TY 2021 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0047

2021

Open to Public Inspection

For calendar year 2021, or tax year beginning 10-01-2021 , and ending 09-30-2022

Name of foundation
DR BOB & JEAN SMITH FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)3811 TURTLE CREEK BLVD 750
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
DALLAS, TX75219

A Employer identification number

51-0137245

B Telephone number (see instructions)

(214) 521-3461

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$18,505,821J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	600,568		600,568
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		229,433
b	Gross sales price for all assets on line 6a 2,756,627
7	Capital gain net income (from Part IV, line 2)...			229,433
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		31,040	31,040
12	Total. Add lines 1 through 11........	861,041		861,041
13	Compensation of officers, directors, trustees, etc.	257,983		160,910	97,073
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		53,170	48,170	5,000
b	Accounting fees (attach schedule).......		110,519	100,519	10,000
c	Other professional fees (attach schedule)....		120,355	120,355	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		30,191	12,013	4,962
19	Depreciation (attach schedule) and depletion...		1,793	1,572
20	Occupancy..............	106,885		106,885	0
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		49,950	40,643	8,358
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	730,846		591,067	125,393
25	Contributions, gifts, grants paid.......	499,282			499,282
26	Total expenses and disbursements. Add lines 24 and 25	1,230,128		591,067	624,675
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-369,087
b	Net investment income (if negative, enter -0-)			269,974
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2021)

Form 990-PF (2021)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	934,460	140,547	140,547
	2	Savings and temporary cash investments.........	25,994	26,049	26,049
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	2,958,243	3,377,014	2,615,304
	c	Investments—corporate bonds (attach schedule).......	2,454,948	2,254,212	2,039,179
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	11,543,912	11,750,391	13,680,879
	14	Land, buildings, and equipment: basis 88,754
		Less: accumulated depreciation (attach schedule) 84,891	5,656	3,863	3,863
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	17,923,213	17,552,076	18,505,821
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )	113,172	111,122
	23	Total liabilities (add lines 17 through 22).........	113,172	111,122
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........	17,810,041	17,440,954
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	17,810,041	17,440,954
	30	Total liabilities and net assets/fund balances (see instructions).	17,923,213	17,552,076

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

17,810,041

Enter amount from Part I, line 27a .....................

