHERE THE FUNDS ARE TO BE USED. THE FOUNDATION WILL REQUEST PRIOR TO APPROVAL THE FOLLOWING ITEMS A) PROOF OF ANNUAL INCOME AND SOURCE(S) OF INCOME B) NUMBER OF HOURS WORKED C) EVIDENCE OF PUBLIC, PRIVATE, OR FAMILY FINANCIAL SUPPORT OR PAYMENTS D) POTENTIAL SOURCES OF PUBLIC OR PRIVATE SPONSORED PROGRAMS, FUNDING, OR SCHOLARSHIPS WHICH AN INDIVIDUAL COULD POTENTIALLY REQUEST FUNDS FROM E) COPIES OF PREVIOUS APPLICATION(S) FOR FUNDING AND/OR ASSISTANCE F) FAMILY MEMBER(S) OCCUPATION(S) AND SOURCE(S) OF INCOME G) ADDRESS OF RESIDENCE FOR LAST 3 YEARS H) ESTIMATE COSTS OF ROOM AND BOARD, TUITION, BOOKS/SUPPLIES, INCIDENTALS, TRAVEL, AND MEDICAL. I) TAX RETURNS J) REPRESENTATION FROM THE INDIVIDUAL THAT EXPENSES ARE NOT REIMBURSABLE BY ANY OTHER MEANS.

cAny submission deadlines:

