Form990
Click to see attachment
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Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
A For the 2021 calendar year, or tax year beginning 07-01-2021 , and ending 06-30-2022
BCheck if applicable:
CName of organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
% JULIA SHANAHAN
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
615 WEST 131ST STREET MC 8741
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100277922
D Employer identification number

13-5598093
E Telephone number

G Gross receipts $ 9,620,810,462
F Name and address of principal officer:
Lee C Bollinger
615 West 131st St MC 8741
New York,NY100277922
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.columbia.edu
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. See instructions.
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1754
M State of legal domicile: NY
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: SEE ATTACHMENT 1
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 22
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 21
5 Total number of individuals employed in calendar year 2021 (Part V, line 2a) ...... 5 37,144
6 Total number of volunteers (estimate if necessary) ............. 6 18,619
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 20,007,543
b Net unrelated business taxable income from Form 990-T, Part I, line 11 ......... 7b  
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 1,820,200,959 1,954,178,309
9 Program service revenue (Part VIII, line 2g) ......... 3,376,188,473 3,871,261,461
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 1,343,490,351 1,161,210,042
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 87,850,986 122,881,134
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 6,627,730,769 7,109,530,946
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 795,565,646 816,202,353
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 3,365,970,169 3,588,011,473
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 1,061,058 924,075
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet121,191,571    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,364,907,318 1,563,179,912
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 5,527,504,191 5,968,317,813
19 Revenue less expenses. Subtract line 18 from line 12....... 1,100,226,578 1,141,213,133
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 24,655,584,077 23,190,224,660
21 Total liabilities (Part X, line 26)............. 5,064,654,796 4,788,218,298
22 Net assets or fund balances. Subtract line 21 from line 20..... 19,590,929,281 18,402,006,362
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2021)
Form 990 (2021)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: COLUMBIA UNIVERSITY IS ONE OF THE WORLD'S MOST IMPORTANT CENTERS OF RESEARCH AND AT THE SAME TIME A DISTINCTIVE AND DISTINGUISHED LEARNING ENVIRONMENT FOR UNDERGRADUATES AND GRADUATE STUDENTS IN MANY SCHOLARLY AND PROFESSIONAL FIELDS. THE UNIVERSITY RECOGNIZES THE IMPORTANCE OF ITS LOCATION IN NEW YORK CITY AND SEEKS TO LINK ITS RESEARCH AND TEACHING TO THE VAST RESOURCES OF A GREAT METROPOLIS. IT SEEKS TO ATTRACT A DIVERSE AND INTERNATIONAL FACULTY AND STUDENT BODY, TO SUPPORT RESEARCH AND TEACHING ON GLOBAL ISSUES, AND TO CREATE ACADEMIC RELATIONSHIPS WITH MANY COUNTRIES AND REGIONS. IT EXPECTS ALL AREAS OF THE UNIVERSITY TO ADVANCE KNOWLEDGE AND LEARNING AT THE HIGHEST LEVEL AND TO CONVEY THE PRODUCTS OF ITS EFFORTS TO THE WORLD.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 2,087,861,938 including grants of $ 675,109,331 ) (Revenue $ 1,993,875,675 )
THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK IS A PRIVATE, NONSECTARIAN, NONPROFIT INSTITUTION OF HIGHER EDUCATION WHOSE ACTIVITIES ARE CONCENTRATED AT THREE LOCATIONS IN NEW YORK CITY AND EXTEND AROUND THE GLOBE. THE UNIVERSITY PROVIDES INSTRUCTION THROUGH SEVENTEEN UNDERGRADUATE, GRADUATE, AND PROFESSIONAL SCHOOLS. IT OPERATES A VARIETY OF RESEARCH INSTITUTES AND A LIBRARY SYSTEM TO SUPPORT ITS TEACHING, LEARNING, AND RESEARCH ACTIVITIES. THE UNIVERSITY ENROLLS APPROXIMATELY 35,345 FULL-TIME AND PART-TIME STUDENTS AND EMPLOYS APPROXIMATELY 18,622 FULL-TIME EMPLOYEES, INCLUDING 7,016 FULL-TIME FACULTY MEMBERS AND RESEARCH STAFF.
4b (Code:   ) (Expenses $ 1,282,833,020 including grants of $ 5,754,105 ) (Revenue $ 1,477,542,326 )
THE UNIVERSITY, THROUGH THE COLUMBIA UNIVERSITY IRVING MEDICAL CENTER AND ITS MEDICAL FACULTY PRACTICE PLAN, PROVIDES DIRECT PATIENT CARE AND OTHER CLINICAL AND EDUCATIONAL SERVICES TO HOSPITALS AND OTHER HEALTH CARE INSTITUTIONS THROUGH CONTRACTUAL AGREEMENTS FOR SERVICES. THE CLINICAL FACULTY HANDLED APPROXIMATELY 2.3 MILLION OUTPATIENT AND EMERGENCY ROOM VISITS AND PARTICIPATED IN INSTRUCTION AND SUPERVISION OF 597 UNIVERSITY MEDICAL STUDENTS AND 1,031 RESIDENTS AND FELLOWS AT NEW YORK PRESBYTERIAN HOSPITAL.
4c (Code:   ) (Expenses $ 812,624,062 including grants of $ 128,679,207 ) (Revenue $ 197,999,876 )
THE UNIVERSITY PERFORMS RESEARCH, TRAINING, AND OTHER SERVICES UNDER GRANTS AND CONTRACTS WITH AGENCIES OF THE FEDERAL GOVERNMENT AND OTHER SPONSORING ORGANIZATIONS.
(Code:   ) (Expenses $ 322,252,388 including grants of $   ) (Revenue $   )
CAMPUS OPERATIONS
(Code:   ) (Expenses $ 360,298,909 including grants of $   ) (Revenue $   )
INSTITUTIONAL SUPPORT
(Code:   ) (Expenses $ 184,637,560 including grants of $   ) (Revenue $ 200,108,527 )
AUXILIARY ENTERPRISES
(Code:   ) (Expenses $ 379,366,764 including grants of $ 6,659,710 ) (Revenue $ 1,735,057 )
OTHER SOURCES
4d Other program services (Describe in Schedule O.)
(Expenses $ 1,246,555,621 including grants of $ 6,659,710 ) (Revenue $ 201,843,584 )
4e Total program service expensesMediumBullet5,429,874,641
Form 990 (2021)
Form 990 (2021)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? See instructions. ...
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment.........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Rev. Proc. 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D,
Part IIIClick to see attachment..............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X, as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D,
Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XII
Click to see attachment......................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I. See instructions. ....Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
Form 990 (2021)
Form 990 (2021)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
Yes
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I .... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part IIClick to see attachment...........
26
Yes
 
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part IIIClick to see attachment.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see the Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................Click to see attachment
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....Click to see attachment
28b
Yes
 
c
A 35% controlled entity of one or more individuals and/or organizations described in line 28a or 28b? If "Yes," complete Schedule L, Part IV..................... Click to see attachment
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations on Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in box 3 of Form 1096. Enter -0- if not applicable ..
1a
31,730
b
Enter the number of Forms W-2G included on line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2021)
Form 990 (2021)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
37,144
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. See instructions.
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
No
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources. (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see the instructions and file Form 4720, Schedule N.
15
Yes
 
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
17
Section 501(c)(21) organizations. Did the trust, any disqualified person, or mine operator engage in any activities that would result in the imposition of an excise tax under section 4951, 4952, or 4953? ..
If "Yes," complete Form 6069.
17
 
 
Form 990 (2021)
Form 990 (2021)
Page 6
Part VI
Governance, Management, and Disclosure. For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
22
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
21
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe on Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe on Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process on Schedule O. See instructions.
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
AK , CA , CO , MD , MA , MI , NH , OH , OK , OR , SC , WA
18
Section 6104 requires an organization to make its Form 1023 (1024 or 1024-A, if applicable), 990, and 990-T (section 501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletJULIA SHANAHAN615 WEST 131ST STREET MC 8741   New York,NY10027 (212) 851-7348
Form 990 (2021)
Form 990 (2021)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See the instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (box 5 of Form W-2, Form 1099-MISC, and/or box 1 of Form 1099-NEC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See the instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W-2/1099-MISC/1099-NEC)
(E)
Reportable compensation from related organizations (W-2/1099-MISC/1099-NEC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) LAWRENCE GERALD LENKE......................................................................
PROFESSOR OF SURGERY
60.0
.................
0.0
        X   6,468,953 0 65,230
(2) DAVID N SILVERS......................................................................
CLINICAL PROFESSOR
60.0
.................
0.0
        X   3,936,699 0 58,311
(3) LEE C BOLLINGER......................................................................
PRESIDENT
59.9
.................
0.1
X   X       3,375,804 0 504,000
(4) RONALD ARTHUR LEHMAN JR......................................................................
PROFESSOR OF SURGERY
60.0
.................
0.0
        X   3,486,735 0 69,898
(5) Craig Smith......................................................................
PROFESSOR OF SURGERY
60.0
.................
0.0
        X   2,943,037 0 58,689
(6) EMILE BACHA......................................................................
Professor of Surgery
60.0
.................
0.0
        X   2,749,171 0 105,760
(7) PETER HOLLAND......................................................................
CEO/EVP IMC (FORMER)
60.0
.................
0.0
          X 2,659,520 0 29,284
(8) KIM LEW......................................................................
CEO of IMC
60.0
.................
0.0
      X     2,547,798 0 40,668
(9) LEE GOLDMAN......................................................................
EVP HEALTH SCIENCES (FORMER)
60.0
.................
0.0
          X 1,240,685 0 29,692
(10) ANIL RUSTGI......................................................................
INT EVP SCI (Through 2/28/22)
60.0
.................
0.0
      X     1,075,093 0 17,958
(11) GERALD M ROSBERG......................................................................
SENIOR EXEC VICE PRESIDENT
59.9
.................
0.1
    X       898,078 0 40,132
(12) ANNE R SULLIVAN......................................................................
EXECUTIVE VP FOR FINANCE & IT
59.8
.................
0.2
    X       850,431 0 34,324
(13) MARY BOYCE......................................................................
PROVOST (As of 7/1/21)
59.9
.................
0.1
    X       826,536 0 37,828
(14) JANE E BOOTH......................................................................
GENERAL COUNSEL
60.0
.................
0.0
    X       834,256 0 26,548
(15) AMELIA ALVERSON......................................................................
EXEC VP - UNIV DVLP&ALUM RLTS
60.0
.................
0.0
      X     818,879 0 26,102
(16) IRA KATZNELSON......................................................................
Int PROVOST (through 6/30/21)
59.9
.................
0.1
          X 784,803 0 38,008
(17) JOHN COATSWORTH......................................................................
PROVOST (FORMER)
59.9
.................
0.1
          X 767,553 0 38,008
Form 990 (2021)
Form 990 (2021)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W-2/1099-MISC/1099-NEC)
(E)
Reportable compensation from related organizations (W-2/1099-MISC/1099-NEC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) AMY HUNGERFORD........................................................................
EXEC VP-A&S
59.9
.......................0.1
      X     698,081 0 51,520
(19) DAVID GREENBERG........................................................................
EXEC VP FACILITIES
60.0
.......................0.0
      X     563,056 0 59,603
(20) JEROME DAVIS........................................................................
SECRETARY
60.0
.......................0.0
    X       472,242 0 31,226
(21) ROLANDO T ACOSTA........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(22) ANDREW BARTH........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(23) LISA CARNOY........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(24) DEAN DAKOLIAS........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(25) ABIGAIL ELBAUM........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(26) MARK GALLOGLY........................................................................
TRUSTEE (AS OF 10/2/21)
4.0
.......................0.0
X           0 0 0
(27) NOAM GOTTESMAN........................................................................
TRUSTEE (Through 9/3/21)
4.0
.......................0.0
X           0 0 0
(28) JOSEPH A GREENAWAY JR........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(29) DAVID GREENWALD........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(30) JAMES HARDEN........................................................................
TRUSTEE (Through 9/3/21)
4.0
.......................0.0
X           0 0 0
(31) WANDA HOLLAND GREENE........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(32) JEH JOHNSON........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(33) JONATHAN LAVINE........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(34) LU LI........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(35) VICTOR MENDELSON........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(36) JULIE MENIN........................................................................
TRUSTEE (Through 9/3/21)
4.0
.......................0.0
X           0 0 0
(37) JONATHAN ROSAND........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(38) CLAIRE SHIPMAN........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(39) KATHY SURACE-SMITH........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(40) FERMI WANG........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(41) SHIRLEY WANG........................................................................
TRUSTEE
4.0
.......................0.0
X           0 0 0
(42) DREW DUCHESNE........................................................................
Trustee (As of 9/7/21)
4.0
.......................0.0
X           0 0 0
(43) KEITH GOGGIN........................................................................
Trustee (As of 11/1/21)
4.0
.......................0.0
X           0 0 0
(44) ADAM PRITZKER........................................................................
Trustee
4.0
.......................0.0
X           0 0 0
(45) SHEENA WRIGHT........................................................................
Trustee (Through 1/1/22)
4.0
.......................0.0
X           0 0 0
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 37,997,410 0 1,362,789
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet7,117
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual
...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
TURNER CONSTRUCTION CO,
375 HUDSON STREET 6TH FLOOR
NEW YORK,NY10014
CONSTRUCTION SRVCS 150,176,807
Pavarini McGovern LLC,
330 West 34th Street
NEW YORK,NY10001
CONSTRUCTION SRVCS 16,739,448
HUDSON HEART MANAGEMENT LLC,
26 Indian Rock
SUFFERN,NY10901
MEDICAL SERVICES 7,461,756
Universal Protection Service LP,
Eight Tower Bridge 161 Washington
CONSHOHOCKEN,PA19103
Security SERVICES 6,694,658
AlliedBarton Security Services,
PO Box 828854
MOORESTOWN,NJ08057
Security Services 5,965,382
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet298
Form 990 (2021)
Form 990 (2021)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, Grants, and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c 1,034,453
d Related organizations1d  
e Government grants (contributions)1e 1,212,635,389
f All other contributions, gifts, grants, and similar amounts not included above1f 740,508,467
g Noncash contributions included in lines 1a - 1f:$ 1g 58,858,735
h Total. Add lines 1a-1f.......MediumBullet 1,954,178,309
 Program Service RevenueAmt Business Code
2a TUITION & FEES 611600 1,993,875,675 1,993,875,675    
b OTHER EDUCATION & RESEARCH 541700 197,999,876 197,999,876    
c PATIENT CARE REVENUE 621110 1,477,542,326 1,477,542,326    
d AUXILIARY ENTERPRISES 900099 200,108,527 198,447,016 1,661,511  
e OTHER SOURCES 900099 799,949 799,949    
f All other program service revenue. 935,108 935,108    
g Total. Add lines 2a–2f .....MediumBullet 3,871,261,461
 OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 31,717,040     31,717,040
4 Income from investment of tax-exempt bond proceedsMediumBullet 0      
5 Royalties...........MediumBullet 16,983,767     16,983,767
(ii) Personal (i) Real
6a Gross rents   184,987,722 6a
b Less: rental expenses   157,101,489 6b
c Rental income or (loss) 0 27,886,233 6c
d Net rental income or (loss).......MediumBullet 27,886,233     27,886,233
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory   3,483,285,331 7a
b Less: cost or other basis and sales expenses   2,353,792,329 7b
c Gain or (loss)   1,129,493,002 7c
d Net gain or (loss).........MediumBullet 1,129,493,002     1,129,493,002
8a Gross income from fundraising events (not including $ 1,034,453of contributions reported on line 1c). See Part IV, line 18 ....
8a 201,490
b Less: direct expenses ... 8b 385,698
c Net income or (loss) from fundraising events..MediumBullet -184,208   -184,208
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a 0
b Less: direct expenses ... 9b 0
c Net income or (loss) from gaming activities..MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances ..
10a 0
b Less: cost of goods sold .. 10b 0
c Net income or (loss) from sales of inventory..MediumBullet 0      
Business Code Miscellaneous Revenue
11a PARTNERSHIP INCOME 900099 78,195,342   18,346,032 59,849,310
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 78,195,342
12 Total revenue. See instructions.....MediumBullet 7,109,530,946 3,869,599,950 20,007,543 1,265,745,144
Form 990 (2021)
Form 990 (2021)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 .... 122,457,741 122,457,741
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ........... 675,062,023 675,062,023
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 18,682,589 18,682,589
4 Benefits paid to or for members ....... 0  
5 Compensation of current officers, directors, trustees, and key employees ........... 20,720,647 1,107,683 19,612,964  
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ......... 8,343,389 6,400,706 1,942,683  
7 Other salaries and wages........ 2,871,820,376 2,655,761,712 150,812,912 65,245,752
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 203,402,283 188,099,506 10,681,619 4,621,158
9 Other employee benefits ....... 329,579,863 263,238,296 45,825,061 20,516,506
10 Payroll taxes ........... 154,144,915 142,547,969 8,094,881 3,502,065
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 35,808,997   35,808,997  
c Accounting ........... 2,010,338   2,010,338  
d Lobbying ........... 528,000   528,000  
e Professional fundraising services. See Part IV, line 17 924,075 924,075
f Investment management fees ...... 3,817,325   3,817,325  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 361,032,088 312,556,920 40,625,997 7,849,171
12 Advertising and promotion .... 9,418,989 8,005,538 378,894 1,034,557
13 Office expenses ....... 268,127,090 251,301,137 12,008,983 4,816,970
14 Information technology ...... 39,835,516 23,090,826 15,234,003 1,510,687
15 Royalties .. 0      
16 Occupancy ........... 238,701,806 223,053,404 13,608,617 2,039,785
17 Travel ............ 45,727,090 40,969,576 4,463,491 294,023
18 Payments of travel or entertainment expenses for any federal, state, or local public officials . 0      
19 Conferences, conventions, and meetings .... 51,408,008 44,514,610 2,641,802 4,251,596
20 Interest ........... 58,038,685 53,494,256 3,964,042 580,387
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization .. 328,710,405 302,972,380 22,450,921 3,287,104
23 Insurance ... 38,893,186 26,193,013 12,700,173  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a LIBRARY 30,103,617 30,103,617    
b DUES & SUBSCRIPTIONS 10,509,303 8,417,279 1,803,745 288,279
c BANK AND CREDIT CARD FEES 6,711,745 5,339,236 1,361,734 10,775
d UNRELATED BUS INCOME TAX EXP 152,931   152,931  
e All other expenses 33,644,793 26,504,624 6,721,488 418,681
25 Total functional expenses. Add lines 1 through 24e 5,968,317,813 5,429,874,641 417,251,601 121,191,571
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2021)
Form 990 (2021)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 0 1 0
2 Savings and temporary cash investments ......... 1,898,438,772 2 1,559,576,853
3 Pledges and grants receivable, net ...... 743,472,486 3 709,641,119
4 Accounts receivable, net ............. 423,769,978 4 458,905,226
5 Loans and other receivables from any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
2,964,114 5 9,340,194
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
0 6 160,000
7 Notes and loans receivable, net ........... 95,394,097 7 88,418,435
8 Inventories for sale or use ............ 2,196,171 8 2,080,955
9 Prepaid expenses and deferred charges ...... 55,231,719 9 62,739,413
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 10,918,990,970
b Less: accumulated depreciation 10b 4,850,013,089 5,946,631,270 10c 6,068,977,881
11 Investments—publicly traded securities . 1,147,639,364 11 784,331,933
12 Investments—other securities. See Part IV, line 11 ..... 13,345,071,881 12 12,608,152,082
13 Investments—program-related. See Part IV, line 11 .. 0 13 0
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 994,774,225 15 837,900,569
16 Total assets. Add lines 1 through 15 (must equal line 33)... 24,655,584,077 16 23,190,224,660
Liabilities 17 Accounts payable and accrued expenses ..... 420,046,035 17 422,608,863
18 Grants payable ... 0 18 0
19 Deferred revenue ......... 400,153,444 19 412,073,645
20 Tax-exempt bond liabilities ......... 1,657,975,746 20 1,537,091,146
21 Escrow or custodial account liability. Complete Part IV of Schedule D 0 21 0
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .. 830,894,290 24 779,456,920
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 1,755,585,281 25 1,636,987,724
26 Total liabilities. Add lines 17 through 25.. 5,064,654,796 26 4,788,218,298
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 8,260,072,376 27 8,308,092,943
28 Net assets with donor restrictions ........... 11,330,856,905 28 10,093,913,419
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 19,590,929,281 32 18,402,006,362
33 Total liabilities and net assets/fund balances ........ 24,655,584,077 33 23,190,224,660
Form 990 (2021)
Form 990 (2021)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
7,109,530,946
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
5,968,317,813
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
1,141,213,133
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
19,590,929,281
5
Net unrealized gains (losses) on investments ...............
5
-2,276,384,728
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
0
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-53,751,324
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
18,402,006,362
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain on
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2021)
Form 990 (2021)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9
10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 1,909,794,420 1,626,034,525 1,795,585,528 1,820,200,959 1,954,178,309 9,105,793,741
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
4 Total. Add lines 1 through 3 1,909,794,420 1,626,034,525 1,795,585,528 1,820,200,959 1,954,178,309 9,105,793,741
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f) .. 82,827,239
6 Public support. Subtract line 5 from line 4. 9,022,966,502
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
7 Amounts from line 4.. 1,909,794,420 1,626,034,525 1,795,585,528 1,820,200,959 1,954,178,309 9,105,793,741
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 262,611,265 295,302,324 262,129,223 206,771,230 233,688,529 1,260,502,571
9 Net income from unrelated business activities, whether or not the business is regularly carried on..         16,756,528 16,756,528
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.).. 77,186,230 108,427,118 143,690,985 102,136,227 59,849,310 491,289,870
11 Total support. Add lines 7 through 10 10,874,342,710
12
12
17,161,640,015
13
First 5 years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here ........................................right arrow
Section C. Computation of Public Support Percentage
14
14
82.975 %
15
15
81.742 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2017 (b) 2018 (c) 2019 (d) 2020 (e) 2021 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included on line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked box 12a, of Part I, complete Sections A and B. If you checked box 12b, of Part I, complete Sections A and C. If you checked box 12c, of Part I, complete Sections A, D, and E. If you checked box12d, of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer lines 3b and 3c below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked box 12a or 12b in Part I, answer lines 4b and 4c below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer lines 5b and 5c below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described on line 7? If “Yes,” complete Part I of Schedule L (Form 990).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons, as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined on line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined on line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described on lines 11b and 11c below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described on 11a above?
11b
 
 
c
A 35% controlled entity of a person described on line 11a or 11b above? If “Yes” to 11a, 11b, or 11c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the officers, directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in line 2 above, did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer lines 2a and 2b below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described on line 2a, above constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer lines 3a and 3b below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations?If "Yes" or "No", provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 0.015 of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by 0.035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990) 2021

Schedule A (Form 990) 2021
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes 1  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity
2  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations 3  
4 Amounts paid to acquire exempt-use assets 4  
5 Qualified set-aside amounts (prior IRS approval required - provide details in Part VI) 5  
6 Other distributions (describe in Part VI). See instructions 6  
7Total annual distributions. Add lines 1 through 6. 7  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI
). See instructions
8  
9 Distributable amount for 2021 from Section C, line 6 9  
10 Line 8 amount divided by Line 9 amount 10  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions
(ii)
Underdistributions
Pre-2021
(iii)
Distributable
Amount for 2021
1 Distributable amount for 2021 from Section C, line 6  
2 Underdistributions, if any, for years prior to 2021 (reasonable cause required-- explain in Part VI).
See instructions.
 
3 Excess distributions carryover, if any, to 2021:
a From 2016.......  
b From 2017.......  
c From 2018.......  
d From 2019.......  
e From 2020.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2021 distributable amount  
i Carryover from 2016 not applied (see
instructions)
 
j Remainder. Subtract lines 3g, 3h, and 3i from line 3f.  
4Distributions for 2021 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2021 distributable amount  
c Remainder. Subtract lines 4a and 4b from line 4.  
5 Remaining underdistributions for years prior to
2021, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions.
 