-369,087

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

17,440,954

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

17,440,954

Form 990-PF (2021)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	MAGNITE INC	P	2021-11-16	2022-06-29
b	PAYPAL HOLDINGS INCO	P	2019-04-24	2022-06-29
c	AT&T INC. 3.8% 03/01/2024 CALLABLE	P	2019-03-20	2022-05-11
d	ADVANCED MICRO DEVIC	P	2018-06-21	2022-02-16
e	MCDONALD'S CORP 2.625% 01/15/2022	P	2020-10-06	2022-01-15
	HARDING LO	P	2022-01-01	2022-07-21
	FROST TOTAL	P	2019-01-01	2022-02-09
	JOHN HANCOCK VALUE	P	2019-01-01	2022-02-11
	HARTFORD W	P	2019-01-01	2022-07-21
	HARDING LO	P	2019-01-01	2022-07-21
	FROST TOTAL	P	2022-01-01	2022-07-21
	INVESCO EQ	P	2019-01-01	2022-07-21
	INVESCO EQ	P	2019-01-01	2022-07-21
	AMER BEACON 023668A141A	P	2019-01-01	2021-02-02
	TROWE PRICE 7795556406	P	2019-06-05	2021-02-22
	AT&T INC 3.95% 25	P	2016-03-21	2022-05-11
	JPMORGAN CHASE & CO CLD	P	2020-04-16	2022-02-01
	JPMORGAN CHASE & CO CLD	P	2017-07-28	2022-02-01
	MORGAN STANLEY CLD	P	2017-07-28	2022-01-18
	CALL VEA JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VEA JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VEA JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VEA JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VEA JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VEA JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VEA JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VEA JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VEA JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VEA JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VGK JUN 00075.000	P	2021-12-28	2022-02-08
	CALL VGK JUN 00075.000	P	2021-12-28	2022-02-08
	CALL VPL JUN 00085.000	P	2021-12-28	2022-02-08
	CALL VPL JUN 00085.000	P	2021-12-28	2022-02-08
	CALL VPL JUN 00085.000	P	2021-12-28	2022-02-08
	CALL VWO JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VWO JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VWO JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VWO JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VWO JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VWO JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VWO JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VWO JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VWO JUN 00055.000	P	2021-12-28	2022-02-08
	CALL VWO JUN 00055.000	P	2021-12-28	2022-02-08
	CALL AMZN JUL 04000.000	P	2022-02-09	2022-05-27
	CALL AMZN JUN 04000.000	P	2021-12-28	2022-02-09
	CALL BABA JAN 00300.000	P	2021-09-16	2022-01-24
	CALL CMCSA JUN 00062.500	P	2021-12-28	2022-05-27
	CALL CSCO JUL 00062.500	P	2022-02-09	2022-05-27
	CALL CSCO JUN 00060.000	P	2022-05-27	2022-08-24
	CALL CSCO JUN 00065.000	P	2021-12-28	2022-02-09
	CALL CVX JAN 00170.000	P	2022-04-08	2022-08-31
	CALL CVX JUN 00135.000	P	2021-12-28	2022-04-08
	CALL FB JUN 00420.000	P	2021-12-28	2022-05-27
	CALL GOOG JUL 03250.000	P	2022-02-04	2022-05-27
	CALL GS OCT 00380.000	P	2022-04-08	2022-08-31
	CALL HD NOV 00380.000	P	2022-04-08	2022-08-31
	CALL HON JAN 00230.000	P	2022-04-08	2022-08-31
	CALL HSBC SEP 00045.000	P	2022-02-09	2022-05-27
	CALL IBM JUL 00155.000	P	2022-02-09	2022-05-27
	CALL IBM JUN 00160.000	P	2022-05-27	2022-08-31
	CALL IBM1 JAN 00155.000	P	2021-09-16	2022-01-24
	CALL JNJ JUN 00180.000	P	2021-12-28	2022-04-06
	CALL JPM JAN 00170.000	P	2022-04-08	2022-08-31
	CALL KHC JUN 00055.000	P	2021-09-16	2022-05-27
	CALL MCD JUN 00260.000	P	2021-09-16	2022-05-27
	CALL MCD JUN 00260.000	P	2021-09-16	2022-05-27
	CALL MMM JUN 00220.000	P	2021-09-16	2022-05-27
	CALL MMM JUN 00220.000	P	2021-09-16	2022-05-27
	CALL MSFT JUL 00350.000	P	2022-02-09	2022-05-27
	CALL MSFT JUN 00320.000	P	2021-09-16	2022-02-09
	CALL RTX JUN 00090.000	P	2021-12-28	2022-04-08
	CALL T JAN 00040.000	P	2021-03-24	2022-01-24
	CALL T JAN 00040.000	P	2021-03-24	2022-01-24
	CALL T JAN 00040.000	P	2021-03-24	2022-01-24
	CALL TXN JUL 00200.000	P	2022-02-09	2022-05-27
	CALL TXN JUN 00220.000	P	2021-12-28	2022-02-09
	CALL UBER JUN 00060.000	P	2021-09-16	2022-06-21
	CALL UBER JUN 00060.000	P	2021-09-16	2022-06-21
	CALL UBER JUN 00060.000	P	2021-09-16	2022-06-21
	CALL UNH JAN 00580.000	P	2022-04-08	2022-05-27
	CALL UNH JUN 00420.000	P	2021-09-16	2022-04-08
	CALL UNH JUN 00420.000	P	2021-09-16	2022-04-08
	CALL UNH JUN 00420.000	P	2021-09-16	2022-04-08
	CALL V JUN 00240.000	P	2021-12-28	2022-05-27
	CALL VOD APR 00020.000	P	2021-09-16	2022-04-18
	CALL VOD APR 00020.000	P	2021-09-16	2022-04-18
	CALL VZ JUN 00065.000	P	2021-09-16	2022-05-27
	CALL WMT JUN 00180.000	P	2021-09-16	2022-05-27
	CALL WMT JUN 00180.000	P	2021-09-16	2022-05-27
	CALL WMT JUN 00180.000	P	2021-09-16	2022-05-27
	CALL XOM JUN 00080.000	P	2021-09-16	2022-04-08
	CISCO SYSTEMS INC COM	P	2019-09-20	2022-08-24
	CISCO SYSTEMS INC COM	P	2019-08-07	2022-08-24
	JOHNSON AND JOHNSON COM	P	2021-04-15	2022-04-06
	RAYTHEON TECHNOLOGIES	P	2018-10-29	2022-04-08
	RAYTHEON TECHNOLOGIES	P	2018-06-21	2022-04-08
	UNITEDHEALTH GROUP INC	P	2017-10-04	2022-04-08
	WARNER BROS DISCOVERY	P	2017-07-26	2022-04-18
	CALL IWM AUG 00250.000	P	2021-12-28	2022-02-08
	CALL IWO AUG 00320.000	P	2021-12-28	2022-02-08
	CALL VBR MAR 00180.000	P	2021-09-01	2022-02-08
	ACCENTURE PLC IRELAND CL A NEW	P	2014-09-04	2022-05-20
	ACCENTURE PLC IRELAND CL A NEW	P	2014-09-04	2022-06-23
	ACCENTURE PLC IRELAND CL A NEW	P	2014-09-04	2022-03-23
	ACCENTURE PLC IRELAND CL A NEW	P	2018-04-23	2022-08-17
	ACCENTURE PLC IRELAND CL A NEW	P	2018-04-23	2022-06-23
	ACCENTURE PLC IRELAND CL A NEW	P	2017-08-11	2022-06-23
	AIA GROUP LTD SPON ADR	P	2018-06-12	2022-08-17
	AIA GROUP LTD SPON ADR	P	2018-06-12	2022-06-23
	AIA GROUP LTD SPON ADR	P	2018-06-12	2022-03-23
	AKZO NOBEL N V SPON ADR NEW	P	2017-06-23	2022-08-17
	AKZO NOBEL N V SPON ADR NEW	P	2017-06-23	2022-03-23
	AKZO NOBEL N V SPON ADR NEW	P	2017-08-11	2022-08-17
	AKZO NOBEL N V SPON ADR NEW	P	2018-04-23	2022-08-17
	AKZO NOBEL N V SPON ADR NEW	P	2017-06-23	2022-06-23
	ALCON INC	P	2019-05-01	2022-03-23
	ALCON INC	P	2019-05-01	2022-06-23
	ALCON INC	P	2019-05-01	2022-08-17
	ASHTEAD GROUP PLC ADR	P	2020-01-29	2022-06-23
	ASHTEAD GROUP PLC ADR	P	2020-01-29	2022-08-17
	ASHTEAD GROUP PLC ADR	P	2020-01-29	2022-03-23
	ASSA ABLOY AB ADR	P	2016-02-19	2022-03-23
	ASSA ABLOY AB ADR	P	2016-02-19	2022-06-23
	ASSA ABLOY AB ADR	P	2018-04-23	2022-06-23
	ASSA ABLOY AB ADR	P	2018-04-23	2022-08-17
	ASSA ABLOY AB ADR	P	2017-08-11	2022-06-23
	BROOKFIELD ASSET MANAGEMENT INC VOTING SHS CL A	P	2014-09-04	2022-03-23
	BROOKFIELD ASSET MANAGEMENT INC VOTING SHS CL A	P	2014-09-04	2022-05-20
	BROOKFIELD ASSET MANAGEMENT INC VOTING SHS CL A	P	2014-09-04	2022-06-23
	BROOKFIELD ASSET MANAGEMENT INC VOTING SHS CL A	P	2014-09-04	2022-08-17
	BROOKFIELD ASSET MANAGEMENT INC VOTING SHS CL A	P	2017-08-11	2022-08-17
	CAMECO CORP	P	2014-09-04	2022-08-17
	CAMECO CORP	P	2014-09-04	2022-06-23
	CAMECO CORP	P	2014-09-04	2022-03-23
	CARNIVAL CORP PAIRED CTF 1 COM CARNIVL CRP & 1 TR SH BEN INT P&O PRINCESS	P	2019-06-12	2022-06-23
	CARNIVAL CORP PAIRED CTF 1 COM CARNIVL CRP & 1 TR SH BEN INT P&O PRINCESS	P	2019-06-12	2022-08-17
	CLOSE BROTHERS GROUP PLC ADR	P	2018-06-26	2022-05-20
	CLOSE BROTHERS GROUP PLC ADR	P	2018-02-26	2022-05-20
	CLOSE BROTHERS GROUP PLC ADR	P	2018-02-23	2022-05-20
	CLOSE BROTHERS GROUP PLC ADR	P	2018-02-28	2022-05-20
	CLOSE BROTHERS GROUP PLC ADR	P	2018-02-22	2022-05-20
	CLOSE BROTHERS GROUP PLC ADR	P	2018-02-22	2022-03-23
	CLOSE BROTHERS GROUP PLC ADR	P	2018-02-27	2022-05-20
	COCA-COLA EUROPACIFIC PARTNERS PLC	P	2018-04-23	2022-08-17
	COCA-COLA EUROPACIFIC PARTNERS PLC	P	2017-09-01	2022-08-17
	COCA-COLA EUROPACIFIC PARTNERS PLC	P	2017-09-01	2022-06-23
	COCA-COLA EUROPACIFIC PARTNERS PLC	P	2017-09-01	2022-03-23
	CREDICORP LTD	P	2020-11-02	2022-03-23
	CREDICORP LTD	P	2020-11-02	2022-06-23
	CREDICORP LTD	P	2020-11-02	2022-08-17
	DASSAULT SYSTEMES S A SPON ADR	P	2018-04-23	2022-03-23
	DASSAULT SYSTEMES S A SPON ADR	P	2018-04-23	2022-08-17
	DASSAULT SYSTEMES S A SPON ADR	P	2018-04-23	2022-06-23
	DASSAULT SYSTEMES S A SPON ADR	P	2017-08-11	2022-03-23
	DASSAULT SYSTEMES S A SPON ADR	P	2015-02-26	2022-03-23
	DBS GROUP HLDGS LTD SPON ADR	P	2014-09-04	2022-08-17