NONE

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

NONE

Form 990-PF (2020)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ABILITY FITNESS 585 CATOCTIN CIRCLE LEESBURG,VA20176		PC	TO PROVIDED PEOPLE WITH IMPAIRMENTS TO IMPROVE THEIR LIFELONG HEALTH, FITNESS AND RECOVERY THROUGHREGULAR EXERCISES AND ACTIVITY-BASED INTERVENTIONS	1,000
ARCHDIOCESE OF LOUISVILLE 3940 POPLAR LEVEL ROAD LOUISVILLE,KY402131463		PC	CATHOLIC MINISTRIES	10,000
BABY HEALTH SERVICES 1590 HARRODSBURG RD LEXINGTON,KY40504		PC	PROVIDES PEDIATRIC SERVICES	500
BOYS AND GIRLS CLUBS OF INDIAN RIVER 1729 17TH AVE VERO BEACH,FL32960		PC	TO PROVIDE A SAFE FUN AND EDUCATIONAL ENVIRONMENT FOR CHILDREN AFTER SCHOOL AND SUMMER PROGRAMS	2,000
BOYS AND GIRLS HAVEN 2301 GOLDSMITH LN LOUISVILLE,KY40218		PC	RESIDENTIAL SUPPORT AND TREATMENT FOR BOYS AND GIRLS FORM 11-18 WHO NEED OUT OF HOME PLACEMENT	1,000
CARING CENTER FOR WOMEN 1986 31ST AVE SUITE 100 VERO BEACH,FL32960		PC	TO PROVIDE FREE WOMEN'S WELLNESS CHECK UPS, PHYSICALS, PAP SMEAR, BLOOD WORK, ETC	1,500
CATHOLIC CHARITIES OF LOUISVILLE 2911 SOUTH 4TH STREET LOUISVILLE,KY40208		PC	TO SERVE PEOPLE IN NEEDS, ADVOCATE FOR JUSTICE IN SOCIAL STRUCTURES	1,000
CATHOLIC EDUCATION FOUNDATION 401 WEST MAIN MAIN STREET SUITE 806 LOUISVILLE,KY40202		PC	TO SUPPORT CATHOLIC SCHOOLS	2,500
CHILDCARE RESOURCES 2300 FIFTH AVENUE SUITE 149 VERO BEACH,FL32960		PC	CHILDCARE DEVELOPMENT FOR THE ECONOMICALLY CHALLENGED IN INDIAN RIVER COUNTY	30,000
CHILDREN OF FALLEN PATRIOTS 44900 PRENTICE DR DULLES,VA20166		PC	TO PROVIDE COLLEGE SCHOLARSHIPS AND EDUCATIONAL COUNSELING TO MILITARY CHILDREN WHO HAVE LOST A PARENT IN THE LINE OF DUTY	100
CLEVELAND CLINIC FOUNDATION 1000 37TH PLACE SUITE 101 VERO BEACH,FL32960		PC	COMMUNITY HEALTH CARE	100
COMMUNITY CATHOLIC CENTER PO BOX 11065 LOUISVILLE,KY40251		PC	SUPPORT OF FAMILIES IN THE PORTLAND AND WEST END AREAS OF LOUISVILLE; EDUCATING, EMPOWERING, AND INSPIRING STUDENTS AND THEIR FAMILIES	500
CREASEY MAHAN NATURE PRESERVE 12501 HARMONY LANDING RD GOSHEN,KY40026		PC	NATURE PERSERVE FOR THE ENJOYMENT OF THE COMMUNITY	300
CYSTIC FIBROSIS FOUNDATION 4550 MONTGOMERY AVE SUITE 1100N BETHESDA,MD20814		PC	RESEARCH AND MEDICAL CARE FOR INDIVIDUALS WITH CYSTIC FIBROSIS	300
DAY SPRING 2210 MEADO DR LOUISVILLE,KY40218		PC	SUPPORT FOR PEOPLE WITH DEVELOPMENT DISABILITIES	1,000
DIOCESE OF PALM BEACH 9995 NORTH MILITARY TRAIL PALM BEACH GARDENS,FL33410		PC	HELPING TO RESTORE THE LIVES OF THOSE AFFECTED INCARCERATION	3,030
DOWN SYNDROME OF LOUISVILLE 5001 S HURSTBOURNE PKWY LOUISVILLE,KY40291		PC	EARLY INTERVENTION EDUCATION RESOURCE FOR CHILDREN WITH DOWN SYNDROME	1,000
ENDICOTT COLLEGE 376 HALE ST BEVERLY,MA01915		PC	SUPPORT FOR POST SECONDARY EDUCATION	150
EPISCOPAL CHURCH HOME 7504 WESPORT ROAD LOUISVILLE,KY40222		PC	TO PROVIDE CARE FOR OLDER ADULTS	100
FRANCISCAN KITCHEN 748 S PRESTON ST LOUISVILLE,KY40203		PC	HELP FEED THE HOMELESS	1,000
FRANCISCAN MISSIONS PO BOX 130 WATERFORD,WI53185		PC	SUPPORT FOR MISSIONARIES IN THEIR EFFORTS TO SPREAD THE GOSPEL	500
FUNDS FOR THE ARTS 623 W MAIN ST LOUISVILLE,KY40202		PC	SUPOORT FOR THE ARTS	500
GRAYSON JOCKEY CLUB RESEARCH FOUNDATION 821 CORPORATE DRIVE LEXINGTON,KY40503		PC	EQUINE RESEARCH IN VETERINARY MEDICINE AND IN THE BREEDING, RAISING, AND HANDLING OF HORSES	50
HOLY CROSS CATHOLIC CHURCH 500 IRIS LANE VERO BEACH,FL32963		PC	SUPPORT FOR CATHOLIC SPIRITUAL, EDUCATIONAL, AND SOCIAL NEEDS	3,000
HOLY TRINITY CHURCH 501 CHERRYWOOD ROAD LOUISVLLE,KY40207		PC	TO SUPPORT THE EDUCATION OF YOUNG PEOPLE DURING THEIR PRIMARY GRADES	116,000
HOME OF THE INNOCENTS 1100 E MARKET ST LOUISVILLE,KY40206		PC	SERVING CHILDREN IN CRISIS	1,000
