Form990
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Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
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MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
A For the 2021 calendar year, or tax year beginning 07-01-2021 , and ending 06-30-2022
BCheck if applicable:
CName of organization
CARNEGIE MELLON UNIVERSITY
 
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
5000 FORBES AVENUE
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH, PA15213
D Employer identification number

25-0969449
E Telephone number

G Gross receipts $ 3,267,467,161
F Name and address of principal officer:
FARNAM JAHANIAN
5000 FORBES AVENUE
PITTSBURGH,PA15213
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.CMU.EDU
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. See instructions.
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1900
M State of legal domicile: PA
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: HIGHER EDUCATION AND RESEARCH.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 42
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 37
5 Total number of individuals employed in calendar year 2021 (Part V, line 2a) ...... 5 19,003
6 Total number of volunteers (estimate if necessary) ............. 6 39
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 2,076,896
b Net unrelated business taxable income from Form 990-T, Part I, line 11 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 913,966,188 741,288,509
9 Program service revenue (Part VIII, line 2g) ......... 824,075,050 975,484,557
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 207,806,396 248,933,596
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 16,192,695 10,682,980
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 1,962,040,329 1,976,389,642
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 233,067,278 266,409,801
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 858,622,577 899,275,069
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 481,949 519,464
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet28,747,191    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 291,559,815 346,908,334
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 1,383,731,619 1,513,112,668
19 Revenue less expenses. Subtract line 18 from line 12....... 578,308,710 463,276,974
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 6,284,436,792 6,497,771,735
21 Total liabilities (Part X, line 26)............. 1,167,435,858 1,246,167,551
22 Net assets or fund balances. Subtract line 21 from line 20..... 5,117,000,934 5,251,604,184
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2021)
Form 990 (2021)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: TO CREATE A TRANSFORMATIVE EDUCATIONAL EXPERIENCE FOR STUDENTS FOCUSED ON DEEP DISCIPLINARY KNOWLEDGE; PROBLEM SOLVING; LEADERSHIP, COMMUNICATION, AND INTERPERSONAL SKILLS; AND PERSONAL HEALTH AND WELL-BEING.TO CULTIVATE A TRANSFORMATIVE UNIVERSITY COMMUNITY COMMITTED TO (A) ATTRACTING AND RETAINING DIVERSE, WORLD-CLASS TALENT; (B) CREATING A COLLABORATIVE ENVIRONMENT OPEN TO THE FREE EXCHANGE OF IDEAS, WHERE RESEARCH, CREATIVITY, INNOVATION, AND ENTREPRENEURSHIP CAN FLOURISH; AND (C) ENSURING INDIVIDUALS CAN ACHIEVE THEIR FULL POTENTIAL.TO IMPACT SOCIETY IN A TRANSFORMATIVE WAY - REGIONALLY, NATIONALLY, AND GLOBALLY - BY ENGAGING WITH PARTNERS OUTSIDE THE TRADITIONAL BORDERS OF THE UNIVERSITY CAMPUS.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 817,763,356 including grants of $ 228,829,187 ) (Revenue $ 891,900,730 )
INSTRUCTION:CARNEGIE MELLON IS A HYBRID OF A TECHNICAL INSTITUTE, FINE-ARTS CONSERVATORY AND TRADITIONAL RESEARCH UNIVERSITY, HAVING EVOLVED IN RESPONSE TO EMERGING SOCIAL NEEDS AND INTELLECTUAL DEVELOPMENT OF THE PAST CENTURY. UNITING TECHNOLOGY AND ARTS, FUSING THE PRACTICAL WITH THE IMAGINATIVE, MAINTAINING ITS EDUCATIONAL EMPHASIS ON DEVELOPING SKILLS TO SOLVE PROBLEMS.INCLUDES 7 COLLEGES AND SCHOOLS OFFERING DEGREE PROGRAMS AND MORE THAN 100 MAJORS AND MINORS TO APPROXIMATELY 15,800 UNDERGRADUATES, GRADUATES AND DOCTORAL STUDENTS. INSTRUCTION INCLUDES ACADEMIC SUPPORT AND STUDENT SERVICES.CARNEGIE MELLON HAS ITS MAIN CAMPUS IN PITTSBURGH, SATELLITE CAMPUSES IN SILICON VALLEY AND DOHA, QATAR, AND DEGREE-GRANTING PROGRAMS IN COORDINATION WITH GLOBAL PROGRAMS INCLUDING AUSTRALIA, JAPAN, PORTUGAL, RWANDA, AND THAILAND.NATIONALLY AND GLOBALLY, CARNEGIE MELLON HAS BECOME A MAJOR VOICE OF CONNECTIVITY IN TECHNOLOGY, EXPANSION OF EDUCATIONAL OPPORTUNITY AND ECONOMIC DEVELOPMENT.
4b (Code:   ) (Expenses $ 390,256,477 including grants of $ 37,580,614 ) (Revenue $ 0 )
RESEARCH:CARNEGIE MELLON HOLDS A PROUD VISION OF ITSELF AS A DISTINCTIVE AND DIFFERENT KIND OF RESEARCH UNIVERSITY WHERE NATIONALLY RECOGNIZED PROGRAMS FROM ACROSS THE LEADING DISCIPLINES, FROM COMPUTING AND ENGINEERING TO FINE ARTS, INTERSECT. IT IS A DECENTRALIZED COMMUNITY OF SCIENTISTS AND INTELLECTUALS, ARTISTS AND POLICYMAKERS, BUSINESS EXPERTS AND POETS. THE DIVERSE AND DECENTRALIZED COMMUNITY THAT CHARACTERIZES CARNEGIE MELLON CULTURE RESTS ON A SET OF CORE UNDERPINNINGS AND A STRONG COMMITMENT TO REAL-WORLD PROBLEM SOLVING, INTERDISCIPLINARY COLLABORATION AND HARD WORK, COMBINED WITH JOIE DE VIVRE.EACH OF THESE REQUIRES CONNECTIONS AMONG ENGINEERING, SCIENCE, POLICY AND MANAGEMENT, AND THE ARTS. BASIC RESEARCH IS PERFORMED IN ALL 7 COLLEGES AND SCHOOLS AND THE SOFTWARE ENGINEERING INSTITUTE. CARNEGIE MELLON IS ALSO THE HOME OF NUMEROUS RESEARCH INSTITUTES AND CENTERS FOCUSING ON SOME OF THE WORLD'S GREATEST CHALLENGES.CARNEGIE MELLON'S RESEARCH-INTENSIVE ENVIRONMENT PROVIDES A RICH SETTING FOR THE UNIVERSITY'S EDUCATIONAL OFFERINGS AND ASPIRATIONS. THE SEARCH FOR NEW KNOWLEDGE AND A SPIRIT OF ONGOING CRITICAL INQUIRY ARE THE IDEALS THAT PERMEATE ITS APPROACH TO TEACHING AND ITS EXPECTATIONS FOR WHAT STUDENTS WILL ACHIEVE.
4c (Code:   ) (Expenses $ 122,608,419 including grants of $ 0 ) (Revenue $ 71,393,728 )
AUXILIARY SERVICES:SERVICES TO SUPPORT THE INSTRUCTION AND RESEARCH FUNCTIONS OF THE UNIVERSITY. THESE SERVICES INCLUDE BUT ARE NOT LIMITED TO HOUSING, DINING SERVICES, PARKING, BOOKSTORE, PRINTING, TELECOMMUNICATIONS, AND OTHER SERVICES RELATED TO THE DELIVERY OF EDUCATION AND RESEARCH.
(Code:   ) (Expenses $ 8,260,235 including grants of $ 0 ) (Revenue $ 12,190,099 )
OTHER PROGRAM SERVICES:OTHER FEES AND MEMBERSHIPS, EXTERNAL SUPPORT AND SERVICES AND OTHER MISCELLANEOUS PROGRAM SERVICE REVENUE THAT SUPPORTS THE INSTRUCTION, RESEARCH, AND AUXILIARY FUNCTIONS OF THE UNIVERSITY.
4d Other program services (Describe in Schedule O.)
(Expenses $ 8,260,235 including grants of $ 0 ) (Revenue $ 12,190,099 )
4e Total program service expensesMediumBullet1,338,888,487
Form 990 (2021)
Form 990 (2021)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? See instructions. Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Rev. Proc. 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part V......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X, as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XIIClick to see attachment......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I. See instructions. ....Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2021)
Form 990 (2021)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I .... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part IIClick to see attachment...........
26
 
No
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part IIIClick to see attachment.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see the Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................Click to see attachment
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....Click to see attachment
28b
Yes
 
c
A 35% controlled entity of one or more individuals and/or organizations described in line 28a or 28b? If "Yes," complete Schedule L, Part IV.....................
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations on Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in box 3 of Form 1096. Enter -0- if not applicable ..
1a
23,528
b
Enter the number of Forms W-2G included on line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2021)
Form 990 (2021)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
19,003
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. See instructions.
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletAS , QA , RW
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources. (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see the instructions and file Form 4720, Schedule N.
15
Yes
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
17
Section 501(c)(21) organizations. Did the trust, any disqualified person, or mine operator engage in any activities that would result in the imposition of an excise tax under section 4951, 4952, or 4953? ..
If "Yes," complete Form 6069.
17
 
 
Form 990 (2021)
Form 990 (2021)
Page 6
Part VI
Governance, Management, and Disclosure. For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
42
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
37
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe on Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe on Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process on Schedule O. See instructions.
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
PA
18
Section 6104 requires an organization to make its Form 1023 (1024 or 1024-A, if applicable), 990, and 990-T (section 501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletCARRIE NELSON5000 FORBES AVENUE   PITTSBURGH,PA15213 (412) 268-1358
Form 990 (2021)
Form 990 (2021)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See the instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (box 5 of Form W-2, Form 1099-MISC, and/or box 1 of Form 1099-NEC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See the instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC/1099-NEC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC/1099-NEC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) EDWARD GREFENSTETTE VOTING......................................................................
TRUSTEE (PRES/CEO, DIETRICH FDN)
 1.00
.................
50.00 		X           0 1,995,072 1,769,777
(2) CHARLES A KENNEDY......................................................................
CHIEF INVESTMENT OFFICER
 50.00
.................
0.50 		    X       1,146,627 0 418,633
(3) FARNAM JAHANIAN......................................................................
PRESIDENT/EX-OFFICIO TRUSTEE
 50.00
.................
3.00 		X   X       1,477,205 25,000 67,631
(4) MICHAEL TRICK......................................................................
DEAN, QATAR CAMPUS
 50.00
.................
0.00 		        X   1,001,486 0 57,122
(5) SCOTT MORY VP FOR......................................................................
UNIV. ADVANCEMENT
 50.00
.................
0.00 		    X       855,918 0 83,853
(6) VIJAYAKUMAR BHAGAVATULA DIRECTOR......................................................................
CMU-AFRICA (THRU 12/21) & PROF.
 50.00
.................
0.00 		        X   771,665 0 57,274
(7) JEFFER CHOUDHRYSEN MANAGING......................................................................
DIRECTOR-HEAD OF INVEST (THRU 1/22)
 50.00
.................
0.00 		        X   787,282 0 30,771
(8) ISABELLE BAJEUX BESNAINOU......................................................................
PROF. & DEAN, TEPPER SCH. OF BUS.
 50.00
.................
0.00 		        X   759,139 0 45,975
(9) MARY JO DIVELY VPGENCOUN......................................................................
& SEC. OF THE CORPORATION
 50.00
.................
0.20 		    X       647,781 0 47,548
(10) KRZYSZTOF MATYJASZEWSKI......................................................................
JC WARNER UNIV. PROF. OF NAT. SCI.
 50.00
.................
0.00 		        X   647,718 0 43,965
(11) JAMES H GARRETT......................................................................
PROVOST & CAO
 50.00
.................
0.25 		    X       641,157 0 47,239
(12) PAUL D NIELSEN......................................................................
FORMER KE/DIRECTOR & CEO, SEI
 50.00
.................
0.00 		          X 645,387 0 30,319
(13) WILLIAM SANDERS PROF DEAN......................................................................
COLLEGE OF ENGINEERING
 50.00
.................
0.00 		      X     527,127 0 44,298
(14) DARYL WEINERT VP FOR OPS......................................................................
& INTERIM V.P. FOR RESEARCH
 50.00
.................
0.00 		    X       481,456 0 67,042
(15) RODNEY MCCLENDON......................................................................
FORMER OFFICER
 0.00
.................
0.00 		          X 542,913 0 0
(16) MARTIAL HEBERT PROF DEAN......................................................................
SCHOOL OF COMPUTER SCIENCE
 50.00
.................
0.00 		      X     471,644 0 53,725
(17) STAN WADDELL VP FOR INFO......................................................................
TECH & CHIEF INFO OFFICER
 50.00
.................
0.00 		    X       400,720 0 112,722
Form 990 (2021)
Form 990 (2021)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC/1099-NEC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC/1099-NEC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) ANGELA BLANTON........................................................................
V.P. OF FINANCE & CFO
 50.00
.......................0.50 		    X       431,855 0 58,715
(19) JONATHAN CAGAN........................................................................
FORMER KE/PROFESSOR
 50.00
.......................0.00 		          X 331,618 0 140,213
(20) J MICHAEL MCQUADE FORMER........................................................................
OFFICER/SPEC. ADVISOR TO PRES.
 50.00
.......................0.00 		          X 392,654 0 37,280
(21) LAURIE WEINGART........................................................................
FORMER OFFICER/PROFESSOR
 50.00
.......................0.00 		          X 358,630 0 46,607
(22) TOM MITCHELL........................................................................
FORMER KE/PROFESSOR
 50.00
.......................0.00 		          X 329,896 0 40,510
(23) GINA CASALEGNO VP FOR........................................................................
STUDENT AFFAIRS & DEAN OF STUDENTS
 50.00
.......................0.00 		    X       338,951 0 27,404
(24) FRANCISCO PENA EX-OFFICIO........................................................................
TRUSTEE (EXITED 9/21)/PROFESSOR
 50.00
.......................0.00 		X           283,640 0 44,100
(25) CARRIE NELSON........................................................................
ASSISTANT TREASURER
 50.00
.......................1.00 		    X       289,578 0 26,326
(26) JOHN DOLAN........................................................................
TREASURER
 50.00
.......................0.00 		    X       228,920 0 41,811
(27) NEIL DONAHUE EX-OFFICIO........................................................................
TRUSTEE (AS OF 9/21)/PROFESSOR
 50.00
.......................0.00 		X           228,828 0 37,768
(28) NICHOLAS SCIBETTA VP FOR........................................................................
UNIV. COMM. & MARKET. (AS OF 9/21)
 50.00
.......................2.00 		    X       165,888 0 32,990
(29) KATE LIPPERT ASSISTANT........................................................................
SEC. OF THE CORP. (AS OF 11/21)
 50.00
.......................0.00 		    X       109,718 0 36,753
(30) JAMES E ROHR........................................................................
VOTING TRUSTEE
 5.00
.......................1.00 		X           0 25,000 0
(31) PAULA KAUFFMAN WAGNER........................................................................
VOTING TRUSTEE/ADJUNCT INSTRUCTOR
 0.50
.......................0.00 		X           3,000 0 0
(32) DAVID COULTER........................................................................
CHAIRMAN/VOTING TRUSTEE
 10.00
.......................0.00 		X   X       0 0 0
(33) TOD S JOHNSON........................................................................
VICE CHAIRMAN/VOTING TRUSTEE
 0.50
.......................0.00 		X   X       0 0 0
(34) ANNE M MOLLOY........................................................................
VICE CHAIRMAN/VOTING TRUSTEE
 2.50
.......................0.00 		X   X       0 0 0
(35) JOEL P ADAMS........................................................................
VOTING TRUSTEE
 4.00
.......................0.00 		X           0 0 0
(36) LANE M BESS........................................................................
VOTING TRUSTEE
 1.50
.......................1.50 		X           0 0 0
(37) RONALD BIANCHINI JR........................................................................
VOTING TRUSTEE
 0.50
.......................0.00 		X           0 0 0
(38) KEITH BLOCK........................................................................
VOTING TRUSTEE
 0.75
.......................0.00 		X           0 0 0
(39) DARRYL BRITT........................................................................
VOTING TRUSTEE (AS OF 11/21)
 0.50
.......................0.00 		X           0 0 0
(40) FRANK BRUNCKHORST........................................................................
VOTING TRUSTEE
 3.00
.......................0.00 		X           0 0 0
(41) NATHALIE COWAN........................................................................
VOTING TRUSTEE (AS OF 11/21)
 0.27
.......................0.00 		X           0 0 0
(42) RUSSELL CROCKETT........................................................................
VOTING TRUSTEE
 5.00
.......................5.00 		X           0 0 0
(43) JEANNE CUNICELLI........................................................................
VOTING TRUSTEE
 1.35
.......................0.00 		X           0 0 0
(44) SHRINIVAS V DEMPO........................................................................
VOTING TRUSTEE
 0.23
.......................0.00 		X           0 0 0
(45) GLEN DE VRIES........................................................................
VOTING TRUSTEE (EXITED 11/21)
 0.00
.......................0.00 		X           0 0 0
(46) FRANCISCO B D'SOUZA........................................................................
VOTING TRUSTEE
 3.00
.......................0.00 		X           0 0 0
(47) HOWARD L ELLIN........................................................................
VOTING TRUSTEE
 10.00
.......................0.00 		X           0 0 0
(48) EDWARD H FRANK........................................................................
VOTING TRUSTEE
 1.00
.......................0.00 		X           0 0 0
(49) YOSHIAKI FUJIMORI........................................................................
VOTING TRUSTEE
 0.50
.......................0.50 		X           0 0 0
(50) MAYOR ED GAINEY........................................................................
EX-OFFICIO TRUSTEE (AS OF 1/22)
 0.00
.......................0.00 		X           0 0 0
(51) ERIC GILER........................................................................
VOTING TRUSTEE
 2.00
.......................0.00 		X           0 0 0
(52) IRA J GUMBERG........................................................................
VOTING TRUSTEE (EXITED 7/21)
 0.00
.......................0.00 		X           0 0 0
(53) TORRENCE M HUNT JR........................................................................
VOTING TRUSTEE
 2.00
.......................0.00 		X           0 0 0
(54) LARRY E JENNINGS JR........................................................................
VOTING TRUSTEE
 3.00
.......................0.00 		X           0 0 0
(55) THERESA KAIL-SMITH........................................................................
EX-OFFICIO TRUSTEE
 1.00
.......................0.00 		X           0 0 0
(56) RAYMOND J LANE........................................................................
VOTING TRUSTEE
 0.50
.......................0.00 		X           0 0 0
(57) BRUCE M MCWILLIAMS........................................................................
VOTING TRUSTEE
 3.00
.......................0.00 		X           0 0 0
(58) MAYOR WILLIAM PEDUTO........................................................................
EX-OFFICIO TRUSTEE (EXITED 12/21)
 0.50
.......................0.00 		X           0 0 0
(59) DAVID L PORGES........................................................................
VOTING TRUSTEE
 1.00
.......................0.00 		X           0 0 0
(60) SAM REIMAN........................................................................
VOTING TRUSTEE (AS OF 11/21)
 0.50
.......................0.00 		X           0 0 0
(61) JOHN PRANZATELLI........................................................................
EX-OFFICIO TRUSTEE
 0.50
.......................0.00 		X           0 0 0
(62) J LEA HILLMAN SIMONDS........................................................................
VOTING TRUSTEE
 1.00
.......................0.00 		X           0 0 0
(63) MANOJ P SINGH........................................................................
VOTING TRUSTEE
 6.00
.......................6.00 		X           0 0 0
(64) LUKE SKURMAN........................................................................
VOTING TRUSTEE
 2.00
.......................0.00 		X           0 0 0
(65) CHRISTOPHER STENGEL........................................................................
EX-OFFICIO TRUSTEE
 2.00
.......................0.00 		X           0 0 0
(66) LIP-BU TAN........................................................................
VOTING TRUSTEE
 1.00
.......................1.00 		X           0 0 0
(67) DAVID A TEPPER........................................................................
VOTING TRUSTEE
 2.00
.......................5.00 		X           0 0 0
(68) THOMAS TULL........................................................................
VOTING TRUSTEE
 0.50
.......................0.00 		X           0 0 0
(69) TAMARA TUNIE........................................................................
VOTING TRUSTEE
 0.07
.......................0.00 		X           0 0 0
(70) MICHAEL ZAMAGIAS........................................................................
VOTING TRUSTEE
 3.00
.......................0.00 		X           0 0 0
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 15,298,401 2,045,072 3,548,371
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet1,780
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
RYCON CONSTRUCTION