	DBS GROUP HLDGS LTD SPON ADR	P	2014-09-04	2022-06-23
	DBS GROUP HLDGS LTD SPON ADR	P	2014-09-04	2022-03-23
	ERSTE GROUP BANK AG SPON ADR REPSTG 1/2 SH	P	2014-09-04	2022-03-23
	ERSTE GROUP BANK AG SPON ADR REPSTG 1/2 SH	P	2014-09-04	2022-06-23
	ERSTE GROUP BANK AG SPON ADR REPSTG 1/2 SH	P	2014-09-04	2022-08-17
	ERSTE GROUP BANK AG SPON ADR REPSTG 1/2 SH	P	2018-04-23	2022-08-17
	ERSTE GROUP BANK AG SPON ADR REPSTG 1/2 SH	P	2017-08-11	2022-08-17
	EXPERIAN PLC ADR	P	2018-04-23	2022-08-17
	EXPERIAN PLC ADR	P	2018-04-23	2022-06-23
	EXPERIAN PLC ADR	P	2018-04-23	2022-03-23
	FANUC CORP ADR	P	2020-09-10	2022-06-23
	FANUC CORP ADR	P	2020-09-10	2022-03-23
	FANUC CORP ADR	P	2020-09-10	2022-08-17
	GSK PLC OLDCHG SPON ADR	P	2021-01-27	2022-06-23
	GSK PLC OLDCHG SPON ADR	P	2021-01-27	2022-03-23
	GSK PLC SPONSORED ADR NEW	P	2021-01-27	2022-08-17
	GSK PLC SPONSORED ADR NEW	P	2021-01-27	2022-07-22
	HALEON PLC ADR	P	2021-01-27	2022-08-17
	HEINEKEN NV SPONSORED ADR LEVEL 1	P	2014-09-04	2022-03-23
	HEINEKEN NV SPONSORED ADR LEVEL 1	P	2014-09-04	2022-06-23
	HEINEKEN NV SPONSORED ADR LEVEL 1	P	2014-09-04	2022-08-17
	HEINEKEN NV SPONSORED ADR LEVEL 1	P	2018-04-23	2022-08-17
	HEINEKEN NV SPONSORED ADR LEVEL 1	P	2017-08-11	2022-08-17
	ING GROEP N V SPONSORED ADR	P	2018-11-19	2022-03-23
	ING GROEP N V SPONSORED ADR	P	2018-11-19	2022-06-23
	ING GROEP N V SPONSORED ADR	P	2018-11-19	2022-08-17
	KDDI CORP ADR	P	2014-09-04	2022-03-23
	KDDI CORP ADR	P	2014-09-04	2022-06-23
	KDDI CORP ADR	P	2014-09-04	2022-08-17
	KDDI CORP ADR	P	2017-08-11	2022-08-17
	KUBOTA CORP ADR	P	2018-04-23	2022-08-17
	KUBOTA CORP ADR	P	2015-06-09	2022-08-17
	KUBOTA CORP ADR	P	2015-06-09	2022-06-23
	KUBOTA CORP ADR	P	2015-06-09	2022-03-23
	KUBOTA CORP ADR	P	2015-06-08	2022-03-23
	KUBOTA CORP ADR	P	2017-08-11	2022-08-17
	LVMH MOET HENNESSY LOUIS VUITTON ADR	P	2018-04-23	2022-08-17
	LVMH MOET HENNESSY LOUIS VUITTON ADR	P	2018-04-23	2022-06-23
	LVMH MOET HENNESSY LOUIS VUITTON ADR	P	2018-04-23	2022-03-23
	MAGNA INTERNATIONAL INC CLASS A	P	2019-11-21	2022-08-17
	MAGNA INTERNATIONAL INC CLASS A	P	2019-11-21	2022-06-23
	MAGNA INTERNATIONAL INC CLASS A	P	2019-11-21	2022-03-23
	MARUI GROUP COMPANY LTD ADR NEW	P	2016-01-15	2022-08-17
	MARUI GROUP COMPANY LTD ADR NEW	P	2016-01-15	2022-06-23
	MARUI GROUP COMPANY LTD ADR NEW	P	2016-01-15	2022-03-23
	MICHELIN COMPAGNIE GENERALE DES ETABLISSEMENTS ADR	P	2021-03-24	2022-03-23
	MICHELIN COMPAGNIE GENERALE DES ETABLISSEMENTS ADR	P	2021-03-24	2022-08-17
	MICHELIN COMPAGNIE GENERALE DES ETABLISSEMENTS ADR	P	2021-03-24	2022-06-23
	MUNICH RE GROUP ADR	P	2022-05-20	2022-06-23
	MUNICH RE GROUP ADR	P	2022-05-20	2022-08-17
	NIDEC CORP SPON ADR	P	2014-09-04	2022-03-23
	NIDEC CORP SPON ADR	P	2014-09-04	2022-06-23
	NIDEC CORP SPON ADR	P	2018-04-23	2022-06-23
	NIDEC CORP SPON ADR	P	2018-04-23	2022-08-17
	NIDEC CORP SPON ADR	P	2017-08-11	2022-06-23
	NOVARTIS AG SPON ADR	P	2012-11-30	2022-08-17
	NOVARTIS AG SPON ADR	P	2012-11-30	2022-06-23
	NOVARTIS AG SPON ADR	P	2012-11-30	2022-03-23
	OTSUKA HOLDINGS COMPANY LTD ADR	P	2020-04-24	2022-08-17
	OTSUKA HOLDINGS COMPANY LTD ADR	P	2020-04-24	2022-06-23
	OTSUKA HOLDINGS COMPANY LTD ADR	P	2020-04-24	2022-03-23
	PAN PAC INTL HOLDINGS CORP ADR	P	2021-09-07	2022-03-23
	PAN PAC INTL HOLDINGS CORP ADR	P	2021-09-07	2022-06-23
	PAN PAC INTL HOLDINGS CORP ADR	P	2021-09-07	2022-08-17
	RECKITT BENCKISER PLC SPONSORED ADR	P	2019-06-06	2022-08-15
	RECKITT BENCKISER PLC SPONSORED ADR	P	2013-01-11	2022-03-23
	RECKITT BENCKISER PLC SPONSORED ADR	P	2018-04-23	2022-08-15
	RECKITT BENCKISER PLC SPONSORED ADR	P	2014-09-04	2022-03-23
	RECKITT BENCKISER PLC SPONSORED ADR	P	2014-09-04	2022-06-23
	RECKITT BENCKISER PLC SPONSORED ADR	P	2014-09-04	2022-08-15
	RECKITT BENCKISER PLC SPONSORED ADR	P	2017-08-11	2022-08-15
	RENTOKIL INITIAL PLC ADR	P	2020-02-05	2022-08-17
	RENTOKIL INITIAL PLC ADR	P	2020-02-05	2022-06-23
	RENTOKIL INITIAL PLC ADR	P	2020-02-05	2022-03-23
	SAFRAN S A SPON ADR	P	2018-02-14	2022-08-17
	SAFRAN S A SPON ADR	P	2018-01-19	2022-06-23
	SAFRAN S A SPON ADR	P	2018-01-19	2022-08-17
	SAFRAN S A SPON ADR	P	2018-01-19	2022-03-23
	SONY GROUP CORP ADR NEW	P	2018-05-02	2022-08-17
	SONY GROUP CORP ADR NEW	P	2018-05-02	2022-06-23
	SONY GROUP CORP ADR NEW	P	2018-05-02	2022-05-20
	SONY GROUP CORP ADR NEW	P	2018-05-02	2022-03-23
	SYMRISE AG ADR	P	2019-02-08	2022-08-17
	SYMRISE AG ADR	P	2019-02-08	2022-06-23
	SYMRISE AG ADR	P	2019-02-08	2022-03-23
	TOTALENERGIES SE SPON ADR	P	2018-04-23	2022-08-17
	TOTALENERGIES SE SPON ADR	P	2012-11-30	2022-03-23
	TOTALENERGIES SE SPON ADR	P	2012-11-30	2022-06-23
	TOTALENERGIES SE SPON ADR	P	2012-11-30	2022-08-17
	TOTALENERGIES SE SPON ADR	P	2017-08-11	2022-08-17
	UNILEVER PLC SPONSORED ADR NEW	P	2011-08-10	2022-03-23
	UNILEVER PLC SPONSORED ADR NEW	P	2011-08-10	2022-06-23
	UNILEVER PLC SPONSORED ADR NEW	P	2011-08-10	2022-08-17
	UNILEVER PLC SPONSORED ADR NEW	P	2017-08-11	2022-08-17
	UNILEVER PLC SPONSORED ADR NEW	P	2018-04-23	2022-08-17
	AECOM SR NOTE	P	2021-05-13	2022-05-18
	AECOM SR NOTE	P	2021-05-13	2022-03-09
	AECOM SR NOTE	P	2021-07-15	2022-05-18
	ALTRIA GRP INC GTD NOTE	P	2021-06-14	2022-03-09
	ALTRIA GRP INC GTD NOTE	P	2021-06-14	2022-05-18
	AMC NETWORKS INC SR NOTE	P	2021-03-10	2022-05-18
	AMC NETWORKS INC SR NOTE	P	2020-02-26	2022-03-09
	AT&T INC GLBL NOTE	P	2021-03-24	2022-05-18
	AT&T INC GLBL NOTE	P	2020-10-23	2022-05-18
	BALL CORP SR NOTE	P	2021-01-25	2022-03-09
	BALL CORP SR NOTE	P	2021-01-25	2022-05-18
	BAT CAP CORP GTD NOTE	P	2021-10-18	2022-03-09
	BAT CAP CORP GTD NOTE	P	2021-10-18	2022-05-18
	BLOCK FINL LLC GTD NOTE	P	2021-10-26	2022-05-18
	BOYD GAMING CORP SR NOTE	P	2021-10-27	2022-05-18
	BOYD GAMING CORP SR NOTE	P	2021-10-01	2022-05-18
	BOYD GAMING CORP SR NOTE	P	2021-10-01	2022-03-09
	BROADCOM CORP CAYMAN FIN LTD SR NOTE	P	2019-05-07	2022-05-18
	BROADCOM CORP CAYMAN FIN LTD SR NOTE	P	2019-05-07	2022-03-09
	CARLISLE COS INC NOTE	P	2017-11-14	2022-03-09
	CDK GLBL INC SR NOTE CREDIT SENSITIVE CPN	P	2016-08-30	2022-03-09
	CDK GLBL INC SR NOTE CREDIT SENSITIVE CPN	P	2016-08-30	2022-04-28
	CDK GLBL INC SUBMITTED TENDER CONSENT CREDIT SENSITIVE CPN	P	2016-08-30	2022-07-06
	CDW LLC FIN CORP SR NOTE	P	2019-09-13	2022-03-09
	CENTURYTEL INC SR NOTE SER T	P	2020-03-19	2022-03-15
	CENTURYTEL INC SR NOTE SER T	P	2020-03-19	2022-03-09
	CENTURYTEL INC SR NOTE SER Y	P	2022-03-30	2022-09-29
	CITRIX SYS INC NOTE	P	2019-07-24	2022-03-09
	CITRIX SYS INC NOTE	P	2019-07-24	2022-03-21
	CITRIX SYS INC NOTE	P	2019-12-04	2022-03-21
	DISCOVERY COMMNS LLC GTD SR NOTE	P	2020-07-30	2022-03-09
	DISCOVERY COMMNS LLC GTD SR NOTE	P	2020-07-30	2022-05-18
	DOLLAR TREE INC SR NOTE	P	2019-09-19	2022-05-18
	DOLLAR TREE INC SR NOTE	P	2019-09-19	2022-03-09
	ENCOMPASS HLTH CORP SR NOTE	P	2021-03-03	2022-03-09
	ENCOMPASS HLTH CORP SR NOTE	P	2021-03-03	2022-05-18
	HCA INC SR NOTE	P	2021-06-16	2022-05-18
	KLA-TENCOR CORP SR NOTE	P	2019-12-10	2022-04-18
	KLA-TENCOR CORP SR NOTE	P	2019-12-10	2022-03-09
	KRAFT HEINZ FOODS CO GTD SR NOTE	P	2021-03-30	2022-05-18
	L BRANDS INC SR UNSECD NOTE	P	2022-02-09	2022-05-18
	LAMAR MEDIA CORP SR NOTE	P	2020-10-30	2022-05-18
	LAMAR MEDIA CORP SR NOTE	P	2020-10-30	2022-03-09
	MICROCHIP TECH INC SR NOTE	P	2021-07-07	2022-03-10
	MICROCHIP TECH INC SR NOTE	P	2021-07-07	2022-05-18
	MOLSON COORS BREWING CO SR NOTE	P	2020-10-20	2022-05-18
	MOLSON COORS BREWING CO SR NOTE	P	2020-10-20	2022-03-09
	ORACLE CORP UNSECD NOTE	P	2021-12-21	2022-03-09
	QORVO INC SR NOTE	P	2021-04-07	2022-03-09
	QVC INC SR SECD NOTE	P	2017-06-01	2022-03-09
	QVC INC SR SECD NOTE	P	2017-06-01	2022-05-18
	QVC INC SR SECD NOTE	P	2017-06-01	2022-06-09
	QVC INC SR SECD NOTE	P	2017-12-08	2022-06-09
	SCOTTS MIRACLE GRO CO SR NOTE	P	2021-10-19	2022-05-18
	SCOTTS MIRACLE GRO CO SR NOTE	P	2021-10-19	2022-03-09
	SERVICE CORP INTL SR NOTE	P	2019-12-12	2022-05-18
	SERVICE CORP INTL SR NOTE	P	2019-12-12	2022-03-09
	SILGAN HLDGS INC SR NOTE	P	2020-11-16	2022-05-18
	SILGAN HLDGS INC SR NOTE	P	2020-11-16	2022-03-09
	TEGNA INC SR NOTE	P	2021-07-27	2022-03-09
	TEGNA INC SR NOTE	P	2021-07-27	2022-05-18
	TELEFLEX INC SR NOTE	P	2021-02-25	2022-05-18
	TELEFLEX INC SR NOTE	P	2021-02-25	2022-03-09
	TREEHOUSE FOODS INC SR NOTE	P	2022-03-16	2022-05-18