HOPE SCARVES 141 N SHERRIN AVE LOUISVILLE,KY40207		PC	SUPPORT PEOPLE FACING CANCER THROUGH SCARVES STORIES AND RESEARCH	500
HOSPARUS HEALTH 3532 EPHRAIM MCDOWELL DR LOUISVILLE,KY40205		PC	HELP TO PROVIDE HOSPICE AND PALLIATIVE CARE	250
IMMACULATE CONCEPTION BASILICA 400 MICHIGAN AVE NE WASHINGTON,DC20017		PC	CATHOLIC EVANGELIZATION AND PRAYER	100
COMMUNITY FOUNDATION OF LOUISVILLE IMPACT 100 325 W MAIN STREET SUITE 110 LOUISVILLE,KY40202		PC	KENTUCKY FOUNDATION DEVOTED TO BEING A LEADER IN PHILANTHROPY-CONNECTING DONORS,NONPROFITS TO MAKE AN IMPACT ON THE COMMUNITY	1,000
INDIAN RIVER LAND TRUST 80 ROYAL PALM POINTE SUITE 301 VERO BEACH,FL32960		PC	LAND AND WATER CONSERVATION	1,000
JOHN'S ISLAND COMMUNITY SERVICE LEAGUE 4445 N HIGHWWAY A1A SUITE 234 VERO BEACH,FL32963		PC	TO HELP RAISE FUNDS FOR THE OPERATING EXPENSES FOR THE CHARITABLE AGENCIES IN INDIAN RIVER COUNTY CONCERNED WITH HEALTH, EDUCATION, AND HUMAN SERVICES ISSUES	1,000
LITTLE SISTERS OF THE POOR 15 AUDUBON PLAZA DRIVE LOUISVILLE,KY40217		PC	TO HELP PROVIDED ASSISTED AND SKILLED NURSING CARE AND LOW-COST HOUSING FOR THE ELDERLY	2,000
LOUISVILLE WATERFRONT PARK 129 W RIVER ROAD LOUISVILLE,KY40202		PC	PRESERVATION OF PUBLIC PARK	300
MCKEE BOTANICAL GARDENS 350 US HIGHWAY 1 VERO BEACH,FL32962		PC	GARDEN CONSERVANCY REVITALIZATION	100
MORTON CENTER 1028 BARRET AVE LOUISVILLE,KY40204		PC	COUNSELING FOR PEOPLE STRUGGLING WITH ADDICTION AND DEPRESSION	1,000
MT IRENAEUS PO BOX 100 WEST CLARKSVILLE,NY14786		PC	SUPPORT OF THE FRANSICAN COMMUNITY	500
NATIONAL SHRINE OF ST JUDE 3200 E 91ST ST CHICAGO,IL60617		PC	SUPPORT FOR A COMMUNITY COMMITTED TO PRAYER	750
NATIVITY ACADEMY AT ST BONIFACE 529 EAST LIBERTY STREET LOUISVILLE,KY40202		PC	SUPPORT OF MIDDLE SCHOOL EDUCATION	10,500
PARKINSON'S FOUNDATION 200 SE 1ST STREET SUITE 800 MIAMI,FL33131		PC	RESEARCH AND BETTER CARE FOR PEOPLE AFFLICTED WITH PARKINSON'S DISEASE	150
PASSIONIST NUNS 8564 CRISP RD WHITESVILLE,KY42378		PC	SUPPORT FOR THE PASSIONIST NUNS	2,000
PITT ACADEMY 7515 WESTPORT ROAD LOUISVILLE,KY40222		PC	SUPPORTING EDUCATION FOR CHILDRED WITH SPECIAL NEEDS	300
SAINT MEINRAD ARCHABBEY 200 HILL DRIVE ST MEINRAD,IN47577		PC	SEMINARY EDUCATION OF RELIGIOUS LEADERS	500
SAINT VINCENT DE PAUL P O BOX 17126 LOUISVILLE,KY40217		PC	HELPING TO STABILIZE INDIVIDUALS AND FAMILIES IN CRISES	1,100
SALVATION ARMY 911 S BROOK ST LOUISVILLLE,KY40203		PC	HELPS TO PROVIDE EMERGENY SHELTERS, SUSTENANCE, AND SUPPORT FOR THE POOR	100
SISTERS OF ST BENEDICT 802 E 10TH ST FERDINAND,IN47532		PC	SUPPORT FOR THE SISTERS AND THEIR MINISTRIES AS TEACHERS, SOCIAL WORKERS, COUNSELORS	500
SUMMIT ACADEMY 11508 MAIN ST LOUISVILLE,KY40243		PC	PROVIDING AN EDUCATIONAL ENVIRONMENTS FOR CHILDREN WITH LEARNING DISABILITIES	1,000
UNITED WAY OF INDIAN RIVER PO BOX 1960 VERO BEACH,FL32961		PC	SUPPORTS OVER 60 COMMUNITY SERVICE PROJECTS AT NON PROFITS, SCHOOLS, AND CHURCHES.	1,000
USSGA MEMORIAL FUND 49 KNOLLWOOD RD ELMSFORD,NY10523		PC	TO HELP PROVIDE DONATIONS TO ORGANIZATIONS THAT ARE CHARITABLE AND/OR EDUCATIONAL AND PROMOTE FURTHERANCE OF GOLF THOURGH PROVIDING SCHOLARSHIPS TO CADDIES AND OTHERS WORTHY OF SUPPORT AND PROMOTING INTEREST IN GOLF	272
VERO BEACH MUSEUM OF ART 3001 RIVERSIDE PARK DRIVE VERO BEACH,FL329631807		PC	IN SUPPORT OF THE ARTS	2,200
VNA HOSPICE 920 37TH PL STE 101 VERO BEACH,FL32960		PC	HELP WITH HOME HEALTHCARE TO THE SICK AND DYING	300
WEST END SCHOOL 3628 VIRGINIA AVE LOUISVILE,KY40211		PC	TO HELP PROVIDE EDUCATION FOR BOY PRE K THROUGH 8	2,500
XAVERIAN BROTHERS 4409 FREDERICK AVENUE BALTIMORE,MD21229		PC	TO HELP WITH CHRISTIAN EVANGILIZATION	400
Total ................................. 3a				209,452