6 Remaining underdistributions for 2021. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions.
 
7 Excess distributions carryover to 2022. Add lines
3j and 4c.
 
8 Breakdown of line 7:
a Excess from 2017.....  
b Excess from 2018.....  
c Excess from 2019.....  
d Excess from 2020.....  
e Excess from 2021.....  
Schedule A (Form 990) (2021)

Schedule A (Form 990) 2021
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990) 2021


Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV. See instructions for definition of “political campaign activities."

2
Political campaign activity expenditures. See instructions ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities. See instructions ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990) 2021

Schedule C (Form 990) 2021
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
organization's
totals
(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
   
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in)
(a) 2018 (b) 2019 (c) 2020 (d) 2021 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e))
 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))
 
f Grassroots lobbying expenditures          
Schedule C (Form 990) 2021


Schedule C (Form 990) 2021
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
Yes
 
c
Media advertisements? ...................................................................................................
 
No
 
d
Mailings to members, legislators, or the public? .............................................................................
 
No
 
e
Publications, or published or broadcast statements? ...........................................................
 
No
 
f
Grants to other organizations for lobbying purposes? ..........................................................
Yes
 
14,846
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
Yes
 
25,543
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
No
 
i
Other activities? ...................................................................................................................
Yes
 
528,000
j
Total. Add lines 1c through 1i ....................................................................................................
568,389
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures. See Instructions .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
SCHEDULE C, PART II-B LINE 1A - VOLUNTEERS: N/A LINE 1B - PAID STAFF OR MANAGEMENT: THE UNIVERSITY HAS OFFICES OF GOVERNMENT AND COMMUNITY AFFAIRS AT BOTH ITS MORNINGSIDE AND MEDICAL CENTER CAMPUSES WHOSE FUNCTION IS TO KEEP THE UNIVERSITY COMMUNITY INFORMED ABOUT NATIONAL, STATE AND LOCAL LEGISLATION AND POLICY THAT HAS AN IMPACT ON THE UNIVERSITY AND, WHEN APPROPRIATE, TO ADVOCATE FOR THE UNIVERSITY'S INTERESTS WITH RESPECT TO THIS POLICY. EMPLOYEES REGULARLY INVOLVED IN THESE ACTIVITIES INCLUDE BUT ARE NOT LIMITED TO: EXECUTIVE VICE PRESIDENT FOR PUBLIC AFFAIRS; ASSOCIATE VICE PRESIDENT FOR GOVERNMENT RELATIONS; ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS; THE EXECUTIVE VICE PRESIDENT FOR HEALTH SCIENCES; VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY IRVING MEDICAL CENTER; ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY IRVING MEDICAL CENTER; DIRECTOR OF GOVERNMENT AFFAIRS; AND THE ASSISTANT DIRECTOR FOR GOVERNMENT AFFAIRS. LINE 1C - MEDIA ADVERTISEMENTS: N/A LINE 1D - MAILINGS TO MEMBERS, LEGISLATORS OR THE PUBLIC: N/A LINE 1E - PUBLICATIONS, OR PUBLISHED OR BROADCAST STATEMENTS: N/A LINE 1F - GRANTS TO OTHER ORGANIZATIONS FOR LOBBYING PURPOSES: THE UNIVERSITY BELONGS TO CERTAIN HIGHER EDUCATION TRADE ASSOCIATIONS. A SMALL PORTION OF THE MEMBERSHIP FEES PAID TO CERTAIN OF THESE ORGANIZATIONS GOES TO SUPPORT LOBBYING-RELATED ACTIVITIES. THESE FEES ARE REGULARLY REPORTED ON THE UNIVERSITY'S LOBBYING DISCLOSURE FILINGS. LINE 1G - DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, GOVERNMENT OFFICIALS, OR A LEGISLATIVE BODY: THE PRESIDENT, THE EXECUTIVE VICE PRESIDENT FOR PUBLIC AFFAIRS, THE ASSOCIATE VICE PRESIDENT FOR GOVERNMENT RELATIONS, THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS, THE DIRECTOR OF GOVERNMENT AFFAIRS, THE ASSISTANT DIRECTOR FOR GOVERNMENT AFFAIRS, AMONG OTHER COLUMBIA UNIVERSITY EMPLOYEES, CONTACTED FEDERAL, STATE, AND LOCAL LEGISLATORS AND THEIR STAFFS ON HIGHER EDUCATION ISSUES. THE EXECUTIVE VICE PRESIDENT FOR HEALTH SCIENCE; THE VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY IRVING MEDICAL CENTER; THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY IRVING MEDICAL CENTER; AND OTHER COLUMBIA UNIVERSITY IRVING MEDICAL CENTER EMPLOYEES CONTACTED FEDERAL, STATE AND LOCAL LEGISLATORS AND THEIR STAFFS ON HIGHER EDUCATION ISSUES, HEALTH SCIENCES ISSUES AND OTHER ISSUES AFFECTING ACADEMIC MEDICAL CENTERS. THE AMOUNTS SHOWN ON LINE 1G REFLECT PAID STAFF AND MANAGEMENT ACTIVITIES. LINE 1H - RALLIES, DEMONSTRATIONS, SEMINARS, CONVENTIONS, SPEECHES, LECTURES OR ANY OTHER MEANS: N/A LINE 1I - OTHER ACTIVITIES: DURING THE REPORTING PERIOD, THE UNIVERSITY RETAINED OUTSIDE FIRMS FOR CONSULTING AND ADVOCACY AT THE FEDERAL, STATE AND LOCAL LEVELS OF GOVERNMENT. THE AMOUNTS SHOWN ON LINE 1I INCLUDE AMOUNTS PAID TO SUCH OUTSIDE FIRMS FOR ALL ACTIVITIES CONDUCTED BY SUCH FIRMS, INCLUDING CERTAIN OF THE ACTIVITIES DESCRIBED ABOVE AND GENERAL ADVISORY SERVICES TO THE UNIVERSITY IN CONNECTION WITH ITS LOBBYING AND GOVERNMENTAL RELATIONS ACTIVITIES.
Schedule C (Form 990) 2021


Additional Data


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SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 17  
2 Aggregate value of contributions to (during year) 18,027,946  
3 Aggregate value of grants from (during year) 26,221,324  
4 Aggregate value at end of year ........ 36,606,405  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance .... 14,349,970,000 11,257,021,000 10,950,738,000 10,869,245,000 9,996,596,000
b Contributions ... 588,591,000 366,226,000 400,986,000 307,537,000 640,042,000
c Net investment earnings, gains, and losses -997,276,000 3,364,720,000 562,702,000 418,416,000 862,139,000
d Grants or scholarships ... 143,170,000 138,726,000 141,393,000 137,178,000 120,019,000
e Other expenditures for facilities
and programs ...
469,279,000 454,306,000 472,489,000 468,970,000 469,411,000
f Administrative expenses .... 48,990,000 44,965,000 43,523,000 38,312,000 40,102,000
g End of year balance ...... 13,279,846,000 14,349,970,000 11,257,021,000 10,950,738,000 10,869,245,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet32.510 %
b
Permanent endowment SchDMd Bullet32.050 %
c
Term endowment SchDMd Bullet35.440 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .................
3a(i)
Yes
 
(ii) Related organizations .................
3a(ii)
 
No
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment)
(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   523,294,422 523,294,422
b Buildings ....   8,057,067,972 3,763,508,678 4,293,559,294
c Leasehold improvements        
d Equipment ....   743,846,807 516,142,241 227,704,566
e Other ..... 1,594,781,769   570,362,170 1,024,419,599
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 6,068,977,881
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 3
Part VII
Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) GLOBAL EQUITIES
2,602,195,671 F

(B) ABSOLUTE RETURN STRATEGIES
4,049,783,740 F

(C) PRIVATE EQUITY
3,286,292,409 F

(D) REAL ESTATE ASSETS
2,226,638,911 F

(E) FIXED INCOME
68,852,507 F

(F) CASH & CASH EQUIVALENTS
374,388,844 F
(F)
(G)
(H)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 12,608,152,082
Part VIII
Investments - Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes 0
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 1,636,987,724
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2021

Schedule D (Form 990) 2021
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1.................. 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b.................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e  
3 Subtract line 2e from line 1................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
DETAIL OF UNIVERSITY COLLECTIONS/TEXT OF AUDIT FOOTNOTE SCHEDULE D, PART III, LINES 1A, 2A & 4 The University's collections include works of art, literary works, historical treasures and artifacts maintained in the University's libraries and museums. These collections are protected and preserved for public exhibition, education, research, and the furtherance of public service. Proceeds realized from deaccessioning collection items are to be used for the acquisition of new items for the University's collection and/or enhancing the life, usefulness or quality of the existing collection through long-term direct care and preservation, which includes conservation care, cataloging and documenting and proper access and use of the collection. Accordingly, such collections are not capitalized and contributed items are not recognized as revenue for financial statement purposes.
INTENDED USE OF ENDOWMENT FUNDS SCHEDULE D, PART V, LINE 4 COLUMBIA UNIVERSITY'S ENDOWMENT FUNDS SUPPORT A RANGE OF PURPOSES IN ACCORDANCE WITH THE UNIVERSITY'S MISSION, INCLUDING: FINANCIAL AID; FACULTY SALARIES AND SUPPORT; RESEARCH; CAPITAL PROJECTS; GENERAL SUPPORT OF THE UNIVERSITY, SCHOOLS, DEPARTMENTS, INSTITUTES AND CENTERS.
FIN 48 SCHEDULE D, PART X, LINE 2 THE UNIVERSITY DOES NOT INCLUDE A LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48 (ASC 740) IN ITS FINANCIAL STATEMENTS AS IT IS IMMATERIAL AND DOES NOT HAVE AN IMPACT ON THE STATEMENTS. THE UNIVERSITY BELIEVES THAT ITS TAX POSITIONS OF FIN 48 ARE HIGHLY CERTAIN.
Schedule D (Form 990) 2021


Additional Data


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SCHEDULE E(Form 990)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for the latest information.
OMB No. 1545-0047 2021Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy on its primary publicly accessible Internet homepage at
all times during its taxable year in a manner reasonably expected to be noticed by visitors to the homepage, or through
newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no
solicitation program, in a way that makes the policy known to all parts of the general community it serves? If "Yes," please
describe. If "No," please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . .
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50085D
Schedule E (Form 990) (2021)
Schedule E (Form 990) (2021)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information. See instructions.
Return Reference Explanation
SCHEDULE E, LINE 3 COLUMBIA UNIVERSITY CUSTOMARILY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM ACROSS THE NATION AND THE WORLD. ITS EDUCATIONAL PROGRAMS SEEK A BROAD CROSS-SECTION OF STUDENTS FROM THE METROPOLITAN AREA. IT FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY OF ADMISSION AND INCLUDES A STATEMENT OF ITS RACIALLY NONDISCRIMINATORY POLICY TOWARDS STUDENTS IN ALL SCHOOL AND PROGRAM BULLETINS. IT ALSO REFERS TO THIS POLICY IN ALL WRITTEN ADVERTISING. IT THEREFORE MEETS THE CRITERIA UNDER REV. PROC. 75-50, SECTION 4.03-2(B)FOR EXEMPTION FROM THE PUBLICITY REQUIREMENTS OF SECTION 4.03-1.
SCHEDULE E, LINE 6A COLUMBIA UNIVERSITY RECEIVES FEDERAL, STATE AND LOCAL GOVERNMENTAL FUNDING THAT SUPPORTS ITS CORE INSTRUCTIONAL AND RESEARCH PROGRAMS.
Schedule E (Form 990) (2021)
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region
(f) Total expenditures
for and investments
in the region
Central America and the Caribbean   45 Program Services EDUC/RESEARCH/OUTREACH 3,404,763
Central America and the Caribbean     Grantmaking   786,157
Central America and the Caribbean     Investments   6,096,839,039
East Asia and the Pacific 8 220 Program Services EDUC/RESEARCH/OUTREACH 4,877,099
East Asia and the Pacific     Grantmaking   892,862
East Asia and the Pacific     Fundraising   44,878
East Asia and the Pacific     Investments   6,143,490
Europe (Including Iceland and Greenland) 13 1,276 Program Services EDUC/RESEARCH/OUTREACH 12,260,044
Europe (Including Iceland and Greenland)     Grantmaking   5,495,017
Europe (Including Iceland and Greenland)     Fundraising   56,285
Europe (Including Iceland and Greenland)     Investments   599,167,486
Middle East and North Africa 3 263 Program Services EDUC/RESEARCH/OUTREACH 2,473,337
Middle East and North Africa     Grantmaking   190,285
Middle East and North Africa     Fundraising   550
Middle East and North Africa     Investments   967,719
North America   249 Program Services EDUC/RESEARCH/OUTREACH 867,026
North America     Grantmaking   1,271,473
North America     Investments   85,671,811
Russia and the Newly Independent States 4 127 Program Services EDUC/RESEARCH/OUTREACH 3,145,012
Russia and the Newly Independent States     Grantmaking   212,972
South America 3 150 Program Services EDUC/RESEARCH/OUTREACH 3,739,566
South America     Grantmaking   611,334
South Asia 3 96 Program Services EDUC/RESEARCH/OUTREACH 1,315,338
South Asia     Grantmaking   824,098
South Asia     Fundraising   4,954
Sub-Saharan Africa 61 2,903 Program Services EDUC/RESEARCH/OUTREACH 167,282,732
Sub-Saharan Africa     Grantmaking   8,469,868
Sub-Saharan Africa     Investments   4,531,208
3a Sub-total .... 24 2,053 6,735,737,510
b Total from continuation sheets to Part I ... 71 3,276 275,808,893
c Totals (add lines 3a and 3b) 95 5,329 7,011,546,403
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2021
Schedule F (Form 990) 2021
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount
of noncash
assistance
(h) Description
of noncash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
Sub-Saharan Africa Edu/Research     5,227 Equipment Book Value
Europe (Including Iceland and Greenland) Research 5,479 Check/Wire      
Europe (Including Iceland and Greenland) Edu/Research 5,557 Check/Wire      
Central America and the Caribbean Edu/Research     6,767 Equipment Book Value
Central America and the Caribbean Edu/Research     6,767 Equipment Book Value
North America Research 7,227 Check/Wire      
Sub-Saharan Africa Research 8,423 Check/Wire      
Europe (Including Iceland and Greenland) Research 8,545 Check/Wire      
Sub-Saharan Africa Edu/Research     8,597 Equipment Book Value
Sub-Saharan Africa Edu/Research     9,036 Equipment Book Value
North America Research 9,602 Check/Wire      
North America Research 9,900 Check/Wire      
South America Research 10,200 Check/Wire      
Europe (Including Iceland and Greenland) Research 10,575 Check/Wire      
Sub-Saharan Africa Research 12,056 Check/Wire      
Middle East and North Africa Research 12,627 Check/Wire      
Central America and the Caribbean Edu/Research     13,533 Equipment Book Value
Sub-Saharan Africa Research 13,597 Check/Wire      
Sub-Saharan Africa Edu/Research     14,167 Equipment Book Value
Europe (Including Iceland and Greenland) Research 16,249 Check/Wire      
Sub-Saharan Africa Research 16,295 Check/Wire      
Central America and the Caribbean Edu/Research     18,471 Equipment Book Value
Sub-Saharan Africa Edu/Research     19,350 Equipment Book Value
Europe (Including Iceland and Greenland) Research 19,667 Check/Wire      
East Asia and the Pacific Research 20,000 Check/Wire      
South America Research 20,000 Check/Wire      
East Asia and the Pacific Research 21,100 Check/Wire      
South America Research 22,855 Check/Wire      
Europe (Including Iceland and Greenland) Research 22,999 Check/Wire      
Sub-Saharan Africa Edu/Research     23,154 Equipment Book Value
Europe (Including Iceland and Greenland) Research 23,976 Check/Wire      
Europe (Including Iceland and Greenland) Research 26,421 Check/Wire      
East Asia and the Pacific Research 27,000 Check/Wire      
Europe (Including Iceland and Greenland) Research 29,848 Check/Wire      
Europe (Including Iceland and Greenland) Research 30,061 Check/Wire      
Sub-Saharan Africa Research 30,124 Check/Wire      
Europe (Including Iceland and Greenland) Research 30,404 Check/Wire      
Central America and the Caribbean Edu/Research     32,986 Equipment Book Value
Europe (Including Iceland and Greenland) Research 33,851 Check/Wire      
Europe (Including Iceland and Greenland) Research 34,123 Check/Wire      
North America Research 34,753 Check/Wire      
North America Research 35,158 Check/Wire      
North America Research 35,614 Check/Wire      
Sub-Saharan Africa Research 37,971 Check/Wire      
Sub-Saharan Africa Edu/Research     38,691 Equipment Book Value
Europe (Including Iceland and Greenland) Research 39,228 Check/Wire      
Europe (Including Iceland and Greenland) Research 39,550 Check/Wire      
South Asia Research 40,536 Check/Wire      
South Asia Research 41,229 Check/Wire      
North America Research 42,324 Check/Wire      
Europe (Including Iceland and Greenland) Research 43,530 Check/Wire      
Europe (Including Iceland and Greenland) Research 43,999 Check/Wire      
Europe (Including Iceland and Greenland) Research 45,481 Check/Wire      
Middle East and North Africa Research 45,948 Check/Wire      
Central America and the Caribbean Edu/Research     49,875 Equipment Book Value
South Asia Research 51,278 Check/Wire      
Europe (Including Iceland and Greenland) Research 51,878 Check/Wire      
East Asia and the Pacific Research 54,000 Check/Wire      
Europe (Including Iceland and Greenland) Research 54,216 Check/Wire      
East Asia and the Pacific Research 55,278 Check/Wire      
Europe (Including Iceland and Greenland) Research 56,349 Check/Wire      
Europe (Including Iceland and Greenland) Research 57,543 Check/Wire      
Europe (Including Iceland and Greenland) Research 59,226 Check/Wire      
Sub-Saharan Africa Research 59,243 Check/Wire      
Sub-Saharan Africa Edu/Research     59,467 Equipment Book Value
Sub-Saharan Africa Edu/Research     60,129 Equipment Book Value
North America Research 62,929 Check/Wire      
Sub-Saharan Africa Research 65,368 Check/Wire      
South Asia Research 68,533 Check/Wire      
Sub-Saharan Africa Research 70,092 Check/Wire      
Sub-Saharan Africa Research 78,715 Check/Wire      
Sub-Saharan Africa Research 91,404 Check/Wire      
East Asia and the Pacific Research 98,490 Check/Wire      
Sub-Saharan Africa Research 100,403 Check/Wire      
Europe (Including Iceland and Greenland) Research 101,040 Check/Wire      
Europe (Including Iceland and Greenland) Research 107,480 Check/Wire      
Europe (Including Iceland and Greenland) Research 109,332 Check/Wire      
South America Research 114,251 Check/Wire      
Sub-Saharan Africa Edu/Research     116,100 Equipment Book Value
Sub-Saharan Africa Edu/Research     116,100 Equipment Book Value
Sub-Saharan Africa Research 118,574 Check/Wire      
Europe (Including Iceland and Greenland) Research 119,477 Check/Wire      
Sub-Saharan Africa Edu/Research     120,143 Equipment Book Value
Sub-Saharan Africa Edu/Research     122,426 Equipment Book Value
Sub-Saharan Africa Edu/Research     127,666 Equipment Book Value
Middle East and North Africa Research 131,710 Check/Wire      
Europe (Including Iceland and Greenland) Research 131,820 Check/Wire      
Europe (Including Iceland and Greenland) Research 137,964 Check/Wire      
Sub-Saharan Africa Research 155,118 Check/Wire      
Sub-Saharan Africa Research 156,497 Check/Wire      
Central America and the Caribbean Edu/Research     159,600 Equipment Book Value
East Asia and the Pacific Research 164,857 Check/Wire      
Central America and the Caribbean Edu/Research     167,085 Equipment Book Value
Europe (Including Iceland and Greenland) Research 177,555 Check/Wire      
Europe (Including Iceland and Greenland) Research 177,988 Check/Wire      
Europe (Including Iceland and Greenland) Research 198,156 Check/Wire      
North America Research 216,053 Check/Wire      
Europe (Including Iceland and Greenland) Research 217,669 Check/Wire      
North America Research 226,697 Check/Wire      
Sub-Saharan Africa Edu/Research     242,788 Equipment Book Value
Europe (Including Iceland and Greenland) Research 249,993 Check/Wire      
North America Research 251,286 Check/Wire      
Europe (Including Iceland and Greenland) Research 272,196 Check/Wire      
Europe (Including Iceland and Greenland) Research 311,688 Check/Wire      
East Asia and the Pacific Research 316,915 Check/Wire      
North America Research 327,930 Check/Wire      
Sub-Saharan Africa Research 342,380 Check/Wire      
Europe (Including Iceland and Greenland) Research 370,586 Check/Wire      
Europe (Including Iceland and Greenland) Research 419,925 Check/Wire      
Europe (Including Iceland and Greenland) Research 425,682 Check/Wire      
South Asia Research 622,522 Check/Wire      
Sub-Saharan Africa Research 653,894 Check/Wire      
Europe (Including Iceland and Greenland) Research 1,149,514 Check/Wire      
South America Edu/Research 84,923 Check/Wire      
Sub-Saharan Africa Edu/Research 94,188 Check/Wire      
Sub-Saharan Africa Edu/Research 103,830 Check/Wire      
Sub-Saharan Africa Edu/Research 129,829 Check/Wire      
East Asia and the Pacific Edu/Research 133,556 Check/Wire      
Sub-Saharan Africa Edu/Research 201,092 Check/Wire      
Russia and the Newly Independent States Edu/Research 212,972 Check/Wire      
Central America and the Caribbean Edu/Research 326,872 Check/Wire      
Sub-Saharan Africa Edu/Research 329,540 Check/Wire      
South America Edu/Research 359,104 Check/Wire      
Sub-Saharan Africa Edu/Research 424,013 Check/Wire      
Sub-Saharan Africa Edu/Research 510,187 Check/Wire      
Sub-Saharan Africa Edu/Research 701,388 Check/Wire      
Sub-Saharan Africa Edu/Research 779,134 Check/Wire      
Sub-Saharan Africa Edu/Research 863,012 Check/Wire      
Sub-Saharan Africa Edu/Research 1,337,039 Check/Wire      
Europe (Including Iceland and Greenland) EDU/Research 55,000 Check/Wire      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
130
3 Enter total number of other organizations or entities .......................MediumBullet
0
Schedule F (Form 990) 2021
Schedule F (Form 990) 2021Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
noncash
assistance
(g) Description
of noncash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
Prizes and Award- Maria Moors Cabot Prizes North America 2 10,000 Check/Wire      
Lukas Prizes and Award Europe (Including Iceland and Greenland) 1 10,000 Check/Wire      
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2021
Schedule F (Form 990) 2021
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2021
Schedule F (Form 990) 2021
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
SUPPLEMENTAL INFORMATION SCHEDULE F, PART I, LINE 2 ORGANIZATION'S PROCEDURES FOR MONITORING GRANT FUNDS THE UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF ALL SPONSORED PROJECT GRANT FUNDING. THIS POLICY IS CONTAINED IN THE SPONSORED PROJECTS HANDBOOK. THE POLICY STATES THAT THE PRIMARY OBLIGATION FOR THE DAY-TO-DAY MANAGEMENT OF SPONSORED PROJECTS AND INSURING COMPLIANCE WITH FEDERAL AND OTHER SPONSOR REGULATIONS IS THE RESPONSIBILITY OF THE PRINCIPAL INVESTIGATOR SUPPORTED, AS NECESSARY, BY HIS OR HER ADMINISTRATIVE STAFF. ADDITIONALLY, THE POLICY SPECIFIES THE FOLLOWING MONITORING PROCEDURES: - MONTHLY ACCOUNT RECONCILIATION - REVIEW OF SALARY AND BENEFIT CHARGES - REVIEW OF VENDOR INVOICES - REVIEW OF CHARGES INITIATED BY SERVICE OR RECHARGE CENTERS - REVIEW OF FACILITIES AND ADMINISTRATIVE CHARGES - MONITORING OF SUB-AWARDS THROUGH REVIEW OF CHARGES AND TECHNICAL PERFORMANCE REPORTS, CONDUCTING PERIODIC ONSITE VISITS, AND INITIATING AUDITS/REVIEWS WHEN NECESSARY. EXPENDITURES RELATED TO FOREIGN ACTIVITY ARE GENERATED FROM A NUMBER OF SCHOOLS AND CENTERS AS WELL AS THROUGH CERTAIN CENTRAL ADMINISTRATIVE ACTIVITY. MOST OF THE ACTIVITY RELATES TO U.S. GOVERNMENT FUNDED PROGRAM SERVICES. OTHER ACTIVITY INCLUDES FACULTY AND STAFF TRAVEL FOR EDUCATIONAL, RESEARCH, FUNDRAISING AND OTHER PROGRAM SERVICES. NOT ALL OF THE OVERSEAS EXPENDITURES ARE SEPARATELY TRACKED AS FOREIGN ACTIVITY. THE AMOUNTS REPRESENTED ON SCHEDULE F REPRESENT THE UNIVERSITY'S GOOD FAITH EFFORTS TO CAPTURE AND CATEGORIZE FOREIGN ACTIVITY. ----------------------------------------------------------------- FORM 990, SCHEDULE F, PART I, COLUMN (F) & PART II, LINE 1 COLUMBIA UNIVERSITY ACCOUNTS FOR ALL FOREIGN EXPENDITURES, INCLUDING CASH GRANTS AND NONCASH ASSISTANCE, ON THE ORGANIZATION'S FINANCIAL STATEMENTS IN ACCORDANCE WITH GENERALLY ACCEPTED ACCOUNTING PRINCIPLES IN THE UNITED STATES. ---------------------------------------------------------------- FORM 990, SCHEDULE F, PART I, LINE 3 ACTIVITIES PER REGION Schedule F reports $3.36 million expended for program services and grantmaking in "Russia and the newly independent states", a geographic designation defined in the Form 990 instructions to include Armenia, Azerbaijan, Belarus, Georgia, Kazakhstan, Kyrgyzstan, Moldova, Russia, Tajikistan, Turkmenistan, Ukraine, and Uzbekistan. The majority of this amount reflects activities in Kazakhstan, Kyrgyzstan, and Tajikistan. A minor amount, approximately $48,000, represents funds expended within Russia in connection with research / academic programs and travel during the period ending June 30, 2022.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2021
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
EVENTAGE
18 SOUTH ORANGE AVE
 