	U S TREASURY NOTE	P	2021-11-09	2022-03-09
	U S TREASURY NOTE	P	2021-11-09	2022-02-23
	U S TREASURY NOTE	P	2021-11-09	2022-02-16
	U S TREASURY NOTE	P	2021-11-09	2022-02-10
	U S TREASURY NOTE	P	2021-11-09	2022-02-09
	U S TREASURY NOTE	P	2021-11-09	2022-01-31
	UNITED RENTALS NORTH AMER INC SR NOTE	P	2020-10-05	2022-04-26
	UNITED RENTALS NORTH AMER INC SR NOTE	P	2020-09-18	2022-04-26
	UNITED RENTALS NORTH AMER INC SR NOTE	P	2020-09-18	2022-03-09
	UNITED RENTALS NORTH PARTIAL CALL 911365-BF-0	P	2020-10-05	2022-05-23
	UNITED RENTALS NORTH PARTIAL CALL 911365-BF-0	P	2020-09-18	2022-05-23
	WESTERN DIGITAL CORP SR NOTE	P	2018-02-02	2022-03-09
	WESTERN DIGITAL CORP SR NOTE	P	2018-02-02	2022-05-18
	WILLIS NORTH AMER INC SR NOTE	P	2017-06-26	2022-05-18
	WILLIS NORTH AMER INC SR NOTE	P	2017-06-26	2022-03-09
	WILLIS NORTH AMER INC SR NOTE	P	2018-04-09	2022-05-18
	CDW CORP	P	2019-03-22	2022-07-25
	CDW CORP	P	2016-06-06	2022-07-25
	CDW CORP	P	2017-08-02	2022-07-25
	GLOBUS MEDICAL INC CL A NEW	P	2021-07-14	2022-07-25
	MGM GROWTH CHG PROPERTIES LLC CL A	P	2018-04-16	2022-04-19
	MGM GROWTH CHG PROPERTIES LLC CL A	P	2019-03-22	2022-04-19
	MGM GROWTH CHG PROPERTIES LLC CL A	P	2018-01-12	2022-04-19
	MGM GROWTH CHG PROPERTIES LLC CL A	P	2017-09-01	2022-04-19
	MGM GROWTH CHG PROPERTIES LLC CL A	P	2017-08-10	2022-04-19
	POOL CORP	P	2021-07-14	2022-01-11
	POOL CORP	P	2021-07-14	2022-04-05
	THOR INDUSTRIES INC	P	2019-04-17	2022-03-17
	THOR INDUSTRIES INC	P	2016-06-06	2022-03-17
	THOR INDUSTRIES INC	P	2017-08-02	2022-03-17
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2020-09-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2020-11-02	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2022-04-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2020-05-21	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2020-05-21	2022-01-25
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2021-08-02	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2022-03-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2021-02-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2021-04-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2021-01-04	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2022-01-03	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2021-03-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2021-06-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2021-10-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2021-07-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2020-07-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2021-12-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2021-05-03	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2021-11-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2020-06-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2022-05-02	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2020-08-03	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2021-09-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2022-02-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2020-09-03	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2020-10-01	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2021-12-30	2022-05-06
	ANGEL OAK MULTI STRATEGY INCOME INSTL CL	P	2020-12-01	2022-05-06
	FIDELITY ADVISOR FLOATING RATE HIGH INCOME CL I	P	2022-04-25	2022-05-25
	FIDELITY ADVISOR FLOATING RATE HIGH INCOME CL I	P	2022-04-25	2022-05-06
	LORD ABBETT ULTRA SHORT BOND CL F	P	2022-04-26	2022-05-06
	LORD ABBETT ULTRA SHORT BOND CL F	P	2022-05-02	2022-05-06
	PNC FINL SVCS GRP INC DEP SHS REPSTG 1/4000TH PFD SER P PERPTL VAR	P	2022-04-25	2022-08-17
	UNILEVER PLC SPONS ADR SPONSORED ADR NEW	P	2011-08-10	2021-11-19
	LVMH MOET HENNESSY LOUIS VUITTON ADR	P	2018-04-23	2021-11-19
	DBS GRP HLDGS SPON ADR SPON ADR	P	2014-09-04	2021-11-19
	ERSTE GRP BK AG SPON ADR SPON ADR REPSTG 1/2 SH	P	2014-09-04	2021-11-19
	EXPERIAN PLC ADR ADR	P	2018-04-23	2021-11-19
	ACCENTURE PLC IRELD CL A CL A NEW	P	2014-09-04	2021-11-19
	GLAXOSMITHKLINE PLC ADR SPON ADR	P	2021-01-27	2021-11-19
	HEINEKEN NV ADR LEVEL 1 SPONSORED ADR LEVEL 1	P	2014-09-04	2021-11-19
	KDDI CORP ADR ADR	P	2014-09-04	2021-11-19
	KUBOTA CORP ADR ADR	P	2015-06-08	2021-11-19
	MICHELIN COMPAGNIE GENL GENERALE DES ETABLISSEMENTS ADR	P	2021-03-24	2021-11-19
	CREDICORP LTD	P	2020-11-02	2021-11-19
	NIDEC CORP SPON ADR SPON ADR	P	2014-09-04	2021-11-19
	NOVARTIS AG SPON ADR SPON ADR	P	2009-06-02	2021-11-19
	NOVARTIS AG SPON ADR SPON ADR	P	2012-11-30	2021-11-19
	OTSUKA HLDGS COMPANY ADR LTD ADR	P	2020-04-24	2021-11-19
	PAN PAC INTL HLDGS ADR CORP ADR	P	2021-09-07	2021-11-19
	RECKITT BENCKISER PLC SPONSORED ADR	P	2013-01-11	2021-11-19
	RENTOKIL INITIAL PLC ADR ADR	P	2020-02-05	2021-11-19
	SONY GROUP CORP ADR NEW ADR NEW	P	2018-05-02	2021-11-19
	SYMRISE AG ADR	P	2019-02-08	2021-11-19
	DASSAULT SYSTEMES SA ADR SPON ADR	P	2015-02-26	2021-11-19
	FANUC CORP ADR ADR	P	2020-09-10	2021-11-19
	ALCON INC	P	2019-05-01	2021-11-19
	ALCON INC	P	2018-04-23	2021-11-19
	ASSA ABLOY AB ADR	P	2016-02-19	2021-11-19
	AIA GROUP LTD SPON ADR	P	2018-06-12	2021-11-19
	COCA-COLA EUROPAC PRTNRS PARTNERS PLC	P	2017-09-01	2021-11-19
	ASHTEAD GROUP PLC ADR	P	2020-01-29	2021-11-19
	AKZO NOBEL N V SPON ADR SPON ADR NEW	P	2017-06-23	2021-11-19
	CLOSE BROTHERS GROUP PLC ADR	P	2018-02-22	2021-11-19
	BROOKFIELD ASSET MGMNT A MANAGEMENT INC VOTING SHS CL A	P	2014-09-04	2021-11-19
	CLOSE BROTHERS GROUP PLC ADR	P	2018-02-21	2021-11-19
	CDW CORP	P	2016-06-06	2021-12-17
	HOULIHAN LOKEY INC A CL A	P	2018-03-13	2021-12-30
	REYNOLDS AMER4.85 091523 SR NOTE CPN 4.850% DUE 09/15/23 DTD 09/17/13 FC 03	P	2018-10-18	2021-10-18
	REYNOLDS AMER4.85 091523 SR NOTE CPN 4.850% DUE 09/15/23 DTD 09/17/13 FC 03	P	2018-11-26	2021-10-18
	REYNOLDS AMER4.85 091523 SR NOTE CPN 4.850% DUE 09/15/23 DTD 09/17/13 FC 03	P	2018-11-26	2021-10-18
	AMERN TOWER 4.7 031522 SR NOTE CPN 4.700% DUE 03/15/22 DTD 03/12/12 FC 09	P	2018-04-13	2021-10-18
	CARRIER GLBL2.493 021527 SR NOTE CPN 2.493% DUE 02/15/27 DTD 08/15/20 FC 02	P	2021-01-07	2021-10-26
	SBA COMMNS 4.875 090124 SR NOTE CPN 4.875% DUE 09/01/24 DTD 03/01/17 FC 09	P	2018-06-15	2021-11-08
	IHS MARKIT 4.75 080128 SR NOTE CPN 4.750% DUE 08/01/28 DTD 07/23/18 FC 02	P	2020-01-30	2021-11-18
	ZIMMER HLDGS 3.55 040125 NOTE CPN 3.550% DUE 04/01/25 DTD 03/19/15 FC 10/01	P	2021-06-23	2021-11-23
	COACH INC 4.25 040125 SR NOTE CPN 4.250% DUE 04/01/25 DTD 03/02/15 FC 10	P	2020-05-08	2021-11-24
	COACH INC 4.25 040125 SUBMITTED FOR TENDER SR NOTE CPN 4.250% DUE 04/01/2	P	2020-05-08	2021-12-01
	ZIMMER HLDGS3.55 040125 SUBMITTED FOR TENDER NOTE CPN 3.550% DUE 04/01/25 D	P	2021-06-23	2021-12-02
	ENCOMPASS 4.5 020128 SUBMITTED FOR CONSENT SR NOTE CPN 4.500% DUE 02/01/	P	2019-01-01	2021-12-15
	HP INC 3.0 061727 UNSECD NOTE CPN 3.000% DUE 06/17/27 DTD 06/17/20 F	P	2020-07-23	2021-12-21
	PIMCO DYNAMIC INCM FUND INCOME FUND	P	2016-01-26	2021-12-15
	CALL IWM FEB 00250.000	P	2021-09-01	2021-12-28
	CALL IWM FEB 00250.000	P	2021-09-01	2021-12-28
	CALL IWM FEB 00250.000	P	2021-09-01	2021-12-28
	CALL IWO FEB 00330.000	P	2021-09-01	2021-12-28
	CALL AMZN JAN 04000.000	P	2021-08-04	2021-12-28
	CALL CMCSA JUN 00065.000	P	2021-09-16	2021-12-28
	CALL CSCO JAN 00060.000	P	2021-09-16	2021-12-28
	CALL FB JAN 00420.000	P	2021-08-04	2021-12-28
	CALL JNJ JAN 00180.000	P	2021-09-16	2021-12-28
	CALL RTX JAN 00090.000	P	2021-09-16	2021-12-28
	CALL TXN JAN 00220.000	P	2021-09-16	2021-12-28
	CALL TXN JAN 00220.000	P	2021-09-16	2021-12-28
	CALL TXN JAN 00220.000	P	2021-09-16	2021-12-28
	CALL V JAN 00240.000	P	2021-09-16	2021-12-28
	CALL V JAN 00240.000	P	2021-09-16	2021-12-28
	CALL VEA DEC 00056.000	P	2021-06-10	2021-12-20
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL FXI FEB 00051.000	P	2021-09-17	2021-12-28
	CALL VEA MAR 00054.000	P	2021-09-17	2021-12-28
	CALL VGK MAR 00069.000	P	2021-09-17	2021-12-28
	CALL VGK MAR 00069.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	CALL VPL MAR 00085.000	P	2021-09-17	2021-12-28
	AMERICAN EXPRESS CO CLD	P	2020-04-16	2021-11-15
	AMERICAN EXPRESS CO CLD	P	2017-07-28	2021-11-15
	BANK OF NY MELLON CO CLD	P	2020-04-16	2021-12-20
	BANK OF NY MELLON CO CLD	P	2017-07-28	2021-12-20