2525 LIBERTY AVENUE
PITTSBURGH,PA15222 		CONSTRUCTION 35,344,792
ARAMARK CORP

5001 GREAT AMERICA PKWY
SANTA CLARA,CA95054 		CLEANING SERVICES 13,699,866
PJ DICK INC

225 NORTH SHORE DRIVE
PITTSBURGH,PA15212 		CONSTRUCTION 12,600,019
MOSITES CONSTRUCTION

4839 CAMPBELLS RUN ROAD
PITTSBURGH,PA15205 		CONSTRUCTION 9,152,350
JENDOCO CONSTRUCTION CORP

2000 LINCOLN ROAD
PITTSBURGH,PA15235 		CONSTRUCTION 5,059,745
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet171
Form 990 (2021)
Form 990 (2021)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, Grants, and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c  
d Related organizations1d 27,984,904
e Government grants (contributions)1e 414,075,069
f All other contributions, gifts, grants, and similar amounts not included above1f 299,228,536
g Noncash contributions included in lines 1a - 1f:$ 1g 25,076,997
h Total. Add lines 1a-1f.......MediumBullet 741,288,509
Program Service RevenueAmt Business Code
2a TUITION 900099 891,900,730 891,900,730    
b AUXILIARY SERVICES 611710 71,393,728 70,934,511 459,217  
c OTHER PROGRAM SERVICES 900099 12,190,099 12,190,099    
d
e
f All other program service revenue.        
g Total. Add lines 2a–2f .....MediumBullet 975,484,557
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 36,778,500   1,540,180 35,238,320
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet 4,972,614     4,972,614
(ii) Personal (i) Real
6a Gross rents 28,638 2,734,553 6a
b Less: rental expenses 0 350,210 6b
c Rental income or (loss) 28,638 2,384,343 6c
d Net rental income or (loss).......MediumBullet 2,412,981   77,499 2,335,482
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 1,795,218 1,498,587,914 7a
b Less: cost or other basis and sales expenses 0 1,288,228,036 7b
c Gain or (loss) 1,795,218 210,359,878 7c
d Net gain or (loss).........MediumBullet 212,155,096     212,155,096
8a Gross income from fundraising events (not including $   of contributions reported on line 1c). See Part IV, line 18 ....
8a 31,147
b Less: direct expenses ... 8b 25,051
c Net income or (loss) from fundraising events..MediumBullet 6,096   6,096
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a  
b Less: direct expenses ... 9b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
10a 5,765,511
b Less: cost of goods sold .. 10b 2,474,222
c Net income or (loss) from sales of inventory..MediumBullet 3,291,289     3,291,289
Business Code Miscellaneous Revenue
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet  
12 Total revenue. See instructions.....MediumBullet 1,976,389,642 975,025,340 2,076,896 257,998,897
Form 990 (2021)
Form 990 (2021)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 37,580,614 37,580,614
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 202,372,867 202,372,867
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 26,456,320 26,456,320
4 Benefits paid to or for members .......    
5 Compensation of current officers, directors, trustees, and key employees ........... 10,610,201 2,386,346 6,428,120 1,795,735
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ......... 2,485,725 1,301,811 1,141,298 42,616
7 Other salaries and wages........ 729,626,876 662,781,463 50,125,528 16,719,885
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 39,351,025 34,647,114 3,436,648 1,267,263
9 Other employee benefits ....... 79,654,019 69,050,445 7,995,193 2,608,381
10 Payroll taxes ........... 37,547,223 32,835,985 3,472,467 1,238,771
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 4,529,253 2,948,182 1,566,483 14,588
c Accounting ........... 1,888,456 83,450 1,805,006  
d Lobbying ........... 425,625 425,625    
e Professional fundraising services. See Part IV, line 17 519,464 519,464
f Investment management fees ...... 9,307,578   9,307,578  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 26,358,954 16,735,244 8,843,673 780,037
12 Advertising and promotion .... 3,650,281 2,076,952 1,548,062 25,267
13 Office expenses ....... 16,873,463 13,425,340 2,669,341 778,782
14 Information technology ...... 32,275,683 27,041,990 3,613,240 1,620,453
15 Royalties .. 1,590,654 1,590,654    
16 Occupancy ........... 64,994,657 55,530,799 9,460,897 2,961
17 Travel ............ 17,283,093 12,822,722 3,868,584 591,787
18 Payments of travel or entertainment expenses for any federal, state, or local public officials . 868 868    
19 Conferences, conventions, and meetings .... 9,276,189 8,164,787 863,538 247,864
20 Interest ........... 13,453,702 12,876,946 576,756  
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 81,443,928 76,595,273 4,848,655  
23 Insurance ... 4,302,728 3,728,565 572,433 1,730
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a FOOD SERVICE OPERATIONS 17,332,022 17,004,388 327,634  
b INFORMATION RESOURCES 10,263,251 10,033,710 104,076 125,465
c NON-CAPITAL EQUIPMENT 6,671,970 3,744,870 2,916,605 10,495
d FABRICATED EQUIPMENT 3,373,325 3,358,936 14,389  
e All other expenses 21,612,654 1,286,221 19,970,786 355,647
25 Total functional expenses. Add lines 1 through 24e 1,513,112,668 1,338,888,487 145,476,990 28,747,191
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2021)
Form 990 (2021)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 78,693 1 62,616
2 Savings and temporary cash investments ......... 692,371,466 2 759,528,903
3 Pledges and grants receivable, net ...... 337,747,297 3 296,455,613
4 Accounts receivable, net ............. 39,884,291 4 43,237,889
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
  6  
7 Notes and loans receivable, net ........... 60,000 7 60,000
8 Inventories for sale or use ............ 1,665,565 8 1,742,457
9 Prepaid expenses and deferred charges ...... 15,423,581 9 21,329,656
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 2,365,669,948
b Less: accumulated depreciation 10b 1,147,554,741 1,161,909,066 10c 1,218,115,207
11 Investments—publicly traded securities . 1,746,661,672 11 1,772,226,545
12 Investments—other securities. See Part IV, line 11 ..... 2,124,288,646 12 2,222,508,070
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 164,346,515 15 162,504,779
16 Total assets. Add lines 1 through 15 (must equal line 33)... 6,284,436,792 16 6,497,771,735
Liabilities 17 Accounts payable and accrued expenses ..... 198,142,290 17 195,943,214
18 Grants payable ...   18  
19 Deferred revenue ......... 173,042,131 19 171,989,637
20 Tax-exempt bond liabilities ......... 496,987,337 20 522,767,063
21 Escrow or custodial account liability. Complete Part IV of Schedule D   21  
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
  22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties .. 162,184,808 24 235,545,480
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 137,079,292 25 119,922,157
26 Total liabilities. Add lines 17 through 25.. 1,167,435,858 26 1,246,167,551
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 2,058,885,417 27 2,140,485,087
28 Net assets with donor restrictions ........... 3,058,115,517 28 3,111,119,097
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 5,117,000,934 32 5,251,604,184
33 Total liabilities and net assets/fund balances ........ 6,284,436,792 33 6,497,771,735
Form 990 (2021)
Form 990 (2021)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
1,976,389,642
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
1,513,112,668
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
463,276,974
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
5,117,000,934
5
Net unrealized gains (losses) on investments ...............
5
-337,763,496
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
9,089,772
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
5,251,604,184
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain on
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2021)
Form 990 (2021)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
CARNEGIE MELLON UNIVERSITY
 
Employer identification number

25-0969449
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 529,488,222 535,341,387 612,326,605 921,966,188 740,589,814 3,339,712,216
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 529,488,222 535,341,387 612,326,605 921,966,188 740,589,814 3,339,712,216
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f) .. 305,976,607
6 Public support. Subtract line 5 from line 4. 3,033,735,609
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
7 Amounts from line 4.. 529,488,222 535,341,387 612,326,605 921,966,188 740,589,814 3,339,712,216
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 47,890,815 58,028,833 47,697,739 40,248,451 43,431,771 237,297,609
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..            
11 Total support. Add lines 7 through 10 3,577,009,825
12
12
4,407,427,862
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here ........................................right arrow
Section C. Computation of Public Support Percentage
14
14
84.810 %
15
15
83.610 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included on line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described on line 7? If “Yes,” complete Part I of Schedule L (Form 990).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined on line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined on line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described on lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described on 11a above?
11b
 
 
c
A 35% controlled entity of a person described on line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described on line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity 		2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions 		8  
9 Distributable amount for 2021 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2021 		(iii)
Distributable
Amount for 2021
1 Distributable amount for 2021 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2021 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2021:
a From 2016.......  
b From 2017.......  
c From 2018.......  
d From 2019.......  
e From 2020.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2021 distributable amount  
i Carryover from 2016 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2021 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2021 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2021, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions. 		 
6 Remaining underdistributions for 2021. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions. 		 
7 Excess distributions carryover to 2022. Add lines
3j and 4c. 		 
8 Breakdown of line 7:
a Excess from 2017.....  
b Excess from 2018.....  
c Excess from 2019.....  
d Excess from 2020.....  
e Excess from 2021.....  
Schedule A (Form 990) (2021)

Schedule A (Form 990) 2021
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990) 2021


Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Name of the organization
CARNEGIE MELLON UNIVERSITY
 
Employer identification number

25-0969449
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990) (2021)
Schedule B (Form 990) (2021) Page 2
Name of organization
CARNEGIE MELLON UNIVERSITY
  		Employer identification number
25-0969449
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990) (2021)
Schedule B (Form 990) (2021)
Page 3
Name of organization
CARNEGIE MELLON UNIVERSITY
  		Employer identification number

25-0969449
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990) (2021)
Schedule B (Form 990) (2021)
Page 4
Name of organization
CARNEGIE MELLON UNIVERSITY
  		Employer identification number

25-0969449
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990) (2021)
Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
CARNEGIE MELLON UNIVERSITY
 
Employer identification number

25-0969449
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV. See instructions for definition of “political campaign activities."

2
Political campaign activity expenditures. See instructions ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities. See instructions ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990) 2021

Schedule C (Form 990) 2021
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).Click to see attachment
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................ 425,625 425,625
c Total lobbying expenditures (add lines 1a and 1b) ............................................................ 425,625 425,625
d Other exempt purpose expenditures ............................................................................... 1,514,992,011 1,516,428,105
e Total exempt purpose expenditures (add lines 1c and 1d) .................................................. 1,515,417,636 1,516,853,730
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 1,000,000 1,000,000
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) ................................................. 250,000 250,000
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................ 0 0
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................ 0 0
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2018 (b) 2019 (c) 2020 (d) 2021 (e) Total
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		6,000,000
c Total lobbying expenditures 501,696 485,004 408,991 425,625 1,821,316
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
e Grassroots ceiling amount
(150% of line 2d, column (e))		 1,500,000
f Grassroots lobbying expenditures          
Schedule C (Form 990) 2021


Schedule C (Form 990) 2021
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
 
 
c
Media advertisements? ...................................................................................................
 