SOUTH ORANGE, NJ07079
CONSULTING   No 710,000 476,480 233,520
RUFFALO NOEL LEVITZ LLC
1025 KIRKWOOD PARKWAY SW
 
CEDAR RAPIDS, IA52404
CONSULTING   No 457,846 422,002 35,844
DONORDRIVE
30 WEST THIRD STREET
 
CINCINNATI, OH45202
CONSULTING   No 394,232 25,593 368,639
             
             
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow 1,562,078 924,075 638,003
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
AL, AK, AR, CA, CO, CT, DC, FL, GA, HI, IL, KS, KY, ME, MD, MA, MI, MN, MS, MO, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WA, WV, WI
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990) 2021
Schedule G (Form 990) 2021
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.









VerticalRevenue
(a) Event #1

Valentini Event
(event type)
(b) Event #2

Gala Benefit
(event type)
(c) Other events

10
(total number)
(d) Total events
(add col. (a) through col. (c))

1

Gross receipts . . . . .

351,450

170,250

714,243

1,235,943

2

Less: Contributions . . . .

303,950

159,070

571,433

1,034,453
3 Gross income (line 1 minus
line 2) . . . . . .

47,500

11,180

142,810

201,490



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . .        
6 Rent/facility costs . . . . 59,600     59,600
7 Food and beverages . . . 122,760 4,074   126,834
8 Entertainment . . . .   163,875   163,875
9 Other direct expenses . . . 18,939 16,450   35,389
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow 385,698
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow -184,208
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1

Gross revenue . . . . .

 

 

 

 
VerticalDirectExpenses

2

Cash prizes . . . . .

 

 

 

 

3

Noncash prizes . . . .

 

 

 

 

4

Rent/facility costs . . . .

 

 

 

 

5

Other direct expenses . . .

 

 

 

 


6


Volunteer labor . . . .
%
%
%


7

Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow

 

8

Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow

 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990) 2021
Schedule G (Form 990) 2021
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
Schedule G (Form 990) 2021
Additional Data