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	27,950	65,880	-37,930
b	31,976	48,462	-16,486
c	76,156	75,484	672
d	5	2	3
e	100,000	100,000	0
	193	187	6
	12,476	12,580	-104
	9,227	7,020	2,207
	12,279	13,185	-906
	7,531	7,307	224
	6,533	6,899	-366
	9,052	11,362	-2,310
	5,787	7,264	-1,477
	2,872	2,258	614
	7,663	6,120	1,543
	60,084	59,722	362
	25,000	24,466	534
	50,000	53,232	-3,232
	50,000	52,066	-2,066
	275	70	205
	440	112	328
	55	14	41
	220	56	164
	605	154	451
	440	112	328
	55	14	41
	1,265	322	943
	165	42	123
	1,155	294	861
	1,925	425	1,500
	1,925	425	1,500
	550	300	250
	1,100	600	500
	550	300	250
	45	50	-5
	135	150	-15
	450	500	-50
	765	850	-85
	135	150	-15
	45	50	-5
	45	50	-5
	405	450	-45
	45	50	-5
	540	600	-60
	4,459	63	4,396
	8,753	3,308	5,445
	132		132
	1,380	60	1,320
	3,075	75	3,000
	2,100	2,150	-50
	8,650	1,625	7,025
	13,032	7,952	5,080
	1,736	28,256	-26,520
	2,078	4	2,074
	8,768	35	8,733
	1,530	304	1,226
	1,168	60	1,108
	2,145	510	1,635
	1,200	220	980
	1,650	270	1,380
	5,650	2,080	3,570
	1,090		1,090
	2,919	4,228	-1,309
	1,320	54	1,266
	300	105	195
	5,887	714	5,173
	842	102	740
	530	8	522
	804	12	792
	3,250	40	3,210
	9,180	7,030	2,150
	2,928	9,920	-6,992
	644		644
	299		299
	322		322
	2,166	318	1,848
	2,130	408	1,722
	297		297
	196		196
	495		495
	11,125	5,034	6,091
	6,930	25,606	-18,676
	10,317	38,409	-28,092
	3,449	12,803	-9,354
	3,555	65	3,490
	280		280
	650		650
	680	80	600
	384	12	372
	127	4	123
	252	8	244
	840	17,440	-16,600
	47,169	49,297	-2,128
	70,753	77,670	-6,917
	126,751	113,078	13,673
	20,241	14,158	6,083
	60,724	42,403	18,321
	163,475	59,922	103,553
	14	20	-6
	3,717	756	2,961
	5,850	1,030	4,820
	5,008	2,120	2,888
	1,913	572	1,341
	1,703	490	1,213
	4,529	1,143	3,386
	4,761	2,290	2,471
	5,109	2,747	2,362
	284	128	156
	2,829	2,735	94
	3,680	3,363	317
	2,382	2,070	312
	296	413	-117
	2,181	2,479	-298
	125	179	-54
	1,729	2,651	-922
	2,766	4,143	-1,377
	2,823	2,169	654
	4,448	3,869	579
	2,079	1,758	321
	4,279	3,544	735
	2,675	1,636	1,039
	3,994	1,908	2,086
	2,672	1,841	831
	3,033	2,824	209
	435	441	-6
	1,946	1,839	107
	217	219	-2
	4,946	1,863	3,083
	3,857	1,757	2,100
	6,046	2,900	3,146
	3,848	1,556	2,292
	550	268	282
	2,294	1,738	556
	2,826	2,626	200
	1,160	753	407
	952	5,399	-4,447
	579	2,833	-2,254
	8,064	11,967	-3,903
	804	1,352	-548
	938	1,568	-630
	1,152	1,907	-755
	482	799	-317
	1,526	2,132	-606
	857	1,445	-588
	1,093	812	281
	2,185	1,751	434
	3,906	3,370	536
	2,161	1,926	235
	3,158	2,123	1,035
	3,952	3,774	178
	2,745	2,359	386
	1,041	555	486
	2,953	1,798	1,155
	4,763	3,410	1,353
	744	290	454
	1,586	450	1,136
	2,960	1,860	1,100
	4,308	2,907	1,401
	3,004	1,686	1,318
	1,873	1,377	496
	2,605	2,569	36
	1,410	1,576	-166
	403	850	-447
	225	399	-174
	1,699	1,124	575
	2,924	2,386	538
	2,170	1,262	908
	3,549	4,577	-1,028
	2,196	2,448	-252
	2,603	2,886	-283
	5,362	4,822	540
	2,965	2,641	324
	1,694	1,921	-227
	34	31	3
	2,244	2,500	-256
	2,434	1,971	463
	4,476	3,676	800
	1,946	1,516	430
	535	582	-47
	341	359	-18
	3,678	4,352	-674
	5,448	6,727	-1,279
	3,538	4,625	-1,087
	2,631	1,521	1,110
	4,873	2,875	1,998
	1,866	1,197	669
	428	372	56
	2,468	2,560	-92
	411	408	3
	3,421	3,756	-335
	1,064	898	166
	1,451	1,230	221
	165	179	-14
	3,156	1,516	1,640
	4,041	2,343	1,698
	2,617	1,309	1,308
	3,813	3,225	588
	4,862	4,676	186
	3,121	2,633	488
	2,387	2,053	334
	3,417	3,018	399
	2,400	1,960	440
	2,567	2,842	-275
	2,387	3,295	-908
	3,506	4,813	-1,307
	3,628	3,714	-86
	2,600	2,546	54
	2,533	1,015	1,518
	2,312	1,294	1,018
	293	386	-93
	2,411	2,588	-177
	410	400	10
	2,045	1,306	739
	3,427	2,285	1,142
	1,973	1,251	722
	1,884	2,193	-309
	3,070	3,649	-579
	1,660	1,894	-234
	2,318	2,982	-664
	4,504	5,924	-1,420
	3,758	4,056	-298
	1,019	1,043	-24
	1,518	1,274	244
	11,386	11,047	339
	135	155	-20
	2,933	3,298	-365
	1,003	1,082	-79
	239	292	-53
	2,141	2,181	-40
	3,717	4,296	-579
	2,394	2,346	48
	567	536	31
	3,590	4,139	-549
	1,842	1,818	24
	2,881	2,824	57
	3,486	1,862	1,624
	6,094	3,397	2,697
	986	512	474
	4,420	1,955	2,465
	2,137	1,586	551
	3,500	2,771	729
	2,098	1,523	575
	1,558	1,875	-317
	2,448	2,407	41
	3,733	3,761	-28
	1,298	1,254	44
	208	202	6
	1,790	1,232	558
	3,114	2,155	959
	1,139	739	400
	332	406	-74
	475	550	-75
	962	1,088	-126
	3,059	3,275	-216
	962	1,099	-137
	2,104	2,229	-125
	3,015	3,326	-311
	3,823	4,056	-233
	2,993	3,002	-9
	1,001	1,100	-99
	3,002	3,368	-366
	4,088	4,170	-82
	8,953	9,340	-387
	1,833	1,969	-136
	1,703	1,969	-266
	2,649	2,990	-341
	1,852	2,051	-199
	926	1,026	-100
	3,980	4,113	-133
	2,920	2,920	0
	2,049	1,945	104
	2,007	2,006	1
	3,100	3,004	96
	21,024	21,024	0
	21,131	21,022	109
	2,985	3,000	-15
	22,000	22,000	0
	3,999	3,999	0
	6,323	6,323	0
	2,049	2,058	-9
	12,311	12,349	-38
	6,155	6,388	-233
	2,025	2,230	-205
	1,910	2,223	-313
	11,068	11,304	-236
	3,098	3,088	10
	1,943	2,066	-123
	2,669	3,093	-424
	4,044	4,456	-412
	17,534	17,830	-296
	3,138	3,153	-15
	2,930	3,220	-290
	1,835	2,101	-266
	2,722	2,994	-272
	2,875	2,994	-119
	7,135	7,238	-103
	2,997	3,087	-90
	1,908	2,103	-195
	3,008	3,161	-153
	2,802	2,981	-179
	2,027	2,116	-89
	3,026	3,008	18
	2,941	3,007	-66
	9,083	9,019	64
	6,056	6,027	29
	1,708	2,077	-369
	1,871	2,080	-209
	2,858	3,083	-225
	3,034	3,088	-54
	1,845	2,049	-204
	3,850	4,107	-257
	3,964	4,118	-154
	2,855	3,083	-228
	2,861	3,099	-238
	3,018	3,111	-93
	4,141	4,175	-34
	11,465	11,871	-406
	1,910	1,978	-68
	1,909	1,978	-69
	1,904	1,978	-74
	15,342	15,828	-486
	1,935	1,978	-43
	2,083	2,083	0
	5,207	5,207	0
	4,102	4,130	-28
	2,055	2,055	0
	5,138	5,136	2
	2,064	2,012	52
	2,949	3,017	-68
	996	1,006	-10
	3,048	3,019	29
	1,992	1,987	5
	1,018	576	442
	18,152	5,247	12,905
	1,018	382	636
	15,798	21,916	-6,118
	10,790	6,842	3,948
	1,059	771	288
	8,998	5,900	3,098
	23,981	16,831	7,150
	16,571	11,302	5,269
	18,593	17,349	1,244
	17,493	18,755	-1,262
	11,013	9,419	1,594
	2,318	1,799	519
	828	1,029	-201
	187	195	-8
	302	318	-16
	236	239	-3
	22,490	22,998	-508
	15,000	14,576	424
	277	297	-20
	205	213	-8
	267	285	-18
	297	316	-19
	287	304	-17
	289	304	-15
	274	292	-18
	316	337	-21
	280	299	-19
	277	296	-19
	199	206	-7
	283	300	-17
	299	319	-20
	284	303	-19
	60	62	-2
	219	220	-1
	193	201	-8
	302	323	-21
	270	283	-13
	30,647	32,000	-1,353
	279	293	-14
	137	144	-7
	287	304	-17
	45,000	46,742	-1,742
	43,000	43,416	-416
	11,988	12,000	-12
	1	1	0
	50,484	50,140	344
	2,171	1,293	878
	2,986	1,240	1,746
	3,039	1,860	1,179
	933	569	364
	5,221	2,615	2,606
	9,304	2,042	7,262
	2,616	2,411	205
	1,837	1,327	510
	2,623	1,727	896
	2,174	1,640	534
	2,292	2,191	101
	1,325	1,297	28
	4,220	1,171	3,049
	1,559	666	893
	410	272	138
	968	1,077	-109
	2,593	2,684	-91
	1,644	1,236	408
	3,850	2,974	876
	7,265	2,699	4,566
	3,206	1,840	1,366
	6,849	1,520	5,329
	1,754	1,711	43
	992	703	289
	1,405	808	597
	2,875	1,831	1,044
	2,959	2,513	446
	3,071	2,626	445
	4,085	1,636	2,449
	4,639	3,882	757
	913	1,110	-197
	3,549	1,270	2,279
	986	1,202	-216
	14,639	3,253	11,386
	18,323	8,134	10,189
	1,077	1,014	63
	10,772	10,054	718
	9,695	9,049	646
	10,173	10,046	127
	21,631	22,390	-759
	26,317	25,599	718
	20,820	20,147	673
	3,256	3,256	0
	17,289	17,289	0
	21,206	18,048	3,158
	3,132	3,225	-93
			0
	22,109	22,288	-179
	1	1	0
	337	45	292
	337	45	292
	1,685	225	1,460
	4,145	430	3,715
	5,245	353	4,892
	5,850	930	4,920
	4,025	9,375	-5,350
	1,692	72	1,620
	1,141	84	1,057
	1,624	296	1,328
	789	42	747
	532	28	504
	267	14	253
	1,629	87	1,542
	1,084	58	1,026
	1,875		1,875
	14	6	8
	14	6	8
	14	6	8
	14	6	8
	14	6	8
	36	18	18
	12	6	6
	12	6	6
	12	6	6
	12	6	6
	14	6	8
	26	12	14
	28	12	16
	13	6	7
	13	6	7
	13	6	7
	14	6	8
	14	6	8
	14	6	8
	14	6	8
	14	6	8
	7,380	1,440	5,940
	6,375	4,725	1,650
	6,375	4,725	1,650
	263	30	233
	526	60	466
	263	30	233
	263	30	233
	263	30	233
	263	30	233
	526	60	466
	1,315	175	1,140
	526	60	466
	1,052	140	912
	263	30	233
	263	30	233
	263	30	233
	263	30	233
	2,104	240	1,864
	263	30	233
	1,052	120	932
	263	30	233
	263	30	233
	263	30	233
	25,000	25,000	0
	50,000	50,000	0
	25,000	25,000	0
	50,000	50,000	0