 
 
d
Mailings to members, legislators, or the public? .............................................................................
 
 
 
e
Publications, or published or broadcast statements? ...........................................................
 
 
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
 
 
i
Other activities? ...................................................................................................................
 
 
 
j
Total. Add lines 1c through 1i ....................................................................................................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures. See Instructions .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C (Form 990) 2021


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
CARNEGIE MELLON UNIVERSITY
 
Employer identification number

25-0969449
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $ 0
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $ 5,457,835
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
AUGMENT TEACHING AND LEARNING
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 3,090,015,040 2,067,357,168 2,000,803,747 1,885,377,148 1,718,307,698
b Contributions ... 156,659,189 216,973,683 55,715,841 58,617,910 62,328,699
c Net investment earnings, gains, and losses -103,322,589 906,059,029 102,387,595 142,695,818 185,715,245
d Grants or scholarships ... 22,758,880 21,191,800 19,689,081 18,523,816 17,218,702
e Other expenditures for facilities
and programs ... 		83,063,102 73,125,703 66,445,609 62,487,829 59,313,091
f Administrative expenses .... 6,534,477 6,057,337 5,415,325 4,875,484 4,442,701
g End of year balance ...... 3,030,995,181 3,090,015,040 2,067,357,168 2,000,803,747 1,885,377,148
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet16.750 %
b
Permanent endowment SchDMd Bullet43.000 %
c
Term endowment SchDMd Bullet40.250 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .................
3a(i)
 
No
(ii) Related organizations .................
3a(ii)
Yes
 
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   56,255,934 56,255,934
b Buildings ....   1,654,512,539 782,851,824 871,660,715
c Leasehold improvements   37,203,221 22,195,427 15,007,794
d Equipment ....   348,227,649 260,267,766 87,959,883
e Other .....   269,470,605 82,239,724 187,230,881
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 1,218,115,207
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) REAL ESTATE		 148,704,035 F

(B) VENTURE CAP. & PRIV. EQ		 1,369,109,248 F

(C) AGGRESSIVE, DISTRESSED & ARBITRAGE FIXED INCOME		 20,708,061 F

(D) NATURAL RESOURCES		 140,368,638 F

(E) HEDGE FUNDS		 239,194,497 F

(F) LOCAL REGION		 6,869,594 F

(G) EMERGING MARKET		 297,553,997 F
(G)
(H)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 2,222,508,070
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 119,922,157
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 1,482,129,843
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a -337,763,496
b Donated services and use of facilities ......... 2b 15,172,938
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 28,235,434
e Add lines 2a through 2d ..................... 2e -294,355,124
3 Subtract line 2e from line 1.................. 3 1,776,484,967
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 9,307,578
b Other (Describe in Part XIII.) ........... 4b 190,597,097
c Add lines 4a and 4b.................... 4c 199,904,675
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 1,976,389,642
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 1,347,204,742
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a 15,172,938
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 18,838,752
e Add lines 2a through 2d.................... 2e 34,011,690
3 Subtract line 2e from line 1................... 3 1,313,193,052
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 9,307,578
b Other (Describe in Part XIII.) ............ 4b 190,612,038
c Add lines 4a and 4b..................... 4c 199,919,616
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 1,513,112,668
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART III, LINE 4: CARNEGIE MELLON UNIVERSITY MAINTAINS VARIOUS COLLECTIONS INCLUDING COLLECTIONS OF ART, HISTORIC ARTIFACTS, AND OTHER SIMILAR ASSETS TO SUPPORT THE EDUCATION AND RESEARCH FUNCTIONS OF THE UNIVERSITY.
PART V, LINE 4: THE CARNEGIE MELLON ENDOWMENT IS A COLLECTION OF INDIVIDUAL FUNDS PRIMARILY ESTABLISHED BY DONORS AND MANAGED BY THE UNIVERSITY AS A POOLED SET OF ASSETS. IN ACCORDANCE WITH THE PENNSYLVANIA ACT 141 AND DONOR INTENT, THE UNIVERSITY SPENDS A PREDETERMINED PORTION OF THE ENDOWMENT INCOME EACH YEAR ON FACULTY SUPPORT, STUDENT SUPPORT, AND GENERAL UNIVERSITY SUPPORT.
PART X, LINE 2: CARNEGIE MELLON IS A NONPROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "CODE") AND IS GENERALLY EXEMPT FROM INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE CODE. THE UNIVERSITY ACCOUNTS FOR UNCERTAINTIES IN INCOME TAXES IN ACCORDANCE WITH AUTHORITATIVE GUIDANCE, WHICH PRESCRIBES A RECOGNITION THRESHOLD OF MORE-LIKELY-THAN-NOT TO BE SUSTAINED UPON EXAMINATION BY THE APPROPRIATE TAXING AUTHORITY. MEASUREMENT OF THE TAX UNCERTAINTY OCCURS IF THE RECOGNITION THRESHOLD HAS BEEN MET. MANAGEMENT DETERMINED THERE WERE NO TAX UNCERTAINTIES THAT MET THE RECOGNITION THRESHOLD AT JUNE 30, 2022 AND 2021. THE UNIVERSITY'S FEDERAL EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURNS REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR THE YEARS SUBSEQUENT TO JUNE 30, 2017. THE UNIVERSITY'S POLICY IS TO RECOGNIZE INTEREST RELATED TO UNRECOGNIZED TAX BENEFITS IN INTEREST EXPENSE AND PENALTIES IN OPERATING EXPENSES.
PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 2,474,222. SUBSIDIARY REVENUE 16,544,487. RENTAL EXPENSE 350,210. CHANGE IN SWAP VALUE NET OF INTEREST EXP 9,657,511. TRANSLATION ADJUSTMENT & OTHER -92,301. LOSS FROM ADJUSTMENTS OF PLEDGES RECEIVABLE -698,695.
PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 190,400,997. LOSS ON SALE OF ASSETS 118,572. LAMME DISTRIBUTION 71,432. NET GAIN FROM FUNDRAISING EVENT 6,096.
PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 2,474,222. SUBSIDIARY EXPENSE 16,014,320. RENTAL EXPENSE 350,210.
PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 190,400,997. TRANSLATION ADJUSTMENT & OTHER 92,469. LOSS ON SALE OF ASSETS 118,572.
PART XII: RECONCILIATION OF REVENUE PER AUDITED FINANCIAL STATEMENTS WITH REVENUE PER RETURN AND PART XIII - RECONCILIATION OF EXPENSES PER AUDITED FINANCIAL STATEMENTS WITH EXPENSES PER RETURN: LINE 1 OF EACH PART RESPECTIVELY CONSISTS OF CONSOLIDATED NUMBERS FROM THE AUDITED FINANCIAL STATEMENTS AND RECONCILES TO THE STAND-ALONE (SEPARATE BASIS) REVENUE AND EXPENSES AS REPORTED ON THE FORM 990, PART I, LINE 12.
Schedule D (Form 990) 2021


Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for the latest information.
OMB No. 1545-0047 2021Open to Public Inspection
Name of the organization
CARNEGIE MELLON UNIVERSITY
 
Employer identification number

25-0969449
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy on its primary publicly accessible Internet homepage at
all times during its taxable year in a manner reasonably expected to be noticed by visitors to the homepage, or through
newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no
solicitation program, in a way that makes the policy known to all parts of the general community it serves? If "Yes," please
describe. If "No," please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . .
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50085D
Schedule E (Form 990) (2021)
Schedule E (Form 990) (2021)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.
Return Reference Explanation
SCHEDULE E, PART I, LINE 3 THE NON-DISCRIMINATORY POLICY AND STATEMENT OF ASSURANCE APPEARS ON PRINTED MATERIALS USED TO COMMUNICATE WITH PROSPECTIVE AND CURRENT STUDENTS AS WELL AS EMPLOYEES OF CARNEGIE MELLON UNIVERSITY. ADDITIONALLY, THE STATEMENT OF ASSURANCE CAN BE FOUND ON CMU'S WEBSITE.
SCHEDULE E, PART I, LINE 6 MONETARY GRANTS WERE RECEIVED FROM FEDERAL AND STATE AGENCIES TO PROVIDE ASSISTANCE TO STUDENTS ATTENDING CARNEGIE MELLON UNIVERSITY.
Schedule E (Form 990) (2021)
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
CARNEGIE MELLON UNIVERSITY
 
Employer identification number

25-0969449
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 1,595,611
MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 12,617,098
SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 10,603,594
EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 1,081,981
NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 526,914
CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 31,121
EAST ASIA AND THE PACIFIC 1 55 PROGRAM SERVICES EDUCATION 6,373,785
EUROPE (INCLUDING ICELAND & GREENLAND) 0 4 PROGRAM SERVICES EDUCATION 1,145,300
MIDDLE EAST AND NORTH AFRICA 1 202 PROGRAM SERVICES EDUCATION 46,386,906
NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES EDUCATION 143,627
SOUTH AMERICA 0 0 PROGRAM SERVICES EDUCATION 83,720
SOUTH ASIA 0 0 PROGRAM SERVICES EDUCATION 181,497
SUB-SAHARAN AFRICA 2 159 PROGRAM SERVICES EDUCATION 15,255,964
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION 19,527
RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES EDUCATION 14,723
SUB-SAHARAN AFRICA 0 0 PORTFOLIO INVESTMENTS   61,613,010
EAST ASIA AND THE PACIFIC 0 0 PORTFOLIO INVESTMENTS   21,519,827
NORTH AMERICA 0 0 PORTFOLIO INVESTMENTS   42,123,626
CENTRAL AMERICA AND THE CARIBBEAN 0 0 PORTFOLIO INVESTMENTS   1,046,927,358
EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PORTFOLIO INVESTMENTS   217,629,462
3a Sub-total .... 1 59 33,975,404
b Total from continuation sheets to Part I ... 3 361 1,451,899,247
c Totals (add lines 3a and 3b) 4 420 1,485,874,651
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2021
Schedule F (Form 990) 2021
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
EUROPE (INCLUDING ICELAND & GREENLAND) SUBCONTRACTS 841,727 CASH; ELECTRONIC FUND TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUBCONTRACTS 32,678 CASH; ELECTRONIC FUND TRANSFER 0 N/A N/A
NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SUBCONTRACTS 523,784 CASH; ELECTRONIC FUND TRANSFER 0 N/A N/A
EAST ASIA AND THE PACIFIC SUBCONTRACTS 60,000 CASH; ELECTRONIC FUND TRANSFER 0 N/A N/A
             
             
             
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
8
3 Enter total number of other organizations or entities .......................MediumBullet
6
Schedule F (Form 990) 2021
Schedule F (Form 990) 2021Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
STUDENT SCHOLARSHIPS EAST ASIA AND THE PACIFIC 96 1,021,981 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT 0 N/A N/A
STUDENT SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 264 12,617,098 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT 0 N/A N/A
STUDENT SCHOLARSHIPS SUB-SAHARAN AFRICA 236 10,569,116 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT 0 N/A N/A
STUDENT SCHOLARSHIPS EUROPE (INCLUDING ICELAND & GREENLAND) 36 751,238 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT 0 N/A N/A
STUDENT SCHOLARSHIPS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 500 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT 0 N/A N/A
STUDENT SCHOLARSHIPS CENTRAL AMERICA AND THE CARIBBEAN 5 28,600 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT 0 N/A N/A
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2021
Schedule F (Form 990) 2021
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2021
Schedule F (Form 990) 2021
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
PART I, LINE 2: CMU DISTRIBUTES LIMITED FINANCIAL AID AND GRANT FUNDS TO STUDENTS AT ITS INTERNATIONAL LOCATIONS PURSUANT TO A STATISTICAL MODEL THAT TAKES INTO ACCOUNT A STUDENT'S INTENDED COLLEGE MAJOR, ACADEMIC AND ARTISTIC TALENTS, AS WELL AS FINANCIAL NEED. SUCH FUNDS ARE TYPICALLY APPLIED DIRECTLY TO THEIR INDIVIDUAL ACCOUNTS IN FURTHERANCE OF THEIR EDUCATION AT CMU. SPONSORED PROJECT FUNDS ARE PASSED THROUGH TO SUB-GRANTEE ORGANIZATIONS BY CARNEGIE MELLON WHEN SUCH SUB-GRANTEE ARRANGEMENTS ARE APPROVED BY THE PRIMARY GRANT SPONSOR. THESE FUNDS ARE MONITORED BY THE OFFICE OF SPONSORED PROJECTS AND SPONSORED PROJECTS ACCOUNTING.
PART III ACCOUNTING METHOD:  
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2021
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
CARNEGIE MELLON UNIVERSITY
 
Employer identification number

25-0969449
Part I
Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
 
RUFFALO NOEL LEVITZ
1025 KIRKWOOD PARKWAY SW
 
CEDAR RAPIDS, IA52404 		TELEMARKETING   No 422,803 413,078 9,725
 
GGA
401 N MICHIGAN AVENUE
 
CHICAGO, IL60611 		CAMPAIGN CONSULTATION   No 0 106,386 -106,386
             
             
             
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow 422,803 519,464 -96,661
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
AL, AK, AR, CA, CO, CT, HI, LA, MA, MD, MI, MS, NH, NV, OH, PA, SC, UT, VA, WA, FL
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990) 2021
Schedule G (Form 990) 2021
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.









VerticalRevenue
(a) Event #1

FOOTBALL GOLF OUTING
(event type) 		(b) Event #2

 
(event type) 		(c) Other events

 
(total number) 		(d) Total events
(add col. (a) through col. (c))

1
Gross receipts . . . . .
31,147
 
 
31,147

2
Less: Contributions . . . .
 
 
 
 
3 Gross income (line 1 minus
line 2) . . . . . .
31,147
 
 
31,147



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . .        
6 Rent/facility costs . . . . 21,160     21,160
7 Food and beverages . . .        
8 Entertainment . . . .        
9 Other direct expenses . . . 3,891     3,891
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow 25,051
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow 6,096
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1
Gross revenue . . . . .
 