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Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number
13-5598093
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC section
(if applicable)
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
noncash assistance
(h) Purpose of grant
or assistance
(1) Albert Einstein Healthcare Network
5501 OLD YORK ROAD
PHILADELPHIA,PA19141
23-2290323 501(C)(3) 5,176       Research
(2) BLOOMINGDALE SCHOOL OF MUSIC
323 WEST 108TH STREET
NEW YORK,NY10025
13-2562192 501(C)(3) 6,000       Program Services
(3) DANCES FOR A VARIABLE POPULATION
560 RIVERSIDE DRIVE
NEW YORK,NY10027
26-4572204 501(C)(3) 6,000       Program Services
(4) LEGAL OUTREACH INC
36-14 35TH STREET
QUEENS,NY11106
13-3214627 501(C)(3) 6,000       Program Services
(5) NATIONAL DANCE INSTITUTE INC
217 WEST 147TH STREET
NEW YORK,NY10039
13-2890779 501(C)(3) 6,000       Program Services
(6) SAMARITAN DAYTOP FOUNDATION INC
138-02 QUEENS BOULEVARD
BRIARWOOD,NY11435
11-2635374 501(C)(3) 6,000       Program Services
(7) ST LUKE AME CHURCH
1854 AMSTERDAM AVE
NEW YORK,NY10031
16-1222639 501(C)(3) 6,000       Program Services
(8) THE HARLEM HONEYS AND BEARS SWIM TEAM
1833 SEVENTH AVENUE
NEW YORK,NY10026
30-0251722 501(C)(3) 6,000       Program Services
(9) THE REV LINNETTE C WILLIAMSON MEMORIAL PARK ASSOCI
141 WEST 139TH STREET
NEW YORK,NY10030
13-3861293 501(C)(3) 6,000       Program Services
(10) TRIPLE F EMPOWERMENT INC
2214 FREDERICK DOUGLAS BLVD
NEW YORK,NY10026
45-5421546 501(C)(3) 6,000       Program Services
(11) Harlem Academy
655 St Nicholas Avenue
New York,NY10030
56-2454573 501(C)(3) 6,000       Program Services
(12) PLANNED PARENTHOOD LEAGUE OF MA
1055 COMMONWEALTH AVENUE
BOSTON,MA02215
04-2698497 501(C)(3) 6,016       Research
(13) BREAST CANCER RSCH FOUND
28 WEST 44TH ST
NEW YORK,NY10036
13-3727250 501(C)(3) 6,100       Program Services
(14) STONY BROOK UNIVERSITY
PO BOX 9
ALBANY,NY12201
14-6013200 501(C)(3) 6,368       Research
(15) LEHIGH UNIVERSITY
306 S NEW ST STE 451
BETHLEHEM,PA18015
24-0795445 501(C)(3) 6,394       Research
(16) RIVERSTONE SENIOR LIFE SERV
99 FT WASHINGTON AVE
NY,NY10032
13-3355074 501(C)(3) 6,500       Program Services
(17) TRUSTEES OF BOSTON COLLEGE
140 COMMONWEALTH AVENUE
CHESTNUT HILL,MN02467
04-2103545 501(C)(3) 6,676       Research
(18) AMERICA SCORES NEW YORK
520 EIGHTH AVENUE
NEW YORK,NY10018
13-4189653 501(C)(3) 7,000       Program Services
(19) DOING ART TOGETHER INC
127 WEST 127TH STREET
NEW YORK,NY10027
13-3363579 501(C)(3) 7,000       Program Services
(20) HARLEM CONGREGATIONS FOR COMMUNITY IMPROVEMENT INC
256 WEST 153RD STREET
NEW YORK,NY10039
13-3516262 501(C)(3) 7,000       Program Services
(21) NORTHERN MANHATTAN IMPROVEMENT CORP
76 WADSWORTH AVENUE
NEW YORK,NY10033
13-4167218 501(C)(3) 7,000       Program Services
(22) SERVICE PROGRAM FOR OLDER PEOPLE INC
302 WEST 91ST STREET
NEW YORK,NY10024
13-2947616 501(C)(3) 7,000       Program Services
(23) THE MEETING HOUSE FAMILY CENTER INC
133 EAST 58TH STREET
NEW YORK,NY10023
27-1636025 501(C)(3) 7,000       Program Services
(24) Bloomingdale Family Program
987 Columbus Avenue
New York,NY10025
13-2638566 501(C)(3) 7,000       Program Services
(25) The Harlem Chamber Players Inc
279 West 117th Street
New York,NY10026
45-2160781 501(C)(3) 7,000       Program Services
(26) PACIFIC INSTITUTE FOR RESEARCH AND
11720 BELTSVILLE DRIVE
BELTSVILLE,MD207053111
94-2243283 501(C)(3) 7,048       Research
(27) MONTCLAIR STATE UNIVERSITY
1 NORMAL AVENUE
MONTCLAIR,NJ07043
22-6017209 501(C)(3) 7,159       Research
(28) FRACTURED ATLAS INC
PO BOX 55
HARTSDALE,NY10530
11-3451703 501(C)(3) 7,362       Program Services
(29) ST BARNABAS MED CTR
94 OLD SHORT HILLS ROAD
LIVINGSTON,NJ07039
20-0508800 501(C)(3) 7,483       Research
(30) HARLEM LACROSSE AND LEADERSHIP CORP
8 WEST 126TH STREET
NEW YORK,NY10027
45-1634118 501(C)(3) 7,500       Program Services
(31) MARQUETTE UNIVERSITY
PO BOX 1881
MILWAUKEE,WI532011881
39-0806251 501(C)(3) 7,643       Research
(32) Henry Jackson Foundation
6720-A ROCKLEDGE DRIVE
BETHESDA,MD20817
52-1317896 501(C)(3) 7,711       Research
(33) LITTLE SISTERS OF THE ASSUMPTION
333 EAST 115TH STREET
NEW YORK,NY10029
13-2867881 501(C)(3) 7,933       Research
(34) HARBOR-UCLA RESEARCH & ED INST
1124 WEST CARSON STREET
TORRANCE,CA90502
95-2138184 501(C)(3) 7,976       Research
(35) ARTS AND MINDS INC
404 WEST 116TH STREET
NEW YORK,NY10027
27-3733512 501(C)(3) 8,000       Program Services
(36) BEHIND THE BOOK INC
216 WEST 135TH STREET
NEW YORK,NY10030
32-0086097 501(C)(3) 8,000       Program Services
(37) DANCE PROJECT OF WASHINGTON HEIGHTS INC
621 W 172ND ST
NEW YORK,NY10032
47-1583227 501(C)(3) 8,000       Program Services
(38) Dominican Womens Development Center
519 WEST 189TH STREET
NY,NY10040
13-3593885 501(C)(3) 8,000       Program Services
(39) FIGURE SKATING IN HARLEM
361 WEST 125TH STREET
NEW YORK,NY10027
13-3945168 501(C)(3) 8,000       Program Services
(40) HARLEM GROWN INC
127 W 127TH ST
NEW YORK,NY10027
27-4250636 501(C)(3) 8,000       Program Services
(41) LIFEFORCE IN LATER YEARS INC
PO BOX 250402
NEW YORK,NY10025
80-0401075 501(C)(3) 8,000       Program Services
(42) STREETSQUASH INC
40 WEST 116TH STREET
NEW YORK,NY10026
13-4061809 501(C)(3) 8,000       Program Services
(43) TOP HONORS INC
PO BOX 2009
NEW YORK,NY10163
75-3062601 501(C)(3) 8,000       Program Services
(44) WENDY HILLIARD FOUNDATION
127 WEST 127TH STREET
NEW YORK,NY10027
13-3879321 501(C)(3) 8,000       Program Services
(45) CHILDREN'S HOSPITAL MEDICAL CENTER
ONE PERKINS SQUARE
AKRON,OH44308
34-0714357 501(C)(3) 8,300       Research
(46) BROADWAY MALL ASSN
2095 BROADWAY
NEW YORK,NY10023
13-3419786 501(C)(3) 8,500       Program Services
(47) FLORIDA ATLANTIC UNIVERSITY
PO BOX 198660 LOCKBOX
ATLANTA,GA303848660
65-0385507 501(C)(3) 8,764       Research
(48) HENRY FORD HEALTH SYSTEM
2799 WEST GRAND BLVD
DETROIT,MI48202
13-8125702 501(C)(3) 8,798       Research
(49) FRESH YOUTH INITIATIVES INC
505 WEST 171 STREET
NEW YORK,NY10032
13-3723207 501(C)(3) 8,904       Program Services
(50) BALTIMORE RESEARCH AND EDUCATION
10 NORTH GREENE STREET
BALTIMORE,MD21201
52-1705976 501(C)(3) 9,048       Research
(51) COLUMBIA GREENHOUSE NURSERY SCHOOL
404 WEST 116TH STREET
NEW YORK,NY10027
13-3194659 501(C)(3) 9,052       Program Services
(52) SAN JOSE STATE UNIVERSITY
210 N FOURTH ST
SAN JOSE,CA95112
77-0414038 501(C)(3) 9,289       Research
(53) THE ALEXANDRIA ARCHIVE INSTITUTE
125 EL VERANO WAY
SAN FRANCISCO,CA941272036
91-2146202 501(C)(3) 9,818       Research
(54) VIRGINIA POLYTECHNICAL INSTITUTE AND
300 TURNER ST STE 4200
BLACKSBURG,VA24061
54-6001805 501(C)(3) 9,864       Research
(55) AATS FOUNDATION
800 CUMMINGS CENTER SUITE 350-V
BEVERLY,MA01915
23-7288866 501(C)(3) 10,000       Program Services
(56) AMERICAN JEWISH COMMITTEE
165 EAST 56TH STREET
NEW YORK,NY10022
13-5563393 501(C)(3) 10,000       Program Services
(57) GRAHAM WINDHAM
ONE PIERREPONT PLAZA
NEW YORK,NY11201
13-2926426 501(C)(3) 10,000       Program Services
(58) HARLEM EDUCATIONAL ACTIVITIES FUND INC
2090 SEVENTH AVENUE
NEW YORK,NY10027
13-3568672 501(C)(3) 10,000       Program Services
(59) ONE TO WORLD
307 SEVENTH AVENUE
NEW YORK,NY10001
13-3179151 501(C)(3) 10,000       Program Services
(60) SNACK & FRIENDS INC
316 EAST 53RD STREET
NEW YORK,NY10022
20-5934666 501(C)(3) 10,000       Program Services
(61) THE BOARD OF TRUSTEES OF WHITMAN COLLEGE WHITMAN C
345 BOYER AVENUE
WALLA WALLA,WA99362
91-0567740 501(C)(3) 10,000       Program Services
(62) THE CORBIN HILL FOOD PROJECT INC
475 RIVERSIDE DRIVE
NEW YORK,NY10115
46-1206478 501(C)(3) 10,000       Program Services
(63) TRINITY COMMUNITY CONNECTION
164 WEST 100TH STREET
NEW YORK,NY10025
94-3447082 501(C)(3) 10,000       Program Services
(64) U S UKRAINE FOUNDATION
6312 SEVEN CORNERS CTR
FALLS CHURCH,VA220442409
52-1778729 501(C)(3) 10,000       Program Services
(65) UPTOWN INNER CITY LEAGUE INC
3333 BROADWAY E
NEW YORK,NY10031
13-3823616 501(C)(3) 10,000       Program Services
(66) WEST SIDE CENTER FOR COMMUNITY LIFE
263 WEST 86TH STREET
NEW YORK,NY10024
71-0908184 501(C)(3) 10,000       Program Services
(67) IPAS INC
PO BOX 9990
CHAPEL HILL,NC26515
56-1071085 501(C)(3) 10,071       Research
(68) NEW YORK INSTITUTE OF TECHNOLOGY
NORTHERN BLVD BOX 8000
OLD WESTBURY,NY11568
11-1788788 501(C)(3) 10,310       Research
(69) INTERNATIONAL SOCIETY FOR DEVELOPMENT PSYCHOBIOLOG
297 KINDERKAMACK ROAD
ORADELL,NJ07649
64-0954919 501(C)(3) 10,500       Program Services
(70) NORTHERN MANHATTAN IMPROVEMENT CORPORATION
45 WADSWORTH AVENUE
NEW YORK,NY10033
13-2972415 501(C)(3) 10,500       Program Services
(71) HEBREW REHABILITATION CENTER
1200 CENTRE STREET
BOSTON,MA02131
04-2104298 501(C)(3) 10,820       Research
(72) UNIVERSITY OF NEBRASKA MEDICAL CENTER
151 PREM S PAUL RES CTR
LINCOLN,NE685830861
47-0049123 501(C)(3) 10,893       Research
(73) RC CHURCH OF THE ASCENSION
221 WEST 107 STREET
NEW YORK,NY10025
13-1628191 501(C)(3) 11,000       Program Services
(74) UNIVERSITY OF CALIFORNIA SAN FRANCISCO FOUNDATION
220 MONTGOMERY STREET
SAN FRANCISCO,CA94104
94-2829914 501(C)(3) 11,000       Program Services
(75) BROADWAY COMMUNITY INC
601 W 114TH ST
NEW YORK,NY10025
13-3652817 501(C)(3) 12,000       Program Services
(76) HOPE CENTER HARLEM
1912 ADAM CLAYTON POWELL JR
NEW YORK,NY10026
61-1107296 501(C)(3) 12,129       Program Services
(77) NEW MEXICO INSTITUTE OF MINING
S801 LEROY PLACE
SOCORRO,NM878014681
85-6000411 501(C)(3) 12,395       Research
(78) BUCKNELL UNIV
1 DENT DRIVE
LEWISBURG,PA17837
24-0772407 501(C)(3) 12,483       Research
(79) NEW YORK COMMON PANTRY INC
8 EAST 109TH STREET
NEW YORK,NY10029
13-3127972 501(C)(3) 13,000       Program Services
(80) DOMINICAN COMMUNITY CENTER NYC INC
175 WEST 107TH STREET
NEW YORK,NY10025
13-4188781 501(C)(3) 13,700       Program Services
(81) KOTZEBUE IRA COUNCIL
PO BOX 296
KOTZEBUE,AK99752
92-0060128 GOVT 13,844       Research
(82) WE ARE NOT AFRAID COMMUNITY RESOURCE CTR
521 WEST 126TH STREET
NEW YORK,NY10027
84-3462208 501(C)(3) 14,000       Program Services
(83) CODE FOR SCIENCE AND SOCIETY INC
3439 SE HAWTHORNE BLVD
PORTLAND,OR972145048
81-3791683 501(C)(3) 14,063       Research
(84) MASSACHUSETTS EYE & EAR INFIRMARY
243 CHARLES STREET
BOSTON,MA02114
04-2103591 501(C)(3) 14,137       Research
(85) SOUTH FLORIDA VA FOUNDATION
1201 NW 16TH STREET
MIAMI,FL33125
65-0207903 501(C)(3) 14,571       Research
(86) MONTANA STATE UNIVERSITY BILLINGS
1500 UNIVERSITY DRIVE
BILLINGS,MT59101
81-6001642 501(C)(3) 14,987       Research
(87) ST JOHNS UNIVERSITY
8000 UTOPIA PARKWAY
QUEENS,NY11439
11-1630830 501(C)(3) 14,999       Research
(88) CENTER FOR SAFETY AND CHANGE INC
9 JOHNSONS LANE
NEW CITY,NY10956
13-2989233 501(C)(3) 15,000       Program Services
(89) OHLONE COLLEGE FOUNDATION
43600 MISSION BLVD
FREMONT,CA94539
77-0136497 501(C)(3) 15,000       Program Services
(90) NORTHERN CALIFORNIA INSTITUTE FOR
4150 CLEMENT STREET
SAN FRANCISCO,CA94121
94-3084159 501(C)(3) 15,050       Research
(91) HUGO W MOSER RESEARCH INSTITUTE
707 NORTH BROADWAY
BALTIMORE,MD21205
52-1524967 501(C)(3) 15,171       Research
(92) CLEMSON UNIVERSITY
391 COLLEGE POINT AVENUE
CLEMSON,SC29634
57-6000254 GOVT 15,213       Research
(93) PROJECT ALS
801 RIVERSIDE DRIVE
NEW YORK,NY10032
13-4019464 501(C)(3) 15,500       Program Services
(94) ALZHEIMERS DISEASE AND RELATED DISORDERS
360 LEXINGTON AVENUE
NEW YORK,NY10017
13-3277408 501(C)(3) 16,090       Research
(95) UNIVERSITY OF GEORGIA
310 E CAMPUS RD TUCKER HALL
ATHENS,GA30602
58-1353149 501(C)(3) 16,476       Research
(96) BELMONT UNIVERSITY
1900 BELMONT BLVD
NASHVILLE,TN37212
62-0465076 501(C)(3) 16,666       Research
(97) UNIVERSITY OF NOTRE DAME
836A GRACE HALL
NOTRE DAME,IN46556
35-0868188 501(C)(3) 17,144       Research
(98) MAGEE-WOMENS RESEARCH INSTITUTE&FOUNDATION
3339 WARD STREET
PITTSBURGH,PA15213
25-1462312 501(C)(3) 17,246       Research
(99) BURKE MED RES INST
785 MAMARONECK AVE
WHITE PLAINS,NY10605
13-1739937 501(C)(3) 18,213       Research
(100) HEALTH PEOPLE INC
552 SOUTHERN BOULEVARD
BRONX,NY10455
51-0418243 501(C)(3) 18,332       Research
(101) INTERNATIONAL FOOD POLICY RESEARCH
1201 I STREET NW
WASHINGTON DC,DC20005
52-1041632 501(C)(3) 18,521       Research
(102) AMERICAN HEART ASSOCIATION
P O BOX 4002012
DES MOINES,IA503402012
13-5613797 501(C)(3) 20,000       Program Services
(103) CATHEDRAL CHURCH OF ST JOHN THE DIVINE
1047 AMSTERDAM AVENUE
NEW YORK,NY10025
13-1623934 501(C)(3) 20,000       Program Services
(104) FORDHAM UNIVERSITY
150 W 62ND STREET
NEW YORK,NY10023
13-1740451 501(C)(3) 20,000       Program Services
(105) MILLBROOK SCHOOL
131 MILLBROOK SCHOOL ROAD
MILLBROOK,NY12545
14-1413770 501(C)(3) 20,000       Program Services
(106) FUND FOR PUBLIC SCHOOLS INC
52 CHAMBERS STREET
NEW YORK,NY10007
11-2656137 501(C)(3) 20,000       Research
(107) SISTERSONG INC
1237 RALPH DAVID ABERNATHY BLVD SW
ATLANTA,GA30310
51-0544927 501(C)(3) 20,000       Research
(108) University of Buffalo
12 Capen Hall
Buffalo,NY14260
16-1514621 501(C)(3)   20,000 Book Value Equipment Edu/Research
(109) THE UNIVERSITY OF WEST FLORIDA
20 E 11000 UNIVERSITY PKWY
PENSACOLA,FL325145750
59-2976783 501(C)(3) 20,131       Research
(110) BUSARA CENTER FOR BEHAVIORAL ECONOMICS
163 CRANBURY RD
PRINCETON JUNCTION,NJ08550
46-2695042 501(C)(3) 20,422       Research
(111) THE FAMILIAL HYPERCHOLESTEROLEMIA
680 EAST COLORADO BLVD 180
PASADENA,CA911016144
45-4597425 501(C)(3) 21,405       Research
(112) SAN FRANCISCO STATE UNIVERSITY
1600 HOLLOWAY AVENUE
SAN FRANCISCO,CA94132
93-1137247 501(C)(3) 21,907       Research
(113) VANDERBILT UNIVERSITY MEDICAL CENTER
PO BOX 121236
DALLAS,TX753121236
35-2528741 501(C)(3) 22,571       Research
(114) CHILDRENS NATIONAL MEDICAL CENTER
111 MICHIGAN AVENUE NW
WASHINGTON,DC20010
52-1640403 501(C)(3) 22,838       Research
(115) BRIGHAM YOUNG UNIVERSITY
GRANTS CONTRACTS A-261 ASB
PROVO,UT84602
87-0217280 501(C)(3) 22,892       Research
(116) NEW YORK HALL OF SCIENCE
47-01 111TH STREET
CORONA,NY11368
11-2104059 501(C)(3) 23,091       Research
(117) KANSAS STATE UNIVERSITY
2323 ANDERSON AVE STE 600
MANHATTAN,KS66502
48-0771751 501(C)(3) 23,961       Research
(118) UNIVERSITY OF DELAWARE
116 STUDENT SVCS BLDG
NEWARK,DE19716
51-6000297 501(C)(3) 24,103       Research
(119) LOMA LINDA UNIVERSITY
24887 TAYLOR ST STE 202
LOMA LINDA,CA92350
95-1816009 501(C)(3) 24,123       Research
(120) WESTERN MICHIGAN UNIVERSITY
1903 W MICHIGAN AVE
KALAMAZOO,MI49008
38-6007327 501(C)(3) 24,973       Research
(121) AMERICA GIVES INC
1732 FIRST AVENUE
NEW YORK,NY10128
26-3383926 501(C)(3) 25,000       Program Services
(122) BOOMER ESIASON FOUNDATION
PO BOX 28819
NEW YORK,NY100878819
11-3142753 501(C)(3) 25,000       Program Services
(123) METROPOLITAN OPERA ASSOCIATION INC
30 LINCOLN CENTER PLAZA
NEW YORK,NY10023
13-1624087 501(C)(3) 25,000       Program Services
(124) NEW YORK STEM CELL FOUNDATION
619 WEST 54TH STREET
NEW YORK,NY10019
20-2905531 501(C)(3) 25,000       Program Services
(125) NEWPORT FESTIVALS FOUNDATION INC
74 MARTIN STREET REAR
ESSEX,MA01929
27-4099544 501(C)(3) 25,000       Program Services
(126) THE GREATER HARLEM CHAMBER OF COMMERCE
200A WEST 136TH STREET
NEW YORK,NY10030
13-3662434 501(C)(3) 25,000       Program Services
(127) VCS INC VOLUNTEER COUNSELING SERVICE OF ROCKLAND C
77 SOUTH MAIN STREET
NEW CITY,NY10956
13-2720369 501(C)(3) 25,000       Program Services
(128) WNET
825 EIGHTH AVENUE
NEW YORK,NY10019
26-2810489 501(C)(3) 25,000       Program Services
(129) UNIVERSITY OF CENTRAL MISSOURI
PO BOX 800
WARRENSBURG,MO64093
44-6000293 501(C)(3) 25,971       Research
(130) BATEMAN HORNE CENTER
24 SOUTH 1100 EAST
SALT LAKE CITY,UT84102
87-0687610 501(C)(3) 27,003       Research
(131) GEISINGER HEALTH SYSTEM
100 NORTH ACADEMY AVE
DANVILLE,PA178223069
23-6291113 501(C)(3) 27,915       Research
(132) UNIVERSITY OF KENTUCKY RESEARCH
BOX 931113
CLEVELAND,OH44193
61-6033693 501(C)(3) 28,895       Research
(133) CAREPOINT HEALTH FOUNDATION INC
176 PALISADE AVE
JERSEY CITY,NJ07306
45-2486602 501(C)(3) 30,000       Program Services
(134) BARNARD COLLEGE
3009 BROADWAY
NEW YORK,NY10027
13-1628149 501(C)(3) 30,022       Research/Programs
(135) UTAH STATE UNIVERSITY
PO BOX 35146 CONTROLLERS OFFICE- L
SEATTLE,WA98124
87-6000528 501(C)(3) 31,163       Research
(136) SPORTS AND ARTS IN SCHOOLS FOUNDATION
58-12 QUEENS BLVD 1
WOODSIDE,NY11377
11-3112635 501(C)(3) 31,411       Research
(137) STATE OF SOUTH DAKOTA
501 E SAINT JOSEPH STREET
RAPID CITY,SD57701
46-6000364 GOVT 31,730       Research
(138) MEDICAL COLLEGE OF WISCONSIN
PO BOX 26509
MILWAUKEE,WI532260509
39-0806261 501(C)(3) 32,154       Research
(139) BOARD OF REGENTS OF THE NSHE OBO THE
2215 RAGGIO PARKWAY
RENO,NV89512
88-6000024 501(C)(3) 32,610       Research
(140) LINCOLN CNTR
70 LINCOLN CENTER PLAZA
NEW YORK,NY10023
13-1847137 501(C)(3) 35,000       Program Services
(141) AMERICAN ACADEMY OF PEDIATRICS
72139 EAGLE WAY
CHICAGO,IL606787251
36-2275597 501(C)(3) 35,498       Research
(142) TULANE UNIVERSITY
6823 ST CHARLES AVENUE
NEW ORLEANS,LA701185549
72-0423889 501(C)(3) 36,134       Research
(143) THE UNIVERSITY CORPORATION
18111 NORDHOFF STREET
NORTHRIDGE,CA913308309
95-1992732 501(C)(3) 36,918       Research
(144) NEW YORK STATE ASSOCIATION OF COUNTY
ONE UNITED WAY
ALBANY,NY12205
14-1747742 501(C)(3) 37,697       Research
(145) UNIVERSITY OF CALIFORNIA AT SANTA CRUZ
1156 HIGH STREET
SANTA CRUZ,CA95064
94-1539563 501(C)(3) 37,847       Research
(146) ARMORY FOUNDATION
216 FORT WASHINGTON AVE
NEW YORK,NY10032
13-3680286 501(C)(3) 38,000       Program Services
(147) H LEE MOFFITT CANCER CENTER INC
PO BOX 742801
ATLANTA,GA303742801
59-3238636 501(C)(3) 38,501       Research
(148) SALK INSTITUTE FOR BIOLOGICAL STUDIES
10010 N TORREY PINES RD
LA JOLLA,CA92037
95-2160097 501(C)(3) 39,298       Research
(149) THE CORPORATION OF HAVERFORD COLLEGE
370 LANCASTER AVENUE
HAVERFORD,PA19041
23-6002304 501(C)(3) 39,371       Research
(150) BROWN UNIVERSITY
69 BROWN ST FINANCIAL SERVICES
PROVIDENCE,RI02912
05-0258804 501(C)(3) 39,893       Research
(151) OLD DOMINION UNIVERSITY
PO BOX 6369 ODU RESEARCH FDN
NORFOLK,VA235080369
54-6052014 501(C)(3) 39,897       Research
(152) THE PINGRY CORPORATION THE PINGRY SCHOOL
131 MARTINSVILLE ROAD
BASKING RIDGE,NJ07920
22-1493168 501(C)(3) 40,000       Program Services
(153) UNIVERSITY OF CONNECTICUT
438 WHITNEY RD EXT UNIT 1133
STORRS,CT062691133
06-0772160 501(C)(3) 41,099       Research
(154) NEW YORK ACADEMY OF MEDICINE
1216 FIFTH AVENUE
NEW YORK,NY10029
13-1656674 501(C)(3) 41,608       Research/Programs
(155) AMERICAN UNIVERSITY
4400 MASSACHUSETTS AVENUE
WASHINGTON,DC200168065
53-0196549 501(C)(3) 42,321       Research
(156) UNITED S FUND FOR UNICEF
125 MAIDEN LANE
NEW YORK,NY10038
13-1760110 501(C)(3) 43,200       Research
(157) TEXAS TECH UNIVERSITY
PO BOX 41105
LUBBOCK,TX79409
75-6002622 501(C)(3) 43,546       Research
(158) SOCIETY OF THORACIC SURGEONS
633 N SAINT CLAIRE STREET
CHICAGO,IL60611
36-3022713 501(C)(3) 44,846       Research
(159) THE BRONX VETERANS MEDICAL RESEARCH
130 WEST KINGSBRIDGE ROAD
BRONX,NY10468
13-3699250 501(C)(3) 45,000       Research
(160) CHESTNUT HEALTH SYSTEMS
1003 MARTIN LUTHER KING DRIVE
BLOOMINGTON,IL61701
37-0964629 501(C)(3) 45,342       Research
(161) UNIVERSITY SYSTEM OF NEW HAMPSHIRE
51 COLLEGE ROAD SERVICE
DURHAM,NH03824
02-6000937 501(C)(3) 45,676       Research
(162) OCHSNER CLINIC FOUNDATION
1514 JEFFERSON HIGHWAY
JEFFERSON,LA70121
72-0502505 501(C)(3) 45,727       Research
(163) NORTHERN ARIZONA UNIVERSITY
PO BOX 4080 SPONSORED RECEIVABLES
FLAGSTAFF,AZ88011
74-2579628 501(C)(3) 46,856       Research
(164) PALO ALTO INSTITUTE FOR RESEARCH
3801 MIRANDA AVENUE
PALO ALTO,CA04304
77-0207331 501(C)(3) 47,587       Research
(165) AMERICAN MUSEUM OF NATURAL HISTORY
79TH ST AT CENTRAL PARK WEST
NEW YORK,NY10024
13-6162659 501(C)(3) 47,784       Research
(166) UNIVERSITY OF TEXAS AT DALLAS
800 W CAMPBELL ROAD
RICHARDSON,TX75080
75-1305566 501(C)(3) 48,213       Research
(167) ARKANSAS CHILDRENS RESEARCH INSTITUTE
1 CHILDRENS WAY
LITTLE ROCK,AR72202
71-0694931 501(C)(3) 48,433       Research
(168) RUTGERS THE STATE UNIVERSITY OF NJ
33 KNIGHTSBRIDGE RD
PISCATAWAY,NJ08854
46-2354111 501(C)(3) 49,336       Research
(169) AMERICAN INSTS FOR RSCH IN THE BEHAV SCI
1000 THOMAS JEFFERSON STREET NW
WASHINGTON,DC200073835
25-0965219 501(C)(3) 49,551       Research
(170) HELLENIC INITIATIVE INC
135 E 57TH STREET
NEW YORK,NY10022
45-5301968 501(C)(3) 50,000       Program Services
(171) LOUIS ARMSTRONG HOUSE MUSEUM
34-56 107TH STREET
CORONA,NY11368
26-4178283 501(C)(3) 50,000       Program Services
(172) LUPUS RESEARCH ALLIANCE INC
275 MADISON AVENUE
NEW YORK,NY10016
58-2492929 501(C)(3) 50,000       Program Services
(173) RIVERDALE COUNTRY SCHOOL
5250 FIELDSTON RD
BRONX,NY10471
13-1740483 501(C)(3) 50,000       Program Services
(174) TRUSTEES OF THE AMERICAN SCHOOL OF CLASSICAL STUDI
6-8 CHARLTON ST
PRINCETON,NJ08540
13-5658824 501(C)(3) 50,000       Program Services
(175) CALLEN-LORDE COMMUNITY HEALTH CENTER
PO BOX 21226 COMMUNITY HEALTH PROJE
NEW YORK,NY100871226
13-3409680 501(C)(3) 50,998       Research
(176) UNIVERSITY OF HAWAII
2440 CAMPUS RD BOX 368
HONOLULU,HI96822
99-6000354 501(C)(3) 51,664       Research
(177) ASSOCIATION TO BENEFIT CHILDREN
419 EAST 86TH STREET
NEW YORK,NY10028
13-3303089 501(C)(3) 53,400       Research/Programs
(178) UNIVERSITY OF RHODE ISLAND
70 LOWER COLLEGE RD
KINGSTON,RI02881
05-6000522 501(C)(3) 54,385       Research
(179) LAWRENCE LIVERMORE NATL SEC
PO BOX 5516
LIVERMORE,CA94551
20-5624386 GOVT 55,247       Research
(180) WASHINGTON STATE UNIVERSITY
PO BOX 641025
PULLMAN,WA99164
91-6001108 501(C)(3) 55,401       Research
(181) University of Kansas Medical Center
3901 RAINBOW BLVD
KANSAS CITY,KS661607702
48-1108830 501(C)(3) 57,622       Research
(182) TUFTS MEDICAL CENTER INC
800 WASHINGTON STREET
BOSTON,MA02111
04-3400617 501(C)(3) 58,693       Research
(183) NORTHERN ILLINOIS UNIVERSITY
1425 WEST LINCOLN HWY
DEKALB,IL60115
36-6008480 501(C)(3) 58,974       Research
(184) NORTH CAROLINA STATE UNIVERSITY
BOX 7214 RALEIGH
RALEIGH,NC276957214
56-6000756 501(C)(3) 59,098       Research
(185) ARBOR RESEARCH COLLABORATIVE FOR HEALTH
3700 EARHART ROAD
ANN ARBOR,MI48105
38-3289521 501(C)(3) 60,655       Research
(186) WEST HARLEM ENVIRONMENTAL ACTION INC (WeACT)
1854 AMSTERDAM AVENUE
NY,NY10031
13-3800068 501(C)(3) 61,174       Research/Programs
(187) University of Oklahoma
201 STEPHENSON PKWY
NORMAN,OK73019
73-1377584 GOVT 61,787       Research
(188) LOUISIANA STATE UNIVERSITY
6400 PERKINS ROAD
BATON ROUGE,LA708084124
72-6000848 501(C)(3) 62,220       Research
(189) WEST VIRGINIA UNIVERSITY RESEARCH CORPOR
PO BOX 6002
MORGANTOWN,WV26506
55-0665758 501(C)(3) 62,461       Research
(190) WESLEYAN UNIV
291 MAIN STREET
MIDDLETOWN,CT06457
06-0646959 501(C)(3) 62,749       Research
(191) THE UNIVERSITY OF CENTRAL FLORIDA
PO BOX 160118
ORLANDO,FL32816
59-2924021 501(C)(3) 62,916       Research
(192) WAYNE STATE UNIV
PO BOX 02788
DETROIT,MI48202
38-6028429 501(C)(3) 63,791       Research
(193) UNIVERSITY OF HOUSTON SYS
P O BOX 988
HOUSTON,TX770010988
74-6001399 501(C)(3) 64,742       Research
(194) COOPER HEALTH SYSTEMCOOPER UNIVERSITY
3 COOPER PLAZA
CAMDEN,NJ08103
21-0634462 501(C)(3) 65,239       Research
(195) THE CLEVELAND CLINIC FOUNDATION
PO BOX 931652
CLEVELAND,OH441935012
34-0714585 501(C)(3) 65,676       Research
(196) UNIVERSITY OF KANSAS
2385 IRVING HILL RD
LAWRENCE,KS66045
48-0680117 501(C)(3) 66,020       Research
(197) INTERNATIONAL COMPUTER SCIENCE INSTITUTE
2150 SHATTUCK AVE
BERKELEY,CA94704
94-3024996 501(C)(3) 68,867       Research
(198) UNIVERSITY OF SOUTH FLORIDA
PO BOX 864568
ORLANDO,FL328864568
59-3102112 501(C)(3) 69,742       Research
(199) LOYOLA UNIVERSITY OF CHICAGO
820 N MICHIGAN AVE 13TH FL
CHICAGO,IL60611
36-1408475 501(C)(3) 69,961       Research
(200) ALBANY COLLEGE OF PHARMACY AND HEALTH
106 NEW SCOTLAND AVENUE
ALBANY,NY12208
14-1423161 501(C)(3) 70,329       Research
(201) JEWISH FEDERATION OF ROCKLAND COUNTY
450 WEST NYACK RD
WEST NYACK,NY10994
13-3268920 501(C)(3) 75,000       Program Services
(202) MUSEUM OF ARTS AND DESIGN
2 COLUMBUS CIRCLE
NEW YORK,NY10019
13-3585408 501(C)(3) 75,000       Program Services
(203) OREGON SOCIAL LEARNING CENTER INC
10 SHELTON MCMURPHEY BLVD
EUGENE,OR97401
93-0679478 501(C)(3) 75,203       Research
(204) TEXAS BIOMEDICAL RESEARCH INSTITUTE
PO BOX 760549
SAN ANTONIO,TX78245
74-1109630 501(C)(3) 75,312       Research
(205) TEXAS A&M UNIVERSITY
400 HARVEY MITCHELL PKWY SOUTH
COLLEGE STATION,TX77845
74-6000531 501(C)(3) 75,751       Research
(206) MICHIGAN STATE UNIVERSITY
426 AUDITORIUM RD RM 2E
EAST LANSING,MI48854
38-6005984 501(C)(3) 78,044       Research
(207) CHILD MIND INSTITUTE
445 PARK AVENUE
NEW YORK,NY10022
80-0478843 501(C)(3) 78,132       Research
(208) ARIZONA STATE UNIVERSITY
PO BOX 876011
TEMPE,AZ852876011
86-0196696 501(C)(3) 81,558       Research
(209) RESEARCH INSTITUTE AT NATIONWIDE
DEPT 781653 PO BOX 78000
DETROIT,MI482781653
31-6056230 501(C)(3) 87,223       Research
(210) CHILDRENS HOSPITAL MEDICAL CENTER
3333 BURNET AVE
Cincinnati,OH452293039
31-0833936 501(C)(3) 87,606       Research
(211) BROOKHAVEN NATIONAL LABORATORY
ATTNFISCAL DIV BLDG 400D
UPTON,NY11973
11-1630900 501(C)(3) 88,735       Research
(212) GEORGIA INSTITUTE OF TECHNOLOGY
PO BOX 100117
ATLANTA,GA30384
58-0603146 501(C)(3) 88,780       Research
(213) NEW JERSEY INSTITUTE OF TECHNOLOGY
323 MARTIN LUTHER KING BLVD
NEWARK,NJ07102
22-6000910 GOVT 89,579       Research
(214) THE YOUNG MENS AND YOUNG WOMENS HEBREW ASSOCIATION
1395 LEXINGTON AVENUE
NEW YORK,NY10128
13-1624229 501(C)(3) 90,000       Program Services
(215) CARNEGIE INST OF WA
1530 PST NW
WASHINGTON,DC20005
53-0196523 501(C)(3) 93,032       Research
(216) BIGELOW LABORATORY FOR OCEAN SCIENCES
PO BOX 380
E BOOTHBAY,ME04544
01-6006001 501(C)(3) 94,102       Research
(217) PLANETARY SCIENCE INSTITUTE
1700 EAST FORT LOWELL ROAD
TUCSON,AZ85719
33-0175263 501(C)(3) 94,634       Research
(218) NATIONAL NETWORK OF PUBLICH HEALTH
1100 POYDRAS STREET SUITE 950
NEW ORLEANS,LA70163
72-1505359 501(C)(3) 99,539       Research
(219) VIVIAN BEAUMONT THEATER INC
150 WEST 65TH STREET
NEW YORK,NY10023
13-3004747 501(C)(3) 100,000       Program Services
(220) SAINT PETERS UNIVERSITY HOSPITAL
254 EASTON AVENUE
NEW BRUNSWICK,NJ08901
22-1487330 501(C)(3) 100,120       Research
(221) PUBLIC HEALTH FOUNDATION ENTERPRISES INC
13300 CROSSROADS PARKWAY NORTH
CITY OF INDUSTRY,CA91746
95-2557063 501(C)(3) 101,681       Research
(222) THOMAS JEFFERSON UNIVERSITY
1101 MARKET STREET
PHILADELPHIA,PA19107
23-1352651 501(C)(3) 104,072       Research
(223) SAN DIEGO STATE UNIVERSITY FOUNDATION
5250 CAMPANILE DR
SAN DIEGO,CA92182
95-6042721 501(C)(3) 104,169       Research
(224) UNIVERSITY OF ARKANSAS FOR MEDICAL
301 W MARKHAM STREET
LITTLE ROCK,AR72205
71-6046242 501(C)(3) 110,465       Research
(225) RIVERSIDE RESEARCH
156 WILLIAM STREET
NEW YORK,NY10038
13-2593244 501(C)(3) 111,058       Research
(226) North Carolina A&T State University
1601 E MARKET STREET
GREENSBORO,NC27411
56-6000007 501(C)(3) 112,319       Research
(227) UNIVERSITY OF SOUTHERN CALIFORNIA
3500 S FIGUEROA STREET
LOS ANGELES,CA900898001
95-1642394 501(C)(3) 113,132       Research
(228) FLORIDA STATE UNIVERSITY
874 TRADITIONS WAY
TALLAHASSEE,FL32306
59-1961248 501(C)(3) 117,081       Research
(229) OREGON HEALTH AND SCIENCES UNIV
PO BOX 3003
PORTLAND,OR97208
93-1176109 501(C)(3) 118,570       Research
(230) MCLAUGHLIN RESEARCH INSTITUTE
1520 23RD ST S
GREAT FALLS,MT59405
81-0459235 501(C)(3) 118,614       Research
(231) ST JUDE CHILDRENS RESEARCH HOSPITAL
PO BOX 1000
MEMPHIS,TN381480949
62-0646012 501(C)(3) 119,424       Research
(232) Seattle Institute for Biomedical and
1660 S COLUMBIAN WAY
SEATTLE,WA98108
91-1452438 501(C)(3) 120,262       Research
(233) UNIVERSITY OF TEXAS HEALTH SCIENCE CNTR
PO BOX 1898
SAN ANTONIO,TX782971898
74-1586031 GOVT 120,282       Research
(234) COLD SPRING HARBOR LABORATORY
PO BOX 100
COLD SPRING HA,NY11724
11-2013303 501(C)(3) 121,688       Research
(235) CHILDRENS HOSPITAL OF LOS ANGELES
4650 SUNSET BOULEVARD
LOS ANGELES,CA90027
95-1690977 501(C)(3) 121,712       Research
(236) UNIVERSITY OF CALIFORNIA SANTA BARBARA
SAASB BUILDING CASHIERS OFFICE
SANTA BARBARA,CA931062003
95-6006145 501(C)(3) 123,701       Research
(237) RHODE ISLAND HOSPITAL
167 POINT STREET
BOX 42
PROVIDENCE,RI029034771
05-0258954 501(C)(3) 128,976       Research
(238) BROOKHAVEN SCIENCE ASSOCIATES LLC
20 BROOKHAVEN AVE BLDG 400D
UPTON,NY11973
11-3403915 GOVT 129,597       Research
(239) BRANDEIS UNIVERSITY
415 SOUTH STREET
WALTHAM,MA024549110
04-2103552 501(C)(3) 130,588       Research
(240) SEATTLE CHILDRENS HOSPITAL
PO Box 5371
SEATTLE,WA981240728
91-0564748 501(C)(3) 132,683       Research
(241) STEVENS INSTITUTE OF TECHNOLOGY
1 CASTLE POINT ON HUDSON
HOBOKEN,NJ07030
22-1487354 501(C)(3) 133,384       Research
(242) UNIVERSITY OF OREGON
PO BOX 3237
EUGENE,OR974030237
46-4727800 GOVT 134,198       Research
(243) HUNTER COLLEGE
230 WEST 41ST ST 7TH FL
NEW YORK,NY10036
13-6001027 501(C)(3) 137,548       Research
(244) UPPER ROOM AIDS MINISTRY INC
306 LENOX AVENUE
NEW YORK,NY10027
13-3841701 501(C)(3) 140,440       Research
(245) AI4ALL
PO BOX 30114
OAKLAND,CA94604
82-2792979 501(C)(3) 142,745       Research
(246) BIRMINGHAM AIDS OUTREACH INC
205 32ND STREET SOUTH
BIRMINGHAM,AL35233
63-0948495 501(C)(3) 142,876       Research
(247) SMITHSONIAN INSTITUTION
PO BOX 418320
BOSTON,MA022418320
53-0206027 501(C)(3) 144,293       Research/Programs
(248) QUINTESSENT INC
120 CREMONA DR
GOLETA,CA93117
83-4668682 501(C)(3) 144,912       Research
(249) CEDAR SINAI MEDICAL CENTER
6500 WILSHIRE BLVD
LOS ANGELES,CA90048
95-1644600 501(C)(3) 146,527       Research
(250) NATIONAL FOUNDATON FOR THE CENTERS FOR
600 PEACHTREE STREET NE
ATLANTA,GA30308
58-2106707 501(C)(3) 148,220       Research
(251) MOUNT SINAI MEDICAL CTR
ONE GUSTAVE L LEVY PLACE
NEW YORK,NY10029
13-1624096 501(C)(3) 150,674       Research
(252) ST LOUIS COLLEGE OF PHARMACY
4588 PARKVIEW PLACE
ST LOUIS,MO631101088
43-0652675 501(C)(3) 151,407       Research
(253) UNIVERSITY OF ROCHESTER
910 GENESSE ST STE 200
ROCHESTER,NY14611
16-0743209 501(C)(3) 151,648       Research
(254) OKLAHOMA STATE DEPARTMENT OF HEALTH
PO BOX 26901 SCB 228
OKLAHOMA CITY,OK731903046
73-6017987 501(C)(3) 156,256       Research
(255) UNIVERSITY OF TEXAS HSC HOUSTON
PO BOX 301418
DALLAS,TX753031418
74-1761309 501(C)(3) 157,128       Research
(256) DANA FARBER CANCER INSTITUTE
450 BROOKLINE AVENUE
BOSTON,MA02215
04-2263040 501(C)(3) 162,826       Research
(257) University Corporation for Atmospheric
UCAR/NCAR PO BOX 3000
BOULDER,CO803073000
84-0412668 501(C)(3) 163,330       Research
(258) THE COLLEGE OF WILLIAM & MARY
PO BOX 8795
WILLIAMSBURG,VA23187
54-6001718 GOVT 171,597       Research
(259) WASHINGTON UNIVERSITY
700 ROSEDALE AVE
ST LOUIS,MO631121408
43-0653611 501(C)(3) 171,858       Research
(260) UNIVERSITY OF WISCONSIN MADISON
21 N Park St
MILWAUKEE,WI532780538
39-6006492 501(C)(3) 171,914       Research
(261) TRUSTEES OF DARTMOUTH COLLEGE
11 ROPE FERRY RD 6210
HANOVER,NH037551404
02-0222111 501(C)(3) 172,691       Research
(262) NEW YORK HOSPITAL OF QUEENS
56-45 MAIN STREET S215
FLUSHING,NY11358
11-1839362 501(C)(3) 173,085       Research
(263) HASTINGS CTR
21 MALCOLM GORDON ROAD
GARRISON,NY105245555
13-2662222 501(C)(3) 175,117       Research
(264) UNIVERSITY OF WISCONSIN SYSTEM
PO BOX 500
MILWAUKEE,WI53201
39-1805963 501(C)(3) 176,191       Research
(265) HACKENSACK UNIVERSITY MEDICAL CENTER
111 IDEATION WAY
NUTLEY,NJ077105100
22-1487576 501(C)(3) 178,447       Research
(266) WAKE FOREST UNIVERSITY
MEDICAL CENTER BLVD
WINSTON SALEM,NC27157
56-0532138 501(C)(3) 181,165       Research
(267) MEDSTAR HEALTH RESEARCH INSTITUTE
BOX 632010
BALTIMORE,MD212632010
52-6056274 501(C)(3) 186,830       Research
(268) CHRISTIANA CARE HEALTH SYSTEM
200 HYGEIA DR
NEWARK,DE19713
51-0103684 501(C)(3) 188,440       Research
(269) MARINE BIOLOGICAL LAB
ACCTS RECEIVABLE BOX 3218
BOSTON,MA02241
04-2104690 501(C)(3) 188,647       Research
(270) WOODS HOLE OCEANOGRAPHIC INSTITUTION
569 WOODS HOLE RD
WOODS HOLE,MA02543
04-2105850 501(C)(3) 195,586       Research
(271) THE JACKSON LABORATORY
600 MAIN ST
BAR HARBOR,ME04609
01-0211513 501(C)(3) 195,661       Research
(272) SMITH COLLEGE
76 ELM STREET
NORTHHAMPTON,MA01063
04-1843040 501(C)(3) 200,000       Program Services
(273) UNIVERSITY OF PUERTO RICO
PO BOX 365067
SAN JUAN,PR009365067
66-0433762 501(C)(3) 200,779       Research
(274) FOX CHASE CANCER CENTER
604 COTTMAN AVENUE
CHELTENHAM,PA19012
23-2003072 501(C)(3) 203,751       Research
(275) RETINA FOUNDATION OF THE SOUTHWEST
9600 N CENTRAL EXPRESSWAY
DALLAS,TX75231
51-0151514 501(C)(3) 208,098       Research
(276) J DAVID GLADSTONE INSTITUTES
1650 OWENS STREET
SAN FRANCISCO,CA941582261
23-7203666 501(C)(3) 209,510       Research
(277) EMORY UNIVERSITY
PO BOX 935084
ATLANTA,GA31193
58-0566256 501(C)(3) 210,984       Research
(278) INST FOR ADVANCED STUDY
1 EINSTEIN DRIVE
PRINCETON,NJ08540
21-0634988 501(C)(3) 214,100       Research
(279) NORTHEASTERN UNIV
360 HUNTINGTON AVE
BOSTON,MA02115
04-1679980 501(C)(3) 214,854       Research
(280) SAGE BIONETWORKS
2901 THIRD AVENUE
SEATTLE,WA98121
26-4489946 501(C)(3) 217,364       Research
(281) THE SCRIPPS RESEARCH INSTITUTE
PO BOX 741745
LOS ANGELES,CA900741745
33-0435954 501(C)(3) 220,416       Research
(282) UNIVERSITY OF LOUISVILLE
300 EAST MARKET STREET
LOUISVILLE,KY402021959
61-1029626 501(C)(3) 222,570       Research
(283) DREXEL UNIVERSITY
PO BOX 95000-1090
PHILADELPHIA,PA191951090
23-1352630 501(C)(3) 223,166       Research
(284) California Pacific Medical Center
475 BRANNAN STREET
SAN FRANCISCO,CA94107
94-0562680 501(C)(3) 225,699       Research
(285) GEORGE WASHINGTON UNIVERSITY
44983 KNOLL SQUARE BLDG II
ASHBURN,VA201472692
53-0196584 501(C)(3) 226,337       Research
(286) THE BROAD INSTITUTE INC
415 MAIN ST CONTROLLERS OFFICE
CAMBRIDGE,MA02142
26-3428781 501(C)(3) 227,840       Research
(287) CARNEGIE MELLON UNIVERSITY
PO BOX 371032M
PITTSBURGH,PA152507032
25-0969449 501(C)(3) 228,115       Research
(288) UNIV OF NORTH CAROLINA AT CHAPEL HILL
PO BOX 402420
ATLANTA,GA303842420
94-2984524 GOVT 231,773       Research
(289) OREGON STATE UNIVERSITY
312 KERR ADMIN BLDG
CORVALLIS,OR97331
61-1730890 501(C)(3) 232,241       Research
(290) UNIVERSITY OF FLORIDA
PO BOX 113001
GAINESVILLE,FL326113001
59-6002052 501(C)(3) 234,261       Research
(291) VANDERBILT UNIVERSITY
VUMC FINANCE DEPT 1236
DALLAS,TX753121236
62-0476822 501(C)(3) 234,317       Research
(292) HIGH POINT UNIVERSITY
ONE UNIVERSITY PARKWAY
HIGH POINT,NC27268
56-0529999 501(C)(3) 241,002       Research
(293) UNIVERSITY OF ALASKA
3211 PROVIDENCE DRIVE
ANCHORAGE,AK995084614
92-6000147 501(C)(3) 246,083       Research
(294) COUNCIL ON FOREIGN RELATIONS
58 EAST 68TH STREET
NEW YORK,NY10065
13-1628168 501(C)(3) 250,000       Program Services
(295) UNIVERSITY OF TEXAS AT AUSTIN
UNIV STATION BOX X
AUSTIN,TX78713
74-6000203 501(C)(3) 253,193       Research
(296) THE SCINTILLON INSTITUTE
6868 NANCY RIDGE DRIVE
SAN DIEGO,CA921212217
45-4323888 501(C)(3) 270,427       Research
(297) KENNEDY HEALTHCARE FOUNDATION INC
1101 MARKET ST
PHILADELPHIA,PA19107
80-0550282 501(C)(3) 275,563       Research
(298) TEMPLE UNIVERSITY
PO BOX 824242
PHILADELPHIA,PA191824242
23-1365971 501(C)(3) 285,632       Research
(299) VISITING NURSE SERVICE OF NEW YORK
220 EAST 42ND STREET 7TH FLOOR
NEW YORK,NY10017
13-3189926 501(C)(3) 289,898       Research
(300) THE RAND CORPORATION
PO BOX 2138
SANTA MONICA,CA90407
95-1958142 501(C)(3) 292,276       Research
(301) FRIENDS OF COLUMBIA SECONDARY SCHOOL FOR MATH SCIE
603 WEST 115TH ST
NEW YORK,NY10025
26-1146491 501(C)(3) 300,000       Program Services
(302) FRED HUTCHINSON CANCER RESEARCH CENTER
1100 FAIRVIEW AVE N
SEATTLE,WA981091024
23-7156071 501(C)(3) 317,948       Research
(303) PENNSYLVANIA STATE UNIVERSITY
227 W BEAVER AVE
STATE COLLEGE,PA168014819
24-6000376 501(C)(3) 321,121       Research
(304) COLORADO STATE UNIVERSITY
2002 CAMPUS DELIVERY
FORT COLLINS,CO80523
84-6000545 501(C)(3) 321,470       Research
(305) BLOODWORKS
921 TERRY AVENUE
SEATTLE,WA98104
91-1019655 501(C)(3) 330,223       Research
(306) LA JOLLA INSTITUTE FOR ALLERGY
9420 ATHENA CIRCLE
LA JOLLA,CA92037
33-0328688 501(C)(3) 332,632       Research
(307) UMASS CHAN MEDICAL SCHOOL
100 VENTURE WAY
HADLEY,MA010359462
04-3167352 501(C)(3) 352,719       Research
(308) SLOAN KETTERING INST FOR
P O BOX 27718 NEW YORK NY 10087
NEW YORK,NY10087
13-1624182 501(C)(3) 354,842       Research
(309) BATTELLE MEMORIAL INSTITUTE
PO BOX 84391 ATTN CASHIER
SEATTLE,WA981245691
31-4379427 501(C)(3) 379,487       Research
(310) George Mason University
4400 UNIVERSITY DR
FAIRFAX,VA22030
54-0836354 501(C)(3) 382,903       Research
(311) TRUSTEES OF TUFTS COLLEGE
TUFTS MEDICAL CENTER BOX 453800
BOSTON,MA02111
04-2103634 501(C)(3) 388,363       Research
(312) REGENTS OF THE UNIVERSITY OF MINNESOTA
200 SE OAK ST
MINNEAPOLIS,MN55455
41-6007513 501(C)(3) 391,431       Research
(313) GEORGETOWN UNIVERSITY
BOX 571164
WASHINGTON,DC200571164
53-0196603 501(C)(3) 396,630       Research
(314) UNIVERSITY OF IOWA
2410UCC 201 S CLINTON ST
IOWA CITY,IA52242
42-6004813 501(C)(3) 397,853       Research
(315) UNIVERSITY OF VERMONT AND STATE
PO BOX 1389
WILLISTON,VT054951389
03-0179440 501(C)(3) 403,507       Research
(316) OHIO STATE UNIVERSITY RESEARCH
PO BOX 772398
DETROIT,MI482772398
31-6025986 501(C)(3) 412,744       Research
(317) Albany Medical CenterCollege
47 NEW SCOTLAND AVENUE
ALBANY,NY12208
14-1338310 501(C)(3) 412,932       Research
(318) UNIVERSITY OF ARIZONA
DEPT OF GEOSCIENCES BLD 208
TUCSON,AZ857210077
86-6004791 501(C)(3) 441,692       Research
(319) Clinical Directors Network Inc
5 WEST 37TH STREET
NEW YORK,NY10018
14-1717344 501(C)(3) 451,550       Research
(320) UNIVERSITY OF TEXAS SOUTHWESTERN
PO BOX 841765
DALLAS,TX752841765
75-6002868 501(C)(3) 456,127       Research
(321) ANN & ROBERT H LURIE CHILDRENS HOSPITAL
225 EAST CHICAGO AVENUE
CHICAGO,IL60611
36-2170833 501(C)(3) 466,318       Research
(322) MAYO CLINIC IN ROCHESTER
PO BOX 860334
MINNEAPOLIS,MN554860334
41-6011702 501(C)(3) 474,757       Research
(323) NEW YORK GENOME CTR INC
PO BOX 9551
NEW YORK,NY10087
80-0631734 501(C)(3) 480,112       Research/Programs
(324) FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH
PO BOX 95000-7530
PHILADELPHIA,PA191957530
11-2673595 501(C)(3) 482,737       Research
(325) NATIONAL JEWISH HEALTH
1400 JACKSON STREET
DENVER,CO80206
74-2044647 501(C)(3) 500,247       Research/Programs
(326) UNIVERSITY OF CALIFORNIA DAVIS
UC DAVIS AR LOCKBOX
LOS ANGELES,CA900741816
94-6036494 501(C)(3) 508,262       Research
(327) INDIANA UNIVERSITY
DEPT 78896
DETROIT,MI482780896
35-6001673 501(C)(3) 583,042       Research
(328) ROCKEFELLER UNIVERSITY
1230 YORK AVE
NEW YORK,NY100656399
13-1624158 501(C)(3) 583,527       Research
(329) MAYO CLINIC IN JACKSONVILLE
PO BOX 860334
MINNEAPOLIS,MN554860334
59-3337028 501(C)(3) 591,040       Research
(330) UNIVERSITY OF TEXAS
PO BOX 4786-750
HOUSTON,TX77210
74-6000949 501(C)(3) 632,270       Research
(331) UNIVERSITY OF ILLINOIS
28392 NETWORK PLACE
CHICAGO,IL606731283
37-6000511 501(C)(3) 636,155       Research
(332) BAYLOR COLLEGE OF MEDICINE
PO BOX 301207
DALLAS,TX753031207
74-1613878 501(C)(3) 637,697       Research
(333) CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CALIFORNIA BLVD
PASADENA,CA91125
95-1643307 501(C)(3) 638,632       Research
(334) COM AFFILIATION INC
1300 MORRIS PARK AVE
BRONX,NY10461
47-2209056 501(C)(3) 644,254       Research
(335) STATE OF MISSISSIPPI-UNIVERSITY
2500 NORTH STATE STREET
JACKSON,MS39216
64-0938566 501(C)(3) 646,272       Research
(336) BETH ISRAEL DEACONESS MEDICAL CENTER
300 BROOKLINE AVENUE
BOSTON,MA02215
04-2103881 501(C)(3) 670,482       Research
(337) CORNELL UNIVERSITY
PO BOX 4040
ITHACA,NY148524040
15-0532082 501(C)(3) 672,080       Research
(338) BOSTON MEDICAL CENTER
660 HARRISON AVENUE
BOSTON,MA02118
04-3314093 501(C)(3) 687,271       Research
(339) NEW YORK CITY HEALTH AND HOSPITALS
50 WATER STREET 3RD FLOOR
NEW YORK,NY10004
13-2655001 501(C)(3) 693,345       Research
(340) HEBREW HOME FOR THE AGED AT RIVERDALE
5901 PALISADE AVE
RIVERDALE,NY10471
13-1739971 501(C)(3) 703,666       Research
(341) UNIVERSITY OF NORTH CAROLINA
PO BOX 402420
ATLANTA,GA303842420
56-6001393 501(C)(3) 707,223       Research
(342) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVE
CLEVELAND,OH441067037
34-1018992 501(C)(3) 750,955       Research
(343) NEW YORK BLOOD CENTER
310 EAST 67TH STREET
NEW YORK,NY10065
13-1949477 501(C)(3) 774,724       Research
(344) KAISER PERMANENTE
1800 HARRISON ST 16TH FLR
OAKLAND,CA94612
94-1105628 501(C)(3) 798,007       Research
(345) UNIVERSITY OF VIRGINIA
PO BOX 400195
CHARLOTTESVILLE,VA229044195
54-6046419 501(C)(3) 808,436       Research
(346) REGENTS OF THE UNIVERSITY OF CALIFORNIA
UCR CASHIERS OFFICE
RIVERSIDE,CA92521
95-2226406 501(C)(3) 816,052       Research
(347) HEALTH RESEARCH INCORPORATED
150 BROADWAY
MENANDS,NY12204
14-1402155 501(C)(3) 821,524       Research
(348) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVE
BRONX,NY10461
83-0621846 501(C)(3) 852,647       Research
(349) NORTHWESTERN UNIVERSITY
633 CLARK STREET
EVANSTON,IL602081112
36-2167817 501(C)(3) 856,298       Research
(350) CHILDRENS HOSPITAL BOSTON
PO BOX 414413
BOSTON,MA02241
04-2774441 501(C)(3) 859,259       Research
(351) RUSH UNIVERSITY MEDICAL CENTER
1700 W VAN BUREN
CHICAGO,IL60612
36-2174823 501(C)(3) 860,762       Research
(352) THE BRIGHAM AND WOMENS HOSPITAL INC
PO BOX 3887
BOSTON,MA022413887
04-2312909 501(C)(3) 872,321       Research
(353) YALE UNIVERSITY
157 CHURCH ST
NEW HAVEN,CT06510
06-0646973 501(C)(3) 912,462       Research/Programs
(354) TEACHERS COLLEGE
525 W 120TH ST
NY,NY10027
13-1624202 501(C)(3) 914,704       Research/Programs
(355) UNIVERSITY OF MISSOURI
P O BOX 807012
KANSAS CITY,MO641807012
43-6003859 501(C)(3) 945,902       Research
(356) REGENTS OF THE UNIVERSITY OF MICHIGAN
1000 VICTORS WAY
ANN ARBOR,MI481082744
38-6006309 501(C)(3) 958,031       Research
(357) UNIVERSITY OF CALIFORNIA LOS ANGELES
405 HILGARD AVE
LOS ANGELES,CA900959000
95-6006143 501(C)(3) 988,261       Research
(358) BOSTON UNIVERSITY
PO BOX 28763
NEW YORK,NY10087
04-2103547 501(C)(3) 1,043,406       Research
(359) DUKE UNIVERSITY
PO BOX 602651
CHARLOTTE,NC282602651
56-0532129 501(C)(3) 1,056,180       Research
(360) UNIVERSITY OF CINCINNATI
PO BOX 932641
CLEVELAND,OH44193
31-6000989 501(C)(3) 1,110,249       Research
(361) RUTGERS UNIVERSITY
33 KNIGHTSBRIDGE ROAD
PISCATAWAY,NJ08854
22-6001086 501(C)(3) 1,096,503 1,924 Book Value Equipment Research/Programs
(362) STANFORD UNIVERSITY
485 BROADWAY
REDWOOD CITY,CA94063
94-1156365 501(C)(3) 1,163,747       Research/Programs
(363) UNIVERSITY OF UTAH
201 S PRESIDENTS CIRCLE
SALT LAKE CITY,UT841129020
87-6000525 501(C)(3) 1,165,997       Research
(364) TRUSTEES OF PRINCETON UNIVERSITY
701 CARNEGIE CENTER
PRINCETON,NJ08540
21-0634501 501(C)(3) 1,186,558       Research/Programs
(365) HARVARD UNIVERSITY
PO BOX 415649
BOSTON,MA022415649
04-2103580 501(C)(3) 1,241,929       Research
(366) UNIVERSITY OF COLORADO
PO BOX 910238
DENVER,CO802910238
84-6000555 501(C)(3) 1,280,518       Research
(367) THE CHILDRENS HOSPITAL OF PHILADELPHIA
PHILADELPHIA
PHILADELPHIA,PA191781457
23-1352166 501(C)(3) 1,292,877       Research
(368) NEW YORK UNIVERSITY
520 FIRST AVENUE
NEW YORK,NY100166402
13-5562308 501(C)(3) 1,297,171       Research/Programs
(369) UNIVERSITY OF PITTSBURGH
116 ATWOOD ST STE 201
PITTSBURGH,PA152600100
25-0965591 501(C)(3) 1,299,775       Research
(370) UNIVERSITY OF CALIFORNIA SAN DIEGO
PO BOX 741539
LOS ANGELES,CA900741539
95-6006144 501(C)(3) 1,309,038       Research
(371) UNIVERSITY OF WISCONSIN FOUNDATION
1848 UNIVERSITY AVENUE
MADISON,WI537264090
39-0743975 501(C)(3) 1,314,599       Program Services
(372) UNIVERSITY OF MARYLAND
7809 Regents Dr
COLLEGE PARK,MD207423141
52-6002033 501(C)(3) 1,367,349       Research
(373) MEDICAL UNIVERSITY OF SOUTH CAROLINA
1 S PARK CIRCLE BLDG 1
CHARLESTON,SC29407
57-6000722 501(C)(3) 1,443,518       Research
(374) UNIVERSITY OF CALIFORNIA BERKELEY
2195 HEARST AVENUE
BERKELEY,CA947201103
94-6002123 501(C)(3) 1,494,165       Research
(375) MASSACHUSETTS GENERAL HOSPITAL
55 Fruit St
BOSTON,MA022413829
04-2697983 501(C)(3) 1,504,658       Research
(376) UNIVERSITY OF CHICAGO
6054 S DREXEL AVE
CHICAGO,IL60637
36-2177139 501(C)(3) 1,596,571       Research
(377) RESEARCH FOUNDATION OF THE STATE
PO BOX 9
ALBANY,NY122010009
14-1368361 501(C)(3) 1,607,728       Research
(378) UNIVERSITY OF MIAMI
PO BOX 405803
ATLANTA,GA303845803
59-0624458 501(C)(3) 1,673,462       Research
(379) UNIVERSITY OF PENNSYLVANIA
PO BOX 785541
PHILADELPHIA,PA191785541
23-1352685 501(C)(3) 1,754,009       Research
(380) MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASSACHUSETTS AVE
CAMBRIDGE,MA021394307
04-2103594 501(C)(3) 1,814,651       Research
(381) THE REGENTS OF UNIVERSITY OF CALIFORNIA
CGABOX 0897
SAN FRANCISCO,CA94143
94-6036493 501(C)(3) 1,889,918       Research
(382) UNIVERSITY OF WASHINGTON
3903 BROOKLYN AVENUE
SEATTLE,WA98105
91-6001537 501(C)(3) 1,960,084       Research
(383) JOHNS HOPKINS UNIVERSITY
12529 COLLECTIONS CTR DR
CHICAGO,IL60693
52-0595110 501(C)(3) 2,053,494       Research
(384) MEMORIAL SLOAN-KETTERING CANCER CENTER
P O BOX 27084
NEW YORK,NY10087
13-1924236 501(C)(3) 2,074,811       Research/Programs
(385) UNIVERSITY OF ALABAMA AT BIRMINGHAM
1530 3RD AVE AB-1230
BIRMINGHAM,AL352940109
63-6005396 501(C)(3) 2,352,181       Research
(386) RESEARCH FOUNDATION OF THE CITY
230 WEST 41ST STREET
NEW YORK,NY10036
13-1988190 501(C)(3) 2,384,585       Research
(387) ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
ONE GUSTAVE L LEVY PLACE
NEW YORK,NY10029
13-6171197 501(C)(3) 3,674,023       Research
(388) RESEARCH FOUNDATION FOR MENTAL
150 BROADWAY
MENANDS,NY12204
14-1410842 501(C)(3) 4,840,599       Research
(389) CORNELL UNIVERSITY MEDICAL COLLEGE
PO BOX 22371
NEW YORK,NY100872371
13-1623978 501(C)(3) 6,274,388       Research
(390) KNIGHT FIRST AMENDMENT INSTITUTE AT COLUMBIA
615 W 131st St
NEW YORK,NY100277922
81-4759386 501(C)(3) 2,733,638       CAPITAL CONTRIBUTION
(391) REID HALL INC
615 W 131st St
NEW YORK,NY100277922
13-1611126 501(C)(3) 47,309       CAPITAL CONTRIBUTION
(392) COLUMBIA UNIVERSITY HEALTH CARE INC
615 W 131st St
NEW YORK,NY100277922
13-3948652 501(C)(3) 5,754,105       CAPITAL CONTRIBUTION
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
392
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
0
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2021