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2020)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........			14	10
4 Dividends and interest from securities....			14	87,486
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	574,524
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		662,020	0

13Total. Add line 12, columns (b), (d), and (e)..................

662,020

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2020)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2020)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2020 AppliedToPriorYearElection

Name:

BARBARA AND ALBERT HORTON FOUNDATION INC

EIN:

47-2615702

Election:

THE FOUNDATION ELECTS TO APPLY $12,207 OF THE REMAINING QUALIFYING DISTRIBUTIONS TO THE UNDISTRIBUTED INCOME REMAINING FROM YEARS BEFORE 2019.

- TIN:

TY 2020 InvestmentsCorpStockSchedule

Name:

BARBARA AND ALBERT HORTON FOUNDATION INC

EIN:

47-2615702

Name of Stock	End of Year Book Value	End of Year Fair Market Value
MORGAN STANLEY 225	1,502,417	2,045,167
MORGAN STANLEY 222	2,625,230	3,124,300

- TIN:

TY 2020 OtherProfessionalFeesSchedule

Name:

BARBARA AND ALBERT HORTON FOUNDATION INC

EIN:

47-2615702

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
INVESTMENT ADMINISTRATION	28,291	28,291		0

- TIN:

TY 2020 SubstantialContributorsSch

Name:

BARBARA AND ALBERT HORTON FOUNDATION INC

EIN:

47-2615702

Name	Address
ALBERT C HORTON	201 SANDPIPER POINT VERO BEACH,FL32963

- TIN:

TY 2020 TaxesSchedule

Name:

BARBARA AND ALBERT HORTON FOUNDATION INC

EIN:

47-2615702

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FEDERAL	21,329	21,329		0
FOREIGN TAXES	3,607	3,607		0