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-37,930
b			-16,486
c			672
d			3
e			0
			6
			-104
			2,207
			-906
			224
			-366
			-2,310
			-1,477
			614
			1,543
			362
			534
			-3,232
			-2,066
			205
			328
			41
			164
			451
			328
			41
			943
			123
			861
			1,500
			1,500
			250
			500
			250
			-5
			-15
			-50
			-85
			-15
			-5
			-5
			-45
			-5
			-60
			4,396
			5,445
			132
			1,320
			3,000
			-50
			7,025
			5,080
			-26,520
			2,074
			8,733
			1,226
			1,108
			1,635
			980
			1,380
			3,570
			1,090
			-1,309
			1,266
			195
			5,173
			740
			522
			792
			3,210
			2,150
			-6,992
			644
			299
			322
			1,848
			1,722
			297
			196
			495
			6,091
			-18,676
			-28,092
			-9,354
			3,490
			280
			650
			600
			372
			123
			244
			-16,600
			-2,128
			-6,917
			13,673
			6,083
			18,321
			103,553
			-6
			2,961
			4,820
			2,888
			1,341
			1,213
			3,386
			2,471
			2,362
			156
			94
			317
			312
			-117
			-298
			-54
			-922
			-1,377
			654
			579
			321
			735
			1,039
			2,086
			831
			209
			-6
			107
			-2
			3,083
			2,100
			3,146
			2,292
			282
			556
			200
			407
			-4,447
			-2,254
			-3,903
			-548
			-630
			-755
			-317
			-606
			-588
			281
			434
			536
			235
			1,035
			178
			386
			486
			1,155
			1,353
			454
			1,136
			1,100
			1,401
			1,318
			496
			36
			-166
			-447
			-174
			575
			538
			908
			-1,028
			-252
			-283
			540
			324
			-227
			3
			-256
			463
			800
			430
			-47
			-18
			-674
			-1,279
			-1,087
			1,110
			1,998
			669
			56
			-92
			3
			-335
			166
			221
			-14
			1,640
			1,698
			1,308
			588
			186
			488
			334
			399
			440
			-275
			-908
			-1,307
			-86
			54
			1,518
			1,018
			-93
			-177
			10
			739
			1,142
			722
			-309
			-579
			-234
			-664
			-1,420
			-298
			-24
			244
			339
			-20
			-365
			-79
			-53
			-40
			-579
			48
			31
			-549
			24
			57
			1,624
			2,697
			474
			2,465
			551
			729
			575
			-317
			41
			-28
			44
			6
			558
			959
			400
			-74
			-75
			-126
			-216
			-137
			-125
			-311
			-233
			-9
			-99
			-366
			-82
			-387
			-136
			-266
			-341
			-199
			-100
			-133
			0
			104
			1
			96
			0
			109
			-15
			0
			0
			0
			-9
			-38
			-233
			-205
			-313
			-236
			10
			-123
			-424
			-412
			-296
			-15
			-290
			-266
			-272
			-119
			-103
			-90
			-195
			-153
			-179
			-89
			18
			-66
			64
			29
			-369
			-209
			-225
			-54
			-204
			-257
			-154
			-228
			-238
			-93
			-34
			-406
			-68
			-69
			-74
			-486
			-43
			0
			0
			-28
			0
			2
			52
			-68
			-10
			29
			5
			442
			12,905
			636
			-6,118
			3,948
			288
			3,098
			7,150
			5,269
			1,244
			-1,262
			1,594
			519
			-201
			-8
			-16
			-3
			-508
			424
			-20
			-8
			-18
			-19
			-17
			-15
			-18
			-21
			-19
			-19
			-7
			-17
			-20
			-19
			-2
			-1
			-8
			-21
			-13
			-1,353
			-14
			-7
			-17
			-1,742
			-416
			-12
			0
			344
			878
			1,746
			1,179
			364
			2,606
			7,262
			205
			510
			896
			534
			101
			28
			3,049
			893
			138
			-109
			-91
			408
			876
			4,566
			1,366
			5,329
			43
			289
			597
			1,044
			446
			445
			2,449
			757
			-197
			2,279
			-216
			11,386
			10,189
			63
			718
			646
			127
			-759
			718
			673
			0
			0
			3,158
			-93
			0
			-179
			0
			292
			292
			1,460
			3,715
			4,892
			4,920
			-5,350
			1,620
			1,057
			1,328
			747
			504
			253
			1,542
			1,026
			1,875
			8
			8
			8
			8
			8
			18
			6
			6
			6
			6
			8
			14
			16
			7
			7
			7
			8
			8
			8
			8
			8
			5,940
			1,650
			1,650
			233
			466
			233
			233
			233
			233
			466
			1,140
			466
			912
			233
			233
			233
			233
			1,864
			233
			932
			233
			233
			233
			0
			0
			0
			0