Schedule I (Form 990) 2021
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients
(c) Amount of
cash grant
(d) Amount of
noncash assistance
(e) Method of valuation (book,
FMV, appraisal, other)
(f) Description of noncash assistance
(1) STUDENT TUITION AND SCHOLARSHIPS 15701 675,062,023   N/A N/A
(1)
(2)
(3)
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
DESCRIPTION OF ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANTS FORM 990, SCHEDULE I, PART I, LINE 2 THE UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF THE USE OF SPONSORED PROJECT GRANT FUNDING BY SUBRECIPIENTS. THE POLICY MANDATES MONITORING IN TWO AREAS: (A) SUBRECIPIENT INSTITUTION COMPLIANCE WITH THE AUDITING REQUIREMENTS OF OMB CIRCULAR A-133, AND (B)SUBRECIPIENT INSTITUTION'S APPROPRIATE MANAGEMENT OF SUBAWARD. THE UNIVERSITY'S SPONSORED PROJECTS FINANCE GROUP COLLECTS A-133 REPORTS FROM SUBRECIPIENT INSTITUTIONS, AND THE PRINCIPAL INVESTIGATORS CARRY OUT THE SECOND TYPE OF MONITORING, PRINCIPALLY BY: - ROUTINELY GATHERING AND REVIEWING TECHNICAL PERFORMANCE REPORTS; - ROUTINELY REVIEWING INVOICES AND EXPENSES RELATIVE TO BUDGET; - CONDUCTING PERIODIC ON-SITE VISITS, WHEN NECESSARY; AND - INITIATING AUDITS, WHEN NECESSARY.
Schedule I (Form 990) 2021



Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
Yes
 
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
No
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2021

Schedule J (Form 990) 2021
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2, 1099-MISC compensation, and/or 1099-NEC (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation
(ii) Bonus & incentive
compensation
(iii) Other reportable compensation
1LAWRENCE GERALD LENKE
PROFESSOR OF SURGERY
(i)

(ii)
5,488,953
-------------
0
980,000
-------------
0
0
-------------
0
32,146
-------------
0
33,084
-------------
0
6,534,183
-------------
0
0
-------------
0
2DAVID N SILVERS
CLINICAL PROFESSOR
(i)

(ii)
2,990,208
-------------
0
946,491
-------------
0
0
-------------
0
35,249
-------------
0
23,062
-------------
0
3,995,010
-------------
0
0
-------------
0
3LEE C BOLLINGER
PRESIDENT
(i)

(ii)
1,625,998
-------------
0
700,000
-------------
0
1,049,806
-------------
0
14,500
-------------
0
489,500
-------------
0
3,879,804
-------------
0
0
-------------
0
4RONALD ARTHUR LEHMAN JR
PROFESSOR OF SURGERY
(i)

(ii)
3,486,735
-------------
0
0
-------------
0
0
-------------
0
32,432
-------------
0
37,466
-------------
0
3,556,633
-------------
0
0
-------------
0
5Craig Smith
PROFESSOR OF SURGERY
(i)

(ii)
2,943,037
-------------
0
0
-------------
0
0
-------------
0
34,773
-------------
0
23,916
-------------
0
3,001,726
-------------
0
0
-------------
0
6EMILE BACHA
Professor of Surgery
(i)

(ii)
2,749,171
-------------
0
0
-------------
0
0
-------------
0
32,862
-------------
0
72,898
-------------
0
2,854,931
-------------
0
0
-------------
0
7PETER HOLLAND
CEO/EVP IMC (FORMER)
(i)

(ii)
0
-------------
0
2,659,520
-------------
0
0
-------------
0
0
-------------
0
29,284
-------------
0
2,688,804
-------------
0
1,903,305
-------------
0
8KIM LEW
CEO of IMC
(i)

(ii)
997,798
-------------
0
1,500,000
-------------
0
50,000
-------------
0
14,500
-------------
0
26,168
-------------
0
2,588,466
-------------
0
0
-------------
0
9LEE GOLDMAN
EVP HEALTH SCIENCES (FORMER)
(i)

(ii)
1,226,093
-------------
0
0
-------------
0
14,592
-------------
0
14,500
-------------
0
15,192
-------------
0
1,270,377
-------------
0
0
-------------
0
10ANIL RUSTGI
INT EVP SCI (Through 2/28/22)
(i)

(ii)
491,393
-------------
0
29,678
-------------
0
554,022
-------------
0
14,500
-------------
0
3,458
-------------
0
1,093,051
-------------
0
0
-------------
0
11GERALD M ROSBERG
SENIOR EXEC VICE PRESIDENT
(i)

(ii)
898,078
-------------
0
0
-------------
0
0
-------------
0
14,500
-------------
0
25,632
-------------
0
938,210
-------------
0
0
-------------
0
12ANNE R SULLIVAN
EXECUTIVE VP FOR FINANCE & IT
(i)

(ii)
849,339
-------------
0
0
-------------
0
1,092
-------------
0
14,500
-------------
0
19,824
-------------
0
884,755
-------------
0
0
-------------
0
13MARY BOYCE
PROVOST (As of 7/1/21)
(i)

(ii)
762,696
-------------
0
0
-------------
0
63,840
-------------
0
14,500
-------------
0
23,328
-------------
0
864,364
-------------
0
0
-------------
0
14JANE E BOOTH
GENERAL COUNSEL
(i)

(ii)
834,256
-------------
0
0
-------------
0
0
-------------
0
14,500
-------------
0
12,048
-------------
0
860,804
-------------
0
0
-------------
0
15AMELIA ALVERSON
EXEC VP - UNIV DVLP&ALUM RLTS
(i)

(ii)
818,879
-------------
0
0
-------------
0
0
-------------
0
14,500
-------------
0
11,602
-------------
0
844,981
-------------
0
0
-------------
0
16IRA KATZNELSON
Int PROVOST (through 6/30/21)
(i)

(ii)
596,223
-------------
0
0
-------------
0
188,580
-------------
0
14,500
-------------
0
23,508
-------------
0
822,811
-------------
0
0
-------------
0
17JOHN COATSWORTH
PROVOST (FORMER)
(i)

(ii)
714,779
-------------
0
0
-------------
0
52,774
-------------
0
14,500
-------------
0
23,508
-------------
0
805,561
-------------
0
0
-------------
0
18AMY HUNGERFORD
EXEC VP-A&S
(i)

(ii)
539,358
-------------
0
0
-------------
0
158,723
-------------
0
14,500
-------------
0
37,020
-------------
0
749,601
-------------
0
0
-------------
0
19DAVID GREENBERG
EXEC VP FACILITIES
(i)

(ii)
561,916
-------------
0
0
-------------
0
1,140
-------------
0
14,500
-------------
0
45,103
-------------
0
622,659
-------------
0
0
-------------
0
20JEROME DAVIS
SECRETARY
(i)

(ii)
472,242
-------------
0
0
-------------
0
0
-------------
0
15,794
-------------
0
15,432
-------------
0
503,468
-------------
0
0
-------------
0
Schedule J (Form 990) 2021

Schedule J (Form 990) 2021
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
SUPPLEMENTAL COMPENSATION INFORMATION Notes to Part I, Line 1a First class or charter travel In limited circumstances, certain individuals may travel first class when the travel is substantiated as a reasonable expense to support the mission of the University. This is not considered taxable income to any individual. Any exceptions to the university's policy are subject to review and approval. Travel for companions In certain circumstances, the spouse of the president or of another officer or key employee may travel for University purposes. Examples of such travel include attendance at fundraising or alumni events, as well as representing the University at awards presentations or other ceremonies or events. In accordance with applicable legal standards, the University will pay for spousal travel as a regular business expense if the spousal travel serves a "bona fide business purpose" of the University. Housing allowance or residence for personal use/personal services As a condition of employment, the President is required to live in a home on the University's campus which is furnished and maintained at the university's expense. The President's housing has been valued at $460,002 and is reported as a non-taxable benefit. The University also provides a car and driver to be used by the President in connection with his duties. The President is responsible for any personal use of the household staff or car and driver and other personal expenses. Personal services Other reportable compensation includes $5,654 imputed to Dr. Rustgi with respect to personal use of a car and driver provided by the university (see Part I, Column (B)(iii)). Note to Part I, Line 5a Dr. David Silvers' compensation is comprised of base compensation and incentive compensation determined from his performance of, and revenues from, clinical duties in the university's dermatopathology practice where he is the director, and is subject to a cap for each academic year. Note to Part I, Line 7 Note to Peter Holland's compensation The actual amount earned during the reporting period was $785,499 for Mr. Holland. The larger compensation figure shown in column (e) includes double-reporting of previously reported deferred compensation which vested and was paid during the reporting period. The actual amount earned by Mr. Holland is calculated by subtracting column (f) from column (e). Note to Lee Bollinger's Compensation Amounts for President Bollinger in column (B)(ii) include payments under a performance-based bonus award. The amount shown in column (b)(Iii) as "other reportable compensation" reflects payment of accrued benefits and leave. Note to Dr. Lenke's, Dr. Lehman's, Dr. Smith's, and Dr. Bacha's compensation The compensation of Dr. Lenke, Dr. Lehman, Dr. Smith, and Dr. Bacha is supported by their clinical activities, grants, and support from the University's hospital affiliates.
Schedule J (Form 990) 2021

Additional Data


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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part , line 24a. Provide descriptions,
explanations, and any additional information in Part .
SchKMediumBullet Attach to Form 990.

SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number
13-5598093
Part
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF STATE OF NEW YORK 2003A&B
 
14-6000293 649901R49 03-05-2003 122,696,491 FUND NEW QUALIFIED PROJECTS   X   X   X
B DORMITORY AUTHORITY OF STATE OF NEW YORK 2009A
 
14-6000293 649905DF0 05-14-2009 117,000,000 FUND NEW QUALIFIED PROJECTS   X   X   X
C DORMITORY AUTHORITY OF STATE OF NEW YORK 2012A
 
14-6000293 649906F33 06-07-2012 174,118,498 REFUND 2008A & FUND NEW PROJECTS   X   X   X
D DORMITORY AUTHORITY OF STATE OF NEW YORK 2015A
 
14-6000293 6499077D8 04-23-2015 125,006,199 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF NEW YORK 2015B
 
14-6000293 64990BGH0 04-23-2015 56,240,112 REFUND DASNY 2004B BONDS   X   X   X
DORMITORY AUTHORITY OF NEW YORK 2016A&B
 
14-6000293 64990BZK2 04-27-2016 491,547,535 REFUND 2006AB AND FUND NEW PROJECT   X   X   X
DORMITORY AUTHORITY OF NEW YORK 2017A&B
 
14-6000293 64990CQE4 03-01-2017 240,921,142 REFUND 2004C AND FUND NEW PROJECTS   X   X   X
DORMITORY AUTHORITY OF NEW YORK 2018A&B
 
14-6000293 64990C6P1 05-16-2018 396,803,509 REFUND 2008A AND FUND NEW PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2020A
 
14-6000293 64990GA85 03-19-2020 247,210,500 Fund New Projects   X   X   X
Part
Proceeds
A B C D
1 Amount of bonds retired .................. 87,775,000 0 85,930,000 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 123,718,793 117,067,254 174,157,898 125,006,199
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 802,880 823,388 738,570 482,921
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 122,097,219 115,269,253 85,039,400 124,474,161
11 Other spent proceeds ............. 818,694 974,613 88,379,928 49,116
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2004 2009 2013 2015
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2020, a current refunding issue)? ........
  X   X   X   X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2020, an advance refunding issue)? ........
  X   X X     X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 2
Part
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X   X   X  
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet        
6 Total of lines 4 and 5 .............        
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........
X   X   X   X  
Part
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........   X   X   X   X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X     X   X
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 3
Part
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SCHEDULE K, PART II, LINE 3 DIFFERENCES IN AMOUNTS ENTERED IN PART I, COLUMN (E) AND PART II, LINE 3 REPRESENT INVESTMENT EARNINGS. -------------------------------------------------------------- SCHEDULE K, PART II, LINE 11 OTHER SPENT PROCEEDS AMOUNTS REPORTED REPRESENT THE NEW YORK STATE BOND TAX ASSOCIATED WITH EACH ISSUE. -------------------------------------------------------------
SCHEDULE K, PART III, LINES 4-5 FOR ALL ISSUES, THE UNIVERSITY HAS ALLOCATED EQUITY INVESTED IN THE FINANCED PROPERTIES TO SOURCES OF PRIVATE BUSINESS USE, WITH THE EXCEPTION OF ISSUANCE COSTS, WITHIN THE REQUIRED TIME FRAME AND HAS CAREFULLY MANAGED THE TYPES OF ACTIVITIES CONDUCTED IN BOND-FINANCED FACILITIES. AS SUCH, THE UNIVERSITY HAS REPORTED 0% PRIVATE BUSINESS USE FOR THE SERIES 2003A&B, SERIES 2009A, SERIES 2012A, SERIES 2015A, SERIES 2015B, SERIES 2016A&B, SERIES 2017A&B, SERIES 2018A&B, AND 2020A ISSUES ON SCHEDULE K. -------------------------------------------------------------
SCHEDULE K, PART IV, LINE 2 FOR ALL SERIES EXCEPT THE 2015A, 2015B, AND 2020A THE BOND PROCEEDS ARE SLIGHTLY EXCEEDED BY THE TOTAL USES DUE TO EARNINGS IN THE CONSTRUCTION FUND HELD AT THE TRUSTEE. THE LATEST ARBITRAGE COMPUTATION FOR DASNY 2003A&B, 2009A, 2012A, 2015A, 2015B, 2016A&B, 2017A&B, AND 2018A&B WAS DECEMBER 31, 2021. -------------------------------------------------------------
Schedule K (Form 990) 2021

Additional Data


Software ID:  
Software Version:  


Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part , line 24a. Provide descriptions,
explanations, and any additional information in Part .
SchKMediumBullet Attach to Form 990.

SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number
13-5598093
Part
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF STATE OF NEW YORK 2003A&B
 
14-6000293 649901R49 03-05-2003 122,696,491 FUND NEW QUALIFIED PROJECTS   X   X   X
B DORMITORY AUTHORITY OF STATE OF NEW YORK 2009A
 
14-6000293 649905DF0 05-14-2009 117,000,000 FUND NEW QUALIFIED PROJECTS   X   X   X
C DORMITORY AUTHORITY OF STATE OF NEW YORK 2012A
 
14-6000293 649906F33 06-07-2012 174,118,498 REFUND 2008A & FUND NEW PROJECTS   X   X   X
D DORMITORY AUTHORITY OF STATE OF NEW YORK 2015A
 
14-6000293 6499077D8 04-23-2015 125,006,199 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF NEW YORK 2015B
 
14-6000293 64990BGH0 04-23-2015 56,240,112 REFUND DASNY 2004B BONDS   X   X   X
DORMITORY AUTHORITY OF NEW YORK 2016A&B
 
14-6000293 64990BZK2 04-27-2016 491,547,535 REFUND 2006AB AND FUND NEW PROJECT   X   X   X
DORMITORY AUTHORITY OF NEW YORK 2017A&B
 
14-6000293 64990CQE4 03-01-2017 240,921,142 REFUND 2004C AND FUND NEW PROJECTS   X   X   X
DORMITORY AUTHORITY OF NEW YORK 2018A&B
 
14-6000293 64990C6P1 05-16-2018 396,803,509 REFUND 2008A AND FUND NEW PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2020A
 
14-6000293 64990GA85 03-19-2020 247,210,500 Fund New Projects   X   X   X
Part
Proceeds
A B C D
1 Amount of bonds retired .................. 87,775,000 0 85,930,000 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 123,718,793 117,067,254 174,157,898 125,006,199
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 802,880 823,388 738,570 482,921
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 122,097,219 115,269,253 85,039,400 124,474,161
11 Other spent proceeds ............. 818,694 974,613 88,379,928 49,116
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2004 2009 2013 2015
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2020, a current refunding issue)? ........
  X   X   X   X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2020, an advance refunding issue)? ........
  X   X X     X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 2
Part
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X   X   X  
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet        
6 Total of lines 4 and 5 .............        
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........
X   X   X   X  
Part
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........   X   X   X   X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X     X   X
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 3
Part
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SCHEDULE K, PART II, LINE 3 DIFFERENCES IN AMOUNTS ENTERED IN PART I, COLUMN (E) AND PART II, LINE 3 REPRESENT INVESTMENT EARNINGS. -------------------------------------------------------------- SCHEDULE K, PART II, LINE 11 OTHER SPENT PROCEEDS AMOUNTS REPORTED REPRESENT THE NEW YORK STATE BOND TAX ASSOCIATED WITH EACH ISSUE. -------------------------------------------------------------
SCHEDULE K, PART III, LINES 4-5 FOR ALL ISSUES, THE UNIVERSITY HAS ALLOCATED EQUITY INVESTED IN THE FINANCED PROPERTIES TO SOURCES OF PRIVATE BUSINESS USE, WITH THE EXCEPTION OF ISSUANCE COSTS, WITHIN THE REQUIRED TIME FRAME AND HAS CAREFULLY MANAGED THE TYPES OF ACTIVITIES CONDUCTED IN BOND-FINANCED FACILITIES. AS SUCH, THE UNIVERSITY HAS REPORTED 0% PRIVATE BUSINESS USE FOR THE SERIES 2003A&B, SERIES 2009A, SERIES 2012A, SERIES 2015A, SERIES 2015B, SERIES 2016A&B, SERIES 2017A&B, SERIES 2018A&B, AND 2020A ISSUES ON SCHEDULE K. -------------------------------------------------------------
SCHEDULE K, PART IV, LINE 2 FOR ALL SERIES EXCEPT THE 2015A, 2015B, AND 2020A THE BOND PROCEEDS ARE SLIGHTLY EXCEEDED BY THE TOTAL USES DUE TO EARNINGS IN THE CONSTRUCTION FUND HELD AT THE TRUSTEE. THE LATEST ARBITRAGE COMPUTATION FOR DASNY 2003A&B, 2009A, 2012A, 2015A, 2015B, 2016A&B, 2017A&B, AND 2018A&B WAS DECEMBER 31, 2021. -------------------------------------------------------------
Schedule K (Form 990) 2021

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Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part , line 24a. Provide descriptions,
explanations, and any additional information in Part .
SchKMediumBullet Attach to Form 990.

SchKMediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number
13-5598093
Part
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF STATE OF NEW YORK 2003A&B
 
14-6000293 649901R49 03-05-2003 122,696,491 FUND NEW QUALIFIED PROJECTS   X   X   X
B DORMITORY AUTHORITY OF STATE OF NEW YORK 2009A
 
14-6000293 649905DF0 05-14-2009 117,000,000 FUND NEW QUALIFIED PROJECTS   X   X   X
C DORMITORY AUTHORITY OF STATE OF NEW YORK 2012A
 
14-6000293 649906F33 06-07-2012 174,118,498 REFUND 2008A & FUND NEW PROJECTS   X   X   X
D DORMITORY AUTHORITY OF STATE OF NEW YORK 2015A
 
14-6000293 6499077D8 04-23-2015 125,006,199 FUND NEW QUALIFIED PROJECTS   X   X   X
DORMITORY AUTHORITY OF NEW YORK 2015B
 
14-6000293 64990BGH0 04-23-2015 56,240,112 REFUND DASNY 2004B BONDS   X   X   X
DORMITORY AUTHORITY OF NEW YORK 2016A&B
 
14-6000293 64990BZK2 04-27-2016 491,547,535 REFUND 2006AB AND FUND NEW PROJECT   X   X   X
DORMITORY AUTHORITY OF NEW YORK 2017A&B
 
14-6000293 64990CQE4 03-01-2017 240,921,142 REFUND 2004C AND FUND NEW PROJECTS   X   X   X
DORMITORY AUTHORITY OF NEW YORK 2018A&B
 
14-6000293 64990C6P1 05-16-2018 396,803,509 REFUND 2008A AND FUND NEW PROJECTS   X   X   X
DORMITORY AUTHORITY OF STATE OF NEW YORK 2020A
 
14-6000293 64990GA85 03-19-2020 247,210,500 Fund New Projects   X   X   X
Part
Proceeds
A B C D
1 Amount of bonds retired .................. 87,775,000 0 85,930,000 0
2 Amount of bonds legally defeased .............. 0 0 0 0
3 Total proceeds of issue .................. 123,718,793 117,067,254 174,157,898 125,006,199
4 Gross proceeds in reserve funds ............. 0 0 0 0
5 Capitalized interest from proceeds ............. 0 0 0 0
6 Proceeds in refunding escrows ............... 0 0 0 0
7 Issuance costs from proceeds ............... 802,880 823,388 738,570 482,921
8 Credit enhancement from proceeds ............. 0 0 0 0
9 Working capital expenditures from proceeds ............. 0 0 0 0
10 Capital expenditures from proceeds ............. 122,097,219 115,269,253 85,039,400 124,474,161
11 Other spent proceeds ............. 818,694 974,613 88,379,928 49,116
12 Other unspent proceeds ............. 0 0 0 0
13 Year of substantial completion ............. 2004 2009 2013 2015
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue of tax-exempt
bonds (or, if issued prior to 2020, a current refunding issue)? ........
  X   X   X   X
15 Were the bonds issued as part of an advance refunding issue of taxable
bonds (or, if issued prior to 2020, an advance refunding issue)? ........
  X   X X     X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 2
Part
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X   X   X  
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? ............. X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 % 0 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet        
6 Total of lines 4 and 5 .............        
7 Does the bond issue meet the private security or payment test? ...   X   X   X   X
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X   X
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............   X   X   X   X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........
X   X   X   X  
Part
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........   X   X   X   X
c No rebate due? ......... X   X   X   X  
If "Yes" to line 2c, provide in Part the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X   X     X   X
Schedule K (Form 990) 2021

Schedule K (Form 990) 2021
Page 3
Part
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of hedge .........        
d Was the hedge superintegrated? ......                
e Was the hedge terminated? ........                
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... 0
 
