| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 3,936 | 0 | 3,936 | 0 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| BANK OF MONTREAL 06368GBQ9 | 25,000 | 21,035 |
| BANK OF MONTREAL 06368G3S2 | 3,000 | 2,348 |
| BANK OF MONTREAL 06368GFE2 | 3,000 | 2,443 |
| BANK OF MONTREAL 06368GH42 | 2,000 | 1,716 |
| BANK OF NOVA SCOTIA 064159VJ2 | 9,899 | 9,296 |
| BNP PARIBAS 05565AF24 | 25,000 | 20,505 |
| BNP PARIBAS 05565AJ87 | 10,000 | 9,907 |
| BNP PARIBAS 05601W3J8 | 20,000 | 11,948 |
| CITIGRP GLOBAL MKTS HLDGS 17330FKT7 | 5,000 | 5,000 |
| HSBC USA INC 40428HRN4 | 5,000 | 2,111 |
| HSBC USA INC 40428HRU8 | 5,000 | 1,500 |
| JP MORGAN CHASE FINL CO LLC 48133GTP8 | 10,000 | 9,015 |
| JP MORGAN CHASE FINL CO LLC 48133FJ55 | 20,000 | 19,332 |
| JP MORGAN CHASE FINL CO LLC 48133GTP8 | 5,000 | 4,817 |
| MORGAN STANLEY FINANCE LLC 61773QQZ5 | 15,000 | 12,583 |
| MORGAN STANLEY FINANCE LLC 61774DPC5 | 10,000 | 9,543 |
| SOCIETE GENERALE 83369NJ68 | 2,000 | 1,322 |
| SOCIETE GENERALE 83370FGFS | 2,000 | 1,183 |
| UBS AG LONDON 90279DU53 | 10,000 | 8,362 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| KAYNE ANDERSON ENERGY | 19,778 | 9,176 |
| AMERICAN FUNDS CAPITAL INC. BUILDER FUND | ||
| CENTER COAST BROOKFIELD MIDSTREAM FOCUS | ||
| DIVIDEND & INCOME FUND INC | 10,868 | 11,339 |
| PRINCIPAL GLOBAL DIVERSIFIED INC FUND | ||
| HALLIBURTON CO | 5,401 | 6,272 |
| INTERNATIONAL BUS MACH CORP | 6,308 | 7,060 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 438 | 0 | 438 | 0 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| BANK AND FINANCE CHARGES | 353 | 353 | ||
| BUSINESS REGISTRATION FEES | 35 | 35 | ||
| GOLF TOURNAMENT EXPENSES | 7,204 | 7,204 | ||
| INSURANCE EXPENSE | 1,608 | 1,608 | ||
| MARKETING & WEBSITE | 2,053 | 2,053 | ||
| MERCHANT PROCESSING FEES | 718 | 171 | 547 | |
| SUPPLIES | 210 | 210 | ||
| TAXES | 90 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| Other Investment Income | 480 | 43 | 43 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | 1,705 | 1,705 | 0 | 0 |