 
 
 
VerticalDirectExpenses

2
Cash prizes . . . . .
 
 
 
 

3
Noncash prizes . . . .
 
 
 
 

4
Rent/facility costs . . . .
 
 
 
 

5
Other direct expenses . . .
 
 
 
 


6

Volunteer labor . . . .
%
%
%


7
Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow
 

8
Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow
 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990) 2021
Schedule G (Form 990) 2021
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
Schedule G (Form 990) 2021
Additional Data


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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
CARNEGIE MELLON UNIVERSITY
 
Employer identification number
25-0969449
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) ADVANCED RESPIRATORY TECHNOLOGIES LLC
1105 WILLIAM PITT WAY
PITTSBURGH,PA15238 		47-3573079   162,055 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(2) AEROSPACE CORPORATIONTHE
2310 EAST EL SEGUNDO BLVD
EL SEGUNDO,CA90245 		95-2102389 501(C)(3) 34,265 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(3) AFRICA-AMERICA INSTITUTE THE
ONE GRAND CENTRAL PLACE 60 E 42ND
STREET STE 1700
NEW YORK,NY10165 		53-0218859 501(C)(3) 10,000 0 N/A N/A PROGRAM SERVICE
(4) AFRICAN AMERICAN CULTURAL CENTER
980 LIBERTY AVENUE
PITTSBURGH,PA15222 		47-2697273 501(C)(3) 10,000 0 N/A N/A PROGRAM SERVICE
(5) ALLEGHENY CONFERENCE ON COMMUNITY
11 STANWIX STREET 17TH FLOOR
PITTSBURGH,PA15222 		25-0965213 501(C)(3) 110,500 0 N/A N/A PROGRAM SERVICE
(6) ALLEGHENY-SINGER RESEARCH INSTITUTE
320 EAST NORTH AVENUE
PITTSBURGH,PA15212 		25-1320493 501(C)(3) 34,332 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(7) ALLEN INSTITUTE
615 WESTLAKE AVE N
SEATTLE,WA98109 		91-2155317 501(C)(3) 45,549 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(8) AMERICAN PRODUCTIVITY & QUALITY
CENTER APQC 123 N POST OAK LN STE
300
HOUSTON,TX770247797 		74-2094629 501(C)(3) 20,456 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(9) ANGELS PLACE INC
2615 NORWOOD AVE
PITTSBURGH,PA15214 		25-1450489 501(C)(3) 12,852 0 N/A N/A PROGRAM SERVICE
(10) ANITA BORG INSTITUTE FOR WOMEN & TECHNOLOGY
1301 SHOREWAY ROAD NO 425
BELMONT,CA94002 		77-0480427 501(C)(3) 12,500 0 N/A N/A PROGRAM SERVICE
(11) APPLIGENT INC
22 E BALTIMORE AVE
LANSDOWNE,PA190502202 		23-2634973   162,171 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(12) ASSOCIATION FOR COMPUTING MACHINERY
2 PENN PLAZA SUITE 701
NEW YORK,NY10121 		13-1921358 501(C)(3) 7,340 0 N/A N/A PROGRAM SERVICE
(13) BARNES GLOBAL ADVISORS LLC
526 COCHRAN ST
SEWICKLEY,PA15143 		82-1713034   64,188 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(14) BATTELLE MEMORIAL INSTITUTE
2525 N FREMONT AVE
IDAHO FALLS,ID83415 		31-4379427 501(C)(3) 43,573 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(15) BOARD OF REGENTS NEVADA SYSTEM OF HIGHER EDUCATION
1664 N VIRGINIA ST MAILSTOP 0124
RENO,NV89557 		88-6000024 501(C)(3) 25,957 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(16) BOSTON COLLEGE
140 COMMONWEALTH AVENUE TRUSTEES OF
BOSTON COLLEGE
CHESTNUT HILL,MA02467 		04-2103545 501(C)(3) 38,800 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(17) BOSTON UNIVERSITY
GRANTS RECEIVABLE PO BOX 28763
NEW YORK,NY100878763 		04-2103547 501(C)(3) 104,487 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(18) BOYS AND GIRLS CLUB OF WESTERN PENNSYLVANIA
33 TERMINAL WAY STE 435A
PITTSBURGH,PA15219 		25-1206970 501(C)(3) 43,564 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(19) BRIGHAM YOUNG UNIVERSITY
GRANTS CONTRACTS ACCT A-261 ASB
PROVO,UT846021128 		87-0217280 501(C)(3) 406,102 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(20) BROWN UNIVERSITY
CONTROLLERS OFFICE BOX J
PROVIDENCE,RI02912 		05-0258809 501(C)(3) 109,850 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(21) BRYN ATHYN COLLEGE OF THE NEW CHURCH
PO BOX 45 801 TOMLINSON RD
BRYN ATHYN,PA19009 		23-1433899 501(C)(3) 12,057 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(22) BUCKNELL UNIVERSITY
ONE DENT DR OFFICE OF FINANCE
LEWISBURG,PA17837 		24-0772407 501(C)(3) 35,402 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(23) BUILDERS GUILD OF WESTER PENNSYLVANIA
631 IRON CITY DRIVE
PITTSBURGH,PA15205 		25-1849392 501(C)(6) 36,000 0 N/A N/A PROGRAM SERVICE
(24) CARLOW UNIVERSITY
3333 5TH AVE
PITTSBURGH,PA15213 		25-0965438 501(C)(3) 26,000 0 N/A N/A PROGRAM SERVICE
(25) CARNEGIE INSTITUTE
4400 FORBES AVENUE
PITTSBURGH,PA15213 		25-0965280 501(C)(3) 38,250 0 N/A N/A PROGRAM SERVICE
(26) CARNEGIE LEARNING INC
PO BOX 6001
HERMITAGE,PA16148 		25-1805640   109,270 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(27) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVE
CLEVELAND,OH441062119 		34-1018992 501(C)(3) 371,125 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(28) CEDARS SINAI MEDICAL CENTER
8700 BEVERLY BLVD FINANCE DEPT
LOS ANGELES,CA90048 		95-1644600 501(C)(3) 16,737 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(29) CITRINE INFORMATICS INC
2629 BROADWAY ST
REDWOOD CITY,CA94603 		46-4188524   330,823 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(30) CLARKSON UNIVERSITY
PO BOX 5546
POTSDAM,NY136995546 		15-0543659 501(C)(3) 6,819 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(31) COLORADO SCHOOL OF MINES
RESEARCH ACCTG PO BOX 911911
DENVER,CO802911911 		84-6000551 115 208,487 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(32) COLUMBIA UNIVERSITY
SPONSORED PROJECTS FINANCE PO BOX
29789 GENERAL POST OFFICE
NEW YORK,NY100879789 		13-5598093 501(C)(3) 151,975 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(33) COMMUNITY COLLEGE OF ALLEGHENY COUNTY
800 ALLEGHENY AVE
PITTSBURGH,PA15233 		25-6075057 115 52,128 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(34) CRAFTON HEIGHTS COMMUNITY PRESCHOOL
50 STRATMORE AVE
PITTSBURGH,PA15205 		25-6003718 115 20,950 0 N/A N/A PROGRAM SERVICE
(35) DELTA RISK LLC
106 S ST MARYS ST STE 428
SAN ANTONIO,TX78205 		41-2253196   625,994 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(36) DREXEL UNIVERSITY
OFFICE OF RESEARCH GRAD STUDIES
3201 ARCH STREET SUITE 100
PHILADELPHIA,PA191951090 		23-1352630 501(C)(3) 397,274 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(37) DUKE UNIVERSITY
ACCTS RECEIVABLE LOCKBOX PO BOX
602651
CHARLOTTE,NC282602651 		56-0532129 501(C)(3) 142,629 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(38) DUQUESNE UNIVERSITY
600 FORBES AVE
PITTSBURGH,PA15282 		25-1035663 501(C)(3) 25,001 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(39) FIRST
200 BEDFORD STREET
MANCHESTER,NH03101 		22-2990908 501(C)(3) 25,000 0 N/A N/A PROGRAM SERVICE
(40) FLORIDA STATE UNIVERSITY
874 TRADITIONS WAY SSB THIRD FL
TALLAHASSEE,FL32306 		59-1961248 115 46,760 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(41) GANNON UNIVERSITY
109 UNIVERSITY SQUARE
ERIE,PA16541 		25-0496976 501(C)(3) 83,348 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(42) GENERAL ELECTRIC COMPANY
ONE RESEARCH CIRCLE
NISKAYUNA,NY12309 		14-0689340   21,961 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(43) GEORGE MASON UNIVERSITY
4400 UNIVERSITY DR
FAIRFAX,VA22032 		54-0836354 115 82,846 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(44) GEORGE WASHINGTON UNIVERSITY
45155 RESEARCH PLACE STE 260 TAX
DEPARTMENT
ASHBURN,VA20147 		53-0196584 501(C)(3) 226,246 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(45) GEORGETOWN UNIVERSITY
37TH AND O STREETS NW
WASHINGTON,DC20057 		53-0196603 501(C)(3) 8,362 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(46) GEORGIA TECH RESEARCH CORP
PO BOX 277004
ATLANTA,GA303847004 		58-0603146 501(C)(3) 286,457 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(47) GINER INC
89 RUMFORD AVE
NEWTON,MA024661311 		04-2529800   7,882 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(48) GRANTMAKERS OF WESTERN PENNSYLVANIA
THREE GATEWAY CENTER 401 LIBERTY
AVE STE 2325
PITTSBURGH,PA15222 		25-1496312 501(C)(3) 8,000 0 N/A N/A PROGRAM SERVICE
(49) H LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE INC
12902 MAGNOLIA DRIVE
TAMPA,FL33612 		59-3238640 501(C)(3) 6,733 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(50) HARVARD UNIVERSITY
PRESIDENT FELLOWS OF HARVARD
COLLEGE PO BOX 415649
BOSTON,MA022415649 		04-2103580 501(C)(3) 109,640 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(51) HISTORICAL SOCIETY OF WESTERN PA
1212 SMALLMAN STREET
PITTSBURGH,PA15222 		25-0965391 501(C)(3) 6,000 0 N/A N/A PROGRAM SERVICE
(52) HOMEWOOD CHILDREN'S VILLAGE
801 N HOMEWOOD AVE
PITTSBURGH,PA15208 		27-1885583 501(C)(3) 47,060 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(53) ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
ONE GUSTAVE L LEVY PL
NEW YORK,NY10029 		13-6171197 501(C)(3) 174,623 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(54) ILLINOIS INSTITUTE OF TECHNOLOGY
IIT GRANTS LOCKBOX NO 777562 7562
SOLUTION CENTER
CHICAGO,IL60616 		36-2170136 501(C)(3) 16,774 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(55) INDIANA UNIVERSITY
DEPT 78867 PO BOX 78000
DETROIT,MI482780867 		35-6001673 115 222,811 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(56) INTERNET ARCHIVE
300 FUNSTON AVENUE
SAN FRANCISCO,CA94118 		94-3242767 501(C)(3) 10,000 0 N/A N/A PROGRAM SERVICE
(57) IOMAXIS LLC
10505 FURNACE RD SUITE 101
LORTON,VA22079 		20-1538682   385,428 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(58) IOWA STATE UNIVERSITY
SPONSORED PROGRAMS ACCTG 2221 WANDA
DALY DR
AMES,IA500111004 		42-6004224 115 108,500 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(59) JULIA COMPUTING INC
20 GARLAND RD
NEWTON,MA02459 		47-4415716   131,666 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(60) KEYSTONE SPACE COLLABORATIVE
461 COCHRAN RD 246
PITTSBURGH,PA15228 		85-4392042 501(C)(3) 6,500 0 N/A N/A PROGRAM SERVICE
(61) LEHIGH UNIVERSITY
306 S NEW STREET STE 461
BETHLEHEM,PA18015 		24-0795445 501(C)(3) 312,680 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(62) LOCALLY GROWN
1256 FRANKLIN AVE
WILKINSBURG,PA15221 		84-2148701 501(C)(3) 15,000 0 N/A N/A PROGRAM SERVICE
(63) LOCKHEED MARTIN CORP
1040 S PKWY FRONTAGE RD
LAKELAND,FL33813 		52-1893632   167,876 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(64) MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASSACHUSETTS AVE CASHIERS
OFFICE NE49-3077
CAMBRIDGE,MA02139 		04-2103594 501(C)(3) 941,555 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(65) MAYO CLINIC ROCHESTER
200 FIRST ST SW
ROCHESTER,MN55905 		41-6011702 501(C)(3) 35,203 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(66) META MESH WIRELESS COMMUNITIES
744 E WARRINGTON AVE
PITTSBURGH,PA15210 		47-5465911 501(C)(3) 43,700 0 N/A N/A PROGRAM SERVICE
(67) MINNESOTA EPILEPSY GROUP PA
2720 FAIRVIEW AVE N STE 100
ROSEVILLE,MN55113 		41-1678253   62,842 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(68) MRL MATERIALS RESOURCES LLC
2650 INDIAN RIPPLE RD
DAYTON,OH45440 		27-0585298   48,326 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(69) NATIONAL ORGANIZATION OF MINORITY ARCHITECTS
PO BOX 3558
WASHINGTON,DC20027 		14-1855267 501(C)(6) 10,000 0 N/A N/A PROGRAM SERVICE
(70) NORTH CAROLINA STATE UNIVERSITY
CAMPUS BOX 7214 OFFICE OF GRANTS
AND CONTRACTS
RALEIGH,NC276957214 		56-6000756 115 308,150 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(71) OHIO STATE UNIVERSITY
ACCOUNTING DEPT 4TH FL 1960 KENNY
RD
COLUMBUS,OH432101063 		31-6025986 501(C)(1) 338,434 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(72) ONEPGH
414 GRANT STREET
PITTSBURGH,PA15219 		20-4077513 501(C)(3) 250,000 0 N/A N/A PROGRAM SERVICE
(73) OREGON STATE UNIVERSITY
ACCOUNTS PAYABLE PO BOX 1086
CORVALLIS,OR973391086 		93-6001786 115 110,628 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(74) OUR LADY OF THE SACRED HEART HIGH SCHOOL
1504 WOODCREST AVE
CORAOPOLIS,PA15108 		25-1199029 501(C)(3) 8,500 0 N/A N/A PROGRAM SERVICE
(75) PENN STATE UNIVERSITY
RESEARCH ACCOUNTING 401 RIDER II
BLDG 227 W BEAVER AVE STE 401
STATE COLLEGE,PA168014819 		24-6000376 115 1,833,212 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(76) PITTSBURGH BUSINESS TIMES
45 S 23RD STREET SUITE 200
PITTSBURGH,PA15203 		41-1613565   7,000 0 N/A N/A PROGRAM SERVICE
(77) PITTSBURGH CULTURAL TRUST
803 LIBERTY AVE
PITTSBURGH,PA15222 		25-1469002 501(C)(3) 7,500 0 N/A N/A PROGRAM SERVICE
(78) PITTSBURGH PARKS CONSERVANCY
317 EAST CARSON STREET SUITE 230
PITTSBURGH,PA15219 		23-2882145 501(C)(3) 7,500 0 N/A N/A PROGRAM SERVICE
(79) PITTSBURGH SYMPHONYTHE
600 PENN AVE
PITTSBURGH,PA15222 		25-0986052 501(C)(3) 10,000 0 N/A N/A PROGRAM SERVICE
(80) PITTSBURGH TECHNOLOGY COUNCIL
2000 TECHNOLOGY DR
PITTSBURGH,PA152199902 		25-1437854 501(C)(6) 10,000 0 N/A N/A PROGRAM SERVICE
(81) PITTSBURGH URBAN CHRISTIAN SCHOOL
809 CENTER ST
PITTSBURGH,PA15221 		25-1405301 501(C)(3) 14,310 0 N/A N/A PROGRAM SERVICE
(82) PITTSBURGH VENTURE CAPITAL
49 OAKMONT COURT
BRIDGEVILLE,PA15017 		25-1566467 501(C)(6) 10,000 0 N/A N/A PROGRAM SERVICE
(83) PRINCETON UNIVERSITY
THE TRUSTEES OF 701 CARNEGIE CENTER
PRINCETON,NJ08540 		21-0634501 501(C)(3) 68,868 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(84) PROPEL IT INC
820 EVERGREEN AVE STE G02A
PITTSBURGH,PA15209 		77-0600691   44,720 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(85) PURDUE UNIVERSITY
SPONSORED PROGRAM SERVICES 23510
NETWORK PLACE
CHICAGO,IL606731235 		35-6002041 115 83,256 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(86) RAPID7 LLC
545 BOYLSTON ST SUITE 200
BOSTON,MA02116 		74-3111935   12,500 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(87) REGENTS OF THE UNIV OF CALIFORNIA
UNIV OF CALIFORNIA SAN DIEGO 9500
GILMAN DR -OFC CONTRACT GRANT ADM
LA JOLLA,CA92093 		94-6002123 115 1,821,975 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(88) RENSSELAER POLYTECHNIC INSTITUTE
110 8TH ST
TROY,NY12180 		14-1340095 501(C)(3) 378,278 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(89) RESEARCH FOUNDATION CITY UNIVERSITY OF NY
230 W 41ST ST 7TH FL
NEW YORK,NY10036 		13-1988190 501(C)(3) 136,563 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(90) RESEARCH FOUNDATION FOR STATE UNIV OF NY
PO BOX 9
ALBANY,NY122010009 		14-1368361 501(C)(3) 366,657 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(91) RESEARCH INSTITUTE AT NATIONWIDE CHILDRENS HOSPITAL
PO BOX 781653
DETROIT,MI482781653 		31-6056230 115 59,048 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(92) ROBERT BOSCH LLC
38000 HILLS TECH DRIVE
FARMINGTON HILLS,MI48331 		36-2903176   529,432 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(93) ROBERT MORRIS UNIVERSITY
6001 UNIVERSITY BLVD
MOON TWP,PA15108 		25-1120678 501(C)(3) 48,520 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(94) ROBOTWITS LLC
1100 CRESCENT PL
PITTSBURGH,PA15217 		46-3695179   31,418 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(95) ROCKMAN ET AL INC
2203 MCGEE AVE
BERKELEY,CA94703 		94-3400371   135,913 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(96) SACRED HEART ELEMENTARY SCHOOL
325 EMERSON ST
PITTSBURGH,PA15206 		25-2056201 115 5,100 0 N/A N/A PROGRAM SERVICE
(97) SAINT MARGARET OF SCOTLAND SCHOOL
310 MANSFIELD AVENUE
PITTSBURGH,PA15220 		25-1044105 115 5,775 0 N/A N/A PROGRAM SERVICE
(98) SAN DIEGO BIOMEDICAL RESEARCH INSTITUTE
10865 ROAD TO THE CURE SUITE 100
SAN DIEGO,CA92121 		46-3481092 501(C)(3) 392,024 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(99) SCALE AI INC
303 2ND STREET 5TH FLOOR
SAN FRANCISCO,CA94107 		81-2516208   75,000 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(100) SERRA CATHOLIC HIGH SCHOOL INC
200 HERSHEY DR
MCKEESPORT,PA15132 		20-5696522 501(C)(3) 27,486 0 N/A N/A PROGRAM SERVICE
(101) SESOVERA INC
9081 SHERWOOD CT
PRESTO,PA15142 		85-3203698   10,000 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(102) SIEMENS CORPORATION
SIEMENS SHARED SVCS PO BOX 371614
PITTSBURGH,PA152517614 		13-2623356   33,130 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(103) SOUTHERN CALIFORNIA INSTITUTE FOR RESEARCH AND EDUCATION
PO BOX 15298
LONG BEACH,CA90822 		33-0331855 501(C)(3) 24,999 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(104) SPIRALGEN INC
201 S CRAIG ST STE 2E
PITTSBURGH,PA15213 		27-0171738   328,097 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(105) ST JUDE CHILDREN'S RESEARCH HOSPITAL
PO BOX 1000 DEPT 949
MEMPHIS,TN38105 		62-0646012 501(C)(3) 11,887 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(106) STANFORD UNIVERSITY
PO BOX 44253
SAN FRANCISCO,CA941444253 		94-1279777 501(C)(3) 97,811 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(107) STEVENS INSTITUTE OF TECHNOLOGY
CASTLE POINT ON HUDSON
HOBOKEN,NJ070305991 		22-1487354 501(C)(3) 32,072 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(108) STROUD WATER RESEARCH CENTER INC
970 SPENCER RD
AVONDALE,PA193119514 		52-2081073 501(C)(3) 10,585 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(109) SUNDANCE INSTITUTE
PO BOX 684429 1825 THREE KINGS DR
PARK CITY,UT84068 		87-0361394 501(C)(3) 12,000 0 N/A N/A PROGRAM SERVICE
(110) SYLVATICA BIOTECH INC
3973 RIVERS AVE STE 101
NORTH CHARLESTON,SC29405 		47-2926848   44,767 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(111) TEMPLE UNIVERSITY
PO BOX 828799
PHILADELPHIA,PA191828799 		23-1365971 501(C)(3) 72,066 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(112) TEXAS A AND M ENGINEERING EXPERIMENT STATION
400 HARVEY MITCHELL PKWY S STE 300
COLLEGE STATION,TX77845 		74-1974733 115 475,496 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(113) THE CHEMOURS COMPANY FC LLC
1007 MARKET STREET
WILMINGTON,DE19801 		46-4845564   192,801 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(114) THOMAS JEFFERSON UNIV
4201 HENRY AVE
PHILADELPHIA,PA19107 		23-1352651 501(C)(3) 82,674 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(115) TOYOTA TECHNOLOGICAL INSTITUTE AT CHICAGO
6045 S KENWOOD AVE
CHICAGO,IL60637 		36-4479457 501(C)(3) 50,943 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(116) TRYING TOGETHER
5604 SOLWAY ST
PITTSBURGH,PA15217 		25-6089906 501(C)(3) 42,252 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(117) TUFTS UNIVERSITY
TRUSTEES OF TUFTS COLLEGE 136
HARRISON AVE OVPR POST-AWARD RESEAR
BOSTON,MA02111 		04-2103634 501(C)(3) 184,364 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(118) UNIV OF SOUTH CAROLINA EDUCATIONAL FNDN
CONTRACT AND GRANT ACCTG 1600
HAMPTON ST RM 612
COLUMBIA,SC29208 		57-6017985 501(C)(3) 75,110 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(119) UNIVERSITY NORTH CAROLINA CHARLOTTE
9201 UNIVERSITY CITY BLVD
CHARLOTTE,NC28223 		56-0791228 115 71,421 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(120) UNIVERSITY OF ALABAMA
BOX 35487
TUSCALOOSA,AL35487 		63-6001138 115 31,874 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(121) UNIVERSITY OF ALABAMA IN HUNTSVILLE THE
301 SPARKMAN DR
HUNTSVILLE,AL35899 		63-0520830 115 176,656 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(122) UNIVERSITY OF ALASKA FAIRBANKS
OFFICE OF GRANTS CONTRACTS ADMIN PO
BOX 757880
FAIRBANKS,AK99775 		92-6000147 115 28,280 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(123) UNIVERSITY OF ARIZONA
PO BOX 41867
TUCSON,AZ85717 		74-2652689 115 22,849 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(124) UNIVERSITY OF ARKANSAS AT LITTLE ROCK
2801 S UNIVERSITY AVE
LITTLE ROCK,AR72204 		71-0236904 115 112,305 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(125) UNIVERSITY OF CALIFORNIA BERKELEY
UC REGENTS-BILLING PAYMENT SVCS 140
UNIVERSITY HALL
BERKELEY,CA947201111 		94-6002123 115 2,083,176 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(126) UNIVERSITY OF CALIFORNIA DAVIS
POB 989062
WEST SACRAMENTO,CA957989062 		94-6036494 115 136,905 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(127) UNIVERSITY OF CALIFORNIA LOS ANGELES
PSC PO BOX 957089 1125 MURPHY HALL
405 HILGARD AVE
LOS ANGELES,CA900959000 		95-6006143 115 1,091,693 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(128) UNIVERSITY OF CALIFORNIA RIVERSIDE
900 UNIVERSITY AVE
RIVERSIDE,CA92521 		95-6006142 115 110,694 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(129) UNIVERSITY OF CALIFORNIA SANTA BARBARA
3201 SAASB
SANTA BARBARA,CA93106 		95-6006145 115 26,817 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(130) UNIVERSITY OF CALIFORNIA SANTA CRUZ
CASHIERS OFFICE 1156 HIGH STREET
SANTA CRUZ,CA950641077 		94-1539563 115 134,207 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(131) UNIVERSITY OF CHICAGOTHE
6054 SOUTH DREXEL AVE STE 300
BILLING AND COLLECTIONS
CHICAGO,IL60637 		36-2177139 501(C)(3) 152,910 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(132) UNIVERSITY OF CONNECTICUT HEALTH CENTER
DBA SPONSORED PROGRAM SVCS MC5335
263 FARMINGTON AVE
FARMINGTON,CT06030 		52-1725543 115 7,537 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(133) UNIVERSITY OF DELAWARE
CASHIERS OFFICE 116 STUDENT
SERVICES BUILDING
NEWARK,DE19716 		51-6000297 501(C)(3) 121,609 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(134) UNIVERSITY OF FLORIDA
ORAL HISTORY PROGRAM 241 PUGH HALL
GAINESVILLE,FL32611 		59-6002052 115 25,391 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(135) UNIVERSITY OF ILLINOIS
GRANTS CONTRACTS 28392 NETWORK PL
CHICAGO,IL606731283 		37-6000511 115 413,161 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(136) UNIVERSITY OF KANSAS CENTER FOR RESEARCH INC
2385 IRVING HILL ROAD
LAWRENCE,KS66045 		48-0680117 501(C)(3) 9,718 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(137) UNIVERSITY OF MARYLAND
1000 HILLTOP CIRCLE
BALTIMORE,MD21250 		52-6002033 115 988,806 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(138) UNIVERSITY OF MASSACHUSETTS
AT AMHERST 408 GOODELL BLDG GRANTS
CONTRACT ADMINISTRATION
AMHERST,MA010033285 		04-3167352 501(C)(1) 381,082 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(139) UNIVERSITY OF MIAMI
PO BOX 248184
CORAL GABLES,FL331241433 		59-0624458 501(C)(3) 475,001 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(140) UNIVERSITY OF MICHIGAN
BOX 223131
PITTSBURGH,PA152512131 		38-6005984 115 32,951 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(141) UNIVERSITY OF MINNESOTA
NW 5957 PO BOX 1450
MINNEAPOLIS,MN554855957 		41-6007513 115 513,248 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(142) UNIVERSITY OF MISSOURI
UNIVERSITY OF MISSOURI AR PO BOX
807012
KANSAS CITY,MO641807012 		43-6003859 115 953,409 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(143) UNIVERSITY OF NEW MEXICO THE
C/O FINANCIAL SERVICES HSC 1 UNIV
OF NEW MEXICO MSC09 5220
ALBUQUERQUE,NM87131 		85-6000642 115 105,992 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(144) UNIVERSITY OF PENNSYLVANIA
TRUSTEES OF THE UNIV OF
PENNSYLVANIA PO BOX 785541
PHILADELPHIA,PA191785541 		23-1352685 501(C)(3) 805,175 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(145) UNIVERSITY OF PITTSBURGH
PO BOX 371220 500 ROSS ST
PITTSBURGH,PA152517220 		25-0965591 501(C)(3) 6,138,810 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(146) UNIVERSITY OF ROCHESTER
OFFICE OF THE BURSAR
ROCHESTER,NY14627 		16-0743209 501(C)(3) 137,733 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(147) UNIVERSITY OF SAN DIEGO
5998 ALCALA PARK
SAN DIEGO,CA921102492 		95-2544535 501(C)(3) 41,941 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(148) UNIVERSITY OF SOUTHERN CALIFORNIA
SPONSORED PROJECTS ACCTG 3500 S
FIGUEROA ST STE 102
LOS ANGELES,CA90089 		95-1642394 501(C)(3) 728,794 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(149) UNIVERSITY OF TENNESSEE
210 STUDENT SERVICE BLDG BURSARS
OFFICE
KNOXVILLE,TN37996 		62-6001636 115 9,583 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(150) UNIVERSITY OF TEXAS AT AUSTIN
OFFICE OF ACCOUNTING PO BOX 7159
AUSTIN,TX787137159 		74-6000203 115 517,625 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(151) UNIVERSITY OF TEXAS AT EL PASO
CONTRACTS GRANTS ACCT RM200 ADM
BLDG 500 W UNIVERSITY
EL PASO,TX799680697 		74-6000813 115 128,171 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(152) UNIVERSITY OF UTAH
GRANTS CONTRACTS ACCOUNTING 201 S
PRESIDENTS CIR RM 406
SALT LAKE CITY,UT841129020 		87-6000525 115 24,655 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(153) UNIVERSITY OF WASHINGTON
GRANT AND CONTRACT ACCTG BOX 354966
SEATTLE,WA981954966 		91-6001537 115 1,157,118 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(154) UNIVERSITY OF WISCONSIN FOUNDATION
1848 UNIVERSITY AVE
MADISON,WI537264090 		39-0743975 501(C)(3) 640,753 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(155) UNIVERSITY OF WISCONSIN MADISONTHE
BOARD OF THE REGENTS OF UW SYSTEM
DRAWER 538 GAR ACCOUNT
MILWAUKEE,WI53715 		39-1805963 115 184,079 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(156) UNIVERSITY OF WYOMING
1000 E UNIVERSITY AVE DEPT 3355
OFFICE OF SPONSORED PROGRAMS
LARAMIE,WY82071 		83-6000331 115 26,622 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(157) UNIVERSITY SYSTEM OF NEW HAMPSHIRE
5 CHENELL DR SUITE 301
CONCORD,NH03301 		02-6000937 115 158,270 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(158) URBAN ACADEMY OF GREATER PITTSBURGH CHARTER SCHOOL
437 TURRETT STREET
PITTSBURGH,PA15206 		25-1814573 501(C)(3) 10,000 0 N/A N/A PROGRAM SERVICE
(159) URSUS MEDICAL DESIGNS LLC
100 SANDUNE RD
PITTSBURGH,PA15239 		82-2761042   528,540 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(160) VANDERBILT UNIVERSITY
OWEN GRADUATE SCHOOL OF MGMT 401
21ST AVE SOUTH
NASHVILLE,TN37232 		35-2528741 501(C)(3) 8,000 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(161) VERIS GROUP LLC
8229 BOONE BLVD SUITE 750
VIENNA,VA22182 		20-2300601   71,622 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(162) VILLANOVA UNIVERSITY
RESEARCH ACCOUNTING OFFICE 800
LANCASTER AVENUE
VILLANOVA,PA19085 		23-1352688 501(C)(3) 185,035 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(163) VIRGINIA POLYTECH INSTITUTE
OFFICE OF SPONSORED PROGRAMS 1880
PRATT DR STE 2006
BLACKSBURG,VA240603580 		54-6001805 115 833,450 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(164) WASHINGTON STATE UNIVERSITY
240 FRENCH ADM BLDG POB 641025
PULLMAN,WA991641025 		91-6001108 115 11,141 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(165) WAYNESBURG UNIVERSITY
51 W COLLEGE ST
WAYNESBURG,PA15370 		25-0965603 501(C)(3) 6,207 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(166) WESLEYAN UNIVERSITY
FINANCE/GRANTS ACCOUNTING 287 HIGH
ST
MIDDLETOWN,CT06459 		06-0646959 501(C)(3) 11,609 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(167) WEST LIBERTY UNIVERSITY FOUNDATION INC
PO BOX 6002
MORGANTOWN,WV26506 		55-0665758 501(C)(3) 100,000 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(168) WESTINGHOUSE ELECTRIC CO LLC
1000 WESTINGHOUSE DR
CRANBERRY TWP,PA16066 		52-2140933   50,357 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(169) WIDENER UNIVERSITY
ONE UNIVERSITY PLACE
CHESTER,PA19013 		23-1386178 501(C)(3) 45,768 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(170) WORCESTER POLYTECHNIC INSTITUTE
100 INSTITUTE RD
WORCESTER,MA01609 		04-2121659 501(C)(3) 29,432 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(171) WORLD JUSTICE PROJECT THE
1025 VERMONT AVE NW SUITE 1200
WASHINGTON,DC20005 		27-0359097 501(C)(3) 25,000 0 N/A N/A PROGRAM SERVICE
(172) YALE UNIVERSITY
GRANT CONTRACT FINANCIAL ADMN PO
BOX 1873
NEW HAVEN,CT06510 		06-0646973 501(C)(3) 7,472 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
(173) YORK COLLEGE OF PA
441 COUNTRY CLUB RD
YORK,PA17403 		23-1352698 501(C)(3) 25,520 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
139
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
34
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2021