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	229,433
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Form 990-PF (2021)

Page 4

Part V

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	All other domestic foundations enter 1.39% (0.0139) of line 27b. Exempt foreign organizations enter 4% (0.04) of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	3,753
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	3,753
6	Credits/Payments:

a	2021 estimated tax payments and 2020 overpayment credited to 2021	6a	12,000
b	Exempt foreign organizations—tax withheld at source......	6b	0
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	12,000
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	43
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	8,204
11	Enter the amount of line 10 to be: Credited to 2022 estimated tax8,204	Refunded	11	0

Part VI-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions

for the definition.................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?.........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XIV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2021 or the taxable year beginning in 2021? See the instructions for Part XIII.

If "Yes," complete Part XIII .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2021)

Page 5

Part VI-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

DR BOB & JEAN SMITH FOUNDATION Telephone no. bullet

(214) 521-3461

Located at bullet

3811 TURTLE CREEK BLVD SUITE 750DALLASTX ZIP+4 bullet

75219

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2021, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ...........

1a(1)

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? ..............................

1a(2)

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ...........

1a(3)

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? ............

1a(4)

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? ......................

1a(5)

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.) ...............

1a(6)

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ..........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2021? .............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2021, did the foundation have any undistributed income (lines 6d

and 6e, Part XII) for tax year(s) beginning before 2021?....................

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? ..............................

If "Yes," did it have excess business holdings in 2021 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2021.) .....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2021? ..

Form 990-PF (2021)

Page 6

Part VI-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? ..........

5a(1)

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive? ....................

5a(2)

(3) Provide a grant to an individual for travel, study, or other similar purposes? .............

5a(3)

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions ........................

5a(4)

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals? .............

5a(5)

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here ......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant? .................

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? .............................

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? .....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .........................

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)
SALLY SMITH MASHBURN	PRESIDENT/CHAIRWOMAN 40.00	227,383
3811 TURTLE CREEK BLVD SUITE 750 DALLAS,TX75219	PRESIDENT/CHAIRWOMAN 40.00	227,383
SCOTT R SMITH	DIRECTOR 1.00	5,300
3811 TURTLE CREEK BLVD SUITE 750 DALLAS,TX75219	DIRECTOR 1.00	5,300
MARTY S KELLEY	DIRECTOR 1.00	5,300
3811 TURTLE CREEK BLVD SUITE 750 DALLAS,TX75219	DIRECTOR 1.00	5,300
ROBERT H WEST	DIRECTOR 1.00	5,300
3811 TURTLE CREEK BLVD SUITE 750 DALLAS,TX75219	DIRECTOR 1.00	5,300
BILL R WOMBLE	DIRECTOR 1.00	5,300
3811 TURTLE CREEK BLVD SUITE 750 DALLAS,TX75219	DIRECTOR 1.00	5,300
BROOKS KELLEY	DIRECTOR 1.00	4,100
3811 TURTLE CREEK BLVD SUITE 750 DALLAS,TX75219	DIRECTOR 1.00	4,100
WHITNEY WALLACE	DIRECTOR 1.00	5,300
3811 TURTLE CREEK BLVD SUITE 750 DALLAS,TX75219	DIRECTOR 1.00	5,300

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2021)

Page 7

Part VII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
SCHWENN & ASSOCIATES	ACCOUNTING	110,519
106 N DENTON TAP RD STE 210-334 COPPELL,TX75019	ACCOUNTING	110,519
THOMPSON & KNIGHT	LEGAL	53,170
PO BOX 660684 DALLAS,TX75266	LEGAL	53,170

Total number of others receiving over $50,000 for professional services............. bullet

Part VIII-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part VIII-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2021)

Page 8

Part IX

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

20,751,955

Average of monthly cash balances.......................

1,122,967

Fair market value of all other assets (see instructions)................

3,862

Total (add lines 1a, b, and c).........................

21,878,784

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

21,878,784

Cash deemed held for charitable activities. Enter 1.5% (0.015) of line 3 (for greater amount, see

instructions) .............................

328,182

Net value of noncharitable-use assets. Subtract line 4 from line 3. .......

21,550,602

Minimum investment return. Enter 5% (0.05) of line 5................

1,077,530

Part X

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part IX, line 6..................

1,077,530

Tax on investment income for 2021 from Part V, line 5.......

3,753

Income tax for 2021. (This does not include the tax from Part V.) ...

Add lines 2a and 2b............................

3,753

Distributable amount before adjustments. Subtract line 2c from line 1............

1,073,777

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

1,073,777

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XII, line 1 ...

1,073,777

Part XI

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part VIII-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part XII, line 4.

Form 990-PF (2021)

Page 9

Part XII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2020	(c) 2020	(d) 2021
1 Distributable amount for 2021 from Part X, line 7					1,073,777
2 Undistributed income, if any, as of the end of 2021:
a Enter amount for 2020 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2021:
a From 2016......
b From 2017......
c From 2018......
d From 2019......	142,151
e From 2020......	85,925
f Total of lines 3a through e ........		228,076
4Qualifying distributions for 2021 from Part
XI, line 4: $ 624,675
a Applied to 2020, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2021 distributable amount.....					624,675
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2021.		228,076			228,076
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2019. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2021. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2022 ..........					221,026
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2016 not applied on line 5 or line 7 (see instructions) ...		0
9 Excess distributions carryover to 2022. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2017....
b Excess from 2018....
c Excess from 2019....
d Excess from 2020....
e Excess from 2021....

Form 990-PF (2021)

Page 10

Part XIII

Private Operating Foundations (see instructions and Part VI-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2021, enter the date of the ruling ....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section 4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2021	(b) 2020	(c) 2019	(d) 2018	(e) Total

b 85% (0.85) of line 2a .........
c Qualifying distributions from Part XI, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part IX, line 6 for each year listed ..
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XIV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

SALLY MASHBURN
3811 TURTLE CREEK CENTRE SUITE 200
DALLAS,TX75219
(214) 521-3461

bThe form in which applications should be submitted and information and materials they should include:

WRITTEN REQUEST WITH FORM 990.

cAny submission deadlines:

APPLICABLE ORGANIZATION CAN APPLY AT ANY TIME. THE REQUEST WILL BE REVIEWED ON A QUARTERLY BASIS.

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

TYPICALLY MEDICAL AND EDUCATIONAL APPLICANTS ARE PREFERRED.

Form 990-PF (2021)

Page 11

Part XIV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
BUCKNER FOUNDATION 700 N PEARL ST STE 1200 DALLAS,TX75201	NONE	PC	UNRESTRICTED GRANT	25,000
RETINA FOUNDATION 9600 N CENTRAL EXPY STE 200 DALLAS,TX75230	NONE	PC	UNRESTRICTED GRANT	10,000
PARKLAND FOUNDATION 1341 W MOCKINGBIRD LN STE 110 DALLAS,TX75247	NONE	PC	UNRESTRICTED GRANT	37,500
POSTON GARDENS 900 CANTRELL ST WAXACHACHIE,TX75165	NONE	PC	UNRESTRICTED GRANT	50,000
METROCARE SERVICES 1345 RIVER BEND DR STE 200 DALLAS,TX75247	NONE	PC	UNRESTRICTED GRANT	50,000
SMU LECTURE SERIES PO BOX 750460 DALLAS,TX75275	NONE	PC	UNRESTRICTED GRANT	3,912
UNITED WAY 1800 N LAMAR DALLAS,TX75202	NONE	PC	UNRESTRICTED GIFT	250,000
CRYSTAL CHARITY BALL 3838 OAK LAWN STE L150 DALLAS,TX75219	NONE	PC	UNRESTRICTED GIFT	42,870
CHRIST'S FAMILY CLINIC 6409 PRESTON RD DALLAS,TX75205	NONE	PC	UNRESTRICTED GIFT	30,000
Total ................................. 3a				499,282

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2021)

Page 12

Part XV-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments ....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities ....
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income .....
8 Gain or (loss) from sales of assets other than inventory ............			18	229,433
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e) ..		0		861,041	0

13Total. Add line 12, columns (b), (d), and (e)..................