0
 
0
 
0
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part
Supplemental Information. Provide additional information for responses to questions on Schedule K. (See instructions).
Return Reference Explanation
SCHEDULE K, PART II, LINE 3 DIFFERENCES IN AMOUNTS ENTERED IN PART I, COLUMN (E) AND PART II, LINE 3 REPRESENT INVESTMENT EARNINGS. -------------------------------------------------------------- SCHEDULE K, PART II, LINE 11 OTHER SPENT PROCEEDS AMOUNTS REPORTED REPRESENT THE NEW YORK STATE BOND TAX ASSOCIATED WITH EACH ISSUE. -------------------------------------------------------------
SCHEDULE K, PART III, LINES 4-5 FOR ALL ISSUES, THE UNIVERSITY HAS ALLOCATED EQUITY INVESTED IN THE FINANCED PROPERTIES TO SOURCES OF PRIVATE BUSINESS USE, WITH THE EXCEPTION OF ISSUANCE COSTS, WITHIN THE REQUIRED TIME FRAME AND HAS CAREFULLY MANAGED THE TYPES OF ACTIVITIES CONDUCTED IN BOND-FINANCED FACILITIES. AS SUCH, THE UNIVERSITY HAS REPORTED 0% PRIVATE BUSINESS USE FOR THE SERIES 2003A&B, SERIES 2009A, SERIES 2012A, SERIES 2015A, SERIES 2015B, SERIES 2016A&B, SERIES 2017A&B, SERIES 2018A&B, AND 2020A ISSUES ON SCHEDULE K. -------------------------------------------------------------
SCHEDULE K, PART IV, LINE 2 FOR ALL SERIES EXCEPT THE 2015A, 2015B, AND 2020A THE BOND PROCEEDS ARE SLIGHTLY EXCEEDED BY THE TOTAL USES DUE TO EARNINGS IN THE CONSTRUCTION FUND HELD AT THE TRUSTEE. THE LATEST ARBITRAGE COMPUTATION FOR DASNY 2003A&B, 2009A, 2012A, 2015A, 2015B, 2016A&B, 2017A&B, AND 2018A&B WAS DECEMBER 31, 2021. -------------------------------------------------------------
Schedule K (Form 990) 2021

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Schedule L
(Form 990)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e) Original principal amount (f) Balance due (g) In default? (h) Approved by board or committee? (i) Written agreement?
To From Yes No Yes No Yes No
(1) JOHN COATSWORTH FRMR OFFICER HOUSING   X 1,475,000 2,129,194   No Yes   Yes  
(2) JOHN COATSWORTH FRMR OFFICER HOUSING   X 525,000 607,974   No Yes   Yes  
(3) AMY HUNGERFORD KEY EMP HOUSING   X 171,710 103,026   No Yes   Yes  
(4) LEE GOLDMAN FRMR KEY EMP HOUSING   X 500,000 500,000   No Yes   Yes  
(5) LEE BOLLINGER OFFICER HOUSING   X 6,000,000 6,000,000   No Yes   Yes  
Total ...............Small Bullet $ 9,340,194
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990) 2021
Schedule L (Form 990) 2021
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) JILL S GOLDMAN SPOUSE OF KEY EMPLOYEE 140,848 EMPLOYMENT   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
NOTES TO SCHEDULE L ALL AMOUNTS SHOWN ON SCHEDULE L REPRESENT PAYMENTS BY THE UNIVERSITY TO THE INTERESTED PERSON. THE SPOUSE OF THE KEY EMPLOYEE LISTED IN SCHEDULE L WAS AN EMPLOYEE OF THE UNIVERSITY DURING THE REPORTING PERIOD. HER COMPENSATION REPORTED ON SCHEDULE L WAS DETERMINED IN ACCORDANCE WITH THE UNIVERSITY'S REGULAR COMPENSATION PRACTICES APPLICABLE TO SIMILARLY SITUATED EMPLOYEES. NO UNIVERSITY OFFICIAL WHO WAS ALSO AN OFFICER OR DIRECTOR OF AN INTERESTED PERSON PARTICIPATED IN OR INFLUENCED THE UNIVERSITY'S DECISION ABOUT ANY TRANSACTION. SCHEDULE L, PART II THE LOANS REPORTED FOR JOHN COATSWORTH AND LEE BOLLINGER IN PART II ARE INTEREST BEARING AND SECURED BY AN INTEREST IN A PRIMARY RESIDENCE. THE LOANS REPORTED FOR AMY HUNGERFORD AND LEE GOLDMAN IN PART II ARE INTEREST BEARING AND WERE MADE IN CONNECTION WITH A PRIMARY RESIDENCE.
Schedule L (Form 990) 2021


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SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Types of Property
(a)
Check if applicable
(b)
Number of contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 2 0  
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods .......
     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 568 58,358,735 COST/SALES PRICE
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
X 1 500,000 COST/SALES PRICE
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 2 0  
19 Food inventory ... X 1 0  
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( EQUIPMENT ) X 3 0 0
26 Other Right pointing arrow large image ( )
27 Other Right pointing arrow large image ( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
8
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2021)
Schedule M (Form 990) (2021)
Page 2
Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
USE OF THIRD PARTIES TO SOLICIT, PROCESS, OR SELL NONCASH CONTRIBUTIONS SCHEDULE M, PART I, LINE 32B THE UNIVERSITY USES THIRD PARTY INVESTMENT BROKERS TO SELL NONCASH CONTRIBUTED SECURITIES. THIRD PARTIES ARE NOT USED TO SOLICIT OR PROCESS NONCASH CONTRIBUTIONS.
DESCRIPTION OF CONTRIBUTED PROPERTY FOR WHICH REVENUES ARE NOT REPORTED SCHEDULE M, PART I, LINE 33 UNDER GENERALLY ACCEPTED ACCOUNTING PRINCIPLES, CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS NEED NOT BE RECOGNIZED AS REVENUES AND CAPITALIZED IF THE DONATED ITEMS ARE ADDED TO COLLECTIONS HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. BECAUSE THE UNIVERSITY UTILIZES CONTRIBUTIONS OF ART AND HISTORICAL TREASURES IN FURTHERANCE OF PUBLIC SERVICE, THESE CONTRIBUTIONS ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. IN ADDITION, MINOR GIFTS, SUCH AS FOOD OR SUPPLIES, ARE CONSIDERED DE MINIMIS.
NUMBER OF CONTRIBUTIONS SCHEDULE M, PART I, COLUMN (B) THE FIGURES IN COLUMN (B) REPRESENT THE NUMBER OF CONTRIBUTIONS RECEIVED.
Schedule M (Form 990) (2021)

Additional Data


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SCHEDULE O
(Form 990)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2021
Open to Public
Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Return Reference Explanation
SUPPLEMENTAL DISCLOSURES FORM 990, PART I, LINE 4 AND PART VI, LINE 1B DETAIL REGARDING THE NUMBER OF INDEPENDENT VOTING MEMBERS THE UNIVERSITY'S PRESIDENT, A VOTING MEMBER OF THE BOARD, IS NOT COUNTED AS INDEPENDENT BECAUSE HE IS AN EMPLOYEE OF THE UNIVERSITY. ---------------------------------------------------------------- FORM 990, PART I, LINE 6 DETAIL REGARDING THE NUMBER OF VOLUNTEERS THE NUMBER SHOWN IS AN ESTIMATE OF ALUMNI VOLUNTEERS WHO WORK WITH THE UNIVERSITY'S CENTRAL ALUMNI OFFICE. ADDITIONAL VOLUNTEERS WORK IN MANY OF THE UNIVERSITY'S SCHOOLS, CENTERS AND OTHER PROGRAMS. --------------------------------------------------------------------- FORM 990, PART V, LINE 4B FOREIGN COUNTRY LIST ANGOLA BANGLADESH BRAZIL BURUNDI CAMEROON CHILE CHINA ETHIOPIA FRANCE GERMANY HAITI INDIA ITALY COTE D'IVOIRE (IVORY COAST) JAPAN JORDAN KAZAKHSTAN KENYA KYRGYZSTAN LESOTHO MALAWI MOZAMBIQUE MYANMAR NIGERIA REPUBLIC OF THE CONGO RWANDA SIERRA LEONE SOUTH AFRICA SOUTH SUDAN SWAZILAND TAJIKISTAN TANZANIA TUNISIA TURKEY UNITED KINGDOM (ENGLAND, NORTHERN IRELAND, SCOTLAND, AND WALES) UGANDA ZAMBIA ZIMBABWE ----------------------------------------------------------- FORM 990, PART V, LINES 7G AND 7H CONTRIBUTIONS OF CERTAIN TYPES OF PROPERTY DURING THE YEAR ENDED JUNE 30, 2022, THE UNIVERSITY DID NOT RECEIVE ANY CONTRIBUTIONS OF QUALIFIED INTELLECTUAL PROPERTY, CARS, BOATS, AIRPLANES, OR OTHER VEHICLES. AS A RESULT, THE UNIVERSITY WAS NOT REQUIRED TO FILE FORMS 8899 OR 1098-C TO REPORT SUCH CONTRIBUTIONS. ----------------------------------------------------------- FORM 990, PART V, LINES 15 & 16 EXCISE TAXES PER SECTION 4960 OF THE IRC AND IRS FINAL REGULATIONS (TD 9938), EXCESS REMUNERATION IS CALCULATED BASED ON THE AMOUNTS PAID DURING THE CALENDAR YEAR ENDING WITH OR WITHIN THE TAXABLE YEAR OF THE EMPLOYER. DURING THE 2021 CALENDAR YEAR, SEVEN EMPLOYEES RECEIVED COMPENSATION OVER $1 MILLION tHAT IS SUBJECT TO THE EXCISE TAX ON EXCESS REMUNERATION. THE UNIVERSITY HAS ANSWERED THIS QUESTION "YESHAS COMPLETED AND FILED FORM 4720 IN ACCORDANCE WITH IRS INSTRUCTIONS. THE UNIVERSITY HAS REVIEWED SECTION 4968 OF THE IRC AND IRS FINAL REGULATIONS (TD 9917) TO DETERMINE IF IT IS SUBJECT TO THE EXCISE TAX ON NET INVESTMENT INCOME. BASED ON THIS GUIDANCE, THE UNIVERSITY DETERMINED IT DOES NOT HAVE APPLICABLE ASSETS IN EXCESS OF $500,000 PER STUDENT (ON A FULL-TIME EQUIVALENT BASIS). THEREFORE, THE UNIVERSITY HAS ANSWERED "NO" AS IT IS NOT SUBJECT TO THIS TAX. ----------------------------------------------------------- FORM 990, PART VI, LINE 11B PROCESS USED BY MANAGEMENT AND/OR GOVERNING BODY TO REVIEW 990 A SUBCOMMITTEE COMPRISED OF MEMBERS OF THE TRUSTEES' AUDIT COMMITTEE REVIEWED THE FORM 990. FOLLOWING THAT REVIEW, THE FORM 990 WAS MADE AVAILABLE TO ALL TRUSTEES VIA A SECURE WEBSITE AND THEN PRESENTED TO THE FULL BOARD OF TRUSTEES AT A MEETING ON MAY 3, 2023. THE FINAL FORM WAS POSTED ON THE SECURE WEBSITE PRIOR TO FILING. ----------------------------------------------------------- FORM 990, PART VI, LINE 12C DESCRIPTION OF PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST ALL TRUSTEES ARE SUBJECT TO THE "STATEMENT OF CONFLICT OF INTEREST POLICY FOR THE TRUSTEES OF COLUMBIA UNIVERSITY." WHEN A TRUSTEE BECOMES AWARE OF AN EXISTING OR POTENTIAL CONFLICT OF INTEREST, HE OR SHE HAS A DUTY TO: (A) DISCLOSE THE CIRCUMSTANCES TO THE BOARD CHAIR OR OTHERS, AS APPROPRIATE, (B) REFRAIN FROM ACTING TO INFLUENCE ANY DECISION WHICH MIGHT IMPROPERLY BENEFIT THE TRUSTEE OR A FAMILY MEMBER; AND (C) RECUSE HIMSELF OR HERSELF FROM PARTICIPATION IN ANY DISCUSSIONS OR DECISIONS ABOUT THE POTENTIAL TRANSACTION OR ACTIVITY. IN ADDITION, ALL TRUSTEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THE DISCLOSURES ARE REVIEWED FOR APPROPRIATE ACTION. ALL OFFICERS AND KEY EMPLOYEES ARE SUBJECT TO THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST." WHEN AN OFFICER OR KEY EMPLOYEE BECOMES AWARE OF AN EXISTING OR POTENTIAL CONFLICT OF INTEREST, HE OR SHE HAS A DUTY TO: (A) DISCLOSE THE CIRCUMSTANCE TO HIS OR HER SUPERVISOR, THE TRUSTEES OR OTHERS, AS APPROPRIATE; (B) REFRAIN FROM ACTING TO INFLUENCE ANY DECISION WHICH MIGHT IMPROPERLY BENEFIT THE OFFICER OR EMPLOYEE OR A FAMILY MEMBER; AND (C) RECUSE HIMSELF OR HERSELF FROM PARTICIPATION IN ANY DISCUSSION OR DECISIONS ABOUT THE POTENTIAL TRANSACTION OR ACTIVITY. IN ADDITION, ALL OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THESE DISCLOSURES ARE REVIEWED AND ANY DISCLOSURES THAT COULD GIVE RISE TO CONFLICTS AS IDENTIFIED THROUGH SUCH REVIEW ARE REPORTED TO AN APPROPRIATE SENIOR OFFICER. ANY SUBSTANTIVE CONCERNS ARE ALSO REPORTED TO THE CHAIR OF THE BOARD OF TRUSTEES. --------------------------------------------------------------------------
FORM 990, PART VI, LINES 15A AND 15B COMPENSATION PROCESS THE UNIVERSITY FOLLOWS THE REVIEW PROCESS DESCRIBED BELOW FOR ALL OFFICERS AND KEY EMPLOYEES. THIS PROCESS HAS BEEN IN PLACE SINCE AT LEAST 2000. THE COMPENSATION FOR THE ORGANIZATION'S PRESIDENT IS REVIEWED BY A COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES AND APPROVED BY THE INDEPENDENT TRUSTEES ON THE FULL BOARD. THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES IS REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES. IN CONNECTION WITH THE PRESIDENT'S COMPENSATION, THE COMPENSATION COMMITTEE AND THE BOARD REVIEW COMPARABILITY DATA AND MINUTES OF DELIBERATIONS ARE RECORDED CONTEMPORANEOUSLY WITH ANY ACTION. WITH RESPECT TO OTHER OFFICERS AND KEY EMPLOYEES, THE COMMITTEE FOLLOWS THE SAME PROCESS FOR REVIEW OF COMPARABILITY DATA AND CONTEMPORANEOUS DOCUMENTATION OF ITS ACTIONS. IN THE CASE OF THE ORGANIZATION'S PRESIDENT AND CERTAIN OTHER OFFICERS AND KEY EMPLOYEES, THE COMPENSATION COMMITTEE HAS ALSO CONSULTED WITH INDEPENDENT COMPENSATION CONSULTANTS IN DETERMINING COMPENSATION. THE COMPENSATION OF THE PRESIDENT AND THE CHIEF EXECUTIVE OFFICER OF THE INVESTMENT MANAGEMENT COMPANY IS REVIEWED AND APPROVED BY A COMPENSATION COMMITTEE OF THE INVESTMENT MANAGEMENT COMPANY'S BOARD OF MANAGERS. SUCH COMPENSATION COMMITTEE IS COMPRISED OF INDEPENDENT MEMBERS OF THE BOARD MANAGERS. "INDEPENDENT TRUSTEE"INDEPENDENT MEMBER" AS USED IN THIS FOOTNOTE MEANS WITHOUT A CONFLICT OF INTEREST WITHIN THE MEANING OF PARAGRAPH (C)(1)(III) OF REGULATION 53.4958-6 OF THE INTERNAL REVENUE CODE. IN ACCORDANCE WITH THE FORM 990 INSTRUCTIONS, PART VI, LINE 1B ABOVE USES A DIFFERENT DEFINITION. ---------------------------------------------------------------- FORM 990, PART VI, LINE 19 DOCUMENTS AVAILABILITY TO PUBLIC THE ORGANIZATION'S CHARTER AND STATUTES, FINANCIAL STATEMENTS AND THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST" ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AT WWW.COLUMBIA.EDU. ---------------------------------------------------------------- FORM 990, PART VII, SECTION A NOTE ON TRUSTEES TRUSTEES' TIME DEVOTED TO POSITION (4 HOURS PER WEEK) REPRESENTS AN AVERAGE FOR ALL TRUSTEES BASED ON ATTENDANCE AT QUARTERLY MEETINGS AND REGULARLY SCHEDULED TELEPHONIC CONFERENCES THROUGHOUT THE YEAR. BOARD OFFICERS, COMMITTEE CHAIRS AND OTHER TRUSTEES OFTEN DEVOTE SIGNIFICANTLY MORE TIME TO THE POSITION. ---------------------------------------------------------------- FORM 990, PART VII, SECTION A NOTE ON RELATED HOURS INDIVIDUALS WITH LISTED HOURS FOR A RELATED ORGANIZATION SIT ON THE BOARD OF COLUMBIA CONTROLLED AFFILIATES AS PART OF THEIR OVERALL COLUMBIA DUTIES, WHEN AND AS NEEDED BY THE AFFILIATES AND THAT MAY NOT BE ON A REGULAR OR WEEKLY BASIS. ---------------------------------------------------------------- FORM 990, PART VIII DETAIL REGARDING ROYALTY INCOME/EXPENSE THE UNIVERSITY PERIODICALLY FUNDS AND DEVELOPS PATENTS FOR CERTAIN TECHNOLOGIES, THEN LICENSES THE USAGE OF THESE PATENTS TO COMPANIES. THE REVENUE, NET OF PAYMENTS DUE TO THIRD PARTIES, IS RECORDED IN REVENUE FROM OTHER EDUCATIONAL AND RESEARCH ACTIVITIES" IN THE CONSOLIDATED STATEMENT OF ACTIVITIES. COSTS INCURRED WITH DEVELOPING AND MAINTAINING THESE PATENTS ARE EXPENSED AS INCURRED SO THAT WHILE ROYALTIES ARE PAID TO FACULTY AND OTHERS IN CERTAIN CIRCUMSTANCES THESE AMOUNTS ARE NOT REFLECTED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ---------------------------------------------------------------- FORM 990, PART VIII, LINE 8 AND SCHEDULE G, PART II DESCRIPTION OF ACCOUNTING FOR FUNDRAISING EVENTS AMOUNTS REPORTED FOR FUNDRAISING EVENTS REPRESENT REVENUE AND EXPENSES THAT ARE SEPARATELY TRACKED. THE REVENUE AND EXPENSES FROM ADDITIONAL FUNDRAISING ACTIVITIES ARE NOT SEPARATELY TRACKED AND ARE INCLUDED WITHIN CONTRIBUTION REVENUE AND FUNDRAISING EXPENSES. ---------------------------------------------------------------- FORM 990, PART IX, LINE 5 COMPENSATION PAID TO CURRENT OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES COMPENSATION AMOUNTS PRESENTED AS MANAGEMENT AND GENERAL EXPENSES ARE FOR CURRENT OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES WHO ARE PART OF CENTRAL ADMINISTRATION. WHILE THESE OFFICERS AND KEY EMPLOYEES SPEND A PORTION OF THEIR TIME ON PROGRAM SERVICES AND/OR FUNDRAISING ACTIVITIES IN ADDITION TO THEIR MANAGEMENT RESPONSIBILITIES, THE UNIVERSITY HAS CHOSEN NOT TO ALLOCATE THE EXPENSES BETWEEN CATEGORIES. ---------------------------------------------------------------- FORM 990, PART IX, LINE 11F INVESTMENT MANAGEMENT FEES THE INVESTMENT MANAGEMENT FEES REPORTED ON THE STATEMENT OF FUNCTIONAL EXPENSES REPRESENT FEES TO THIRD PARTY INVESTMENT MANAGERS AND INCLUDE MANAGEMENT FEE AND PERFORMANCE FEE EXPENSES ASSOCIATED WITH SEPARATELY MANAGED ACCOUNTS. INVESTMENT MANAGEMENT FEES ASSOCIATED WITH FUND INVESTMENTS ARE REPORTED NET AGAINST INVESTMENT INCOME AND THEREFORE ARE NOT INCLUDED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ----------------------------------------------------------------
FORM 990, PART X, LINE 7 LOAN INFORMATION LOANS RECEIVABLE FROM STUDENTS TOTAL $60,386,000. LOANS RECEIVABLE FROM NON-KEY EMPLOYEES TOTAL $30,476,875. THE LOANS FROM NON-KEY EMPLOYEES HAVE VARIOUS INTEREST RATES RANGING FROM 0.00% TO 15.00%, WITH MATURITY DATES RANGING FROM 2022 THROUGH 2052. THE OUTSTANDING BALANCES RANGE FROM $10,000 TO $6,000,000, AND A PORTION OF WHICH ARE SECURED BY A PRINCIPAL RESIDENCE. --------------------------------------------------------------------- FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCE CHANGE IN FUNDS HELD BY OTHER IN PERPETUITY -33,829,836 PRESENT VALUE ADJUSTMENT TO SPLIT INTEREST AGREEMENTS -40,218,581 NET PERIOD BENEFIT COST 16,084,625 CHANGES IN PENSION AND POST-RETIREMENT OBLIGATIONS -3,348,389 OTHER NON-OPERATING ADJUSTMENTS 7,560,857 TOTAL OTHER CHANGES IN NET ASSETS -53,751,324 --------------------------------------------------------------------- FORM 990, PART XII, LINE 2 AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS THE CONSOLIDATED FINANCIAL STATEMENTS OF THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK ARE AUDITED BY PRICEWATERHOUSECOOPERS, AN INDEPENDENT AUDITOR. THE UNCONSOLIDATED FINANCIAL STATEMENTS REFLECTED IN THIS RETURN REPRESENT APPROXIMATELY 99% OF THE NET ASSETS OF THE CONSOLIDATED GROUP. THE UNIVERSITY'S BOARD OF TRUSTEES HAS AN AUDIT COMMITTEE, COMPRISED OF INDEPENDENT TRUSTEES, WHICH IS RESPONSIBLE FOR OVERSIGHT OF THE AUDIT, REVIEW, AND COMPILATION OF THE FINANCIAL STATEMENTS AND SELECTION OF THE INDEPENDENT AUDITOR. ---------------------------------------------------------------------
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990) 2021


Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2021
Open to Public Inspection
Name of the organization
THE TRUSTEES OF COLUMBIA UNIVERSITY
IN THE CITY OF NEW YORK
Employer identification number

13-5598093
Part I
Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income


(e)
End-of-year assets


(f)
Direct controlling
entity

(1) COLUMBIA INVESTMENT MGT COMPANY LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
INVEST MGMT NY 0 0 COLUMBIA
 
(2) CIM I LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901851
INVEST HOLDNG DE 173,914,510 0 COLUMBIA
 
(3) CIM II LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901854
INVEST HOLDNG DE 0 0 COLUMBIA
 
(4) CIM III LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901855
INVEST HOLDNG DE -9,037 4,369,879 COLUMBIA
 
(5) CIM IV LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901856
INVEST HOLDNG DE 213,728 14,843,300 COLUMBIA
 
(6) CIM V LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901861
INVEST HOLDNG DE 0 1,000,007 COLUMBIA
 
(7) CIM VI LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901857
INVEST HOLDNG DE 16,371 39,314,102 COLUMBIA
 
(8) CIM VII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901858
INVEST HOLDNG DE 0 0 COLUMBIA
 
(9) CIM VIII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901859
INVEST HOLDNG DE 0 0 COLUMBIA
 
(10) CIM XII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901864
INVEST HOLDNG DE -102,717,651 93,660,536 COLUMBIA
 
(11) CIM XIII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901865
INVEST HOLDNG DE 0 0 COLUMBIA
 
(12) CIM XIV LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-3901866
INVEST HOLDNG DE 0 0 COLUMBIA
 