Schedule I (Form 990) 2021
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) UNDERGRADUATE GRANTS AND SCHOLARSHIPS 4063 130,312,830 0 N/A N/A
(2) NON-DEGREE GRANTS AND SCHOLARSHIPS 316 1,800,610 0 N/A N/A
(3) GRADUATE SCHOLARSHIPS AND FELLOWSHIPS 6410 70,259,427 0 N/A N/A
(3)
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
PART I, LINE 2: CMU DISTRIBUTES LIMITED FINANCIAL AID AND GRANT FUNDS TO INDIVIDUALS AND ORGANIZATIONS IN THE U.S. BASED ON A STATISTICAL MODEL THAT TAKES INTO ACCOUNT A STUDENT'S INTENDED COLLEGE MAJOR, ACADEMIC AND ARTISTIC TALENTS, AS WELL AS FINANCIAL NEED. FOR STUDENTS, SUCH FUNDS ARE TYPICALLY APPLIED DIRECTLY TO THEIR INDIVIDUAL ACCOUNTS IN FURTHERANCE OF THEIR EDUCATION AT CMU. OTHER TYPES OF GRANTS AND ASSISTANCE MIGHT INCLUDE, FOR EXAMPLE, RECIPIENTS OF PRIZES AND AWARDS WHO HAVE MET THE SPECIFIC CRITERIA FOR THE PARTICULAR PRIZE OR AWARD TO BE SELECTED. IN THE CASE OF SCHOLARSHIPS AND FELLOWSHIPS, THE RECIPIENT IS OFTEN REQUIRED TO UTILIZE THE FUNDS IN FURTHERANCE OF THEIR EDUCATION AND RESEARCH AT CMU. GRANTS ARE ALSO MADE IN THE CONTEXT OF ACADEMIC OR RESEARCH PROGRAMS AND RECIPIENTS SPEND THEIR GRANT FUNDS UNDER THE SUPERVISION OF THE PROGRAM FOR THE USE OF THE FUNDS. SPONSORED PROJECT FUNDS ARE PASSED THROUGH TO SUB-GRANTEE ORGANIZATIONS BY CARNEGIE MELLON WHEN SUCH SUB-GRANTEE ARRANGEMENTS ARE APPROVED BY THE PRIMARY GRANT SPONSOR. FUNDS ARE SPENT UNDER THE SUPERVISION OF THE PRINCIPAL INVESTIGATORS AND ARE ACCOUNTABLE TO FEDERAL AND SPONSOR TERMS AND CONDITIONS.
Schedule I (Form 990) 2021



Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
CARNEGIE MELLON UNIVERSITY
 
Employer identification number

25-0969449
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
No
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2021

Schedule J (Form 990) 2021
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2, 1099-MISC compensation, and/or 1099-NEC (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1EDWARD GREFENSTETTE VOTING
TRUSTEE (PRES/CEO, DIETRICH FDN) 		(i)

(ii)		 0
-------------
743,467 		0
-------------
1,050,000 		0
-------------
201,605 		0
-------------
1,738,228 		0
-------------
31,549 		0
-------------
3,764,849 		0
-------------
1,244,555
2CHARLES A KENNEDY
CHIEF INVESTMENT OFFICER 		(i)

(ii)		 486,827
-------------
0 		615,072
-------------
0 		44,728
-------------
0 		374,306
-------------
0 		44,327
-------------
0 		1,565,260
-------------
0 		268,066
-------------
0
3FARNAM JAHANIAN
PRESIDENT/EX-OFFICIO TRUSTEE 		(i)

(ii)		 970,988
-------------
25,000 		150,000
-------------
0 		356,217
-------------
0 		23,200
-------------
0 		44,431
-------------
0 		1,544,836
-------------
25,000 		0
-------------
0
4MICHAEL TRICK
DEAN, QATAR CAMPUS 		(i)

(ii)		 433,946
-------------
0 		2,000
-------------
0 		565,540
-------------
0 		23,200
-------------
0 		33,922
-------------
0 		1,058,608
-------------
0 		0
-------------
0
5SCOTT MORY VP FOR
UNIV. ADVANCEMENT 		(i)

(ii)		 608,950
-------------
0 		200,000
-------------
0 		46,968
-------------
0 		73,200
-------------
0 		10,653
-------------
0 		939,771
-------------
0 		50,000
-------------
0
6VIJAYAKUMAR BHAGAVATULA DIRECTOR
CMU-AFRICA (THRU 12/21) & PROF. 		(i)

(ii)		 341,730
-------------
0 		87,890
-------------
0 		342,045
-------------
0 		23,200
-------------
0 		34,074
-------------
0 		828,939
-------------
0 		0
-------------
0
7JEFFER CHOUDHRYSEN MANAGING
DIRECTOR-HEAD OF INVEST (THRU 1/22) 		(i)

(ii)		 392,265
-------------
0 		384,547
-------------
0 		10,470
-------------
0 		23,200
-------------
0 		7,571
-------------
0 		818,053
-------------
0 		0
-------------
0
8ISABELLE BAJEUX BESNAINOU
PROF. & DEAN, TEPPER SCH. OF BUS. 		(i)

(ii)		 626,063
-------------
0 		75,000
-------------
0 		58,076
-------------
0 		23,200
-------------
0 		22,775
-------------
0 		805,114
-------------
0 		0
-------------
0
9MARY JO DIVELY VPGENCOUN
& SEC. OF THE CORPORATION 		(i)

(ii)		 590,131
-------------
0 		0
-------------
0 		57,650
-------------
0 		23,200
-------------
0 		24,348
-------------
0 		695,329
-------------
0 		0
-------------
0
10KRZYSZTOF MATYJASZEWSKI
JC WARNER UNIV. PROF. OF NAT. SCI. 		(i)

(ii)		 601,975
-------------
0 		0
-------------
0 		45,743
-------------
0 		28,362
-------------
0 		15,603
-------------
0 		691,683
-------------
0 		0
-------------
0
11JAMES H GARRETT
PROVOST & CAO 		(i)

(ii)		 583,933
-------------
0 		0
-------------
0 		57,224
-------------
0 		23,200
-------------
0 		24,039
-------------
0 		688,396
-------------
0 		0
-------------
0
12PAUL D NIELSEN
FORMER KE/DIRECTOR & CEO, SEI 		(i)

(ii)		 595,018
-------------
0 		0
-------------
0 		50,369
-------------
0 		23,200
-------------
0 		7,119
-------------
0 		675,706
-------------
0 		0
-------------
0
13WILLIAM SANDERS PROF DEAN
COLLEGE OF ENGINEERING 		(i)

(ii)		 492,500
-------------
0 		0
-------------
0 		34,627
-------------
0 		28,362
-------------
0 		15,936
-------------
0 		571,425
-------------
0 		0
-------------
0
14DARYL WEINERT VP FOR OPS
& INTERIM V.P. FOR RESEARCH 		(i)

(ii)		 460,713
-------------
0 		0
-------------
0 		20,743
-------------
0 		23,200
-------------
0 		43,842
-------------
0 		548,498
-------------
0 		0
-------------
0
15RODNEY MCCLENDON
FORMER OFFICER 		(i)

(ii)		 0
-------------
0 		0
-------------
0 		542,913
-------------
0 		0
-------------
0 		0
-------------
0 		542,913
-------------
0 		542,913
-------------
0
16MARTIAL HEBERT PROF DEAN
SCHOOL OF COMPUTER SCIENCE 		(i)

(ii)		 451,939
-------------
0 		0
-------------
0 		19,705
-------------
0 		28,362
-------------
0 		25,363
-------------
0 		525,369
-------------
0 		0
-------------
0
17STAN WADDELL VP FOR INFO
TECH & CHIEF INFO OFFICER 		(i)

(ii)		 358,351
-------------
0 		0
-------------
0 		42,369
-------------
0 		23,200
-------------
0 		89,522
-------------
0 		513,442
-------------
0 		0
-------------
0
18ANGELA BLANTON
V.P. OF FINANCE & CFO 		(i)

(ii)		 400,707
-------------
0 		0
-------------
0 		31,148
-------------
0 		23,200
-------------
0 		35,515
-------------
0 		490,570
-------------
0 		0
-------------
0
19JONATHAN CAGAN
FORMER KE/PROFESSOR 		(i)

(ii)		 311,627
-------------
0 		3,500
-------------
0 		16,491
-------------
0 		24,979
-------------
0 		115,234
-------------
0 		471,831
-------------
0 		0
-------------
0
20J MICHAEL MCQUADE FORMER
OFFICER/SPEC. ADVISOR TO PRES. 		(i)

(ii)		 345,545
-------------
0 		0
-------------
0 		47,109
-------------
0 		23,200
-------------
0 		14,080
-------------
0 		429,934
-------------
0 		0
-------------
0
21LAURIE WEINGART
FORMER OFFICER/PROFESSOR 		(i)

(ii)		 294,209
-------------
0 		0
-------------
0 		64,421
-------------
0 		26,650
-------------
0 		19,957
-------------
0 		405,237
-------------
0 		0
-------------
0
22TOM MITCHELL
FORMER KE/PROFESSOR 		(i)

(ii)		 304,191
-------------
0 		0
-------------
0 		25,705
-------------
0 		24,238
-------------
0 		16,272
-------------
0 		370,406
-------------
0 		0
-------------
0
23GINA CASALEGNO VP FOR
STUDENT AFFAIRS & DEAN OF STUDENTS 		(i)

(ii)		 332,152
-------------
0 		0
-------------
0 		6,799
-------------
0 		23,200
-------------
0 		4,204
-------------
0 		366,355
-------------
0 		0
-------------
0
24FRANCISCO PENA EX-OFFICIO
TRUSTEE (EXITED 9/21)/PROFESSOR 		(i)

(ii)		 203,997
-------------
0 		0
-------------
0 		79,643
-------------
0 		22,817
-------------
0 		21,283
-------------
0 		327,740
-------------
0 		0
-------------
0
25CARRIE NELSON
ASSISTANT TREASURER 		(i)

(ii)		 286,409
-------------
0 		0
-------------
0 		3,169
-------------
0 		23,104
-------------
0 		3,222
-------------
0 		315,904
-------------
0 		0
-------------
0
26JOHN DOLAN
TREASURER 		(i)

(ii)		 227,992
-------------
0 		0
-------------
0 		928
-------------
0 		19,314
-------------
0 		22,497
-------------
0 		270,731
-------------
0 		0
-------------
0
27NEIL DONAHUE EX-OFFICIO
TRUSTEE (AS OF 9/21)/PROFESSOR 		(i)

(ii)		 225,397
-------------
0 		0
-------------
0 		3,431
-------------
0 		17,201
-------------
0 		20,567
-------------
0 		266,596
-------------
0 		0
-------------
0
28NICHOLAS SCIBETTA VP FOR
UNIV. COMM. & MARKET. (AS OF 9/21) 		(i)

(ii)		 157,834
-------------
0 		0
-------------
0 		8,054
-------------
0 		11,467
-------------
0 		21,523
-------------
0 		198,878
-------------
0 		0
-------------
0
Schedule J (Form 990) 2021

Schedule J (Form 990) 2021
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 1A ALL ITEMS CHECKED IN LINE 1A ARE PROVIDED TO OR FOR A PERSON LISTED IN FORM 990, PART VII TO FURTHER THE BUSINESS, EDUCATIONAL, AND RESEARCH MISSION OF THE UNIVERSITY PURSUANT TO FEDERAL TAX REGULATIONS, IRS ACCOUNTABLE PLAN RULES, AND THE UNIVERSITY'S POLICIES AND PROCEDURES. NONTAXABLE BENEFITS DISCLOSED IN COLUMN D INCLUDE, FOR EXAMPLE, CONTRIBUTIONS TO EMPLOYER HEALTH AND WELFARE PLANS AND QUALIFIED TUITION BENEFITS.
PART I, LINES 4A-B FARNAM JAHANIAN PARTICIPATED IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. THESE BENEFITS ARE REPORTED IN PART II, COLUMN (B). EFFECTIVE JUNE 1, 2020, RODNEY MCCLENDON WAS NO LONGER EMPLOYED BY THE UNIVERSITY. IN CONJUNCTION WITH HIS DEPARTURE, THE UNIVERSITY AND RODNEY MCCLENDON NEGOTIATED SEVERANCE BENEFITS. RODNEY MCCLENDON'S PAID SEVERANCE BENEFITS, TOTALING $542,913 ARE REPORTED IN PART II, COLUMN (B).
PART I, LINE 7 ALL BONUSES PAID WERE AWARDED AS A RESULT OF PERFORMANCE AND WERE APPROVED BY THE COMPENSATION COMMITTEE.
Schedule J (Form 990) 2021