861,041

(See worksheet in line 13 instructions to verify calculations.)

Part XV-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XV-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2021)

Page 13

Part XVI

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below? See instructions. Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2021)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Description of Property	Date Acquired	Cost or Other Basis	Prior Years' Depreciation	Computation Method	Rate / Life (# of years)	Current Year's Depreciation Expense	Net Investment Income
SOFA	1979-06-01	2,486	2,486	SL	7.000000000000	0	0
SOFA	1979-06-01	1,631	1,631	SL	7.000000000000	0	0
SIDE CHAIRS	1979-06-01	2,345	2,345	SL	7.000000000000	0	0
PULL UP CHAIRS	1979-06-01	3,562	3,562	SL	7.000000000000	0	0
END TABLES	1979-06-01	4,108	4,108	SL	7.000000000000	0	0
COFFEE TABLES	1979-06-01	1,580	1,580	SL	7.000000000000	0	0
SIDEBOARD	1979-06-01	2,001	2,001	SL	7.000000000000	0	0
RUG	1979-06-01	1,531	1,531	SL	7.000000000000	0	0
LAMPS	1979-06-01	1,669	1,669	SL	7.000000000000	0	0
PLANTERS	1979-06-01	735	735	SL	7.000000000000	0	0
ART WORK	1979-06-01	2,248	2,248	SL	7.000000000000	0	0
PILLOWS	1979-06-01	446	446	SL	7.000000000000	0	0
MISCELLANEOUS	1979-06-01	293	293	SL	7.000000000000	0	0
SECRETARY DESK	1979-06-01	4,714	4,714	SL	7.000000000000	0	0
CREDENZA	1979-06-01	3,702	3,702	SL	7.000000000000	0	0
CRT TABLE	1979-06-01	2,700	2,700	SL	7.000000000000	0	0
BOOKCASES	1979-06-01	620	620	SL	7.000000000000	0	0
GUEST CHAIRS	1979-06-01	4,235	4,235	SL	7.000000000000	0	0
EXECUTIVE CHAIRS	1979-06-01	3,575	3,575	SL	7.000000000000	0	0
FILE CABINETS	1979-06-01	1,400	1,400	SL	7.000000000000	0	0
FILE CBAINET	1979-06-01	395	395	SL	7.000000000000	0	0
ART WORK	1979-06-01	985	985	SL	7.000000000000	0	0
FAX MACHINE	1979-06-01	400	400	SL	7.000000000000	0	0
SCANNER	2011-09-11	429	429	SL	5.000000000000	0	0
DESKTOP	2013-07-19	2,268	2,268	SL	5.000000000000	0	0
TELEPHONE	2014-10-30	5,542	5,542	SL	5.000000000000	0	0
REFRIGERATOR & DISHWASHER	2014-11-12	2,246	2,246	SL	7.000000000000	0	0
RUG RECEPTION	2014-11-30	5,800	5,800	SL	7.000000000000	0	0
TELEVISION & MOUNT	2014-12-31	386	386	SL	7.000000000000	0	0
FRONT DOOR LOCKS	2015-01-26	660	597	SL	7.000000000000	63	63
FURNITURE	2015-02-18	1,525	1,525	SL	7.000000000000	0	0
RUG - EXECUTIVE	2015-03-16	6,616	6,616	SL	7.000000000000	0	0
TELEPHONE	2015-03-26	165	165	SL	5.000000000000	0	0
PLANTS	2015-03-30	874	874	SL	7.000000000000	0	0
FURNITURE	2015-03-31	159	159	SL	7.000000000000	0	0
PLANTS	2015-04-10	1,000	1,000	SL	7.000000000000	0	0
OMNISAFE	2015-04-17	187	171	SL	7.000000000000	16	16
CHAIR	2016-03-03	665	530	SL	7.000000000000	95	95
DELL TOUCH SCREEN	2016-05-23	272	272	SL	5.000000000000	0	0
FURNITURE	2014-05-14	4,505	4,505	SL	7.000000000000	0	0
IPAD	2018-07-16	1,551	982	SL	5.000000000000	310	310
APPLE ACCESSORY	2018-08-06	128	82	SL	5.000000000000	26	26
DELL COMPUTER	2019-10-28	1,372	526	SL	5.000000000000	274	274
MICROSOFT LAPTOP	2020-05-20	3,506	935	SL	5.000000000000	701	701
SCANSNAP	2020-06-18	433	109	SL	5.000000000000	87	87
TELEPHONE PROCESSING BOARD	2021-08-31	1,104	18	SL	5.000000000000	221	0

Name of Bond	End of Year Book Value	End of Year Fair Market Value
DOLAN ASSET MANAGEMENT	665,113	582,949
MERRILL LYNCH 2469	1,589,099	1,456,230

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
ARISTOTLE	AT COST	535,941	508,310
BROKERAGE	AT COST	1,483,271	1,500,903
KAYNE MODEL	AT COST	919,564	1,065,665
LUTHER KING CAPITAL MANAGEMENT	AT COST	4,806,412	6,827,498
MAVERICK CAPITAL	FMV	477,400	353,697
SOLUTIONS	AT COST	1,303,106	1,613,433
FROST INVESTMENTS	AT COST	402,605	362,769
MERRILL LYNCH 2467	AT COST	414,420	354,230
MERRILL LYNCH 2468	AT COST	1,407,672	1,094,374

Category / Item	Cost / Other Basis	Accumulated Depreciation	Book Value	End of Year Fair Market Value
SOFA	2,486	2,486	0	0
SOFA	1,631	1,631	0	0
SIDE CHAIRS	2,345	2,345	0	0
PULL UP CHAIRS	3,562	3,562	0	0
END TABLES	4,108	4,108	0	0
COFFEE TABLES	1,580	1,580	0	0
SIDEBOARD	2,001	2,001	0	0
RUG	1,531	1,531	0	0
LAMPS	1,669	1,669	0	0
PLANTERS	735	735	0	0
ART WORK	2,248	2,248	0	0
PILLOWS	446	446	0	0
MISCELLANEOUS	293	293	0	0
SECRETARY DESK	4,714	4,714	0	0
CREDENZA	3,702	3,702	0	0
CRT TABLE	2,700	2,700	0	0
BOOKCASES	620	620	0	0
GUEST CHAIRS	4,235	4,235	0	0
EXECUTIVE CHAIRS	3,575	3,575	0	0
FILE CABINETS	1,400	1,400	0	0
FILE CBAINET	395	395	0	0
ART WORK	985	985	0	0
FAX MACHINE	400	400	0	0
SCANNER	429	429	0	0
DESKTOP	2,268	2,268	0	0
TELEPHONE	5,542	5,542	0	0
REFRIGERATOR & DISHWASHER	2,246	2,246	0	0
RUG RECEPTION	5,800	5,800	0	0
TELEVISION & MOUNT	386	386	0	0
FRONT DOOR LOCKS	660	660	0	0
FURNITURE	1,525	1,525	0	0
RUG - EXECUTIVE	6,616	6,616	0	0
TELEPHONE	165	165	0	0
PLANTS	874	874	0	0
FURNITURE	159	159	0	0
PLANTS	1,000	1,000	0	0
OMNISAFE	187	187	0	0
CHAIR	665	625	40	40
DELL TOUCH SCREEN	272	272	0	0
FURNITURE	4,505	4,505	0	0
IPAD	1,551	1,292	259	259
APPLE ACCESSORY	128	108	20	20
DELL COMPUTER	1,372	800	572	572
MICROSOFT LAPTOP	3,506	1,636	1,870	1,870
SCANSNAP	433	196	237	237
TELEPHONE PROCESSING BOARD	1,104	239	865	865

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
ADR FEES	240	240	0
BANK SERVICE CHARGES	1,101	1,101	0
BOND AMORTIZATION	16,098	16,098	0
CONTRIBUTIONS - NON DEDUCTIBLE	7,130	0	7,130
CHARITABLE THRU K-1	46	0	46
DUES AND SUBSCRIPTIONS	949	0	0
INVESTMENT INTEREST EXPENSE	15,461	15,461	0
INSURANCE	5,197	5,197	0
OFFICE SUPPLIES	946	846	100
TELEPHONE	2,164	1,082	1,082
REPAIRS	293	293	0
ROYALTY PROPERTY EXPENSES	163	163	0
SOFTWARE LICENSES	162	162	0

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
GAS ROYALTY INCOME	17,551	17,551	17,551
ALLIANCE BERNSTIEN ORD INC	8,275	8,275	8,275
CARDINAL ADVISOR	7,197	7,197	7,197
MISCELLANEOUS INCOME	-1,981	-1,981	-1,981
NET RENTAL INCOME	-2	-2	-2

Category	Amount	Net Investment Income	Disbursements for Charitable Purposes
EMPLOYMENT	12,404	7,442	4,962
EXCISE	13,216	0	0
FOREIGN	2,658	2,658	0
PROPERTY	849	849	0
ROYALTY	1,064	1,064	0