(13) CIM XVII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
14-1977498
INVEST HOLDNG DE 0 3,291,644 COLUMBIA
 
(14) CIM XVIII LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
14-1977500
INVEST HOLDNG DE 0 0 COLUMBIA
 
(15) DYNAMO BRASIL VI LLC
1209 ORANGE STREET
WILMINGTON,DE19801
13-5598093
INVESTMENTS DE 0 146,887,548 COLUMBIA
 
(16) COLUMBIA AFFILIATED PHYSICIANS IPA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
26-2162648
PHYSICNS PRAC NY -1,709,644 2,778,196 COLUMBIA
 
(17) COLUMBIA DIGITAL KNOWLEDGE VENTURES LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
06-1576880
NEW MEDIA NY 0 0 COLUMBIA
 
(18) HITHER PROPERTY LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
27-0201222
REAL ESTATE DE 0 0 COLUMBIA
 
(19) CU GSAPP LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
EDUCATION NY 0 0 COLUMBIA
 
(20) ACCESS PROJECT LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTH RESCH NY 0 0 COLUMBIA
 
(21) MSPH LESOTHO LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 372,140 COLUMBIA
 
(22) MSPH MOZAMBIQUE LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 2 COLUMBIA
 
(23) MSPH NIGERIA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 0 COLUMBIA
 
(24) MSPH RWANDA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 0 COLUMBIA
 
(25) MSPH SOUTH AFRICA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 0 COLUMBIA
 
(26) MSPH TANZANIA LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 2,045,871 COLUMBIA
 
(27) MSPH TAJIKISTAN LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 0 COLUMBIA
 
(28) MSPH KG LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
HEALTHCARE NY 0 0 COLUMBIA
 
(29) COLUMBIA INT'L PROJECTS LLC (KENYA)
412 LOW MEMORIAL LIBRARY 535 W 116
NEW YORK,NY10027
13-5598093
EDUCATION NY 0 0 COLUMBIA
 
(30) COLUMBIA GLOBAL CENTERS LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
EDUCATION NY 0 0 COLUMBIA
 
(31) COLUMBIA GLOBAL RESEARCH INITIATIVES LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
EDUCATION NY 0 0 COLUMBIA
 
(32) CU STUDIO LLC
615 WEST 131ST STREET MC8741
NEW YORK,NY10027
13-5598093
EDUCATION NY 0 0 COLUMBIA
 
(33) AFFILIATED PHYSICIANS ORGANIZATION LLC
51 AUDUBON AVENUE
NEW YORK,NY10032
82-1575764
PHY PRCTC GRP NY 0 0 COLUMBIA
 
(34) CU Global North LLC
535 West 116th Street MC 4308
NEW YORK,NY10027
SH VEHICLE NY 0 0 COLUMBIA
 
(35) Columbia Worldwide LLC
535 West 116th Street MC 4308
NEW YORK,NY10027
SH VEHICLE NY 0 0 COLUMBIA
 
(36) CU Global West LLC
535 West 116th Street MC 4308
NEW YORK,NY10027
SH VEHICLE NY 0 0 COLUMBIA
 
(37) CU Global South LLC
535 West 116th Street MC 4308
NEW YORK,NY10027
SH VEHICLE NY 0 0 COLUMBIA
 
(38) Israel Global Center LLC
535 West 116th Street MC 4308
NEW YORK,NY10027
SH VEHICLE NY 0 0 COLUMBIA
 
(39) CU Global East LLC
535 West 116th St MC 4308
NEW YORK,NY10027
SH VEHICLE NY 0 0 COLUMBIA
 
(40) Tel Aviv Global Center LLC
535 West 116th St MC 4308
NEW YORK,NY10027
SH VEHICLE NY 0 0 COLUMBIA
 
(41) ALTOS HYBRID CU LLC
2882 SAND HILL RD STE 100
MENLO PARK,CA94025
INVEST HOLDNG DE 0 0 COLUMBIA
 
Part II
Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section


(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled entity?
Yes No
(1)COLUMBIA UNIVERSITY HEALTH CARE INC
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
13-3948652
HEALTHCARE NY 501(C)(3) 10 COLUMBIA
 
Yes
 
(2)COL PRESBYTERIAN MEDICAL CENTER FUND INC
630 WEST 168TH STREET

NEW YORK,NY10032
13-6162924
FUNDRAISING NY 501(C)(3) 12A NA
 
 
No
(3)COL UNIV RETIREE MED LIFE INS BNFITS TR
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
13-3800106
BENEFITS SUPP NY 501(C)(3) 12A COLUMBIA
 
Yes
 
(4)COLUMBIA UNIVERSITY PRESS
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
13-1623968
ACADEMIC PUB NY 501(C)(3) 12A COLUMBIA
 
Yes
 
(5)MORNINGSIDE HEIGHTS LEGAL SERVICES INC
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
51-0192355
CLINICAL EDUC NY 501(C)(3) 12A COLUMBIA
 
Yes
 
(6)REID HALL INC
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
13-1611126
EDU/CUL EXCH NY 501(C)(3) 12A COLUMBIA
 
Yes
 
(7)ASSOCIATION REID HALL
535 WEST 116TH STREET

NEW YORK,NY10027
EDUCATION FR N/A N/A REID HALL
 
Yes
 
(8)COLUMBIA GLOBAL CENTERS I EUROPE (PARIS)
4 RUE DE CHEVREUSE
PARIS   75006
FR
EDUCATION FR N/A N/A REID HALL
 
Yes
 
(9)RESEARCH COLLECTIONS AND PRES CONSORTIUM
400 FORRESTAL ROAD

PRINCETON,NJ08540
22-3751732
LIBRARY COLL NJ 501(C)(3) 12A NA
 
 
No
(10)CENTER FOR ENVIRONMENT ECONOMY & SOCIETY
2852 BROADWAY

NEW YORK,NY10025
RESEARCH DR N/A N/A CIP
 
Yes
 
(11)CENTER FOR NATL HLTH DEVELP IN ETHIOPIA
KEBELE 06 H447 PO BX 664
ADDIS ABABA   1250
ET
HEALTHCARE ET N/A N/A COLUMBIA
 
Yes
 
(12)COLUMBIA GLOBAL CENTER IN INDIA
630 W 168TH STREET

NEW YORK,NY10032
RESEARCH IN N/A N/A CGC LLC
 
Yes
 
(13)COLUMBIA UK FUND LTD
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
FUNDRAISING UK N/A N/A COLUMBIA
 
Yes
 
(14)COLUMBIA UNIVERSITY HONG KONG FUND
GPO BOX 5314
CONNAUGHT PLACE    
HK
FUNDRAISING HK N/A N/A COLUMBIA
 
Yes
 
(15)MSPH SWAZILAND
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
HEALTHCARE WZ N/A N/A CIP
 
Yes
 
(16)FUNDACION COLUMBIA U GLOBAL CTR - CHILE
AVDAG HAMMASKJOLD 32691ST FL
SANTIAGO    
CI
RESEARCH CI N/A N/A COLUMBIA
 
Yes
 
(17)COLUMBIA GLOBAL CENTERS INITIATIVE
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
RESEARCH FR N/A N/A COLUMBIA
 
Yes
 
(18)COL GLOBAL CENTER EASTERN & SOUTH AFRICA
PO BOX 51412
NAIROBI   00100
KE
RESEARCH KE N/A N/A COLUMBIA
 
Yes
 
(19)CU MIDDLE EAST RESEARCH CENTER
5 MOHD AL SAD AL-BATAYNEH STREET
AMMAN   11814
JO
EDUC SUPPORT JO N/A N/A COLUMBIA
 
Yes
 
(20)CENTER FOR INTL PROGRAMS ZIMBABWE TRUST
39 Lawson Av 42 Bates St
Harare    
ZI
HLTH/RESEARCH ZI N/A N/A COLUMBIA
 
Yes
 
(21)ASSOC CENTRO PARA PROGRAMAS INTER BRASIL
RUA MARIA EUGENIA 90301
RIO DE JANEIRO   22261
BR
EDUCATION BR N/A N/A GLOBAL SWW
 
Yes
 
(22)KNIGHT FIRST AMDMT INST AT COLUMBIA
615 WEST 131ST STREET MC8741

NEW YORK,NY10027
81-4759386
EDU/PMT EXPR NY 501(C)(3) 12A COLUMBIA
 
Yes
 
(23)CIP TUNISIA
15 Avenue de Carthage
Tunis    
TS
RESEARCH DE N/A N/A CIP
 
Yes
 
(24)CIP INC- CAMEROON
2711 Centerville Road Suite 400

WILMINGTON,DE19808
RESEARCH DE N/A N/A COLUMBIA
 
Yes
 
(25)CIP INC - MALAWI
2711 CENTERVILLE RD SUITE 4

WILMINGTON,DE19808
RESEARCH DE N/A N/A CIP
 
Yes
 
(26)CIP BURUNDI
2711 Centerville Road Suite 400

WILMINGTON,DE19808
RESEARCH DE N/A N/A CIP
 
Yes
 
(27)CIP NIGERIA LTDGTE
PLOT 817 CADASTRAL ZONE B04
JABI DISTRICT,ABUJA  
NI
RESEARCH NI N/A N/A CIP
 
Yes
 
(28)Int'l Center for Aids Care and Treatment
10/F8 ROCKWELL BLDG
ROCKWELL CTR,CITY OF MAKATA1220
RP
HEALTHCARE RP N/A N/A COLUMBIA
 
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No
(1) MERIT ENGY PTR V LP

13727 NOEL RD
DALLAS,TX75240
75-2411038
INVESTMENTS TX COLUMBIA
 
EXCLUDED 995,635 1,409,297   No 0     99.633 %
(2) GCM GRSVNR BLUE LP

767 FIFTH AVE
NEW YORK,NY10010
30-0773582
INVESTMENTS DE COLUMBIA
 
EXCLUDED 504,690 4,874,835   No 0     98.897 %
(3) CANAAN RSC PTRS DRL

1101 N Broadway
OKC,OK73103
36-4777388
INVESTMENTS OK COLUMBIA
 
EXCLUDED -863,709 130,724,760   No -71,130     99.000 %
(4) STAR ASIA OP FD III

125 Gaither Dr
Mount Laurel,NJ08054
98-1291896
INVESTMENTS HK COLUMBIA
 
EXCLUDED 1,988,024 100,497,339   No 0     98.765 %
(5) Calunius Lit Risk

PO 656 Trafalgar Ct Les Banques
ST PETER PORT   GK GY1 3P
GK
98-0684876
INVESTMENTS GK COLUMBIA
 
EXCLUDED -35,816 7,071,490   No 0     75.716 %
(6) Calunius Lit Risk 2

PO 656 Trafalgar Ct Les Banques
ST PETER PORT   GK GY1 3P
GK
98-1162651
INVESTMENTS GK COLUMBIA
 
EXCLUDED 0 8,629,667   No 0     60.152 %
(7) Calunius Lit Risk 3

PO 656 Trafalgar Ct Les Banques
ST PETER PORT   GK GY1 3P
GK
98-1336667
INVESTMENTS GK COLUMBIA
 
EXCLUDED 1,099,912 24,291,938   No 0     63.638 %
(8) CD Investors Fund LP

ONE FAWCETT PLACE
GREENWICH,CT06830
84-3634568
INVESTMENTS CT COLUMBIA
 
EXCLUDED 15,526,263 198,144,736   No 88,629     97.127 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes No
(1) 16 EAST 60TH STREET CORPORATION

615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
13-3675222
REAL ESTATE NY COLUMBIA
 
C-CORP 0 0 100.000 % Yes  
(2) 2301 12TH AVENUE OWNERS CORP

615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
99-1786950
REAL ESTATE NY COLUMBIA
 
C-CORP 0 0 100.000 % Yes  
(3) COLUMBIA PRESBYTERIAN IPA

161 FORT WASHINGTON AVE SUITE 132
NEW YORK,NY10032
13-3396165
PHYS PRACTICE NY COLUMBIA
 
C-CORP 0 0 100.000 % Yes  
(4) FATHOM KNOWLEDGE NETWORK INC

615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
13-4054997
NEW MEDIA DE COLUMBIA
 
C-CORP 0 0 100.000 % Yes  
(5) FREEZER BOX INC

615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
99-1596696
REAL ESTATE NY COLUMBIA
 
C-CORP 0 0 100.000 % Yes  
(6) MORNINGSIDE INC

311 LOW MEMORIAL LIBRARY
NEW YORK,NY10027
06-1430120
REAL ESTATE NY COLUMBIA
 
C-CORP 0 0 100.000 % Yes  
(7) COLUMBIA DOCTORS OF NEW JERSEY

615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
26-4364931
HEALTHCARE NJ COLUMBIA
 
C-CORP 6,482,244 2,383,783 100.000 % Yes  
(8) BEIJING DE GA INTRNTL CONSULTING CTR LTD

TOWERA TSINGHUA SCIENCEPARK
CHENGFURD,HAIDIAN100084
CH
EDUCATION CH COLUMBIA
 
FOREIGN CORP 0 202,872 100.000 % Yes  
(9) ASM HUDSON RIVER FUND

WALKER HSE87 MARY ST
GEORGE TOWN,GRD CAYMANKY1-9002
CJ
INVESTMENTS CJ COLUMBIA
 
REG MUTUAL FUND 2,219,190 0 100.000 % Yes  
(10) COLUMBIAPATRON SCOTLAND LP

50 LOTHIAN RD FESTIVAL SQ
EDINBURGH,SCOTLANDEH3 9BY
UK
INVESTMENTS UK COLUMBIA
 
FOREIGN CORP -398 126,347 100.000 % Yes  
(11) FPCM INFLATION LINKED OPPORTUNITIES LTD

WALKER HSE87 MARY ST
GEORGE TOWN,GRD CAYMANKY1-9002
CJ
INVESTMENTS CJ COLUMBIA
 
FOREIGN CORP 0 0 100.000 % Yes  
(12) HARBOUR LITIGATION INVEST OFFSHORE FUND

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-0660716
INVESTMENTS CJ COLUMBIA
 
FOREIGN CORP -77 3,843,061 100.000 % Yes  
(13) CHARITABLE REMAINDER TRUSTS (59)

 
 
N/A NY COLUMBIA
 
TRUST 0 0      
(14) POOLED INCOME FUNDS (2)

 
 
N/A NY COLUMBIA
 
TRUST 0 0      
(15) CENTERS FOR INTERNATIONAL PROGRAMS

535 WEST 116TH STREET
NEW YORK,NY10027
13-5598093
PROGRAM SRVCS DE COLUMBIA
 
C-CORP 0 27,821 100.000 % Yes  
(16) GLOBAL HEALTH RESEARCH CNTR-CE

1255 AMSTERDAM AVENUE
NEW YORK,NY10027
PROGRAM SRVCS DE COLUMBIA
 
C-CORP 0 208,009 100.000 % Yes  
(17) ASSOCIACAO COLUMBIA GLOBAL CENTERBRASIL

RUA DA CANDELARIA 9 3O ANDAR CNT
RIO DE JANEIRO    
BR
PROGRAM SRVCS BR CGC LLC
 
N/A 0 225,415 100.000 % Yes  
(18) UNIVERSITY WOMEN'S REALTY CORPORATION

408 LOW MEMORIAL LIBRARY MC 4336
NEW YORK,NY10025
13-2524803
REAL ESTATE NY COLUMBIA
 
C-CORP 0 0 100.000 % Yes  
(19) COLUMBIA DOCTORS OF BERGEN COUNTY

615 WEST 131ST STREET MC 8741
NEW YORK,NY10027
47-3568473
HEALTHCARE NJ COLUMBIA
 
C-CORP 1,663,470 830,893 100.000 % Yes  
(20) COLUMBIA GLOBAL DANISMANLIK VE ARASTIRMA

MECIDITE MAH MAVI SARAY 37/7
SARIYER    
TU
PROGRAM SRVCS TU COLUMBIA
 
FOREIGN CORP -6,336 0 100.000 % Yes  
(21) COLUMBIA RESEARCH AND CONSULTANCY SRVCS

EXPRESS TOWERS 11TH FL NARIMAN PT
MUMBAI   400021
IN
PROGRAM SRVCS IN CU INT'L PRJCTS
 
FOREIGN CORP 0 0 100.000 % Yes  
(22) COLUMBIA RADIOLOGY INC

630 W 168TH ST
NEW YORK,NY10032
47-5288953
HEALTHCARE NY COLUMBIA
 
C-CORP 0 0 100.000 % Yes  
(23) COLUMBIA DOCTORS OF CONNECTICUT PC

630 W 168TH ST NUM 2-460
NEW YORK,NY10032
82-4894259
HEALTHCARE CT COLUMBIA
 
C-CORP 1,780,398 629,331 100.000 % Yes  
(24) BLC Energy Fund B LP

PO BOX 309
GRAND CAYMAN   KY1-1104 CJ
CJ
98-1458232
INVESTMENTS CJ COLUMBIA
 
FOREIGN CORP 0 7,830,000 83.333 % Yes  
(25) Star Asia Capital Corp Ltd

89 Nexus Way
CAYMAN BAY,GRAND CAYMAN  
CJ
98-0525454
INVESTMENTS CJ STAR ASIA III
 
FOREIGN CORP 0 118,351,208 79.012 % Yes  
(26) CIM (CAYMAN) LLC

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
INVESTMENTS CJ COLUMBIA
 
FOREIGN CORP 0 0 100.000 % Yes  
(27) Japan-Up Limited Partnership II

6/F MO BLDG
HIGASHI,SHIBUYA-KU, TOKYO150-0011
JA
98-1434666
INVESTMENTS CJ COLUMBIA
 
FOREIGN CORP 0 72,400,272 84.450 % Yes  
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 3
Part V
Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
 
No
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
 
No
d Loans or loan guarantees to or for related organization(s) ............................
1d
 
No
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
Yes
 
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
 
No
o Sharing of paid employees with related organization(s) ............................
1o
 
No
p Reimbursement paid to related organization(s) for expenses ............................
1p
 
No
q Reimbursement paid by related organization(s) for expenses ............................
1q
 
No
r Other transfer of cash or property to related organization(s) ............................
1r
 
No
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1) ASM HUDSON RIVER FUND

S 16,529,605 FMV
(2) CANAAN RESOURCE PARTNERS DRILLING FUND LP

B 10,000,000 FMV
(3) CANAAN RESOURCE PARTNERS DRILLING FUND LP

s 142,105,600 FMV
(4) MERIT ENERGY PARTNERS V LP

S 2,475,000 FMV
(5) CALUNIUS LITIGATION RISK FUND 3 LP

B 5,242,734 FMV
(6) KNIGHT FIRST AMDMT INST AT COLUMBIA

B 2,733,638 FMV
(7) COLUMBIA UNIVERSITY HEALTH CARE INC

B 5,754,105 FMV
(8) GCM GROSVENOR BLUE LP

B 126,298 FMV
(9) GCM GROSVENOR BLUE LP

S 8,975,856 FMV
(10) HARBOUR LITIGATION INVESTMENT OFFSHORE FUND

B 1,835,537 FMV
Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income




(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership


Yes No Yes No Yes No






























Schedule R (Form 990) 2021
Schedule R (Form 990) 2021
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R. See instructions.
Return Reference Explanation
SUPPLEMENTAL INFORMATION SCHEDULE R COLUMBIA UNIVERSITY OWNS AN 81.57 INTEREST IN 2700 BROADWAY CONDOMINIUM, WHICH IS TREATED AS A CONDOMINIUM ASSOCIATION UNDER NEW YORK STATE LAW. -------------------------------------------------------------------- SCHEDULE R, PART I END-OF-YEAR ASSET REPORTING CERTAIN DISREGARDED ENTITIES LISTED IN SCHEDULE R, PART I MAY HOLD VEHICLES, OFFICE EQUIPMENT AND RELATED ITEMS, THE VALUE OF WHICH IS INCLUDED IN THE UNIVERSITY'S BALANCE SHEET IN PART X OF THIS FORM 990 BUT IS NOT REFLECTED IN COLUMN (E) END-OF-YEAR ASSETS. -------------------------------------------------------------------- SCHEDULE R, PART I, COLUMNS (D) AND (E) INCOME/ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM I, LLC WHICH OWN 100 OF THE SHARES ENTITLED TO THE INCOME AND ASSETS OF FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM I, LLC REPRESENT A 100 SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED AS REPORTED IN SCHEDULE R, PART IV. THE SHARES OWNED BY CIM I ARE NON-VOTING SHARES. -------------------------------------------------------------------- SCHEDULE R, PART IV CONSISTENT WITH GAAP, THE UNIVERSITY DOES NOT CONSOLIDATE THE ENTITIES LISTED IN PART IV SCHEDULE R WHICH HAVE INVESTMENTS AS THEIR PRIMARY PURPOSE. THIS IS BECAUSE THE UNIVERSITY DOES NOT HAVE SUFFICIENT VOTING POWER WITH RESPECT TO THESE ENTITIES TO SATISFY THE CONTROL TEST FOR CONSOLIDATION UNDER GAAP. THE AMOUNTS SHOWN IN SCHEDULE R, PART IV, COLUMN (G) REFLECT THE UNIVERSITY'S SHARE OF THE NET ASSETS OF THESE ENTITIES FOR THE FISCAL YEAR REPORTING PERIOD WHICH, CONSISTENT WITH GAAP, IS REFLECTED ON LINE 16 OF THE BALANCE SHEET IN PART X OF THIS FORM 990. SIMILARLY, THE UNIVERSITY'S SHARE OF ANY CURRENT INCOME AND REALIZED GAINS FROM THESE ENTITIES IS REFLECTED IN COLUMN (F) OF SCHEDULE R, PART IV AND ON THE STATEMENT OF REVENUE IN PART VIII. THESE ENTITIES EACH OPERATE ON A CALENDAR-YEAR BASIS, AND THE UNIVERSITY'S SHARE OF THE GROSS INCOME AND TOTAL ASSETS FOR EACH OF THESE ENTITIES FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2021 IS SET FORTH BELOW: ASM HUDSON RIVER FUND SHARE OF TOTAL (GROSS) INCOME: $997,515 SHARE OF END-OF-YEAR (GROSS) ASSETS: $3,225,201 COLUMBIA/PATRON SCOTLAND LP SHARE OF TOTAL (GROSS) INCOME: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $0 FPCM INFLATION-LINKED OPPORTUNITIES FUND, LTD SHARE OF TOTAL (GROSS) INCOME: $23,051,077 SHARE OF END-OF-YEAR (GROSS) ASSETS: $290,124,926 HARBOUR LITIGATION INVESTMENT OFFSHORE SHARE OF TOTAL (GROSS) INCOME: $(683,637) SHARE OF END-OF-YEAR (GROSS) ASSETS: $4,127,635 BLC ENERGY FUND B LP SHARE OF TOTAL (GROSS) INCOME: $84,745 SHARE OF END-OF-YEAR (GROSS) ASSETS: $6,219,143 STAR ASIA CAPITAL CORP, LTD. SHARE OF TOTAL (GROSS) INCOME: $1,988,024 SHARE OF END-OF-YEAR (GROSS) ASSETS: $100,479,339 JAPAN-UP LIMITED PARTNERSHIP II SHARE OF TOTAL (GROSS) INCOME: $13,941,745 SHARE OF END-OF-YEAR (GROSS) ASSETS: $97,767,510 CIM (CAYMAN) SHARE OF TOTAL (GROSS) INCOME: $13,628,883 SHARE OF END-OF-YEAR (GROSS) ASSETS: $81,614,813 -------------------------------------------------------------------- SCHEDULE R, PART IV AS OF JUNE 30, 2022, THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK HELD MORE THAN A 50% BENEFICIAL INTEREST IN 58 CHARITABLE REMAINDER TRUSTS DOMICILED IN NEW YORK AND 2 POOLED INCOME FUNDS DOMICILED IN NEW YORK.
Schedule R (Form 990) 2021

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