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
CARNEGIE MELLON UNIVERSITY
 
Employer identification number
25-0969449
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY
  		25-1650137 01729ELB1 02-16-2022 32,395,500 SEE PART VI.   X   X   X
B ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY
  		25-1650137 01729ELA3 01-27-2022 83,168,063 SEE PART VI.   X   X   X
C ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY
  		25-1650137 01728RNC9 02-05-2020 60,806,037 SEE PART VI.   X   X   X
D ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY
  		25-1650137 01728RMX4 01-23-2019 120,435,248 SEE PART VI.   X   X   X
ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY
  		25-1650137 01728RMP1 07-19-2017 77,823,681 SEE PART VI.   X   X   X
ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY
  		25-1650137 01729EKY2 02-14-2013 60,529,980 SEE PART VI.   X   X   X
ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY
  		25-1650137 01728RES4 04-10-2008 120,820,000 SEE PART VI.   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired ..................   10,000,000    
2 Amount of bonds legally defeased ..............        
3 Total proceeds of issue .................. 32,417,437 83,168,064 60,951,501 120,495,354
4 Gross proceeds in reserve funds .............        
5 Capitalized interest from proceeds .............   36,398    
6 Proceeds in refunding escrows ...............        
7 Issuance costs from proceeds ............... 113,172 363,064 287,917 418,774
8 Credit enhancement from proceeds .............        
9 Working capital expenditures from proceeds .............        
10 Capital expenditures from proceeds .............   60,045,471 60,662,177  
11 Other spent proceeds ............. 77,498,398 82,805,000 120,327,742 120,076,497
12 Other unspent proceeds ............. 32,304,265   1,407 83
13 Year of substantial completion ............. 2016
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2020, a current refunding issue)? ........ 		  X X     X X  
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2020, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? ..........   X   X   X X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 2
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X    
2 Are there any lease arrangements that may result in private business use of bond-financed property? ...............   X X   X      
3a Are there any management or service contracts that may result in private business use of bond-financed property? .............   X   X X      
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X      
c Are there any research agreements that may result in private business use of bond-financed property? .............   X   X X      
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X      
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 %  
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0 %  
6 Total of lines 4 and 5 ............. 0 % 0 % 0 %  
7 Does the bond issue meet the private security or payment test? ...   X   X   X    
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X    
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X      
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? ....... X   X   X   X  
b Exception to rebate? ........   X X     X X  
c No rebate due? .........   X X     X X  
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? .....   X X     X X  
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
ENTITY 1: COLUMN A: PART I(F) - THE BONDS WERE ISSUED TO FINANCE NEW CONSTRUCTION. COLUMN A: THE DIFFERENCE BETWEEN PART I(E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. COLUMN A: PART III, LINE 7 - AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE SECURITY OR PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY OR PAYMENT TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. COLUMN B: PART I(F) - THE BONDS CURRENT REFUNDED THE SERIES 2012B REISSUED BONDS (ISSUED DECEMBER 27, 2017) AND SERIES 2012A BONDS (ISSUED MARCH 1, 2012). COLUMN B: PART II, LINE 13 - SINCE PROCEEDS OF THE BONDS WERE ISSUED FOR REFUNDING PURPOSES, THE YEAR OF SUBSTANTIAL COMPLETION IS NOT APPLICABLE. COLUMN B: PART III - BECAUSE PROCEEDS OF THE BONDS WERE USED TO REFUND BONDS ISSUED BEFORE JANUARY 1, 2003, THE ISSUER HAS NOT COMPLETED PART III WITH RESPECT TO THE BONDS. COLUMN B: PART IV, LINE 2(B) - THE BONDS HAVE MET THE 6-MONTH EXPENDITURE EXCEPTION TO THE REBATE REQUIREMENT. COLUMN B: PART IV, LINE 2(C) - THE BONDS HAVE MET AN EXCEPTION TO THE REBATE REQUIREMENT; AND THEREFORE, NO REBATE HAS BEEN, OR EVER WILL BE, DUE ON THE BONDS. COLUMN C: PART I(F) - THE BONDS WERE ISSUED TO FINANCE NEW CONSTRUCTION. COLUMN C: THE DIFFERENCE BETWEEN PART I(E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. COLUMN C: PART III, LINE 7 - AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE SECURITY OR PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY OR PAYMENT TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. COLUMN D: PART I(F) - THE BONDS WERE ISSUED TO REFUND SERIES 2009 BONDS ON AUGUST 20, 2009. COLUMN D: THE DIFFERENCE BETWEEN PART I(E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. COLUMN D: PART II, LINE 13 - SINCE PROCEEDS OF THE BONDS WERE ISSUED FOR REFUNDING PURPOSES, THE YEAR OF SUBSTANTIAL COMPLETION IS NOT APPLICABLE. COLUMN D: PART III, LINE 7 - AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE SECURITY OR PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY OR PAYMENT TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. COLUMN D: PART IV, LINE 2(B) - THE BONDS HAVE MET THE 6-MONTH EXPENDITURE EXCEPTION TO THE REBATE REQUIREMENT. COLUMN D: PART IV, LINE 2(C) - THE BONDS HAVE MET AN EXCEPTION TO THE REBATE REQUIREMENT; AND THEREFORE, NO REBATE HAS BEEN, OR EVER WILL BE, DUE ON THE BONDS. ENTITY 2: COLUMN A: PART I(F) - THE BONDS CURRENT REFUNDED PORTIONS OF THE SERIES 2009 BONDS (ISSUED AUGUST 20, 2009) AND TAXABLE COMMERCIAL PAPER NOTES (ISSUED FEBRUARY 24, 2015). COLUMN A: THE DIFFERENCE BETWEEN PART I(E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. COLUMN A: PART II, LINE 13 - SINCE PROCEEDS OF THE BONDS WERE ISSUED FOR REFUNDING PURPOSES, THE YEAR OF SUBSTANTIAL COMPLETION IS NOT APPLICABLE. COLUMN A: PART III, LINE 7 - AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE SECURITY OR PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY OR PAYMENT TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. COLUMN A: PART IV, LINE 2(B) - THE BONDS HAVE MET THE 6-MONTH EXPENDITURE EXCEPTION TO THE REBATE REQUIREMENT. COLUMN A: PART IV, LINE 2(C) - THE BONDS HAVE MET AN EXCEPTION TO THE REBATE REQUIREMENT; AND THEREFORE, NO REBATE HAS BEEN, OR EVER WILL BE, DUE ON THE BONDS. COLUMN B: PART I(F) - BONDS WERE ISSUED TO FINANCE NEW CONSTRUCTION. COLUMN B: THE DIFFERENCE BETWEEN PART I(E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. COLUMN B: PART III, LINE 7 - AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE SECURITY OR PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY OR PAYMENT TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. COLUMN B: PART IV, LINE 2(C) - THE MOST RECENT REBATE REPORT WAS PREPARED BY THE BORROWER AND DATED APRIL 26, 2013. COLUMN C: PART I(F) - BONDS CURRENT REFUNDED SERIES 2006AB BONDS (ISSUED DECEMBER 13, 2006) AND SERIES 2007 BONDS (ISSUED MARCH 1, 2007). COLUMN C: THE DIFFERENCE BETWEEN PART I(E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. COLUMN C: PART II, LINE 13 - SINCE PROCEEDS OF THE BONDS WERE ISSUED FOR REFUNDING PURPOSES, THE YEAR OF SUBSTANTIAL COMPLETION IS NOT APPLICABLE. COLUMN C: PART III, LINE 7 - AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE SECURITY OR PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY OR PAYMENT TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. COLUMN C: PART IV, LINE 2(C) - THE MOST RECENT REBATE REPORT WAS PREPARED BY THE BORROWER AND DATED APRIL 26, 2013.
Schedule K (Form 990) 2021

Additional Data


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Software Version:  


Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
CARNEGIE MELLON UNIVERSITY
 
Employer identification number
25-0969449
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY
  		25-1650137 01729ELB1 02-16-2022 32,395,500 SEE PART VI.   X   X   X
B ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY
  		25-1650137 01729ELA3 01-27-2022 83,168,063 SEE PART VI.   X   X   X
C ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY
  		25-1650137 01728RNC9 02-05-2020 60,806,037 SEE PART VI.   X   X   X
D ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY
  		25-1650137 01728RMX4 01-23-2019 120,435,248 SEE PART VI.   X   X   X
ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY
  		25-1650137 01728RMP1 07-19-2017 77,823,681 SEE PART VI.   X   X   X
ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY
  		25-1650137 01729EKY2 02-14-2013 60,529,980 SEE PART VI.   X   X   X
ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY
  		25-1650137 01728RES4 04-10-2008 120,820,000 SEE PART VI.   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired ..................   10,000,000    
2 Amount of bonds legally defeased ..............        
3 Total proceeds of issue .................. 32,417,437 83,168,064 60,951,501 120,495,354
4 Gross proceeds in reserve funds .............        
5 Capitalized interest from proceeds .............   36,398    
6 Proceeds in refunding escrows ...............        
7 Issuance costs from proceeds ............... 113,172 363,064 287,917 418,774
8 Credit enhancement from proceeds .............        
9 Working capital expenditures from proceeds .............        
10 Capital expenditures from proceeds .............   60,045,471 60,662,177  
11 Other spent proceeds ............. 77,498,398 82,805,000 120,327,742 120,076,497
12 Other unspent proceeds ............. 32,304,265   1,407 83
13 Year of substantial completion ............. 2016
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2020, a current refunding issue)? ........ 		  X X     X X  
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2020, an advance refunding issue)? ........ 		  X   X   X   X
16 Has the final allocation of proceeds been made? ..........   X   X   X X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 2
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X    
2 Are there any lease arrangements that may result in private business use of bond-financed property? ...............   X X   X      
3a Are there any management or service contracts that may result in private business use of bond-financed property? .............   X   X X      
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X      
c Are there any research agreements that may result in private business use of bond-financed property? .............   X   X X      
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X      
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 %  
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0 %  
6 Total of lines 4 and 5 ............. 0 % 0 % 0 %  
7 Does the bond issue meet the private security or payment test? ...   X   X   X    
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X    
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X      
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? ....... X   X   X   X  
b Exception to rebate? ........   X X     X X  
c No rebate due? .........   X X     X X  
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? .....   X X     X X  
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider ..........  
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
ENTITY 1: COLUMN A: PART I(F) - THE BONDS WERE ISSUED TO FINANCE NEW CONSTRUCTION. COLUMN A: THE DIFFERENCE BETWEEN PART I(E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. COLUMN A: PART III, LINE 7 - AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE SECURITY OR PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY OR PAYMENT TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. COLUMN B: PART I(F) - THE BONDS CURRENT REFUNDED THE SERIES 2012B REISSUED BONDS (ISSUED DECEMBER 27, 2017) AND SERIES 2012A BONDS (ISSUED MARCH 1, 2012). COLUMN B: PART II, LINE 13 - SINCE PROCEEDS OF THE BONDS WERE ISSUED FOR REFUNDING PURPOSES, THE YEAR OF SUBSTANTIAL COMPLETION IS NOT APPLICABLE. COLUMN B: PART III - BECAUSE PROCEEDS OF THE BONDS WERE USED TO REFUND BONDS ISSUED BEFORE JANUARY 1, 2003, THE ISSUER HAS NOT COMPLETED PART III WITH RESPECT TO THE BONDS. COLUMN B: PART IV, LINE 2(B) - THE BONDS HAVE MET THE 6-MONTH EXPENDITURE EXCEPTION TO THE REBATE REQUIREMENT. COLUMN B: PART IV, LINE 2(C) - THE BONDS HAVE MET AN EXCEPTION TO THE REBATE REQUIREMENT; AND THEREFORE, NO REBATE HAS BEEN, OR EVER WILL BE, DUE ON THE BONDS. COLUMN C: PART I(F) - THE BONDS WERE ISSUED TO FINANCE NEW CONSTRUCTION. COLUMN C: THE DIFFERENCE BETWEEN PART I(E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. COLUMN C: PART III, LINE 7 - AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE SECURITY OR PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY OR PAYMENT TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. COLUMN D: PART I(F) - THE BONDS WERE ISSUED TO REFUND SERIES 2009 BONDS ON AUGUST 20, 2009. COLUMN D: THE DIFFERENCE BETWEEN PART I(E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. COLUMN D: PART II, LINE 13 - SINCE PROCEEDS OF THE BONDS WERE ISSUED FOR REFUNDING PURPOSES, THE YEAR OF SUBSTANTIAL COMPLETION IS NOT APPLICABLE. COLUMN D: PART III, LINE 7 - AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE SECURITY OR PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY OR PAYMENT TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. COLUMN D: PART IV, LINE 2(B) - THE BONDS HAVE MET THE 6-MONTH EXPENDITURE EXCEPTION TO THE REBATE REQUIREMENT. COLUMN D: PART IV, LINE 2(C) - THE BONDS HAVE MET AN EXCEPTION TO THE REBATE REQUIREMENT; AND THEREFORE, NO REBATE HAS BEEN, OR EVER WILL BE, DUE ON THE BONDS. ENTITY 2: COLUMN A: PART I(F) - THE BONDS CURRENT REFUNDED PORTIONS OF THE SERIES 2009 BONDS (ISSUED AUGUST 20, 2009) AND TAXABLE COMMERCIAL PAPER NOTES (ISSUED FEBRUARY 24, 2015). COLUMN A: THE DIFFERENCE BETWEEN PART I(E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. COLUMN A: PART II, LINE 13 - SINCE PROCEEDS OF THE BONDS WERE ISSUED FOR REFUNDING PURPOSES, THE YEAR OF SUBSTANTIAL COMPLETION IS NOT APPLICABLE. COLUMN A: PART III, LINE 7 - AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE SECURITY OR PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY OR PAYMENT TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. COLUMN A: PART IV, LINE 2(B) - THE BONDS HAVE MET THE 6-MONTH EXPENDITURE EXCEPTION TO THE REBATE REQUIREMENT. COLUMN A: PART IV, LINE 2(C) - THE BONDS HAVE MET AN EXCEPTION TO THE REBATE REQUIREMENT; AND THEREFORE, NO REBATE HAS BEEN, OR EVER WILL BE, DUE ON THE BONDS. COLUMN B: PART I(F) - BONDS WERE ISSUED TO FINANCE NEW CONSTRUCTION. COLUMN B: THE DIFFERENCE BETWEEN PART I(E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. COLUMN B: PART III, LINE 7 - AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE SECURITY OR PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY OR PAYMENT TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. COLUMN B: PART IV, LINE 2(C) - THE MOST RECENT REBATE REPORT WAS PREPARED BY THE BORROWER AND DATED APRIL 26, 2013. COLUMN C: PART I(F) - BONDS CURRENT REFUNDED SERIES 2006AB BONDS (ISSUED DECEMBER 13, 2006) AND SERIES 2007 BONDS (ISSUED MARCH 1, 2007). COLUMN C: THE DIFFERENCE BETWEEN PART I(E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. COLUMN C: PART II, LINE 13 - SINCE PROCEEDS OF THE BONDS WERE ISSUED FOR REFUNDING PURPOSES, THE YEAR OF SUBSTANTIAL COMPLETION IS NOT APPLICABLE. COLUMN C: PART III, LINE 7 - AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE SECURITY OR PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY OR PAYMENT TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. COLUMN C: PART IV, LINE 2(C) - THE MOST RECENT REBATE REPORT WAS PREPARED BY THE BORROWER AND DATED APRIL 26, 2013.
Schedule K (Form 990) 2021

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
CARNEGIE MELLON UNIVERSITY
 
Employer identification number

25-0969449
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
Total ...............Small Bullet $  
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990) 2021
Schedule L (Form 990) 2021
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) L SMITH J. GARRETT - CMU OFFICER - BROTHER OF L. SMITH - CMU EMPLOYEE 86,687 SEE PART V COMPENSATION FOR ASSOCIATE DIRECTOR OF STUDENT ACCOUNTS   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990) 2021


Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
CARNEGIE MELLON UNIVERSITY
 
Employer identification number

25-0969449
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 242 24,180,719 FAIR MARKET VALUE
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( EXTENDED DISCOUNT ON INSTRUMENTATION ) X 3 695,795 COST
26 Other Right pointing arrow large image ( SOFTWARE AND LICENSES/CRYPTOCURRENCY ) X 5 142,525 FAIR MARKET VALUE
27 Other Right pointing arrow large image ( TOOLS/MISC. EQUIP./MEDICAL SUPPLIES/MUSIC EQUIPMENT ) X 7 40,344 FAIR MARKET VALUE AN
28 Other Right pointing arrow large image ( EVENT EXPENSE/ALUMNI EVENT EXPENSES ) X 10 17,614 COST
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
2
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2021)
Schedule M (Form 990) (2021)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
SCHEDULE M, PART I, COLUMN (B): THE NUMBER SHOWN IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS CARNEGIE MELLON UNIVERSITY RECEIVED FOR EACH TYPE OF PROPERTY FOR THE YEAR ENDED JUNE 30, 2022.
Schedule M (Form 990) (2021)

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
CARNEGIE MELLON UNIVERSITY
 
Employer identification number

25-0969449
Return Reference Explanation
FORM 990, PART VI, SECTION A, LINE 2 JAMES ROHR, EDWARD GREFENSTETTE, AND FARNAM JAHANIAN HAVE A BUSINESS RELATIONSHIP. FARNAM JAHANIAN AND NEIL DONAHUE HAVE A BUSINESS RELATIONSHIP. FARNAM JAHANIAN AND LIP-BU TAN HAVE A BUSINESS RELATIONSHIP.
FORM 990, PART VI, SECTION A, LINE 7A CARNEGIE MELLON HAS SIX EX-OFFICIO TRUSTEES WHO ARE MEMBERS OF THE BOARD OF TRUSTEES BY HOLDING THE FOLLOWING OFFICES: MAYOR OF THE CITY OF PITTSBURGH PRESIDENT OF COUNCIL OF THE CITY OF PITTSBURGH PRESIDENT OF CARNEGIE MELLON UNIVERSITY PRESIDENT OF CARNEGIE MELLON ALUMNI ASSOCIATION PRESIDENT OF THE ANDREW CARNEGIE SOCIETY OF CARNEGIE MELLON CHAIRMAN OF CARNEGIE MELLON FACULTY SENATE EX-OFFICIO TRUSTEES SHALL BE FULL VOTING MEMBERS OF THE BOARD OF TRUSTEES, WITH ALL RIGHTS AND RESPONSIBILITIES THERETO, EXCEPT AS FOLLOWS: THEY SHALL BE WELCOME AT ALL OPEN SESSIONS OF ALL FULL BOARD MEETINGS AND, IF REQUESTED BY THE CHAIR, AT CLOSED EXECUTIVE SESSIONS; AND THE PRESIDENT OF CARNEGIE MELLON UNIVERSITY SHALL HAVE NO VOTING RIGHTS WHEN SERVING AS A MEMBER OF THE AUDIT COMMITTEE OF THE BOARD.
FORM 990, PART VI, SECTION B, LINE 11B CARNEGIE MELLON UNIVERSITY'S TAX DEPARTMENT IS RESPONSIBLE FOR GATHERING RELEVANT INFORMATION AND PREPARING THE ANNUAL FORM 990. ONCE THE FORM IS COMPLETE IN DRAFT STATUS, IT IS REVIEWED WITH CARNEGIE MELLON'S INDEPENDENT CERTIFIED PUBLIC ACCOUNTING (CPA) FIRM. UPON COMPLETION OF INDEPENDENT REVIEW BY THE CPA FIRM, THE FORM IS REVIEWED BY THE VICE PRESIDENT FOR FINANCE AND CHIEF FINANCIAL OFFICER, ASSOCIATE VICE PRESIDENT FOR FINANCE AND CONTROLLER, TAX DEPARTMENT AND THEN PROVIDED TO THE AUDIT COMMITTEE FOR APPROVAL. FINALLY, A COMPLETED COPY OF THE FORM IS PROVIDED TO THE BOARD OF TRUSTEES FOR THEIR REVIEW PRIOR TO FILING FORM 990 WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12C CARNEGIE MELLON REQUIRES EACH TRUSTEE, OFFICER, AND MEMBER OF SENIOR MANAGEMENT TO DISCLOSE ANNUALLY THE EXISTENCE OF ANY CIRCUMSTANCES THAT MIGHT CONSTITUTE A CONFLICT OF INTEREST WITH THE INSTITUTION. THE PROCESS IS INITIATED EACH FISCAL YEAR BY THE OFFICE OF THE SECRETARY OF THE CORPORATION SENDING AN ELECTRONIC CONFLICT OF INTEREST QUESTIONNAIRE TO THE ABOVE NOTED INDIVIDUALS. COMPLETED QUESTIONNAIRES ARE RETURNED TO THE SECRETARY OF THE CORPORATION FOR EVALUATION OF ACTUAL OR PERCEIVED CONFLICTS BY THE INSTITUTION, REVIEWED BY THE OFFICE OF GENERAL COUNSEL, AND ANNUAL REPORTING IS PROVIDED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. ALL OFFICERS AND MEMBERS OF THE BOARD ARE REQUIRED TO DISCLOSE CONFLICTS TO THE SECRETARY OF THE CORPORATION AS THEY ARISE THROUGHOUT THE YEAR.
FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE ANNUALLY REVIEWS AND RECOMMENDS TO THE EXECUTIVE COMMITTEE FOR APPROVAL THE PRESIDENT'S SALARY, COMPENSATION, AND BENEFIT PACKAGE (TOTAL COMPENSATION), AND REVIEWS AND APPROVES THE TOTAL COMPENSATION OF THE PROVOST, VICE PRESIDENTS, DEANS, OFFICERS AND KEY EMPLOYEES. THE COMMITTEE OBTAINS APPROPRIATE ANALYSES AND STUDIES PREPARED BY THE ADMINISTRATION AND INDEPENDENT EXTERNAL SOURCES WITH RESPECT TO COMPENSATION FOR SIMILAR POSITIONS IN SIMILAR ORGANIZATIONS TO AID IN EVALUATING COMPENSATION AND BENEFIT PLAN LEVELS, PRACTICES AND STRATEGIES TO ENSURE THAT THE UNIVERSITY'S COMPENSATION LEVELS AND PRACTICES ARE COMPARABLE TO SIMILAR ORGANIZATIONS AND APPROPRIATE TO ATTRACT, OBTAIN AND RETAIN QUALIFIED PERSONNEL. THIS INCLUDES REVIEWING SURVEY DATA FOR SIMILAR POSITIONS AMONG A SELECT GROUP OF PEER INSTITUTIONS. THE COMMITTEE SUBMITS ITS RECOMMENDATIONS FOR THE PRESIDENT'S TOTAL COMPENSATION PACKAGE TO THE EXECUTIVE COMMITTEE FOR REVIEW AND APPROVAL. THE EXECUTIVE COMMITTEE RECEIVES AN ANNUAL REPORT FROM THE UNIVERSITY'S COMPENSATION COMMITTEE INCLUDING SIGNIFICANT COMPENSATION AND BENEFIT PLAN POLICY CHANGES. IT REPORTS TO THE FULL BOARD ON THIS AND THE COMPETITIVENESS OF THE UNIVERSITY'S COMPENSATION LEVELS AND BENEFIT PLANS IN RELATION TO PEER INSTITUTIONS.
FORM 990, PART VI, SECTION C, LINE 19 CARNEGIE MELLON'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE FOR PUBLIC INSPECTION. THE DOCUMENTS ARE AVAILABLE UPON REQUEST OR CAN BE OBTAINED BY VISITING THE WEBSITE AT WWW.CMU.EDU.
FORM 990, PART VII, SECTION A, LINE 1A: THE BOARD OF TRUSTEES MAY GRANT THE STATUS OF EMERITUS TRUSTEE TO THOSE MEMBERS WHO HAVE MADE DISTINGUISHED CONTRIBUTIONS TO THE UNIVERSITY AND WHO HAVE ATTAINED AT LEAST AGE 60 OR A MAXIMUM OF AGE 75. THE BOARD OF TRUSTEES MAY, AT ANY TIME OR FROM TIME TO TIME CHANGE THE AGE AT WHICH TRUSTEES MUST BE GRANTED EMERITUS/A STATUS, OR RESIGN FROM THE BOARD. EMERITUS/A TRUSTEES SHALL BE WELCOME AT ALL FULL BOARD MEETINGS; ALL MEETINGS OF THE ADVANCEMENT, EDUCATIONAL AFFAIRS AND ENROLLMENT, AND RESEARCH, INNOVATION AND ENTREPRENEURSHIP COMMITTEES OF THE BOARD OF TRUSTEES; SHALL RECEIVE ALL NOTICES, MINUTES AND REPORTS OF SAID MEETINGS, SHALL BE FREE TO PARTICIPATE IN DISCUSSIONS, BUT SHALL BE WITHOUT A VOTE ON ANY MATTER. EMERITUS TRUSTEES SHALL BE WELCOME AT ALL BOARD AND UNIVERSITY EVENTS. THE FOLLOWING INDIVIDUALS WERE EMERITUS TRUSTEES OF CARNEGIE MELLON'S BOARD OF TRUSTEES: JOHN BERTUCCI, CAROL R. BROWN, ROBERT M. BROWN III, ERIC COOPER, ERROLL B. DAVIS, JR., W. LOGAN DICKERSON, PHILIP L. DOWD, DINA DUBLON, WILLIAM B. ELLIS, CYNTHIA FRIEDMAN, HENRY GAILLIOT, CLAIRE W. GARGALLI, RICHARD D. HAMILTON, TERESA HEINZ, T. JEROME HOLLERAN, W. LEE HOSKINS, PATRICIA ASKWITH KENNER, DAVID M. KIRR, EDWARD E. LUCENTE, THOMAS A. MCCONOMY, JACK E. MCGRATH, REGINA GOUGER MILLER, ALESSANDRO OVI, E. KEARS POLLOCK, CHARLES J. QUEENAN, JR. ESQ, JOYCE B. SCOTT, DAVID S. SHAPIRA, AJIT SHETTY, RAYMOND W. SMITH, W. LOWELL STEINBRENNER, DONALD E. STITZENBERG, MARY ANN ULISHNEY.
FORM 990, PART VII, SECTION A, COLUMN B: FOR EACH PERSON LISTED IN COLUMN A WHO IS AN EMPLOYEE OF CARNEGIE MELLON UNIVERSITY, THE AVERAGE NUMBER OF HOURS PER WEEK STATED IS 50 HOURS PER WEEK; HOWEVER, THE ACTUAL NUMBER OF HOURS WORKED VARIES BETWEEN 50-80 HOURS PER WEEK.
FORM 990, PART XI, LINE 9: LAMME UNREALIZED GAINS/LOSS 136,761. CHANGE IN SWAP VALUE NET OF INTEREST EXPENSE & OTHER 9,657,802. LOSSES FROM ADJUSTMENTS OF PLEDGES RECEIVABLE -698,695. NET GAIN FROM FUNDRAISING EVENTS -6,096.
FORM 990, PART XII, FINANCIAL STATEMENTS AND REPORTING: CARNEGIE MELLON HAS AN AUDIT COMMITTEE OF THE BOARD OF TRUSTEES THAT IS RESPONSIBLE FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND THE SELECTION OF A CERTIFIED INDEPENDENT ACCOUNTING FIRM THAT AUDITS THE FINANCIAL STATEMENTS. CARNEGIE MELLON'S FINANCIAL STATEMENTS ARE CONSOLIDATED. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990) 2021


Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
CARNEGIE MELLON UNIVERSITY
 
Employer identification number

25-0969449
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) CM SPE LLC
5000 FORBES AVENUE
PITTSBURGH,PA15213
25-0969449 		LEASEHOLDER PA 0 323,257 CARNEGIE MELLON UNIVERSITY
 
(2) READING RACER HOLDINGS LLC
5000 FORBES AVENUE
PITTSBURGH,PA15213
86-2828371 		HOLDING COMPANY PA 0 0 CARNEGIE MELLON UNIVERSITY
 








Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)BENJAMIN GARVER LAMME SCHOLARSHIP FUND
5000 FORBES AVENUE

PITTSBURGH,PA15213
25-6030362 		FELLOWSHIP FUND PA 501(C)(3) 509(A)(3) CARNEGIE MELLON UNIVERSITY
 
Yes
 
(2)JACK G BUNCHER CHARITABLE FUND FOR CARNEGIE MELLON UNIVERSITY
5000 FORBES AVENUE

PITTSBURGH,PA15213
20-4393107 		GRANT FUND PA 501(C)(3) 509(A)(3) CARNEGIE MELLON UNIVERSITY
 
 
No
(3)MPC CORPORATION
5000 FORBES AVENUE

PITTSBURGH,PA15213
25-1128244 		RESEARCH AND DEVELOPMENT PA 501(C)(3) 509(A)(3) N/A
 
No
(4)THE DIETRICH FOUNDATION
600 GRANT STREET SUITE 5360

PITTSBURGH,PA15219
36-4711746 		PHILANTHROPY PA 501(C)(3) 509(A)(3) N/A
 
No
(5)ADVANCED ROBOTICS FOR MANUFACTURING INSTITUTE
4501 LYTLE STREET MILL 19A STE 200

PITTSBURGH,PA152071892
81-2812384 		RESEARCH AND DEVELOPMENT PA 501(C)(3) 509(A)(3) CARNEGIE MELLON UNIVERSITY
 
Yes
 




For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) CARNEGIE INNOVATIONS LLC

600 RIVER AVENUE SUITE 100
PITTSBURGH,PA15212
45-5177927 		EDUCATION PA CARNEGIE MELLON UNIVERSITY
  		RELATED -200,284 -6,387,219   No   Yes   90.000 %
(2) ICARNEGIE GLOBAL LEARNING LLC

210 SIXTH AVENUE SUITE 3570
PITTSBURGH,PA15222
38-3887172 		EDUCATION PA N/A
         No     No  
(3) CL ACQUISITION LLC

5000 FORBES AVENUE
PITTSBURGH,PA15213
 NO ACTIVITY PA N/A
         No     No  
(4) SYSTEMIQ LLC

5000 FORBES AVENUE
PITTSBURGH,PA15213
35-2506818 		NO ACTIVITY PA N/A
         No     No  






Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) ICARNEGIE INC

4615 FORBES AVENUE
PITTSBURGH,PA15213
01-0625769 		EDUCATION PA CARNEGIE MELLON UNIVERSITY
  		C   5,835 100.000 % Yes  
(2) ICARNEGIE INTERNATIONAL LTD

C/O APPLEBY CANONS COURT 22 VICT
PO BOX HM,HAMILTON HMEX  
BD
EDUCATION BD CARNEGIE MELLON UNIVERSITY
  		C     100.000 % Yes  
(3) IRREVOCABLE ESTATE (1)

 
 
TRUST FL  
T   402,346 100.000 %   No
(4) PERPETUAL TRUST (5)

 
 
TRUST PA  
T   3,821,682 100.000 %   No
(5) REVOCABLE TRUST (1)

 
 
TRUST PA  
T 12,753 22,678,974 100.000 %   No
(6) CHARITABLE REMAINDER TRUST (1)

 
 
TRUST PA  
T 33,998   100.000 %   No
(7) CHARITABLE LEAD TRUST (1)

 
 
TRUST PA  
T   74,461 100.000 %   No
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) ............................
1b
 
No
c Gift, grant, or capital contribution from related organization(s) ............................
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
Yes
 
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
 
No
o Sharing of paid employees with related organization(s) ............................
1o
 
No
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
Yes
 
r Other transfer of cash or property to related organization(s) ............................
1r
 
No
s Other transfer of cash or property from related organization(s) ............................
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) BENJAMIN GARVER LAMME SCHOLARSHIP FUND

 C 71,432 CASH
(2) JACK G BUNCHER CHARITABLE BUNCHER FUND

 C 1,436,000 CASH
(3) MPC CORPORATION

 C 3,695,107 CASH
(4) THE DIETRICH FOUNDATION

 C 22,782,365 CASH
(5) ADVANCED ROBOTICS FOR MANUFACTURING INSTITUTE

 Q 156,958 CASH
(6) ADVANCED ROBOTICS FOR MANUFACTURING INSTITUTE

 A 927,464 CASH
(7) ADVANCED ROBOTICS FOR MANUFACTURING INSTITUTE

 C 159,103 CASH
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
Schedule R (Form 990) 2021

Additional Data


Software ID:  
Software Version:  






TY 2021 AffiliatedGroupSchedule
Name:
CARNEGIE MELLON UNIVERSITY
EIN:
25-0969449
Affiliated Group Business Name:
JACK G BUNCHER CHARITABLE FUND FOR CMU
Address. Either US or Foreign Type:
5000 FORBES AVENUE
PITTSBURGH, PA15213    
EIN:
20-4393107
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
1,436,000
Total Exempt Purpose Expenditures:
1,436,000
Lobbying Nontaxable Amount:
218,600
Grassroots Nontaxable Amount:
54,650
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
BENJAMIN GARVER LAMME SCHOLARSHIP FUND
Address. Either US or Foreign Type:
5000 FORBES AVENUE
PITTSBURGH, PA15213    
EIN:
25-6030362
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
94
Total Exempt Purpose Expenditures:
94
Lobbying Nontaxable Amount:
19
Grassroots Nontaxable Amount:
5
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0